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INVITED REVIEW SERIES:

NEW FRONTIERS IN SLEEP-DISORDERED BREATHING


SERIES EDITORS: MATTHEW NAUGHTON, PETER A. CISTULLI AND PHILIP DE CHAZAL

Advances in non-invasive positive airway pressure technology


AMANDA J. PIPER1,2

1
Department of Respiratory and Sleep Medicine, Royal Prince Alfred Hospital, Sydney, NSW, Australia; 2Faculty of Medicine
and Health, University of Sydney, Sydney, New South Wales, Australia

ABSTRACT INTRODUCTION
Non-invasive ventilation (NIV) has become the standard
of care for patients with a range of respiratory and sleep Non-invasive ventilation (NIV) has become the key-
breathing disorders. Technological advances have stone in managing hypercapnic respiratory failure, and
enabled the development of several newer modes of is arguably one of the most important clinical advance-
automatically adapting NIV suitable for patients with ments in respiratory medicine over the past three
more complex breathing abnormalities that may be dif- decades. Initially, therapy was delivered using a volume
ficult to manage effectively with more traditional posi- mode of ventilation, where tidal volume is set by the
tive airway pressure therapy. These modes allow for clinician, resulting in variable airway pressures
more stable ventilation when fluctuating ventilation reflecting airway resistance and respiratory system
requirements occur such as in positional upper airway compliance. The efficacy of this approach was clearly
obstruction or state-related variations in respiratory shown in patients with chronic neuromuscular and
mechanics and drive. Adaptive servoventilation (ASV) is chest wall disorders1–3 as well as in those with acute
designed for patients with periodic breathing and cen- respiratory failure secondary to lung disease.4,5 In 1990,
tral apnoeas in whom carbon dioxide levels are normal Sanders and Kern6 introduced bilevel positive airway
to low, with the goal of therapy to dampen and stabilize pressure (BPAP) therapy as a means of independently
ventilation. In contrast, volume-assured pressure sup-
adjusting inspiratory positive airway pressure (IPAP)
port is used in diagnostic groups characterized by hypo-
and expiratory positive airway pressure (EPAP) for
ventilation, where targeting an effective level of
ventilation irrespective of sleep stage or body position is treating obstructive sleep apnoea (OSA). By providing
required. These newer modes have the potential to sim- overall airway lower pressures, the authors felt this
plify and optimize ventilation, although at present there could improve comfort and hence compliance with
is no evidence that they are clinically superior to stan- therapy. However, it quickly became apparent that
dard home ventilation techniques. The complexity and BPAP, a form of pressure-preset ventilation, was
differences in algorithms and features of various device equally effective as volume-preset ventilation in provid-
brands, along with a limited evidence base documenting ing ventilatory support for patients with both acute and
longer term outcomes, complicate decisions around chronic hypercapnic respiratory failure.7–9 The advan-
which patient phenotypes are best suited to these newer tages of BPAP over volume-preset ventilation including
modes. In-built sensor and data storage capabilities of greater comfort and better leak tolerance has led to this
newer home ventilation devices provide the opportunity form of ventilation becoming the primary method of
for earlier recognition of issues with ventilation and to non-invasive ventilatory support currently used in
guide corrective action. Further work is needed to acute settings10 as well as being extensively prescribed
determine how this impacts longer term clinical in home ventilation programmes.11
outcomes. In the past few years, significant improvements in sen-
sor and microprocessor technology have been incorpo-
rated into BPAP devices. In conjunction with the
Key words: adaptive servoventilation, bilevel ventilation, cen- introduction of newer algorithms, these devices now
tral sleep apnoea, nocturnal hypoventilation, volume-assured
come with an ever expanding choice of ventilation
pressure support.
modes, many of which are able to self-adjust in response
to changes in various respiratory variables such as flow,
tidal volume and respiratory rate. Fluctuations in venti-
latory requirements can arise due to positional or state-
related alterations in upper airway calibre, ventilatory
Correspondence: Amanda J. Piper, Department of drive or respiratory mechanics. In general, these modes
Respiratory and Sleep Medicine, Royal Prince Alfred Hospital,
Missenden Road, Camperdown, Sydney, NSW 2050, Australia.
can be divided into two broad categories: those designed
Email: amanda.piper@sydney.edu.au for patients with central events where CO2 is normal or
Received 16 October 2018; invited to revise 5 February 2019; low—adaptive servoventilation (ASV), and modes for
revised 28 April 2019; accepted 10 June 2019 managing hypoventilation syndromes (volume-assured
© 2019 Asian Pacific Society of Respirology Respirology (2019)
doi: 10.1111/resp.13631
2 AJ Piper

pressure support or Va-BPAP). Different brands of of a large telemonitoring positive airway pressure
machine use proprietary algorithms for these newer (PAP) database showed that TE or persistent CSA dur-
modes, and it is beyond the scope of this article to pro- ing CPAP was associated with reduced adherence to
vide specific details on how these devices operate. This therapy,18 which was improved by switching to ASV.19
review covers the evidence for the clinical use and effi-
cacy of these newer modes of ventilation, highlighting
which clinical populations could benefit (Table 1). Opioid-induced central apnoea
Advances in device software for recording and monitor- Altered respiratory control and SDB are highly preva-
ing of ventilatory data and the role this may play in clini- lent in patients using chronic opioid medications,
cal management will also be covered. resulting in a spectrum of abnormal respiratory events
including CSA, hypoventilation, slowing of respiratory
rate and ataxic breathing.20–22 Although CPAP effec-
ADAPTIVE SERVOVENTILATION tively treats any obstructive events that are frequently
present, central apnoeas are generally unresponsive
This mode of ventilation, sometimes referred to as anti- and may even worsen.23,24 In contrast, most studies
cyclical ventilation, was designed to manage patients have shown that ASV is more effective than other ther-
with predominantly central or mixed apnoeas where apies, including CPAP and BPAP, in reducing central
significant respiratory variability is present, but PaCO2 events,24,25 although this finding is not universal.23,26
is in the low to normal range. The target population for Long-term use of ASV has been reported in two stud-
this mode of ventilation are patients with Cheyne– ies, confirming sustained control of SDB and good
Stokes breathing, opioid-inducing breathing or those adherence to therapy.24,27 However, there is a lack of
with treatment-emergent (TE) central sleep apnoea data concerning the impact of PAP including ASV on
(CSA). ASV provides automatically adjusting pressure clinical outcomes such as quality of life or mortality.
support so that during periods of central apnoea or
hypopnoea, inspiratory support is increased on a
breath-by-breath basis which then reduces during
periods of hyperventilation or stable breathing (Fig. 1). Cheyne–Stokes breathing
Depending on the brand of device, either peak flow or CSA and Cheyne–Stokes respiration (CSR) are common
minute ventilation is monitored by the device, with in patients with heart failure28 and may be seen follow-
adjustment of the output (pressure support and back- ing ischaemic or haemorrhagic stroke, although the
up rate) to mirror the patient’s spontaneous respiratory prevalence is significantly less than that seen in heart
efforts in order to maintain a more stable breathing failure.29,30 Sleep fragmentation arising from arousals
pattern.12 Although a fixed EPAP can be set, newer following apnoeic events likely contribute to fatigue
devices now incorporate an autotitrating EPAP setting and sleepiness reported by patients. Furthermore,
to maintain upper airway patency. repetitive apnoeas and arousals induce an increase in
sympathetic nerve activity, which is associated with
adverse physiological effects and poorer prognosis in
Treatment-emergent CSA patients with chronic heart failure (CHF).31 A post hoc
Previously known as complex sleep apnoea, TE-CSA analysis of the Canadian Continuous Positive Airway
refers to patients presenting with what appears to be Pressure for Patients with Central Sleep Apnea and
classic OSA who then develop central apnoeas and Heart Failure (CANPAP) trial found a significant reduc-
periodic breathing on continuous positive airway pres- tion in AHI in around 60% of patients with CSA-CSR
sure (CPAP). As these central events may resolve spon- treated with CPAP, with significant improvements in
taneously over time in some with ongoing CPAP use,13 left ventricular ejection fraction (LVEF) and transplant-
there has been some debate around the best manage- free survival compared with the control group and
ment approach for such individuals. Although some those in whom CPAP did not reduce to <15/h.32 The
have documented the successful use of BPAP in belief that continued abnormal nocturnal breathing in
patients with TE-CSA,14,15 there is a high risk of increas- this population is detrimental longer term has led to
ing the frequency of periodic breathing compared to the use and evaluation of other forms of PAP therapy
CPAP due to the generation of large tidal volumes dur- for CPAP non-responders.
ing hyperpnoeic periods, lowering PaCO2 and worsen- Fixed pressure BPAP-spontaneous timed (ST) can
ing central apnoeas.16 ASV can overcome some of the stabilize nocturnal breathing in some patients with
shortcomings of BPAP. Morgenthaler et al.17 random- CSA-CSR,33,34 but it can be difficult to titrate settings
ized 66 subjects with TE-CSA to either CPAP or ASV for appropriately. The introduction of ASV provided an
3 months. In the intention-to-treat analysis, 90% of alternative and potentially more effective approach to
those allocated to ASV achieved an apnoea–hypopnoea therapy. A number of observational studies and small
index (AHI) < 10 compared to 64% of the CPAP group, randomized trials emerged demonstrating the superior-
confirming previous work showing ASV is more reliable ity of ASV over both CPAP and fixed BPAP therapy in
than CPAP in reducing sleep-disordered breathing reducing AHI,33,35–38 improving quality of life35,36 and
(SDB) in TE-CSA.14 Of interest, both modes of therapy exercise capacity,38 and increasing LVEF.35,36,38 In 2012,
produced similar symptomatic changes.17 At present, it the American Academy of Sleep Medicine released
is unclear whether any longer term clinical advantages guidelines recommending the use of ASV for the treat-
are derived from using more expensive ASV devices in ment of CSA related to heart failure targeted to normal-
this population. However, recent retrospective analyses ize the AHI.39
© 2019 Asian Pacific Society of Respirology Respirology (2019)
Advances in non-invasive PAP technology 3

Table 1 Newer modes of ventilation with potential clinical uses

Mode Clinical use Comments

ASV Designed for patients with significant respiratory Generally shown to be more effective than CPAP
instability resulting in predominately central and or BPAP in reducing central events and
mixed apnoeas with PaCO2 in normal or low stabilizing breathing during sleep
range
TE-CSA, opioid-induced SDB, idiopathic CSA or In patients with TE and opioid-induced central
stroke apnoea, data are lacking regarding longer term
benefits of ASV over other forms of PAP in
terms of quality of life and survival
Has been used in the treatment of CSA arising In patients with CHF and predominantly CSA with
from chronic opioid-induced SDB and TE an ejection fraction ≤45%, ASV is not
Although previously used for CSA in CHF, recent recommended due to the significant risk of
evidence for an increase in risk of death in harm. CPAP may be used in those who are
patients those with an ejection fraction ≤45% shown to respond to it
Va pressure Provides variable inspiratory support to maintain a Not shown to provide better ventilation or
support target level of ventilation, despite changes in outcomes than fixed level BPAP
lung or chest wall compliance or alterations in
airway resistance
Use reported in OHS, COPD and neuromuscular May improve acclimation and tolerance to BPAP
disorders with hypoventilation by reducing pressure during wakefulness
Can be added to ST or PC modes of BPAP May improve access to therapy and reduce delay
in commencing treatment by reducing need for
in-laboratory titration settings
Manual adjustment to settings still required to
optimize therapy
Excessive non-intentional leak and/or residual
upper airway obstruction may produce less
efficient ventilation than expected
Observational and small, short-term randomized Bench testing demonstrates variable response to
trials have demonstrated similar outcomes to events such as leak type (inspiratory/expiratory
fixed pressure BPAP when both modes set to and intermittent/continuous) and circuit
deliver similar target tidal volumes configuration between various Va-BPAP devices
Autotitrating Automatic adjustment of EPAP to prevent upper Shown to be non-inferior to PSG-directed
EPAP airway obstruction manually titrated EPAP in single night
randomized trials
Can be added to ASV, Va or fixed pressure support No longer term data regarding outcomes
modes of BPAP, depending on the device used compared to fixed level BPAP or EPAP
Useful for patients with obesity or suspected To data, only investigated in patients already
concomitant OSA particularly where substantial established on NIV
sleep state or positional variation in upper Offers the potential to reduce the need for
airway behaviour is present in-laboratory titration, thereby improving access
to BPAP therapy

ASV, adaptive servoventilation; BPAP, bilevel PAP; CHF, chronic heart failure; CPAP, continuous PAP; CSA, central sleep apnoea;
EPAP, expiratory PAP; NIV, non-invasive ventilation; OHS, obesity hypoventilation syndrome; OSA, obstructive sleep apnoea; PaCO2,
Partial pressure of arterial carbon dioxide; PAP, positive airway pressure; PC, pressure controlled; PSG, polysomnogram; SDB,
sleep-disordered breathing; ST, spontaneous timed; TE, treatment emergent; Va, volume-assured.

The SERVE-HF trial was designed and undertaken to death were significantly increased in those allocated to
confirm the findings of these small, short-term investi- ASV, with no benefits across a broad range of func-
gations.40 Over 1300 patients with heart failure and tional measures including quality of life and symptoms.
reduced ejection fraction (LVEF ≤ 45%) were recruited This is despite ASV effectively treating CSA. A follow-
and randomized to either ASV or optimal medical ther- up ‘on-therapy’ analysis confirmed an increased risk of
apy over a median follow-up of 31 months. The pri- death in ASV-treated patients but showed no increase
mary end point was a composite of death from any in risk with increasing therapy usage.41 The mecha-
cause, a life-saving cardiovascular intervention or an nisms underlying these findings have not yet been fully
unplanned hospitalization for worsening CHF. On an explained, but do not appear to be related to adverse
intention-to-treat basis, there was no difference cardiac remodelling or worsening heart failure.42 These
between groups with respect to this primary end point findings stimulated much discussion among clinicians
(hazard ratio: 1.13, 95% CI: 0.97–1.31, P = 0.10). Unex- and resulted in changes to guidelines around the man-
pectedly, however, all-cause death and cardiovascular agement of CSA, advising against the use of ASV in

Respirology (2019) © 2019 Asian Pacific Society of Respirology


4 AJ Piper

Figure 1 A 5-min epoch


showing patient flow and
mask pressure during ASV in
a patient with CSA/CSR. Dur-
ing apnoeic phases, the
device progressively increases
IPAP and then reduces the
degree of pressure assistance
during hyperpnoea. Breaths
are machine-triggered during
the apnoeic phase and patient-
triggered during hyperpnoea.
ASV, adaptive servoventilation;
CSA, central sleep apnoea;
CSR, Cheyne–Stokes respira-
tion; IPAP, inspiratory posi-
tive airway pressure.

adults with heart failure and moderate or severe CSA 11 initially treated with CPAP and 2 with BPAP. Vari-
with an ejection fraction ≤45%.43 While most clinical able pressure support was set between 3 and
and much research activity with ASV in patients with 9 cm H2O, and EPAP at 5 cm H2O with an automatic
heart failure and reduced ejection fraction was ceased back-up rate. ASV successfully reduced AHI from
following the release of the SERVE-HF results,44–46 the 47  24 to <10 events/h at both 3 and 6 months. While
Effect of ASV on Survival and Hospital Admissions in this study demonstrated the feasibility and potential
HF (ADVENT-HF) study47 continued patient recruit- effectiveness of ASV in this population, data regarding
ment following review by the trial’s data and safety the impact of therapy or lack of it on recurrent cardio-
monitoring committee. This trial is evaluating a newer vascular events, cognitive function and survival remain
generation ASV device incorporating autotitrating EPAP unknown.
and a different pressure support algorithm to the
SERVE-HF study in patients with reduced ejection frac-
tion and either CSA or OSA. The ADVENT-HF trial is Clinical implications
also examining a much broader population of patients While patients may be classified as having predomi-
with heart failure and the results should provide nantly CSA, most present with more complex SDB
greater insights into what role, if any, ASV may play in which includes obstructive events and variability in
patients with heart failure and reduced ejection fraction breathing pattern. To further complicate the matter,
across the spectrum of SDB. the predominant type of breathing abnormality can
In contrast to heart failure, the use of ventilatory sup- vary across the night due to body position and sleep
port for CSA in patients following stroke has been stage, as well as change over time with alterations in
sparsely addressed, with most studies reporting the use medications, weight or fluid status. It is not surprising
of CPAP for OSA.48 One study described BPAP use in then that any PAP therapy using static pressures and
64 of 356 consecutive patients admitted to a tertiary hos- back-up rates titrated over a single night may fail to
pital stroke service with acute cerebral ischaemia.49 Ther- fully correct the diverse and dynamic sleep breathing
apy was commenced on the first day of admission as part abnormalities that can occur in these populations. The
of standard of care in patients with a history of OSA, algorithms and features of ASV devices are theoretically
suspected OSA or persisting proximal arterial occlusions well suited to providing appropriate and stable ventila-
with neurological worsening during sleep. No objective tory support under such dynamic conditions. However,
measures of the type or severity of any SDB were under- beyond reducing AHI during sleep and potentially
taken. BPAP was set with an IPAP of 10 cm H2O and improving adherence to therapy is some patients, there
titrated upward to achieve a tidal volume of 5–7 mL/kg, is a paucity of data from randomized trials showing
while EPAP remained at 5 cm H2O. Four patients were clear clinical benefits with ASV use such as improved
intolerant of therapy, with seven experiencing an adverse quality of life, reduced incident cardiovascular events
event, mainly facial skin breakdown. No difference in in- or improved survival.
hospital mortality was seen between BPAP users and Failure of ASV to control sleep breathing events in
non-users, but among survivors, neurological improve- some studies could be related to the use of older tech-
ment during hospitalization tended to be greater in the nology especially the use of fixed EPAP.23,40 The incor-
BPAP group. However, whether this translated into better poration of autoadjusting EPAP and back-up rate in
functional outcomes is unknown as no post-discharge newer generation ASV devices not only simplifies ther-
follow-up was reported. apy titration, but also potentially optimizes therapy.50,51
In a retrospective analysis, Brill et al. reported the Although fully automated ASV therapy provides the
outcome of ASV treatment for persistent CSA in potential to commence therapy earlier without the
15 post-acute ischaemic stroke patients without con- need for a polysomnogram (PSG)-guided titration
comitant CHF.45 Therapy commenced a median of night, clinicians need to be mindful that algorithm and
11 months following the cerebrovascular event, with device performance may vary from that expected in the
© 2019 Asian Pacific Society of Respirology Respirology (2019)
Advances in non-invasive PAP technology 5

real-world situation. This highlights the need for close However, when titration protocols for fixed pressure
and independent monitoring of the individual’s BPAP-ST and Va-BPAP modes were set to achieve similar
response to therapy. Furthermore, good quality, long- target tidal volumes, clinical differences were no longer
term studies are also needed to determine the impact apparent.59 In a group of 46 super-obese individuals with
of correcting central events on relevant patient and obesity hypoventilation syndrome, Murphy et al. reported
clinical outcomes. similar control of nocturnal gas exchange with both
modes of ventilation and consequently equivalent
3-month outcomes in awake gas exchange, quality of life
VOLUME-ASSURED PRESSURE and compliance with therapy.54 Mean IPAP delivered
SUPPORT with Va-BPAP in this study was 22  5 cm H2O com-
pared with 23  4 cm H2O for those on fixed pressure
This is a hybrid mode of ventilation, incorporating fea- BPAP. Likewise, Oscroft et al. found no difference in gas
tures of both volume and pressure ventilation. The cli- exchange or clinical outcomes after 3 months of therapy
nician sets a target tidal volume or alveolar ventilation with either Va-BPAP or fixed pressure BPAP in 40 patients
along with an IPAP/pressure support range which per- with stable hypercapnic COPD.56
mits the device to deliver a variable level of inspiratory Use of high-pressure or high-intensity NIV has received
assistance in order to maintain tidal volume or alveolar a significant amount of attention recently with publication
ventilation close to the target value. Va pressure sup- of two large, randomized trials showing reduced
port offers an alternative approach to initiating, titrat- readmissions62 and improved survival63 in patients with
ing and maintaining effective ventilation in individuals COPD and chronic hypercapnia. This approach, while
with hypoventilation syndromes. The ability of the effective, requires several days of patient acclimation,
device to augment ventilation sufficiently even in the monitoring and pressure adjustment,63 which may not be
presence of changing airway resistance or lung compli- feasible in many health systems. In a randomized cross-
ance is touted as one of the advantages of this mode of over trial comparing Va-BPAP and BPAP-ST in
ventilation (Fig. 2). Other theoretical benefits could be ventilation-naïve patients with nocturnal hypoventilation,
a reduction in pressure support during wakefulness, Va-BPAP was equally effective in improving nocturnal gas
improved comfort and potentially compliance with exchange and sleep quality as overnight manual titration
treatment. by an expert group.64 The use of higher nocturnal inspira-
tory pressures without adversely affecting sleep quality55
along with less time to acclimate to these higher pres-
Clinical studies sures56 highlight the potential role of Va-BPAP in initiat-
Most studies around the use of Va-BPAP have been con- ing and optimizing nocturnal ventilatory support
ducted in patients with obesity hypoventilation syndrome (Figs 3–4).
or COPD presenting with chronic respiratory failure.52–57 Few studies have reported the use of Va-BPAP in the
However, Va-BPAP has also been successfully used in acute setting. A small prospective case–control study
congenital central hypoventilation syndrome58 and compared Va-BPAP in 11 COPD patients with hyper-
restrictive chest wall disorders.59–61 Early studies reported capnic encephalopathy with 11 similar patients treated
better control of nocturnal CO2 with volume assurance with BPAP-ST alone.65 Improvements in PaCO2, respi-
compared to fixed pressure BPAP,53,57 although this was ratory rate and level of consciousness improved more
often achieved at the expense of poorer sleep quality.53 rapidly in patients receiving volume assurance. However,

Figure 2 While fixed


pressure-preset modes of
ventilation provide consistent
breath-to-breath airway pres-
sure, the delivered tidal vol-
ume can vary substantially
due to changes in sleep stage
or body position. This 10-min
epoch illustrates a reduction
in patient airflow and tidal
volume in the absence of leak.
Note the patient is being pas-
sively ventilated with total
respiratory rate and machine
BUR equivalent. BUR, back-up
rate; VT, Tidal Volume.

Respirology (2019) © 2019 Asian Pacific Society of Respirology


6 AJ Piper

Figure 3 Recording of
volume-assured BPAP during
non-REM sleep in a patient
with COPD. The device has
been set to deliver a target
tidal volume of 550 mL, with
IPAP range of 16–25 cm H2O,
EPAP fixed at 6 cm H2O and a
back-up rate of 15 bpm. Dur-
ing the first part of this 5-min
epoch, tidal volume is below
the set target and IPAP is pro-
gressively increasing. Once
the target is met or exceeded,
the IPAP again ramps down to
the minimum value. BPAP,
bilevel positive airway pres-
sure; EPAP, expiratory posi-
tive airway pressure; IPAP,
inspiratory positive airway
pressure; REM, rapid eye
movement; VT, Tidal Volume.

this was achieved using significantly higher IPAP levels respiratory failure.67 Reductions in PaCO2 after 2 and 6 h
with Va-BPAP (initial maximum IPAP of 19.8  2.2 vs of therapy, need for intubation and in-hospital mortality
12.3  0.9 cm H2O). Furthermore, no difference in dura- did not differ between therapy modes.
tion of NIV use or length of hospital stay was observed.
A more recent randomized study compared the out-
comes of BPAP-Spontaneous and AVAPS-Spontaneous Clinical considerations
modes in patients with acute or acute-on-chronic hyper- Current evidence does not suggest any superiority of
capnic respiratory failure who were admitted to an inten- Va-BPAP over BPAP in treating either acute or chronic
sive care unit (ICU).66 Both modes were set to deliver a hypercapnic respiratory failure. Nevertheless, there are
tidal volume of 8 mL/kg of ideal body weight, although some practical advantages of using Va-BPAP to imple-
mean peak inspiratory pressure was higher with Va- ment and maintain therapy particularly where monitor-
BPAP (22.2  5.1 vs 17.5  3.5 cm H2O). Despite this, no ing resources or skilled staff are scarce, or where rapid
difference between groups was seen in the course of CO2 changes in sleep breathing are likely to occur. Impor-
improvement, duration of NIV or length of hospital stay. tantly, no safety concerns have been raised with the
These findings echo those of another randomized trial widespread use of this ventilatory mode.
comparing BPAP-ST to Va-BPAP-ST performed on gen- In general, tidal volumes of 6–10 mL/kg of ideal
eral respiratory wards in patients with acute hypercapnic body weight have been used, with targets adjusted to

Figure 4 Recording of
volume-assured BPAP during
REM sleep in the same patient
as shown in Figure 3. The
device is consistently deliver-
ing an IPAP of 16 cm H2O to
achieve the set target tidal
volume in this sleep stage. A
potential benefit of this mode
over fixed BPAP is the ability
to adjust inspiratory support
to maintain ventilation despite
changes in lung or chest wall
compliance that can arise
from changes in sleep stage
or body position. BPAP,
bilevel positive airway pres-
sure; EPAP, expiratory posi-
tive airway pressure; IPAP,
inspiratory positive airway
pressure; REM, rapid eye
movement; VT, Tidal volume.

© 2019 Asian Pacific Society of Respirology Respirology (2019)


Advances in non-invasive PAP technology 7

Figure 5 A 5-min recording


of data downloaded from in-
built ventilator software dur-
ing volume-assured ventila-
tory support illustrating the
impact of persistent upper air-
way obstruction on ventila-
tion. Higher EPAP or the use
of autotitrating EPAP would
be appropriate in this case.
EPAP, expiratory positive air-
way pressure; VT, Tidal
Volume.

accommodate patient comfort and degree of hyper- Furthermore, different factors influenced the size of
capnia.52,54,68,69 The EPAP is usually set at 4–5 cm H2O this difference depending on the brand of device
if upper airway collapse is not thought to be an used.77 Nevertheless, these data can improve the clini-
issue,52,64 or around the minimum CPAP level cian’s ability to recognize potential problems early and
required to prevent obstruction.54,69 Autotitrating intervene.78 Incorporation of additional signals into the
EPAP simplifies decisions about this setting (see ventilator such as oximetry in conjunction with
below). A back-up rate of 2–4 breaths below the machine-derived signals such as airflow and leak can
patient’s awake spontaneous rate is usually used54,64,70, provide valuable information to guide the optimization
or can be set a few breaths above the patient’s sponta- of therapy, with potentially significant clinical impact.79
neous sleep breathing rate if more passive ventilation
is the goal.63,71
However, clinicians cannot simply assume that these
Va algorithms will optimize ventilation. Non- Automatic EPAP
intentional leak and upper airway obstruction will pro- Some NIV modes now incorporate automatically
duce poorer than expected performance of the ventila- adjusting EPAP (AutoEPAP) to maintain upper airway
tor (Fig. 5). In bench tests, unintentional leaks patency during BPAP or Va-BPAP therapy. By provid-
significantly affected ventilator performance, reducing ing the lowest optimal level of EPAP needed for any
pressure support and altering the delivered tidal vol- sleep stage or body position, overall airway pressure
ume by as much as 40%.72 Circuit configuration and may be lower without compromising tidal volume or
type of intentional leak port can also influence the unnecessarily increasing leak. Theoretically, this could
accuracy of the delivered tidal volumes.73 Conse- improve comfort and acceptance of therapy, produc-
quently, close monitoring and review of the efficacy of ing better long-term outcomes. However, there is a
ventilation remain key aspects of NIV with Va-BPAP paucity of data confirming the efficacy of this mode.
devices. McArdle et al. recently evaluated AutoEPAP in combi-
Clinical follow-up of patients on home ventilation nation with Va-BPAP in 25 patients with chronic hypo-
has ranged from simple awake blood gases to full PSG ventilation and co-morbid OSA.80 Patients were stable
with transcutaneous carbon dioxide monitoring.11 With and established on BPAP (S or ST modes). Randomiza-
recent technological advancements, remote monitoring tion was to either AutoEPAP or fixed EPAP Va-BPAP on
of a range of respiratory parameters recorded by the two separate nights. No difference in mean AHI or other
built-in ventilator software is now possible. This infor- PSG-derived sleep and breathing variables was seen
mation can be stored on datacards within the device between modes with self-reported sleep quality also simi-
for later downloading and review, or uploaded to the lar. However, there were some individual patient differ-
cloud for more immediate access by prescribers or ences in response to the two modes, and while the
home care providers, including remote alteration in authors were unable to identify specific predictors for
some ventilator settings. While these data can be valu- this, post hoc analysis suggested leaks in the AutoEPAP
able in identifying problems with ventilation such as mode might influence control of OSA.80 A subsequent,
insufficient use, hypoventilation, leak and upper airway multicentre randomized study of 38 patients with chronic
obstruction,74 the validity of many of the signals pro- respiratory failure and AHI > 5 h previously established
vided by home ventilator software has yet to be on BPAP (either fixed and Va modes) has likewise found
confirmed.74–76 For example, recent work suggests data the use of AutoEPAP to be non-inferior to manually
downloaded to the datacard frequently underestimates titrated EPAP in controlling upper airway obstruction dur-
tidal volume relative to the target tidal volume, which ing a single night of Va-BPAP therapy.81 Longer term
could trigger unnecessary clinician intervention.77 studies evaluating the impact on adherence and clinical
Respirology (2019) © 2019 Asian Pacific Society of Respirology
8 AJ Piper

outcomes are needed, as well as studies of BPAP-naïve and in some clinical situations or patients, outcomes
patients.81 may prove worse.
In a retrospective, cohort-matched trial, Gursel et al. Advancements in technology are also broadening
evaluated the addition of AutoEPAP to Va-BPAP in a our options for continuous long-term monitoring of a
heterogeneous group of hypercapnic patients admitted patient’s response to and acceptance of therapy. While
to ICU.82 The target tidal volume set for both groups these developments are a very welcome addition to our
was similar (501  42 mL for Va-BPAP-AutoEPAP vs clinical toolkit,78 they do not replace informed clinical
497  37 mL for Va-BPAP). A significant difference in judgment and considered manual intervention.
the reduction in PaCO2 in the first 6 h was seen
favouring Va-BPAP-AutoEPAP (7  7 vs 2  5 mm Hg), The Author: A.J.P. is a physiotherapist responsible for managing
with PaCO2 falling greater than 5 mm Hg in 93% of the acute and home ventilation services provided by the Depart-
those with added AutoEPAP compared to 60% of those ment of Respiratory and Sleep Medicine at Royal Prince Alfred
using volume assurance alone. A similar proportion of Hospital. Her research interests include the assessment and man-
patients in both groups experienced a 10% fall in CO2 agement of nocturnal hypoventilation syndromes with a particular
levels over the treatment period, although this occurred focus on obesity hypoventilation and neuromuscular disorders.
more rapidly in those with added AutoEPAP. Mean
inspiratory pressures were similar, but maximum EPAP Abbreviations: ADVENT-HF trial, Adaptive Servo-ventilation for
and actual delivered tidal volumes were higher in the Therapy of Central and Obstructive Sleep Apnea in Heart
Va-BPAP-AutoEPAP group. Failure; AHI, apnoea–hypopnoea index; ASV, adaptive
servoventilation; AutoEPAP, automatically adjusting EPAP;
BPAP, bilevel PAP; CHF, chronic heart failure; COPD, chronic
obstructive pulmonary disease; CPAP, continuous PAP; CSA,
Clinical implications central sleep apnoea; CSR, Cheyne–Stokes respiration; EPAP,
The use of AutoEPAP in conjunction with BPAP may be expiratory PAP; ICU, intensive care unit; IPAP, inspiratory PAP;
particularly applicable to the acute setting. Frequently, LVEF, left ventricular ejection fraction; NIV, non-invasive
ventilation; OSA, obstructive sleep apnoea; PaCO2, Partial
patients require ventilatory support on a near-continuous
pressure of arterial carbon dioxide; PAP, positive airway
basis initially, with potentially differing EPAP require- pressure; PSG, polysomnogram; REM, rapid eye movement;
ments during wakefulness compared to sleep. Clinicians SDB, sleep-disordered breathing; SERVE-HF trial, Treatment of
may not be aware or do not have the time to continu- Predominant Central Sleep Apnoea by Adaptive Servo
ously adjust EPAP to optimize airway patency with Ventilation in Patients With Heart Failure Trial; ST, spontaneous
changing sleep–wake states. In either the acute or chronic timed; TE, treatment emergent; Va, volume-assured; VT, Tidal
setting, autotitrating EPAP may be of greatest benefit in volume.
obese patient and those with concomitant OSA.
Overall, the use of Va-BPAP with AutoEPAP offers
the possibility of simplifying the set up of BPAP, poten-
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