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1993 Sininger FspABR
1993 Sininger FspABR
Measures of Hearing
to psychophysical threshold (Elberling & Don, 1987a;
Sininger & Don, 1989), and screening-level ABRs have
Yvonne S. Sininger, PhD been shown to be reliable, early indicators of hearing
Children's Auditory Research and Evaluation Center, House Ear impairment in newborns (Hyde, Malizia, Riko, & Al-
Institute, Los Angeles, California berti, 1991).
ABR has dramatically improved the accuracy of
hearing assessment of young children and lowered the
age at which a child can be evaluated. However, the
ABSTRACT technique, as applied in most audiology clinics today,
The auditory brain stem response (ABR) is felt to be an is not completely objective. Because it requires no
objective technique for predicting hearing thresholds be- active response from the patient, it is less subjective
cause a voluntary response is not required from the sub- than behavioral measures of hearing; however, ABR
ject. However, determination of ABR threshold can be a threshold, in most cases, requires that the examiner
subjective process. This article discusses a technique, make a subjective decision about the presence or ab-
termed F,, which adds objectivity to ABR threshold de- sence of averaged neural activity in background noise.
tection by creating a ratio of signal plus averaged back-
The difficulty in subjective interpretation of presence
or absence of ABR is due to the inherently poor signal
ground noise over an estimate of the averaged back- to noise ratio of the recording. Threshold-level ABR
ground noise for any given averaged ABR. F, values have wave V amplitude can be as low as 50 nV (Sininger &
an F distribution. Consequently, the confidence of true Masuda, 1990), whereas fluctuations in background
detection for a given ABR can be determined by compar- noise during averaging can easily be 20 pV.
ing its calculated F, value to statistical tables. Using a Time-locked averaging reduces noise contaminants
technique such as F, not only adds objectivity to ABR of the ABR. The neural response to the stimulus can
threshold detection, but also optimizes test time by allow- be considered deterministic; it is stable in amplitude
ing the averaging process to stop as soon as the back- and time for a given stimulus. The exception to this
ground noise has been reduced and the true neural poten- principle is found in adaptation of the neural response
tial can be judged to be present. The estimate of the to the stimulus. However, adaptation is complete after
background noise can be used as a weighting factor to
the first few stimuli are presented (Don, Allen, & Starr,
1977), and adaptation should not significantly impact
reduce the influence of noisy segments during the aver- upon the basic assumption that the response is deter-
aging process as well. Using this technique, we have ministic.
found ABR threshold to be within 5 or 6 dB of psycho- In contrast to the neural signal, background noise is
physical threshold for like (click) stimuli and, in our pedi- random, independent of auditory stimulus, and will be
atric clinic, ABR click thresholds are within 10 dB of pure- reduced by partial cancellation after a sufficient number
tone average for children with losses ranging from mild to of sweeps have been averaged. Time-locked averaging
profound. (Ear Hear 14 1:23-30) enhances the signal (neural response) in relation to the
noise by reducing the background noise.
THE ABR IS AN AVERAGED, scalp recording of Predicting psychophysical threshold with the ABR
neural activity initiated by sound and generated in the involves determining the threshold of ABR, that is, the
auditory nerve and brain stem. This response is reliably lowest stimulus level that will produce a detectable
recorded from adults and infants (Hecox & Galambos, response. The most common method for determining
1974)and is not contaminated by state of consciousness ABR threshold is visual inspection of an averaged wave-
(Starr, 1976) or attention (Picton & Hillyard, 1974). It form. In most instances, two waveforms are generated
must be noted that the ABR does not measure hearing. by repeated averaging of a fixed number of sweeps, for
ABR and hearing are two distinct processes; ABR re-
quires detection of sound-initiated neural activity from
the scalp, whereas hearing is the conscious perception 0196/0202/93/1401-0023$03.00/0 EARAND HEARING
of sound. However, ABR detection threshold is close Copyright 0 1993 by Williams 8, Wilkins Printed in the U.S.A.
Ear and Hearing, Vol. 14, No. 1,1993 ABR for Objective Measures of Hearing 23
example, 2048 (Jerger, Oliver, & Stach, 1985). These sponse. The subjective nature of the ABR lies in the
responses are compared visually or by calculation of a examiner’s responsibility to adequately acquire re-
cross-correlation product. A clear replication indicates sponses and later to judge the distinction between an
a response. This judgment is based on the assumption ABR and a recording of noise.
that peaks that remain after averaging represent neural Elberling and Don (1984) and Don, Elberling, and
response because the averaging process had adequately Waring (1984) have described a technique for deter-
reduced background noise. mining the quality of an ABR based on a background
However, because the amplitude of background noise noise level estimate and the overall level of the response.
can fluctuate widely over time, it is not possible to This technique determines a value known as Fspfor
determine, a priori, how much averaging will ade- each block of 256 average sweeps. This value is closely
quately reduce noise in a given average. A visual or related to the signal to noise ratio of the recording and
correlational comparison of two waveforms can evalu- has statistical properties that allow the examiner to
ate responses with very different signal to noise ratios, determine the level of confidence that an average con-
leading to errors in interpretation. Figure 1 shows ABRs tains a true ABR.
from a patient in response to a 100 dB nHL click (top) The derivation of and rationale for the Fsphas been
and to an 80 dB nHL click (bottom), each with 2000 described in detail elsewhere (Elberling & Don, 1984).
sweeps averaged. In the top example, waveforms repli- Fsp is based on the concept that any averaged evoked
cate adequately and there is little doubt that an ABR is potential recording includes some amount of neural
present. The situation with the 80 dB recordings is not activity and some background noise. For any given
as clear. The waveform morphology in one trace sug- digitized point in an averaged ABR waveform, the
gests a response, but the replication is poor. If a response neural or evoked potential contribution to amplitude is
is present at 80 dB, it has been obscured by noise that constant from sweep to sweep, whereas the noise con-
was not adequately reduced by the averaging. tribution varies. The greater the background noise in a
The examiner’s judgment of the presence or absence response, the greater the sweep to sweep variance of the
of a response depends on the quality (signal to noise amplitude at any point in the array. In the calculation
ratio) of the response, which is determined by the of Fspl variance of a single digitized point within the
combination of signal strength and level of averaged array is used to estimate the noise level in the recording
background noise. Once recordings have been obtained, that can be accurately characterized after 250 sweeps
there is no objective standard for determining how well (Elberling & Don, 1984).
two responses must replicate to be judged a true re- Fspis calculated according to the following formula:
Fsp= VAR(S)/VAR(SP)
Repeat ABRs from Noisy Patient
2000 SweepslAverage where S is the averaged signal that includes the evoked
potential plus averaged background noise. VAR(S) is
the variance of digitized amplitude values across an
appropriate time window of the averaged response as
in Figure 2 (right). SP is the digitized voltage of a single
point in the array, and VAR(SP) is the variance of that
value calculated over at least 250 sweeps (Fig. 2, left).
VAR(S) should be equal to the RMS2 of the averaged
evoked potential plus the averaged noise, and the
VAR(SP) is equal to the RMS2 of the estimated back-
ground noise.
When VAR(S) is divided by the estimate of the noise
in the response, or VAR(SP), the resulting number is
closely related to the squared signal to noise ratio in
the response. This value estimates the quality of the
ABR or strength of the neural potential. When no
response exists, the expected Fspvalue is close to 1 (zero
signal + noise divided by noise). Fspvalues are calcu-
lated on-line and updated every 250 sweeps during the
averaging process. As averaging reduces the background
noise, the Fspvalue grows. Figure 3 plots the growth of
Fspwith averaging for several signal levels. Fspgrows
Figure 1. ABRs elicited by 100 (top) and 80 dB nHL clicks (bottom).
Each trace represents the average of 2000 stimuli. Waveform mor-
more rapidly with high sensation-level stimuli than low
phology and visual replicationare good in the 100 dB example, and because the overall amplitude of the response is larger
a response is clearly present. The 80 dB responses do not replicate relative to the background noise.
well, and it is not clear if these averages contain neural response or Because Fspis a ratio of variances, these values have
noise. a known (F) distribution with, conservatively, 5 and
20 i 0
0
+
(Elberling & Don, 1984).
The Fsptechnique has many advantages over simple
visual detection of peaks. Because confidence of true
+ response detection is gained from reaching a significant
$110
0
4
0
F,, rather than from seeing a duplication of waveforms,
F,, can be used as a response criterion as well as a
stopping point for the averaging process. Thus, testing
time is minimized. Averaging will continue only until
an adequate signal to noise ratio is obtained. A robust
response from a quiet subject can be obtained with a
small number of sweeps. More time will be spent av-
eraging a greater number of sweeps when the signal to
noise ratio is poor, such as in a noisy subject or when
0 1 2 3 4 5 6 7 8 9 1 0 the stimulus level is close to threshold. Thus, test time
Sweeps in Thousands can be reduced in some situations and can be used
Figure 3. Average F,, growth with the number of sweeps averaged
more efficiently in others. In addition, further time is
using click stimuli ranging from 5 dB below to 20 dB above psycho- saved by eliminating the need to replicate responses.
physical threshold. The horizontal line indicates the 99% confidence The level of background noise in the average, esti-
point for true detection of a response. Data represent the average of mated from the single point variance, can also be used
six subjects (from Don et al, 1984).0 ,20 dB SL; *,
15 dB SL; W, 10 as a stopping point for the averaging process. For ex-
dB SL; A s-5 dB SL. ample, when the averaging process reduces the back-
Ear and Hearing, vol. 14, No. 1,1993 ABR for Objective Measures of Hearing 25
ground noise sufficiently to resolve a low-amplitude DISTRIBUTIONS OF Fsp VALUES
ABR, but F,, detects no signal, it is logical to stop the FROM NEONATE ABRS
averaging and assume no response. Thus, the quiet
subject with no response will require evaluation only 140
until the background noise is reduced. Again, overall
test time is reduced. 120
Another use of the background noise estimate is in
weighting of blocks of sweeps in the average, based on 100
the relative noise in each block. Such weighting uses
Bayesian estimation principles (Elberling & Wahlgreen, 80
M
1985). Each block of 256 sweeps receives a weighting
factor before being entered into the average. Blocks 60
with a low noise variance will receive a high weight in
the overall average, and noisy segments will be weighted 40
to reduce their contribution. This technique minimizes
the detrimental effects of episodic, large bursts of noise 20
which are characteristic of recordings from infants. In
a patient who has episodic bursts of noise, the total 0 Y
50 -
-5632
2.25/8448
50
3.1 0/7424
RELATIONSHIP OF STIMULUS LEVEL
AND AMOUNT OF AVERAGING NEEDED
40 - 1 . 1 8/10240
40- - .67/10240 5
._
6144
._ 5120
s
5 70 15m.
10 1Sma
is
c
ocoumrn o 4096
K
I
3072
B
0,
2048
ABR
me3hdd
RE 6 LE
*
v)
1024
c o x
0 5 10 15 20 25 30 35 40 45
dB re ABR Threshold
I+Sound Field Thresholds I Figure 6. Twenty recent cases were evaluated to determine the
number of sweeps needed to reach an F,, criterion of 2.25 relative
to the stimulus level above ABR threshold. The maximum number of
sweeps in this series of cases was 6144. The error bars indicate the
Figure 5. ABR threshold evaluation with click stimuli. Averaging con- range of the data. Subjects varied a great deal on background noise
tinued until an F,, of 2.25 (95% confidence) was obtained or until and response amplitude. At threshold, the average number of sweeps
10,240 sweeps were presented. A small response is seen in response required was over 4300, whereas some subjects required the maxi-
to clicks of 45 dB nHL in both ears, with no response seen up to 40 mum number and others reached criterion with as few as 1024. At
dB clicks. Sound field thresholds indicate good agreement with ABR 40 dB above ABR threshold, the average number of sweeps needed
thresholds. ABRs indicate that the hearing is reasonably symmetrical. is less than 1000 and the range is much smaller.
Ear and Hearing, Vol. 14, No. 1,1993 ABR for Objective Measures of Hearing 27
ground noise, and the level of the neural signal are all for a group of children 6 months to 4 years of age.
unknown during an ABR evaluation. Using F,, to Figure 8 compares 19 instances of audiometrics (ear
characterize the signal to noise ratio of the response specific or sound field) to best-ear click-evoked ABR
allows the appropriate amount of averaging to be used thresholds. Audiometric values used for this compari-
in each condition. son were those obtained when they were felt to be
Based on the information in Figure 6, we use the accurate and reliable. Pure-tone averages represent the
number of sweeps needed to reach criterion to indicate results of the most recent audiometric results for an
the approximate sensation level of the stimulus. This average of 500, 1000, and 2000 Hz, or two frequencies
can help to reduce the evaluation time by indicating when one threshold differs significantly from the others.
the next level to present in the threshold search. For Several factors can contaminate this kind of compar-
example, when criterion is reached in a small number ison. ABR results can influence the audiologist's inter-
of sweeps, for example, less than 1000, the next pres- pretation of the behavioral evaluation, which will make
entation level will be 20 to 30 dB lower. If a response the correlation appear better than it actually is. Also,
is seen only after 5000 or 6000 sweeps, the next pres- accurate behavioral results may not be obtained until
entation level will be reduced by no more than 10 dB. many months after the ABR test; in some cases, the
Figure 7 shows the audiogram and click-evoked ABR behavioral results judged to be most accurate were
thresholds for a 14 month old child with a severe loss obtained more than 1 year after ABR. A long time
in the right ear and a profound loss in the left. Click between evaluations tends to make predictions look less
thresholds agree with pure-tone responses. This case, accurate.
typical of many in our clinic, demonstrates the ability Regardless of possible contaminations, the accuracy
of ABR to distinguish between losses with differences of the prediction of behavioral pure-tone average from
in pure-tone averages as small as 10 dB. This case also click-evoked ABR is within 10 dB, as shown on the
shows that hearing predictions for severe and profound histogram in Figure 8. The two measures appear to
losses are as accurate as for mild or moderate losses correspond equally well for mild losses as for profound.
with use of Fspcriteria and click-evoked ABRs. Thresholds found using the F,, criterion do not de-
ABR threshold predictions with the F,, criterion have pend upon visual detection of a typical waveform mor-
been compared to subsequent behavioral audiometrics phology. As Figure 6 illustrates, ABR at threshold often
only displays a low-amplitude baseline shift, indicative
RIGHT LEFT of wave V. It has been our finding that, in cases of
dB
nHL
sloping hearing loss through the speech frequencies, the
Fsp/Sweeps ABR threshold corresponds to the level of the best
It
threshold above 500 Hz. When only low-frequency
IJ----- .40/10240
-
90
110 0 *'
15mr
5 10 15ma
100 r=.979 ..,'o
0cou.is
I l l
100 c -
250 500 i o O 0 2 a x ) ~ 8 w o
Frequency (Hz)
30 40 50 60 70 80
ABR CLICK THRESHOLD
90 100.110
Ear and Hearing, Vol. 14, No. 1,1993 ABR for Objective Measures of Hearing 29
Don M, Eggermont JJ, and Brackmann DE. Reconstruction of the Effects of attention. Electroencephalogr Clin Neurophysiol
audiogram using brain stem responses and high-pass noise masking. 1974;36:I9 1-1 99.
Ann Otol Rhino1 Laryngol 1979;88(Suppl 57)3: 1-20. Sininger YS and Don M. Effects of click rate and electrodeorientation
Don M, Elberling C, and Waring M. Objective detection of averaged on threshold detectability of the auditory brainstem response. J
auditory brainstem responses. Scand Audiol 1984;13:2 19-228. Speech Hear Res 1989;32:880-886.
Elberling C and Don M. Quality estimation of averaged auditory Sininger YS and Masuda A. Effect of click polarity on ABR threshold.
brainstem responses. Scand Audiol 1984;I3(3): 187- 197. Ear Hear 1990;1 1(3):206-209.
Elberling C and Don M. Detection functions for the human auditory Stapells DR, Picton TW, Perez-Abalo M, Read D, and Smith A.
brainstem response. Scand Audiol 1987a;16:89-92. Frequency specificity in evoked potential audiometry. In Jacobson
Elberling C and Don M. Threshold characteristics of the human JT, Ed. The Auditory Brainstem Response. San Diego: College-
auditory brain stem response. J Acoust S o c Am 1987b;81 :I 15- 12I . Hill Press, 1985:147-177.
Elberling C and Wahlgreen D. Estimation of auditory brainstem
responses, ABR, by means of Bayesian reference. %and Audiol
1985;14~89-96. Acknowledgments: Portions of this work were supported by NIH R-
Hecox K and Galambos R. Brainstem auditory evoked response in 29 DC00021.
human infants and adults. Arch Otolaryngol 1974;99:30-33. The author wishes to thank Dr. Manuel Don for Figures 2 and 3 and
Hyde ML, Malizia K, Riko K, and Alberti PW. Audiometric esti- for continued support in the use of F
, in the clinic. Dr. Barbara Cone
mation error with ABR in high risk infants. Acta Otolaryngol Wesson provided valuable editorial comments on the manuscript as
(Stockh) 1991;111:212-219. well as collaboration and support for the infant work mentioned. The
Jerger J, Oliver T, and Stach B. Auditory brainstem response testing author also wishes to thank Dr. Ellen Ma and Ann Masuda, who
strategies. In Jacobson JT, Ed. The Auditory Brainstem Response. assisted in data gathering and analysis.
San Diego: College-Hill Press, Inc., 1985.
King AJ and Sininger YS. Electrode configuration for auditory brain- Address reprint requests to Y. Sininger, Ph.D., Director, Children's
stem response audiometry. Am J Audiol 1992drch:63-67. Auditory Research 8, Evaluation Center, House Ear Institute, Fifth
Picton TW and Hillyard SA. Human auditory evoked potentials. 11. Floor, 2100 W. Third Street, Los Angeles, CA 90057.