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05 - Chris Wickham - The Feudal Revolution. Debate IV (Past and Present, 155, 1997)
05 - Chris Wickham - The Feudal Revolution. Debate IV (Past and Present, 155, 1997)
IV*
'One does not safely bet against continuity in history', as Thomas
Bisson neatly remarks, before, in effect, doing precisely that. His
1994 article is one of the most effective and elegant defences of
the view that the complex of socio-political changes which took
place around the year 1000 was sufficiently coherent and resulted
in a sufficiently different political order to deserve the label
2
Bisson, 'Feudal Revolution', 18, 19.
3
Respectively, Orderic Vitaks, Ecclesiastical History, vin.5 (ed. M. Chibnall, 6 vols.,
Oxford, 1973, IV, 158-60); Guibert of Nogent, De vita sua, iu.ll, 14 (ed. G. Bourgin,
Paris, 1907, 178-9, 197-9); Gregory of Tours, Decem hbri hutonarum, v.3 (ed. B.
Krusch and W. Levison, Monumenta Germaniae Histonca [hereafter MGH],
Scriptores rerum merovingicarum, LI, Hanover, 1951, 197-8). For a nice survey of
the deliberate use of violent acts for political purposes by the Normans (including,
of course, kings and princes), see R. Bartlett, The Making of Europe (London,
1993), 85-101.
198 PAST AND PRESENT NUMBER 155
4
end of his Comment, are entirely apropos. But something else
needs to be recognized about the Carolingian period, which gives
the century 750-850, in particular, its own special irony: this was
the period of the most ambitious public power on the European
continent in the whole Middle Ages up to the late thirteenth
century, with elaborate and even sincere (although of course also
oppressive) political programmes, and a legitimizing rhetoric
based on the king's special relationship with the poor free which
11
White, 228, stresses that Bisson ('Feudal Revolution', 12) critiques a 'statist'
public-private distinction. This is certainly true, but Bisson none the less embraces
the use of the word 'public', as do I; it does not seem to me that one needs to be
statist tofindthe terminology useful to distinguish between Carolingian and seigneurial
power — as, I hope, I show later.
THE 'FEUDAL REVOLUTION' 203
however self-seeking and brutal — Count Gerald of Aurillac (d.
909), presented by his biographer as a saint because of his extra-
ordinary self-abnegation in, for instance, only fighting defensive
wars against his neighbours (as Bisson notes), or in fighting
without using ambushes, was expressing a lay as well as a clerical
ideal in his actions, however unusual they were.12
On the other hand, people also knew that there were competing
sets of norms inside which aristocrats were supposed to operate.
12
Odo of Cluny, De Vita S. Geraldi, i.8 (Patrologiae cursus completus, series latina,
221 vols., Pans, 1844-64 [hereafter PL], cxxxih, col. 647); cf. Bisson, 'Feudal
Revolution', 15; for Carohngian aristocrats in general, see the recent survey by S.
Airlie, 'The Aristocracy', in R. McKittenck (ed.), The New Cambridge Medieval
History, u, c. 700-c. 900 (Cambridge, 1995); see also S. Airlie, 'The Anxiety of Sanctity:
St Gerald of Aurillac and his Maker', Jl Eccles. Hist., xlni (1992), which stresses
Gerald's strangeness. But a full analysis of the local power of Carohngian aristocrats
remains to be written.
13
Odo of Cluny, De Vita S. Geraldi, i.ll (PL, cxxxiii, cols. 649-50); cf. the counts
who cut placita short to go hunting, attacked by Charlemagne in Capttulana, i (ed.
A. Boretius, MGH, Hanover, 1883), nos. 23, c. 17; 49, c. 1 (63, 135). Janet Nelson
analyses the working of West Frankish placita in 'Dispute Settlement in Carolingian
West Francia', in W. Davies and P. Fouracre (eds.), The Settlement of Disputes in
Early Medieval Europe (Cambridge, 1986). She establishes the importance of local
procedures and, by implication, local normative practices in them, but she also gives
the examples of peasants as plaintiffs (48-52).
204 PAST AND PRESENT NUMBER 155
There was, in effect, a dialectic, between central (public) and
local (private) power, which characterizes the eighth and ninth
centuries throughout Carolingian Europe, and in some areas the
tenth and part of the eleventh centuries as well. Lords ran the
public political system, redirecting it to their own needs, but
the public system determined what legitimate practices were
supposed to be, and lords knew it; the norms determining their
own local practice were, however, much more de facto, and some
law. People could and did play with alternative sources of law;
clerics could use ritual to persuade or shame lords into accepting
their own rules;16 the weak could use one lord against another.
But there were no outside authorities. The dialectic of public and
private, which characterized the world of the Carolingians them-
selves, had gone until kings (or princes, or cities) began to recon-
stitute their own political systems around 1200.
For me, the sign of the shift from the first of these patterns to
lords (or communities) had to create the rules of their own social
worlds, once that public power had faded. In the Carolingian
world, local practices were crucial, but they could still be
informal, because the frame of formal and public action was
delineated by the state. In 1100, this was no longer possible: the
local world was dominant, and its definition could not be delayed.
In post-Carolingian Europe, all subsequent social and political
developments would be determined by the realities of this locally
REPLY
It is not easy to be precise about the incidence and chronology
of power and social change from the ninth to the twelfth centuries.
On that we all seem to agree. If there is 'debate' about 'feudal
revolution', it is because some historians have troubled others by
daring to read an event into the problematic evidence of an
undoubtedly continuous history. In fact, of my present critics
only Dominique Barthelemy seems much interested in that event,
such as it was, which is not to deny that the others have their
opinions about it. Stephen White addresses himself chiefly to the
conceptual issue of violence, which he understands differently
from me; Timothy Reuter raises methodological questions about
the contrast I imply between old and new 'orders' of power and
about what I shall call for short the 'geo-historiographical'
implications of my evidence; while Chris Wickham develops an
alternative description of institutional change within (broadly)
the dynamic and chronology I have proposed.l
1
Dominique Barthelemy, 'Debate: The "Feudal Revolution": Comment 1', Past
and Present, no. 152 (Aug. 1996) (hereafter Barthelemy); Stephen D. White, 'Debate.
The "Feudal Revolution": Comment 2', Past and Present, no. 152 (Aug. 1996)
(hereafter White). Among the more pertinent works published since my article was
written are Cinzio Violante and Johannes Fried (eds.), // secolo XI: una svolta? (Annah
dell'Istituto storico italo-gennanico, Quaderno xxxv, Bologna, 1993); Lester K. Little,
Benedictine Maledictions: Liturgical Cursing in Romanesque France (Ithaca, 1993).