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Swift User Guide For Statement Messages Mt53X: Zagreb, February 2016
Swift User Guide For Statement Messages Mt53X: Zagreb, February 2016
Table of contents
1. INTRODUCTION .......................................................................................................................... 3
2. SERVICE ACTIVATION .............................................................................................................. 3
3. STATEMENT OF HOLDINGS .................................................................................................... 4
3.1. Description of Statement of Holdings ................................................................................ 4
3.2. Examples ............................................................................................................................... 7
3.2.1. SWIFT MT535 with CDCC holdings .......................................................................... 7
3.2.2. SWIFT MT535 nil statement (no CDCC holdings)................................................... 7
4. STATEMENT OF TRANSACTIONS .......................................................................................... 9
4.1. Description of Statement of Transactions ......................................................................... 9
4.2. Examples ............................................................................................................................. 11
4.2.1. SWIFT MT536 with CDCC securities transactions ................................................ 11
4.2.2. SWIFT MT536 nil statement (no transactions on CDCC securities accounts) . 15
5. STATEMENT OF PENDING TRANSACTIONS..................................................................... 16
5.1. Description of Statement of Pending Transactions ....................................................... 16
5.2. Examples ............................................................................................................................. 18
5.2.1. SWIFT MT537 with CDCC securities pending transactions ................................ 18
5.2.2. SWIFT MT537 nil statement (no pending transactions on CDCC securities
accounts)...................................................................................................................................... 19
Central Depository & Clearing Company Inc. February 2016 Version 1.1
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SWIFT user guide for statement messages MT53x
1. INTRODUCTION
The system of Central Depository And Clearing Company Inc. (hereinafter: CDCC) enables
the use of SWIFT infrastructure and the processing of SWIFT messages type 53x (for
clearing and settlement) according to ISO 15022 standard.
Automatic sending of SWIFT messages by CDCC system has been enabled for that
purpose, as follows:
2. SERVICE ACTIVATION
The service is activated by using the order for member data entry (SPN-CLN) on which the
following data are filled out:
When CDCC sends the SWIFT statement, it will be checked whether member has valid
SWIFT BIC and transfer allowed status.
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SWIFT user guide for statement messages MT53x
3. STATEMENT OF HOLDINGS
For CDCC Inc. Statement of Holdings can be provided daily or monthly. CDCC will provide
one or more MT535 for participant for all his accounts which were marked by participant for
reporting via SWIFT.
New statement
M 23G Function of the 4!c[/4!c] NEWM
Message
Date/time at which the
M 98C PREP Preparation :4!c//8!n6!n
Date/Time message was prepared
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SWIFT user guide for statement messages MT53x
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SWIFT user guide for statement messages MT53x
3.2. Examples
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12230
:23G:NEWM
:98C::PREP//20150220143601
:98A::STAT//20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
:22F::STTY//CUST
:22F::STBA//SETT
:97A::SAFE//83780
:17B::ACTI//Y
:17B::CONS//Y
:16S:GENL
:16R:SUBSAFE
:97A::SAFE//83780
:17B::ACTI//Y
:16R:FIN
:35B:ISIN HRADPLRA0006
:93B::AGGR//UNIT/5,
:16R:SUBBAL
:93B::AWAS//UNIT/5,
:16S:SUBBAL
:16S:FIN
:16R:FIN
:35B:ISIN HREGB0O123A2
:93B::AGGR//FAMT/1000,
:16R:SUBBAL
:93B::AWAS//FAMT/1000,
:16S:SUBBAL
:16S:FIN
:16S:SUBSAFE
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12231
:23G:NEWM
:98C::PREP//20150220143605
:98A::STAT//20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
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SWIFT user guide for statement messages MT53x
:22F::STTY//CUST
:22F::STBA//SETT
:97A::SAFE//81760
:17B::ACTI//N
:17B::CONS//N
:16S:GENL
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SWIFT user guide for statement messages MT53x
4. STATEMENT OF TRANSACTIONS
For CDCC Inc. Statement of Transactions can be provided daily or monthly (for period
between first and last day of the month). CDCC will provide one or more MT536 for
participant for all his accounts which have one or more decreases or increases of holdings
and were marked by participant for reporting via SWIFT.
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SWIFT user guide for statement messages MT53x
4.2. Examples
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12245
:23G:NEWM
:98C::PREP//20150224154419
:69A::STAT//20150123/20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
:22F::STBA//SETT
:97A::SAFE//4730747
:17B::ACTI//Y
:17B::CONS//Y
:16S:GENL
:16R:SUBSAFE
:97A::SAFE//5052645
:17B::ACTI//Y
:16R:FIN
:35B:ISIN AT0000A1BCR6
:16R:TRAN
:16R:LINK
:20C::RELA//1428
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/70,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
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SWIFT user guide for statement messages MT53x
:16R:TRAN
:16R:LINK
:20C::RELA//13017:2
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/70,
:22F::TRAN//CORP
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16R:TRAN
:16R:LINK
:20C::RELA//1431
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/10,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16R:TRAN
:16R:LINK
:20C::RELA//13021:2
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/10,
:22F::TRAN//CORP
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16S:FIN
:16R:FIN
:35B:ISIN AT0000A10KL0
:16R:TRAN
:16R:LINK
:20C::RELA//1420
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/200,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
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:16R:TRAN
:16R:LINK
:20C::RELA//13015:2
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/200,
:22F::TRAN//CORP
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16R:TRAN
:16R:LINK
:20C::RELA//1424
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/3,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16R:TRAN
:16R:LINK
:20C::RELA//13016:2
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/3,
:22F::TRAN//CORP
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16R:TRAN
:16R:LINK
:20C::RELA//13016:2
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/3,
:22F::TRAN//CORP
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16S:FIN
:16R:FIN
:35B:ISIN HRPODRRA0004
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:16R:TRAN
:16R:LINK
:20C::RELA//197
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/5,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16S:FIN
:16S:SUBSAFE
:16R:SUBSAFE
:97A::SAFE//9257780
:17B::ACTI//Y
:16R:FIN
:35B:ISIN HRPODRRA0004
:16R:TRAN
:16R:LINK
:20C::RELA//197
:16S:LINK
:16R:TRANSDET
:36B::PSTA//UNIT/5,
:22F::TRAN//SETT
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::ESET//20150123
:16S:TRANSDET
:16S:TRAN
:16S:FIN
:16S:SUBSAFE
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4.2.2. SWIFT MT536 nil statement (no transactions on CDCC securities accounts)
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12246
:23G:NEWM
:98C::PREP//20150224154419
:69A::STAT//20150123/20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
:22F::STBA//SETT
:97A::SAFE//4730747
:17B::ACTI//N
:17B::CONS//N
:16S:GENL
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SWIFT user guide for statement messages MT53x
For CDCC Inc. Statement of Pending Transactions can be provided daily or monthly (for
period between first and last day of the month). CDCC will provide one or more MT537 for
participant for all his accounts which were marked by participant for reporting via SWIFT.
New statement
M 23G Function of the 4!c[/4!c] NEWM
Message
Date/time at which the
M 98C PREP Preparation :4!c//8!n6!n
Date/Time message was prepared
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SWIFT user guide for statement messages MT53x
The transaction is a
M 22H REDE Receive/Delivery :4!c//4!c DELI
delivery
Indicator
The transaction is a
RECE
receipt
The transaction is
M 22H PAYM Payment Indicator :4!c//4!c APMT
versus payment
The transaction is free
FREE
of payment
Date at which financial
M 98A SETT Settlement Date :4!c//8n
instruments are to be
delivered or received
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5.2. Examples
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12255
:23G:NEWM
:98C::PREP//20150302101953
:98A::STAT//20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
:22H::STST//TRAN
:97A::SAFE//3700
:17B::ACTI//Y
:16S:GENL
:16R:TRANS
:16R:LINK
:20C::RELA//427I23012015
:16S:LINK
:16R:TRANSDET
:35B:ISIN HRHIMRRA0001
:36B::PSTA//UNIT/3,
:22F::TRAN//SETT
:22H::REDE//DELI
:22H::PAYM//FREE
:98A::SETT//20150123
:16S:TRANSDET
:16S:TRANS
:16R:TRANS
:16R:LINK
:20C::RELA//428I23012015
:16S:LINK
:16R:TRANSDET
:35B:ISIN HRHIMRRA0001
:36B::PSTA//UNIT/1,
:22F::TRAN//SETT
:22H::REDE//RECE
:22H::PAYM//FREE
:98A::SETT//20150123
:16S:TRANSDET
:16S:TRANS
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SWIFT user guide for statement messages MT53x
5.2.2. SWIFT MT537 nil statement (no pending transactions on CDCC securities
accounts)
:16R:GENL
:28E:00001/ONLY
:20C::SEME//12256
:23G:NEWM
:98C::PREP//20150302101953
:98A::STAT//20150123
:22F::SFRE//DAIL
:22F::CODE//COMP
:22H::STST//TRAN
:97A::SAFE//3700
:17B::ACTI//N
:16S:GENL
This User Guide (version 1.1) which was adopted by the Management Board of CDCC on its
1.737th meeting held on 15 February 2016 supersedes version 1.0 from 17 September 2015.
This version comes into effect on 15 February 2016.
MANAGEMENT BOARD
No: U-174/16-4/TŠ
Zagreb, 15. 2. 2016.
PRESIDENT OF THE
MANAGEMENT BOARD
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