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Philosophy of Science Association, The University of Chicago Press Philosophy of Science
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Helmholtz's Naturalized Conception
of Geometry and his Spatial Theory
of Signs
I analyze the two main theses of Helmholtz's "The Applicability of the Axioms to the
Physical World," in which he argued that the axioms of Euclidean geometry are not,
as his neo-Kantian opponents had argued, binding on any experience of the external
world. This required two argumentative steps: 1) a new account of the structure of our
representations which was consistent both with the experience of our (for him) Euclid-
ean world and with experience of a non-Euclidean one, and 2) a demonstration of why
geometric propositions are essentially connected to material and temporal aspects of
experience. The effect of Helmholtz's discussion is to throw into relief an intermediate
category of metrological objects objects which are required for the properly theoreti-
cal activity of doing physical science (in this sense, a priori requirements for doing
science), all while being recognizably contingent aspects of experience.
tThis research was conducted in Toronto, G6ttingen, and Berlin, with the support of
the Social Science and Humanities Research Council of Canada, the German Academic
Exchange Service (DAAD), and the Max-Planck-Institut fuir Wissenschaftsgeschichte.
I am grateful for comments and advice from Ian Hacking, Lorenz Kruger, Ulrich Ma-
jer, and Alasdair Urquhart.
S273
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S274 DAVID JALAL HYDER
eral ... from the aspect which concerns the physiology of the senses:"
"May both scholars and students always continue to be able to find a
rich source of intellectual profit and pleasure in their dealings with
Helmholtz the epistemologist!" The author of the review was Albert
Einstein (1917), who had read Helmholtz since his youth, and the ed-
itors of the Epistemological Writings were Paul Hertz and Moritz
Schlick (Helmholtz 1921, 1977). All three were products of an intellec-
tual milieu suffused with Helmholtz's views.
Helmholtz himself described his epistemology as a "physiologische
Erkenntnistheorie." But what was physiological about that theory?
What specific consequences did it have? And what was its attraction
to these physicists and philosophers? In this paper, I will give some
preliminary answers to these questions by examining the last of Helm-
holtz's influential papers on non-Euclidean geometry and explaining
its connection to his earlier work on perception. I do this for two rea-
sons: first, I think that Helmholtz's dual emphasis on the relation be-
tween measurement and theory, and on the empirical presuppositions
for systems of measurement, are still relevant to our work in philoso-
phy of science today; second, the shift in our understanding of geom-
etry that his work inaugurated was motivated by concerns and research
that are quite different from what one might suppose. Specifically,
Helmholtz's claim that various geometries were "intuitively imagina-
ble" was based on the results of Riemann's purely mathematical re-
search. But he interpreted these results from an epistemological stand-
point that viewed geometry as a tool for organising experience a tool
that might have been constructed in radically different ways. On his
understanding, geometry mediated between the physical sciences that
utilized it, and a deep phenomenological space in which experience
played out. This deep structure- Paul Hertz called it a Zeichenraum-
was in effect an extension of Kant's manifold of intuition, in which not
only space and time, but all sensibilia were arranged in spatial struc-
tures or manifolds. Information on external systems gets recorded in
this perceptual manifold as successions of event-points. We single out
groups of physical regularities as a means of mapping out this sign-
space, and thus for translating between high-level language and theory,
and phenomenological events. In doing so, we have no choice but to
select some special set of measuring instruments as a basis for this
system. This view of geometry differs from both the conventionalism
of Poincare, and from the later versions of, e.g., Schlick, Reichenbach,
or Carnap (on which, Friedman 1995/96), resembling most closely the
position of Einstein himself, particularly as expressed in his 1921, 4-5.
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HELMHOLTZ S NATURALIZED CONCEPTION OF GEOMETRY S275
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S276 DAVID JALAL HYDER
language and thought are to connect to the external world at all, then
they do so by describing patterns in that sign-space. From the realistic
standpoint of sense-physiology, these patterns, like the patterns gen-
erated by laboratory instruments, are caused by the action of external
systems on the sense-organs. Like the traces generated by such instru-
ments, they represent temporal regularities in the behavior of such sys-
tems precisely because they are physically caused by those systems. This
representational relationship qualifies them as pictures (Abbildungen).
Applied philosophically, Helmholtz's physiological theory afforded
him a new definition of "conceivable experience" which, to use Rei-
chenbach's words, "pioneered the solution to the problem of intuition
in geometry" (Reichenbach 1928, 78). Something is intuitively imagi-
nable, Helmholtz claimed, when we can imagine completely the sense-
impressions which "the object would cause in us. . . under all thinkable
conditions of observation" (Helmholtz 1883, 644). To understand Rei-
chenbach's enthusiasm, one must recall the difficulty Helmholtz faced:
he had to persuade his neo-Kantian opponents that a non-Euclidean
geometry was imaginable, even though, as both parties assumed, physi-
cal objects exhibited only Euclidean behaviors. It had not sufficed to
show, as Riemann and he had already done, that one could describe
spacelike structures that differed from Euclidean three-space by means
of analytic geometry. For the question remained whether the space of
human experience was, or could at all be conceived as being, such a
structure. So Helmholtz had to provide a more fundamental frame-
work of experience, and show that the world of Euclidean experience
was only one possible manifestation within that framework. This is
what the perceptual manifold provided him, for in it, appearances are
always aggregates of spatial and material properties: colors are always
situated at points in space, just as tactilia are; conversely, points in
space are never experienced in the absence of some sensible quality.
Since geometrical propositions describe changes in the distribution of
material properties in space, the properly spatial part of that manifold
cannot be said to have metrical properties which are independent of
matter and time.
The argument I describe in the following first appeared in "The
Origin and Meaning of the Geometrical Axioms," a paper published
in Mind in 1878, and which was reprinted as the third technical appen-
dix to his better-known lecture, "The Facts in Perception" (1878a),
under the title, "The Applicability of the Axioms to the Physical
World" (1878b). It is the last, and philosophically the most sophisti-
cated of Helmholtz's four papers on geometry, and the only one in
which the term "physical geometry" is employed. Here, he sets out to
prove that a world in which our measuring instruments agreed to a
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HELMHOLTZ'S NATURALIZED CONCEPTION OF GEOMETRY S277
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S278 DAVID JALAL HYDER
known "moments" for these neural processes, and tries to show how
the perceptions of complex objects could result from regular correla-
tions among them. Before giving a model of such interactions, I will
explain briefly the essential difference between the two kinds of mo-
ments: topogeneous moments, because they always act in conjunction
with other kinds of moments, unify disparate sensations at particular
points in space. By definition, they are responsible for an object's ap-
pearing at a given location, and not at another. The definition does not
say how we identify an object, nor does it make any mention of time.
In fact, it expresses a necessary connection between identity and loca-
tion: if two things are identical with one another then they are, at any
given time, at the same location. Hylogeneous moments account for
the presence of qualitatively different things at the same place at dif-
ferent times. Here we assume that we do have such a criterion for
identity identical qualities, excluding spatial ones and that two
things not identical with each other must, if they are at the same place,
be there at different times.
Thus space still has a special role to play, since spatial determina-
tions show up in conjunction with all sensation manifolds: I can cor-
relate a spatial location with tactile qualities as well as with visual
ones space is the common sense. Such considerations led Kant, at the
opening of the Transcendental Aesthetic, to claim that space "is not
an empirical concept that can be derived from external experience,"
because only by means of space can we represent objects to ourselves
as being outside of us, individuated and alongside one another. Space
grounds all of these last three aspects of experience for Helmholtz as
well; however, he denied the conclusion that all spatial properties are
consequently prior to experience. In essence, he rejected the second
clause of Kant's contention that "one can never make oneself a rep-
resentation that there is no space, while one can very well think to
oneself that no objects are to be encountered in it" (Kant 1787, B38).
To think of a space empty of qualia is, on Helmholtz's account, possible
only if we prescind from the qualitative part of intuition; however, if
we do so, we prescind also from the possibility of measurement. From
the fact that every quality-manifold is associated with the properly
spatial one, but not conversely, it does not follow that the latter can
be intuited in the absence of the former: I cannot imagine a meter
without imagining a meter-stick, for no point in space is ever experi-
enced in the absence of a sensible quality.
The real correlates of such qualia, the hylogeneous moments, are
unknown, and in actual perceptions, the effects of the hylogeneous mo-
ments are always conjoined with spatial determinations. So the elemen-
tary perceptions "white at [2, 3, 4]", "hard at [2, 3, 4]" may combine to
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HELMHOLTZ S NATURALIZED CONCEPTION OF GEOMETRY S279
form the perception that something white and hard is situated at location
[3, 10]. Since the species of sensation are finite, we may associate with
each point in space a finite vector of qualities, so that the state of each
such point at a given time is represented as [x,y,z][A,B,...,Z], where the
first three coordinates are spatial, the following ones coordinates of
various property-manifolds. The causes of the first three coordinates
in a given experience are its topogeneous moments, and those of the
rest its hylogeneous moments. The properties he gives these moments
follow directly from this characterization, if we adopt the simple def-
inition that two entities are identical if they consist of the same vector
(or vectors) of qualia.
Consider first the hylogeneous moments. They account for the vari-
ous material things with diverse qualities appearing at the same place
at different times, that is, for the fact that we, when confining our
attention to the location [x,y,z] observe changes in some of the qualia
[A,...,Z]. Of course "to see another material thing" means nothing
more than to see another set of qualities at that location, for there is
no bearer of these predicates beyond the spatial location itself. The
matter is slightly more complicated when we come to the topogeneous
moments. They account for the fact that a given object appears where
it does: "in order to effect the occurrence of the perception of another
place for the same object, other real conditions would have had to be
present" (Helmholtz 1 878b, 160). In the definition of hylogeneous mo-
ments Helmholtz does not speak of objects, but of material things,
stoffliche Dinge, where the pairing of hyle and Stoff is deliberate. For
it is the changes in the hylogeneous moments associated with a topo-
geneous moment the causes of changes in the qualities appearing at
a given spatial location that allow us to mark the passage of time. If
we associate with the concept "object" the entity responsible for a set
of elementary perceptions, then it is clear that "object" contains "spa-
tially situated" as part of its definition, that a determinate object is
always spatially situated. We suppose the real object corresponding to
[x,y,z][A,B,...,Z] to be the entity responsible for all the elementary per-
ceptions making up this complex perception. However, that there is
one such entity is an unjustified inference, a consequence only of the
perceptions being unified by their simultaneous situation at a single
location in space. The topogeneous moments are indeed responsible
for our perception of this object's being at this location, for anything
located somewhere else must need be a different object.
But if the unique spatial location is part of the definition of the object,
then is the definition not trivial? It says that the topogeneous moments
are responsible for an object's appearing where it does, and I have just
said that the concept "object" includes spatial situation in its definition.
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S280 DAVID JALAL HYDER
Surely the fact that we see one and the same object in motion overturns
it on the first stroke? If an object's definition includes its location, then
by changing the location we change the definition of the thing. In answer
to the first objection we should recall that the relation of the spatial
coordinates [x,y,z] to the coordinates of the property-manifolds
[A,B,...,Z] is asymmetric: the other coordinates are unified in their all
being associated with the single spatial location-according to Helm-
holtz, "white and hard" is a concept, not an elementary perception like
"4white at [2, 3,4]" or "hard at [2, 3,4]." So to say that the spatial
location is an essential constituent of the object, that real conditions
would have to have been at hand for the same object to appear at a
different place is strained, but not empty. Helmholtz's definition refers
to a single moment in time- the instant in which the observer directs
her attention to a group of elementary representations-and it ex-
presses the following thought: groups of sensibilia which obtain si-
multaneously at different places are not, that is are not experienced, as
being identical. To say that the same object could have appeared at a
different place at this moment means: an object qualitatively identical,
indistinguishable with respect to the consequences of its hylogeneous
moments, but at another location. The value of the definition becomes
clear when we answer the second question, and turn our attention to
descriptions of moving objects, for the perception of a single objectmov-
ing through space can be arrived at only by means of a regular connec-
tion between groups of the topogeneous and hylogeneous moments.
I will illustrate this connection by means of the following diagrams:
1 2
B R
t2 G B
t2 B B
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HELMHOLTZ S NATURALIZED CONCEPTION OF GEOMETRY S281
t1 1 2 t2 1 2 t2' 1 2
R R R
G G G
B B B
We conside
of an object
in terms of
cess, accord
neous mom
they cause)
tion with g
plified case
ments (the
distinct eff
the topogeneous moments associated with 1 are conjoined to some
hylogeneous moments giving rise to the sensation of B, and together
they give us the perception "B at 1,, or B(1), for short. At t2 the hy-
logeneous moments associated with B are conjoined to the topoge-
neous moments of 2, and yield the perception B(2). But these conjunc-
tions alone need not give rise to the perception that a single object has
moved from 1 to 2. That perception will only result if the perceptions
at 2 and 1 , at times t1 and t2 respectively, are correlated with this process
in such a way that a single quality appears to be displaced, i.e., that B
was not perceptible at 2 at t1 , and is no longer perceptible at 1 at time
t2. If we had t'2 instead of t2, then there would be a perception of
something stretching perhaps, but not of the displacement of a single
thing. Indeed, if the perceptual manifold were to change randomly, like
"4snow~ on a television screen, we would not be able to form coherent
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S282 DAVID JALAL HYDER
images of any stable objects, let alone see them move in a regular
manner.
The perception of a displacement of a B[lue] object from one loca-
tion to another is thus the consequence of an intricate interaction of
topogeneous and hylogeneous moments. High-level, conscious percep-
tion is only ever of regularities in ever-changing associations of such,
and, as we have seen, it is only such perceptions that qualify as pictures,
and not merely signs. The movement of a B object appears as the
sequence: t,: B(1), R(2); and t2: G(1), B(2); so the hylogeneous mom
associated with the sensation B proceed from t1 to t2 in conjunction
with the group of topogeneous moments (1, 2), and, simultaneously
other hylogeneous moments come to be in conjunction, from t1 to t
with the group (2, 1). Without such regularities in the effects of the two
species of moments, there will be no stable objects to observe. At the
same time, the supposition that distinct effects imply distinct causes-
Helmholtz's causal law, which he adapted from Mill entails that,
whenever two sets of regular behaviors differ, there is a difference in
the constellations of topogeneous and hylogeneous moments which
gave rise to them. So a systematic difference in the behaviors of the
physical objects used as measuring instruments would imply systematic
differences among the real processes standing behind them, that is,
among the causes giving rise to these representations.
Now that we have an understanding of the perceptual theory in-
voked by Helmholtz, we can perhaps make better sense of his account
of physically equivalent processes and their relation to on the one hand
physical, and on the other hand pure intuitive geometry:
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HELMHOLTZ'S NATURALIZED CONCEPTION OF GEOMETRY S283
the same conditions and in equal periods of time. The "most commonly
used process for determining physically equivalent magnitudes," he
goes on, "is the transport of rigid bodies, such as compasses and rulers,
from one location to another." This leaves open the possibility that a
"pure intuition" of these magnitudes might also be possible. But how-
ever the groups of equivalent magnitudes are to be determined, we still
have to establish that they represent physically equivalent ones, if they
are to do any work for us. That is, neither the geometry arrived at with
ruler and compass, nor one intuited directly will necessarily be the one
that best meets the needs of physics. Nonetheless, a purely intuitive
geometry can only be applied to the physical world if physical opera-
tions are brought into play.
Now on Helmholtz's account, the behaviors of rulers and compasses
are also represented as varying aggregates of primitive sensations, which
imply changing connections between groups of hylogeneous and topo-
geneous moments. A statement about a rotation to the effect that, say,
A' B
"The rod A'B may be rotated about B in such a way that, without the
rod AC moving, A' is made to coincide with C" will be a statement
with real content, since, as we have seen, the very identity of the bodies
AC and A'B as well as, of course, their behavior in motion, depends
on regularities in our perceptions regularities in no way implied in
the thin fabric of Helmholtz's definitions. Of course, this proposition
would appear, from the perspective of a "pure intuitive" geometry, as
necessarily true, and, furthermore, as being quite independent of any
facts concerning the actual physical behavior of a rotating rod. But if
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S284 DAVID JALAL HYDER
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HELMHOLTZ S NATURALIZED CONCEPTION OF GEOMETRY S285
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S286 DAVID JALAL HYDER
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