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Engineering Structures 191 (2019) 179–193

Contents lists available at ScienceDirect

Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct

Effect of concrete masonry infill walls on progressive collapse performance T


of reinforced concrete infilled frames
Jun Yua,b, Yi-Ping Gana,b, Jun Wuc, , Hao Wud

a
Key Laboratory of Ministry of Education for Geomechanics and Embankment Engineering, Hohai University, Nanjing 210098, China
b
College of Civil and Transportation Engineering, Hohai University, Nanjing 210098, China
c
School of Urban Railway Transportation, Shanghai University of Engineering Science, Shanghai 201620, China
d
Research Institute of Structural Engineering and Disaster Reduction, College of Civil Engineering, Tongji University, Shanghai 200092, China

ARTICLE INFO ABSTRACT

Keywords: In practice, infilled frame is a common structure but the contribution of infill walls is typically ignored in
Progressive collapse previous research on progressive collapse. To this end, numerical models based on solid-element are employed to
Reinforced concrete investigate the behavior of reinforced concrete (RC) frames with concrete masonry infill walls under a middle
Infill walls column removal scenario (CRS). The numerical models of bare and infilled frames are initially validated through
Numerical study
previous experimental results. Then the numerical models are used to illustrate the effects of infill walls on the
Load transfer mechanism
Column removal scenario
load transfer mechanisms of the frames under a CRS and the interaction between infill walls and frame members.
Thereafter, the size effect of the frame models is discussed and the numerical models are further extended to
study the effects of pertinent geometric parameters on the progressive collapse behavior, including the height of
partial-height infill walls, the opening position and area of wall panels as well as the number of stories. The
results indicate that the load transfer mechanism of a two-story infilled frame in a middle CRS is the frame action
provided by frame members and the truss mechanism provided by the interaction of infill walls and surrounding
frame members, in which the latter remarkably enhances the initial structural stiffness and peak resistance. For
the multi-story infilled frame with opening in which the geometric and mechanical properties are identical in
each story, the load transfer mechanism is basically independent of the number of stories, whereas for the frame
with full-height infill walls, the composite effect of multi-story walls is evident, increasing the peak structural
resistance. Therefore, if each full-height infill wall is simplified into equivalent strut models in structural ana-
lysis, the results are underpredicted but on the safe side.

1. Introduction regimes [12–16]. In addition, a lot of numerical studies have been


conducted to elucidate the effects of pertinent parameters on perfor-
Over the last decade, disproportionate or progressive collapse of mance of RC sub-structures through high fidelity modeling with solid
buildings after suffering accidental loads, has attracted a great many elements [17,18] or of global structures through macro-modeling with
research interests and governmental concerns, but most research works fiber elements and even refined with component-based joint models
are concentrated on framed structures. To avoid the difficulties to [19–23] under CRS.
specify accidental loads, the progressive collapse performance or ro- In the engineering practice, infill walls are widely used but they are
bustness of structures are alternatively investigated by single column typically regarded as secondary structural or non-structural elements.
removal scenarios (CRS). A great many experiments have been con- Therefore, their contribution on structural resistance are ignored in the
ducted to investigate the structural behavior of reinforced concrete above-reviewed works. Recently, the effect of infill walls on progressive
(RC) single-story beam-column assemblies [1–7] or frames [8–10], and collapse behavior of RC frames starts to attract more attentions. Sasani
multi-story planar RC frames [11] under a CRS. Moreover, the analy- [24] tested the response of a six-story infilled RC frame under a two
tical and experimental studies have correlated the quasi-static struc- adjacent exterior CRS, and found that three-dimensional Vierendeel
tural resistance to the nonlinear dynamic performance of RC structures action of the frames with the contribution of infill walls is identified as
subjected to progressive collapse, since the RC structures have the the major mechanism for redistributing loads in the structure. Stinger
identical load transfer mechanisms and failure modes in both loading and Orton [25] tested a series of three 1/4 scaled two-bay by two-story


Corresponding author.
E-mail addresses: yujun@hhu.edu.cn (J. Yu), cvewujun@sues.edu.cn (J. Wu).

https://doi.org/10.1016/j.engstruct.2019.04.048
Received 23 February 2019; Received in revised form 15 April 2019; Accepted 15 April 2019
Available online 25 April 2019
0141-0296/ © 2019 Elsevier Ltd. All rights reserved.
J. Yu, et al. Engineering Structures 191 (2019) 179–193

frames under a middle CRS, and reported that partial-height infill walls T-beams, diagonal struts or columns depending on the opening posi-
in the second story slightly increased structural resistance in the com- tions. Eren et al. [39] investigated the progressive collapse resistance of
pressive arch phase. This is mainly because the partial-height infill the multi-story frame with full-height infill walls, each of which was
walls was only 31.7% the net ceiling height. Li et al [26] and Shan et al. modeled by two cross diagonal struts, and mainly focused on the sen-
[27] investigated the effect of full-height infill walls and infill walls sitivity to the span length, the story height and the mechanical prop-
having opening on the structural behavior of RC frames under a middle erties of infill walls.
CRS through testing three 1/3 scaled four-bay by two-story RC frame In summary, the currently limited data is mainly about the single-
specimens. Moreover, Qian and Li [28] tested three 1/4 scaled two-bay story infill walls in CRS, and the validity of implementing the macro-
by three-story infilled RC frames under a penultimate interior CRS with model of single-story infill wall in the multi-story one is not guaranteed.
one side of the specimens restrained and the other side free. Brodsky The opening of the infill walls remarkably affects the progressive col-
and Yankelevsky [29] tested seven 1/2 scaled infilled frames units lapse resistance and failure modes of the infilled frames, resulting in
under an exterior CRS, and investigated the effects of column related difficult to set up a universal macro-modeling for different opening
stiffness, reinforcement details of frame members, masonry block type configurations. Moreover, besides the resistance and the failure modes
and infill construction method. All the three series of tests [26–29] of infilled frames, it is of interest to know the interaction of wall panels
indicate that infill walls with concrete masonry units (CMU) sub- and surrounding frame members in a CRS. Therefore, to overcome the
stantially improved the peak structural resistance and initial stiffness shortcomings of the macro-modeling and to shed more light on the
against progressive collapse, changed the failure modes of frames and interaction between the wall panel and the frame members, high fide-
acted as equivalent compressive struts. Different from the tests [25–28], lity three-dimensional numerical (i.e. micro-) modeling approach is
in which solid CMU were used to comprise infill walls after construction employed in this paper, in which both RC members and infill walls are
of the frames and the walls were reinforced by tie bars, Brodsky and modeled with solid elements, and the mortar joints are explicitly con-
Yankelevsky [29] used hollow CMU and autoclave-cured aerated CMU sidered using contact algorithm. Moreover, only solid concrete masonry
to infill the frames and built infill walls before casting columns, and infill walls, which are constructed after the frames, are concerned in
found that masonry block type and column shear connectors have a this paper. The numerical models are validated by previous experi-
major effect on failure mode of infilled frames. mental results, and then used to illustrate the load transfer mechanisms
Most of the above mentioned tests were conducted in static-in- in the infilled frames under a CRS and conduct parametric studies about
determinate systems, and thus it was unable to fully demonstrate the the geometric properties of the frames, such as opening position and
load transfer paths through the infill walls and the interaction between area as well as the number of stories. The numerical results can be used
the frame members and walls panels. Moreover, the infill walls involve to prove the validity of the macro-modeling for different cases and also
a great many parameters and the corresponding experimental data so to provide an approach for quick assessment of peak progressive col-
far is still very limited. Therefore, it is imperative to employ numerical lapse resistance of multi-story infilled frames.
analysis to improve the understanding of the effect of infill walls on
progressive collapse performance of infilled frames.
2. Validation of numerical models of infilled RC frames
The numerical modeling techniques for infill walls can be divided
into two categories: macro- and micro-modeling. The macro-modeling
2.1. Overview of the reference experiments
mainly focuses on the function of the walls in load transfer and thus
directly simplifies the infill wall into equivalent compression struts
The three-dimensional numerical models of the RC frames with
[30]. Then three vital questions have to be solved, including: de-
different infill walls were built up and validated by the experiments
termining the width of the strut, the number of the struts and the
conducted by Li et al. [26] and Shan et al. [27]. During their tests, the
corresponding constitutive relationship [31]. However, it should be
progressive collapse resistance and the corresponding failure modes
pointed out that the proposal of equivalent strut model is based on the
were demonstrated through testing three 1/3 scaled two-story four-bay
failure mode of diagonal corner crushing or cracking of infill walls, and
RC frames, one of which was a bare frame whereas the other two were
the macro-modeling ignores the interaction between the wall panels
the same frame with full-height infill walls and the infill walls having
and the surrounding frame members. In fact, there are five possible
opening, respectively.
failure modes of a unit infill wall confined by frame members [32], and
The test set-up is shown in Fig. 1. Each frame specimen was con-
the failure modes of infill walls in a multi-story frame may be different
nected to the strong floor through the anchored foundation beam. At
from those in a single story. Therefore, it will be short of confidence to
the beginning of the test, the removed middle column was replaced by a
apply a pre-assumed macro-model if the failure mode of infill walls are
hand jack. Thereafter, the hydraulic jack applied a constant load at the
unknown in advance for a loading scenario. On the contrary, the micro-
top of the second-story middle column and the hand jack provided the
modeling needs to set up a model of the entire wall and consider the
corresponding reaction to keep force equilibrium so that only the
geometric and material characteristics of masonry units and mortar
middle column was in axial compression. Then, the hand jack was
[33]. The procedure of micro-modeling is not affected by the experi-
gradually unloading, and the unequal load applied by the two jacks was
mental failure modes. As a result, many researchers value the super-
increasing and working as a net load to the frame specimen, resulting in
iority of micro-modeling and use it to simulate the development of
cracks in walls and the failure modes under seismic actions [34,35], as
well as the failure process and response of infill walls under blast loads
[36,37]. These numerical studies are concentrated on some specific
failure details, which cannot be simulated by macro-modeling.
In the field of progressive collapse, Li et al. [26] numerically in-
vestigated the effects of mortar joint strength through solid-element-
based models after their tests. However, the macro-modeling is pre-
ferred due to its advantages in computational efficiency. Shan et al.
[27] employed four-strut models to represent the infill walls with
opening and study the effect of compressive strength of strut. Tsai and
Huang [38] numerically explored the effect of three types of infill walls
having opening rate of 60% on the progressive collapse resistance of
planar frame, and the infill walls were replaced by equivalent inverted Fig. 1. Test set-up for bare and infilled frame specimens (unit: mm) [26,27].

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 2. Geometric dimensions and reinforcement detailing of frame specimens (unit: mm) [26,27].

the middle column moving down and the entire specimen deforming. computational efficiency, as illustrated in Fig. 3. Note that the con-
The quasi-static push-down loading process continued with the dis- nection between CMU and mortar is represented by contact models
placement control at the top of the middle column until the complete with half mortar thickness assigned to each neighboring CMU.
failure of the frame specimen.
Fig. 2 demonstrates the geometric dimensions of the frame speci- 2.2.1. Element types
mens and reinforcement detailing of the beams and columns. Note that In the finite element model, as illustrated in Fig. 3, concrete of the
the two infilled frames are shown together due to symmetry. Except the frame members and CMU are modeled using 8-node solid elements with
infill walls, all the three specimens shared the same frame dimensions. reducing integration scheme. Based on the mesh sensitivity analysis, the
The height of first story and second story was 1.4 m and 1.1 m, re- mesh dimensions for RC beams and columns are
spectively. The span length for all the beams was 1.7 m. The RC beam 25 mm × 12.5 mm × 12.5 mm and 25 mm × 25 mm × 12.5 mm, re-
section was 150 mm in depth and 100 mm in width, while the RC spectively. The mesh size is 8–16 mm for CMU. Moreover, the dimen-
column section was 200 mm by 200 mm. The infill walls, composed of sions of the elements in the interior spans are smaller than those in the
solid concrete masonry units (CMU) and mortar, were connected to the exterior spans. All steel reinforcement is represented by 2-node Hughes-
surrounding columns by tie bars with spacing of 146 mm. For the walls Liu beam elements with dimensions ranging from 12.5 mm to 25 mm. In
with opening, a lintel was provided at the top of each opening to sup- the current study, the major concern is the contribution of infill walls
port the upper CMU. More details about the specimens can refer to the and the presence of the walls also affects the locations of severe
references [26,27]. cracking along RC beams. Therefore, to keep the objectivity, there is no
bond-slip modeling specified at any local region, and perfect bond is
2.2. Numerical modeling assumed. Reinforcing bars are connected to concrete using the keyword
*CONSTRAINED_LAGRANGE_IN_SOLID.
The high-fidelity three-dimensional numerical modeling of the
above frames are achieved through commercial software LS-DYNA, and 2.2.2. Boundary conditions and loading approach
thus the micro-modeling technique of infill walls is used. The numerical During the referred tests, the first story columns of each frame were
models were validated by the above experimental results. All the three monolithically cast with a foundation beam, as indicated in Fig. 1,
specimens are modeled in half due to symmetry to improve which was anchored into the strong floor of the laboratory. As the

Fig. 3. Numerical modeling information of the specimens with infill walls.

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

foundation beam was quite large and stiff, it was not modeled in the compressive strength input to the CSCM model should be the com-
current study. Instead, the nodes at the bottom ends of the columns of pressive strength determined from a standard cylinder test with dia-
each frame are directly fixed in all the translational degree of freedoms, meter of 150 mm and height of 300 mm. Therefore, the masonry
as the restraint conditions indicated in Fig. 3. Meanwhile, at the sym- strength cannot be directly used, and it needs a calibration. To this end,
metric plane of the model, which is located at the center of the middle a numerical model of single prism CMU block is built for compression
column, all the nodes were constrained to not allow the translational loading, and a compressive strength fc-c smaller than 22.6 MPa is input
movement in y-direction. for a trial computation. If the computational load-bearing capacity is
The push-down loading scheme is achieved by defining a velocity- not equal to 186 kN, the input value of fc-c is adjusted for a second
time curve for a rigid plate seated on top of the second story middle round calculation. Through this trial-and-error method, eventually the
column. The velocity initially increases with time and then stays con- compressive strength of fc-c should take 18 MPa when using CSCM
stant to represent loading with displacement-control. Moreover, as the model for CMU.
self-weight of the CMU infill walls is considerable, it is applied before A bilinear elastic plastic-hardening model with keyword
the push-down analysis and maintains constant during the push-down *Mat_Plastic_Kinematic is used for steel reinforcement, and the tensile
analysis. and compressive branches are assumed symmetrical. The yield strength
of the reinforcing bars with diameter of 8 mm and 4 mm is 415 MPa and
235 MPa, respectively. The ultimate tensile strength of them is 588 MPa
2.2.3. Material models
and 322 MPa, respectively, with corresponding ultimate strain of 0.18
Continuous surface cap model (CSCM) was developed to represent and 0.31, respectively. When the strain exceeds the ultimate strain, the
concrete behavior under low to intermediate impact loading, such as
elements of reinforcement will be eroded.
elastic-plastic performance, shear dilatation, damage-based softening
and rate effects [40]. The original CSCM model requires a series of
input parameters to define elastic properties, strength surface, cap lo- 2.2.4. Contact modeling for masonry joints
cation, shape and hardening, damage evolution as well as rate effects. In high-fidelity modeling, the physical presence as well as the me-
Equipped with a default subroutine based on the stress-strain re- chanical behavior of infill walls should be considered through micro-
lationship defined by CEB-FIP concrete model [41], the simplified models. There are three strategies typically used for micro-models of
version only needs inputting unconfined compressive strength fc, infill walls [33]. In the first strategy, masonry wall is modeled as one-
maximum aggregate size Ag, erosion criterion and units to auto- phase material, in which masonry units, mortar and the unit-mortar
matically generate the other parameters, but it only works for fc be- interface are smeared out in homogeneous continuum. In the second
tween 28 MPa and 58 MPa. strategy, masonry wall is modeled as two-phase material, in which a
Previous research has indicated that CSCM model is able to accu- half mortar joints are assigned to the neighboring masonry units to form
rately predict quasi-static structural behavior of RC beam-to-column expanded units represented by continuum elements whereas the be-
assemblages and beam-slab substructures under CRS [18,42]. There- havior of the mortar joints and the unit-mortar interface is lumped in
fore, CSCM model is eventually employed for concrete and CMU. The discontinuum elements described by interface elements or contact in-
unconfined compression strength of concrete in the first and the second terfaces. In the third strategy, masonry wall is modeled as three-phase
story was 41.3 MPa and 31.8 MPa, respectively. Moreover, the fracture material, in which masonry units and mortar joints are represented by
energy is a critical parameter to define the softening behavior of con- continuum elements whereas the unit-mortar interface is modeled by
crete. The work [42] suggests that elastic modulus could be adjusted to discontinuum elements. These three methods sequentially become more
make the peak stress correspond to 2000 micro strain, and the com- accurate at the cost of more computational time. To optimize the ac-
pressive fracture energy Gfc and shear facture energy Gfs can take 50Gft curacy and the running time, the second strategy is eventually em-
and 0.5Gft, respectively. In accordance with the afore-mentioned re- ployed.
finement, the uniaxial stress-strain relationship of concrete is shown in The CMU-mortar interface has some cohesion or strength prior to
Fig. 4. failure, and thereafter the CMU and the mortar joints can slide along
Li et al. [26] conducted compression tests on CMU with a dimension each other at the interfaces to provide friction. Therefore, tiebreak-
of 63.5 mm × 130 mm × 63.5 mm in accordance with Chinese stan- based contact model [40,44] is used to represent the CMU-mortar in-
dard “Test methods for concrete block and brick” [43], and obtained terface. The interface cohesion depends on the normal and the shear
the compressive strength of 22.6 MPa, corresponding to the peak load failure strengths of the interface. The failure criterion of the interface is
186 kN (=22.6 MPa × 63.5 mm × 130 mm). Note that the unconfined given as follows:
2 2
| n| | s|
+ 1
NFLS SFLS (1)

where σn and σs are the normal and the tangential shear stresses acting
at the interface, respectively; NFLS and SFLS are the normal and the
shear failure strength, respectively. Under compression, the node stress
at the contact interface is linearly proportional to the node distance.
When Eq. (1) is satisfied, the cohesive failure occurs at the CMU-mortar
interface and the contact interface downgrades to the automatic contact
surface to surface, in which axial compression prevents the invasion of
elements in the two neighboring expanded units and the friction still
works at the interface. If the contact interface fails in tension, the
neighboring elements at the both sides of the interface are able to de-
tach.
In LS-DYNA, the tiebreak-based contact is achieved at the
interface of CMU-mortar using keyword *CONTACT_AUTOMATIC_
SURFACE_TO_SURFACE_TIEBREAK (CASTST), as indicated in Fig. 3.
Moreover, Eq. (1) is used as the failure criterion in CASTST with the
Fig. 4. Uniaxial stress-strain curve of concrete. combination of different OPTION values, including 2, 3 and 6 [40].

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Plastering mortar
Masonry

1.0 Removal of tensile spring

Damage
scale factor

Opening distance
(a) Damage model after tiebreak contact

Fig. 6. Scheme of double shear tests for masonry.

Failure 1.08 2.3. Validation of the numerical models

Fig. 7 demonstrates that the numerical and experimental structural


1.50 resistance of the three frame specimens agree very well both in the
No failure trend and peak resistance. Note that the peak resistance of the RC frame
with full-height infill walls (FHIW) was used to calibrate the shear
strength of the CMU-mortar interface. Moreover, Fig. 8 shows that the
movement of the frame ends predicted by the numerical models are
very similar to the experimental results, i.e., the exterior column moved
out first and then moved in, indicating the mobilization of compressive
arch action and catenary action of beams, respectively.
Fig. 7(a) shows that the structural resistance of the bare frame at
different deformation stages can be accurately presented by the nu-
(b) Failure criterion for tiebreak contact
merical model, such as softening, re-ascending, and sudden drop due to
Fig. 5. Contact model with tiebreak. bar fracture. However, for the infilled frames, the randomness of the
quality and the craftsmanship of mortar joints made the numerical
Using OPTION = 6, the stress of contact interface linearly reduces to models very difficult to precisely predict the wall cracking as well as its
zero until the crack width reaches a specified δc after the cohesive development. Even so, the numerical models are still able to capture the
failure, as demonstrated in Fig. 5(a). When OPTION = 2, damage primary characteristics of the corresponding structural resistance, such
evolution is not considered [44]. Since the value of δc is very random, as overall trend, initial stiffness, peak capacity and decrease of re-
or when it is not greater than 0.1 mm, the discrepancy between using sistance due to wall failure. Although the numerical model of the RC
OPTION = 6 and 2 is very small. Therefore, in the current study OP- frame with infill walls having openings (IWHO) overpredicted the peak
TION = 2 is used. Based on Chinese standard “Code for design of ma- capacity, the relative error is less than 10%.
sonry structures” [45], the static coefficient takes 0.7. CSCM is unable to track cracks, but the cracks can be equivalently
The critical parameters NFLS and SFLS should be determined by demonstrated by effective plastic strains because the wider cracks result
tests. Li et al. [26] conducted the double shear tests of masonry as in larger plastic strains [8]. The crack patterns of RC frames can ap-
shown in Fig. 6, and obtained the shear strength of the CMU-mortar proximately be represented by the contour of effective plastic strains.
interface equal to 1.08 MPa. In accordance with the Chinese standard Fig. 9 compares the experimental and numerical crack patterns of the
[45], the tensile strength can approximately equal the shear strength. frames at different deformation stages. The crack initialization and
However, when the shear strength of the CMU-mortar interface took distribution as well as the eventual failure modes at both the beams and
1.08 MPa, the peak capacity of the numerical structural resistance of the wall panels predicted by the numerical results are very similar to
the RC frame with full-height infill walls was much lower than the those of experimental results, suggesting the validity of the numerical
experimental result. This suggests that the shear strength obtained from models. It should also be pointed out that the presence of infill walls
double shear tests under unconfined conditions underestimated the real affects the stress distribution along the beams and results in more cracks
shear strength of contact interface in the condition that the infill walls at small deformation stage.
are confined by surrounding frame members. Therefore, the RC frame In summary, the comparisons of the structural resistance and the
with full-height infill walls is used to calibrate the shear strength of lateral displacement at the exterior joints as well as the failure modes of
contact interface, and it is found that the experimental and the nu- the frames indicate that the numerical models are valid and reasonable
merical result agree well when the SLFS is increased to around 1.5 MPa, to represent the progressive collapse performance under a middle CRS.
as shown in Fig. 7(b). Moreover, this value is used to validate the nu- In the next section, these models will be used to illustrate the load
merical model of the RC frame with infill walls containing openings. transfer mechanisms of frames against progressive collapse and ex-
Accordingly, the tiebreak failure criterion of the CMU-mortar interface tended to study the effects of concerned parameters on the progressive
is represented by Fig. 5(b). collapse performance.

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 7. Comparisons of numerical and experimental resistances of frame spe-


cimens under a middle column removal scenario.

Fig. 8. Comparisons of numerical and experimental horizontal displacement of


3. Load transfer mechanisms frame specimens under a middle column removal scenario (positive value in-
dicating moving outwards and negative value indicating moving inwards; EJ
In the progressive collapse tests through push-down loading ap- representing exterior joint).
proach, the internal forces of structural members which can be used to
illustrate the load transfer mechanisms, cannot be directly obtained

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 9. Comparisons of numerical and experimental failure modes (at small deformation stage, the bare frame, the frame with FHIW and the frame with IWHO
displace 14.9 mm, 8.3 mm and 14.9 mm, respectively).

from the tests due to the static-indeterminate test set-up. However, the catenary action. In comparison, the axial force of the second story beam
beauty of the numerical models is that they can help to shed light on the is small and the beam is mainly in flexural action. This difference is
load transfer mechanisms in resisting progressive collapse. Fig. 10 de- attributed to that the boundary restraints at the second story beam are
monstrates the development of axial forces along the beams in the three weaker than those at the first story beam. Due to the development of
frames. Due to the presence of the infill walls, the axial force along the axial tension, at the ultimate stage, the cracks at the first story beam are
beam is not uniform and hence axial forces are extracted at three sec- more extensive than those at the second story beam, as shown in
tions, which are denoted in Fig. 11. Fig. 9(b).
In the bare frame, the first story beam above the removed column For the infilled frames under a middle CRS, the gravity load redis-
develops large axial compression prior to the middle column displace- tribution can be achieved through the frame action of beams and the so-
ment of 200 mm, and thereafter develops axial tension until failure, called truss mechanism through the interaction between the infill walls
suggesting the sequential mobilization of compressive arch action and and the frame members. Typically, the latter mechanism is more

185
J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 10. Axial forces mobilized in beams above the removed column.

dominant, resulting in much larger initial structural stiffness and peak by two trusses, namely, truss 1 and 2. Due to symmetry, truss 1 in-
resistance. The corresponding truss mechanism of the two infilled dicated in Fig. 11(a) actually is only a half of the primary truss, in
frames are elucidated in Fig. 11. which the two first story beams work as a tension chord. Truss 2 in-
Fig. 11(a) demonstrates that at small deformation stage of the frame volves the second story beam and the side column. Such truss me-
with FHIW, the applied vertical load is mainly transferred through axial chanisms make both the first and the second story beams in tension, as
compression along the diagonal of each wall panel because the stiffness shown in Fig. 10(b), and hence result in more intensive cracks along the
of the wall panels is much larger than that of the beams. As the diagonal beams compared with the ones in the bare frame, as shown in Fig. 9(a).
involves a large part of the wall panel, the force equilibrium is provided With increasing the displacement, the infill walls start to fail in a brittle

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 11. Load transfer mechanisms in the infilled frames (the left part of each figure indicating the truss mechanisms).

way, and the diagonal compression through the wall panels and the story beam, as indicated in Fig. 11(b).
corresponding truss mechanisms lose functions, reducing the tension of In comparison, the opening changes shear stress distribution at the
the beams, in particular for the first story beams, as shown in Fig. 10(b). small deformation stage, as compared in Fig. 11(a). This is because the
Moreover, the mobilization of compressive arch action along the first CMUs at the top and the bottom of the opening are detached with the
story beams per se decreases the beam axial tension as well. At the large beams with increasing the vertical displacement. Moreover, the shear
deformation stage, the primary diagonal part of the wall panels fails, stresses are always concentrated at the interfaces around the far-end of
and the residual infill walls remain in two triangular shapes, which the second-story beam and the near-end of the first-story beam at large
function as small compression struts and form two new trusses (namely, deformation stage, as shown in Fig. 11(b). As a result, N1-2 is always
3 and 4) with frame members, as indicated in Fig. 11(b). This makes the close to N1-3 but smaller than N1-1.
axial tension restart to increase along the both the first and second story In summary, for a two-story infilled frames, both the first and
beams, and the mobilization of catenary action at the first story beams second story beams are more in tension due to truss mechanism and
also increases the beam axial tension. Note that the presence of residual catenary action. The axial forces at the beam sections far away from the
infill walls affects the locations of beam plastic hinges. diagonal compression strut of wall panel (N1-1 and N2-3) are always
The transition of load transfer mechanisms in the frame with IWHO larger than those at the beam sections near the ends of the strut (N1-3
is similar to that with FHIW. However, as shown in Fig. 11(a), the and N2-1).
opening makes the diagonal compression transfer along the opening
perimeters and weakens the development of diagonal compression and
the corresponding truss mechanisms. Due to the weaker truss me- 4. Comparison of scaled and prototype frame failure modes
chanisms, the axial tension of the beams is smaller than the counterpart
with FHIW. At the large deformation stage, the first story beams still The validated numerical models are based on 1/3 scaled frames. It is
develop significant catenary action. concerned whether the scale factor of 1/3 will introduce any size effect
The interaction between the infill walls and the beams could result under CRS so that the prototype and model frames fail in different
in the various axial forces at different sections along a beam. modes. Therefore, the numerical models of prototype infilled frames are
Consequently, the axial force at three sections of each beam is in- established and used for push-down analysis. In the prototype frames,
vestigated. The axial force, denoted as Na-b, indicates axial force of the height of first story and second story is 4.2 m and 3.3 m, respec-
section b at a-th story beam. Fig. 10(b) demonstrates that before the tively, and the span is 5.1 m. The geometric dimensions of beam and
displacement of 200 mm, N1-1 (i.e., the axial force at section 1) equals column sections and CMU as well as reinforcement detailing are shown
N1-2 along the first story beam, whereas after the displacement of in Fig. 12. The material properties of concrete are the same as the re-
250 mm, N1-2 is almost equal to N1-3. Along the second story beam, N2-2 ferred tests, and all steel reinforcement has the characteristic yield
equals N2-3 first and later gets closer to N2-1. This is mainly because of strength of 400 MPa, the tensile strength of 540 MPa and the ultimate
the shear stress (or friction) at the interfaces between the beams and the strain of 0.18. Fig. 13 shows the structural resistance curves of three
infill walls. At the small deformation stage, the shear stress distribution prototype infilled frames, in which the frame with FHIW and IWHO are
is concentrated at the ends of diagonal axial compression zone, as in- the prototype infilled frames corresponding to the validated numerical
dicated in Fig. 11(a), whereas at the large deformation stage, the shear models. It can be seen that the resistance pattern is similar to that of the
stress is shifted to the ends of the remaining walls, i.e. the interfaces scaled models. Moreover, the comparisons of Fig. 14 and Fig. 9 suggest
around the far end of the second story beam and the near end of the first both the prototype and scaled frames develop similar crack patterns and
fail in similar modes. Therefore, the size effect is insignificant and the

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Fig. 12. Geometric dimensions and reinforcement detailing of RC members and masonry in prototype building (unit: mm).

Fig. 13. Structural resistance of prototype infilled RC frames.

scaled models will be extended for parametric studies for saving com-
putational time.

5. Parametric studies

In practice, the configuration and layout of infill walls are very


flexible due to architecture demands. Therefore, the geometric prop-
erties of infill walls, such as the partial-height infill walls and the walls
with openings, are the primary concern. Moreover, the referenced tests
only consider one-story infill walls, but in practice the multi-story infill
walls are very common. It is imperative to understand whether the load
transfer mechanism in the one-story infill walls is the same as that in
the multi-story infill walls, which can quantify the validity of macro-
modeling approach of multi-story infill walls.

5.1. Height of partial-height infill walls

Fig. 15 shows the structural resistance and the failure modes of RC


frames with partial-height infill walls (PHIW) having different height hi.
Fig. 14. The numerical failure modes of prototype infilled RC frames.
The wall height hi is normalized by net height (H) of the story. That is,
hi/H = 0 indicates the bare frame, hi/H = 100% denotes the FHIW and
the values between 0 and 100% corresponds to the PHIW. Fig. 15 de- example, when hi/H increases from 0 to 30.8%, the peak resistance
monstrates no matter how high the infill walls are, all the walls above increases by 35%; when hi/H increases from 61.5 to 100%, the peak
the removed column fail in diagonal splitting due to compression and resistance increases by 219%. Note that the increase of the wall height
crushing at the corners, which is similar to that of the FHIW. The failure also enhances the structural stiffness, and decreases the displacement
modes indicate the load transfer mechanism of the frame with PHIW corresponding to the peak resistance.
against progressive collapse is through diagonal compression, equiva-
lently represented by a diagonal strut. With increasing the wall height, 5.2. Effect of opening locations
the peak resistance of the infilled frames increases as well. This is be-
cause the cross-sectional dimensions of the equivalent strut increases The infill wall openings are used for windows or doors depending on
and the inclination angle of the strut with respect to the vertical line the architecture requirements. The locations and the areas of the
becomes smaller, making the diagonal compression more effectively openings are determined by four parameters ht, hb, bl and br, as in-
used for resisting vertical load. Consequently, the peak resistance in- dicated in the inset of Fig. 16, provided that the overall dimension of
creases more and more evidently with increasing wall height. For the wall is B in width and H in height. In this section, Case5, in which

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Table 1
Numerical cases for investigating the effects of the locations and areas of the
wall openings.
Model bl/B br/B ht/H hb/H Ao/A Ko Fo Fo/F Fp Fp/Fo

Case1 0.36 0.36 0.31 0.31 0.10 21.7 81.8 0.531


Case2 0.36 0.36 0.23 0.23 0.15 17.8 70.7 0.459
Case3 0.36 0.36 0.23 0.00 0.21 12.2 61.5 0.399
Case4 0.27 0.27 0.31 0.31 0.17 16.7 76.4 0.496
Case5 0.27 0.27 0.23 0.23 0.24 11.8 56.6 0.368
Case6 0.27 0.27 0.23 0.00 0.35 8.5 50.3 0.327
Case7 0.18 0.18 0.31 0.31 0.24 9.5 61.8 0.401
Case8 0.18 0.18 0.23 0.23 0.34 6.6 49.0 0.318
Case9 0.18 0.18 0.23 0.00 0.49 5.4 42.5 0.276
Case11* 0.23 0.23 0.23 0.15 0.34 8.1 49.0 0.318 49.9 1.02
Case12* 0.23 0.23 0.23 0.23 0.29 9.8 55.4 0.360 51.3 0.93
Case13* 0.27 0.27 0.23 0.15 0.28 10.2 51.5 0.334 51.9 1.01
Case14* 0.32 0.32 0.23 0.15 0.22 12.6 57.3 0.372 56.7 0.99
Case15* 0.32 0.32 0.23 0.23 0.20 15.2 63.5 0.412 60.8 0.96
Case16* 0.36 0.36 0.23 0.15 0.17 15.7 62.7 0.407 66.5 1.06
Case17* 0.32 0.32 0.31 0.23 0.17 17.4 70.2 0.456 66.5 0.95
Fig. 15. Structural resistance of frames with partial-height infill walls. Case18* 0.32 0.32 0.31 0.31 0.14 19.2 80.9 0.525 74.0 0.91
Case19* 0.36 0.36 0.31 0.23 0.13 19.9 78.8 0.512 78.5 1.00
Case21# 0.27 0.27 0.23 0.23 0.24 99.2 498 0.415 424.5 0.85
the opening is located at the center, is used as a reference to investigate
Case22# 0.27 0.27 0.23 0.00 0.35 78.1 432 0.360 385.5 0.89
the effects of the wall locations. In the other four cases, namely, Case 5-
Case5-T 0.27 0.27 0.00 0.46 0.24 14.1 65.5
T, Case 5-B, Case 5-L and Case 5-R, the openings are located at the top,
Case5-B 0.27 0.27 0.46 0.00 0.24 16.0 67.8
bottom, left and right, respectively. All the five cases have the same Case5-L 0.14 0.41 0.23 0.23 0.24 13.6 62.5
opening area. The corresponding parameters to characterize the loca- Case5-R 0.41 0.14 0.23 0.23 0.24 12.4 67.8
tions are listed in Table 1.
Fig. 16 indicates that the structural resistance with the opening at Notes: Ko is the initial structural stiffness; Fo is the first peak resistance of frame
the center of each wall panel derives the relatively smallest peak with IWHO; F is the peak resistance of frame with FHIW, equal to 154 kN and
1200 kN for the scaled and the prototype frame, respectively; Fp is the predicted
structural resistance, around 10.4% to 19.8% lower than the other four
peak resistance of frame with IWHO.
cases. Previous research has shown that the force transfer through an
infill wall with an opening can be equivalently represented by four
improved around 10%∼20%. Besides the locations, the effect of the
struts (or three struts) [27,46], and the inclination and the cross-sec-
opening area could be more significant.
tional area of each strut depends on the opening location and area in a
Fig. 17 demonstrates the structural resistance of nine RC frames
given wall panel. Therefore, the variation of opening position changes
with infill walls having different openings, namely, Case 1 to 9, in
both the inclination and the cross-sectional area of equivalent struts,
which b and h are the width and height of the opening, respectively,
further affecting the structural resistance. The results listed in Table 1
and Ao and A represent the opening area and the full-height wall area.
shows that the initial structural stiffness of Case 5-T and -B are greater
The ratio of Ao to A, namely, opening ratio, denotes the relative area of
than that of Case 5-L and –R, suggesting that at the beginning stage of
the opening. It is seen that the opening mainly affects the peak struc-
progressive collapse, the top and the bottom struts play a more domi-
tural resistance at small deformation stage. For any given b, the struc-
nant role.
tural stiffness and the peak resistance diminish with increasing h.
Likewise, for a given h, the peak resistance decreases with increasing b,
5.3. Effect of the opening area such as the comparisons of Case 1, 4 and 7. The peak resistance of the
nine cases are listed in Table 1. Moreover, Case 5 and 7 have the same
The previous section suggests moving the opening location from the opening area but different peak resistance, indicating that the shape of
center to the four sides, the progressive collapse peak resistance can be the opening affects the structural resistance as well but the significance
is much less than the area per se.
Due to the presence of infill walls, the displacement corresponds to
peak resistance is small, which can be approximately assumed to be in
the elastic stage. The corresponding dynamic load amplification factor
is taken as 2 when converting static resistance into dynamic capacity as
progressive collapse is a dynamic process in nature. However, in
practice, due to the diversity of opening sizes, it is more time-con-
suming to determine the peak resistance of frame with IWHO than that
of frame with FHIW. To this end, based on the above conclusions (peak
resistance increases with the decrease of the opening area), the re-
lationship between the peak resistance of frame with IWHO Fo and the
corresponding frame with FHIW F is established through a reduction
factor R, as indicated in Eq. (2)

Fo = R × F (2)

Reduction factor R is determined by a curve fitting based on the


relationship of peak resistance ratio Fo/F and opening ratio Ao/A of
Case 1–9. The regressed formula is given by Eq. (3) with relevant
Fig. 16. Effect of wall opening locations on the structural resistance of infilled
coefficient of 0.99.
RC frames.

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J. Yu, et al. Engineering Structures 191 (2019) 179–193

Fig. 18. Structural resistance of multi-story infilled RC frames.

large openings is not considered for progressive collapse resistance.


To verify the effectiveness and accuracy of Eqs. (2) and (3), another
nine cases, namely Case 11*–19*, are analyzed with numerical mod-
eling and Eq. (2), and the results are listed in Table 1. It is found that
the results predicted by Eq. (2) are very similar to the numerical results,
and the average error of the nine cases is only 3.9%.
In addition, the prototype frames of previous cases are analyzed to
verify Eq. (2). To consider the effect of opening ratio, one frame with
FHIW and the other two frames with IWHO (for windows and doors,
respectively) are analyzed, as shown in Fig. 13. The latter two cases are
denoted as Case21# and 22#, respectively, and the dimensions of the
openings are seen in Table 1. The frame with FHIW attains the peak
resistance of 1200 kN. The black points in Fig. 13 represent the pre-
dicted peak resistance by Eq. (2) in accordance with the corresponding
opening ratio, and the predictions are 14.8% and 10.8% lower than the
peak resistance of numerical results, respectively, suggesting that Eq.
(2) is quite reasonable and on the safe side.

Fig. 17. Effect of opening area on the structural resistance of infilled RC frames.
5.4. Effect of Multi-story infill walls

In accordance with FEMA356 [30], each infill wall of a multi-story


2
Ao A Ao 3
R=1 5.3 + 14.9 o 14.5 , for Ao 0.5A
A A A (3) frame works in the same load transfer mechanism as that of the infill
wall in a single-story infilled frame under seismic actions, equivalently
Eq. (3) is valid only for Ao < 0.5A. If Ao > 0.5A, R can be con- represented by diagonal struts. Can this link between the multi-story
servatively taken as 0. That is, the contribution of infill walls with very and single-story frame apply under dominant gravity loads? To answer

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Fig. 19. Stress contours of multi-story frames with FHIW at different deformation stages.

this question, the load transfer mechanism of multi-story infilled RC of the number of stories at both small and large displacements, as il-
frames against progressive collapse is studied in this section. lustrated in Fig. 20(a) and (b). The load transfer path is the diagonal
Fig. 18 demonstrates the structural resistance of different infilled compression struts around the opening. Therefore, the peak structural
frames with increasing stories. The multi-story infilled frame models resistance of the multi-story frames with IWHO can be estimated by Eq.
are built on top of two-story infilled frame models in accordance with (4).
validated cases. Note that, except the first story, all the rest stories
Pn = (n 1) × P2 (4)
contain infill walls and have the same geometric and mechanical
properties. where n denotes the number of stories with n ≥ 2; P2 is the peak
Fig. 18(a) shows that increasing stories with FHIW significantly structural resistance of the two-story frame with IWHO.
improves the progressive collapse resistance of the frames. In parti- In summary, the load transfer path in the frames with IWHO is
cular, the structural capacities of each frame at the displacement of basically independent of the number of stories, but the frames with
7 mm and 29 mm, which correspond to the peak resistance of the two- FHIW tend to form an inter-story load transfer path with increasing the
story and the five-story infilled frames, respectively, are denoted by number of stories. If each story of FHIW is assumed to transfer the load
solid dots and hollow dots. At the displacement of 7 mm, the increment in the same way as the two-story frame, the corresponding peak re-
of structural resistance due to adding one infilled story is very constant, sistance could be considerably underestimated, which is on the safe
which is close to the peak resistance of the two-story infilled frame. This side. For example, the inter-story load path of the five-story frame in-
is because at this displacement, the load transfer mechanism in each creases the peak resistance from 608kN to 818kN, as indicated in
infilled story is mainly through diagonal compression of the infill walls Fig. 18(a). Therefore, in macro-modeling of infill walls, the strut models
above the removed column, as illustrated in Fig. 19(a), and the infill at each story can be implemented for conservatism, and the peak re-
walls contribute the majority of the structural resistance. However, at sistance of the frames with FHIW can be estimated by an equation in the
the displacement of 29 mm, the increment of structural resistance due form of Eq. (4) but P2 should be replaced by the peak structural re-
to including one more infilled story becomes more evident. This is as- sistance of the two-story frame with FHIW.
cribed to the fact that at the displacement of 29 mm, as elucidated in
Fig. 19(b), the diagonal compression of each wall panel is shifted to a 6. Conclusions
steeper composite diagonal compression of inter-story walls, further
improving the progressive collapse peak capacity. Fig. 18(b) demon- In this paper, high-fidelity finite element numerical models are
strates that the contribution of each increased story with IWHO to the utilized to study the effect of concrete masonry infill walls on the
structural resistance is similar. This is because the load transfer me- progressive collapse performance of reinforced concrete (RC) infilled
chanism through the infill walls of each story is basically independent frames under a middle column removal scenario (CRS). After detailed
calibration of material and model parameters, the numerical models of

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Fig. 20. Stress contours of multi-story RC frames with IWHO at different deformation stages.

bare and infilled frames are initially validated through existing ex- diagonal splitting due to large diagonal compression. With in-
perimental results. Then the numerical models are used to illustrate the creasing the wall height even up to the full-height walls, the peak
effects of infill walls on the load transfer mechanisms of the frames structural resistance increases faster and faster due to the change of
under a middle CRS. After the confirmation of no significant size effect diagonal compression strut width and inclination of the strut.
using 1/3 scaled frames, the numerical models of scaled frames are used (4) For the frames with infill walls having opening (IWHO), the
for parametric studies to save computational time. The concerned structural resistance with the opening at the wall center are around
parameters include the height of partial-height infill walls, the opening 10.4–19.8% lower than the ones with opening at the perimeters.
position and area as well as the number of stories. Based on the nu- Moreover, the opening shape also slightly affects the peak re-
merical results, the approach to quickly assess the peak resistance of sistance. However, the peak resistance is considerably reduced with
multi-story frames is proposed. The main conclusions of this study are increasing opening area. To quickly assess the peak resistance of
as follows: frames with IWHO, the peak resistance of the corresponding frames
with full-height infill walls (FHIW) can be multiplied by a reduction
(1) Under a middle CRS, the load transfer mechanism of RC bare frames factor, which is a function of opening ratio of the wall panels.
is the compression arch action and catenary action of the first-story (5) For multi-story frames with IWHO which have the same member
beams and the flexural action of the rest beams, whereas for the and wall dimensions at each story, the load transfer mechanism is
infilled RC frames, the primary load transfer mechanism is “truss independent of the number of stories. However, for multi-story
mechanism” due to the interaction between the infill walls and the frames with FHIW, the load is mainly transferred with a diagonal
surrounding frame members, and the secondary load transfer me- axial compression strut at each wall panel, but with increasing
chanism is the similar to the ones of the bare frame. The truss displacement, the composite effect of multi-story walls is more
mechanism could remarkably enhance the initial structural stiffness evident due to a diagonal compression strut across multi-stories,
and the peak resistance, but the presence of infill walls also affects resulting in much larger peak resistance. Therefore, the assumption
the locations of plastic hinges in the beams. of the similar load transfer mechanism at each infilled story will
(2) The shear stress at the interface of infill walls and frame members is underpredict the peak resistance. Moreover, based on the afore-
locally distributed but could shift location depending on the failure mentioned conservative assumption, the peak-resistance of multi-
of the wall panels, which results in the various axial forces at dif- story infilled frames can be estimated by Eq. (4).
ferent sections. However, the axial forces at the beam sections far
away from the diagonal compression strut of wall panel (N1-1 and Acknowledgement
N2-3) are always larger than those at the beam sections near the
strut ends (N1-3 and N2-1). The authors appreciate the financial support by the National Natural
(3) For the frames with partial-height infill walls, the wall panels fail in Science Foundation of China (No. 51408189); Natural Science

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Foundation of Jiangsu Province of China (No. BK20180073); the [20] Li Y, Lu X, Guan H, Ye L. Progressive collapse resistance demand of reinforced
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