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Folai Bundi 2.technical - Docs PDF
Folai Bundi 2.technical - Docs PDF
Folai Bundi 2.technical - Docs PDF
Weighted
Financial Annual Turnover Annual Net Worth
Turnover on
2012-13 3,40,611.20 476855.68 251766.70
2013-14 4,05,078.90 526602.57 249249.40
2014-15 4,13,459.10 496150.92 248026.80
2015-16 4,34,175.40 477592.94 453462.20
2016-17 373932.80 373932.80 470720.00
Note:Attached Balance sheet
Project Period as per
Date of Actual date
S. Name and Date of completion/ Owner / Tendere Volume of
No. Project / Contract Start of work ongoing Client Amount of work done completion
Not Applicable
APPLICATION FORMNO: 3
SUMMARY SHEET: CURRENT CONTRACT COMMITMENTS /WORKS IN PROGRESS
Name of Applicant:M/sJain Irrigation Systems Ltd,Jalgaon(M.S.)
Applications and each partner to an application should provide information on their current commitments on all contracts that have been awarded, or for which
Description of work Place and state Contract no and Name and Value of Stipulated Value of work* Anticipated
date address of the contract period of remaining to be date of
Employer (Rs.In completion completed (Rs. completion
Millions) In Millions)
4 NCP,Panoriya (Rajasthan) 39.91 22.09.2011 10.36 9.50 8.55 1.32 0.00 31.76 8.15
5 NCP,pantail (Rajasthan) 43.63 21.09.2011 10.77 11.80 6.44 1.65 0.00 33.06 10.57
6 NCP,Ratoda (Rajasthan) 46.54 28.06.2012 11.96 6.36 8.23 3.38 0.00 29.93 16.61
7 NCP,Arniyali (Rajasthan) 46.31 28.06.2012 12.34 7.94 6.17 3.95 0.00 30.40 15.91
Balh Valley (Left Bank) Medium Irrigation
8 65.11 5.06.2009 10.56 2.87 0.56 0.00 0.00 32.88 32.23
Project in District Mandi H.P.
9 GWRDC BK-1 6.86 5.06.2013 0.00 2.35 2.73 0.00 0.00 5.08 0.00
10 GWRDC Gandhinagar SabarkanthaPkg-1 7.89 6.05.2013 0.00 3.15 1.62 0.00 0.00 4.77 0.00
11 GWRDC KCH-1 6.81 14.05.2013 0.00 4.00 0.39 0.00 0.00 4.39 0.00
12 GWRDC MP-1 10.66 14.05.2013 0.00 3.10 5.95 0.08 0.00 9.13 0.00
Surendranagar and Rajkot District (Package
13 4.71 6.05.2013 0.00 3.27 0.0027 0.00 0.00 3.27 0.00
No.2) Project
Project in Kandi belt of Talwara and Hajipur
14 40.94 5.09.2014 0.00 4.45 7.03 13.69 0.00 25.17 15.77
Blocks of Hoshiarpur
Project to Nadaun Area in Tehsil
15 97.53 11.08.2014 0.00 0.00 34.87 18.86 0.00 53.73 43.80
NadaunDist.Hamirpur(HP)
16 IGNP(PACKAGE : SL-1) 189.02 07.03.2017 0.00 0.00 0.00 0.00 0.00 - 189.02
17 Raipur Chhattisgarh 17.92 2.08.2016 0.00 0.00 0.00 0.00 0.00 - 17.92
18 CADA ,Kurukshetra,Haryana 25.87 11.08.2016 0.00 0.00 0.00 0.00 0.00 - 25.87
19 Poorigalli 568.95 11.05.2017 0.00 0.00 0.00 0.00 0.00 - 568.95
3044.48 368.72 372.11 531.89 366.61 37.53 2053.68 980.5129
A B
N=1.5 18 Month
Bid Capacity=(2 x A x N) – B
Bid Capacity= 615.14564 Cr.
Declaration
With reference to Tender No. 02/2017-18 of Water Resources Dept. Bundi,Rajathan.We hereby declare that we
have not been debarred/blacklisted by any Govt. /Semi Govt./Public sector Undertaking (PSU) as on date of
submission of the Tender..
Declarations
"We hereby declare that We shall treat the tender documents, drawings and other records,
connected with the work, as secret confidential documents, and shall not communicate
information derived there from to "my person other than a person to whom We are authorized to
communicate the same or use the information in any manner prejudicial to the safety of the
same."
Sanjay A Daryapurkar
Authorised Associate
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
list of the works, which are in hand (progress)_T.B.(p.N.10)
Amount of
Name and particular of
work
Name of the sub-division / Amount
S.N. executed up Remarks
Work division, where work is of work Rs. Cr.
to
being executed
31 03 2017
1 2 3 4 5
Design,Supply,Installation,……...including
Executine Engineer,KBJNL,ARBC Division,
1 operation & maintenance of the system for five Almatti,Dist Bagalkot, 385.78 378.77
Karnatak,email_eearbcdivn@gmail.com
years on turnkey basis.
Certificate of Registration
The Central Sales Tax (RegIstration & Turnover) Rules, 1957
Wholly
Mainly
MANUFACTURER
Partly WHOLESELLER, RETAILER. IMPORTER. EXPORTER, WORKS
1i~~IlJt2EbP~ods specified for the purposes of sub-sections (1) and (3) of section 8
of the said Act is I are as follows and sales of these goods in the course of inter-State trade to the
dealer shall be taxable at the rate specified in that sub-section subject to the provisions of sub-section (4)
of the said section for resale, use in the manufacture or processing of goods for sale, use in mining,
use in the generation or distribution of electricity or any other form of power and use in the packing
of goods for sale I resale
PLASTIC GRANULES SCRAP POWDER. GLPIES &
ACCESSORIES. ALL TYPES OFPVD PIPES & FITTINGS.
IRRIGATION MATERIAL COMPONENTS.
The dealer manufactures, processes or extracts in mining, the following classes of goods or generates
or distributes the following form of power, namely :
The dealer's year for the purposes of accounts runs from day of to the
day of
The dealer has no additional place of business I has additional place(s) of business as stated below :
(a) in the State of Maharashtrj-9* Addl. POBs ANNEXURE-I
(b) In 0 th er States
0 *2* Addl. POBs - ANNE>~URE-I I
~~~~~e~~ps warehouses at the following places within the State of Mahar~a._
...is valid from 0 l-Apr-2006 V"~celledo
(p. T. Meric,hu1bfl
R~~ifr OffiCer).
sales YalC De !ta"'~~".
(Notifi~\l~l\ty~
Government of India
And
Government of Rajasthan
Form GST REG-25
1. GSTIN 08AAACJ7163Q1ZY
2. PAN AAACJ7163Q
Date 28/06/2017
This is a Certificate of Provisional Registraion issued under the provisions of the Act.
Form VAT 67
[See Rule 79 ]
Tax Clearance Certificate
This is to certify that M/s JAIN IRRIGATION SYSTEMS LTD having Registration No.(TIN) 08090607723
a) Has no tax liability outstanding or has outstanding tax liability amounting to Rs 0 which has been stayed
Signature :
Name: BABU LAL MEENA
SEAL Designation: Commercial Taxes Officer
Location: ALWAR - SPECIAL
Note:
1) Above Tax clearance certificate can be verified from this link : www.rajtax.gov.in > Verify TCC
Government of India
And
Government of Maharashtra
Form GST REG-25
1. GSTIN 27AAACJ7163Q1ZY
2. PAN AAACJ7163Q
Date 28/06/2017
This is a Certificate of Provisional Registraion issued under the provisions of the Act.
Dear Sir,
Due to GST implementation from 01/07/2017, Rajasthan Commercial tax website is not generating Tax clearance certificate (TCC).TCC period from must be
current month date and period to must be before the GST rollout date. Pls. see below screen shots.
With reference to Tender No. 02/2017-18 of Water Resources Dept. Bundi,Rajathan.We hereby declare that we
have not been debarred/blacklisted by any Govt. /Semi Govt./Public sector Undertaking (PSU) as on date of
submission of the Tender..
ANNEXURE - 1
TENDER LETTER
To,
The Chief Engineer
Water Resources Zone
Kota Rajasthan (India)
Subject : Tender for Const of Pholai Lift Irr. Scheme on Mej River Near Village Lohali
with survey, investigation, designing, planning and construction of head works, rising main &
Distribution network system for pressurized irrigation to CCA of 1997.78 ha on EPC single
responsibility turn key basis & Its Management , Operation &Maintenance for 5 Year
Tehsil–K.Patan, District Bundi (Rajasthan)Ref: Your 2/ 2017-18 dated 02.08.2017
Dear Sir,
Having carefully examined all the parts of the tender documents and the addenda (if any) for the
execution of the above mentioned works, having obtained all requisite information
affecting this tender, having visited the site and being aware of all conditions and difficulties
likely to affect the execution of the contract, we, the undersigned, hereby offer to execute the
single responsibility turn-key job on lump-sum basis as described in the Tender Documents and
to hand over the whole of the said works in conformity with the drawing, conditions of contract,
technical conditions and scope of work, for the sum indicated in the financial offer and such
other sum as may be ascertained in accordance with the Contract.
We declare that we have read and understood and that we accept all clauses, conditions,
descriptions, drawings of the tender documents volume I to volume II, and subsequent
addenda (if any)' without any change, reservations and conditions. If any change, reservation or
condition has been made in our tender we herewith withdraw it:
We undertake, if our tender is accepted, to commence the work within 10 days of the work
order and to complete the work in the stipulated time for completion.
If our tender is accepted we will provide a Performance Security in the required form in the
sums as stipulated in the tender documents.
Unless and until the formal agreement is prepared and signed, this tender, together with your
written acceptance thereof shall constitute a binding contract between us.
We agree to abide by this tender for the period of 90 days from the date of opening of the pre-
qualification bids and it shall remain binding upon us and may be accepted by you at any time
before or after the expiry of mutually extended period that period, and not to make any
modifications in its terms and conditions which are not acceptable to you.
Together with the tender we submit the Bid Security of Rs.12,97,000/- in DD and BG Form
(DD No.024385 of Amt. Rs.10,000,00/- of Axis Bank Ltd.Br.Jagaon)and BG No.
F53GOPG172580002 of Amt.Rs.2,97,000/-of Canara Bank Jalgaon Branch )as Earnest Money
Deposit Dated this 15 th Friday ,Sept,2017.
Mr.Sanjay A Daryapurkar in the capacity of Project Manager Duly authorized to sign the tender
for and on behalf of Jain Irrigation Systems Limited,Plastic Park,P.O.Box 72,N H
6,Bambhori,Jalgaon (M.S.) – 425 001
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
Tel : 0257-2258011
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
Annexure - 4
UNDERTAKING BY TENDERER
We understand that if this Undertaking is found to be incorrect, our tender may not be
considered for Evaluation in future for financial evaluation, for which WE shall be liable for
all consequences and /or damages.
Signature
With Seal
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
Annexure - 5
DECLARATION
We Jain Irrigation Systems Limited, the undersigned, hereby certify that I/We have
read, understood all the terms and conditions as given in the tender documentor NIT,
including those in the addenda issued by the Department time-to-time and the same are
acceptable to us without any deviations.
If this declaration is found to be incorrect then without prejudice to any other action that
may be taken, my/our security may be forfeited in full & the. tender, if any to the extent
accepted may be cancelled. .
Signature
With Seal
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
Annexure - 6
DECLARATION - UNDER THE OFFICIAL SECRETS ACT
"We hereby declare that We shall treat the tender documents, drawings and other records,
connected with the work, as secret confidential documents, and shall not communicate
information derived there from to "my person other than a person to whom We are authorized to
communicate the same or use the information in any manner prejudicial to the safety of the
same."
We understand that failure to observe the secrecy of the tenders will render the tender liable
to summary rejection.
Signature
With Seal
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Annexure -7
FORM OF AGREEMENT
WHEREAS the W.R. Division Bundi is desirous for Const of Pholai Lift Irr. Scheme on Mej
River Near Village Lohali with survey, investigation, designing, planning and construction of
head works, rising main & Distribution network system for pressurized irrigation to CCA of
1997.78 ha on EPC single responsibility turnkey basis & Its Management , Operation
&Maintenance for 5 Year Tehsil–K.Patan, District Bundi (Rajasthan)
WHEREAS the WRD has accepted a tender by the Contractor for the execution, completion
and maintenance of such work.
NOW THIS AGREEMENT WITNESSES as follows:
2. The following documents shall be deemed to form and be read and construed as part
of this Agreement, viz.
Form of agreement
Letter of award and any pre-award correspondence between Department and the
Tenderer from date of submission of bid
Tender documents contained in;
Technical Bid
Financial Bid
General Conditions of Contract
Special Conditions of Contract
Special Conditions of Contract Section I, II, III, IV, V
Technical Specification
Annexure
indicative Tender Drawings
The WRD hereby covenants to pay the Contractor in consideration of the provisions,
execution, completion of the works, remedying of the defects therein and maintenance of the
work the Contract Price or that sum as may become payable under the conditions of the
Contract at the times and in the manner prescribed by the Contract.
In witness thereof the parties to these present have hereto set and subscribed their respective
hands the day, month and year first above written.
___________________________ _________________
Chief Engineer Witness
Water Resources Zone, Kota
Witness
To
Through Executive Engineer, Water Resources Division, Bundi. Whereas the Governor of the State of Rajasthan
through The Executive Engineer, Water Resources Division, Bundi here-in-after called lithe Department")
having entered into an agreement No___________________ dated ___________ with M/s
_________________________ (herein after called the contractor) for execution of, Construction of Pholai Lift
Irrigation Scheme on Mej River Near Village Lohali with survey, investigation, designing, planning and
construction of head works, rising main & distribution network for pressurized irrigation to CCA of 1987.84
hectare on (E.P.C.) single responsibility turn-kye basis & Its MOM for 5 years tehsil –K.Patan, District Bundi.
herein after called "the said Agreement" under which the contractor{s) M/s _____________ have applied to
furnish Bank Guarantee to makeup the full Security Deposit.
2 In consideration of the Governor of State of Rajasthan having made such a stipulation in agreement.
We_________________ (indicate name of the "Bank"), here-in-after referred to as the "Bank" at the
request of M/s ______ contractor(s), do hereby undertake to pay to the Department an amount not
exceeding Rs._______________ Rupees___________________only) on demand.
3 We ______________(indicate the name of Bank), do hereby undertake to pay Rs. only) under this
quarantee without any demur or delay, merely on a demand from the Department. Any such demand
made on the bank by the Department shall be conclusive and payable by the Bank under this guarantee.
The Bank Guarantee shall be completely at the disposal of the Department and We
______________(indicate the name of Bank), bound ourselves with all directions given by Department
regarding this Bank Guarantee. However, our liability under this guarantee shall be : restricted to an amount
not exceeding Rs.__________________ (Rupees only).
4 We ________________(indicate the name of Bank), undertake to pay to the Department any money so
demanded notwithstanding any dispute or disputes raised by the contractor(s) in any suit or proceeding
pending before any Court or Tribunal or Arbitrator etc. relating thereto, our liability under these presents
being absolute, unequivocal and unconditional.
5 We _______________ (indicate the name of Bank) further agree that the guarantee herein contained
shall remain in full force and effect during the period that would be taken for the performance of the
said Agreement and t.hat it shall continue enforceable till all the dues of the Department under or by
virtue of the said Agreement have been fully paid and its claims satisfied or discharged or till the
Department certifies that the terms and conditions (if the said Agreement have been fully an properly
carried out by the said contractor(s) and accordingly discharges this guarantee.
6 We ___________________ (indicate the name of Bank) further agree with the Department that the
Department shall have the fullest liberty without our consent and without affecting in any manner our
obligations. hereunder to vary any of the terms and conditions of the said agreement or to extend time
of performance by the said contractor( s) from time to time or to postpone for any time or from time to
time any of the powers exercisable by the Department against the said contractor(s) and to forbear or
enforce any A the terms and conditions relating to the said agreement and we shall not be relived from
our liability by reason of any such variation, or extension being granted to the said contractor(s) or for
any forbearance act of omission on the part of the Department or any indulgence by the Department to
7 The liability of us __________________ (indicate the name of Bank), under this guarantee will not be
discharged due to the change in the constitution of the Bank or the Contractor(s).
8 We ________________(indicate the name of Bank), lastly undertake not to revoke this guarantee
except with the previous consent of the Department in writing.
9 This Guarantee shall remain valid and in full effect, until it is decided to be discharged by the
Department. Notwithstanding anything mentioned above our liability against this guarantee is restricted
to. Rs __________________(Rupees _______________ only).
10 It shall not be necessary for the State Department to proceed against the contractor before proceeding
against the Bank and the guarantee herein contained shall be enforceable against the Bank
notwithstanding any security which the State Department may have obtained or obtain from the
contractor.
11 The Bank Guarantee shall be payable at the headquarters of the Division, or the nearest District
Headquarters. If the last date of expiry of the Bank Guarantee happens to be a holiday of the Bank, the
Bank Guarantee shall expire on the close of the next working day.
Dated __________________ day of ________________for and on behalf of the Bank (indicate the Bank)
The above Guarantee is accepted by the Department of the State of Rajasthan and on behalf of the Governor of
State of Rajasthan
Signature
Declaration to our Bid submitted to Water Resource Dept. Kota(Raj.) Tender for Const of
Pholai Lift Irr. Scheme on Mej River Near Village Lohali with survey, investigation,
designing, planning and construction of head works, rising main & Distribution network system
for pressurized irrigation to CCA of 1997.78 ha on EPC single responsibility turn key basis &
Its Management , Operation &Maintenance for 5 Year Tehsil–K.Patan, District Bundi
(Rajasthan) India In response to their Notice inviting Bids No. 2/ 2017-18 We hereby declare
under section 7 of Rajasthan Transparency in Procurement Act, 2012 that:
1. We possess the necessary professional, technical financial and managerial resources and
competence required by the Bidding Document issued by the Procuring Entity.
2. We have fulfilled our obligation to pay such of the taxes payable to the Union and the
State Government or any local authority as specified in the Bidding Document.
3. We are not insolvent in receivership, bankrupt or being wound up, not have our
affairs administered by a court or a judicial officer not have our business activities
suspended and not the subject or legal proceeding for any of the foregoing reasons.
4. We do not have, and our directors and officers not have, been convicted or any criminal
offence related to our professional conduct or the making of false statements or
misrepresentations as to our qualifications to enter into a procurement contract within a
period of three years preceding the commencement of this procurement process, or not
have been otherwise disqualified pursuant to debarment proceedings.
5. We do not have a conflict of interest as specified in the Act, Rules and the bidding
document, which materially affects fair competition.
Signature of bidder
Full Name :Sanjay Abhaykumar Daryapurkar
Designation:Project Manager
Address: Jain Irrigation Systems Limited,Plastic Park,P.O.Box 72,N H 6,Bambhori,Jalgaon
(M.S.) – 425 001
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Schedule – 1 (Tender
Form) Tender Forms
The Tenderer has to fill in all tender forms (if applicable) in this document and to submit them
duly signed and stamped. They shall be used for the evaluation of his offer, the assessment
whether his tender is substantial and for his pre-qualification.
The Tenderer shall neither add nor delete any texts of the forms. This might lead to the rejection
of the tender. The papers shall remain bound in the tender document issued to the Tenderer.
The supporting papers as indicated in Part B Section 2 of the tender documents shall be bound in a
file. in the same order as they appear hereafter.
Tender forms and supporting papers required
General information about the to be filled in, Powers of attorney, attested by notary on stamp
tenderer signed and stamped paper of Rs. 100/-
Bid Security in required in DD/B.Cheque
form,
Evidence of experience of firm in similar jobs;
Certificates of clearance of tax on sale and
purchase of goods;
Audited balance sheets and profit and loss
statements for 2012-13, 2013-14,
2014-2015,2015-16, 2016-17
Tender Drawings
1 -
2 1.09.2017
Prebid Meeting -
Definition of Substantially
Completed works :-
(i) The Contractor has
completed the work, at least
of the amount required for
qualification, out of a large
size contract.
(ii) Clients certificate of
experience must clearly
indicate whether
Completed ; or
Substantially completed.
2 Volu Techn Section 4 (D) 15- Do In Technical Bid Documents Page No. 16 Point Please Refer amendment
me I al Bid 4 Pre- Work 16 No. (d) you have mentioned that, "Definition of no. 1
Qualifi Expria similar works :- Similar works means "work of
cation nce supplying, laying, jointing, testing and
Criteria construction of piped network with construction
Fin. & of intake structure, diggis, sump well, pumping
Tech. station as per eligible quantities in a single work.
(I) "The work which is completed in all respet except
final bill and defect liability period will be
considered as similar competed work. We hereby
request you to kindly modify the condition as
follows:-
"Similar works means 'work of supplying laying,
jointing of piped network' as per eligible
quantities in a single work.
3 Volu Techn Section 1.9 13 The contractor shall comply In Technical Bid Documents Page No. 13 and The bidder shall produce
me I al Bid 1Genra with the provisions of the Point No. (1.9) you have mentioned that, The at-least GST Provisional
l Apprenticeship Act, 1961, tender should be accompanied with Sales tax registration.
Inform and the rules and orders clearance certificates (Now GST) from the
ation issued, there under, from concerned departmental authorities, without
time to time. If he fails to which the tenders may not be entertained. STC
do so, his failure will be a valid up to 31.07.17 or thereafter shall be
breach of the contract and submitted along with the shall be submitted along
the original sanctioning with the Pre-qualification tenders."
authority in his discretion But as per the provision of GST, "Implemented
may cancel the contract The WEF 1st july, 2017 there is no provision of
Contractor shall also be issuance of Tax Clearance Certificate," So Please
liable for any pecuniary delete this Condition.
liability arising on account
of violations by him of the
provisions of the Act.
The tender should be
accompanied with Sales tax
clearance certificates(Now
GST) from the concerned
departmental authorities,
without which the tenders
may not be entertained.
STC valid up to 31.07.17 or
thereafter shall be
submitted along with the
Pre-qualification tenders.
If it is found that the tender
is not submitted in proper
manner, or contains too
many corrections and or
unreasonable rates or
amounts, it would be open
for the competent authority
not to consider the tender,
forfeit the amount of Bid
Security and/or delist the
contractor.
4 Volu Techn Section 5 (i) 17 Joint venture Not allowed Joint ventures shall not be acceptable. Kindly Joint venture will not
me- I al Bid V (I) allow the joint venture for better and fair allowed.
competition. If the Joint venture allowed for the
work then kindly clarify the technical and
financial criteria for lead and secondary partner.
Kindly allow the joint venture for better and fair
competition. If the Joint venture allowed for the
work then kindly clarify the technical and
financial criteria for lead and secondary partner.
37.37 Km.
2. Field distribution Work Experience :-
network under pressuried 1. Supply, Laying, jointing, pipe network (90
irrigation CCA mm and above diameter) - 37.37 Km.
700 Hact OR
Definition of Similar works 2. Field distribution network under
:- pressurized irrigation CCA - 700 Hact
Similar works means "work
of supplying, laying,
Definition of Similar works :-
jointing, testing and
construction of piped
Similar works means "work of supplying,
network with construction
laying, jointing, testing and construction of
of intake structure, diggis.
piped network with construction of intake
sump well, pumping
structure/ intake well" as per eligible
station" as per eligible
quantities in a single work. "The work which is
quantintites in a single
work. "The work which is completed in all respect except final bill and
completed in all respet defect liability period will be considered as
except final bill and defect similar competed work.
liability period will be
considered as similar
competed work. Definition of Substantially Completed
works-
Definition of Substantially Substantially completed works means -
Completed works :-
(i) The Contractor has (i) The Contractor has completed the work, at
completed the work, at least least of the amount required for qualification,
out of a large size contract.
of the amount required for
qualification, out of a large (ii) Completed work of supplying, laying,
size contract. jointing, testing and commissioning of piping
(ii) Clients certificate of network or field distribution network out of a
experience must clearly large sized contract equal to quantities
indicate whether mentioned in work experience.
Ø Completed ; or
Ø Substantially completed.
TATA
1 Volu Finan Section 139- 1. Technical Qualifications We, Tata Metaliks Limited, are one of the leading Tender condition &
me- cial V 140 for procurement of pipes manufacturers of DI pipes in India since year appended specification
II Bid Specifi during construction : 2010. We are producing superior quality “TATA will prevail.
cation 2. Pipe manufacturer : DUCTURA” brand Ductile Iron Spun Pipes and
of Pipe 3. D.I Pipes are supplying on a regular basis to different
Line The Successful Bidder shall projects of various Government organizations /
Works source all Ductile Iron authorities across the country including the state
pipes and fittings from of Rajasthan. We are registered vendor of all state
manufacturers having organizations like PHED, RUIDP, Development
experience of supplying for Authorities, UITs & Municipal Corporations and
at least two years and also supply our DI pipes to Central organizations
whose Ductile Iron pipes like CPWD, Railway & MES. You will appreciate
and fittings are in that we manufacture DI pipe conforming to BIS
satisfactory performance in 8329:2000 and also supplying across the world as
Indian projects. per relevant International Standards as well.
All the pipes and fittings We are surprised to note from the published NIT
required for this project has criteria of above referred tenders and regret to
to be sourced from same highlight that “Source of DI Pipes & Fittings from
manufacturer. same Manufacturer” clause has been incorporated
The manufacturer should in above mentioned tenders which has created
hold valid IS license. entry barrier for majority of DI pipe
manufacturers to participate & supply the pipes in
your projects.
There are currently 9 DI pipe Manufacturers in the
country and this clause eliminates 7 out of these 9
manufacturers from biddin as only two
manufacturers are having experience of
manufacturing DI fitting also for more than 2
years which is creating an unfair & monopolistic
situation.
DI Pipes being mandatory BIS certification item
are produced strictly conforming to IS Standard,
which itself call for stringent quality system and
are being supplied after due inspection by reputed
third party agencies/ departmental officials
therefore it is irrelevant that the experience of the
manufacturer has any impact on the quality of DI
pipes being supplied. However, these criteria
inadvertently will favor one or selected few
manufactures by eliminating others which is
grossly unjust and against the spirit of free and
fair competition.
We would like to mention that DI fittings and
valves are used in water supply projects which are
being produced as per relevant Indian Standards
by various reputed manufacturers. There has been
no major difficulty of compatibility in jointing of
pipes and fittings produced by separated pipe and
fittings manufacturer.
It is evident that probability of limited
manufacturer / suppler would lead to price hike
and subsequently escalate the project cost & loss
in revenue.
Being single source of supply, it is quite natural
that the sole manufacturing/ supplying company
may engage with other projects and will supply
the pipes according to their own suitability. As a
result, project completion time might be effected.
We would also like to mention that PHED,
RUIDP, UIT and all other major organizations are
approving our QAP based on IS 8329:2000 only
and no special clause regarding vendor approval
or sourcing of material is there.
We therefore request you to ease out the clause
“Source of DI Pipes & Fittings from same
Manufacturer and same should be in satisfactory
performance for a period of Two years” as stated
and bring uniformity in supply conditions among
all types of pipe materials and give all the
manufacturers equal opportunity and enhance
competition which will directly benefit you in
terms of delivery as well as costing and also
request you to please extend the due date of these
tenders till, final decision arrives.
However, it may be the discretion of your
esteemed organization to allow or debar any
manufacturer who has been blacklisted/debarred
by any of the state organization/PHED, Municipal
Body or under CDR/Bankruptcy.
M/S GOODWILL ADVANCE CONSTRACTION CO. PVT. LTD KOTA
1 Volu Techn NIT-2 A : TECHNICAL BID- VOLUME I Tender condition will
me I al Bid of Yr The time of completion for project is 18 month, prevail.
2017- which should be minimum 24 months for such a
18 topography and quantum of work. As the land
acquisition and getting ROU, ROW and forest
clearance is in the scope of contractor and these
activities are time consuming.
2 Volu Techn Section 1.5 56 1.5 ELECTRICAL The clear scope of work specifying the minimum Please refer amendment
me I al Bid 13 FACILITY requirement criteria such as size of diggies, no. 1 and The duty will be
Scope THE CONTRACTOR pressure required at discharge end, velocity 3.6 Cusec per 1000 Acre
of SHALL TAP 132/33 KV criteria in pipe lines, details of residential and non and the head at hydent will
work CONNECTION FROM residential buildings, distance of nearest be 20 Mtr (or as designed)
NEAREST FACILITY 132/33KV switchyard, whose scope will be to with discharge of 5.0 LPS.
AVAILABLE (THE create a separate bay at 132KV switchyard for The size of diggies shall be
TRANSMISSION LINE taping etc. are not available in the tender designed on 2.0 hours
FROM HT BAY TO document. These should be specified clearly retention period.
PUMP HOUSE SWITCH specified so as to have the bidding on common
YARD) FROM JVVNL platform.
Rajasthan. NECESSARY
PERMISSION FOR
LAYING/ERECTING OF
SUITABLE POWER LINE
SHALL HAVE TO BE
OBTAINED BY THE
CONTRACTOR FROM
STATUTORY SAFETY
AND REGULATORY
BODIES GOVERNING
THE ELECTRICAL
ERECTION AND
TRANSMISSION. COST
WILL BE BORNE BY
CONTRACTOR AND
SHALL BE TREATED AS
A PART OF BID.
THE COST OF
SECURITY DEPOSIT,
SUPPLY AFFORDING
CHARGES AND NEW
BAY AND
TRANSFORMER AT HT
SUPPLY START POINT
IF REQUIRED BY JVVNL
Rajasthan/
TRANSMISSION
COMPANY SHALL BE
BORNE BY THE
DEPARTMENT.
The estimate and cost of
switchyard, stepdown
transformer and all
electrical equipment at
pump house shall be
provided by the contractor.
The proposed further pump
houses are also to be
connected with dedicated
transmission line from first
pumping station. The
illumination of working
area is to be done with this
dedicated transmission line.
The cost of all these shall
have to be borne by the
contractor and deemed to
be included in the bid cost.
The cost of installation of
solar power system for the
lift scheme shall also be
born by the contractor and
the solar system should be
capable to run the complete
system.
3 Volu Techn Section 1.1 54 1.1 SURVEY AND As per clause 1.1 of scope of work it is mentioned Tender condition will
me I al Bid 13 INVESTIGATION that "preparing combined village map on tracing prevail.
Scope cloth for each piped canal system separately" is in
of Review of survey and the scope. This is an old method now a days the
work investigation data available drawings are prepared on paper and accordingly
with department, carrying the modification is requested.
out additional survey and
investigation required.
survey for structures and
grid survey, levelling along
the nalla/river to determine
the bed slope of the
nalla/river, cross section of
nalla/river for cross
drainage works. grid survey
for all structures, taking
trial pits/drilling for
foundation investigation of
structures, preparing
combined village map on
tracing cloth for each piped
canal system separately,
survey of whole command
area (witch may be approx.
5000 ha.), plotting the same
on combined village map
(as per Sajara Sheet of
Revenue Record),
contouring the village map,
marking ridges by red
dotted lines and valleys by
blue arrow lines, survey for
fixing alignment, taking
trial pits, drilling along the
alignments wherever
necessary, and
investigation.
4 Volu Techn Section 1.1 54 Do As per scope of work the CCA is mentioned as Please refer amendment
me I al Bid 13 1997.78 Ha. whereas total command area is no. 1
Scope mentioned as 5000 Ha, which does not seems
of correct as per index plan attached, needs
work clarification.
5 Volu Techn Section 1.9 57 The Control System upto As per clause No. 1.9 it has been mentioned that Please refer amendment
me I al Bid 13 110 Ha shall consist of “The Minimum Pressure of 20 m has to be no. 1
Scope Hydraulically Operated Self maintained at 1 ha with discharge of ten times the
of Actuated Control Valve, specified duty." This need to be clarified, that
work measuring and monitoring how the discharge of 10 times of specified duty
of flow, monitoring of will reach to the point.
pressure as per Outlet
Management System
(OMS). The System should
be capable of Uniform
Distribution of Water to the
Outlets irrespective of its
location, elevation and
distance from the water
source. The Minimum
Pressure of 20 m has to be
maintained at 1 ha with
discharge of ten times the
specified duty.
6 Volu Techn Section 1.1 59 The extract concept of the As per clause 1.14 it has been mentioned that " Please refer amendment
me I al Bid 13 departmental proposal for The extract concept of the departmental proposal no. 1
Scope sample area is appended for for sample area is appended for the guidance of
of the guidance of the bidder. the bidder", however the same is not available in
work However the details of the bid document. Pl provide.
work as conceived by
department stated above
and appended is for general
guidelines and reference to
bidder. However, the bidder
is free to adopt any new
concept/
design/methodology which
serves the purpose
indicated in scope of work
subject to approval of the
department and shall satisfy
the basic parameters.
7 Volu Techn Salient 7 69 7 No Submersible Pump of The configuration of pumps given in the Salient The configuration of
me I al Bid Feature Features as pumps has been taken is
s 100H.P.(+3 standby) • No. & Type of motors 7 No Submersible Pump just indicative only for
of 100H.P.(+3 standby) with pump size 200mm reference bidder has to
with pump size 200mm suitable for 45m head with discharging capacity submit his own design as
suitable for of one pump 115 liters/sec. per site requirement and
The configuration of pumps given is not clear, and same shall be approved by
45m head with discharging where these pumps will be installed. Please clarify competent authority.
capacity whether Submersible pumps or Vertical Turbine Specification of centrifugal
pumps as specified at other places in bid pump appended on
of one pump 115 liters/sec. document are be installed in Intake Pump House. annexure A-1
B : FINANCIAL BID- VOLUME II
Volu Finan Genera Clause 7 The Clause No.2 of General Conditions of Tender condition will
me II cial l 2 Contract for levying Compensation for delay prevail.
Bid Condat needs to reviewed as it is not clear.
1
ion of
Contra
ct As per agreement
2 Volu Finan Genera Clause 17 Clause 45: Price Variation As the completion period of project is more than Tender condition will
me II cial l 45 Clause: Deleted one year, the price variation clause should be prevail.
Bid Condat made applicable, in the present bid document it
ion of has been mentioned as deleted.
Contra
ct
3 Volu Finan Genera Clause 46 31.1 In these General As per clause No. 31, the defect liability period Defect liability period will
me II cial l 31 Condition the expression has been mentioned as 60 months, it should be be 60 months after
Bid Condat 'Defects Liability Period" 12 months with 60 months operation and completion of work.
ion of shall mean the period of, 60 maintenance.
Contra (Sixty) months following
ct the Date of Completion as
per Article 30 hereof.
4 Volu Finan Section Clause 105 4.1.2 As the suction lift of As per clause No. 4.1.2, the Vertical Turbine The configuration of
me II cial IV 4.1.2 pumps would be much pumps are proposed to be installed, plz clarify, pumps has been taken is
Bid more than six meter, It is where centrifugal submersible Pumps are just indicative only for
proposed to have Vertical acceptable or not. reference bidder has to
Turbine Pumps in RCC submit his own design as
framed Pump House per site requirement and
proposed to be constructed same shall be approved by
about 1 km away from left competent authority.
bank of the river Chambal. Specification of centrifugal
Its location must be such pump appended on
that it shall be safe from the annexure A-1
high flood conditions of the
Chambal river.
5 Volu Finan Section Clause 105 4.1.2 As the suction lift of The concept of Intake Pump House specified in Please refer amendment
me II cial IV 4.1.2 pumps would be much clause 4.1.2 as "the suction lift of pumps would no. 1
Bid more than six meter, It is be much more than six meter, t is proposed to
proposed to have Vertical have Vertical Turbine Pumps in RCC framed
Turbine Pumps in RCC pump house proposed to be constructed about 1
framed Pump House Km away from left bank of the river Chambal. Its
proposed to be constructed location must be such that it shall be safe from the
about 1 km away from left high flood conditions of the Chambal River is not
bank of the river Chambal. clear, needs proper elaboration.
Its location must be such
that it shall be safe from the
high flood conditions of the
Chambal river.
6 Volu Finan Section 139- 1. Technical Qualifications On page no.138 it is stated that “All the pipes and Tender condition and
me- cial V 140 for procurement of pipes fittings required for this project has to be sourced appended specification
II Bid Specifi during construction : from same manufacturer.” We would like to draw will prevail.
cation 2. Pipe manufacturer : your attention here that at present only one or two
of Pipe 3. D.I Pipes manufactures are manufacturing DI pipes &
Line The Successful Bidder shall fittings in India. ` Whereas DI pipes are
Works source all Ductile Iron manufactures by 7 companies in India. This would
pipes and fittings from clearly create monopoly of one particular
manufacturers having manufacturer & due to this cost of project will
experience of supplying for Increase & progress of project shall be hampered.
at least two years and In view of above, We request you to kindly
whose Ductile Iron pipes consider our request to permit DI pipes & Di
and fittings are in fittings to be procured from different
satisfactory performance in manufacturer having valid BIS License to have
Indian projects. healthier competition.
All the pipes and fittings
required for this project has
to be sourced from same
manufacturer.
The manufacturer should
hold valid IS license.
6 Volu Finan Section Clause 105 As per the preliminary As per clause no. 4.2.2, it has been mentioned that Please refer amendment
me II cial IV 4.2.2 design it is proposed to the total command area has been divided into No. 1
Bid divide whole command three pockets and shall be feed through there
area into three pockets fed rising mains, which is in contradiction to Index
by three Rising Mains. For Plan, having single rising main from Intake Pump
each Rising Main there House.
shall be Three (including
one standby) pumps
working in parallel.
7 Volu Finan Section Clause 105 Stand by Pump: Pumps As per clause no. 4.2.2, i) 50% stand by pump sets Please refer amendment
me II cial IV 4.2.2 with 50 percent capacity of have been mentioned, whereas at other place it No. 1
Bid the designed capacity will has been mentioned as 33% stand by, pl clarify.
be provided as stand by
8 Volu Finan Section Clause 138 10.0 HYDRAULIC As per clause No. 10 ( Hydro Testing of Pipe Please refer amendment
me II cial V 10 TESTING OF PIPELINES line)- Data sheet of pipe line - The design flow in No. 1
Bid pipe line has been mentioned as 23500 m3/hr,
whereas the total project demand is only 2549
m3/hr, than why this higher requirement is
specified.
9 Volu Finan Section Clause 151 6.1 GENERAL As per clause 6.1, the electrical system has been It will be based on design
me II cial VI 6.1 elaborated considering 33/6.6 KV requirement. If considerations and shall be
Bid the pumps are to be installed in a configuration of reviewed according at the
7 Pumps working, than the motor rating will be time of approval of design.
less than 100KW, which can be operated on
0.415 KV electric supply as per CPHEEO manual.
Pl review and modify the system accordingly.
10 Volu Finan Section Close 3 148 Deviations in the As per clause no. 3 for GUIDELINES FOR Please refer amendment
me II cial V Sub specifications mentioned DESIGN AND COMPONENT SELECTION OF No. 1
Bid Close 2 here will not be allowed or SPRINKLER SYSTEMS sub clause no.2 it has
considered for supplies been mentioned that the pressure irrigation
under pressure irrigation of system is for Dholpur Lift Irrigation Scheme,
Dholpur Lift Irrigation cum where as the bid is for Bundi zone, this need
Drinking Water Project clarification. The same has been mentioned in
(Rajasthan) clause 6. of VT pumps.
11 Volu Finan Section Who will bear the cost of vetting by third party or The bidder shall bear the
me II cial IX third party is involved for expert opinion. cost of third party and it
Bid involves expert opinion
also.
12 Volu Techn Scop of For ventilation specifications does not specify the For ventilation of pump
me I ical Work details to be adopted for ventilation. Is it to be house/ power house is to
Bid designed for number of air changes or for keeping be constructed according
the pump house inside temp. lower than the to design requirement.
outside ambient temp by dissipating the heat
through exhaust fans.
13 Volu Finan Section 5.0 137 Ring bend test for 3% As per clause of DI Pipe specifications, Ring Ring band test may be
me II cial V Type deflection with respect to bend type test is to be conducted. Normally the performed.
Bid test external diameter of Dl pipe type test (especially ring bend test) conducted on
offered shall be conducted similar type of pipes is sufficient as type tests are
by contractor / not conducted for every pipe group.
manufacturer to prove that
internal cement mortar
lining does not come off the
substrate surface of Ductile
Iron on random basis for
each manufacturing lot.
14 Volu Finan Section 4.1 221 4.1 Specifications: As per specification dual plate check valves are to Shall be considered
me II cial VII be provided at the discharge side of pump. We according to approval of
Bid The Dual Plate Check feel that these should be avoided for such a design.
Valve should be suitable for system and necessary by pass arrangement shall
one way acting be provided to check the back flow.
I/We also agree that irrespective to the designs and drawings given in this tender offer,
we shall execute the work as per the designs and drawings approved by the
Engineer in Charge as per the provisions of the Tender Document.
3.2Deviations from Technical Specification
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
--------Nil--------
The tenderer hereby certifies that the above mentioned are the only deviations from
Technical Specifications of the Tender and he accepts all the remaining and
specifications contained in Technical Bid of the Tender document.
3 .3 Deviations from Conditions of Contract
All deviations from the Conditions of Contract (General Conditions of Contract and
Special Conditions) shall be filled in by the Tenderer, clause by clause in this
Schedule
--------Nil--------
Tenderer hereby certifies that the above mentioned are the only deviations from the
Conditions of Contract of Technical Bid and he agrees with all remaining conditions.
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
PRE-QUALIFICATION SCHEDULES
Preamble to Schedules
It is expected that the tenderer will quote with a view to supply equipment of
best makes and conforming to the highest standards. Tenderer has to consider
for his financial offer, makes specified in the document. For items not covered
by the list of equipment for which makes are specified or if the specifications
are not specified in the tender document, only makes of reputed manufacturers
of equipment corresponding to the state of art technology and / or to the latest
Indian standards shall be supplied after approval of Engineer in Charge.
8
Small Ideas. Big Revolution®
"Leave this world better than you found it."
Founder - Bhavarlal H. Jain (1937 - 2016)
This is to certify that the postal address and other communication details of Registered
office of Jain Irrigation Systems Limited, Jalgaon are as under :
Tel : 0257-2258011
Fax : 0257-2258111
e-mail : jisl@jains.com
jain.satish@jains.com
daryapurkar.sanjay@jains.com
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028
123
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+PENWFGFXKFG5EJGOGQH#TTCPIGOGPVQH,CKP2TQEGUUGF(QQFU2XV.VFYKVJ%QCRRTQXGFD[VJG*QPŏDNG*KIJ
%QWTVQH,WFKECVWTG$QODC[QP
+ 6QECTT[QPVJGDWUKPGUUTGNCVKPIVQOKPKPICPFYQTMKPIQHITCPKVGOCTDNGUNCVGUCPFUVQPGQTCP[QVJGT
V[RGQHUVQPGEJKRUVKNGUUNCDUCPFUCPFSWCTTKGUCPFVQGZECXCVGTCKUGRTQFWEGRTGRCTGHQTOCTMGV
EQPUVTWEVGUVCDNKUJKORTQXGOCKPVCKPFGXGNQRITCPVNKEGPUGUOCPCIGECTT[QWVEQPVTQNRQUUGUKPXGUV
KPUWEJSWCTTKGUQTOKPGUGKVJGTD[NGCUGRWTEJCUGOQTVICIGGPHTCPEJKUGJKTGIKHVQTQVJGTYKUGCESWKTG
EQPHGTKPCP[GZENWUKXGQTPQPGZENWUKXGWPNKOKVGFQTNKOKVGFTKIJVUCPFCNUQVQVWTPKPVQCEEQWPVUWEJ
SWCTTKGUOKPGUQTVJGRTQRGTVKGUQTTKIJVUUQCESWKTGF
, 6QECTT[QPVJGDWUKPGUUQ/KPKPIGZVTCEVKPITCKUKPIVTCFKPIRWTKH[KPICPFENGCPKPIQHCP[V[RGQH
UCPFUUVQPGUQTGUCPFOKPGTCNUVQEWVUJCRGUK\GRQNKUJITKPFCPFCNUQOCMGUNCDUOQPWOGPVCNUVQPGU
CPFUVCPFDNCUVKPIQHCP[V[RGQHUVQPG
- 6QECTT[QPDWUKPGUUQHDWKNFKPIQHUVQPGUOCMKPICPFWVKNK\KPIUVQPGEJKRUUCPFDCNNCUVUCPFUWEJQVJGT
VJKPIUEQPPGEVGFYKVJVJGQRGTCVKPIQHUWEJSWCTTKGFKPCP[YC[YJKEJOC[UGGOECNEWNCVGFGKVJGT
FKTGEVN[QTKPFKTGEVN[VQDGPGſVVJGEQORCP[VQUGCTEJHQTIGVYQTMOCMGOGTEJCPVCDNGDW[UGNN
KORQTVGZRQTVOCPKRWNCVGVTCFGRTGRCTGHQTCPFFGCNKPCNNV[RGUQHKVGOUTGHGTTGFVQCDQXG
. 6Q ECTT[ QP VJG DWUKPGUU QH GZRQTV QH CNN QT CP[ QT UWEJ ſPKUJGF QT TCY CPF QVJGT KVGO TGHGTTGF VQ
CDQXG
%NCWUG + VQ . KPENWFGF XKFG UEJGOG QH #OCNICOCVKQP QH )QYVJCO )TCPKVGU 2XV .VF YKVJ VJG
%QORCP[CRRTQXGFD[$+(4##+(4FCVGFCPF
$ 1$,'%65+0%+&'06#.14#0%+..#4;616*'#66#+0/'061(6*'/#+01$,'%6
#ESWKUKVKQP
6QCESWKTGD[RWTEJCUGQTQPNGCUGQTCUUKIPGOGPVQTWPFGTCP[QVJGTCTTCPIGOGPVQTWPFGTUVCPFKPIU
WRQPRC[OGPVQHEQPUKFGTCVKQPD[YC[QHQWVTKIJVRC[OGPVQTD[TGPVTQ[CNV[QTQVJGTYKUGHQTGXGT
QTHQTEGTVCKPRGTKQFVJG6TCFGPCOG6TCFGOCTMEQPEGTPQTEQPEGTPUKPECTT[KPIQPVJGDWUKPGUUQT
FGCNKPIKPVJGRTQFWEVUIQQFUCPFEQOOQFKVKGUHQTYJKEJVJG%QORCP[KUCWVJQTKUGF
.KEGPUG2GTOKUUKQP
6QCRRN[HQTVGPFGTRWTEJCUGQTQVJGTYKUGCESWKTGCP[EQPVTCEVUUWDEQPVTCEVUNKEGPEGURGTOKUUKQPU
CPFEQPEGUUKQPUHQTQTKPTGNCVKQPVQVJGQDLGEVUQTDWUKPGUUJGTGKPOGPVKQPGFQTCP[QHVJGOCPFVQ
WPFGTVCMGGZGEWVGECTT[QWVFKURQUGQHQTQVJGTYKUGVWTPVQCEEQWPVVJGUCOG
2WTEJCUGQH#UUGVU
6QRWTEJCUGEQPUVTWEVVCMGQPNGCUGQTQPVGPCPE[TGPVJKTGVCMGQRVKQPUQTVQQVJGTYKUGCESWKTGCP[
GUVCVGNCPFDWKNFKPIUHCEVQTKGUGCUGOGPVUQTQVJGTKPVGTGUVKPKOOQXCDNGRTQRGTVKGUOCEJKPGT[RNCPV
UVQEMKPVTCFGCPFVQJQNFEQPEGUUKQPUNKEGPUGURTKXKNGIGUENCKOUNGCUGUQRVKQPUYJKEJOC[CRRGCT
VQDGPGEGUUCT[EQPFWEKXGQTEQPXGPKGPVHQTECTT[KPIQPCP[QHVJGDWUKPGUUGUQHVJG%QORCP[CPF
VQUGNNNGCUGOQTVICIGJ[RQVJGECVGQTQVJGTYKUGFKURQUGQHQTITCPVTKIJVUQTVQVWTPVQCEEQWPVCP[
KOOQXCDNGRTQRGTV[DGNQPIKPIVQVJG%QORCP[
)QXVFGCNKPI
6QCEVCUEQPVTCEVQTUUWRRNKGTUCIGPVUKORQTVGTUCPFGZRQTVGTUHQTCP[)QXGTPOGPVQTCWVQPQOQWUDQF[
QTCP[ſTO%QORCP[QTICPKUCVKQPKPVJGRTKXCVGQTRWDNKEUGEVQTKPHWTVJGTCPEGQHCP[QHVJGQDLGEVU
QHVJG%QORCP[
$TCPEJGUTGRTGUGPVCVKXG
6QGUVCDNKUJCPFOCKPVCKPCIGPEKGUDTCPEJGUQTCRRQKPVTGRTGUGPVCVKXGUCIGPVUECPXCUUGTUUGNNKPICPF
DW[KPICIGPVUKP+PFKCQTCDTQCFHQTUCNGRWTEJCUGGZEJCPIGJKTGFKUVTKDWVKQPQTHQTCP[QPGQTOQTG
QHVJGQDLGEVUQHVJG%QORCP[CPFVQTGIWNCVGCPFQTFKUEQPVKPWGVJGUCOG
4GEGKXGIKHVU
6QTGEGKXGCP[IKHVUQHKOOQXCDNGQTOQXCDNGRTQRGTV[QTRTQRGTVKGUDGSWGUVUCPFNGICEKGUGKVJGTHTQO
VJGUJCTGJQNFGT
UQTHTQOCP[QVJGTRGTUQP
UHQTCNNQTCP[QHVJGQDLGEVUQHVJG%QORCP[YKVJQT
YKVJQWVCP[URGEKCNEQPFKVKQP
URTQXKFGFUWEJTGEGKRVUQTVJGEQPFKVKQPUCVVCEJGFCTGPQVKPEQPUKUVGPV
YKVJQTFGTQICVQT[VQCP[QHVJGQDLGEVUQHVJG%QORCP[
#ESWKUKVKQPOCPPGTQH#UUGVU
6QCESWKTGCPFVCMGQXGTCUCIQKPIEQPEGTPD[RWTEJCUGQHQTQPNGCUGQTJKTGJKTGRWTEJCUGCPFVQRC[
HQTVJGUCOGD[UJCTGUFGDGPVWTGUFGDGPVWTGUVQEMDQPFUECUJQTQVJGTYKUGCPFVQWPFGTVCMGVQECTT[
QPVJGYJQNGQTCP[RCTVQHVJGDWUKPGUUVQIGVJGTYKVJVJGIQQFYKNNVTCFGPCOGVTCFGOCTMRTQRGTV[
TKIJVUCPFNKCDKNKVKGUQHCP[RGTUQPQTRGTUQPUſTOUQTCP[%QORCP[ECTT[KPIQPCP[DWUKPGUUQTCP[
RCTVVJGTGQHYKVJKPVJGQDLGEVUQHVJG%QORCP[QTYJKEJVJG%QORCP[KUCWVJQTKUGFVQECTT[QP
#OCNICOCVKQP%QNNCDQTCVKQP
6QCOCNICOCVGGPVGTKPVQVGEJPKECNCPFQTſPCPEKCNEQNNCDQTCVKQPYKVJVJGRGTUQPUEQPEGTPQTEQPEGTPU
KP+PFKCQTQVJGTYKUGCURCTVPGTUJKRQTCP[CTTCPIGOGPVHQTUJCTKPIRTQſVUWPKQPQHKPVGTGUVEQQRGTCVKQP
LQKPVXGPVWTGTGEKRTQECNEQPEGUUKQPQTQVJGTYKUGYKVJCP[RGTUQPQTCUUQEKCVKQPQHRGTUQPQTRGTUQPU
ſTOEQTRQTCVKQPQT)QXGTPOGPVQTCP[%QORCP[ECTT[KPIQPQTGPICIGFKPCP[DWUKPGUUWPFGTVCMKPI
QTVTCPUCEVKQPYJKEJVJG%QORCP[KUCWVJQTKUGFVQECTT[QPQTGPICIGKPCP[DWUKPGUUWPFGTVCMKPIQT
VTCPUCEVKQPYJKEJOC[UGGOECRCDNGQHDGKPIECTTKGFQPQTEQPFWEVGFCPFVQNGPFOQPG[VQIWCTCPVGG
VJGEQPVTCEVUCUUKIPCP[UWEJRGTUQPſTOQT%QORCP[CPFVCMGQTQVJGTYKUGCESWKTGCPFJQNFUJCTGU
QTUGEWTKVKGUQHCP[UWEJRGTUQPUſTOQTEQORCPKGUVQUGNNJQNFTGKUUWGYKVJQTYKVJQWVIWCTCPVGGQT
QVJGTYKUGFGCNYKVJUCOG
2GTHQTOEQPVTCEVU
6QGPVGTKPVQOCMGCPFRGTHQTOEQPVTCEVUCPFCTTCPIGOGPVUQHGXGT[MKPFCPFFGUETKRVKQPYKVJ%QTRQTCVG
DQF[5VCVGQT%GPVTCN)QXGTPOGPVQTCP[EQORCPKGUſTOUQTRGTUQPUVJCVOC[UGGOEQPFWEKXGVQVJG
%QORCP[ŏUQDLGEVKXGUQTCP[QHVJGOCPFVQQDVCKPHTQOCP[UWEJCWVJQTKV[CP[TKIJVURTKXKNGIGUEJCTVGTU
EQPVTCEVUEQPEGUUKQPURGTOKUUKQPUNKEGPEGUQTRWTEJCUGCPFUCNGQHCP[MKPFQHIQQFUOCEJKPGT[
URCTGRCTVUUGEWTKVKGUUJCTGUUVQEMUFGDGPVWTGUGVEYJKEJVJG%QORCP[HQTVJGVKOGDGKPIOC[VJKPM
FGUKTCDNGVQQDVCKPCPFVQECTT[QWVGZGTEKUGCPFEQORN[YKVJUWEJCTTCPIGOGPVUTKIJVURTKXKNGIGUCPF
EQPEGUUKQPU
&KURQUCNQHCUUGVU
6QUGNNUWDNGVOQTVICIGNGCUGOCPCIGFGXGNQRGZEJCPIGFKURQUGQHQTVTCPUHGTVJGTWPPKPIDWUKPGUU
KOOQXCDNGQTOQXCDNGRTQRGTV[QTRTQRGTVKGUWPFGTVCMKPI
UQHVJG%QORCP[QTCP[RCTV
UVJGTGQHQT
CP[RCTVQHVJGRTQRGTV[TKIJVUCPFEQPEGUUKQPUQHVJG%QORCP[KPUWEJOCPPGTCPFWRQPUWEJVGTOU
CPFEQPFKVKQP
UEQPUKFGTCVKQP
UCUVJG&KTGEVQTUQHVJG%QORCP[HQTVJGVKOGDGKPIOC[VJKPMſVVQ
CEEGRVCPFKPRCTVKEWNCTHQTECUJUJCTGUFGDGPVWTGUFGDGPVWTGUVQEMDQPFUQTUGEWTKVKGUQHCP[QVJGT
%QORCP[JCXKPIQDLGEVUCNVQIGVJGTQTKPRCTVUKOKNCTVQVJQUGQHVJKU%QORCP[
&GRQUKVU$QTTQYKPI
5WDLGEVVQVJGRTQXKUKQPUQH5GEVKQP#$CPFVQQHVJG%QORCPKGU#EVCPFFKTGEVKQPU
HTQOVKOGVQVKOGQHVJG4GUGTXG$CPMQH+PFKCVQTGEGKXGTCKUGQTDQTTQYOQPG[HTQOVKOGVQVKOG
HQTCP[QHVJGQDLGEVUQHVJG%QORCP[D[FGRQUKVUNQCPUDQPFUFGDGPVWTGUQTRTQOKUUQT[PQVGUQTD[
VCMKPIETGFKVKPQTQRGPKPIEWTTGPVCEEQWPVUYKVJCP[KPFKXKFWCNQTſTOQTYKVJCP[$CPMQT$CPMGTU
CPFYJGVJGTYKVJQTYKVJQWVIKXKPICP[UGEWTKV[IQQFUQTQVJGTCTVKENGUQTD[OQTVICIKPIRNGFIKPI
EJCTIKPIJ[RQVJGECVKPICP[NCPFUDWKNFKPIUCPFOCEJKPGT[IQQFUCUUGVUQTTGXGPWGQHVJG%QORCP[
RTGUGPVQTHWVWTGKPENWFKPIKVUWPECNNGFECRKVCNQTD[VJGKUUWGQHFGDGPVWTGUFGDGPVWTGUVQEMRGTRGVWCNQT
QVJGTYKUGKPENWFKPIFGDGPVWTGUQTFGDGPVWTGUVQEMEQPXGTVKDNGKPVQUJCTGUQHVJKUQTCP[QVJGT%QORCP[
RCTVN[QTYJQNN[QTVQEQPXG[VJGUCOGCDUQNWVGN[QTKPVTWUVCPFIKXGNGPFGTURQYGTUQHUCNGCPFQVJGT
RQYGTUCUOC[DGGZRGFKGPVCPFVQRWTEJCUGTGFGGOQTRC[QHHUWEJUGEWTKVKGU
.QCPU
6QNGPFQTFGRQUKVOQPG[UDGNQPIKPIQTGPVTWUVGFVQQTCVVJGFKURQUCNQHVJG%QORCP[VQUWEJRGTUQPQT
%QORCP[CPFKPRCTVKEWNCTVQEWUVQOGTUCPFQVJGTUJCXKPIFGCNKPIUYKVJVJG%QORCP[YKVJQTYKVJQWV
UGEWTKV[WRQPUWEJVGTOUCUOC[DGVJQWIJVRTQRGTCPFVQKPXGUVQTQVJGTYKUGGORNQ[UWEJOQPG[UKP
UWEJOCPPGTCUOC[DGVJQWIJVRTQRGTCPFHTQOVKOGVQVKOGVQXCT[UWEJVTCPUCEVKQPU*QYGXGTVJG
%QORCP[UJCNNPQVECTT[QP$CPMKPIDWUKPGUUCUFGſPGFWPFGTVJG$CPMKPI4GIWNCVKQP#EV
+PXGUVOGPV
6QKPXGUVCPFFGCNYKVJVJGOQPG[UQHVJG%QORCP[PQVKOOGFKCVGN[TGSWKTGFKPKOOQXCDNGRTQRGTVKGU
UJCTGUUVQEMUDQPFUFGDGPVWTGUQDNKICVKQPUQTQVJGTUGEWTKVKGUQTKPEWTTGPVQTFGRQUKVCEEQWPV
UYKVJ
DCPMUQTQPVJGOQTVICIGQHKOOQXCDNGRTQRGTVKGUQHCP[VGPWTGQTQPVJGRNGFIGQHOQXCDNGRTQRGTV[
QTKPCP[QVJGTOCPPGTCUOC[HTQOVKOGVQVKOGDGFGVGTOKPGFD[VJG&KTGEVQTUQHVJG%QORCP[HQT
VJGVKOGDGKPICPFHTQOVKOGVQVKOGUGNNQTXCT[CNNUWEJKPXGUVOGPVUCPFGZGEWVGCNNCUUKIPOGPVU
VTCPUHGTUTGEGKRVUCPFFQEWOGPVUVJCVOC[DGPGEGUUCT[KPVJCVDGJCNH
#FXCPEG
6Q CFXCPEG CPFQT NGPF OQPG[ GKVJGT YKVJ QT YKVJQWV UGEWTKV[ CPF IGPGTCNN[ VQ CP[ RGTUQP ſTO
CUUQEKCVKQPVTWUVEQTRQTCVKQP%QORCP[WRQPUWEJUGEWTKV[IWCTCPVGGQTVGTOUCPFEQPFKVKQPUCUVJG
%QORCP[OC[VJKPMſV
)WCTCPVGGU
6QIKXGIWCTCPVGGHQTVJGRGTHQTOCPEGQTFKUEJCTIGQHCP[QDNKICVKQPUNKCDKNKVKGUFWVKGUQTVJGRC[OGPVUQH
CP[OQPG[UD[CP[RGTUQPUſTOUCPFEQORCPKGUQT)QXGTPOGPVUQH5VCVGUCPFVQIKXGKPFGOPKVKGU
&KUVTKDWVKQPQH2TQſVU
6QFKUVTKDWVGRTQſVUTGUGTXGUCPFCEEWOWNCVKQPCUDQPWUUJCTGUCOQPIVJGOGODGTUQTQVJGTYKUGVQ
CRRN[CPFCRRTQRTKCVGCP[OQPG[UD[YC[QHRTGOKWOQPUJCTGUQTFGDGPVWTGUKUUWGFCVCRTGOKWOD[
VJG%QORCP[CPFCP[OQPG[UTGEGKXGFKPTGURGEVQHFKXKFGPFUCEETWGFQPHQTHGKVGFUJCTGUCPFOQPG[U
CTKUKPIHTQOVJGUCNGD[VJG%QORCP[QHHQTHGKVGFUJCTGUHQTFKUVTKDWVKQPVQOGODGTUCUCPFD[YC[QH
DQPWUUJCTGUQTQVJGTYKUG
&KUVTKDWVKQP2TQRGTV[
5WDLGEVVQVJGRTQXKUKQPUQHVJG#EVVQFKUVTKDWVGCOQPIVJGOGODGTUKPURGEKGCP[RTQRGTV[QHVJG
%QORCP[QTCP[RTQEGGFUQHUCNGQTFKURQUCNQHCP[RTQRGTV[QHVJG%QORCP[KPVJGGXGPVQHNKSWKFCVKQP
QTYKPFKPIWRQHVJG%QORCP[
0GIQVKCVGKPUVTWOGPVU
6QFTCYOCMGKUUWGCEEGRVVTCPUHGTCPFGPFQTUGFKUEQWPVGZGEWVGCPFPGIQVKCVGRTQOKUUQT[PQVGU
JWPFKGUDKNNUQHGZEJCPIGEJGSWGUFTCHVUDKNNUQHNCFKPINGVVGTQHETGFKVFGNKXGT[QTFGTUFQEMYCTTCPVU
TCKNYC[QTVTCPURQTVTGEGKRVUYCTGJQWUGMGGRGTUŏEGTVKſECVGUCPFQVJGTPGIQVKCDNGQTEQOOGTEKCNQT
OGTECPVKNGKPUVTWOGPVUEQPPGEVGFYKVJVJGDWUKPGUUQHVJG%QORCP[
$CPMCEEQWPVU
6QQRGPCEEQWPVUYKVJCP[DCPMQTDCPMUCPFVQFGRQUKVOQPG[VJGTGKPCPFVQFTCYCPFGPFQTUGEJGSWGU
QPCPFVQYKVJFTCYOQPG[UHTQOUWEJCEEQWPVUCPFIGPGTCNN[QRGTCVGWRQPUCOG
YJGVJGTQXGTFTCHV
QTPQVCUOC[DGTGSWKTGFHQTRWTUWCPEGQHCP[QHVJGQDLGEVUQTRWTRQUGUQHVJG%QORCP[
+PFWUVT[CUUQEKCVKQP
6Q DG KPVGTGUVGF KP RTQOQVG CPF WPFGTVCMG VJG HQTOCVKQP CPF GUVCDNKUJOGPV QH UWEJ KPUVKVWVKQPU
CUUQEKCVKQPUEJCODGTQHEQOOGTEGQTQVJGTDQFKGUDWUKPGUUQHKPFWUVTKCNVTCFKPIQTOCPWHCEVWTKPI
YKVJKPVJGQDLGEVUQHVJG%QORCP[CUOC[DGEQPUKFGTGFVQDGEQPFWEKXGVQVJGCFXCPVCIGCPFKPVGTGUVU
QHVJG%QORCP[CPFVQCESWKTGRTQOQVGCPFQTUWDUKFKUGCP[KPFWUVT[QTWPFGTVCMKPI
6TWUVU
6QWPFGTVCMGCPFGZGEWVGCP[VTWUVVJGWPFGTVCMKPIYJGTGQHOC[UGGOFGUKTCDNGGKVJGTITCVWKVQWUN[
QTQVJGTYKUGCPFQTVQOCMGFQPCVKQPUVQCP[RGTUQP%QORCP[QTCUUQEKCVKQPVTWUVUUQEKGVKGUCPFVQ
UWDUETKDGQTIWCTCPVGGOQPG[HQTCP[PCVKQPCNQTKPVGTPCVKQPCNEJCTKVCDNGDGPGXQNGPVGFWECVKQPCNRWDNKE
QTIGPGTCNQTQVJGTWUGHWNQDLGEVUCEVKXKVKGUGZJKDKVKQPQTVTCFGUJQYYJKEJOC[DGEQPFWEKXGCPFQT
CFXCPVCIGQPVQVJGQDLGEVUQHVJG%QORCP[QTVJGKPVGTGUVQHKVUOGODGTUQTHQTVJGYGNHCTGQHVJGUVCHH
#TTCPIGOGPVU
6QGPVGTKPVQCP[CTTCPIGOGPVCPFVQVCMGCNNPGEGUUCT[UVGRUYKVJ)QXGTPOGPVQTYKVJQVJGTCWVJQTKVKGU
UWRTGOGPCVKQPCNNQECNOWPKEKRCNQTQVJGTYKUGQHCP[RNCEGKPYJKEJVJG%QORCP[OC[JCXGKPVGTGUV
CPFVQECTT[QPCP[PGIQVKCVKQPUQTQRGTCVKQPUHQTVJGRWTRQUGQHFKTGEVN[ECTT[KPIQWVVJGQDLGEVUQHVJG
%QORCP[QHGHHGEVKPICP[OQFKſECVKQPUKPVJGEQPUVKVWVKQPQHVJG%QORCP[QTHWTVJGTKPIVJGKPVGTGUVU
QHKVUOGODGTUCPFVQQRRQUGCP[UVGRUVCMGPD[VJGQVJGT%QORCP[ſTOQTRGTUQPYJKEJOC[DG
EQPUKFGTGFNKMGN[FKTGEVN[CPFKPFKTGEVN[VQRTGLWFKEGVJGKPVGTGUVUQHVJG%QORCP[QTKVUOGODGTUCPF
VQRTQOQVGQTCUUKUVVJGRTQOQVKQPYJGVJGTFKTGEVN[QTKPFKTGEVN[QHCP[NGIKUNCVKQPYJKEJOC[CRRGCT
VQDGKPVJGKPVGTGUVUQHVJG%QORCP[CPFVQQRRQUGCPFTGUKUVYJGVJGTFKTGEVN[QTKPFKTGEVN[NGIKUNCVKQP
YJKEJOC[UGGOFKUCFXCPVCIGQWUVQVJG%QORCP[CPFVQQDVCKPHTQOCP[EJCTVGT)QXGTPOGPVCWVJQTKV[
QTCP[%QORCP[EQPVTCEVUFGETGGUTKIJVURTKXKNGIGUQTEQPEGUUKQPUYJKEJVJG%QORCP[OC[VJKPMſV
CPFQTFGUKTCDNGVQQDVCKPCPFVQECTT[QWVGZGTEKUGCPFEQORN[YKVJCP[UWEJCTTCPIGOGPVUEJCTVGTU
EQPVTCEVUFGETGGUTKIJVURTKXKNGIGUQTEQPEGUUKQPU
0CVKQPCNQDLGEVU
6QWPFGTVCMGECTT[QWVRTQOQVGCPFURQPUQTQTCUUKUVCP[CEVKXKV[HQTVJGRTQOQVKQPCPFITQYVJQH
PCVKQPCNGEQPQO[CPFHQTFKUEJCTIKPIUQEKCNCPFOQTCNTGURQPUKDKNKVKGUQHVJG%QORCP[VQVJGRWDNKE
QTCP[UGEVKQPQHVJGRWDNKECUCNUQCP[CEVKXKV[NKMGN[VQRTQOQVGPCVKQPCNYGNHCTGQTVQWPFGTVCMGCP[
CEVKXKV[NKMGN[VQEQPUGTXGPCVWTCNTGUQWTEGUQHUQEKCNGEQPQOKEQTOQTCNWRNKHVOGPVQHVJGRWDNKEQT
CP[UGEVKQPQHVJGRWDNKECPFYKVJQWVRTGLWFKEGVQVJGIGPGTCNN[QHVJGHQTGIQKPICPFKPUWEJOCPPGTD[
UWEJOGCPUHTQOVKOGVQVKOGVQWPFGTVCMGECTT[QWVRTQOQVGCPFURQPUQTCP[CEVKXKV[HQTRWDNKECVKQP
QHCP[DQQMUNKVGTCVWTGPGYURCRGTUQTQTICPKUKPINGEVWTGUQTUGOKPCTUNKMGN[VQCFXCPEGVJGUGQDLGEVU
QTHQTIKXKPIOGTKVCYCTFUUEJQNCTUJKRUNQCPUQTCP[QVJGTCUUKUVCPEGVQFGUGTXKPIUVWFGPVUQTQVJGT
UEJQNCTUQTRGTUQPUVQGPCDNGVJGOVQRGTWGVJGKTUVWFKGUQTCECFGOKERWTUWKVUQTTGUGCTEJGUQTVQVCMGWR
GUVCDNKUJOGPVQHCP[/GFKECN4GUGCTEJ%GPVTGVQEQNNGEVKPHQTOCVKQPCPFCFXKEGUQPOQFGTPVGEJPKSWGU
HQTVTGCVOGPVQHFKUGCUGUHQTVJGDGPGſVQHVJGTWTCNCTGCGKVJGTD[KVUGNHQTVJTQWIJCP[QHVJGCIGPEKGU
CPFHQTGUVCDNKUJKPIEQPFWEVKPIQTCUUKUVKPICP[KPUVKVWVKQPHWPFUVTWUVJCXKPICP[QPGQTOQTGQHVJG
CHQTGUCKFQDLGEVUCUQPGQHKVUQDLGEVUD[IKXKPIFQPCVKQPUQTQVJGTYKUGKPCP[QVJGTOCPPGTKPQTFGTVQ
KORNGOGPVCP[QHVJGCDQXGOGPVKQPGFQDLGEVUQTRWTRQUGUVQVTCPUHGTYKVJQWVEQPUKFGTCVKQPQTCVHCKT
QTEQPEGUUKQPCNCVXCNWGCPFUWDLGEVVQVJGRTQXKUKQPUQHVJGEQORCPKGU#EVFKXGUVVJGQYPGTUJKRQH
CP[RTQRGTV[QHVJG%QORCP[VQQTKPHCXQWTQHCP[RWDNKEQTNQECNDQF[QT#WVJQTKV[QT%GPVTCNQT5VCVG
)QXGTPOGPVQTCP[2WDNKE+PUVKVWVKQPUHQTUWEJECWUGURWTRQUGUCPFQDLGEVUCUJGTGKPCDQXGOGPVKQPGF
4WTCNFGXGNQROGPV
6QWPFGTVCMGECTT[QWVRTQOQVGCPFURQPUQTTWTCNFGXGNQROGPVKPENWFKPICP[RTQITCOOGHQTRTQOQVKPI
VJGUQEKCNCPFGEQPQOKEYGNHCTGHQTVJGWRNKHVQHVJGRWDNKEKPCP[TWTCNCTGCCPFVQKPEWTCP[GZRGPFKVWTG
QPCP[RTQITCOOGQHTWTCNFGXGNQROGPVCPFVQCUUKUVGZGEWVKQPCPFRTQOQVKQPVJGTGQHGKVJGTFKTGEVN[
QTVJTQWIJCPKPFGRGPFGPVCIGPE[QTKPCP[QVJGTOCPPGT
6WTPMG[RTQLGEVU
6QWPFGTVCMGVWTPMG[RTQLGEVUKP+PFKCQTCDTQCFVQOCPWHCEVWTGVJGRTQFWEVUEQXGTGFKPVJGOCKPQDLGEV
QHVJG%QORCP[
#PEKNNCT[WPKVU
6QURCTGQTUWDUKFKUGQTRTQXKFGOQPGVCT[ITCPVUCPFQVJGTCUUKUVCPEGCPFHCEKNKVKGUVQUGVWRCP[CPEKNNKCT[
QTCWZKNKCT[WPKVUCPFWPFGTVCMKPIUYJKEJOC[CUUKUVJGNRHWNQTEQPFWEKXGVQVJGECTT[KPIQPQHVJG
QDLGEVUQHVJG%QORCP[
#ITKEWNVWTCNKPRWVU
6QECTT[QPVJGFGCNKPVJGDWUKPGUUCUCIGPVUQTIGPGTCNTGRTGUGPVCVKXGUQTUVQEMKUVUQTFKUVTKDWVQTUQT
CITKEWNVWTCNKORNGOGPVUVQQNURWORUFTKNNKPIGSWKROGPVUECUVKPIVWDGUOCPWTGUUGGFUHGTVKNK\GTU
RGUVKEKFGUCITKEWNVWTCNEJGOKECNUHWOKICPVUKPUGEVKEKFGUYGGFKEKFGURNCPVRTQVGEVKQPGSWKROGPVUEQNF
UVQTCIGCPFTGHTKIGTCVKQPGSWKROGPVUCPFQVJGTCITKEWNVWTCNUGTXKEGUCPFKPRWVU
/CKPVCPCPEG
6QTGRCKTCNVGTTGOQFGNENGCPTGPQXCVGEQPXGTVCP[IQQFUHTQOVKOGVQVKOGDGNQPIKPIVQVJG%QORCP[
(GCUKDKNKV[UVWFKGU
6Q KPXGUVKICVG GZRNQTG D[ QPGUGNH QT GORNQ[KPI GZRGTVU VQ KPXGUVKICVG CPF GZCOKPG VJG EQPFKVKQPU
RTQURGEVUHGCUKDKNKVKGUXKCDKNKVKGUQHRTQLGEVUYKVJTGHGTGPEGVQVGEJPKECNPGGFUUWKVCDKNKVKGUCXCKNCDKNKVKGU
QHHCEKNKVKGUCPFUGTXKEGU
4GOWPGTCVKQP4GYCTF
6QTGOWPGTCVGRGTUQPQT%QORCP[HQTUGTXKEGUTGPFGTGFQTVQDGTGPFGTGFKPRNCEKPIQTCUUKUVKPIVQ
RNCEGQTIWCTCPVGGTKPIVJGRNCEKPIQHUJCTGUKPVJG%QORCP[ŏUECRKVCNQTCP[FGDGPVWTGUUVQEMQTQVJGT
UGEWTKVKGUQHVJG%QORCP[QTKPQTCDQWVVJGHQTOCVKQPQHVJG%QORCP[QTVJGCESWKUKVKQPQHRTQRGTV[
D[VJG%QORCP[QTVJGEQPFWEVQHKVUDWUKPGUU
2TQOQVKQPQHXGPVWTGU
6QGUVCDNKUJQTRTQOQVGQTEQPEWTKPGUVCDNKUJKPIQTRTQOQVKPICP[%QORCP[QTEQORCPKGUHQTVJGRWTRQUG
QHCESWKTKPICNNQTCP[QHVJGRTQRGTV[TKIJVUCPFNKCDKNKVKGUQHVJG%QORCP[QTHQTCP[QVJGTRWTRQUG
YJKEJOC[UGGOFKTGEVN[QTKPFKTGEVN[ECNEWNCVGFVQDGPGſVVJG%QORCP[CPFIWCTCPVGGWPFGTYTKVG
UWDUETKDGHQTQTQVJGTYKUGCESWKTGCNNQTCP[QHVJGUJCTGUFGDGPVWTGUQTQVJGTUGEWTKVKGUQHCP[UWEJ
QVJGT%QORCP[
2CVGPVU6TCFG/CTMU
6QCRRN[HQTTGIKUVGTVJG%QORCP[KPCP[RCTVQHVJGYQTNFCPFRWTEJCUGQTQVJGTYKUGCESWKTGCPF
RTQVGEVCPFTGPGYKPCP[RCTVQHVJGYQTNFCP[RCVGPVURCVGPVTKIJVUDTGXGUVUKPXGPVKQPVTCFGOCTMU
VTCFGPCOGUFGUKIPUNKEGPEGUEQPEGUUKQPUCPFVJGNKMGEQPHGTTKPICP[GZENWUKXGQTPQPGZENWUKXGQT
NKOKVGFTKIJVVQVJGKTWUGQTCP[UGETGVQTQVJGTKPHQTOCVKQPCUVQCP[KPXGPVKQPYJKEJOC[UGGOECRCDNG
QHDGKPIWUGFHQTCP[QHVJGRWTRQUGUQHVJG%QORCP[QTVJGCESWKUKVKQPQHYJKEJOC[UGGOECNEWNCVGF
FKTGEVN[QTKPFKTGEVN[VQDGPGſVVJG%QORCP[CPFVQWUGGZGTEKUGFGXGNQRQTITCPVNKEGPEGUKPTGURGEV
QHQTQVJGTYKUGVWTPVQCEEQWPVVJGRTQRGTV[TKIJVUQTKPHQTOCVKQPCESWKTGFCPFVQGZRGPFOQPG[KP
GZRGTKOGPVKPIWRQPVGUVKPIQTKORTQXKPICP[UWEJRCVGPVUKPXGPVKQPUQTTKIJVU
5EKGPVKſE4GUGCTEJ
6QGUVCDNKUJRTQXKFGOCKPVCKPCPFEQPFWEVQTQVJGTYKUGUWDUKFKUGTGUGCTEJNCDQTCVQTKGUCPFGZRGTKOGPVCN
YQTMUJQRU HQT UEKGPVKſE CPF VGEJPKECN TGUGCTEJ CPF GZRGTKOGPVU CPF VQ WPFGTVCMG CPF ECTT[ QWV CNN
UEKGPVKſECPFVGEJPKECNTGUGCTEJGUGZRGTKOGPVUCPFVGUVUQHCNNMKPFUCPFVQRTQOQVGUVWFKGUCPFTGUGCTEJ
DQVJUEKGPVKſECPFVGEJPKECNKPXGUVKICVKQPCPFKPXGPVKQPD[RTQXKFKPIHQTVJGTGOWPGTCVKQPVQUEKGPVKſE
QTVGEJPKECNRTQHGUUQTUQTVGCEJGTUCPFD[RTQXKFKPIHQTVJGCYCTFUQHGZJKDKVKQPUUEJQNCTUJKRURTK\GU
CPFITCPVUVQUVWFGPVUQTQVJGTYKUGCPFIGPGTCNN[VQGPEQWTCIGRTQOQVGCPFTGYCTFUVWFKGUTGUGCTEJGU
KPXGUVKICVKQPUGZRGTKOGPVUVGUVUCPFKPXGPVKQPUQHCP[MKPFVJCVOC[DGEQPUKFGTGFNKMGN[VQCUUKUVCP[
QHVJGDWUKPGUUYJKEJVJG%QORCP[KUCWVJQTKUGFVQECTT[QP
&QPCVKQPU
6QOCMGFQPCVKQPUVQUWEJRGTUQPUQTKPUVKVWVKQPUUWEJECUGUGKVJGTKPECUJQTCP[QVJGTCUUGVUCUOC[
DGVJQWIJVFKTGEVN[KPFKTGEVN[EQPFWEKXGVQCP[QHVJG%QORCP[ŏUQDLGEVUQTQVJGTYKUGGZRGFKGPVCPF
KPRCTVKEWNCTVQTGOWPGTCVGCP[RGTUQPQTEQTRQTCVKQPKPVTQFWEKPIDWUKPGUUQHVJKU%QORCP[CPFCNUQVQ
UWDUETKDGEQPVTKDWVGQTQVJGTYKUGCUUKUVQTIWCTCPVGGOQPG[HQTEJCTKVCDNGUEKGPVKſETGNKIKQWUUQEKCN
FGXGNQROGPVCNQTDGPGXQNGPVPCVKQPCNRWDNKEQTQVJGTKPUVKVWVKQPUQDLGEVUQTHQTCP[GZJKDKVKQPQTHQT
CP[RWDNKEIGPGTCNQTQVJGTQDLGEVUCPFVQGUVCDNKUJCPFUWRRQTVQTCKFKPVJGGUVCDNKUJOGPVCPFUWRRQTV
QHCUUQEKCVKQPUKPUVKVWVKQPUHWPFUCPFEQPXGPKGPEGUHQTVJGDGPGſVQHVJGGORNQ[GGU
KPENWFKPIFKTGEVQTU
QHVJG%QORCP[QTKVURTGFGEGUUQTUKPDWUKPGUUQTQHRGTUQPUJCXKPIFGCNKPIUYKVJVJG%QORCP[QTVJG
FGRGPFGPVUTGNCVKXGUCPFKPRCTVKEWNCTHTKGPFN[QTQVJGTDGPGſVUQEKGVKGUVQITCPVRGPUKQPUCNNQYCPEGU
ITCVWKVKGUCPFDQPWUGKVJGTD[YC[QHCPPWCNRC[OGPVUQTCNWORUWOCPFVQOCMGRC[OGPVUVQYCTFU
KPUWTCPEGCPFVQHQTOCPFEQPVTKDWVGVQRTQXKFGPVCPFDGPGſVHWPFUQHQTHQTUWEJRGTUQPU
#TDKVTCVKQP
6QTGHGTQTCITGGVQTGHGTCP[ENCKOFGOCPFFKURWVGQTCP[QVJGTSWGUVKQPD[QTCICKPUVVJG%QORCP[
QTKPYJKEJVJG%QORCP[KUKPVGTGUVGFQTEQPEGTPGFCPFYJGVJGTDGVYGGPVJG%QORCP[CPFVJGOGODGT
QTOGODGTUQHJKUQTVJGKTTGRTGUGPVCVKXGQTDGVYGGPVJG%QORCP[CPFVJKTFRCTVKGUVQCTDKVTCVKQPKP+PFKC
QTCVCP[RNCEGQWVUKFG+PFKCCPFVQQDUGTXGCPFRGTHQTOCPFVQFQCNNCEVUFGGFUOCVVGTUCPFVJKPIUVQ
ECTT[QWVQTGPHQTEGVJGCYCTFU
%QOOKUUKQP&KUEQWPVUDTQMGTCIG
6QRC[QWVQHVJGHWPFUQHVJG%QORCP[CNNGZRGPUGUYJKEJVJG%QORCP[OC[NCYHWNN[RC[KPTGURGEVVQ
VJGRTQOQVKQPHQTOCVKQPCPFTGIKUVTCVKQPQHVJG%QORCP[QTVJGKUUWGQHKVUECRKVCNKPENWFKPIDTQMGTCIG
CPF EQOOKUUKQP HQT QDVCKPKPI CRRNKECVKQPU HQT QT VCMKPI RNCEKPI QT WPFGTYTKVKPI QT RTQEWTKPI VJG
WPFGTYTKVKPIQHUJCTGUFGDGPVWTGUQTQVJGTUGEWTKVKGUQHVJG%QORCP[
2TGNKOKPCT[GZRGPUGU
6QRC[CNNRTGNKOKPCT[GZRGPUGUQHCP[%QORCP[RTQOQVGFD[VJG%QORCP[KUQTOC[EQPVGORNCVG
DGKPIKPVGTGUVGFKPENWFKPICNNQTCP[RCTVQHVJGEQUVUCPFGZRGPUGUQHQYPGTUQHCP[DWUKPGUUQTRTQRGTV[
CESWKTGFD[VJG%QORCP[
2GPUKQPUCPFQTUWRGTCPPWCVKQPHWPFU
6QGUVCDNKUJCPFOCKPVCKPQTRTQEWTGVJGGUVCDNKUJOGPVCPFOCKPVGPCPEGQHCP[EQPVTKDWVQT[QTPQP
EQPVTKDWVQT[RGPUKQPQTUWRGTCPPWCVKQPHWPFUCPFIKXGQTRTQEWTGVJGIKXKPIQHFQPCVKQPUITCVWKVKGU
RGPUKQPUCNNQYCPEGUQTGOQNWOGPVUVQCP[RGTUQPYJQCTGQTYGTGCVCP[VKOGKPVJGGORNQ[OGPVQT
UGTXKEGQHVJG%QORCP[QTQHCP[%QORCP[YJKEJKUCUWDUKFKCT[QHVJG%QORCP[QTYKVJCP[UWEJ
UWDUKFKCT[%QORCP[QTYJQCTGQTYGTGCVCP[VKOGFKTGEVQTQTQHſEGTUQHVJG%QORCP[QTCP[UWEJ
QVJGT%QORCP[CUCHQTGUCKFCPFVJGYKXGUYKFQYUHCOKNKGUCPFFGRGPFGPVUQHCP[UWEJRGTUQPUCPF
CNUQGUVCDNKUJCPFUWDUKFKUGCPFUWDUETKDGVQCP[KPUVKVWVKQPUCUUQEKCVKQPUENWDUQTHWPFUECNEWNCVGFVQDG
HQTVJGDGPGſVQHQTVQCFXCPEGVJGKPVGTGUVUCPFYGNNDGKPIQHVJG%QORCP[QTCP[UWEJQVJGT%QORCP[
CUCHQTGUCKFCPFOCMGRC[OGPVUVQQTVQYCTFUVJGKPUWTCPEGQHCP[UWEJRGTUQPCHQTGUCKFCPFVQFQCP[
QHVJGOCVVGTUCHQTGUCKFGKVJGTCNQPGQTKPEQPLWPEVKQPYKVJCP[QVJGT%QORCP[CUCHQTGUCKF
+PUWTCPEG
6QKPUWTGVJGYJQNGQTCP[RCTVQHVJGRTQRGTV[QHVJG%QORCP[GKVJGTHWNN[QTRCTVKCNN[VQRTQVGEVCPF
KPFGOPKH[CP[RCTVQTRQTVKQPVJGTGQHGKVJGTQPOWVWCNRTKPEKRNGUQTQVJGTYKUG
+PVGTPCVKQPCNCEVKXKVKGU
6QECTT[QWVKPCP[RCTVQHVJGYQTNFCNNQTCP[QHVJG%QORCP[ŏUQDLGEVUCURTKPEKRCNUCIGPVUHCEVQT
VTWUVGGEQPVTCEVQTQTQVJGTYKUGGKVJGTCNQPIQTKPEQPLWPEVKQPYKVJCP[QVJGTRGTUQPſTOCUUQEKCVKQP
EQTRQTCVKQPDQF[OWPKEKRCNKV[RTQXKPEGUVCVGDQF[)QXGTPOGPV
$TCPEJGUTGRTGUGPVCVKXGU
6QGUVCDNKUJDTCPEJGUQTCRRQKPVKPQTQWVUKFG+PFKCCP[RGTUQPQTRGTUQPUVQNQQMCHVGTVJGKPVGTGUVQH
VJG%QORCP[QTVQRTQOQVGCPFRWTUWGVJGDWUKPGUUQDLGEVUQHVJG%QORCP[
#FXGTVKUGOGPVU
6QCFQRVUWEJOGCPUQHOCMKPIMPQYPVJGDWUKPGUUQHVJG%QORCP[CUOC[UGGOGZRGFKGPVCPFKP
RCTVKEWNCTD[CFXGTVKUKPIKPVJGRTGUUD[EKTEWNCTUD[RWTEJCUGCPFGZJKDKVKQPQHYQTMUQHCTVQTKPVGTGUVD[
RWDNKECVKQPQHDQQMUCPFRGTKQFKECNUITCPVKPIRTK\GUTGYCTFUCPFFQPCVKQPUCPFD[JQNFKPIEQPHGTGPEGU
UGOKPCTUCPFOGGVKPIU
+PXGUVOGPVU
6QKPXGUVQTFGCNYKVJVJGHWPFUQHVJG%QORCP[KPUWEJOCPPGTCPFWRQPUWEJUGEWTKVKGUCUUJCNNHTQO
VKOGVQVKOGDGVJQWIJVPGEGUUCT[HQTVJGDGPGſVQHVJG%QORCP[CPFVQETGCVGCP[TGUGTXGHWPFUKPMKPI
HWPFKPUWTCPEGHWPFFGRTGEKCVKQPHWPFQTRTQXKFGPVHWPF
%QTRQTCVGIGPGTCNRQYGTU
6QGZGTEKUGCNNQTCP[QHKVUEQTRQTCVGRQYGTUTKIJVUCPFRTKXKNGIGUCPFVQEQPFWEVKVUDWUKPGUUKPCNNQT
CP[QHKVUDTCPEJGUKPVJG7PKQPQH+PFKCCPFKPCP[QTCNNHQTGKIPEQWPVTKGUCPFHQTVJGRWTRQUGVQJCXG
OCKPVCKPCPFVQFKUEQPVKPWGUWEJPWODGTQHQHſEGTUCPFCIGPEKGUVJGTGKPCUOC[DGEQPXGPKGPV
+TTKICVKQPUGTXKEGU
6QRTQXKFGKTTKICVKQPUGTXKEGUVQHCTOGTUCPFEQQRGTCVKXGHCTOGTUCPFHQTKORTQXKPIKTTKICVKQPVQUKPM
YGNNUUJCHVUEQPUVTWEVFCOUDCPFJUEWNXGTVUEKUVGTPUTGUGTXQKTUCPFſNVGTDGFUCPFVQGZGEWVGCPFVQ
FQCNNQVJGTCEVUCPFVJKPIUPGEGUUCT[HQTQDVCKPKPIUVQTKPIUWRRN[KPIOGCUWTKPICPFFGCNKPIKPYCVGT
HQTVJGRWTRQUGQHRTQXKFKPIKTTKICVKQPHCEKNKVKGUVQCITKEWNVWTCNUGEVQT
#&GCNKPIKP5GEWTKVKGU
6Q ECTT[ QP DWUKPGUU QH JQNFKPI FGCNKPI KP UJCTGU UJCTG YCTTCPVU UVQEMU FGDGPVWTGU FGDGPVWTG
UVQEMDQPFUOQTVICIGUJ[RQVJGECVKQPURNGFIGUCPFQTCP[QVJGTUGEWTKVKGUQHEQORCPKGUUQEKGVKGU
CUUQEKCVKQPUKPFKXKFWCNUCPFQVJGTGPVKVKGUQHCP[PCVWTGYJCVUQGXGTCPFHWTVJGTVQNKSWKFCVGUGNNXCT[
EQPXGTVTGFGGOCUUKIPVTCPUHGTQTTGEGKXGUWEJUJCTGUUJCTGYCTTCPVUUVQEMUFGDGPVWTGUUVQEMDQPFU
OQTVICIGUJ[RQVJGECVKQPURNGFIGUCPFQTCP[QVJGTUGEWTKVKGUQTCESWKTGHWTVJGTUGEWTKVKGUKPENWFKPI
UJCTGUUJCTGYCTTCPVUUVQEMUFGDGPVWTGUFGDGPVWTGUVQEMDQPFUOQTVICIGUJ[RQVJGECVKQPURNGFIGU
CPFQTCP[QVJGTUGEWTKVKGUHTQOVKOGVQVKOGCPFHWTVJGTVQKPXGUVKPCP[UEJGOGUCPFQTKPUVTWOGPVUCU
RGTOKVVGFWPFGTNCYKPENWFKPIKP+PFKCPQTQVJGTHQTGKIPGSWKV[CPFQTFGDVCPFQTFGTKXCVKXGKPUVTWOGPVU
QRVKQPUHWVWTGUECTDQPETGFKVCPFVQECTT[QPVJGDWUKPGUUQHſPCPEGGPVGTKPVQVTCPUCEVKQPUKPENWFKPI
JGFIKPIVTCPUCEVKQPUCPFQVJGTVTCPUCEVKQPUTGNCVKPIVQUGEWTKV[HQTGKIPGZEJCPIGEQOOQFKVKGUCPF
QTCP[QVJGTCUUGVUIQQFUKPUVTWOGPVUYJGVJGTKP+PFKCQTCDTQCFCPFVQECTT[QPſPCPEKCNCEVKXKVKGU
DWUKPGUUGUCPFQRGTCVKQPUQHCNNMKPFUKPENWFKPIVTCPUCEVKQPUKPVJGPCVWTGQHJGFIKPICITGGOGPVUHQTYCTF
EQOOQFKV[EQPVTCEVUTCVGUYCRUEQOOQFKV[HWVWTGUUYCRUEQOOQFKV[QRVKQPUHWVWTGUCPFQRVKQPU
CPFQTQRVKQPUYKVJTGURGEVVQCNNQTCP[UWEJVTCPUCEVKQPUYJGVJGTHQTVJGRWTRQUGQHTKUMOCPCIGOGPV
CPFQTKPXGUVOGPVRWTRQUGCPFQTQVJGTYKUGŒ
+PUGTVGFXKFGTGUQNWVKQPRCUUGFKPUV#)/JGNFQP
% 16*'41$,'%65
2NCUVKEU
6QECTT[QPVJGDWUKPGUUQHOCPWHCEVWTGTURTQEGUUQTUDW[GTUUGNNGTUFGCNGTUKORQTVGTUGZRQTVGTUQH
28%CPFQVJGTRNCUVKEOCVGTKCNRNCUVKEſNORNCUVKERCRGTRNCUVKEHQKNURNCUVKELWKVGRNCUVKEVGZVKNGU
RNCUVKEDQCTFURNCUVKENCOKPCVGUCPFRCEMCIKPIOCVGTKCNU
%JGOKECNU
6QECTT[QPVJGDWUKPGUUQHOCPWHCEVWTKPIFKUVKNNKPIEQORQWPFKPICESWKTKPIDW[KPIUGNNKPIKORQTVKPI
GZRQTVKPI CPF FGCNKPI KP CNN OCPPGT YJCVUQGXGT KP QTICPKE CPF KPQTICPKE EJGOKECNU HQTOWNCVKQPU
FGTKXCVKXGUCPFEQORQWPFUVJGTGQHCPFEQPUWOGTRTQFWEVUDCUGFVJGTGQPRJCTOCEGWVKECNURGEKCNKVKGU
UWTIKECNURGEKCNKVKGUEQUOGVKEUKPFWUVTKCNEJGOKECNEQORQWPFUDCEVGTKQEKFGUIGTOKEKFGUFGVGTIGPVU
CEKFUCPFUKOKNCTUWDUVCPEGCPFRTQFWEVUVQIGVJGTYKVJXCNXGUURQWVUCPFFGXKEGUHQTFKURGPUKPIRTGUWTKUGF
HQTOWNCVKQPUCPFUKOKNCTIQQFU
)GPGTCNKPFWUVTKCNRTQFWEVU
6QECTT[QPVJGDWUKPGUUQHOCPWHCEVWTKPIFKUVKNNKPIEQORQWPFKPICESWKTKPIDW[KPIUGNNKPIKORQTVKPI
GZRQTVKPICPFFGCNKPIKPCNNOCPPGTYJCVUQGXGTKPKPFWUVTKCNCFJGUKXGUFKUKPHGUVCPVUURTC[URGTHWOGU
CPFGUUGPEGUUQCRUQKPVOGPVUVQKNGVURTGRCTCVKQPUCPFUKOKNCTCTVKENGUICUGUFTWIUOGFKEKPGURNCUVGT
QHRCTKUI[RUWORNCUVGTUHGTVKNK\GTUCEGV[NGPGCNMCNKGUCEKFUHQQFUVWHHUQKNUKEKPIINCUUEQNQWTU
INWGUIWOURKIOGPVUXCTPKUJGUEQORQUKVKQPUF[GUDTWUJGUNCDQTCVQT[TGCIGPVUCPFEJGOKECNUTCY
OCVGTKCNUGSWKROGPVUVQQNUCPFCRRCTCVWUTGSWKTGFKPVJGEJGOKECNOGFKECNRJQVQITCRJKEUEKGPVKſE
NCDQTCVQTKGUCPFYQTMUJQRUKPENWFKPIEQNNGIGUVGEJPKECNUEJQQNUWPKXGTUKVKGUCPFQVJGTGFWECVKQPCN
KPUVKVWVKQPUCPFNCDQTCVQTKGU
%JGOKUVU&TWIIKUVU
6QECTT[QPVJGDWUKPGUUQHOCPWHCEVWTGTUCPFYJQNGUCNGCPFTGVCKN%JGOKUVUFTWIIKUVUCPFRGTHWOGTU
UWPFTKGOGPEJGOKECNGPIKPGGTUUVGTKNK\GTUF[GTUOCMGTUCPFEJGOKECNRNCPVOCVGTKCNCPFNCDQTCVQT[
RTQRTKGVQTU
2TKPVGTU2WDNKUJGTU
6QECTT[QPVJGDWUKPGUUQHRTKPVGTURWDNKUJGTUDQQMUGNNGTUDQQMDKPFGTUNKDTCT[RTQRTKGVQTU
)GPGTCNUVQTGMGGRGTU
6Q ECTT[ QP VJG DWUKPGUU CU GNGEVTQRNCVGTU HCPE[ IQQFU FGCNGTU ITQEGT[ CPF RTQXKUKQP FGCNGTU CPF
IGPGTCNUVQTGMGGRGTUCPFCUOCPWHCEVWTGTUCPFFGCNGTUKPDQVVNGUEQPVCKPGTURCEMKPIOCVGTKCNUDQVVNG
ECRUINCUUEJCKPCYCTGRQVVGT[GCTVJYCTGIQNFCPFUKNXGTRNCVGFVJKPIUOGVCNIQQFUNGCVJGTIQQFU
CPFHCPE[IQQFU
#WVQOQVKXGCPEKWCT[
6QECTT[QPVJGDWUKPGUUCUOCPWHCEVWTGTUCPFTGRCKTGTUQHCPFFGCNGTUKPCWVQOCVKXGTKPIIGCTUCPF
RKPKQPUGVUVTCPUOKUUKQPIGCTUCPFEQORNGVGFKHHGTGPVKCNUCPFVTCPUOKUUKQPUEQORQPGPVUVJGTGQHCPF
CNNRCTVUCPFGSWKROGPVUPGEGUUCT[VJGTGVQCPFCNNQVJGTOCVGTKCNGSWKROGPVCRRCTCVWUCPFUVQTGUWUGF
VJGTGYKVJQTKPTGNCVKQPVJGTGVQ
/QVQTECTFGCNGTU
6QECTT[QPVJGDWUKPGUUCUOCPWHCEVWTGTUCPFTGRCKTGTUCPFFGCNGTUKPOQVQTECTUNQTTKGUDKE[ENGU
OKPKDWUGUEQCEJGUECTCXCPUCODWNCPEGUOQVQTE[ENGUCPFUKFGECTUOQVQTE[ENGUVTKE[ENGUYCIQPU
CPFQVJGTXGJKENGUQHCNNMKPFUCGTQRNCPGUUGCRNCPGƀ[KPIDQCVUCKTUJKRUCPFCKTETCHVUOQVQTDQCVU
OQVQTUJKRUXGUUGNUCPFCEEGUUQTKGUQHCNNMKPFUWUGFKPTCKNYC[CPFVTCOYC[NQEQOQVKXGUECTTKCIGU
VTWEMUCPFUWEJQVJGTXGJKENGU
/GVCNFGCNGTU
6Q ECTT[ QP VJG DWUKPGUU QH KTQPOCUVGTU KTQPHQWPFGTU KTQPYQTMGTU UGV OCMGTU DNCUV HWTPCPEG
RTQRTKGVQTUDTCUUHQWPFGTUOGVCNOCMGTUTGſPGTUUJKRDWKNFGTUCPFUJKRTKIJVFQEMCPFYJCTHRTQRTKGVQTU
UJKRTGRCKTGTUEQNNKGT[RTQRTKGVQTUQTGKORQTVGTUCPFYQTMGTUQKNHWGNGPIKPGGTUEQPUWNVKPIGPIKPGGTU
OCKNYTKIJVU YJGGN YTKIJVU SWCTT[ QYPGTU DTKEM CPF VKNG OCPWHCEVWTGTU ICNXCPKUGTU OCEJKPKUVU
CPPGCNGTUYGNFGTUGNGEVTQCPFEJTQOKWOUVQTCIGEQPVTCEVQTU
+PXGUVOGPVKPUGEWTKVKGU
6QCESWKTGUJCTGUUVQEMUFGDGPVWTGUFGDGPVWTGUVQEMUDQPFUOQTVICIGUQDNKICVKQPUCPFQVJGTUGEWTKVKGU
D[QTKIKPCNUWDUETKRVKQPVGPFGTRWTEJCUGGZEJCPIGQTQVJGTYKUGCPFVQUWDUETKDGHQTVJGUCOGGKVJGT
EQPFKVKQPCNN[QTQVJGTYKUGCPFVQIWCTCPVGGVJGUWDUETKRVKQPVJGTGQH
&GCNKPUGEWTKVKGU
6QOCMGCFXCPEGUWRQPJQNFKPVTWUVKUUWGQPEQOOKUUKQPUGNNQTFKURQUGQHCP[QHVJGKPXGUVOGPVU
CHQTGUCKF
2TKPVGT2WDNKUJGTU
6QECTT[QPDWUKPGUUCURTKPVGTUGPITCXGTUFGUKIPGTURWDNKUJGTUDQQMCPFRTKPVUGNNGTUDQQMDKPFGTU
CPFCTVLQWTPCNKUVUKPCNNVJGKTDTCPEJGUOCPWHCEVWTGTUCPFFKUVTKDWVQTUQHCPFFGCNGTUKPGPITCXKPIU
RTKPVURKEVWTGUFTCYKPIUCPFCP[YTKVVGPGPITCXGFRTKPVGFRTQFWEVKQPUKPCNNVJGKTDTCPEJGU
%KXKNEQPVTCEVQTU
6QECTT[QPDWUKPGUUCUINC\KPIEQPVTCEVQTUUCPKVCT[GPIKPGGTUDTKEMNC[GTUUVQPGOCUQPURCKPVGTU
EQPVTCEVQTUUJQRHTQPVſVVGTURC[OGPVNKIJVOCMGTURCKPVGTURNCUVGTGTULQKPGTUECTRGPVGTUGNGEVTKEKCPU
OQPWOGPVCN OCUQPU NKOG CPF EGOGPV OGTEJCPVU UVGGRNGLCEMU NKIJVGPKPI EQPFWEVQT GTGEVQTU CPF
OCKPVCKPGTUICTCIGRTQRTKGVQTUECTTKGTUCPFECTTKCIGEQPVTCEVQTUKPCNNVJGKTTGURGEVKXGDTCPEJGU
(WTPKUJGTU
6QECTT[QPCNNQTCP[QHVJGVTCFGUQTDWUKPGUUQHRCKPVGTUHTGPEJRQNKUJGTURNWODGTUOGVCNCPFCNNQ[
YQTMGTUICUGPIKPGGTULQKPVGTUHWTPKVWTGOCMGTUWRJQNUVGTUEQCNEQMGCPFHWGNOGTEJCPVUECTTKGTU
YKTGNGUUIQQFUFGCNGTUJCTFYCTGFGCNGTUUVQTCIGEQPVTCEVQTUCPFUJQRQHſEGCPFJQWUGHWTPKUJGTU
#TEJKVGEVU5VTWEVWTCN'PIKPGGTU
6QECTT[QPDWUKPGUUQHCTEJKVGEVUCPFUVTWEVWTCNCPFIGPGTCNFGUKIPGTUGPIKPGGTUEQPUWNVCPVUFTCWIJVUOGP
VTCEGTUCPFGPITCXGTUNKVJQITCRJGTURJQVQITCRJGTUDNWGRTKPVOCMGTUCTVKUVUKNNWUVTCVQTURTKPVGTURWDNKUJGTU
OCROQWPVGTUUWTXG[QTUYJQNGUCNGCPFTGVCKNUVCVKPGTUOQFGNOCMGTUCPFIGPGTCNEQPVTCEVQTU
6TCPURQTVCIGPVU
6Q GUVCDNKUJ OCKPVCKP CPF QRGTCVG CKT UJKRRKPI TQCF UGTXKEGU
RWDNKE RTKXCVG CPF CNN CPEKNNCT[
UGTXKEGUCPFHQTVJKURWTRQUGCPKPFGRGPFGPVWPFGTVCMKPIUVQRWTEJCUGVCMGKPGZEJCPIGEJCTVGTJKTG
DWKNFEQPUVTWEVQTQVJGTYKUGCESWKTGCPFVQQYPOCPCIGQVJGTUJKRUVTCYNGTUDCTIGUFTKHVGTUFTWIU
CPFXGUUGNUOQVQTCPFQVJGTXGJKENGUYKVJCNNPGEGUUCT[CPFEQPXGPKGPVGSWKROGPVUGPIKPGGTUIGCT
HWTPKVWTGCPFUVQTGUCPFVQOCKPVCKPTGRCKTſVKORTQXGPUWTGCNVGTUGNNGZEJCPIGQTNGVQWVQPJKTG
RWTEJCUGQTEJCTVGTQTQVJGTYKUGFGCNYKVJQTFKURQUGQHCP[QHVJGUJKRUXGUUGNUCPFXGJKENGUQTCP[
RCTVCPFURCTGUVJGTGQH
/KPGTCNU/GVCNU
6QETWUJYKPIGVSWCTT[UOGNVECNEKPGTGſPGFTGUUCOCNICOCVGOCPKRWNCVGCPFRTGRCTGHQTOCTMGV
QTGCPFOKPGTCNUWDUVCPEGUCPFVQECTT[QPCP[OGVCNNWTIKECNQRGTCVKQPU
+TTKICVKQPUGTXKEGU
6Q ECTT[ QP DWUKPGUU QH FGUKIPGTU FGXGNQRGTU OCPWHCEVWTGTU RTQFWEGTU HCDTKECVQTU CUUGODNGTU
OGTEJCPVUFGCNGTUGZRQTVGTUKORQTVGTUUGNNGTUTGUGNNGTUJKTGTUKPUVCNNGTUCPFTGRCKTGTUQHCNNV[RGQH
KTTKICVKQPU[UVGOUURTKPMNGTURQRGTCPURTC[4+5XCNXGUCPFEQPVTQNGSWKROGPVUJ[FTQTCKP$KYCNN
CPFſVVKPIUEQPVTQNNGTU&TKRGOKVVGTUQHCNNV[RGCPFFTKRKTTKICVKQPU[UVGOUHGTVKNK\GTUKPLGEVKQPRWORU
UCPFſNVGTUUETGGPſNVGTUſVVKPIU.&2QN[VJGPGVWDKPI2TGUUWTGIWCIGTUCPFCFCRVQTUUCPFUGRCTCVQTU
URTC[PQ\\NGUURTKPMNGTUVGPUKQPOGVGTU
9CTGJQWUKPI
6Q ECTT[ QP DWUKPGUU QH YCTGJQWUGOGP TGOQXGTU RCEMGTU JCWNKGTU VTCPURQTV ECTVCIG CPF JCWNCIG
EQPVTCEVQTUCPFCIGPVUFKUVTKDWVQTUUVQTGMGGRGTUCPFIGPGTCNRTQXKFGTUECTTKGTUEWUVQOCIGPVUENGCTKPI
HQTYCTFKPIVTCPURQTVCPFEQOOKUUKQPCIGPVUYJCTſPIGTUECTIQUWRGTPVGPFGPVULQDOCUVGTUOCUVGTU
OWECFCOUCPFVQTGEGKXGOQPG[UGEWTKVKGUXCNWCDNGCPFIQQFUCPFOCVGTKCNUQPFGRQUKVQTHQTUCHG
EWUVQF[CPFVQNGPFQTVQIKXGIWCTCPVGGQPVJGUGEWTKV[VJGTGQH
)NCUUFGCNGTU
6QECTT[QPDWUKPGUUCUOCPWHCEVWTGTUQHCPFFGCNGTUCPFYQTMGTUKPINCUUEJCKPCYCTGRQVVGT[GCTVJYCTG
IQNFCPFUKNXGTRNCVGFIQQFUOGVCNIQQFUJCPFDCIUNGCVJGTRNCUVKEDTCMGNKVGCPFTWDDGTIQQFUCPFCNN
MKPFUQHDQVVNGDQZGUECTVQPUTGEGRVCEKGUEQPVCKPGTUCPFECUGUOCFGQHECTFDQCTFOGVCNQTQVJGTYKUG
6KODGT9QQFQVJGTOGVCNRTQFWEV
6QECTT[QPDWUKPGUUCUOCPWHCEVWTGTUQHCPFFGCNGTUCPFYQTMGTUKPVKODGTJCTFYCTGUVGGNKTQPOGVCN
VGTTCEQVVCEGOGPVQHCP[MKPFNKOGDTKEMUOCTDNGUVKNGURKRGUUCPKVCT[CPFJQWUGJQNFſVVGTUDWKNFGTU
CPFFGEQTCVQTU
/CEJKPGVQQNUGSWKROGPV
6QECTT[QPDWUKPGUUCUOCPWHCEVWTGTUCPFFGCNGTUKPOCEJKPGUVQQNUCPFKORNGOGPVUTGSWKTGFHQTRTQEGUUKPI
CPFITKPFKPIECOGTCNGPUGUQRVKECNNGPUGUGNGEVTKECNCPFGNGEVTQPKEGSWKROGPVURNCPVOCEJKPGTKGUCPF
HWTPCEGUTGSWKTGFHQTVJGOCPWHCEVWTGCPFRTQEGUUKPIQHQRVKECNINCUUCPFCTVKENGUOCFGQHINCUU
9CVGTYQTMU
6QECTT[QPDWUKPGUUQHYCVGTYQTMU%QORCP[KPCNNKVUDTCPEJGUCPFVQUKPMYGNNUCPFUJCHVUCPFVQ
OCMGDWKNFCPFEQPUVTWEVNC[FQYPCPFOCKPVCKPFCOUTGUGTXQKTUYCVGTYQTMUEKUVGTPUEWNXGTVUſNVGT
DGFUOCKPCPFQVJGTRKRGUCPFCRRNKCPEGUCPFVQGZGEWVGCPFFQCNNQVJGTCEVUCPFVJPIUPGEGUUCT[QT
EQPXGPKGPVHQTQDVCKPKPIUVQTKPIUGNNKPIFGNKXGTKPIOGCUWTKPIFKUVTKDWVKPICPFFGCNKPIKPYCVGT
$TKEMU2QVVGT[
6QECTT[QPDWUKPGUUCUOCPWHCEVWTGTUQHCPFFGCNGTUKPDTKEMURQVVGT[VGTKEQVVCEGTCOKEUCPFUCPKVCT[
CPFFKUKPHGEVKPIRTGRCTCVKQPUEQMGEQCNEGOGPVQHCP[V[RGCPFCTVKſEKCNUVQPGUVQECTT[QPDWUKPGUU
CUSWCTT[OCUVGTUCPFUVQPGOGTEJCPVU
9CVGTRTQQHENQVJKPI
6QECTT[QPDWUKPGUUQHYCVGTRTQQHGTUCPFOCPWHCEVWTGTUKP+PFKCTWDDGTNGCVJGTNKOKVCVKQPNGCVJGT
NGCVJGTENQVJRNCUVKEQKNENQVJ.KPQNGWOVCTRCWNKPGJQURKVCNUJGGVKPIUCPFUWTIKECNDCPFCIGU
*QVGNCPF4GUVCWTGPV
6QECTT[QPDWUKPGUUQHJQVGNTGUVCWTCPVƀKIJVMKVEJGPECHHGVCXGTPDGGTJQWUGTGHTGUJOGPVTQQO
CPFNQFIKPIJQWUGMGGRGTUVJGCTVTKECNCIGPVUDQZQHſEGMGGRGTUEQPEGTVTQQORTQRTKGVQTUYKPGDGGT
CPFURKTKVOGTEJCPVUDTGYGTUOCUVGTUFKUVKNNGTUKORQTVGTUCPFOCPWHCEVWTGTUQHCTGCVGFOKPGTCNCPF
CTVKſEKCNYCVGTUCPFQVJGTFTKPMUUWTXG[QTUECVGTGTUQHRWDNKECOWUGOGPVUEQCEJECDCPFECTTKCIGCPF
OQVQTTGRCKTGTUICTCIGQYPGTUCPFRTQRTKGVQTULQDOCUVGTUHCTOGTUFCKT[OGPRQWNVT[KEGOGTEJCPVU
KORQTVGTUCPFDTQMGTUQHHQQFNKXGCPFFGCFUVQEMCPFEQNQPKCNCPFHQTGKIPRTQFWEGQHCNNFGUETKRVKQPU
RTQRTKGVQTUQHENWDUDCVJUCPFFTGUUKPITQQOU
1HſEGRTQFWEVU
6QECTT[QPDWUKPGUUQHOCPWHCEVWTGTUQHCPFFGCNGTUKPV[RGYTKVKPICPFQVJGTTKDDQPUKPMURCRGTU
UVCOR RCFU V[RGYTKVKPI OCEJKPGU V[RGYTKVGT RCTVU CEGUUQTKGU TGSWKUKVGU GSWKROGPVU QH CNN MKPFU
FWRNKECVKPICFFTGUUKPIECNEWNCVKPIEJGSWGYTKVKPICPFQVJGTOCEJKPGUCPFCRRNKCPEGUTGSWKTGFQTWUGF
HQTHCEVQT[QHſEGNCDQTCVQTKGUQTQVJGTYKUGCPFQVJGTQHſEGTGSWKUKVGUHWTPKVWTGſVVKPIUCRRNKCPEGU
CPFGSWKROGPVU
(QQFRTQFWEVU
6QECTT[QPDWUKPGUUCURTQFWEGTUQHCPFFGCNGTUKPHQQFUVWHHCPFHQQFRTQFWEVUQHGXGT[FGUETKRVKQP
YJGVJGTHQTJWOCPCPKOCNQTRQWNVT[CPFRKIIGT[EQPUWORVKQPſUJOKNMDWVVGTETGCOEJGGUGQKN
HTWKVUXGIGVCDNGUEQPHGEVKQPGT[UYGGVOGCVUUWICTLCOULGNNKGURKEMNGUFTKPMUDGXGTCIGUFKUVKNNGTU
CPFOCUVGTUKPCNNKVUDTCPEJGU
4GCF[OCFGICTOGPVU
6QECTT[QPDWUKPGUUQHTGCF[OCFGQTOCFGVQOGCUWTGICTOGPVUOCPWHCEVWTGTUFTCRGTUCPFJQUKGTU
ENQVJKGTU FTGUU OCMGTU EWUVQOGTU FTGUU CIGPVU VCKNQTU CPF QWVſVVGTU CPF CU OCPWHCEVWTGTU QH CPF
FGCNGTUKPVCRGUVT[PGGFNGYQTMPGEMYGCTVKGUEQNNCTUEWHHUUECTXGUEGNNUVKPUGNCPFVKPUGNHCDTKEUHQT
RGTUQPCNQTJQWUGJQNFWUGFGEQTCVKQPQTPCOGPVU
(CDTKEU
6Q ECTT[ QP DWUKPGUU QH F[GKPI DNGCEJKPI OGTEGTK\KPI ECNGPFGTKPI RTKPVKPI EQODKPI RTGRCTKPI
URKPPKPIYGCXKPIOCPWHCEVWTKPIUGNNKPIDW[KPICPFQVJGTYKUGFGCNKPIKP[CTPENQVJCPFQVJGTIQQFU
CPFHCDTKEUOCFGHTQOTCYEQVVQPƀCZJGORLWVGYQQFCPFQVJGTOCVGTKCNU
4GCNGUVCVG
6QECTT[QPDWUKPGUUCUCWEVKQPGTUNCPFCPFGUVCVGCIGPVUCPFTGPVEQNNGEVQTUCXGTCIGCFLWUVGTU[CVEJ
CIGPVUCPFDTQMGTUCUUGUUQTUCRRTCKUGTUUWTXG[QTUDTQMGTUCPFXCNWTGUCPFſPCPEGDTQMGTUKPTGURGEV
QHCNNENCUUGUQHRTQRGTV[DQVJTGCNCPFRGTUQPCNVQVCMGUVQEMCPFRTGRCTGKPXGPVQTKGUVQRWTEJCUGVQUGNN
QTQVJGTYKUGFGCNKPTGCNCPFRGTUQPCNRTQRGTV[CPFVQDWKNFWRQPGZRNQKVCPFFGXGNQRCP[NCPFQYPGF
D[VJG%QORCP[HTQOVKOGVQVKOGEQPUVTWEVQYPOCPCIGCPFNGVCWEVKQPTQQOUVQſPCPEGDWKNFGTU
CPFVQVCMGRCTVKPFGXGNQROGPVCPFGZRNQKVCVKQPQHCP[MKPFQHRTQRGTV[CPFIGPGTCNN[VQWPFGTVCMGCP[
DWUKPGUUYQTMQTVTCPUCEVKQPWUWCNN[WPFGTVCMGPD[CWEVKQGTUGUVCVGCIGPVUQTXCNWGTUQTYJKEJOKIJV
CFXCPVCIGQWUN[DGECTTKGFQPD[VJGO
'NGEVTQPKEIQQFU
6QECTT[QPDWUPGUUCUOCPWHCEVWTGTUCPFFGCNGTUKPTCFKQUVGNGXKUKQPUGVUTCFKQTGEGKXKPICPFVTCPUOKVVKPI
UGVUCPFVJGKTEQORQPGPVURCTVUYKTGNGUUCRRCTCVWUVGNGXKUKQPUXKFGQUEQORWVGTUGNGEVTQPKEIQQFU
CPFVJGKTEQORQPGPVUCPFURCTGUCPFCRRNKCPEGU
6TCPURQTVQRGTCVQTU
6QECTT[QPDWUKPGUUQHOCPWHCEVWTGTUJKTGTUTGRCKTGTUENGCPGTUUVQTGTUYCTGJQWUGTUQHOQVQTECTU
OQVQTE[ENGUE[ENGECTUUEQQVGTUE[ENGUDKE[NGUCPFECTTKCIGUNCWPEJGUDQCVUCPFXCPUCPFQVJGT
EQPXG[CPEGQHCNNFGUETKRVKQPUCPKOCNQTQVJGTRQYGTUCPFQHGPIKPGUEJCUUKUDQFKGUCPFQVJGTVJKPIU
WUGFHQTQTKPQTKPEQPPGEVKQPYKVJOQVQTUCPFKPVJGEQPUVTWEVKQPQHCP[VTWEMQTUWTHCEGCFQRVGFHQT
VJGKTWUG
#ITKEWNVWTCNUGTXKEGU
6Q ECTT[ QP DWUKPGUU QH OCTMGVKPI RTQEGUUKPI UVCPFCTFKUKPI ITCFKPI UQTVKPI RCEMKPI DCPFKPI
KPXGUVKICVKPIOCTMGVTGUGCTEJUVQTKPIYCTGJQWUKPIEQNFUVQTCIGFKUVTKDWVKPIVTCPURQTVKPIEQPXGTVKPI
OCKPVCKPKPI CPF TGPFGTKPI CUUKUVCPEG CPF UGTXKEGU KPENWFKPI DW[KPI UGNNKPI GZEJCPIKPI CNVGTKPI
RTQFWEKPIKORTQXKPIOCPWHEVWTKPICPFFGCNKPIKPCITKEWNVWTCNRTQFWEGCITKEWNVWTCNQRGTCVKQPUCPF
CITKEWNVWTCN KPRWVU KPENWFKPI QRGTCVKQPU CPF CITKEWNVWTCN KPRWVU KPENWFKPI HGTVKNK\GTU OCPWTGU RNCPV
RTQVGEVKQPOCVGTKCNUOCEJKPGT[CPFKTTKICVKQPOCVGTKCNU
5QEKCN0CVKQPCN'EQPQOKE
6QVCMGWRQDLGEVUQHUQEKCNGEQPQOKECPFPCVKQPCNKORQTVCPEGKPENWFKPITWTCNWRNKHVOGPVWRNKHVOGPV
QHRQQTGEQPQOKECNN[DCEMYCTFCPFVJGYGCMGTUGEVKQPUKPCNNRQUUKDNGOGCPUCPFYC[U
#6QECTT[QPVJGDWUKPGUUQHOCPWHCEVWTKPIFKUVTKDWVKQPIGPGTCVKQPVTCPUOKUUKQPUWRGTXKUKQPUWRRN[
CPFUCNGQHCNNV[RGUQHRQYGTYJGVJGTEQPXGPVKQPCNCPFQTPQPEQPXGPVKQPCNRQYGTIGPGTCVKQPKPENWFKPI
OGEJCPKECNJ[FTCWNKEJ[FGNICUYKPFHCTOUQNCTD[WUKPIUQNKFNKSWKFICUGQWUQTQVJGTHQTOQHHWGN
U
KPENWFKPIEQPXGPVKQPCNCUYGNNCUPQPEQPXGPVKQPCNHWGNUCPFQTCP[QVJGTHQTOQHGPGTI[KPRWVCPF
QTICPKUGCPKPVGITCVGFCPFGHſEKGPVFGXGNQROGPVQHGNGEVTKECNGPGTI[CUUQEKCVGFU[UVGOUKPCEEQTFCPEG
YKVJVJG0CVKQPCN5VCVGGEQPQOKERQNKEKGUCPFQDLGEVKXGUNCKFFQYPD[)QXGTPOGPVCPFVQGZRNQKVVJG
CPEKNNCT[D[RTQFWEVKQPKPENWFKPIECTDQPETGFKV
$6QIGPGTCVGVTCPUOKVFKUVTKDWVGUWRRN[CPFUGNNRQYGTVQVJKTFRCTV[CPFQTVQEGPVTCN)QXGTPOGPV5VCVG
)QXGTPOGPVU2QYGTVTCFKPIEQORCPKGU+PFWUVTKGUKPENWFKPIEQOOGTEKCNTGUKFGPVKCNGUVCDNKUJOGPVU
QTVQCP[QVJGTEQPUWOGTUQH'NGEVTKEKV[CPFCNUQHQTECRVKXGEQPUWORVKQPGKVJGTFKTGEVN[QTVJTQWIJ
VTCPUOKUUKQP NKPGU CPF HCEKNKVKGU QH %GPVTCN )QXGTPOGPV 5VCVG )QXGTPOGPVU 'NGEVTKEKV[ $QCTFU
/WPKEKRCNDQFKGUQTCP[QVJGTGPVKVKGUYJGVJGTKP2WDNKEQTKP2TKXCVG5GEVQTQHVJGRQYGTOCPWHCEVWTG
IGPGTCVKQPVTCPUOKUUKQPCPFFKUVTKDWVKQP
%6QRNCPFGXGNQRCPFUGVWR2QYGT2NCPVU2TQLGEVURQYGTUVCVKQPUFKUVTKDWVKQPEGPVTGUCPFVQFGUKIP
OCPWHCEVWTG CUUGODNG UWRRN[ GTGEV EQOOKUUKQP VGUV OCKPVCKP VTQWDNG UJQQV TGRCKT CPF UGTXKEG
VTCPUOKUUKQPFKUVTKDWVKQPHCEKNKVKGUCPFVQEQPUVTWEVNC[FQYPGUVCDNKUJſZGTGEVCPFOCKPVCKPRQYGT
UVCVKQPURQYGTIGPGTCVKPIOCEJKPGT[CPFCNNQVJGTV[RGUQHRNCPVCPFOCEJKPGT[GNGEVTKECNGSWKROGPV
CPFECDNGUYKTGUNKPGUCEEWOWNCVQTURNCPVOQVQTUOGVGTUCRRCTCVWUOCVGTKCNUEQORWVGTCPFEQPVTQN
GSWKROGPVVTCPUOKUUKQPNKPGUſVVKPIUCRRCTCVWUCPFVJKPIUEQPPGEVGFYKVJVJGRTQFWEVKQPIGPGTCVKQP
WUGUVQTCIGOGCUWTGOGPVVTCPUOKUUKQPUWRRN[CPFFKUVTKDWVKQPQHVJGRQYGTKPVJGECRCEKV[QHRTKPEKRCNU
EQPVTCEVQTU QT QVJGTYKUG CPF VQ RTQXKFG EQPUWNVCPE[ GZRGTV UGTXKEGU CFXKUGU FGUKIPU FTCYKPIU KP
TGNCVKQPVQUWRGTXKUKQPCPFEQPVTQNQHRQYGTKP+PFKCCPFCDTQCF
&6QRWTEJCUGCESWKTGUGNNVCMGQTIKXGQPNGCUGQTKPGZEJCPIGNKEGPEGQTEQPEGUUKQPQTQVJGTYKUG
CDUQNWVGN[ QT EQPFKVKQPCNN[ UQNGN[ QT LQKPVN[ YKVJ QVJGTU CPF OCMG EQPUVTWEV OCKPVCKP YQTM JKTG
QYPJQNFKORTQXGCNVGTOCPCIGNGVUGNNFKURQUGQHHQTGZEJCPIGNCPFUDWKNFKPIUYQTMUHCEVQTKGU
YQTMUJQRUYCTGJQWUGUOCEJKPGT[CPFCRRCTCVWUYCVGTTKIJVUYC[NGCXGUVTCFGOCTMURCVGPVUCPF
FGUKIPURTKXKNGIGUQTTKIJVUQHCP[FGUETKRVKQPQTMKPFKPEQPPGEVKQPYKVJIGPGTCVKQPQTVTCPUOKUUKQPQH
2QYGTŒ
&ODXVH$WR'LQVHUWHGYLGHUHVROXWLRQSDVVHGE\ZD\RI3RVWDO%DOORWRQ
#PFKVKUJGTGD[FGENCTGFVJCV
C 6JGQDLGEVUKPEKFGPVCNQTCPEKNNCT[VQVJGCVVCKPOGPVQHVJGOCKPQDLGEVUQHVJG%QORCP[CUCHQTGUCKFUJCNNCNUQ
DGKPEKFGPVCNCPFCPEKNNCT[VQVJGCVVCKPOGPVQHVJGQVJGTQDLGEVUQHVJG%QORCP[JGTGKPOGPVKQPGF
D 6JGQDLGEVUUGVHQTVJKPGCEJQHVJGUGXGTCNENCWUGUQHRCTCITCRJ+++JGTGQHUJCNNGZVGPFVQCP[RCTVQHVJGYQTNF
E 5WDLGEVVQVJGRTQXKUKQPUQHVJG%QORCPKGU#EVVJGQDLGEVUUGVHQTVJKPCP[ENCWUGQHUWDRCTCITCRJ
%CDQXG
UJCNNDGKPFGRGPFGPVCPFUJCNNDGKPPQYC[NKOKVGFQTTGUVTKEVGFD[TGHGTGPEGHTQOVJGVGTOUQHCP[QHVJGENCWUGU
QHUWDRCTCITCRJ
#QTD[VJGPCOGQH%QORCP[QTVJGQDLGEVUVJGTGKPURGEKſGFQTVJGRQYGTUVJGTGD[EQPHGTTGF
UJCNNDGFGGOGFUWDUKFKCT[QTCWZKNKCT[OGTGN[VQVJGQDLGEVUOGPVKQPGFKPCP[QHVJGENCWUGUQHUWDRCTCITCRJ
#
F 0QVJKPIKPVJKURCTCITCRJUJCNNCWVJQTKUGVJG%QORCP[VQFQCP[DWUKPGUUYJKEJOC[HCNNYKVJKPVJGRWTXKGYQH
VJG$CPMKPI4GIWNCVKQP#EVQTVJG+PUWTCPEG#EV
+8 6JGNKCDKNKV[QHVJG/GODGTUKUNKOKVGF
8 #WVJQTKUGF5JCTG%CRKVCN
6JG#WVJQTKUGF5JCTG%CRKVCNQHVJG%QORCP[KU4U
4U6YQJWPFTGFPKPGV[UGXGPETQTGU6JKTV[
.CEUQPN[FKXKFGFKPVQ1TFKPCT['SWKV[5JCTGUQH4UGCEJ4GFGGOCDNG2TGHGTGPEG
UJCTGUQH4UGCEJCPF'SWKV[5JCTGU&KHHGTGPVKCN8QVKPI4KIJVU
&84'SWKV[5JCTGUQH
4UGCEJYKVJRQYGTVQKPETGCUGQTTGFWEGVJGECRKVCNCPFVQFKXKFGUJCTGUKP%CRKVCNHQTVJGVKOGDGKPIKPVQ
UGXGTCNENCUUGUCPFVQCVVCEJVJGTGVQTGURGEVKXGN[UWEJRTGHGTGPVKCNFGHGTTGFSWCNKſGFQTURGEKCNTKIJVU
YJGVJGT
TGNCVKPIVQFKHHGTGPVKCNTKIJVUQHFKXKFGPFUXQVKPIQTQVJGTYKUGRTKXKNGIGUQTEQPFKVKQPUCUOC[DGFGVGTOKPGFD[
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THE COMPANIES ACT, 1956
COMPANY LIMITED BY SHARES
ARTICLES OF ASSOCIATION
OF
JAIN IRRIGATION SYSTEMS LIMITED
2. The marginal notes hereto shall not affect the construction hereof any provision.
DEFINITIONS
Interpretation
In the interpretation of these Articles, unless repugnant to the subject or context,
“Act” means the Companies Act, 2013 or any statutory modification or re-enactment thereof for the time
being in force.
“Additional Director” shall mean a Director appointed by the Board in accordance with the provisions of
Section 161 of the Act and these Articles.
“Annual General Meeting” means a meeting of the members held in accordance with the provisions of
Section 96 of the Act.
“Applicable Law”* means all applicable provisions of all (a) constitutions, treaties, statutes, laws
(including the common law), codes, rules, regulations, ordinances or orders of any Governmental Authority,
(b) Governmental Approvals (c) orders, decisions, injunctions, judgments, awards and decrees of or
agreements with any Governmental Authority and (d) any order or any rule of common law or principle of
equity and includes the SEBI (LODR), Regulations, 2015;
“Appointment Event” means (i) any material breach by the Company of the Mandala Agreement (as
defined below), which if capable of cure, is not cured within 30 days from the date of receipt of written
notice thereof; or (ii) any material breach by parties, other than the Mandala or its Affiliates, of the Food
Documents, which if capable of cure is not cured within 30 days from the date of receipt of written notice
thereof; or (iii) an initial public offering of equity shares of Jain Foods not occurring after five years of
closing of the investment by the Mandala or its Affiliates in Jain Foods in accordance with the Foods
Documents; or (iv) any breach by the Company of the provisions of Section 8 of the Mandala Agreement
that is not cured within 30 days from the date of receipt of written notice thereof.
For purpose of this Article, Mandala Agreement means “the Debenture Subscription Agreement dated 14th
December, 2015 entered between the Company and Mandala and includes, its schedules and attachments and
any amendments to the foregoing.
1
“The Articles” or “These Articles” shall mean the Articles of Association of the Company for the time
being in force.
“Auditors” means and include those persons appointed as such for the time being as the statutory auditors
cost auditor and internal auditors of the Company in accordance with the Act and also under the Companies
(Audit and Auditors) Rules, 2014 as may be amended and modified from time to time.
“Beneficial Owner” for the purposes of Article 26(a) hereof shall mean a Person or Persons whose name is
recorded as such with a depository of as defined in clause (a) of Sub Section (1) of Section 2 of the
Depositories Act, 1996.
“Board” shall mean the Board of Directors of the Company constituted in accordance with the provisions of
the Act and These Articles.
“Business Days”* means any day other than a Saturday, Sunday or any day on which banks in Mauritius or
Mumbai in India are closed;
“Consent”* means any notice, consent, approval, authorization, waiver, permit, grant, concession,
agreement, license, certificate, exemption, order or registration, of, with or to any Person;
“Control”* (including with correlative meaning, the terms “Controlled by” and “under common Control”
with) means the power and ability to direct the management and policies of the controlled enterprise through
ownership of voting shares of the controlled enterprise or by contract or otherwise. An ownership of voting
shares/interest of 10% or more in/of a Person shall be deemed to amount to Control over such Person;
The Company or “This Company” shall mean JAIN IRRIGATION SYSTEMS LIMITED.
“Depository” shall mean a Depository as defined under Clause (e) of sub-Section (1) of Section 2 of the
Depositories Act, 1996.
“Depositories Act, 1996” means the Depositories Act, 1996 and shall include any statutory Modifications of
reenactment thereof for the time being in force.
“Director” shall mean a validly appointed member of the Board and includes an Additional Director. Unless
the context otherwise requires, any reference herein to a Director shall be deemed to include a reference to
any Alternate Director nominated to substitute for such Director.
“DVR Shares”* shall mean the Equity Shares issued by the Company with differential voting rights;
“Electronic Voting System” shall have the meaning ascribed to it under Rule 20 (1) (iv) of Companies
(Management and Administration) Rules, 2014.
“Equity Shares” shall mean (i) the ordinary equity Shares of the Company, par value Rupees two (2) per
Share, and (ii) any other class of ordinary equity Shares of the Company provided that Equity Shares shall
not include any preference Shares of the Company.
“Equity Securities”* means, with respect to any Person, such Person’s equity capital, membership interests,
partnership interests, registered capital, joint venture or other ownership interests (including in the case of the
Company, Equity Shares, the DVR Shares, the equity warrants and the EDRs) or any options, warrants,
convertible preference shares, loans or other securities that are directly or indirectly convertible into, or
exercisable or exchangeable for, such equity capital, membership interests, partnership interests, registered
capital, joint venture or other ownership interests (whether or not such derivative securities are issued by such
Person and whether or not then currently convertible, exercisable or exchangeable);
“ESOP” means Employee Stock Option Plan as may be approved by shareholders in General Meeting under
the SEBI (Share Based Employee Benefits) Regulations, 2014 (SEBI Guidelines).
2
“Extra ordinary General Meeting” means an Extra Ordinary General Meeting of the members duly called
and constituted or any adjourned meeting thereof.
“Food Documents” means the Securities Subscription and Shareholders Agreement dated as of the date
hereof entered into among the Mandala’s Affiliate, the Company, promoters of the Company, Jain Processed
Foods Trading and Investments Pvt. Ltd. and Jain Foods and all other documents as may be executed by or
among one or more of the parties thereto in connection with the transactions contemplated thereunder.
“Founders” shall mean Bhavarlal H. Jain, Ashok B. Jain, Jyoti A Jain, Arohi A. Jain, Aattaman A. Jain, Anil
B. Jain, Nisha A. Jain, Athang A. Jain, Amoli A. Jain, Ashuli A. Jain, Ajit B. Jain, Shobhana A. Jain,
Abhedya A. Jain, Abhang A. Jain, Atul B. Jain, Bhavana A. Jain, Ashok B. Jain for PVC Trading House,
Ashok B. Jain for Jalgaon Udyog, Ashok B. Jain for Jain Computers & Allied Services, Ajit B. Jain for
Plastic Enterprises, Anil B. Jain for Drip & Pipe Suppliers and Atul B. Jain for Jain Sons Investment
Corporation, M/s Jain Brothers Industries Private Limited, M/s Jalgaon Investment Private Limited, Jain
Family Holding Trust, Jain Family Investment Trust, Jain Family Enterprise Trust, Jain Family Investment
Management Trust, Jain Family Trust and their respective heirs, executors, administrators and permitted
assigns. The term ‘founders’ shall be deemed to include both the named natural person listed above as the
registered holder of Equity Shares and Plastic Enterprises, Jain Sons Investments Corporation, Jain Computer
& Allied Services, Jalgaon Udyog, PVC Trading House or Drip & Pipe Suppliers, in each case as indicated
above, as the beneficial owner of such Equity Shares. Unless other specified expressly or by necessary
implication, the Founders shall mean all the Founders as a group.
“Fully Diluted Basis”* mean that the calculation should be made assuming that all outstanding options,
warrants and other Equity Securities convertible into or exercisable or exchangeable for Equity Shares
(whether or not by their term then currently convertible, exercisable or exchangeable) including assuming
that all the equity warrants, Existing ESOP, Equity Securities have been issued, and have been fully
converted, exercised or exchanged);
“General Meeting” means a meeting of the Members, which includes Extra ordinary General meeting.
“Government Authority”* means any nation or government or any province, state or any other political
subdivision thereof; any entity, authority or body exercising executive, legislative, judicial, regulatory or
administrative functions of or pertaining to government, including any government authority, agency,
department, board, commission or instrumentality of India or other applicable jurisdiction (as applicable), or
any political subdivision thereof or any other applicable jurisdiction; any court, tribunal or arbitrator and any
securities exchange or body or authority regulating such securities exchange;
“Governmental Approval”* means any Consent of, with or to any Governmental Authority;
“Internal Auditor(s)” means and include those individuals/firm appointed as such by the Board as the
internal auditor(s) of the Company, as may be applicable, under the Act and also under the Companies (Audit
and Auditors) Rules, 2014 amended and modified from time to time.
“Jain Foods” means Jain Farm Fresh Foods Limited, a public limited company, registered under the
Companies Act, 2013 with its registered office at Gat No. 139/2, Jain Valley, Shirisoli, Jalgaon, Maharashtra
– 425002;
“Mandala”, means any other person who, directly or indirectly through one or more intermediaries Controls,
is Controlled by, or is under common Control with, the first-mentioned person, and (a) with respect to an
individual shall be deemed to include a relative, as per provisions of the Act; of such individual, and (b) with
respect to the Mandala shall also be deemed to include: (i) any alternative investment or co-investment fund,
entity or company (including without limitation, any investment trust, limited partnership or general
partnership) managed by the general partner of any of the Mandala or its Affiliates, or to which the general
partner of any of the Mandala (or its Affiliates) has provided management or consulting services or capital
3
(ii) any successor investment fund, vehicle or company to the Mandala, (iii) any person that, directly or
indirectly Controls, is Controlled by or under the common Control of the Mandala and/or any person referred
in (i) and (ii) above.
For removal of any doubts, “Control” with respect to Mandala Affiliates shall mean “the ability to direct or
cause the direction of, the management and policies of a person, whether through: the direct or indirect
ownership of more than 50% of the voting securities of such person; or the right to, directly or indirectly,
appoint or remove a majority of the members of the board of directors or other governing body of such
person; or otherwise. Cognate expressions such as “Controls”, “Controlled” and “Controlling” shall be
accordingly construed.
“Mandala Director” has the meaning ascribed to in Article 111B (ii).
“Mandala Observer” has the meaning ascribed to in Article 111B (i).
“Mandala Rose Co- Investment Limited” or “Mandala” a company formed under the laws of Mauritius.
“Members” shall have the meaning ascribed to it under sub-Section 55 of Section 2 and shall mean a
registered holder, from time to time, of an Equity Share in the Company.
“Office” means the Registered Office for the time being of the Company.
“Ordinary Resolution” and “Special Resolution” shall have the meanings assigned to these terms under
Section 114 of the Act.
“Ordinary Course of Business” shall mean the ordinary course of business consistent with past custom and
practice (including with respect to quantity and frequency), but only to the extent consistent with applicable
Law and the custom of entities engaged in the same businesses as the Existing Business.
“Paid - Up” includes credited as paid-up.
“Person” means any individual, corporation, company, limited liability company, association, joint stock
company, partnership or other legal entity, branch of any legal entity, joint venture, trust or unincorporated
organization, or Governmental Entity.
“Postal Ballot” shall have the meaning ascribed to it under sub-Section 65 of Section 2 and shall mean
voting by post or through any electronic mode.
“Proxy” shall mean an individual authorized by a duly executed instrument in the prescribed form and in
accordance with Articles 99 to 106 of these Articles to attend and vote for a Member at a General Meeting
on a poll.
“Promoters”* shall mean and include Shri. Bhavarlal Jain, Shri Ashok B. Jain, Smt Jyoti Ashok Jain, Ms.
Arohi Ashok Jain, Shri Aattaman Ashok Jain, Shri Anil Bhavarlal Jain, Smt. Nisha Anil Jain, Shri Athang
Anil Jain, Ms. Amoli Anil Jain, Ms. Ashuli Anil Jain, Shri Ajit Bhavarlal Jain, Smt. Shobhana Ajit Jain, Shri
Abhedya Ajit Jain, Shri Abhang Ajit Jain, Shri Atul Bhavarlal Jain, Smt. Bhavana Atul Jain, Shri Anmay
Atul Jain, M/s Jain Brothers Industries Private Limited, M/s Jalgaon Investment Private Limited, Jain Family
Holding Trust, Jain Family Investment Trust, Jain Family Enterprise Trust, Jain Family Investment
Management Trust and Jain Family Trust;
“Records” means any register, index, agreement, memorandum, minutes, or any other documents required
by the Act or rules made thereunder to be kept by the Company.
“Register of Members” means the Register of Members to be kept pursuant to the Act.
“Registrar” means the Registrar of Companies.
“Related Party” with reference to a Company shall have the meaning assigned to it under Section 2(76) of
the Act and Rule 3 of the Companies (Specification of definitions details) Rules, 2014.
4
“Relative”* shall have the meaning ascribed to it under Section 2(77) of the Act and Rule 4 of the
Companies (Specification of definitions details) Rules, 2014;
“Seal” Means the Common Seal for the time being of the Company.
“SEBI” means the Securities and Exchange Board of India.
“Secretary” has the meaning set out in Article 152 and includes a temporary or Assistant Secretary or any
Person or Persons appointed by the Board to perform any of the duties of Secretary.
“Securities” shall have the meaning provided to this term under the Securities Contract Regulation Act,
1956, as amended.
“Share” means share in the paid-up share Capital of the Company.
“Statutory Auditor(s)” means and include those persons appointed as such for the time being as the
statutory auditor(s) of the Company under the Act and also under the Companies (Audit and Auditors)
Rules, 2014 amended and modified from time to time.
“Stock Exchange”* shall mean the Bombay Stock Exchange Limited, the National Stock Exchange of India
Limited and/or any other recognized stock exchange on which the Equity Shares of the Company are listed;
“Subsidiary”* means a subsidiary within the meaning of sub-Section 87 of Section 2 of the Act;
Words importing the masculine gender also include, the feminine gender.
*(Inserted as per resolution passed in the EGM dated 26.11.2012)
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
5
6. New-Capital same as existing capital
Except so far as otherwise provided by the conditions of issue or by these presents, any capital raised by
creation of new shares shall be considered as part of the original capital, and shall be subject to the
provisions herein contained with reference to the payment of calls and installments, forfeiture, lien,
surrender, transfer and transmission, voting rights and otherwise.
6A Pre-emptive right
IFC shall have the right to purchase New Securities on a pro rata basis (as of immediately) prior to the
issuance of the New Securities, however in the event of IFC’s Shareholding in the Company falling below
1% in the Share Capital of the Company, the rights granted to IFC hereunder shall terminate and be of no
further force and effect.
In the event, the Company proposes to issue New Securities (other than under a rights issue), the Company
shall give IFC a written notice of its intention describing the New Securities, their price and their general
terms specifying IFC’s pro-rata share, of such issuance. IFC shall have thirty (30) days after any such notice
is mailed or delivered to agree to purchase up to its pro rata share of the New Securities for the price and on
the terms specified in such notice.
For the purpose of this Article:
“New Securities” shall mean any shares or Share Equivalents of the Company and does not include:
(i) Shares (or options to purchase Equity Shares) issued or issuable to officers, directors and employees
of, or consultants to, the Company pursuant to the Company’s duly approved employee stock option
plan; and
(ii) Shares issuable upon the exercise or conversion of Share Equivalents issued to a third party investor
(not being a Related Party of any Sponsor) by the Company for an aggregate amount not exceeding
USD 20,000,000 or its Rupee equivalent.
“Share Equivalents” mean preference shares, bonds, loans, warrants, options or other similar instruments
or securities which are convertible into or exercisable or exchangeable for, or which carry a right to
subscribe for or purchase, Equity Shares;
“IFC” shall mean International Finance Corporation having its office at 2121 Pennsylvania Avenue, N. W. ,
Washington D. C. 20433 USA; ”
(Inserted vide resolution passed in the AGM dated 30.9.2009)
6B deleted vide Special Resolution passed at 29th AGM dated 30th September, 2016.
7. Reduction of Capital
Subject to, any incident authorised and consent required by law, the Company may from time to time by
Special Resolution, reduce its share capital, any Capital Redemption Reserve Account and Securities
Premium Account in any manner for the time being authorised by law
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
a) consolidate and divide all or any of its Share Capital into shares of larger amount than its existing
shares;
6
b) sub-divide its existing shares or any of them into shares of smaller amount than is fixed by the
memorandum;
c) cancel any shares which at the date of the passing of the resolution have not been taken or agreed to be
taken by any other person.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
9. Modification of Rights
a) Subject to the provisions of Section 55 of the Act whenever the increase of capital is by reason of
the issue of preference shares, any such preference shares may be issued on the terms that they are
to be redeemed on such terms and in such manner as the Company before the issue of shares may
by special resolution determine.
b) If at any time the Share Capital is divided into different classes of shares, the rights attached to any
class (unless otherwise provided by the terms of issue of the shares of that class) may, subject to
the provisions of Section 48 of the Act and whether or not the Company is being wound up, be
varied with the consent in writing of the holders of three-fourths of the issued shares of that class,
or with the sanction of a special resolution passed at a separate meeting of the holders of the shares
of that class.
c) To every such separate meeting the provisions of these Articles relating to general meeting shall
mutatis mutandis apply, but so that the necessary quorum shall be at least two persons holding at
least one-third of the issued shares of that class in question.
d) The rights conferred upon the holders of the shares of any class issued with preferred or other
rights shall not unless otherwise expressly provided by the terms of issue of the shares of that class
be deemed to be varied by the creation or issue of further shares ranking pari passu therewith.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
However, the Board of Directors are authorized to purchase of its shares or other specified securities (“buy
back”) subject to fulfillment of following conditions –
a) such buy back is less than ten percent or the total paid up equity capital and free reserves of the
Company;
7
b) such buy back has been authorised by the Board by means of resolution passed at its meeting;
c) such buy back is out of (a) free reserves; (b) securities premium account; or (c) proceeds of the
issue of any shares or other specified securities;
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
i) Register of Members indicating separately for each class of equity and preference shares held
by each member residing in or outside India;
ii) register of debenture holders; and
iii) register of any other security holders.
b) The Company shall also keep and maintain a register and Index of beneficial owners through by a
depository under Section 11 of the Depositories Act, 1996. Every register maintained shall include
an index of names included therein.
c) The Company shall be authorised to keep in any country outside India a part of the Register
containing the names and particulars of the members, debenture holders or any security holders or
beneficial owners’ parties residing outside India.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
8
16. Employee stock options
The Board, or a Committee of the Board authorized for this purpose by the Board, may, subject to SEBI (
Share Based Employee Benefits) Rules, 2014 and other provisions of law, issue, grant and allot to
employees (whether in India or abroad) of the Company (or any of its associate, subsidiary or holding
company) of the Company stock options, equity shares or other securities, cashless options, stock
appreciation rights, phantom options or any variant options, shares, rights or securities) under any scheme of
Employees Stock Options and Shares or other Schemes. Without prejudice to the generality of the foregoing
and in particular:
1) Employees shall for this purpose include Directors of the Company, whether whole-time or not.
2) The issue of securities may be under a cashless scheme of options.
3) Loans may be granted to the proposed allottees of securities for acquiring the securities.
4) The Company may set up a Trust for the purpose of administration of any of such Schemes.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
9
allotment or within one month after the application for the registration of transfer or transmission or
within such other period as the conditions of issue shall be provided:-
(i) one certificate for all his shares without payment of any charges; or
(ii) several certificates each for one or more of his shares upon payment of fifty rupees for
each certificate after the first.
(iii) every certificate shall be under the seal and shall specify the shares to which it relates and
the amount paid-up thereon.
(iv) in respect of any shares or shares held jointly by several persons, the Company shall not be
bound to issue more than one certificate for a share to one of several joint holders shall be
sufficient delivery to all such holders.
b) A director may sign a share certificate by affixing his signature thereon by means of any machine,
equipment or other mechanical means, such as engraving or other metal or lithography, but not by
means of a rubber stamp, provided that the Director shall be responsible for the safe custody of such
machine, equipment or other material used for the purpose.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
b) The provisions of Articles 21 and 22 shall mutatis mutandis apply to debentures of the Company.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
24. Company not bound to recognise any interest in share other than registered holder
Except as ordered by a Court of Competent jurisdiction or as may by law required, the Company shall be
entitled to treat the person whose name appears on the Register of Members as the holder of any share or
whose name appears as the beneficial owner of shares in the records of the Depository, as the absolute owner
thereof. Accordingly the Company shall not be bound to recognise any equitable, contingent, future or
10
partial interest, benami, trust or other claim to or interest in any share, or (except only as is by these Articles
otherwise expressly provided) any right in respect of a share other than an absolute right thereto, on the part
of any other person whether or not it shall have expressed or implied notice thereof. The Board shall be at
liberty at their discretion to register any share in the joint names of any two or more persons or the survivor
or survivors of them.
DEMATERIALISATION OF SECURITIES
25. a) Dematerialisation of securities
The Company shall be entitled to dematerialise its existing shares, debentures and other securities,
rematerialise its shares, debentures and other securities held in the Depositories and / or offer its fresh shares
and debentures and other securities in a dematerialised form pursuant to the Depositories Act, 1996 and the
rules framed there under, if any.”
b) Option for investors
Every person subscribing to or holding Shares, debentures and other securities of the Company shall have
the option to receive security Certificates or to hold the Shares, debentures and other securities with a
depository. Such a person who is the beneficial owner of the securities can at any time opt out of a
depository, if permitted by the Law, in respect of any Shares, debentures and other securities in the manner
provided by the Depositories Act, 1996 and the Company shall, in the manner and within the time
prescribed, issue to the beneficial owner the required Certificates of Shares, debentures and other Securities.
If a person opts to hold his Shares, debentures and other securities with a depository, the Company shall
intimate such depository the details of allotment of the Shares, debentures and other securities and on receipt
of the information, the depositary shall enter in its record, the name of the allot tee as the beneficial owner of
the Shares, debentures and other securities.
c) Securities in Depositaries and beneficial owner
All Shares, debentures and other Securities held by a depository shall be dematerialised and be in fungible
form. Nothing contained in Sections 89 and 112 of the Act shall apply to a depository in respect of the
Shares, debentures and other Securities held by it on behalf of the Beneficial Owners.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
11
e) Service of Documents on the company
Notwithstanding anything in the Act or these Articles to the contrary, where Shares, debentures and other
securities are held in a depository, the records of the beneficial ownership may be served by such
depositary on the Company by means of electronic mode or by delivery of floppies or discs.
f) Intimation to Depositary
Notwithstanding anything contained in this Article 25 (a) where Shares, debentures and other securities
are dealt with in a depository, the Company shall intimate the details of allotment of Shares, debentures
and other securities to depository immediately on allotment of such Shares, debentures and other
securities.
g) Distinctive numbers of securities held in a depositary
Nothing contained in the Act or these Articles regarding the necessity of having distinctive numbers for
Shares, debentures and other securities issued by the Company shall apply to Shares, debentures and
other securities held with a depository.
h) Register and index of beneficial owners
The Company shall cause to be kept at the office or at such other place as may be approved a Register and
Index of Members in accordance with Section 88 and other applicable provisions of the Act, and the
Depositories Act, 1996, with the details of Shares debentures and other Securities held in physical and
dematerialised forms in any media as may be permitted by Law including in any form of electronic
media. The Register and Index of beneficial owners maintained by a Depository under Section 11 of the
Depositaries Act, 1996 shall also be deemed to be Register and Index of Members for the purpose of this
Act. The Company shall have the power to keep in any state or country outside India, a branch Register
of Members resident in that state or country.
UNDERWRITING & BROKERAGE
26. Commission may be paid
Subject to the provisions of sub-Section 6 of Section 40 of the Act, the Company may at any time pay a
commission to any person in consideration of his subscribing or agreeing to subscribe (whether absolutely
or conditionally for any Shares, debentures and other Securities in the Company, or procuring or agreeing to
procure subscriptions (Whether absolute or conditional) for any Shares, debentures and other Securities in
the Company, or procuring or agreeing to procure subscriptions (whether absolute or conditional) for any
Shares, debentures and other Securities in the Company, but so that the commission shall not exceed the
maximum permissible rate as prescribed under Rule 13(c) of the Companies (Prospectus and Allotment of
Securities) Rules, 2014 Such commission may be satisfied by payment of cash or by allotment of fully or
partly paid Shares, debentures and other Securities or partly in one way and partly in the other.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
12
CALLS
29. Calls how to be made
The Board may, from time to time, subject to the terms on which any shares may have been issued and
subject to the conditions of allotment, by a resolution passed at a meeting of the Board (and not by circular
resolution) make such call as it thinks fit upon the Members in respect of all or any portion of the moneys
unpaid on the shares held by them respectively and each member shall pay the amount of every call so made
of him to the persons or persons and at the times and places appointed by the Board. A call may be made
payable by installments.
Provided that no call shall exceed one-fourth of the nominal value of the share or be payable at less than one
month from the date fixed for the payment of the last preceding call.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
b) The Board shall be at liberty to waive payment of any such interest wholly or in part.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
13
these Articles be deemed to be a call duly made and payable on the date on which by the terms of issue such
sum becomes payable;
b) In case of non-payment of such sum all the relevant provisions of these Articles as to payment of
interest and expenses, forfeiture or otherwise shall apply as if, such sum had become payable by virtue of a
call duly made and notified.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
LIEN
40. Company’s Lien on shares
i) on every share (not being a fully paid share) for all monies (whether presently payable or
not) called or payable at a fixed time in respect of that share;
ii) on all shares (not being fully paid shares) standing registered in the name of a single
person for all monies presently payable by him or his estate to the company:
14
Provided that the Board of Directors may at any time declare any share to be wholly or in part
exempt from the provisions of this clause.
b) The Company’s lien, if any, on a share shall also extend to all dividends payable and bonuses
declared from time to time in respect of such shares.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
ii) until the expiration of fourteen days after a notice in writing stating and demanding
payment of such part of the amount in respect of which the lien exists as is presently
payable, has been given to the registered holder for the time being of the share or the
person entitled thereto by reason of his death or insolvency.
b) To give effect to any such sale, the Board may authorise one of their members to execute a transfer
thereof on behalf of and in the name of such Member. The purchaser shall be registered as the
holder of the shares comprised in any such transfer. The purchaser shall not be bound to see to the
application of the purchase money nor shall his title to the shares be affected by any irregularity or
invalidity in the proceedings in reference to the sale.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
15
45. Shares to be forfeited in default of payment
If the requirements of any such notice as aforesaid shall not be complied with every or any shares in respect
of which such notice has been given, then the shares may at any time thereafter before payment which was
required by the notice has been made, be forfeited by a resolution of the Board to that effect. Such forfeiture
shall include all dividends declared or any other moneys payable in respect of the forfeited share and not
actually paid before the forfeiture.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
16
purchaser’s name to be entered in the register in respect of the shares sold. The Company may receive the
consideration, if any, given for the share on any sale or disposal thereof and may execute a transfer of the
share in favour of the person to whom the share is sold or disposed of. The transferee shall thereupon be
registered as the holder of the share and the transferee shall not be bound to see to the application of the
purchase money, if any, nor shall his title to the share be affected by any irregularity or invalidity in the
proceedings in reference to the forfeiture, sale or disposal of the share.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
17
57. Closure of Transfer Books and Register of Members
The Board shall have power on giving not less than seven day’s previous notice by advertisement in some
newspaper circulating in the district in which the Office of the Company is situated to close the transfer
books the Register of Members or Register of Debenture-holders, at such time or times and for such period
or periods as the Board may determine not exceeding thirty days at a time and not exceeding in the aggregate
forty five days in each year.
58. (a) Refusal of registering the transfer
The Board may, subject to the right of appeal conferred by Section 58 decline to register -
(i) the transfer of a share, not being a fully paid share, to a person of whom they do not approve; or
(iii) any transfer of shares, which are not in accordance with the provisions of these Articles.
(i) the instrument of transfer is in the form as prescribed in rules made under sub-Section (1) of
Section 56;
(ii) the instrument of transfer is accompanied by the certificate of the shares to which it relates, and
such other evidence as the Board may reasonably require to show the right of the transferor to
make the transfer; and
58 (b) The Board shall have the discretion to decline its approval to any transfer of shares at a price per share that
is below the fair market price for the Company’s shares. The Board shall be entitled to procure or require a
transferor or transferee of shares of the Company to procure and provide to the Board a certificate from an
independent Chartered Accountant determining the fair market price of the Company’s shares, and the
costs for such certificate shall be borne and paid by the transferor and/or transferee.
58. (c)The Board shall, before the expiry of one month from the date on which the instrument of transfer of any of
its shares, debentures or other securities is lodged with it for the purpose of registration of such transfer not
only form, in good faith, its opinion as to whether such registration ought or ought not to be refused on any
ground mentioned in Article 58(b) but also,
i) If it has formed the opinion that such registration ought not to be so refused, affect such registration.
ii) If it has formed the opinion that such registration ought to be refused on the ground mentioned in Article
58(a) above, intimate the transferor and the transferee by notice in the prescribed form about the
requirements under applicable law which has or which have to be complied with for scrutinizing such
registration; Provided that the registration of transfer of shares shall not be refused on the ground that the
transferor being either alone or jointly with any other person or persons indebted to the Company on any
account whatsoever, except, a lien on the unpaid call on shares.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
18
59. Notice of application when to be given
Section
An application for the registration of transfer of shares or other interest of a member in the Company shall be
in accordance with sub Section (3) of Section 56 of the Act and may be made either by the transferor or the
transferee. Where such application is made by the transferor and relates to the partly paid shares, the transfer
shall not be registered unless the Company gives notice of the application to the transferee and the transferee
makes no objection to the transfer within two weeks from the receipt of the notice.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
a) Any person becoming entitled to a share in consequence of the death or insolvency of a member
may, upon such evidence being produced as may from time to time reasonably be required by the
Board and subject as hereinafter provided, elect, either—
(b) to make such transfer of the share as the deceased or insolvent member could have made.
b) The Board shall, in either case, have the same right to decline or suspend registration as it would
have had, if the deceased or insolvent member had transferred the share before his death or
insolvency.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
A person becoming entitled to a share by reason of the death or insolvency of the holder shall be entitled to
the same dividends and other advantages to which he would be entitled if he were the registered holder of
the share, except that he shall not, before being registered as a member in respect of the share, be entitled in
respect of it to exercise any right conferred by membership in relation to meetings of the company:
Provided that the Board may, at any time, give notice requiring any such person to elect either to be
registered himself or to transfer the share, and if the notice is not complied with within ninety days, the
19
Board may thereafter withhold payment of all dividends, bonuses or other monies payable in respect of the
share, until the requirements of the notice have been complied with.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
BORROWINGS
69. Power to borrow
a) Subject to the provisions of the Act, the Board may, from time to time at its discretion by a
resolution passed at meeting of the Board, borrow any sum or sums of money for the purpose of
the Company’s business provided, however, that where the moneys to be borrowed together with
moneys already borrowed (apart from temporary loans obtained from the Company’s bankers in
the ordinary course of business) exceed the aggregate of the paid up capital of the Company and
its free reserves (not being reserves set apart for any specific purposes) the Board shall not borrow
such moneys without the consent of the Company in General Meeting.
Provided that the Board may, by a resolution passed at a meeting, delegate to any committee of
directors, the managing director, the manager or any other principal officer of the company or in
the case of a branch office of the company, the principal officer of the branch office, the power of
making such borrowing on such conditions as it may specify.
20
b) In respect of dealings between a company and its bankers, the exercise by the company of the
power specified in this Article shall mean the arrangement made by the company with its bankers
for the borrowing of money by way of overdraft or cash credit or otherwise and not the actual day-
to-day operation on overdraft, cash credit or other accounts by means of which the arrangement so
made is actually availed of.
For the purpose of this Article, the expression “temporary loans” means loans repayable on
demand or within six months from the date of the loan such as short term, cash credit
arrangements, the discounting of bills and the issue of other short term loans of a seasonal
character, but does not include loans raised for the purpose of financing expenditure of a capital
nature.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
21
share warrants and the amount of the stamp duty on the share warrant and such fee as the Board may from
time to time require, issue equity shares or other securities.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
MEETING OF MEMBERS
77. Annual General Meeting / AGM
The Company shall in each year hold a General Meeting as its Annual General Meeting in addition to any
other meetings in that year. All General Meetings other than Annual General Meetings shall be called Extra
Ordinary General Meetings. Annual General Meetings of the Company shall be held with six (6) months
after the expiry of each financial year, provided that not more than fifteen (15) months shall elapse between
the date of one Annual General Meeting and that of the next. Nothing contained in the foregoing provisions
shall be taken as affecting the right conferred upon the Registrar under the provisions of Section 96 of the
Act to extend the time within which an Annual General Meeting shall be held by a period not exceeding
three (3) months.
78. Extra Ordinary General Meeting
If at any time directors capable of acting who are sufficient in number to form a quorum are not within India,
any director of the company may call an extraordinary general meeting in the same manner, as nearly as
possible, as that in which such a meeting may be called by the Board.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
22
81. Meeting called by requisitionist
Any meeting called under the forgoing Articles by the requisitionists shall be called in the same manner, as
nearly as possible, as that in which meeting is to be called by the Board.
82. (a) Twenty one day’s notice of meeting
At least twenty-one (21) days’ notice, either in writing or through electronic mode, of every general meeting,
annual or extra-ordinary, and by whomsoever called, specifying the day, place and hour of meeting and the
general nature of the business to be transacted there at, shall be given in the manner hereinafter provided, to
such persons as are under these articles entitled to receive notice from the Company. Provided that in the
case of an Annual General Meeting with the consent in writing of all the members entitled to vote thereat
and in case of any other meeting, with the consent of members holding not less 95 percent of such part of the
paid up share capital of the Company as gives a right to vote at the meeting, a meeting may be convened by
a shorter notice.
82. (b) Special Business
In the case of an Annual General Meeting, if any business other than (i) the consideration of the accounts,
balance sheets and reports of the Board of Directors and Statutory Auditors (ii) the declaration of dividend
(iii) the appointment of Directors in place of those retiring (iv) the appointment of and fixing of the
remuneration of the Auditors is to be transacted and in the case of any other meeting in any event there shall
be annexed to the notice of the meeting a statement setting out all material facts concerning each such item
of business including in particular the nature of the concern of interest, if any, therein, of every director, Key
Manager Personnel and the Manager (if any). Where any such item of special business relates to or affects
any other Company, the extent of shareholding interest in that other company of every director and the
manager, if any, of the Company shall also be set out in the statement to the extent of such share capital of
that other Company. Where any item of business consists of the according of approval to any document by
the meeting, the time and place where the document can be inspected shall be specified in the statement
aforesaid.
82. (c) Agenda of the meeting
Every notice convening a meeting of the Members of the Company shall include a statement of the business
to be transacted at such meeting.
82. (d) Super Majority Resolution
Every resolution passed in the General Meeting in respect to the acquisition or takeover or any other matter
culminating to loss of control of management by Founders shall require passing of resolution through voting
by super majority in general meeting of the Company.
For the purpose of this Article, “Super Majority: means atleast 75% of the Members present at the General
meeting (including proxies), representing at least 75% of the total voting rights. Any suspended Members
shall not be taken into account.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
23
(i) five members, if the number of members as on the date of meeting is not more than one thousand;
(ii) fifteen members, if the number of members as on the date of meeting is more than one thousand
but up to five thousand;
(iii) thirty members, if the number of members as on the date of the meeting exceeds five thousand;
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
a) At any general meeting a resolution put to the vote of the meeting shall be decided on a show of
hands unless voting is carried out electronically or a poll is demanded by Members;
b) The Company, if prescribed by the Central Government or otherwise, undertake voting in respect of
the resolution through electronic means;
c) Before or on the declaration of the result of the voting on any resolution on show of hand, a poll
may be ordered to be taken by the Chairman of the meeting on his own motion or demanded by
members present in person or by proxy, where allowed, holding not less than one-tenth of the total
Voting Power or holding shares on which an aggregate sum of not less than five lakh rupees or such
high amount as may be prescribed has been paid up, in respect of the resolution and the vote shall
be determined by such poll
24
d) A declaration by the Chairman of the meeting of the passing of a resolution or otherwise by show of
hands under Article 82(a) above and an entry to that effect in the book containing the minutes of the
meeting of the Company shall be conclusive evidence of the fact of the passing of such resolution
or otherwise.
88. (A) “Till the time that the holding of IFC in the equity share capital of the Company falls below 1%, the
Company shall not take the following decisions and actions without consent of at least 75% of the total
Shareholders present and voting at the relevant shareholders meeting or by Postal Ballot under Section 192A
of the Companies Act, 1956 & Companies (Passing of Resolutions by Postal Ballot) Rules, 2001 as may be
applicable to the following decisions and matters.
(i) amend or make any change in these Articles in any way which may alter or change the rights, privileges
or preferences of the IFC Shares;
(ii) make or enable any change in the designations, powers, rights, preferences or privileges, or the
qualifications, limitations or restrictions of any IFC Shares, including by issuance or authorization of
any securities having a structural or legal preference over the IFC Shares with respect to any matter,
including, without limitation, dividend rights, voting rights or liquidation preference;
(iii) authorize or undertake any “Trade Sale”;
(iv) authorize or undertake any reduction of capital;
(v) proceed with any liquidation, winding up or bankruptcy, reorganization or other analogous insolvency
proceeding of the Company or any future Subsidiary;
(vi) significantly change the nature of Business of the Company; and
(vii) deregister or delist the Company, or any of its listed Shares or Share Equivalents.”
For the purpose of this Article:
“IFC” shall mean International Finance Corporation having its office at 2121 Pennsylvania Avenue, N.
W. Washington D. C. 20433 USA;
“IFC Shares” shall mean and include 19,97,780 Equity Shares of the Company issued to International
Finance Corporation, Washington;
“Trade Sale” means (i) any amalgamation, merger, consolidation, reconstitution, restructuring, sale of
Shares or similar transaction that results in a Change in Control of the Company, or (ii) the sale or
transfer of all or substantially all of the business, operations or assets of the Company or of any of it’s
significant future Subsidiaries;
“Change in Control” shall mean any Transfer that would result in the Sponsors collectively holding less
than twenty-six percent (26%) of the Shareholding of the Company;
“Control” shall mean the possession, directly or indirectly, by a Person of the power to direct or cause
the direction of the management and policies of another Person through the ownership of voting
securities or otherwise; provided that the direct or indirect ownership of twenty-six (26%) or more of the
voting share capital of a Person is deemed to constitute control of that Person;
“Transfer” shall mean to transfer, sell, convey, assign, pledge, hypothecate, create a security interest in
or Lien on, place in trust (voting or otherwise), transfer by operation of law or in any other way subject
to any encumbrance or disposal of, whether or not voluntarily;
“Lien” any mortgage, pledge, charge, assignment, hypothecation, security interest, title retention,
preferential right, trust arrangement, right of set-off, counterclaim or banker’s lien, privilege or priority
of any kind having the effect of security, any designation of loss payees or beneficiaries or any similar
arrangement under or with respect to any insurance policy or any preference of one creditor over another
arising by operation of law;
25
“Share Equivalents” mean preference shares, bonds, loans, warrants, options or other similar
instruments or securities which are convertible into or exercisable or exchangeable for, or which carry a
right to subscribe for or purchase, Equity Shares;
(Inserted vide resolution passed in the AGM dated 30.9.2009)
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
26
95. Number of votes to which member entitled
Subject to any rights or restrictions for the time being attached to any class or classes of shares, other than
DVR Shares, -
(a) on a show of hands, every member present in person shall have one vote; and
(b) on a poll, the voting rights of members shall be in proportion to his share in the paid-up equity share
capital of the company.
Provided however if any preference shareholder be present at any meeting of the Company save as provided
in sub Section (2) of Section 47 of the Act, he shall have a right to vote only on resolution passed before the
meeting which directly affect the rights attached to his preference shares.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
(b) on a poll each DVR Shareholder shall have one vote for every 10 DVR Shares held by such
Shareholder.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
27
100. Votes in respect of shares of deceased and insolvent member
Any person entitled under Article 64 to transfer of any share may vote at any general meeting in respect
thereof in the same manner as if he was the registered holder of such shares, provided that forty eight hours
at least before the time of holding the meeting or adjourned meeting, as the case may be, at which he
proposes to vote he shall satisfy the Directors of his right to transfer such share and give such indemnity (if
any) as the Directors may require or the Directors shall have previously admitted his right to vote at such
meeting in respect thereof.
101. Appointment of proxy
Any member entitled to attend and vote at a meeting of the Company shall be entitled to appoint another
person (whether a member or not) as his proxy to attend and vote instead of himself but a proxy so appointed
shall not have any right to speak at the meeting and shall not be entitled to vote except on a poll.
Provided that any person appointed as a proxy shall act on behalf of such member or number of members not
exceeding fifty and such number of shares as may be prescribed.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
28
107. No objection on qualification of voter
No objection shall be raised to the qualification validity of any voter, except at any meeting or adjourned
meeting at which such vote objected is tendered, and every vote whether given personally or by proxy, not
disallowed at such meeting or shall be deemed valid for all purpose of such meeting.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
(i) shall, in respect of such items of business as the Central Government may, by notification,
declare to be transacted only by means of postal ballot; and
(ii) may, in respect of any item of business, other than ordinary business at AGM and any
business in respect of which directors or any Auditor have a right to be heard at any
meeting, transact by means of postal ballot, in such manner as may be prescribed, instead
of transacting such business at a general meeting.
b) If a resolution is assented to by the requisite majority of the shareholders by means of postal ballot,
it shall be deemed to have been duly passed at a general meeting convened in that behalf.
c) The resolution passed through the Postal Ballot shall be deemed to be passed when Chairman of the
Company declares the results of Postal Ballot in prescribed manner in relevant Rules based on the
report of the Scrutinizer appointed for the conduct of Postal Ballot.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
29
7) Nothing herein contained shall require or deemed to require the inclusion in any such minutes of any
matter which in the opinion of the Chairman of the meeting (a) is or could reasonably be regarded as
defamatory of any person, or (b) is irrelevant or immaterial to the proceeding (c) is detrimental to the
interests of the Company. The Chairman of the meeting shall exercise an absolute discretion in regard to
the inclusion or non-inclusion of any matter in the minutes on the aforesaid grounds.
8) Any such minutes shall be evidence of the proceedings recorded therein.
9) The book or electronic record containing the minutes of proceedings of General Meetings shall be kept at
the office of the Company and shall be open during business hours, to the Inspection of any member for
such periods not being more in the aggregate two hours in each working day as the Directors determine to
the inspection of any member without charge or such other reasonable restrictions as set out in general
meeting.
10) The Company shall furnish to any member, within seven working days after a request has been
made in that behalf to the Company, and on payment of such fees as may be prescribed, with a copy of
any minutes referred to above.
110A. Maintenance of records in electronic form:-
The Company shall maintain all the records, documents, registers, minutes in electronic form in a manner
prescribed below:-
a) Records shall be maintained in accordance with all other requirements as provided in the Act or
rules made there under;
b) Information required in the Records shall be adequately recorded for any future reference;
c) Records shall be properly dated and signed digitally by the Chairman of the Board or Managing
Director or Company Secretary as the case may be and shall not be capable of being edited or
altered once signed digitally;
d) Records shall be updated periodically as per the provisions of the Act;
e) Managing Director and Company Secretary shall be responsible for the maintenance and security
of such electronic records;
f) Records shall be made available for inspection in electronic form or to provide copies of those
records containing a clear reproduction of the whole or part thereof, as the case may be on
payment of not exceeding ten rupees per page.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
DIRECTORS
111. Number of Directors:
Until otherwise determined by a General Meeting of the Company and subject to the provisions of Section
149 and 151 of the Act the number of Directors (including Additional Directors but excluding Alternate
Directors) shall not be less than three (3) or more than Fifteen (15) or such additional numbers as may be
decided by Board, subject nonetheless to the provisions of the Act. The Board of the Company shall include
at least one woman director on its Board. Further the Board shall ensure that at least 50% of its total strength
shall consist of Non-Executive Directors.
30
111B. Mandala Observer
(i) Mandala shall have the right to appoint one non-voting observer (“Mandala Observer”). Such Mandala
Observer shall be given notice, agenda and supporting documents in connection with the agenda, of any
meetings or decision of the Board or any committee thereof (including in relation to any resolution
proposed to be passed by circulation) and may attend and observe any meeting or decision of the Board
or committee thereof, and shall all information and inspection rights, as if he were a Director.
(ii) Subject to Article 111B (x) below, Mandala shall have the right to appoint on the Board, one Director
(“Mandala Director”), in addition to the Mandala Observer appointed under Article 111B (i) above in
case of:
a) any vacancy in the Board arising subsequent to 14 December, 2015, pursuant to expansion in
size of the Board or retirement (where the retiring member is not immediately re-appointed to
the Board), resignation or removal of any of the current Board members; or
b) upon occurrence of an Appointment Event, provided that if the appointment of the Mandala
Director is pursuant to this Article 111B(ii)b)(b), then such Director shall continue on the
Board only till the annual general meeting of the Company, immediately following the cure or
remedy of such Appointment Event, at which other Directors of the Company are re-
appointed upon retirement. The appointment of a Mandala Director pursuant to this Article
111B (ii)b) (b) is without prejudice to the Mandala's other rights and remedies under contract,
law and equity, in respect of an Appointment Event.
For the avoidance of doubt (a) if an Mandala Director has been appointed pursuant to Article 111B (ii) (a)
above, then Mandala shall not be entitled to appoint another Mandala Director pursuant to
Article111B(ii)(b) above; and (b) if during the appointment of an Mandala Director continuing pursuant to
Article 111B(ii)(b) above, Mandala becomes entitled to appoint an Mandala Director pursuant to
Article 111B(ii)a) above, then such Director who has already been appointed pursuant to Article 111B(ii)b)
above shall be deemed to have been appointed pursuant to Article 111B(ii)a) above from the date the
Mandala becomes so entitled and shall not thereafter be required to vacate the Board upon the cure or
remedy of any Appointment Event.
(iii) Mandala Observer and Mandala Director shall be subject to reasonable confidentiality obligations to the
Company. The Mandala Observer and Mandala Director shall inform (subject to any confidentiality
obligations that s/he is bound by) the Company of any potential conflict of interest in respect of any
matter that is deliberated upon by the Board, promptly on becoming aware thereof. The Mandala
Observer or Mandala Director shall thereupon recuse themselves from such deliberations.
(iv) To the fullest extent permissible under Applicable Law, the appointment, removal or replacement of an
Mandala Director to or from the position of Director shall take effect immediately upon service of a
written notice to this effect by the Mandala on the Company, provided that to the extent this is not
possible under Applicable Law, the Mandala may nominate a person as a Director and the Company
shall take all steps to ensure that such person is appointed as a director in accordance with the
provisions of this Article 111B.
(v) The Mandala Director shall be a non-executive director but shall be entitled to receive sitting fees
equivalent to the sitting fees received by other Directors in the Company and be reimbursed all
reasonable expenses incurred or suffered by him or the Mandala in relation to his acting as a Director
of the Company, including without limitation the costs for attending meetings of the Board or any
committee thereof and the costs of travel and stay for such attendance or participation.
(vi) The Mandala will have the right to (i) appoint the Mandala Observer to all delegated committees
constituted by the Board (including without limitation the audit, compensation, nominations and
governance committees, as applicable); or (ii) upon the Mandala gaining a right to appoint a Director
under this Agreement, appoint (a) the Mandala Director, as a Director to the audit committee of the
Board; and (b) either the Mandala Director as a non-voting observer, or the Mandala Observer, to all
other delegated committees of the Board.
(vii) Subject to the Act, the Mandala Director shall have the right to appoint an alternate Director (who
may, to the extent permissible under Applicable Law, also be an existing Director) who will serve on
the Board in the absence of the original Mandala Director. Each Mandala Director shall also have a
right to recall or replace such alternate Director. Each such alternate Director shall be entitled to all
31
rights and perform all actions of the original Mandala Director, in his absence, including for
constituting quorum, voting, consenting and signing written resolutions and shall also be subject to
reasonable confidentiality obligations. And references in this Articles to a Mandala Director shall
include a reference to any such alternate Director.
(viii) None of the Mandala Director, his alternate or, the Mandala Observer shall be (i) responsible for the
day-to-day management of the Company, (ii) an officer in default for the purposes of the Act, (iii) a
person in charge of and responsible to the Company for the conduct of business of the Company, or
fulfil any similar requirement under Applicable Law, or (iv) otherwise liable for any failure by the
Company to comply with Applicable Law.
(ix) D&O Insurance: The Company shall, at its own cost, obtain suitable director and officer liability
(“D&O”) insurance for the Mandala Director. The Mandala Director, as and when appointed under this
Article shall be entitled to avail coverage of D&O insurance as per existing prevailing policy of the
Company applicable to all other directors. The D&O Insurance shall be renewed from time to time at
the cost of the Company. Without prejudice to the foregoing, the Company shall also indemnify all the
officers and directors appointed by the Mandala to the Board from time to time (including without
limitation, the Mandala Director and Observer) to the fullest extent permissible under Applicable Law.
(x) Fall Away: The Mandala’s rights to appoint a Mandala Observer or Mandala Director pursuant to this
Article 111B shall cease upon the Mandala ceasing to hold Equity Securities that, on an as converted
basis, represent at least 24,669,8861 Equity Shares.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
32
c) Any such Alternate Director shall be entitled to receive notice of all meetings of the Board and all
circular resolutions and attend and vote at any meeting at which the Original Director is not
personally present, and generally in the absence of the Original Director to do all things which the
Original Director is authorized or empowered to do. If the term of the office of the Original
Director is determined before he so returns to the State aforesaid any provision for the automatic
reappointment of retiring Directors in default of another appointment shall apply to the Original
Director and not to the Alternate Director.
d) No person shall be appointed as an alternate director for an independent director unless he is
qualified to be appointed as an independent director under the provisions of this Act.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
33
iii. The Board of the Company shall have no power to remove from office the Nominee Director. At the
option of the Appointer/Corporation such Nominee Directors shall not be required to hold any share
qualification in the Company. The Company agrees that if the Board of the Company has constituted or
proposes to constitute any management committee or other committee or other committees it shall, if so
required by the Appointer/Corporation include the Nominee Director as a member of such management
committee or other committees. Subject as aforesaid the Nominee Directors shall be entitled to the same
rights and privileges and be subject to the same obligations as any other Director of the Company.
iv. The Nominee Directors so appointed shall hold the said office only so long as any moneys remains owing
by the Company to the Appointer/Corporation or so long as the Appointer/Corporation hold or continues
to hold debentures/shares in the Company as a result of underwriting or by direct subscription or private
placement or the liability of the Company arising out of any guarantee is outstanding and the Nominee
Directors so appointed in exercise of the said power shall also ipso facto vacate such office immediately
the moneys owing by the Company to the Appointer/Corporation are paid off or on the
Appointer/Corporation ceasing to hold Debentures/Shares in the Company or on the satisfaction of the
liability of the Company arising out of any guarantee furnished by the Appointer/Corporation.
v. The Nominee Directors appointed under this Article shall be entitled to receive all notices of and attend
all General Meetings, Board Meetings and meetings of the committee of which the Nominee Directors
is/are members as also receive copies of the minutes of such meetings. The Appointer/Corporation shall
also be entitled to receive all such notices and minutes.
vi. Any Nominee Director shall be entitled to the same sitting fees, commission, remuneration and expenses
as are applicable to other Directors of the Company. The Company shall pay the sitting fees and other
expenses to the Nominee Directors directly, but the commission, remuneration or other monies and fees
to which the Nominee Directors is/are entitled shall accrue and be due to the Appointer/Corporation and
shall accordingly be paid by the Company directly to the Appointer/Corporation; provided that if any
such Nominee Director is an Officer of the Appointer/Corporation the sitting fees, in relation to such
Nominee Director shall also accrue to the Appointer/Corporation and the same shall accordingly be paid
by the Company directly to the Appointer/Corporation.
vii. All expenses that may be incurred by the Appointer/Corporation or such Nominee Directors in connection
with their appointment or Directorship shall also be paid or reimbursed by the Company to the Appointer/
Corporation or, as the case may be, to such Nominee Directors; provided also that, in the event of the
Nominee Director being appointed as whole time Directors, such Nominee Directors shall exercise such
powers and duties as may be approved by the Appointer/Corporation and have such rights as are usually
exercised or available to a whole time Director in the management of the affairs of the Company. Such
whole time Directors shall be entitled to receive such remuneration, fees, commission, and monies as may
be approved by the Appointer/Corporation.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
34
117. Independent Directors
a) Subject to applicable laws, at least [one half or as may be prescribed by Rules] of the total strength of
the Board shall comprise of Independent Directors. The Independent Directors appointed to the
Board of the Company -
(i) shall not serve as an independent director in more than seven (7) listed companies;
(ii) shall serve as an independent director in not more than three (3) listed companies, if such
person serves as a whole time director in any listed company..
b) An Independent Director shall be held liable only in
i. respect of omission or commission by a Company which had occurred within his/her
knowledge through Board approval and with his/her consent; or
ii. he had not acted diligently with respect to the provisions contained in these Articles, if any
c) The provisions of this Article shall apply mutatis mutandis to the appointment of an alternate
directors, if such alternate director is proposed to be appointed in place of Original Director, who is
an Independent Director.
d) At least one Independent Director on the Board of Directors of the Company shall be a director on
the Board of Directors of material non–listed Indian subsidiary company.
e) The Independent Directors in their meeting, shall interalia:
i. review the performance of non-independent directors and the board of directors as a whole;
ii. review the performance of the chairperson of company, taking into account the views of the
executive directors and non-executive directors;
iii. assess the quality, quantity and timelines of the flow of information between management of the
company and the board of directors.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
35
119.(b) How to pay remuneration
Subject to the provisions of the Act, a Director who is neither in the whole time employment not a Managing
Director may be paid remuneration for his services either:-
i) by way of monthly, quarterly or annual payment with the approval of the Central Government wherever
applicable deemed to accrue on day-to-day basis, or
ii) by way of commission if the Company by a special resolution authorise such payment.
119. (c) Meeting fees
The Fee payable to a director for attending a meeting of the Board or Committee thereof shall be sum as the
Board may from time to time determined, not exceeding Rs. 1,00,000/-.
119A. Severance Payment
a) The Company shall be entitled to pay each Founder Director, a Severance Payment, upon
termination/removal of any Founder Director consequent to a change on the control or
management of the Company, or within a period of one (1) month from the effective date of such
change in control or management.
b) The term “Severance Payment” means the sum total of following payments in the nature of
compensation to (or for the benefit of) the Founder’s Director —
i) Payment of full remuneration through the date of termination or removal at the rate in
effect at the time of termination or removal, plus all other amounts and benefits to which
the Founder Director is entitled under any agreement with the Company; and
ii) In lieu of any further salary payments to the Founder Director for periods subsequent to
the Date of Termination, the Company shall pay as severance pay to you a lump sum
severance payment equal to [10] times the sum of your annual remuneration in effect
immediately prior to the occurrence of the circumstance giving rise to the termination or
removal in respect of any Founder Director.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
36
123. Director may contract with company
a) Subject to any rules prescribed in this regard, a Director or his relative or a firm in which such
Director or relatives is a partner, or any other partner in such firm or a private Company of which the
Director is a Member or Director, may enter into any Contract with the Company subject to Section
188 (1) of the Act.
Provided that no contract or arrangement or transactions of such nature and exceeding such sums as
may be prescribed by the rules and shall be entered into except with the prior approval of the
Company by a special resolution as may be prescribed by the rules.
Provided further that no member of the company shall vote on such special resolution, to approve
any contract or arrangement which may be entered into by the company, if such member is a related
party.
b) Where any contract or arrangement is entered into by a director, Key Managerial Personnel or any
other employee, without obtaining the consent of the Board or approval by a special resolution in the
general meeting in the manner required herein and if it is not ratified by the Board or, as the case
may be, by the shareholders at a meeting within three months from the date on which such contract
or arrangement was entered into, such contract or arrangement shall be voidable at the option of the
Board and if the contract or arrangement is with a related party to any director, Key Managerial
Personnel or is authorised by any other director, the directors concerned shall indemnify the
company against any loss incurred by it.
Provided further that nothing contained herein shall apply to any transactions entered into by the
Company in its ordinary course of business and the transactions which are on an arm’s length basis.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
37
notice and no renewal there of shall be effective unless, either it is given at a meeting of the Board or the
Director concerned takes reasonable steps to secure that it is brought up and read at the first meeting of the
Board after it is given.
126. Interested Directors not to participate in Board proceeding
No Director shall as a Director, take any part in the discussion, or vote on any contract or arrangement
entered into or to be entered into by or on behalf of the Company, if he is in any way, whether directly or
indirectly, concerned or interested in such contract or arrangement; nor shall his presence count for the
purpose of forming a quorum at the time of any such discussion or votes; and if he does vote, his vote shall
be void. Provided however, that nothing herein contained shall apply to:-
a) any contract of indemnity against any loss which the Director, or any one or more of them may suffer by
reason or becoming or being sureties or surety for the Company:
b) any contract or arrangement entered into or to be entered into with a public Company or private Company
which is a subsidiary of a public Company in which the interest of the Director consists solely:-
(i) in his being:-
a) a Director of such Company; and
b) the holder of not more than the shares of such number of value therein as is requisite to qualify him
for appointment as a Director thereof, he having been nominated as such Director by the Company;
or
(ii) in his being a member holding not more than 2 per cent of its paid-up capital.
127. Register of contracts in which Directors are interested
The Company shall keep a Register in accordance with Section 188 and Section 189 and shall within the
time specified in Section 189(2) enter there in such of the particulars as may be relevant having regards to
application thereto Section 184 or Section 188 of the Act as the case may be. The Register aforesaid shall
also specify, in relation to each Director of the Company and firms of which notice has been given by him
under Article 125. The Register shall be kept at the office of the Company and shall be open for inspection at
such office, and extracts may be taken there from and copies thereof required by any member of the
Company to the same extent in the same manner, and on payment of the same fee as in the case of the
Register of Members of the Company and the provisions of Section 94 of the Act shall apply accordingly.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
38
130. Ascertainment of Directors retiring by rotation and filling of vacancies
Subject to Section 152(6)(d) of the Act, the Directors to retire by rotation under Article 129 at every Annual
General Meeting shall be those who have been longest in office since their last appointment but as between
persons who become Directors on the same day, those who are to retire, shall in default of and subject to any
agreement among themselves be determined by lot.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
39
c) A person other than a Director reappointed by rotation immediately on the expiry of his term of office or
an Additional or alternative Director, or person filling a casual vacancy in the office of a Director under
Section 161 of the Act, appointed as a Director or reappointed as an additional or alternative director
immediately on the expiry of his term of office, shall not act as a Director of the Company, unless he has
within thirty days of his appointment signed and filed with the Registrar his consent in writing to act as
such Director.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
i) A chief executive officer, manager, company secretary, chief financial officer or any key
managerial personnel may be appointed by the Board for such term, at such remuneration and
upon such conditions as it may think fit; and any chief executive officer, manager, company
secretary, chief financial officer or key managerial personnel so appointed may be removed by
means of a resolution of the Board;
ii) A director may be appointed as chief executive officer, manager, company secretary, chief
financial officer or key managerial personnel;
iii) A provision of the Act or these Articles requiring or authorising a thing to be done by or to a
director and chief executive officer, manager, company secretary, chief financial officer or key
managerial personnel shall not be satisfied by its being done by or to the same person acting both
as director and as, or in place of, chief executive officer, manager, company secretary, chief
financial officer or key managerial personnel.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
40
136. (a) Founders may appoint Managing Director or Chief Executive Officer
The Founders shall have right by written notice addressed to the Board to designate a member of the
Board as the Managing Director of the Company or designate any other Person as the Chief Executive
Officer of the Company. The Founders shall also have the right to appoint and remove all the key/senior
managerial personnel of the Company including but not limited to the Chief Operating Officer, Chief
Financial Officer, Chief Technical Officer, Company Secretary and Chief Marketing Officer.
136. (b) Board resolution may vest powers to Managing Director or Chief Executive Officer
The Board may vest in such Managing Director or Chief Executive Officer such powers as it thinks fit
and such powers may be made exercisable for such period or periods and upon such conditions and
subject to such restrictions as it may determine.
136. (c) Remuneration to Managing Director or Whole Time Director:
(i) Subject to Section 197, the remuneration of the Managing Director or Whole Time Director may be by
way of a monthly payment fee for each meeting or participation in profits or by any or all of these modes
or in any other mode not expressly prohibited by the Act. The total managerial remuneration to any one
Managing Director or Whole-time Director shall not exceed 5%, and to all the Managing
Directors/Whole-time Directors put together shall not exceed 10%, of the net profits calculated in the
manner prescribed under Section 197 of the Act.
(ii) Subject to the provisions of Section 197 of the Act, any director who is in receipt of any commission from
the company and who is a managing or whole-time director of the company shall not be disqualified from
receiving any remuneration or commission from any holding company or subsidiary company of such
company subject to its disclosure by the company in the Board’s report.
136. (d) Managing Director or Chief Executive Officer has authority to oversee and implement the day to
day operation of the company.
The Board shall have the authority to grant to the Managing Director or Chief Executive Officer the
authority to oversee and implement the day-to-day operations entrusted with substantial powers of the
management of the affairs of the Company and its Subsidiaries, which would not otherwise be exercisable
by any other Director and which may include the following powers: -
i. To initiate all necessary corporate actions and comply with all procedural requirements to give
effect to or implement the decisions made by the Board of Directors or Shareholders of the
Company and to execute all agreements, deed or documents in connection therewith.
ii. To appoint the counsels/advocates and to sign and execute all necessary documents, petitions,
vakalatnamas or applications in connection with filings to be made with Tribunal, relevant court of
law, Arbitrators or other regulatory authorities.
iii. To commence any action, suit or other legal proceedings in any court of law for the recovery of
any debt or sum of money, right, title, interest, property, matter or thing whatsoever now due or
payable or to become due or payable or in any belonging to the Company and such action, suit or
proceedings or alt other actions, suits or proceedings to prosecute or discontinue or adjust or
compromise as the said Attorney shall see cause or be advised.
iv. To appear, defend and prosecute all actions, suits, proceedings, applications, or appeals that are
now pending or may hereafter be brought, instituted or made in the name of the Company in such
manner as the said Attorney shall think fit.
v. To appear, defend and prosecute and to sign and execute all necessary documents, petitions,
vakalatnama or applications in connection with filings to be made with the tribunals, and/or other
Judicial and/or Quasi-Judicial bodies, relevant courts of taw or other regulatory authorities in
41
connection with all kind of tax related matters and to represent the Company before the relevant
authorities.
vi. To prefer any appeal to any proper court against any judgment in any decree or other made in any
suit or suits, actions, proceedings, or applications and to prosecute or discontinue, adjust or settle
the same as shall appear proper to the said Attorney.
vii. To negotiate, execute and deliver bonds, indemnity bonds, contracts, guarantees and counter
guarantees in the name of and on behalf of the Company.
viii. To authorize fulfillment of all the procedural formalities necessary or ancillary to the performance
and conduct of the functions and activities mentioned herein or necessary for the day to day
operations of the Company.
ix. To negotiate, appear, represent, carry on correspondence with any association, company, firm,
corporation, municipality, any department of the Government or any other person or pubic body
and to file all applications, agreements, deeds, documents, including guarantee, security etc, that
may be required or deemed proper for or in relation to the business of the Company,
x. To sign and file various returns, forms and documents with various authorities i.e. income Tax
authority, Service Tax authority, Sales Tax authority, Registrar of Companies, Ministry of
Corporate Affairs, Ministry of Finance, Reserve Bank of India, Foreign Investment Promotional
Board, Department of Industrial Policy and Promotion Board and other government authorities on
behalf of the Company.
xi. To delegate any of the powers, functions and/or authorities so delegated to him to any entity,
person or committee of persons as deemed fit by the person for such purposes and with such
powers, functions and/or authorities not exceeding those vested in or exercisable by the Person
with such restrictions and limitations, as deemed fit by the Person and for such period and on such
terms and conditions as deemed fit by the Person, including issuing power of attorney authorizing
any other person for the aforesaid purposes.
xii. Generally to act as the Attorney of the Company in relation to the matters aforesaid and in
connection therewith and on behalf of the Company to do execute and perform all instruments,
acts, deeds, matters and things as fully and effectually as the Company could itself do.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
42
139. Notice and Agenda of Board Meeting be given in writing to every Director
Notice of every meeting of the Board together with the Agenda shall be given in writing to every Director,
including Alternate Directors, at their address registered with the Company in or outside India or
electronically.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
43
144. Key Functions of the Board
a) The Board shall review the corporate strategies, major plans of action, risk policy, annual budgets
and business plans, overseeing major capital expenditures, acquisitions and divestments;
b) The Board shall be responsible for selecting, monitoring and when necessary replacing Key
Managerial Personnel executives;
c) The Board shall have ability to step back to assist executive management by challenging
assumptions such as acquisitions, risk appetites, exposures and key areas of the Company’s focus;
d) The Board shall ensure transparent Board nomination process with the diversity of thought
experience, knowledge, perspective;
e) The Board shall ensure integrity of the Company’s accounting and financial reporting systems,
including the independent audit, and that appropriate systems of control are in place;
f) The Board shall be responsible for framing, implementing and monitoring the risk management plan
for the Company.
g) The Board shall oversee the process of disclosure and communications and shall monitor and review
the board of director’s evaluation framework.
h) The Board shall monitor the effectiveness of the company’s governance practices and making
changes as needed.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
(i) the Audit Committee shall consist of a minimum of three directors as its member with
two third of the total strength shall be Independent Directors;
44
(iii) all members shall be financially literate and at least one member shall have accounting
and related management expertise;
(iv) the Chairman of the Audit Committee shall be present at Annual General Meeting to
answer shareholder’s queries;
(v) the Chief Financial Officer, head of the internal auditor and a representative of the
Statutory Auditor may be present as invitees for the meeting of Audit Committee;
(vi) the Company Secretary shall act as a secretary to the meeting of Audit Committee.
b) The Audit Committee shall act in accordance with the terms of reference specified in writing by
the Board which shall, inter alia, include:-
(i) the recommendation for appointment, remuneration and terms of appointment of the
Auditors of the Company;
(ii) review and monitor the Auditor’s independence and performance, and effectiveness of
audit process;
(iii) examination of the financial statement and the Auditor’s Report thereon.
(a) Subject to sub Section 178 (5) of the Act, the Board may constitute Share Transfer and Grievance
Committee:-
(i) Stakeholders Relationship Committee shall consist of a minimum of three directors as its
member with two third of the total strength shall be Independent Directors;
(ii) The Chairman of the Stakeholders Relationship Committee shall be Independent Director;
(iii) The Company Secretary shall act as a Secretary to the meeting of Stakeholders Relationship
Committee.
(iii) Issue the Share Certificates under the seal of the Company, which shall be affixed in the
presence of, and signed by;
(iv) Authorise to sign and endorse the Share Transfers on behalf of the Company;
(vi) Perform other such functions related to the interest of the security holders / stake holders.
45
145C. Nomination and Remuneration Committee
(a) Subject to Section 178 of the Act, the Board shall constitute a Remuneration Committee :-
(iv) the Chairman of the Board may be appointed in the committee but shall not chair the
Committee;
(v) the Chairman of the Committee shall also be present at the Annual General Meeting, to
answer the shareholders’ queries. However, it would be up to the Chairman of the Annual General
Meeting to decide who should answer the queries.
a) The Board shall lay down procedures to inform Board members about the risk assessment and
minimization procedures;
b) The Board shall be responsible for framing, implementing and monitoring the risk management
plan for the Company;
c) The Company through its Board of Directors shall constitute a Risk Management Committee and
the Board shall define the roles and responsibilities of the Risk Management Committee and may
delegate monitoring and reviewing of the risk management plan to the committee and such other
functions as it may deem fit;
e) Senior executives of the Company may be members of the said Committee but the Chairman of
the Committee shall be member of the Board.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
Provided that where not less than one-third of the total number of directors of the company for the time
being require that any resolution under circulation must be decided at a meeting, the chairman shall put the
resolution to be decided at a meeting of the Board.
46
A resolution under clause (a) shall be noted at a subsequent meeting of the Board or the committee thereof,
as the case may be, and made part of the minutes of such meeting.
If any Director or Committee members ballot with respect to such circular resolution does not arrive within
ten (10) calendar days of the distribution thereof, the Board or Committee Member shall be deemed to have
refused to consent to such resolution.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
47
149. Powers of Directors
The business of the Company shall be managed by the Board which shall have full authority with respect to
the management of the Company. The Board may exercise all such powers of the Company and do all such
acts and things as are not by the Act or any other Law, required to be exercised by the Company at a General
Meeting; provided that the powers specified in Section 179 of the Act shall be exercised only at a meeting of
the Board unless the same be delegated to the extent therein stated.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
48
this Company), or without security and in such manner as they may think fit, and from time to time to
vary or release such investment. Save as provided in Section 187 of the Act, all investments shall be made
and held in the Company’s own names.
k) To execute in the names and on behalf of the Company in favour of any Director or other person who
may incur or be about to incur any personal liability whether as principal or surety, for the benefit of the
Company, such mortgage of the Company’s property (present and future) as they think fit, and such
mortgage may contain a power of sale and such other powers, provisions, covenants and agreements as
shall be agreed upon.
l) To determine from time to time who shall be entitled to sign on the Company’s behalf, bills, notes,
receipts, acceptances, endorsements, cheques, dividend warrants, releases, contracts and documents and
to give the necessary authority for such purpose.
m) To distribute by way of bonus amongst the staff of the Company as a share or shares in the profits of the
Company, and to give to any officer or other person employed by the Company a commission on the
profits of any particular business or transaction; and to charge such bonus or commission as part of the
working expense of the Company.
n) To provide for the welfare of Directors or Ex-Directors or employees or ex-employees of the Company
and their wives, widows and families or dependents or connection of such persons, by building or
contributing to the building of houses, dwellings, or chawls, or by grants of money, pension, gratuities,
allowances, bonus or other payments, or by erecting, and from time to time subscribing or
contributing towards places of instruction and recreation, hospitals and dispensaries, medical and other
attendance and other assistance as the Board shall think fit, and to subscribe or contribute or otherwise to
assist or to guarantee money to charitable, benevolent, religious, scientific, national or other institutions
or objects which shall have any moral or other claim to support or aid by the Company, either by reason
of locality of operation or public and general utility or otherwise.
o) Before recommending any dividend, to set aside out of the profits of the Company such sums as they may
think proper for depreciation or to Depreciation Fund or to an Insurance Fund or as a Reserve Fund or
Sinking or any Special Fund to meet contingencies or to repay debentures or debenture-stock or for
special dividends, or for Fund of division of a Reserve Fund and with full power to employ the assets
constituting all or any of the above funds including the Depreciation Fund, in the business of the
Company or in the purchase or repayment of Debentures or Debenture-stock, and without being bound to
pay interest on the same with power however to the Board at their discretion to pay or allow to the credit
of such funds, interest at such rate as the Board may think proper, not exceeding nine percent per annum.
p) To, appoint and at their discretion remove or suspend such general managers, managers, secretaries,
assistants, supervisors, clerks, agents, and servants for permanent, temporary or special services as they
may from time to time think fit, and to determine their powers and duties, and fix their salaries or
emoluments or remuneration and to require security in such instances and to such amount as they may
think fit. And also from time to time to provide for the management and transaction of the affairs of the
Company if any in specified locality in India or elsewhere in such manner as they think fit, and the
provisions contained in the next four following sub-clauses shall be without prejudice to the general
powers conferred by this sub-clause.
q) To comply with the requirements of any local law which in their opinion for equalising, dividends or for
repairing, improving, extending and maintaining any of the property of the Company and for such other
purposes (including the purposes referred to in the proceeding clause), as the Board may, in their absolute
discretion think conducive to the interest of the Company, and subject to Section 179 of the Act, to invest
the several sums so set aside or so much thereof as required to be invested, upon such investments (other
than shares of the Company) as they may think fit, and from time to time deal with and vary such
49
investments and dispose of and apply and extend all or any part thereof for the benefit of the Company, in
such manner and for such purposes as the Board in their absolute discretion, think conducive to the
interest of the Company, notwithstanding that the matters to which the Board apply or upon which they
expend the same, or any part thereof, may be matters to or upon which the capital moneys of the
Company might rightly be applied for or expended; and to divide the Reserve Fund into such special
funds as the Board may think fit with full powers to transfer the whole or any portion of a Reserve Fund
to another Reserve it shall in the interest of the Company be necessary or expedient to comply with.
r) At any time and from time to time by Power of Attorney under the Seal of the Company, to any person or
persons to be the Attorney or Attorneys of the Company, for such purposes and with such powers,
authorities and discretions (not exceeding those vested in or exercisable by the Board under the presents
and excluding the power to make calls and excluding also exception in the limits authorised by the Board
the Power to make loans and borrow moneys) and for such period and subject to such conditions as the
Board may from time to time think fit, and any such appointment may (if the Board think fit) be made in
favour the members or any of the members in favour of any Local Board, established as aforesaid or in
favour of any Company, or the shareholders, Directors, Nominees of the managers of any Company or
firm or otherwise in favour of any fluctuating body of persons whether nominated directly or indirectly by
the Board and any such Power of Attorney may contain such Power for the protection or convenience of
person dealing with such Attorneys as the Board may think fit and may contain powers enabling any such
delegates or attorneys as aforesaid to sub-delegate all or any of the powers authorities and discretions for
the time being vested in them.
s) Subject to Section 188 of the Act, or in relation to any of the matters aforesaid or otherwise for the
purposes of the Company to enter into such negotiations and contracts and rescind or vary all such
contracts execute and do all such acts, deeds and things in the name and on behalf of the Company as they
may consider expedient:
t) From time to time make, vary and repeal bye laws for the regulation of the business of the Company, its
officers and servants.
u) Generally to delegate any or all the powers authorities and directions vested in the Board to any one or
more Directors or any persons, firm, or Company as the Board may deem fit.
Holding of IFC in the equity share capital of the Company:
“Provided that till the time that the holding of IFC in the equity share capital of the Company falls below
1%, the Company shall not take the following decisions and actions without the consent of the majority of
the Board of Directors and the unanimous consent of the Independent Directors of the Company present at
the meeting:
(i) undertake any transactions with any Related Party of the Company, including any Shareholder,
Director, employee, officer or an Affiliate of the Company, any Key Subsidiary or the Sponsors, other
than transactions on an arm’s length basis;
(ii) change the Company’s Auditor or change the Financial Year of the Company; and
(iii) declare or make any payment of any Distribution inconsistent with the Charter, or the dividend policy
(if applicable) of the Company.”
For the purpose of this Article:
“Independent Directors” shall mean a director of the Company who: (i) has not been employed by the
Company or its Affiliates in the past five years, (ii) and is not affiliated with a company that is an advisor or
consultant to the Company or its Affiliates, (iii) is not affiliated with a significant customer or supplier of the
Company or its Affiliates, (iv) has no personal service contracts with the Company, its Affiliates, or its
50
senior management, (v) is not a member of the immediate family of an individual who is, or has been during
the past five years, employed by the Company or its Affiliates as an executive officer; and (vi) is not a
Controlling Person of the Company (or member of a group of individuals and/or entities that collectively
exercise Control over the Company);
“Related Party” shall mean any Person that: (i) is an Affiliate of another specified Person; (ii) serves as a
director, officer, employee, partner, executor, or trustee of such specified Person; (iii) in which such
specified Person holds a material interest, including by way of holding any shares; or (iv) that holds a
material interest in such specified Person. For the purpose of this definition, “material interest” shall mean a
direct or indirect ownership of voting shares representing at least 10% of the outstanding voting power or
equity of a Person;
“Shareholder” refers to a Person holding Shares of the Company;
“Person” shall mean any natural person, corporation, company, partnership, firm, voluntary association,
joint venture, trust, unincorporated organization, Authority or any other entity whether acting in an
individual, fiduciary or other capacity;
“Director” shall mean a director of the Company nominated and elected from time to time in accordance
with its Charter;
“Affiliate” shall mean with respect to any Person, any Person directly or indirectly Controlling, Controlled
by or under common Control with, that Person and in case of a natural person, shall include the Relatives of
such Person. For the purposes of this Agreement, ‘Relatives’ shall have the same meaning as ascribed to it
in the Act;
“Key Subsidiary” shall mean any Subsidiary of the Company that meets any of the following conditions: (i)
the Company’s and its other Subsidiaries’ investments in and advances to such Subsidiary exceed fifty
percent (50 %) of the total assets of the Company and its Subsidiaries, consolidated as of the end of the most
recently completed fiscal year of the Company, (ii) such Subsidiary’s share of the total assets (after inter-
company eliminations) of the Company and its Subsidiaries exceeds fifty percent (50%) of such assets,
consolidated as of the end of the most recently completed fiscal year of the Company, or (iii) such
Subsidiary’s share in the income from continuing operations before income Taxes, extraordinary items and
cumulative effect of a change in accounting principles of the Company and its Subsidiaries exceeds fifty
percent (50%) of such income, consolidated as of the end of the most recently completed fiscal year of the
Company;
“Sponsors” shall mean collectively Ashok B. Jain, Anil B. Jain, Ajit B. Jain, Atul B. Jain and Jalgaon
Investments Private Limited, and their respective heirs, executors, administrators and permitted assigns;
“Company’s Auditor” shall mean the independent auditors of the Company, as may be appointed from
time to time, in accordance with the understanding between the IFC and the Company;
“ Financial Year” shall mean the accounting year of the Company commencing each year on April 1 and
ending on the following March 31, or such other period as the Company, upon thirty (30) days prior notice
to IFC, from time to time designates as its accounting year;
“Distribution” shall mean (i) the transfer of cash or other property without consideration, whether by way
of dividend or otherwise, or (ii) the purchase of shares or redemption of shares or Share Equivalents of the
Company for cash or property;
(Inserted vide resolution passed in the AGM dated 30.9.2009)
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
51
151. Contribution of profits to rural development
(a) Subject to the provisions of the Act, the Company may contribute monies to rural development in general
and particularly towards improving the knowledge, skill, efficiency and self-dependence of farmers based
on Gandhian principles. In case the aggregate amount of such contribution, along with other contributions
to charitable and other funds shall exceed five percent (5%) of the net profits of the Company reflected in
the Profit and Loss account adopted by the Board of Directors for the relevant year, prior permission of
the Company in general meeting shall be required.
(Amended vide resolution passed in 21st AGM held on 30.09.2008)
(b) The Board of Directors shall constitute an informal group of Directors to be headed by the Chairman of
the Company. The contribution amounts determined every year after adoption of the Profit and Loss
account by the Board of Directors shall be utilized in a manner to be determined by such informal group.
Where in any financial year there are no profits the matter shall be brought to the Board of Directors for
approval.”
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
THE SEAL
153. Intentionally left blank.
a) The Board shall provide a Common Seal for the safe custody of the Seal.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
52
Managing Director or the Joint Managing Director or the Company Secretary of the Company, acting singly.
All deeds, agreements, instruments, letters, bonds, affidavits, declarations, indemnities, powers of attorney
and other documents of any nature whatsoever executed on behalf of the Company in any of the ways set out
above in this Article shall be binding on the Company.
(Amended as per resolution passed in the 23rd AGM held on 29.09.2010)
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
DIVIDENDS
155. Intentionally Left Blank
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
a) the Company shall before declaring or paying a dividend for any financial year, transfer such percentage
of profits for that financial year as it may consider appropriate to the reserves of the Company, which
shall, at the discretion of the Board, be applicable for any purpose to which the profits of the company
may be properly applied, including provision for meeting contingencies or for equalizing dividends; and
pending such application, may, at the like discretion, either be employed in the business of the company
or be invested in such investments (other than shares of the company) as the Board may, from time to
time, thinks fit.;
b) Owning to inadequacy or absence of profits in any financial year, the Company may propose to declare
dividend out of the accumulated profits earned by it in previous years and transferred by the company to
the reserves, however, such declaration of dividends shall be made in accordance with the rules
prescribed in this behalf
c) No dividend shall be declared or paid by the company from its reserves other than free reserves.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
53
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
54
166. No interest on unpaid dividend
No unpaid dividend shall bear interest as against Company subject to provision of the Act. No unclaimed or
unpaid dividend shall be forfeited by the Board and the Company shall comply with all the provisions of
Section 124 of the Act in respect of unclaimed dividend.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
168. Capitalisation
Section (a) The company in general meeting may, upon the recommendation of the Board, resolve -
(i) that it is desirable to capitalise any part of the amount for the time being standing to the
credit of any of the company's reserve accounts, or to the credit of the profit and loss
account, or otherwise available for distribution; and
(ii) that such sum be accordingly set free for distribution in the manner specified in clause (b)
below amongst the members who would have been entitled thereto, if distributed by way of
dividend and in the same proportions.
b) The sum aforesaid shall not be paid in cash but shall be applied, subject to the provision contained
in clause (iii), either in or towards—
(i) paying up any amounts for the time being unpaid on any shares held by such members
respectively;
(ii) paying up in full, unissued shares of the company to be allotted and distributed, credited as
fully paid-up, to and amongst such members in the proportions aforesaid;
(iii) partly in the way specified in sub-clause (i) and partly in that specified in sub-clause (ii);
(iv) A securities premium account and a capital redemption reserve account may, for the
purposes of this regulation, be applied in the paying up of unissued shares to be issued to
members of the company as fully paid bonus shares;
(v) The Board shall give effect to the resolution passed by the company in pursuance of this
regulation.
c) Whenever such a resolution as aforesaid shall have been passed, the Board shall—
(i) make all appropriations and applications of the undivided profits resolved to be capitalised
thereby, and all allotments and issues of fully paid shares if any; and
(ii) generally do all acts and things required to give effect thereto.
d) The Board shall have power -
(i) to make such provisions, by the issue of fractional certificates or by payment in cash or
otherwise as it thinks fit, for the case of shares becoming distributable in fractions; and
(ii) to authorise any person to enter, on behalf of all the members entitled thereto, into an
agreement with the company providing for the allotment to them respectively, credited as
55
fully paid-up, of any further shares to which they may be entitled upon such capitalisation,
or as the case may require, for the payment by the company on their behalf, by the
application thereto of their respective proportions of profits resolved to be capitalised, of the
amount or any part of the amounts remaining unpaid on their existing shares;
e) Any agreement made under such authority shall be effective and binding on such members.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
ACCOUNTS
169. Director(s) to keep true accounts
a) The Company shall keep at the office or at such other place in India as the Board thinks fit, proper
books of account in accordance with Section 128 of the Act with respect to:
i) all sums of money received and expended by the Company and the matters in respect
which the receipts and expenditure take place.
ii) all sales and purchase of goods by the Company.
iii) the assets and liabilities of the Company.
b) If the Board decides to keep all or any of the books of account at any place other than the office of
the Company, the Company shall within seven days of the decision file with the Registrar a notice
in writing giving the full address of such other place.
c) The Company may keep such books of account or other relevant papers in electronic mode in the
manner as may be prescribed.
d) The Company shall preserve in good order the Books of accounts relating to a period of not less
than eight years preceding the current year together with the vouchers relevant to any entry in such
books of accounts.
e) Where the Company has a branch office whether in or outside India the Company shall be deemed
to have complied with this Article if proper books of account relating to the transactions effected
at the branch office are kept at the branch office and proper summarised returns periodically are
sent by the branch office to the Company at its office or other place in India at which the
Company’s books of account are kept as aforesaid.
f) The books of account shall give a true and fair view of the state of the affairs of the Company or
branch office as the case may be and explain its transactions. The books of account and other
books and papers shall be open to inspection by any Director during business hours.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
56
(i) Related Party Transactions
(ii) Disclosure of Accounting Treatment
(iii) Remuneration of Directors
(iv) Management Discussion and Analysis Report
(v) Basic information of the Company and its Directors to Shareholders
(vi) Proceeds from public issues, right issues, preferential issues etc.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
AUDIT
173. Accounts to be audited
Statutory Auditors shall be appointed and their rights and duties regulated in accordance with Section 139 to
147 of the Act.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
57
177. On personal representative etc.
A document or notice may be served or given by the Company on or to the persons entitled to a share in
consequence of the death or insolvency of a Member by sending it through the post in prepaid letter
addressed to them by name or by the title or representatives of the deceased, or assignee of the insolvent or
by any like description, at the address thereto (if any) in India supplied for the purpose by the persons
claiming to be entitled, or until such an address has been so supplied by serving the document or notice in
any manner in which the same might have been given if the death or insolvency had not occurred.
178. To whom document notice must be served or given
Documents or notices of every General Meeting shall be served or given in same manner hereinbefore
authorised on or to (a) every member, (b) every representative etc of every person entitled to a share in
consequence of the death or insolvency of a Member and (c) the Statutory Auditor for the time being of the
Company.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
58
INDEMNITY AND RESPONSIBILITY
183. Director and other right to indemnity
(a) Subject to the provisions of Section 197 of the Act, every Director, Manager, Secretary and other Officer
or employee of the Company and every one of them and/or their heirs, successors, executors and
administrators shall be indemnified and secured harmless out of the assets of the Company, to pay all
costs, losses and expenses (including traveling expenses) which any such Director, Manager, Secretary,
Officer or employee may incur or become liable to by reason of any contract entered into or act or deed
done by him as such Directors, Managers, Secretary, Officer or Employee or in any way in the discharge
of his duties.
(b) Directors & Officer Liability Indemnity Policy. The Company shall, procure suitable Director and
Officers Liability insurance in favour of the Directors from a reputable insurance company in respect of
claims or liabilities resulting from the actions or omissions of the Directors as Directors of Company. The
maximum amount of premium payable by the Company towards such D&O Insurance of each Director
shall be decided and approved by the Board
(c) Subject as aforesaid, every Director, Manager, Secretary or another officer or employee of the Company shall
be indemnified against any liability incurred by them or him defending any proceedings whether civil or
criminal in which judgment is given in their or his favour in which he is acquitted or discharged or in
connection with any application under Section 633 of the Act in which relief is given to him by the Court.
Amended vide Special Resolution passed at 29th AGM dated 30th September, 2016.
SECRECY
185. Secrecy clauses
a) Every Director, Manager, Auditor(s), Treasurer, Trustee, Member, or a committee, officer, servant,
agent, accountant or other person employed in the business of the Company shall if so required by the
Directors, before entering upon his duties, sign a declaration pledging himself to observe strict secrecy
respecting all transactions and affairs of the Company with the customers and the state of accounts with
individuals and in matters relating thereto and shall by such declaration pledge himself not to reveal any of
the matters which may come to his knowledge in discharge of his duties except when required so to do by
the Directors or by law or by the person to whom such matters relate and except so far as may be necessary
in order to comply with any of the provisions in these presents contained.
b) No member (other then the party Shareholders) shall be entitled to visit or inspect any works of the
Company without permission of the Directors or to require discovery of any information respecting any
details of the Company’s trading, or any matter which is or may be in the nature of a trade secret, mystery of
59
trade, secret process or any other matter which may relate to the conduct of the business of the Company and
which in the opinion of the Directors, it would be expedient in the interest of the Company to disclose.
Miscellaneous
186. Invalid Articles, if any, will not affect the validity or enforceability
If any provision or undertaking of these Articles or any part hereof is or becomes illegal, invalid, prohibited
or unenforceable in any respect in any jurisdiction, such provision or undertaking or part thereof shall be ineffective
as to such jurisdiction, without invalidating the remaining provisions of these Articles or affecting the validity or
enforceability of these Articles (as long as such remaining provisions do not fundamentally alter the relations among
the parties) or affecting the validity or enforceability of such provision or undertaking or part thereof in any other
jurisdiction. Notwithstanding the foregoing, if such provision or undertaking or part thereof could be more narrowly
drawn so as not to be illegal, invalid, prohibited or unenforceable in such jurisdiction, it shall, as to such jurisdiction,
be so narrowly drawn, without invalidating the remaining provisions of these Articles or affecting the validity or
enforceability of such provision or undertaking or part thereof in any other jurisdiction.
60
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APPLICATION FORM NO: 2
Works performed as prime contractor (in the same name) on works of a similar seven years**nature over last
Acct./2011-
NCP,sanchore- Executive Engineer, NCP Construction of diggies pump rooms ……………………………. Sanchore lift Physically work Physically work
2(Rajasthan) Div.III, Sanchore (Raj.) distri and its minors and sub minors from km 34 to 46.35 ………………... on 12/257/22.09. 4389.84 2.10.2011 01.10.2013
completed completed
Turnkey Basis. 2011
Acct./2011-
Executive Engineer, NCP Execution of Earth Work, ………. pantail Minor and other Minors of
NCP,pantail (Rajasthan) 12/2072/21.0 4363.09 12.01.2012 30.09.2013 In progress
Div.V, Sanchore(Raj.) Panoriya Lift Distributory off-taking……...on Turnkey Basis. Physically work is
9.2011
expected to be
complete by Jul 2017.
EE/Acct./2012-
Executive Engineer, NCP Execution of Earth Work, ……………...Ratoda Distributory off-
NCP,Ratoda (Rajasthan) 13/4135/28.0 4654.50 8.07.2012 07.01.2014 In progress
Div.II, Sanchore(Raj.) taking ……………..on Turnkey Basis.
6.2012
4 NCP,Panoriya (Rajasthan) 39.91 22.09.2011 10.36 9.50 8.55 1.32 0.00 31.76 8.15
5 NCP,pantail (Rajasthan) 43.63 21.09.2011 10.77 11.80 6.44 1.65 0.00 33.06 10.57
6 NCP,Ratoda (Rajasthan) 46.54 28.06.2012 11.96 6.36 8.23 3.38 0.00 29.93 16.61
7 NCP,Arniyali (Rajasthan) 46.31 28.06.2012 12.34 7.94 6.17 3.95 0.00 30.40 15.91
Balh Valley (Left Bank) Medium Irrigation
8 65.11 5.06.2009 10.56 2.87 0.56 0.00 0.00 32.88 32.23
Project in District Mandi H.P.
9 GWRDC BK-1 6.86 5.06.2013 0.00 2.35 2.73 0.00 0.00 5.08 0.00
10 GWRDC Gandhinagar SabarkanthaPkg-1 7.89 6.05.2013 0.00 3.15 1.62 0.00 0.00 4.77 0.00
11 GWRDC KCH-1 6.81 14.05.2013 0.00 4.00 0.39 0.00 0.00 4.39 0.00
12 GWRDC MP-1 10.66 14.05.2013 0.00 3.10 5.95 0.08 0.00 9.13 0.00
Surendranagar and Rajkot District (Package
13 4.71 6.05.2013 0.00 3.27 0.0027 0.00 0.00 3.27 0.00
No.2) Project
Project in Kandi belt of Talwara and Hajipur
14 40.94 5.09.2014 0.00 4.45 7.03 13.69 0.00 25.17 15.77
Blocks of Hoshiarpur
Project to Nadaun Area in Tehsil
15 97.53 11.08.2014 0.00 0.00 34.87 18.86 0.00 53.73 43.80
NadaunDist.Hamirpur(HP)
16 IGNP(PACKAGE : SL-1) 189.02 07.03.2017 0.00 0.00 0.00 0.00 0.00 - 189.02
17 Raipur Chhattisgarh 17.92 2.08.2016 0.00 0.00 0.00 0.00 0.00 - 17.92
18 CADA ,Kurukshetra,Haryana 25.87 11.08.2016 0.00 0.00 0.00 0.00 0.00 - 25.87
19 Poorigalli 568.95 11.05.2017 0.00 0.00 0.00 0.00 0.00 - 568.95
3044.48 368.72 372.11 531.89 366.61 37.53 2053.68 980.5129
A B
N=1.5 18 Month
Bid Capacity=(2 x A x N) – B
Bid Capacity= 615.14564 Cr.
APPLICATION FORMNO: 4
PERSONNEL CAPABILITIES
CANDIDATE SUMMARY
Qualifications and experience of key personnel proposed for administration and execution of the
contract
CURRICULUM VITAE
Personal Details
Designation : Project Manager.
Department : Design and Projects
Cell No : +91 9413342144
E-mail : jain.satish@jains.com
Nationality : Indian
Date of Birth : 11 August 1977
Academic Credentials:
M.TECH (WRDM ), 2003
IIT, KHARAGPUR.
Grade: 8.89 OGPA
Work Experience:
A] Designation: Project MANAGER.
Organization : Jain Irrigation Systems Ltd - Jalgoan, India
Span : From 2003 to till Date
Description : Design, Development and Execution of Irrigation Projects.
Page 1 of 1
Name: Mr. Umesh kumar Verma
Jain Plastic Park, NH No. 6, P.O. Box: 72,
Jalgaon - 425 001 (Maharashtra). INDIA
Tel :+91-257-2258011; Fax+91-25 -2258111
CURRICULUM VITAE
Personal Details
Designation : Sr. Project Engineer.
Department : Project
Cell No : +91 9784742146
E-mail : verma.umesh@jains.com
Nationality : Indian
Academic Credentials:
B SC. CIVIL - 2002
! Institution: Bihar Institute of Technology,Sindri
! Grade: First Division
Work Experience:
A] Designation: Sr. Project Engineer.
! Organization : Jain Irrigation Systems Ltd - Jalgoan, India
! Span : From 2009 to till Date
! Description : Project Execution of Pipe Project and allied civil engineering works like canal,
K.T.Weir, Cross Drainage Works etc Construction works and also installation.
Page 1 of 3
Name: Mr. Vijay kumar Verma
Jain Plastic Park, NH No. 6, P.O. Box: 72,
Jalgaon - 425 001 (Maharashtra). INDIA
Tel :+91-257-2258011; Fax+91-25 -2258111
CURRICULUM VITAE
Personal Details
Designation : Sr Engineer
.Department : Project
Cell No : +91 9413342145
E-mail : gupta.vijay@jains.com
Nationality : Indian
Academic Credentials:
M.Tech.Agri
Work Experience:
A] Designation: Sr Engineer.
! Organization : Jain Irrigation Systems Ltd - Jalgoan, India
! Span : From 2008 to till Date
! Description : Project Execution of Pipe Project and allied civil engineering works like canal,
K.T.Weir, Cross Drainage Works etc Construction works and also installation.
Page 1 of 3
APPLICATION FORMNO: 6
FINANCIAL CAPABILITY
Summarize actual assets and liabilities in Indian Rs. In Lac (at the rate of exchange current at the
end of each year) for the previous five years. Based upon known commitments, summarize
projected assets and liabilities in Indian Rs. In Lac equivalents for next two years. The details of credit
limit sanctioned by Bank and availed should also be furnished.
Financial information
(Rs. In Lac)
Actual previous five years Projected for next
two years
2011-12 2012-13 2013-14 2014-15 2015-16 2016-17 2017-18
Specify proposed sources of financing to meet the cash flow demands of the Project net of current
commitments (instructions to applicant)
Sources of financing Amount ( Indian Rs. In Million)
Attach audited balance sheet for the last five years ( for the individuals applicants)
Bank Cert..Attached
Seperately
APPLICATION FORMNO: 8
Not Applicable
G
Jain Hydrocyclone Filter
Technology for Dirt Separation
Applications
Used in micro irrigation systems to remove sand and silt
particles from irrigation water.
E
Technical Specifications
Nominal Flow Inlet/ Outlet Vol.of coll. Gross Nominal Inlet/
A B C D E
Rate Connection chamber Weight Flow Rate Outlet
m³/hr gpm inch litres kg lbs (m³/hr) gpm (Inch) (mm)
25 110 2” 5 36 79.2 25 110 2” 1065 865 204 198 460
40 176 2½” 10 48 105.6 40 176 2½” 1365 1112 264 258 520
50 220 3” 10 60 132.0 50 220 3” 1575 1350 323 317 520
80 352 4” 49 89 195.8 80 352 4” 1950 1745 402 396 500
120 528 6” 78 151 332.2 120 528 6” 2850 2275 600 594 500
6 120 0.018 0.018 0.02 0.03 0.03 0.03 0.04 0.04 0.05 0.06 0.07 0.09 0.11 0.15 0.21
Governing equation, h = k em χ ; h = Pressure drop (kg/cm²); χ = Flow rate (m³/hr); K = Pressure drop constant;
m = Flow constant (for k & m values refer table) - Note: Filters are tested under standard laboratory test conditions.
Ordering Specifications
Example: JHFM025 - This code represents Jain Hydrocyclone Filter -
X XXX
Deluxe with mild steel construction having 25 m³/hr nominal flow capacity.
Material Nominal Flow (m³/hr)
Note:
025
• Jain Hydrocyclone Filter of any other size, flow capacity or end
JHF 040 connections can be supplied On demand.
M - Mild Steel
050 • Jain Hydrocyclone Filter can be supplied in Autoflush option. Please
S - Stainless Steel specify code as DJHFM025A instead of DJHFM025.
080
120
38
Proposed Irrigation System and Design Parameters
COMPONENTS of PROJECT
• Head works including Feeder pipe, Intake/Sump well and Pump House at River.
• Pressurized Pipe line Network / Rising Main up to Diggi.
• Diggi and Pump House.
• Pressurized Pipe line Network / Distribution Network from Diggi to Outlet.
• Outlets for 7- 8.5 ha
Head Works:-
• As per availability of water allowance, the intake structure / Sump Wells are
provided to collect the requisite discharge.
• To irrigate this command area pumping is done in two stages. In first stage,
available water is transported from River to each Diggi through Pumping. 4 (3
running & 1 standby condition) pumps of 170 lps & 45m head have been
proposed with required accessories. In 2nd stage, water is distributed from Diggi
to outlet through pumping. For this purpose suitable pumps of 22-25 lps & 40-
42m Head have been proposed.
• Proper arrangement has been proposed for protecting from flood water.
• Pump House has been proposed above the HFL of the River.
Rising Mains:-
Rising Mains of DI Pipe are proposed for lifting water from River (water source)
to each Diggi. Pipe sizes are selected with consideration of discharge, Static &
Dynamic head including water hammer and velocity. Thrust / Anchor blocks are
recommended at joints & bends on Rising Main to dissipate the horizontal/vertical
thrust. Necessary safety and control valves have been proposed for proper
functioning of the system.
Chak Size:
Whole command area has been divided into 22 Chaks of 90 -105 ha each for easy
operation and maintenance.
Diggi and Pump House
Distribution Network:-
Water after lifting through R/M shall be distributed from Diggi to each outlet
through pressurized distribution networks of HDPE Pipes. The sizes of Pipes are
selected with consideration of flow and velocity. The velocity has been considered
maximum 1.25 m/s while designing. Design data with scheduling of pipe distribution
network has been enclosed. The pipes sizes have been considered from 90mm to 200
mm with require pressure ratings.
Outlet:-
Outlets with proper control measures are provided in each Chak for easy
operation & maintenance. The Average area and flow under each outlet are
considered 7 – 8.5 Ha and 5 - 6.5 Lps respectively. The minimum required pressure
of 25 m is maintained on each outlet for operating of micro irrigation within farm.
The following points are considered while preparing the preliminary calculations
• The sprinkler of discharge 0.126 lps and spacing of 10m x 10m are selected.
The Soil of the project area is having infiltration rate less than 5 mm/hr, we
have considered the same while selecting the sprinklers. Therefore, we have
proposed the sprinkler having application rate less than 5 mm/ Hrs (4.55
mm/Hr).
DATA
1 Area to be irrigated : Outlet area
2 Water Source : Outlet Capacity : Desired
3 Pumping Hours per day : 24 Hours
CALCULATIONS
5 Depth of Irrigation : 3.25 cm
6 Irrigation Interval (max) : 14 Days
7 Selection of Sprinkler Nozzle : 2.4 x 1.8 5022U
Discharge : 0.126389 Lps
Op. Pressure : 20 m
8 Spacing of Nozzle : 10 M X 10 M
9 Application Rate : 0.0455 cm/hr.
11 Selection of Sprinkler Nozzle : OK
12 Sprinkler Main/submain Pipe : 90 mm
13 Losses in Sprinkler main/submain : 5m
14 Sprinkler Lateal : 32 mm
15 Head required at outlet : 25 m
POLAI LIFT DISTRIBUTARY
AREA STATEMENT OF SAMPLE CHAK
KUAGOUN
1 366 0.06 0.06 0.00
2 368 2.06 0.00 2.06
3 369 2.75 0.00 2.75
4 370 2.42 0.00 2.42
5 371 0.33 0.00 0.33
6 372 0.59 0.00 0.59
7 373 0.43 0.00 0.43
8 374 0.49 0.00 0.49
9 375 0.41 0.00 0.41
10 376 0.24 0.00 0.24
11 377 0.09 0.00 0.09
12 378 0.48 0.00 0.48
13 379 1.05 0.00 1.05
14 380 1.91 0.00 1.91
15 381 1.29 0.00 1.29
16 382 0.04 0.00 0.04
383 1.29 0.00 1.29
17 388 1.84 0.00 1.84
18 392 1.96 0.00 1.96
19 393 1.06 0.00 1.06
20 394 0.06 0.00 0.06
21 395 0.99 0.00 0.99
22 396 2.82 0.00 2.82
23 397 1.35 0.00 1.35
24 398 0.37 0.00 0.37
25 399 1.34 0.00 1.34
26 400 0.96 0.00 0.96
27 401 0.04 0.00 0.04
28 402 0.4 0.00 0.40
29 403 0.95 0.00 0.95
30 404 1.55 0.00 1.55
31 405 0.86 0.00 0.86
32 406 2 0.00 2.00
33 407 2.35 0.00 2.35
34 408 0.93 0.00 0.93
35 409 0.01 0.00 0.01
36 410 0.91 0.00 0.91
37 411 0.93 0.00 0.93
38 416 0.05 0.00 0.05
JUHARIYA
40 5 1.61 1.61 0.00
41 6 2.08 0.00 2.08
42 7 0.02 0.00 0.02
43 8 0.25 0.00 0.25
44 9 1.94 1.94 0.00
45 10 0.81 0.00 0.81
46 11 0.16 0.00 0.16
47 12 0.03 0.00 0.03
48 13 1.2 0.00 1.20
49 14 0.6 0.00 0.60
50 15 0.75 0.00 0.75
51 16 0.44 0.00 0.44
52 17 0.06 0.00 0.06
53 18 4.27 0.00 4.27
54 19 0.64 0.00 0.64
55 20 0.14 0.00 0.14
56 21 2.57 2.57 0.00
57 22 0.13 0.13 0.00
58 23 0.4 0.40 0.00
59 24 0.32 0.32 0.00
60 25 6.2 6.20 0.00
61 28 0.17 0.17 0.00
62 33 0.04 0.04 0.00
63 71 0.27 0.27 0.00
64 72 0.14 0.14 0.00
65 73 0.05 0.05 0.00
66 74 0.15 0.15 0.00
67 75 0.03 0.03 0.00
68 76 0.36 0.00 0.36
69 77 0.14 0.00 0.14
70 78 3.2 0.00 3.20
71 79 0.14 0.00 0.14
72 80 0.18 0.00 0.18
73 81 0.12 0.12 0.00
74 82 0.18 0.00 0.18
75 83 3.85 0.00 3.85
76 84 1.14 0.00 1.14
77 85 0.46 0.00 0.46
78 86 1.43 0.00 1.43
79 87 1.01 0.00 1.01
80 88 0.44 0.00 0.44
81 89 0.24 0.00 0.24
82 90 0.14 0.00 0.14
83 91 0.22 0.00 0.22
84 92 0.99 0.00 0.99
85 93 0.26 0.00 0.26
86 94 0.26 0.00 0.26
87 95 0.2 0.00 0.20
88 96 0.4 0.00 0.40
89 97 0.19 0.00 0.19
90 98 0.02 0.00 0.02
91 99 0.54 0.00 0.54
92 100 0.78 0.00 0.78
93 101 1.02 0.00 1.02
94 101 1.02 0.00 1.02
95 102 2.30 0.00 2.30
96 104 0.02 0.00 0.02
97 105 1.6 0.00 1.60
98 106 0.16 0.00 0.16
99 107 0.54 0.54 0.00
100 108 0.02 0.00 0.02
101 109 0.18 0.00 0.18
102 110 0.37 0.00 0.37
103 111 0.05 0.00 0.05
104 112 0.25 0.00 0.25
105 113 0.41 0.00 0.41
106 114 0.01 0.00 0.01
107 115 4.01 0.00 4.01
108 116 0.06 0.00 0.06
109 117 0.98 0.00 0.98
110 118 0.13 0.00 0.13
111 119 0.69 0.00 0.69
112 120 0.48 0.00 0.48
113 121 0.6 0.00 0.60
114 122 0.48 0.00 0.48
115 123 0.28 0.28 0.00
116 124 0.12 0.12 0.00
117 125 0.89 0.00 0.89
118 139 0.09 0.09 0.00
119 140 0.1 0.00 0.10
120 141 0.32 0.00 0.32
121 142 0.05 0.05 0.00
122 143 0.04 0.04 0.00
123 144 0.49 0.00 0.49
124 145 0.09 0.00 0.09
125 146 0.1 0.00 0.10
126 147 2.38 0.00 2.38
127 148 0.06 0.06 0.00
128 149 0.16 0.00 0.16
129 150 0.49 0.00 0.49
130 151 0.39 0.00 0.39
131 152 2.3 0.00 2.30
132 153 1.35 0.00 1.35
133 154 0.05 0.00 0.05
134 156 0.15 0.00 0.15
135 157 0.31 0.00 0.31
136 158 0.06 0.00 0.06
137 159 1.69 0.00 1.69
138 161 0.05 0.00 0.05
109.41 15.38 94.03
GROUPINGS FOR SAMPLE CHAK
Group
Outlet Area
Khasra No. C.C.A. (Ha)
No. (Ha)
C.C.A
116 0.06
117 0.98
118 0.13
119 0.69
120 0.48
121 0.60
122 0.48
125 0.89
O1 7.79
140 0.10
141 0.32
142 0.00
143 0.00
144 0.49
145 0.09
146 0.10
147 2.38
102 2.30
104 0.02
105 1.60
106 0.16
107 0.00
108 0.02
O2 5.37
109 0.18
110 0.37
111 0.05
112 0.25
113 0.41
114 0.01
381 1.29
382 0.04
O3 383 1.29 6.42
388 1.84
392 1.96
149 0.16
150 0.49
151 0.39
152 2.30
153 1.35
O4 154 0.05 7.00
156 0.15
157 0.31
158 0.06
159 1.69
161 0.05
GROUPINGS FOR SAMPLE CHAK
Group
Outlet Area
Khasra No. C.C.A. (Ha)
No. (Ha)
C.C.A
376 0.24
377 0.09
378 0.48
O5 6.59
379 1.05
380 1.91
396 2.82
397 1.35
405 0.86
406 2.00
O6 6.06
409 0.01
410 0.91
411 0.93
393 1.06
394 0.06
395 0.99
398 0.37
399 1.34
O7 400 0.96 7.77
401 0.04
402 0.40
403 0.95
404 1.55
416 0.05
370 2.42
371 0.33
372 0.59
O8 373 0.43 7.02
374 0.49
375 0.41
407 2.35
101 1.02
O9 114 0.01 5.04
115 4.01
99 0.54
O10 100 0.78 2.34
101 1.02
GROUPINGS FOR SAMPLE CHAK
Group
Outlet Area
Khasra No. C.C.A. (Ha)
No. (Ha)
C.C.A
6 2.08
7 0.02
8 0.25
9 0.00
10 0.81
11 0.16
O11 6.40
12 0.03
13 1.20
14 0.60
15 0.75
16 0.44
17 0.06
18 4.27
O12 19 0.64 5.05
20 0.14
76 0.36
77 0.14
78 3.20
O13 79 0.14 8.05
80 0.18
82 0.18
83 3.85
84 1.14
85 0.46
86 1.43
87 1.01
88 0.44
89 0.24
90 0.14
O14 91 0.22 7.40
92 0.99
93 0.26
94 0.26
95 0.20
96 0.40
97 0.19
98 0.02
368 2.06
O15 369 2.75 5.74
408 0.93
TOTAL 94.04 94.04
PHOLAI LIFT IRRIGATION PORJECT , BUNDI, RAJASTHAN
CALCULATIONS FOR MAIN, SUBMAIN & PUMP DYNAMIC HEAD
DATA
Chak Name CHAK SAMPLE
Area CCA 94.04 Ha.
Flow available on 24 hrs basis 23.68 Lps
0.02368 m3/sec.
No of sprinkler operting at a time 187 Nos.
No. of sprinklers set 5
No. of Sprinkler : 39 38 37 36
No. of outlet : 5 0 0 0
Total sprinklers provided : 195 0 0 0
Discharge/sprinkler set : 4.9296 4.8 4.68 4.55
Total Discharge : 24.65 0 0 0 24.65 Lps
88.73 m3/hr.
HYDRAULIC CALCULATION
Head required at each outlet for sprinkler Operation : 25.00 m
Friction Head losses in Pipe : 8.38 m
Suction head : 3.00 m
Losses in Head Unit : 4.00 m
Total Head Losses : 40.38 m
Hydraulic Calculations
HDPE PIPE PE-80 IS-14151/PE80 4984
Main line Ground Level Difference Pipe Details Head (M)
(Chainage Length Flow Vel. 10% Total Ref.
Upstrea Downstr Level OD PIPE Pressure Frictional Initial Final
starts from (m) (lps) (m/s) fitting Friction Point
m eam Diff. (mm) TYPE (Kg/cm2) loss Head head
outlet) losses al loss
O1 N1 276 237.00 236.50 -0.50 5.00 90 HDPE 4 0.99 3.11 0.31 3.42 25.00 27.92 N1
O2 N1 40 237.50 237.50 0.00 5.00 90 HDPE 4 0.99 0.45 0.05 0.50 25.00 25.50 N1
N1 N2 104 237.50 237.50 0.00 5.00 90 HDPE 4 0.99 1.17 0.12 1.29 27.92 29.21 N2
O3 N3 274 235.50 235.00 -0.50 5.00 90 HDPE 4 0.99 3.09 0.31 3.40 25.00 27.90 N3
O4 N4 198 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 2.23 0.22 2.45 25.00 27.45 N4
O5 N4 6 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 0.07 0.01 0.07 25.00 25.07 N4
N4 N3 52 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 0.59 0.06 0.64 27.45 28.10 N3
N3 N5 55 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 0.62 0.06 0.68 28.10 28.78 N5
O6 N6 69 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 0.78 0.08 0.86 25.00 25.86 N6
O7 N6 136 235.50 235.00 -0.50 5.00 90 HDPE 4 0.99 1.53 0.15 1.69 25.00 26.19 N6
N6 N5 150 235.50 235.50 0.00 5.00 90 HDPE 4 0.99 1.69 0.17 1.86 26.19 28.05 N5
N5 N7 142 236.00 235.50 -0.50 10.00 140 HDPE 4 0.81 0.66 0.07 0.73 28.78 29.01 N7
O8 N7 50 236.00 236.00 0.00 5.00 90 HDPE 4 0.99 0.56 0.06 0.62 25.00 25.62 N7
N7 N8 59 236.00 236.00 0.00 10.00 140 HDPE 4 0.81 0.28 0.03 0.30 29.01 29.32 N8
O9 N8 38 236.00 236.00 0.00 5.00 90 HDPE 4 0.99 0.43 0.04 0.47 25.00 25.47 N8
N8 N9 226 237.00 236.00 -1.00 15.00 160 HDPE 4 0.94 1.16 0.12 1.28 29.32 29.59 N9
O10 N9 21 237.00 237.00 0.00 5.00 90 HDPE 4 0.99 0.24 0.02 0.26 25.00 25.26 N9
N9 N2 24 237.50 237.00 -0.50 15.00 160 HDPE 4 0.94 0.12 0.01 0.14 29.59 29.23 N2
N2 N10 191 237.00 237.50 0.50 20.00 180 HDPE 4 0.98 0.94 0.09 1.03 29.23 30.76 N10
O11 N11 191 239.50 240.50 1.00 5.00 110 HDPE 4 0.66 0.82 0.08 0.90 25.00 26.90 N11
O12 N11 115 239.50 239.50 0.00 5.00 90 HDPE 4 0.99 1.30 0.13 1.43 25.00 26.43 N11
N11 N12 199 238.00 239.50 1.50 5.00 110 HDPE 4 0.66 0.85 0.09 0.94 26.90 29.34 N12
O13 N12 205 238.00 237.50 -0.50 5.00 90 HDPE 4 0.99 2.31 0.23 2.54 25.00 27.04 N12
N12 N13 52 237.50 238.00 0.50 5.00 110 HDPE 4 0.66 0.22 0.02 0.25 29.34 30.09 N13
O14 N13 6 237.50 237.50 0.00 5.00 90 HDPE 4 0.99 0.07 0.01 0.07 25.00 25.07 N13
N13 N10 123 237.00 237.50 0.50 10.00 140 HDPE 4 0.81 0.58 0.06 0.63 30.09 31.22 N10
N10 N14 144 237.00 237.00 0.00 24.65 200 HDPE 4 0.98 0.62 0.06 0.68 31.22 31.90 N14
O15 N14 123 237.00 236.00 -1.00 5.00 90 HDPE 4 0.99 1.39 0.14 1.52 25.00 25.52 N14
N14 DIGGI 102 236.00 237.00 1.00 24.65 200 HDPE 4 0.98 0.44 0.04 0.48 31.90 33.38 DIGGI
SCHEDULING FOR SAMPLE CHAK
Application rate 0.455 cm/hr
No. of No. of hours
Group Design
Outlet No. CCA, Ha Sprinklers alloted in 7
No. Discharge
per shift days
1 7.79 39 4.93
4 7.00 39 4.93
7 7.77 39 4.93
I 57
10 2.34 39 4.93
13 8.05 39 4.93
Sub Total 32.95 195 24.65
2 5.37 39 4.93
5 6.59 39 4.93
8 7.02 39 4.93
II 56
11 6.40 39 4.93
14 7.40 39 4.93
Sub Total 32.78 195 24.65
3 6.42 39 4.93
6 6.06 39 4.93
9 5.04 39 4.93
II 49
12 5.05 39 4.93
15 5.74 39 4.93
Sub Total 28.31 195 24.65
Pholai LIFT IRRIGATION PROJECT
HYDRAULIC DESIGN OF IRRIGATION SYSTEM
Frictional Other Total
Pipe G. L. At G. L. At Frict. Initial Final
From To Length Disch. Pipe Dia. Pipe Type Vel. losses / frict. Frict.
Class start end losses Head Head
KM Losses Losses
Mt. Mt. Mt. LPS MM Kg/Cm2 Mt. Mt. M/Sec. Mt. Mt. Mt. Mt. Mt. Mt.
D1 D2 1314 45.86 250 DI 7 236.50 234.00 0.88 2.45 3.2 0.322 3.55 1.00 7.05
D2 J1 449 91.73 350 DI 7 234.00 233.50 0.92 1.83 0.82 0.08 0.90 7.05 8.45
D3 J1 1117 27.72 250 DI 7 234.50 233.50 0.53 0.97 1.08 0.11 1.19 1.00 3.19
J1 J2 923 114.66 400 DI 7 233.50 233.00 0.88 1.45 1.34 0.13 1.47 8.45 10.42
D5 J3 1229 45.86 300 DI 7 237.50 236.00 0.61 1.01 1.24 0.12 1.37 1.00 3.87
D6 J3 587 45.86 250 DI 7 236.00 236.00 0.88 2.45 1.44 0.14 1.58 1.00 2.58
J3 J4 482 91.73 350 DI 7 236.00 233.50 0.92 1.83 0.88 0.09 0.97 3.87 7.33
D8 D7 806 22.93 250 DI 7 236.50 234.00 0.44 0.68 0.55 0.05 0.60 1.00 4.10
D7 J4 828 68.80 300 DI 7 234.00 233.50 0.92 2.14 1.77 0.18 1.95 4.10 6.55
J4 D4 2069 160.52 500 DI 7 233.50 233.50 0.79 0.91 1.88 0.19 2.07 7.33 9.41
D4 D9 1121 206.39 600 DI 7 233.50 233.50 0.71 0.60 0.67 0.07 0.74 9.41 10.14
D9 J2 367 252.25 600 DI 7 233.50 233.00 0.86 0.87 0.32 0.03 0.35 10.14 10.99
J2 J5 1166 366.91 600 DI 7 233.00 232.50 1.26 1.73 2.02 0.20 2.22 10.42 13.14
D10 J5 528 45.86 250 DI 7 233.50 232.50 0.88 2.45 1.30 0.13 1.43 1.00 3.43
J5 J6 1662 412.78 700 DI 7 232.50 233.00 1.05 1.04 1.73 0.17 1.90 13.14 14.54
D11 J6 818 45.86 250 DI 7 233.00 233.00 0.88 2.45 2.01 0.20 2.21 1.00 3.21
J6 J7 831 458.64 700 DI 7 233.00 230.50 1.16 1.26 1.05 0.10 1.15 14.54 18.20
D12 J7 953 45.86 250 DI 7 230.50 230.50 0.88 2.45 2.34 0.23 2.57 1.00 3.57
J7 WS 885 504.50 700 DI 7 230.50 218.40 1.28 1.51 1.33 0.13 1.47 18.20 31.76
RL - 229.150 SLAB TOP
RCC SLAB - M20 0.15m
0.15m
0.2m M.S. VENTILETAR. 1.2 X 0.60 M (2 NOS)
M.S. DOOR. 1.2 X 2.50 M (1 NOS) M.S. WINDOW. 1.2 X 1.50 M (2 NOS)
6.05m
0.15m RL - 223.000
RL - 222.500 GL 0.55m 7.00m 0.20m
RCC SLAB - M20
3.00m
0.30 Thk RCC WALL- M20
4.00m
RL - 220.000 GL
21.40m
0.20m
14.70m
5.79m
RL - 208.300 7.00m
RL - 207.750 INTAKE PIPE -HDPE 800mm Ø PE100 PN6 RL - 207.8
RCC RAFT - M20( 0.30m THK ) RCC RAFT - M20( 0.30m THK )
PCC - M10 ( 0.15m THK ) PCC - M10 ( 0.15m THK )
15.05m 7.90m
15.55m 8.20m
Drawing Title :
R Y B METER R Y B R Y B
&
MFM INDICATIONS MFM MFM
4 NOS 250 AMP TPN 250 AMP TPN 250 AMP TPN
63AMP MCCB MCCB MCCB
MCB FOR 110KW MOTOR 1 FOR 110KW MOTOR 2 FOR CAPACITOR
1000AMP 4P
ACB
MAIN INCOMER
R Y B R Y B
MFM MFM
250 AMP TPN 250 AMP TPN
MCCB MCCB
SPARE FOR 110KW MOTOR 3 FOR 110KW MOTOR 4 FOR CAPACITOR
80 KVR
CC CC CC CC CC
Drawing Title :
PMCC PANEL GENERAL
ARRANGEMENT
Client's Name : Date Print Size
Drawing Title :
MFM
32 A 32 A 32 A 32 A
MCB MCB MCB MCB
SPARE
M1 M1 M1
15 KW MOTOR 15 KW MOTOR 15 KW MOTOR
Drawing Title :
VIL AGE
VIL
LA BO
L
GE UN
BO DR
UN Y J
POLAI
DR UH
Y P AR
VILLAGE
OL IYA
AI
JUHARIYA VILLAGE
.299
234
VILLAGE KUAGOUN VILLAGE
JUHARIYA VILLAGE
.600
233
.259
233
.985
233
D1
KUAGOUN VILLAGE
KUAGOUN VILLAGE
VILLA E BOUNDRY
D2
VILLAG
GE BO
GOTHRA VILLAGE
ILLAGE
N
KUAGOUN VILLAGE J1
LA
UNDR JAGANNAT
A
IK
JUHARIYA V
OL
KALAN
NDOLI
ND
Y GEN
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232
R Y G E
D8 D
GE
E BOUN HPURA
I
HL
VILLAG ANNAT
Y
LO
A G
DR
DRY J
DOLI K PURA
E BOUN
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JAGANATHPURA
UN
VILLAG
.042
DR
232
BO
UN
J2 VILLAGE
E
BO
ALAN
AG
D7
E
LL
AG
VI
VILLAGE BOUN
LL
DRY KUAGOUN
VI
VILLAGE BOUN
DRY VIRAMPURA
D9
GOTHRA VILLAGE
GOTHRA VILLAGE JAGANATHPURA
VILLAGE LOHLI VILLAGE
VIRAMPURA VILLAGE J6
GOTRA
PA URA
VILLAGE
A
BAINSHKERIA
UR
P
GOTHRA VILLAGE
LP
Y RAM
MORKHURDNA VILLAGE
I
GO
UN RY V
D6 VILLAGE LOHLI
D
DR
GOTHRA VILLAGE
GE OUN
VILLAGE
J7
B
BO
VIL AGE
L
E
LA
GOPALPURA
VIL
P HOUS
VILLAGE
ED PUM
JAGANATHPURA
ANICUT
MORKHURDNA VILLAGE V
VIL ILLA
LEVEL
317.60
D11
TOP
VILLAGE LA GE
PROPOS
GE BO
GOTRA
BO UN
UN DR
A
DR Y L
DN Y O
BA HLI
HUR
A
INS
OTR
KH
ORK
BHAINSKHERA E
YG
RA
Y M
VILLAGE
NDR
NDR
BOU
BAINSHKERIA
VIL AGE
VIL
BOU
VILLAGE
AGE
LA
L
GE OUN
AGE
VILL
BO DRY
B
VILL
UN
DR GOP
YG
OT LPUR
CONTROLLED COPY
RA
A
LEGEND :-
A
V
V
I L
I L
L
DIGGI
L
AGE
AGE
KHERA
OUSE
ED
BOU
BOU
PROPOS
DISTRIBUTION PIPE LINE
PUMP H
BHAINS
ANICUT
M.W.L.
N
211.40
N
D
D
RY
R
D11 DIGGI NO.
Y JA
M O
GAN
RKHU
N
Drawing Title :
A
RDN
VIL LAG
SYSTEM
A
VIL
LA
URA
GE BOU
BO ND
NOTES :- ALL DIMENSIONS ARE IN METER
UN RY
Client's Name : Date Print Size Job No: Drawn By : Checked By :
DR
XXX 610 x 1150 XXX XXX XXX
Y
02.03.2016
BA ANN
Survey Inst.: Survey By:
JA
Site Location : Country: Drawing Scale: Area : Design By: Approved By :
INS
G
Jain Plastic Park, Bambhori, P.O. Box:72,
KH THPU
XXX INDIA 1 : 12000 XXX XXX XXX XXX XXX N.H.6, Jalgaon - 425 001. India
ER
Tel: 0257 - 2258011 /22, Fax: 0257-2258111/22
A
E-Mail:jisl@jains.com, Website: www.jains.com
A RA
File Name : E:\Backup upto 2016\Tejas\2017\PROJECT-2017\Pholai P.S Project_Bundi\Pholai P.S Project_Bundi for tender CIN: L29120MH1986PLC042028
W E
O12
O1
N11
SAMPLE CHAK
O2
N12 N1
N13 N2
O10
O14 N9
O13 KUAGOUN VILLAGE
JUHARIYA VILLAGE
O4
O9
N10
N8
N7
N14
N6 O8
O15 N4
O5
N5
N3
D1 N6
O6
CONTROLLED COPY
LEGEND :-
OUTLET
O7 O3 140 PIPE LINE
DISTRIBUTION PIPE LINE
Site Location : Country: Drawing Scale: Area : Survey Inst.: Survey By: Design By: Approved By :
Jain Plastic Park, Bambhori, P.O. Box:72,
XXX INDIA 1 : 3000 XXX XXX XXX XXX XXX N.H.6, Jalgaon - 425 001. India
Tel: 0257 - 2258011 /22, Fax: 0257-2258111/22
E-Mail:jisl@jains.com, Website: www.jains.com
File Name : E:\Backup upto 2016\Tejas\2017\PROJECT-2017\Pholai P.S Project_Bundi\Pholai P.S Project_Bundi for tender
D2
CIN: L29120MH1986PLC042028
Construction Method Statement
1. General Description
This proposed construct methodology describe planned work programme for the tender of
“Pholai Lift irrigation scheme.”
The project area is separated in to various parts. There may be some changes in work program
depending on the site situations, on the receipt of further details as listed here, after study of
the actual site conditions and after verification of the design of proposed pipe line. After pre
commencement joint site visit we found need of various details such as exact point of
interconnection on main pipe line, design pressure at main pipe line at the point of
interconnection, exact route map of the pipe line from interconnection to Pumping station,
exact location, size & boundary details of Pumping station plot, exact pipe line route map of the
pipe line from the Pumping station to the Diggi, exact location of the plot for the Diggi and
pump room, in distribution system exact route of the distribution pipe line, pipe line details
such as diameter and pressure class etc.
2. Major activity:
The construction of this project/scheme comprises the following major activities, but not
necessarily sequential stages:
- After award of the project, we have & will conduct detailed discussion with the Engineer
& employer
a) To understand their views,
b) To take guidance on available document, data,
c) Site condition
d) To take any suggestion/s for timely completion of the project.
- Prepare detailed programme of initial activities, mobilization, procurements, storage &
storage facilities, labour camp, site office/s, work execution, testing etc.in executable
format.
- Study & verification of given documents, data & if requirement will do the necessary
investigation/s & modifications - where ever will be require, with approvals.
- Mobilization
- Setting up of labour camp, site office/s, labs etc.
- Soil investigation,
- Designing,
- Re-verification of proposed design/s,
- Approval of Design/s & modification suggested, if any, from Engineer/Authority
- Execution of the various construction element
- Supply & installation of DI/MS/HDPE/uPVC pipes,
- Supply & installation of flow meters, various valves, fire hydrants, construction of
chambers
- Rehabilitation of existing distribution system in some area,
- Construction of Pump houses
- Electro mechanical works
- Construction of Diggis including etc.
- Testing of various construction elements/items as per tender requirements
- Connection with existing pipe line/tie-in & commissioning.
- Preparation of as built documentation
- Handing over for operation
- Observations & action/s, if require, in Defect liability period.
- Finalization of the contract
This is possible by progressing key stages concurrently which not only achieves cost effective
construction but also minimizes disturbance-type environmental impacts and interruptions to
activities on the site.
However, it is likely that periods of poor weather, such as periods of high rainfall will lead to
temporary cessation of some aspects of construction, such as pipe laying and pouring concrete
etc. Heavy rain would also interrupt pump house & storage tank construction.
The Construction Method Statement (CMS) with the description of works for the main elements
is presented below.
There may be some changes to the method described as the project proceeds and as more
knowledge of ground conditions is gained. However, the final detailed design is not expected to
differ significantly from that described.
It considers how the construction of these may be made with as little disturbance to the
environment as possible.
This CMS looks at the major activities comes under that particular item. Most of the major
items such as Design, supply & installation, pipeline, Storage tanks, Pump house and
temporary construction areas etc. are explained in CMC.
- Detailed survey for tank design & verification of the pipe alignment, profile of pipe line,
diameter& class of pipe & investigation through test as described in bid.
- Design & preparation of drawing
- Approval of Design, drawing, quantity, size, & make of pipe/equipment from the
authority
- Procurement of material & equipment as per approval
- Pre dispatch Inspection/Testing of pipe/equipment
- Excavation, bedding, laying, jointing, refilling of pipes, pipe fittings and accessories such
as valves etc.
- Installation of equipment
- Execution of All electro-Mechanical work.
- Testing & Commissioning
4.6) Construction of Diggis.
- This work will be carried out with prior approval of Engineer and in the coordination with
the other concerned authorities.
- Tie-in & connection with the existing pipe will be carried out by replacing sufficient
length of pipe.
During The execution of the project along with the traditional methods, we
propose to use Latest techniques and modern machineries.
a) Excavation:
Majority of the excavation will be done by means of excavators. At some
places manual excavation will be done. Care will be taken to achieve
the correct dimensions and levels as per approved design.
The geotechnical investigation carried out will provide the type of soil till
the depth at which the foundations are laid. Depending on the type of
soil and depth of excavation, proper slope will be given to the excavated
face for safety.
The excavated material will be disposed of as per the requirements of the
client and for filling the grounds as per the tender stipulation. The
excavators will be accompanied by dumpers in required numbers to see
that the excavated surplus earth which is not required for backfilling
after the work is over, is disposed of immediately.
As far as possible, we will try to achieve the bottom levels to receive
the bed
Concrete as per the design, but if as per the site conditions, more depths
are excavated, then the designed level will be achieved by providing
plum concreting.
The sub soil water if met will be pumped during excavation and
concreting activity and the excavation will be kept dry. Sufficient space
from all sides will be kept for supporting the form work.
In various structures bottom slopes are required as per the design. We
will try to achieve the same in excavations itself.
b) Concrete Work: -
c) Centering / formwork
Form work will be of adjustable forms in steel or wooden which will impart
smoother surface & longer life.
It will be checked for correct dimensions and the smoother surfaces. Also
the plumb testing for verticality and the bubble tube for horizontality will
be applied. The number of props and the diameters with horizontal
bracing will be checked thoroughly to ensure load carrying capacity &
safety.
The centering / formwork will be removed after the specified period
and as per the standards, specified code and as per the actual strength
of concrete observed from the tested cubes.
A constant monitoring will be there from start up to the end of the
concreting process.
Effective curing of concrete will be carried out for the required period.
d) Reinforcement/Steel -
Before us ing, the reinforc ement ba rs will be t est ed in the laboratory for
its weight/meter, yield stress, ultimate stress, % elongation, etc. as per
requirements & will be compared to the standard specifications. Chemical
properties will also be checked for each diameter lot procured, if require.
The steel will be fabricated as per approved drawings with minimum
splicing or overlaps. The placed steel will be checked before starting of the
concrete work, for the diameter, spacing, top, bottom and side covers.
The sufficient no. of chairs will be provided for ensuring cover. It will
be checked for lap length, spacing of stirrups in beams and links in the
columns, continuation of bar to the next segment will also be checked.
The entire steel fabrication & fixing will be checked as per approved
drawings. After checking by our engineers, the employee’s Engineer will be
invited to check reinforcement, formwork to go ahead.
The pour card system may be adopted for the concrete.
If require, proper care will be taken for the location of construction joint and
during the restarting of the work.
f) Curing:
g) Building works:
6. Operator training
The plant, pipeline network testing & startup will be joint activity with client
operating staff. They will be trained with a classroom training followed by the
hands on training on the system. This training will equip them with the
process operation and control the pipe network. They will be trained in
measuring the various quant it ies , pa rm et er s inc lud ing water quality
parameters to understand raw water quality, water flow would be also checked
at various stages, to know the water losses at each stages.
The work of installation of electrical power lines, transformer yard etc will be done as
per guide lines given by the concerned authority.
8. Site Organisation
Project Manager
&
Project Coordinator
As per the requirement & provision of bid terms & conditions suppliers, Sub-
contractors will be selected/hired for various works including civil, Mechanical and
electrical works and other works
Necessary construction Materials such as coarse and fine Aggregate, Steel /Rebars,
Pipes, Pumps and motors, Cables, Panel boards and starters, equipment, Valves and
specials, Transformers and electrical items etc. will be purchase from the various
approved suppliers.
Quality as per tender requirement Internal Audit of the Project Site & Office
Root Cause Analysis of the Non- Evaluation of Vendors & Service Providers
conformances observed.
Monitoring
Parameters
Zero Non-Conformity on account of Quality
Quality Violation Memorandums
SALIENT FEATURES OF HEALTH, SAFETY & ENVIRONMENTAL MANAGEMENT SYSTEM
Monitoring Parameters
Zero Fatal Accident Certificate
The third party and internal quality audit will be conducted in the factory
for the major material and equipment and the certificates issued in
compliance to confirmation of the standard will be provided. Further the
third party will be asked to punch / stamp the material or equipment for
having inspected and found in conformity with standards. The quality
marks of the concerned standards organisation to which the material
conform will be stamped / punched by manufacturer on the material /
equipment, if require.
The works carried out at site such as concrete, welding etc. will also be
tested on sample basis. The rebar will also be tested in a laboratory on
sample basis. Similarly other items will be check for the their material and
workmanship quality. This will be for keeping check and audit.
The internal laboratory equipment will be calibrated before start of
laboratory and also periodically.
The quality report will be submitted for verification of the Engineer.
11.4 Procedures
The procedure to carry out the quality checks will be:
For the tests carried out in internal laboratory
11.4.1 The samples drawn for testing in the internal laboratory will be
drawn in presence of the client's engineer
11.4.2 The testing procedure as per the equipment manufacturer will be
laid down and the same will be available in written format in the
laboratory
11.4.3 All the details about sample will be r e c o r d e d including date of
sampling, location, construction element, result etc.
11.4.4 The sample preparation as required as per the standard method of
testing will be carried out.
11.4.5 The testing will be carried out as per standard methods.
11.4.6 In case of manual testing, the observations in the form of readings
will be recorded by the person carrying out the test.
11.4.7 The calculations to arrive at results will be carried out.
11.4.8 The test like cube test will be carried out on three samples and the
individual strengths will be reported in the certificate issued.
11.4.9 The results will be informed.
11.5 Risk management
The risks involved in quality management will be handled by:
• The calibration of testing equipment as per the plan
• The technically trained operators for the testing machines and in
charge of lab
• Procedures as per the standards will be followed
• The third party inspection for quality
• The continuous training of workforce and supervisors
11.6 Data management plan
The data generated from the execution of project will undergo a registry system.
Following types of data will be collected & recorded.
- The data on technical investigation, laboratory test , designs and quality control results
- The data on material inventory and equipment operation
- The data on HR, OH&S, Environmental compliance The periodical progress reports
- The Accounts related data
- The data on commissioning and manufacturer's catalogues of the equipment used The
documents generated like the training and O&M manual
- The photographs and videos of the important works, visits and programs
All this data and any other data generated will be stored electronically with backup
arrangement and where absolutely required will also be in the form of hard copies. The
restricted use documents will undergo movement observations recorded. The
compliance to Government procedure and documents thereof will be kept separately.
A daily backup will be taken for all electronic data. The authorisation for data
accessibility will be planned and managed with secured password system by the
Administrator.
Risks Mitigation
1 Plant and vehicle movements Standard construction site practice plus signage
and fencing on hazardous areas
2 Injuries from falls and manual Use of Personal Protective Equipment (PPE), staff
handling of equipment and awareness program and First Aid provision
materials
4 Adverse weather conditions All staff will be made aware of the possibility of
rapid changes in local weather conditions and will
have additional items of warm clothing and wet-
weather gear
5 Parasites – ticks and keds All staff will be made aware of Lymes disease and
primary treatment will be provided on site
course
Hard hats, eye protection, foot protection, protective trousers, gloves and reflective clothing will
be worn as a minimum. Hearing protection, masks and wet weather clothing will be available to
operatives if required or as necessary.
CONSTRUCTION SCHEDULE FOR PHOLAI LIFT IRRIGATION SCHEME
Sr.no. Work Schedule MONTH 1 MONTH 2 MONTH 3 MONTH 4 MONTH 5 MONTH 6 MONTH 7 MONTH 8 MONTH 9 MONTH 10 MONTH 11 MONTH 12 MONTH 13 MONTH 14 MONTH 15 MONTH 16 MONTH 17 MONTH 18 5 YEARS
2 Construction of Infrastructure.
Electrical
3 Engineer 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Mechanical
4 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Engineer
5 surveyor 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
6 Site Engineers 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3
Amendment No.-1
Definition of Substantially
Completed works :-
(i) The Contractor has
completed the work, at least
of the amount required for
qualification, out of a large
size contract.
(ii) Clients certificate of
experience must clearly
indicate whether
Completed ; or
Substantially completed.
2 Volu Techn Section 4 (D) 15- Do In Technical Bid Documents Page No. 16 Point Please Refer amendment
me I al Bid 4 Pre- Work 16 No. (d) you have mentioned that, "Definition of no. 1
Qualifi Expria similar works :- Similar works means "work of
cation nce supplying, laying, jointing, testing and
Criteria construction of piped network with construction
Fin. & of intake structure, diggis, sump well, pumping
Tech. station as per eligible quantities in a single work.
(I) "The work which is completed in all respet except
final bill and defect liability period will be
considered as similar competed work. We hereby
request you to kindly modify the condition as
follows:-
"Similar works means 'work of supplying laying,
jointing of piped network' as per eligible
quantities in a single work.
3 Volu Techn Section 1.9 13 The contractor shall comply In Technical Bid Documents Page No. 13 and The bidder shall produce
me I al Bid 1Genra with the provisions of the Point No. (1.9) you have mentioned that, The at-least GST Provisional
l Apprenticeship Act, 1961, tender should be accompanied with Sales tax registration.
Inform and the rules and orders clearance certificates (Now GST) from the
ation issued, there under, from concerned departmental authorities, without
time to time. If he fails to which the tenders may not be entertained. STC
do so, his failure will be a valid up to 31.07.17 or thereafter shall be
breach of the contract and submitted along with the shall be submitted along
the original sanctioning with the Pre-qualification tenders."
authority in his discretion But as per the provision of GST, "Implemented
may cancel the contract The WEF 1st july, 2017 there is no provision of
Contractor shall also be issuance of Tax Clearance Certificate," So Please
liable for any pecuniary delete this Condition.
liability arising on account
of violations by him of the
provisions of the Act.
The tender should be
accompanied with Sales tax
clearance certificates(Now
GST) from the concerned
departmental authorities,
without which the tenders
may not be entertained.
STC valid up to 31.07.17 or
thereafter shall be
submitted along with the
Pre-qualification tenders.
If it is found that the tender
is not submitted in proper
manner, or contains too
many corrections and or
unreasonable rates or
amounts, it would be open
for the competent authority
not to consider the tender,
forfeit the amount of Bid
Security and/or delist the
contractor.
4 Volu Techn Section 5 (i) 17 Joint venture Not allowed Joint ventures shall not be acceptable. Kindly Joint venture will not
me- I al Bid V (I) allow the joint venture for better and fair allowed.
competition. If the Joint venture allowed for the
work then kindly clarify the technical and
financial criteria for lead and secondary partner.
Kindly allow the joint venture for better and fair
competition. If the Joint venture allowed for the
work then kindly clarify the technical and
financial criteria for lead and secondary partner.
37.37 Km.
2. Field distribution Work Experience :-
network under pressuried 1. Supply, Laying, jointing, pipe network (90
irrigation CCA mm and above diameter) - 37.37 Km.
700 Hact OR
Definition of Similar works 2. Field distribution network under
:- pressurized irrigation CCA - 700 Hact
Similar works means "work
of supplying, laying,
Definition of Similar works :-
jointing, testing and
construction of piped
Similar works means "work of supplying,
network with construction
laying, jointing, testing and construction of
of intake structure, diggis.
piped network with construction of intake
sump well, pumping
structure/ intake well" as per eligible
station" as per eligible
quantities in a single work. "The work which is
quantintites in a single
work. "The work which is completed in all respect except final bill and
completed in all respet defect liability period will be considered as
except final bill and defect similar competed work.
liability period will be
considered as similar
competed work. Definition of Substantially Completed
works-
Definition of Substantially Substantially completed works means -
Completed works :-
(i) The Contractor has (i) The Contractor has completed the work, at
completed the work, at least least of the amount required for qualification,
out of a large size contract.
of the amount required for
qualification, out of a large (ii) Completed work of supplying, laying,
size contract. jointing, testing and commissioning of piping
(ii) Clients certificate of network or field distribution network out of a
experience must clearly large sized contract equal to quantities
indicate whether mentioned in work experience.
Ø Completed ; or
Ø Substantially completed.
TATA
1 Volu Finan Section 139- 1. Technical Qualifications We, Tata Metaliks Limited, are one of the leading Tender condition &
me- cial V 140 for procurement of pipes manufacturers of DI pipes in India since year appended specification
II Bid Specifi during construction : 2010. We are producing superior quality “TATA will prevail.
cation 2. Pipe manufacturer : DUCTURA” brand Ductile Iron Spun Pipes and
of Pipe 3. D.I Pipes are supplying on a regular basis to different
Line The Successful Bidder shall projects of various Government organizations /
Works source all Ductile Iron authorities across the country including the state
pipes and fittings from of Rajasthan. We are registered vendor of all state
manufacturers having organizations like PHED, RUIDP, Development
experience of supplying for Authorities, UITs & Municipal Corporations and
at least two years and also supply our DI pipes to Central organizations
whose Ductile Iron pipes like CPWD, Railway & MES. You will appreciate
and fittings are in that we manufacture DI pipe conforming to BIS
satisfactory performance in 8329:2000 and also supplying across the world as
Indian projects. per relevant International Standards as well.
All the pipes and fittings We are surprised to note from the published NIT
required for this project has criteria of above referred tenders and regret to
to be sourced from same highlight that “Source of DI Pipes & Fittings from
manufacturer. same Manufacturer” clause has been incorporated
The manufacturer should in above mentioned tenders which has created
hold valid IS license. entry barrier for majority of DI pipe
manufacturers to participate & supply the pipes in
your projects.
There are currently 9 DI pipe Manufacturers in the
country and this clause eliminates 7 out of these 9
manufacturers from biddin as only two
manufacturers are having experience of
manufacturing DI fitting also for more than 2
years which is creating an unfair & monopolistic
situation.
DI Pipes being mandatory BIS certification item
are produced strictly conforming to IS Standard,
which itself call for stringent quality system and
are being supplied after due inspection by reputed
third party agencies/ departmental officials
therefore it is irrelevant that the experience of the
manufacturer has any impact on the quality of DI
pipes being supplied. However, these criteria
inadvertently will favor one or selected few
manufactures by eliminating others which is
grossly unjust and against the spirit of free and
fair competition.
We would like to mention that DI fittings and
valves are used in water supply projects which are
being produced as per relevant Indian Standards
by various reputed manufacturers. There has been
no major difficulty of compatibility in jointing of
pipes and fittings produced by separated pipe and
fittings manufacturer.
It is evident that probability of limited
manufacturer / suppler would lead to price hike
and subsequently escalate the project cost & loss
in revenue.
Being single source of supply, it is quite natural
that the sole manufacturing/ supplying company
may engage with other projects and will supply
the pipes according to their own suitability. As a
result, project completion time might be effected.
We would also like to mention that PHED,
RUIDP, UIT and all other major organizations are
approving our QAP based on IS 8329:2000 only
and no special clause regarding vendor approval
or sourcing of material is there.
We therefore request you to ease out the clause
“Source of DI Pipes & Fittings from same
Manufacturer and same should be in satisfactory
performance for a period of Two years” as stated
and bring uniformity in supply conditions among
all types of pipe materials and give all the
manufacturers equal opportunity and enhance
competition which will directly benefit you in
terms of delivery as well as costing and also
request you to please extend the due date of these
tenders till, final decision arrives.
However, it may be the discretion of your
esteemed organization to allow or debar any
manufacturer who has been blacklisted/debarred
by any of the state organization/PHED, Municipal
Body or under CDR/Bankruptcy.
M/S GOODWILL ADVANCE CONSTRACTION CO. PVT. LTD KOTA
1 Volu Techn NIT-2 A : TECHNICAL BID- VOLUME I Tender condition will
me I al Bid of Yr The time of completion for project is 18 month, prevail.
2017- which should be minimum 24 months for such a
18 topography and quantum of work. As the land
acquisition and getting ROU, ROW and forest
clearance is in the scope of contractor and these
activities are time consuming.
2 Volu Techn Section 1.5 56 1.5 ELECTRICAL The clear scope of work specifying the minimum Please refer amendment
me I al Bid 13 FACILITY requirement criteria such as size of diggies, no. 1 and The duty will be
Scope THE CONTRACTOR pressure required at discharge end, velocity 3.6 Cusec per 1000 Acre
of SHALL TAP 132/33 KV criteria in pipe lines, details of residential and non and the head at hydent will
work CONNECTION FROM residential buildings, distance of nearest be 20 Mtr (or as designed)
NEAREST FACILITY 132/33KV switchyard, whose scope will be to with discharge of 5.0 LPS.
AVAILABLE (THE create a separate bay at 132KV switchyard for The size of diggies shall be
TRANSMISSION LINE taping etc. are not available in the tender designed on 2.0 hours
FROM HT BAY TO document. These should be specified clearly retention period.
PUMP HOUSE SWITCH specified so as to have the bidding on common
YARD) FROM JVVNL platform.
Rajasthan. NECESSARY
PERMISSION FOR
LAYING/ERECTING OF
SUITABLE POWER LINE
SHALL HAVE TO BE
OBTAINED BY THE
CONTRACTOR FROM
STATUTORY SAFETY
AND REGULATORY
BODIES GOVERNING
THE ELECTRICAL
ERECTION AND
TRANSMISSION. COST
WILL BE BORNE BY
CONTRACTOR AND
SHALL BE TREATED AS
A PART OF BID.
THE COST OF
SECURITY DEPOSIT,
SUPPLY AFFORDING
CHARGES AND NEW
BAY AND
TRANSFORMER AT HT
SUPPLY START POINT
IF REQUIRED BY JVVNL
Rajasthan/
TRANSMISSION
COMPANY SHALL BE
BORNE BY THE
DEPARTMENT.
The estimate and cost of
switchyard, stepdown
transformer and all
electrical equipment at
pump house shall be
provided by the contractor.
The proposed further pump
houses are also to be
connected with dedicated
transmission line from first
pumping station. The
illumination of working
area is to be done with this
dedicated transmission line.
The cost of all these shall
have to be borne by the
contractor and deemed to
be included in the bid cost.
The cost of installation of
solar power system for the
lift scheme shall also be
born by the contractor and
the solar system should be
capable to run the complete
system.
3 Volu Techn Section 1.1 54 1.1 SURVEY AND As per clause 1.1 of scope of work it is mentioned Tender condition will
me I al Bid 13 INVESTIGATION that "preparing combined village map on tracing prevail.
Scope cloth for each piped canal system separately" is in
of Review of survey and the scope. This is an old method now a days the
work investigation data available drawings are prepared on paper and accordingly
with department, carrying the modification is requested.
out additional survey and
investigation required.
survey for structures and
grid survey, levelling along
the nalla/river to determine
the bed slope of the
nalla/river, cross section of
nalla/river for cross
drainage works. grid survey
for all structures, taking
trial pits/drilling for
foundation investigation of
structures, preparing
combined village map on
tracing cloth for each piped
canal system separately,
survey of whole command
area (witch may be approx.
5000 ha.), plotting the same
on combined village map
(as per Sajara Sheet of
Revenue Record),
contouring the village map,
marking ridges by red
dotted lines and valleys by
blue arrow lines, survey for
fixing alignment, taking
trial pits, drilling along the
alignments wherever
necessary, and
investigation.
4 Volu Techn Section 1.1 54 Do As per scope of work the CCA is mentioned as Please refer amendment
me I al Bid 13 1997.78 Ha. whereas total command area is no. 1
Scope mentioned as 5000 Ha, which does not seems
of correct as per index plan attached, needs
work clarification.
5 Volu Techn Section 1.9 57 The Control System upto As per clause No. 1.9 it has been mentioned that Please refer amendment
me I al Bid 13 110 Ha shall consist of “The Minimum Pressure of 20 m has to be no. 1
Scope Hydraulically Operated Self maintained at 1 ha with discharge of ten times the
of Actuated Control Valve, specified duty." This need to be clarified, that
work measuring and monitoring how the discharge of 10 times of specified duty
of flow, monitoring of will reach to the point.
pressure as per Outlet
Management System
(OMS). The System should
be capable of Uniform
Distribution of Water to the
Outlets irrespective of its
location, elevation and
distance from the water
source. The Minimum
Pressure of 20 m has to be
maintained at 1 ha with
discharge of ten times the
specified duty.
6 Volu Techn Section 1.1 59 The extract concept of the As per clause 1.14 it has been mentioned that " Please refer amendment
me I al Bid 13 departmental proposal for The extract concept of the departmental proposal no. 1
Scope sample area is appended for for sample area is appended for the guidance of
of the guidance of the bidder. the bidder", however the same is not available in
work However the details of the bid document. Pl provide.
work as conceived by
department stated above
and appended is for general
guidelines and reference to
bidder. However, the bidder
is free to adopt any new
concept/
design/methodology which
serves the purpose
indicated in scope of work
subject to approval of the
department and shall satisfy
the basic parameters.
7 Volu Techn Salient 7 69 7 No Submersible Pump of The configuration of pumps given in the Salient The configuration of
me I al Bid Feature Features as pumps has been taken is
s 100H.P.(+3 standby) • No. & Type of motors 7 No Submersible Pump just indicative only for
of 100H.P.(+3 standby) with pump size 200mm reference bidder has to
with pump size 200mm suitable for 45m head with discharging capacity submit his own design as
suitable for of one pump 115 liters/sec. per site requirement and
The configuration of pumps given is not clear, and same shall be approved by
45m head with discharging where these pumps will be installed. Please clarify competent authority.
capacity whether Submersible pumps or Vertical Turbine Specification of centrifugal
pumps as specified at other places in bid pump appended on
of one pump 115 liters/sec. document are be installed in Intake Pump House. annexure A-1
B : FINANCIAL BID- VOLUME II
Volu Finan Genera Clause 7 The Clause No.2 of General Conditions of Tender condition will
me II cial l 2 Contract for levying Compensation for delay prevail.
Bid Condat needs to reviewed as it is not clear.
1
ion of
Contra
ct As per agreement
2 Volu Finan Genera Clause 17 Clause 45: Price Variation As the completion period of project is more than Tender condition will
me II cial l 45 Clause: Deleted one year, the price variation clause should be prevail.
Bid Condat made applicable, in the present bid document it
ion of has been mentioned as deleted.
Contra
ct
3 Volu Finan Genera Clause 46 31.1 In these General As per clause No. 31, the defect liability period Defect liability period will
me II cial l 31 Condition the expression has been mentioned as 60 months, it should be be 60 months after
Bid Condat 'Defects Liability Period" 12 months with 60 months operation and completion of work.
ion of shall mean the period of, 60 maintenance.
Contra (Sixty) months following
ct the Date of Completion as
per Article 30 hereof.
4 Volu Finan Section Clause 105 4.1.2 As the suction lift of As per clause No. 4.1.2, the Vertical Turbine The configuration of
me II cial IV 4.1.2 pumps would be much pumps are proposed to be installed, plz clarify, pumps has been taken is
Bid more than six meter, It is where centrifugal submersible Pumps are just indicative only for
proposed to have Vertical acceptable or not. reference bidder has to
Turbine Pumps in RCC submit his own design as
framed Pump House per site requirement and
proposed to be constructed same shall be approved by
about 1 km away from left competent authority.
bank of the river Chambal. Specification of centrifugal
Its location must be such pump appended on
that it shall be safe from the annexure A-1
high flood conditions of the
Chambal river.
5 Volu Finan Section Clause 105 4.1.2 As the suction lift of The concept of Intake Pump House specified in Please refer amendment
me II cial IV 4.1.2 pumps would be much clause 4.1.2 as "the suction lift of pumps would no. 1
Bid more than six meter, It is be much more than six meter, t is proposed to
proposed to have Vertical have Vertical Turbine Pumps in RCC framed
Turbine Pumps in RCC pump house proposed to be constructed about 1
framed Pump House Km away from left bank of the river Chambal. Its
proposed to be constructed location must be such that it shall be safe from the
about 1 km away from left high flood conditions of the Chambal River is not
bank of the river Chambal. clear, needs proper elaboration.
Its location must be such
that it shall be safe from the
high flood conditions of the
Chambal river.
6 Volu Finan Section 139- 1. Technical Qualifications On page no.138 it is stated that “All the pipes and Tender condition and
me- cial V 140 for procurement of pipes fittings required for this project has to be sourced appended specification
II Bid Specifi during construction : from same manufacturer.” We would like to draw will prevail.
cation 2. Pipe manufacturer : your attention here that at present only one or two
of Pipe 3. D.I Pipes manufactures are manufacturing DI pipes &
Line The Successful Bidder shall fittings in India. ` Whereas DI pipes are
Works source all Ductile Iron manufactures by 7 companies in India. This would
pipes and fittings from clearly create monopoly of one particular
manufacturers having manufacturer & due to this cost of project will
experience of supplying for Increase & progress of project shall be hampered.
at least two years and In view of above, We request you to kindly
whose Ductile Iron pipes consider our request to permit DI pipes & Di
and fittings are in fittings to be procured from different
satisfactory performance in manufacturer having valid BIS License to have
Indian projects. healthier competition.
All the pipes and fittings
required for this project has
to be sourced from same
manufacturer.
The manufacturer should
hold valid IS license.
6 Volu Finan Section Clause 105 As per the preliminary As per clause no. 4.2.2, it has been mentioned that Please refer amendment
me II cial IV 4.2.2 design it is proposed to the total command area has been divided into No. 1
Bid divide whole command three pockets and shall be feed through there
area into three pockets fed rising mains, which is in contradiction to Index
by three Rising Mains. For Plan, having single rising main from Intake Pump
each Rising Main there House.
shall be Three (including
one standby) pumps
working in parallel.
7 Volu Finan Section Clause 105 Stand by Pump: Pumps As per clause no. 4.2.2, i) 50% stand by pump sets Please refer amendment
me II cial IV 4.2.2 with 50 percent capacity of have been mentioned, whereas at other place it No. 1
Bid the designed capacity will has been mentioned as 33% stand by, pl clarify.
be provided as stand by
8 Volu Finan Section Clause 138 10.0 HYDRAULIC As per clause No. 10 ( Hydro Testing of Pipe Please refer amendment
me II cial V 10 TESTING OF PIPELINES line)- Data sheet of pipe line - The design flow in No. 1
Bid pipe line has been mentioned as 23500 m3/hr,
whereas the total project demand is only 2549
m3/hr, than why this higher requirement is
specified.
9 Volu Finan Section Clause 151 6.1 GENERAL As per clause 6.1, the electrical system has been It will be based on design
me II cial VI 6.1 elaborated considering 33/6.6 KV requirement. If considerations and shall be
Bid the pumps are to be installed in a configuration of reviewed according at the
7 Pumps working, than the motor rating will be time of approval of design.
less than 100KW, which can be operated on
0.415 KV electric supply as per CPHEEO manual.
Pl review and modify the system accordingly.
10 Volu Finan Section Close 3 148 Deviations in the As per clause no. 3 for GUIDELINES FOR Please refer amendment
me II cial V Sub specifications mentioned DESIGN AND COMPONENT SELECTION OF No. 1
Bid Close 2 here will not be allowed or SPRINKLER SYSTEMS sub clause no.2 it has
considered for supplies been mentioned that the pressure irrigation
under pressure irrigation of system is for Dholpur Lift Irrigation Scheme,
Dholpur Lift Irrigation cum where as the bid is for Bundi zone, this need
Drinking Water Project clarification. The same has been mentioned in
(Rajasthan) clause 6. of VT pumps.
11 Volu Finan Section Who will bear the cost of vetting by third party or The bidder shall bear the
me II cial IX third party is involved for expert opinion. cost of third party and it
Bid involves expert opinion
also.
12 Volu Techn Scop of For ventilation specifications does not specify the For ventilation of pump
me I ical Work details to be adopted for ventilation. Is it to be house/ power house is to
Bid designed for number of air changes or for keeping be constructed according
the pump house inside temp. lower than the to design requirement.
outside ambient temp by dissipating the heat
through exhaust fans.
13 Volu Finan Section 5.0 137 Ring bend test for 3% As per clause of DI Pipe specifications, Ring Ring band test may be
me II cial V Type deflection with respect to bend type test is to be conducted. Normally the performed.
Bid test external diameter of Dl pipe type test (especially ring bend test) conducted on
offered shall be conducted similar type of pipes is sufficient as type tests are
by contractor / not conducted for every pipe group.
manufacturer to prove that
internal cement mortar
lining does not come off the
substrate surface of Ductile
Iron on random basis for
each manufacturing lot.
14 Volu Finan Section 4.1 221 4.1 Specifications: As per specification dual plate check valves are to Shall be considered
me II cial VII be provided at the discharge side of pump. We according to approval of
Bid The Dual Plate Check feel that these should be avoided for such a design.
Valve should be suitable for system and necessary by pass arrangement shall
one way acting be provided to check the back flow.
f+r*
.-
Date 2L: *2-/??{
a
h 4 :- ;iirimT7 sfie~fm7 Gq a h * lia r f i ~ h ~ wt 9, 9 1 a r l ~$3J T ~m
T Tf TI-$ ritq;rr-~arh?_
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riwr wr a n a n 1 .
- Sub :- Employees' Provident Funds and 'Miscellaneous Provision Act. 1952 and the scheme framedthere
-z
under-applicability thereof-Allotment of code number.
v@iq,
Slrs.
f ~ : m r *i
t. ar17~;1+ 8 ~ 7mq WFT fqm-% );,g - ~ . % r i q rvksp
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nf%i am^ arhf~s9, t t?? 817 3 6 -.ria7 FW$ stmr t afian a= s' mrfb 4 s$ $ I JT~=ET g.cr;riaif %
~nqn?;e#;rr$f%:-
' I. Your factorylest&ment w i t h a l l i t s brancherind departments is brought within the purview of the
EmployeessProvident Funds and Miscellaneous Provisions Act, 1952 and the schern2 framed thereundr w i t h effect
-31- 3-1770 .
from ....................................................................................................... h e information made available reveals that-
/
m 7 ?TWIT-
3. *MsrWifilsC$f ~ . m ~ a r f h m 4 ? ; ? 8 l i rP. (37)talk~
(2)
srm mr~
n?r m 7 ~ d%?~% i2rn.T w k i ? sfmq %f%~qi pfk4 3
- arfi~fi.m, t t \ x me%m $ I
01) Yours k an establlrhments classified as P(k3 if(k it. fbatulk - t o which the
Employees' Provident Funds and Misccl'anpous Provisions Act, 1952 has been made applicable by the Government
of India by a Notification Issued under Section I (3j (&) of the Act
Ilancewith the provisions o f the employees' Provident Funds and Miscellaneous Provisions Act. 1952 and the
Scheme framed thercunder. This code number should invariably be quoted i n all the correspodence w i t h this . ..
office. 2')
2. You are required t o implement the pdrvisions of the Employees' Provident Funds Scheme w, e. f.
J.Y.I~'~o Family Pension Scheme w. e.
,.f 31.-/ - 1971 and Deposit inked
Insurance Scheme w. e. 1490 i f not aiready done.
*5
a I-
i?. .:
(IV) For the purpose of calculation ofcontributions the wages may be rounded off to
I. e. SO paise or more belng taken as one .rupee and less than SOpaIse, Ignored.
the bearekt
.
rupee
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=
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o %~a iin rc r~~ 2>3 3w; f w
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NOTE :- O n your employing 50 or more than 50 persons on apy day, you will be liable t o pay contrl-
butions 1024 - 3
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(9) mrmsa:*ailTKri?l3+raii7it&.T;=%i?aiTnns'fi
(v) The employer shall i n the first instance, pay both contributions payable by himself and also on behelf
of the member::
-
(5) S m rn srm W~ gii wkrifsf 8 TI? ii3s ai
m qqz qhr qlc m ~ ts Z
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n s r l m m h Fiaf BTq YT fkka~,+tgqlii ~ tI ~ r
(vi) In respect of emplwee employed by or through a! contractor, the contractor shill recover the contri-
bution payable ;by such employees and shall pay to the prin'cjpal employer the ,smount of member's ~ o n t r i b u t l o n
so deducted together with an equal amount of contributions and adm~nistratlvecharges.
-.
IV '
(*s) It shall b. the responsibiiity of the &incipal employer tb pay both the &ntributions payable by himself
In respect of employees employed .by him and also in respect of employees employed by or through a contractor
8 ' m d a110 Admlnlstrative charges.
5- Before paylng the member his wazes, you shall deduct the employee's contributions from his wages
which together with your own contribution and administrative charges shall., within I 5 days of the close of every
month be Pald In the Account of the Fund miintalrie;i by the State Bjnk of India by separate chailans In the
I following manner :
. .
(ii) It may'ybe n i t e d that i f ti&elY deductioniare "ot made from the members wage*, the e-mployer will
have to pay both the shares himself as the recovery of arrears contributions for back perlod frob thesubsequent
wages of the employee Is prohibeed.
. . .. . ,.,, .-..-:
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ti. &: 9yq ;Kriwthl$mt C . . : .. i ,%, ! 3 t;
ipif; % t;gf@i? :., .,
(Iv) The relevant challans for the purposeof remittance o f can be had f r o m any branch d the State $
; '
Bank of India. - t
f..
6. Besides making deposits i n . Account Nos. I, 2 and 10 (h explained above), you are also' r-equired to I,
to deposit the amounts i n Account Nos. 21 and 22 under the Employees' Deposit Llnked InsuranceScheme. ;;
1976 in the manner indicated below within 15 days of the close of each month.
I <
r. fi&-nsi* p l ~ i w i m ~ ~ t k ~ ~ , i r * , u ~ ~ a m ( - ~ r ir n * t
Bw Ti. ?f. 5% % 81q) aiti alrl7 61 31 JT-
f+ikm;ng1.
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(I) Deposit Llnked T o this account will be depo:ited the con.tribution 0 5 % whlch w i l l be the
'--.
'
. lnsurance -Fund A/c aggregate of the b.aslc wages, dearness allowance (including cash value of .
C.1.
. No.21. food concession ) and retdlnlfig~'al\owance; .if any; 'payable'to the employees i
by employer. ' . J:
. : :'* - '
p. &ibrbitwhfksnmn
hb. 71.
~ ~ ~ ~ r m r ~ ~ h F i ; ~ a ; r , ~ ~ ~ - f u m f
~ B m ) ~ a m z ~ ~ a > ~ ~ ~ ~o . ~t %f a t~ ?~ r ~r n +f =T S i t m
GX
&ft7WT6dk;t;Fft%l T
(11) Regional
'.Fund
Insurance
Administration
Account No. 22.
To thls account w i l l be deposited the administrative charges O.l%which w i l l
i e the aggregake of the basic wages, dearness allowance (including the cash
value of food concession ) and retaining allowan,ce, i f any payable to the
0 ?.
employees by employer. m. -run q-
I&, 21-pu m * ~ , I
k
The deposlt In the above Accour:~ viz. No. I, 2, 10, 21 and 22 are -to be made by separate challan
7.
and a copy of the challan & receipted by the Bank may be t'omwded t o thls omce duly attached w i t h form
12-A (explained below)
\
. .
I
r. .n*th~*nhtrdiRdtar1ii4rmgr ;
-
8. You are required to malntaln/fo~wardthe following returns.
d a m Fi. 3 (rl.$ f~.) -.
.- .i :.
> .
(i)Form No. 9 under the These are t o be submitted t o this offtice once i n respect of those employees
EPF Scheme 1952'"'and who are required o r entitled t o become members on the date o l t h e factory
Form No. 3 JFPF) under /establishment is covered under the Scheme.
the F. P. F. S2heme 1971
-.J
(ii)Form N o 2 under the These are t o be obtained i n duplicate from every member for submission t o
EPF Scheme, 1952 and thls offtce.
'also under F. P. F.
Scheme, 1971.
(Hi) Form No. 5-A. This is t o be-submitted t:, thls offtce. Any subsequent change i n ownership
-Z i s also t o be notified t o this offtce through this form.
(iv) Form No. 3-A. This i s t o be maintained at that.the lactory/establishment in respect of every
employee who is a member. ,
- .
'
(4) aw d. P-C. ss t n m ~imfig f~q+orf 347 5% fwis = r i ;h? m i F ~
arnb4'hihrn;nijt *
, (v) Form No. CA. This Is the ;nnaal return of contributlons and is t o be submitted t o this
ofice withln 30 days of the close of the financial year.
- .-
I
(4) a+ ti. t i - ~ . qg 3 i h +t mfimrmmi g q ~5%i iftill if^ a;h 5~ 'h74~i;mqi G;I W;TTaI
.srm?q Faz $5 s' *f nG h8o 3 ,gfki-rvr gg man ;i;f.ahqt w s UIQTdais T?
1.-
(vi) Form NO. 12-A This is the monthly return of co5tributio.r~and i s t o be submitted t o this
ofiice by 25th. Copies of the challan, i n support o f the deposits made i n
the State Bank of India should be attached w i t h this.
- . .
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i ; . M ~ ~ h w , ~ M q k m {ybci?'-rsr(iaKsiff+qFfmm
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v d k r f & 6 1 % ~ ~nQrsF*rrfwa;s~arlrm~-~~:ansf~.~~l~st;nr.Q mw.rfn
.~fmf~f~
& h T ~ 4 ~ p ~ 1 ~ h r ~ ~ ~ m a i f m ~ $ ~
-.
. 9. A l l t h e forms prescribed under t h e Employees* Provident Funds Scheme; t h e ~ a m i ~l e~ n r l b nFund
Scheqe and t h e Deposit Linked Insurance Scheme. 1976 are available i n t h e Provident'Fund Inspector's O f f i c e
o n d . y l l l b e supplled o n receipt d y o u r Indent. A summary of t h e v q l o u s forms prescribed. under t h e s c h e m e
is &en as Annexure 'A*. A ready reckoner is also enclosed.
- - . .. . '-
..
1.. w + m l a r r m t . M % i i TG v*+iTfr B m F i . 11 a h * m ~ m * m q @
shw fVk@3rnw;rmwm;r$?p~TXI W T ~ Im 7 m ~ A ~ & w s I T ~ ~ i. B ~ T
% .
al~*itriS3mtas+sm~fkZ7*1 ,; . . ?.
j . -
Besides, y o u should also take a declaration I n f o r m No. l I f;om e&ry employee w h o i s taken
10. in ,
employment t o ascertain as to whether or n o t h e was already a member of tJIe Provident Fund.Scheme.
. .
8
- 1
i'
7 mq q# ifw-fh=fi ZG a*'+
I?. f . m K ~ h m $ a l ; _ n m qi f%fkm g f i m i ~- t%q ,&,<-3
~ * ~ F $ ; l r l ~ i
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I I. A n Inspection book i n t h e following proforma may also b e maintained and produced to t h e P r o v i d e n t
Fund Inspector for recording his observations.
i
(i) .Tia%wMaamf~
. .
(ii) Perlod f o r w h i c h accounts are checked
-. . > . ......., ..
(ill) D a t e of visit . . ,
(iv) Observations --
,.. . ,
1
. 13. It I s Important t o ensure that the amount due t o the Fund i s paid within the prescribed tlme Ilmlt.
Delayed payments are liable t o damages upto hundred per cent of the arrears as provided i n Section 14-8
-*
; of the Employees' Provident Fund and ~ i s ~ e l l a n e o u s , ~ r o v ~ s i Act,
o n s 1952:
I I
. ZY. ~ w alfkfrw
% tmr T? ??; am Fm7fh-T %--a~qk-;i;
f q a6nh i 9 mfir qrpm I
14. besides, Prosecution could also lie, for non-payment o f dues and for non-submission o f returns.
I
IS An !nspector of this o f i c ? will be visiting your establishm~nc. You are requested t o please afford
- hlrn necessary co-operatlon However. if y ~ experience
u an): difficulty o r deslre any guidance, you may please
w r l t e to this ofice o r the Provident Fund lnspector whose address is given below.
e-PayOrder Details
14-Aug-2017
00000030415369804
Counterfoil Description --
Print Close
1 of 1 8/14/17, 2:27 PM
COMBINED CHALLAN OF A/C NO. 01, 02, 10, 21 & 22 (With ECR)
EMPLOYEES' PROVIDENT FUND ORGANISATION TRRN: 3141708005256
Establishment Code & Name : KDNSK0050102000 JAIN IRRIGATION SYSTEM LTD., Dues for the wage month of :July 2017
Address : JAIN FIELD, N.H. NO. 6,, A/P.- BAMBHORI,, JALGAON, JALGAON, MAHARASHTRA
EPF EPS EDLI
Total Subscribers : 7807 7733 7807
Total Wages : 9,97,17,497 8,20,01,367 8,20,01,367
SL. PARTICULARS A/C.01 (Rs.) A/C.02 (Rs.) A/C.10 (Rs.) A/C.21 (Rs.) A/C.22 (Rs.) TOTAL
Grand Total : Two Crore Forty-Nine Lakh Ninety-One Thousand Three Hundred Seventy-One 2,49,91,371
Rupees Only
( Only for offline payment in case permitted by EPFO )
FOR BANKS USE ONLY FOR ESTABLISHMENT USE ONLY (To be manually filled by Employer)
Amount Received Rs. ------------------------------------- Cheque/DD No. ------------------------- Date: -------------
Date of presentation of Cheque/DD --------------------- Cheque/DD drawn bank &
Date of Realisation of Cheque/DD --------------------- Name of the Depositer----------------------------------------------------
SBI Branch Name ------------------------------------------ Date of Deposit----------------- Mobile No. -----------------
SBI Branch Code ------------------------------------------ Signature of the
(This is a system generated challan on 12-AUG-2017 11:09, the particulars shown in this challan are populated from the Electronic Challan Cum Return (ECR) uploaded by the
establishment for the specified month and year.
Note :- The following amounts are being remitted directly by Government of India on account of PMRPY and PMPRPY-
A) A/C no 1 (Employer share) ( Rs.) - 0
B) A/C no 10 (Pension fund) ( Rs.) - 0
C) Total (A + B ) ( Rs.) - 0
TENDER LETTER
To,
The Chief Engineer
Water Resources
Zone Kota
Rajasthan (India)
Subject : Tender for Const of Gendoli & Pholai Lift Irr. Scheme on Mej River Near
Village Lohali with survey, investigation, designing, planning and construction of head
works, rising main & Distribution network system for pressurized irrigation to CCA of
1997.78 ha on EPC single responsibility turn key basis & Its Management , Operation
&Maintenance for 5 Year Tehsil–K.Patan, District Bundi (Rajasthan)
Dear Sir,
With above reference and subject we wish to bring to your kind notice that there was problem in
conversion of figure to word in price bid in the row of total. The description in the row of
‘management - operation’ was getting copied in the space given for description of total.
Also please note that there was no provision to upload price break up schedule in price
bid. This may please be noted.
Thanks.
Your Faithfully
Regd. Office: Jain Plastic Park, P.O.Box: 72, N.H.No. 6, Jalgaon – 425 001. India.
Tel: +91-257-2258011; Fax: +91-257-2258111;
E-mail: jisl@jains.com; Visit us at: www.jains.com CIN: L29120MH1986PLC042028