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2010 Manipulation or Mobilisation Forneck Pain A Cochrane Review
2010 Manipulation or Mobilisation Forneck Pain A Cochrane Review
Manual Therapy
journal homepage: www.elsevier.com/math
Systematic review
a r t i c l e i n f o a b s t r a c t
Article history: Manipulation and mobilisation are often used, either alone or combined with other treatment
Received 16 February 2010 approaches, to treat neck pain. This review assesses if manipulation or mobilisation improves pain,
Received in revised form function/disability, patient satisfaction, quality of life (QoL), and global perceived effect (GPE) in adults
13 April 2010
experiencing neck pain with or without cervicogenic headache or radicular findings. A computerised
Accepted 20 April 2010
search was performed in July 2009. Randomised trials investigating manipulation or mobilisation for
neck pain were included. Two or more authors independently selected studies, abstracted data, and
Keywords:
assessed methodological quality. Pooled relative risk (pRR) and standardised mean differences (pSMD)
Systematic review
Neck pain
were calculated. 33% of 27 trials had a low risk of bias. Moderate quality evidence showed cervical
Manipulation manipulation and mobilisation produced similar effects on pain, function and patient satisfaction at
Mobilisation intermediate-term follow-up. Low quality evidence suggested cervical manipulation may provide greater
short-term pain relief than a control (pSMD 0.90 (95%CI: 1.78 to 0.02)). Low quality evidence also
supported thoracic manipulation for pain reduction (NNT 7; 46.6% treatment advantage) and increased
function (NNT 5; 40.6% treatment advantage) in acute pain and immediate pain reduction in chronic neck
pain (NNT 5; 29% treatment advantage). Optimal technique and dose need to be determined.
Ó 2010 Elsevier Ltd. All rights reserved.
1356-689X/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.math.2010.04.002
316 A. Gross et al. / Manual Therapy 15 (2010) 315e333
(QoL) in adults experiencing neck pain with or without radicular Measures of physical performance require testing the subject’s
symptoms and cervicogenic headache. ability to execute a simple activity in a standardised environment
using a standardised test and scoring procedure; they are con-
3. Methods cerned with the testing of a coordinated set of functions, which
forms a component of functional purposeful activity (i.e. reaching,
3.1. Study selection walking, or driving). Although moderate correlation between self-
report scales and physical performance tests exists in the low back
3.1.1. Types of studies literature, it remains unclear if one is superior (Lee et al., 2001) and
Any published or unpublished randomised controlled trial (RCT) this relationship in the neck literature remains unclear. We
or quasi-RCT (QRCT), either in full text or abstract form, was excluded tests used during a standard physical examination such as
included. inspection, range of motion, strength, palpation, provocation,
muscular stability, neurological tests, and cervical proprioception.
3.1.2. Types of participants We also extracted data on adverse effects and cost of treatments.
The participants were adults (18 years or older) with the The duration of follow-up is defined as: a) immediately post-
following: treatment (within one day); b) short-term follow-up (closest to
four weeks); c) intermediate-term follow-up (closest to six
Neck pain without radicular findings, including neck pain months); and d) long-term follow-up (closest to12 months).
without specific cause, whiplash-associated disorder (WAD)
categories I and II (Spitzer et al., 1987, 1995; Guzman et al., 3.2. Search methods for identification of studies
2008), myofascial pain syndrome, and neck pain associated
with degenerative changes (Schumacher et al., 1993); A research librarian searched bibliographic databases, without
Cervicogenic headache (Headache Classification Committee, language restrictions, for medical, chiropractic, and allied health
2004; Olesen, 1988; Sjaastad et al., 1990; Olesen and Gobel, literature. We searched CENTRAL; MEDLINE, EMBASE, Manual
1997); and Alternative and Natural Therapy, Cumulative Index to Nursing and
Neck disorders with radicular findings (Rubinstein et al., 2007), Allied Health Literature (CINAHL), and Index to Chiropractic Liter-
including degenerative joint or disc disease with spinal stenosis, ature (ICL) were updated in July 2009. All databases were originally
spondylolisthesis, or discogenic radiculopathy; and WAD cate- searched from their beginning. We also screened references,
gory III (Spitzer et al., 1987, 1995; Guzman et al, 2008). personally communicated with identified content experts, and
checked our own personal files to identify potential references.
We defined symptom duration as acute (less than 30 days), Subject headings (MeSH) and keywords included anatomical terms,
subacute (30 dayse90 days) or chronic (greater than 90 days). disorder or syndrome terms, treatment terms, and methodological
Studies were excluded if they investigated neck disorders with terms consistent with those advised by the Cochrane Back Review
the following specific causes: a) definite or possible long tract signs Group. See Appendix 1 for the search strategy for MEDLINE.
(e.g., myelopathies); b) neck pain caused by other pathological
entities (Schumacher et al., 1993); c) headache not of cervical origin 3.3. Data collection and analysis
but associated with the neck; d) co-existing headache when either
neck pain was not dominant or the headache was not provoked by 3.3.1. Study selection and data extraction
neck movements or sustained neck postures; or e) ‘mixed’ head- At least two review authors with expertise in medicine, phys-
ache, which includes more than one headache classification. iotherapy, chiropractic, massage therapy, statistics, or clinical
epidemiology independently conducted citation identification,
3.1.3. Types of interventions and comparisons study selection, and data extraction. Agreement for study selection
We included studies using either manipulation or mobilisation was assessed using the quadratic weighted Kappa statistic (Kw)
techniques. Although typically applied to the cervical region, they with Cicchetti weights (Cicchetti, 1976). A third review author was
could also be applied to other body regions; the guiding principle consulted in the case of persisting disagreement. Pre-piloted forms
was a mobilisation or manipulation intervention with the inten- were used for all phases.
tion-to-treat neck pain. Manipulation is a localised force of high
velocity and low amplitude directed at specific spinal segments. 3.3.2. Risk of bias assessment
Mobilisations use low-grade/velocity, small or large amplitude The Cervical Overview Group uses a calibrated team of inter-
passive movement techniques or neuromuscular techniques within disciplinary assessors. At least two review authors independently
the patient’s range of motion and within the patient’s control. All assessed the risk of bias (Appendix 2). The consensus team met to
studies were compared to either a control or another treatment as reach a final decision. The following characteristics for risk of bias
follows: a) placebo; b) adjunct treatment, for example: mobi- (maximum criteria ¼ 12, low risk of bias ¼ more than six criteria
lisation plus a treatment (ultrasound) versus that same treatment met) were assessed: randomisation; concealment of treatment
(ultrasound); c) wait list or no treatment; d) manipulation or allocation; blinding of patient, provider, and outcome assessor;
mobilisation versus another intervention; e) one technique versus incomplete data: withdrawal/drop-out rate and intention-to-treat
another; or f) one dose versus another dose. analysis; selective outcome reporting; and other: similar at base-
line, similar co-interventions, acceptable compliance, similar
3.1.4. Types of outcome measures timing of assessment. Studies were not excluded from further
The outcomes of interest were pain relief, function, disability, analyses based on the results of risk of bias assessments. We noted
patient satisfaction, GPE and QoL. We did not set any restriction on explicit details on study design; number analysed and randomised;
the type of tool used in the studies to measure these outcomes as intention-to-treat analysis; and power analysis in Table 1.
there are no universally accepted tools available; albeit, we found
a number of studies did use validated tools. Function and disability 3.3.3. Data analysis
could be measured using either self-report measures or observer- We used descriptive statistics to provide a summarized
based physical performance tests (Beattie, 2001; Finch et al., 2002). description of the groups, interventions, outcomes, adverse effect
A. Gross et al. / Manual Therapy 15 (2010) 315e333 317
Table 1
Characteristics of the included studies.
Table 1 (continued )
Giles & Muller (1999) Index treatment Pain (change scores, VAS, 0 to10)
Chronic neck pain with Manipulation (manip): technique: high velocity, low Baseline median: manip 4.5, acup 2.0, med 4.0
degenerative changes amplitude manipulation; frequency: 6 sessions/median 19 Absolute benefit: manip 1.5, acup 1.0, med 0.5
n(A/R) 98/157 for all spinal days; dose: 15e20 min appointments; route: cervical spine Reported results: not clear
patients; 62/? for neck subgroup Comparison treatment SMD (manip v med): 0.35 (95%CI: 1.05 to 0.35)
Acupuncture (acup): technique: needles with low-volt [power 5%]
electrical stimulation to tender points; frequency: 6 SMD (manip v acup): 0.23 (95%CI: 1.04 to 0.50)
sessions/median 40 days; dose: 8e10 needles [power 7%]
Medication (med): tenoxicam (NSAID) with ranitidine, Function (NDI, 0e50)
median 15 days Baseline median: manip 32, acup 40, med 28
Co-intervention: NR Absolute benefit: manip 10.0, acup 6.0, med 0.0
Duration of treatment: 3e4 weeks, 6 sessions Reported results: not clear
Duration of follow-up: none SMD (manip v med): 0.92 (95%CI: 1.74 to 0.10)
SMD (manip v acup): 0.33 (95%CI: 1.12 to 0.46)
[power 7%]
Patient satisfaction: NR
Side effects: no side effects occurred for acup or manip
Cost of care: NR
A. Gross et al. / Manual Therapy 15 (2010) 315e333 319
Table 1 (continued )
Haas et al. (2004) Index treatment Pain (modified von Korff scale, average 3 scales, 0e100)
Chronic neck pain with headache Group 3s/w (9s): technique: manipulation: high velocity, Baseline mean: 12s 49.6, 9s 58.7, 3s 61.0
n(A/R) 25/26 low amplitude manipulation plus heat, soft-tissue therapy Absolute benefit: 12s 18.8, 9s 31.7, 3s 18.6
with massage, trigger point therapy, education Reported results: findings give preliminary support for
(modification of ADL), rehabilitation exercises; frequency: 3 larger doses 9e12 sessions
sessions per week; dose: NR; route: cervical spine SMD (12s v 3s): 0.48 (95%CI: 1.51 to 0.56) [power 64%]
Group 4s/w (12s): technique: manipulation: high velocity, SMD (12s v 9s): 0.17 (95%CI: 0.81 to 1.16) [power 60%]
low amplitude manipulation plus heat, soft-tissue therapy SMD (9s v 3s): 0.90 (95%CI: 1.98 to 0.18) [power 69%]
with massage, trigger point therapy, education Function (neck disability modified von Korff scale, average
(modification of ADL), rehabilitation exercises; frequency: 4 3 scales, 0e100)
sessions per week; dose: NR; route: cervical spine Baseline mean: 12s 33.8, 9s 35.7, 3s 46.7
Comparison treatment Absolute benefit: 12s 20.1, 9s 22.5, 3s 13.4
Group 1s/w (3s): technique: manipulation: high velocity, Reported results: findings give preliminary support for
low amplitude manipulation plus heat, soft-tissue therapy larger doses 9e12 sessions
with massage, trigger point therapy, education SMD (12s v 3s): 1.15 (95%CI: 2.27 to 0.03)
(modification of ADL), rehabilitation exercises; frequency: 1 SMD (12s v 9s): 0.03 (95%CI: 1.01 to 0.95) [power 056]
session per week; dose: NR; route: cervical spine SMD (9s v 3s): 1.47 (95%CI: 2.65 to 0.28)
Co-intervention: heat, soft-tissue therapy with massage, Patient satisfaction: NR
trigger point therapy, education (modification of ADL), GPE: NR
rehabilitation exercises QoL: NR
Duration of treatment: 3 weeks, 9e12 sessions Side effects: none
Duration of follow-up: 1 week post-treatment, 11 weeks Cost of care: NR
post-treatment
Howe et al. (1983) Index treatment Pain (count, neck/shoulder/arm/hand pain and headache
Subacute, chronic neck pain with Manipulation (manip) Group: technique: manipulation and present)
radicular findings and headache same treatment as in control group; frequency: 1 session; Baseline mean: NR
n(A/R) 44/52 dose: up to 3 manipulation; Reported results: significant favouring manipulation
Comparison treatments RR: 0.56 (95%CI: 0.19e1.68) [power 18%]
Control group (med): azapropazone; dose unknown Function: NR
Co-intervention: 2 subjects had lignocaine-hydrocortisone Patient satisfaction: NR
injections in manipulation group Side effects: NR
Duration of treatment: 1 session Cost of care: NR
Duration of follow-up: 3 weeks
Table 1 (continued )
Kanlayanaphotporn et al. (2009) Index treatment Pain (at rest change score, VAS, 0e100)
Chronic neck pain Preferred mobilisation (PMob): technique: Baseline mean: PMob 47.4, RMob 48.3
n(A/R) 60/60 posterioreanterior pressure on the side of symptoms; Absolute benefit: PMob 10.8 RMob 12.3
frequency: 1 session; dose: 2 1 min mobilisations graded Reported results: not significant
1e2 for pain and 3e4 for stiffness; route: articular processes SMD (PMob v RMob): 0.01 (95%CI: 0.52 to 0.49)
of cervical spine Pain (with most painful movement change score, VAS,
Comparison treatment 0e100)
Random mobilisation (RMob): technique: 1 of 3 techniques Baseline mean: PMob 59.5, RMob 61.6
selected i) central posterioreanterior pressure ii) ipsilateral Absolute benefit: PMob 16.7 RMob 16.9
posterioreanterior pressure iii) contralateral Reported results: not significant
posterioreanterior pressure; frequency: 1 session; dose SMD (PMob v RMob): 0.12 (95%CI: 0.63 to 0.38)
2 1 min mobilisations; route: articular processes of Function: NR
cervical spine GPE (1e7):
Co-intervention: NR Reported results: not significant
Duration of therapy period: 1 session RR (PMob v RMob): 1.12 (95%CI: 0.74e1.69)
Duration of follow-up: No follow-up Patient satisfaction: NR
QoL: NR
Side effect: NR
Cost of care: NR
Kanlayanaphotporn et al. (2010) Index treatment Pain (at rest change score, VAS, 0e100)
Chronic neck pain Central PosterioreAnterior Mobilisation (PAMob): Baseline mean: PAMob 50.2, RMob 47.3
n(A/R) 60/60 technique: posterioreanterior pressure over the spinous Absolute benefit: PAMob 18.3 RMob 13.0
process of restricted segments; frequency: 1 session; dose: Reported results: not significant
2 1 min mobilisations graded 1e2 for pain and 3e4 for SMD (PAMob v RMob): 0.32 (95%CI: 0.18 to 0.83)
stiffness; route: spinous processes of cervical spine Pain (with most painful movement change score, VAS,
Comparison treatment 0e100)
Random mobilisation (RMob): technique: 1 of 3 techniques Baseline mean: PAMob 60.8, RMob 59.8
selected i) central posterioreanterior pressure ii) ipsilateral Absolute benefit: PAMob 21.9 RMob 12.7
posterioreanterior pressure iii) contralateral Reported results: not significant
posterioreanterior pressure; frequency: 1 session; dose: SMD (PAMob v RMob): 0.53 (95%CI: 0.01e1.04)
2 1 min mobilisations; route: articular processes of Function: NR
cervical spine GPE (1e7):
Co-intervention: NR Reported results: not significant
Duration of therapy period: 1 session RR (PAMob v RMob): 0.90 (95%CI: 0.63e1.30)
Duration of follow-up: No follow-up Patient satisfaction: NR
QoL: NR
Side effects: NR
Cost of care: NR
Krauss et al. (2008) Index treatment Pain (intensity with left rotation, 9 point faces pain scale)
Neck pain (duration of symptoms Thoracic spine manipulation (TSM): technique: bilateral Baseline mean: TSM 3.73, NT 2.50
NR) translatoric facet joint traction manipulation to the upper Absolute benefit: TSM 0.688 NT 0.667
n(A/R) 32/32 thoracic intervertebral segment performed; frequency: 1 Reported results: not significant
session; dose: grade 5 manipulation; route: thoracic spine SMD (TSM v NT): 0.02 (95%CI: 0.73 to 0.77)
Comparison treatment Pain (intensity with right rotation, 9 point faces pain scale)
No treatment (NT): no treatment provided Baseline mean: TSM 2.75, NT 2.80
Co-intervention: NR Absolute benefit: TSM 1.5, NT 0.1
Duration of therapy period: 1 session Reported results: not significant
Duration of follow-up: no follow-up SMD (TSM v NT): 0.65 (95%CI: 0.12 to 1.41)
Function: NR
GPE: NR
Patient satisfaction: NR
A. Gross et al. / Manual Therapy 15 (2010) 315e333 321
Table 1 (continued )
Muller and Giles et al. (2005) Index treatment Pain (VAS, 0e10)
Chronic neck pain Spinal manipulation (SM): technique: high velocity low Baseline Median: SM 6, med 4, AP 7
n(A/R) 65/116 amplitude thrust on the level of involvement; frequency: 2 12 months Median: SM 2.8, med 4.7, AP 2.5
sessions/week; dose: grade 5 manipulation, 20 min visits; Reported results: significance between groups NR,
route: affected segments of cervical spine significant for SM and AP within group data
Comparison treatment SMD (SM v med): 0.24 (95%CI: 0.85 to 0.37)
Medication (med): type: celebrex-celacoxin (27 subjects), SMD (SM v AP): 0.04 (95%CI: 0.56 to 0.64)
vioxx-rofecoxib (11 subjects), paracetamol (5 subjects); Pain (frequency, days/week)
frequency: fortnightly 20 min office visits until Baseline Median: SM 4, med 2, AP 4
asymptomatic or sufficient pain relief achieved; dose 12 months Median: SM 2, med 4, AP 3
celebrex-celacoxin 200e400 mg/day, vioxx-rofecoxib Reported results: significance between groups NR,
12.5e25 mg/day, paracetamol 1000e3000 mg/day; route: significant within the SM group only
oral. SMD (SM v med): 0.55 (95%CI: 1.17 to 0.07)
Acupuncture (AP): technique: 8e10 needles placed in local SMD (SM v AP): 0.22 (95%CI: 0.82 to 0.38)
paraspinal and intramuscular pain areas. 5 needles placed in Function (NDI, 0e50)
distal point meridians; frequency: 2 sessions/week until Baseline Median: SM 28, med 42, AP 36
asymptomatic or acceptable pain relief achieved; dose: 12 months Median: SM 20, med 36, AP 24
20 min with turning or flicking needles every 5 min if Reported results: significance between groups NR,
tolerated; route: sterile HWATO Chinese acupuncture guide significant within the SM and AP groups
tube needles (50 mm length, 0.25 mm gauge). SMD (SM v med): 0.36 (95%CI: 0.97 to 0.25)
Co-intervention: not avoided SMD (SM v AP): 0.09 (95%CI: 0.69 to 0.51)
Duration of therapy period: 9-weeks or until GPE: NR
asymptomatic, maximum 18 sessions Patient satisfaction: NR
Duration of follow-up: 12 months QoL: NR for neck group alone
Side effects: NR
Cost of care: NR
Nilsson et al. (1997) Index treatment Pain (headache intensity per episode, VAS, 0e100)
Chronic neck pain with headache Manipulation Group (manip): technique: manipulation e Baseline Median: manip 48, ST 37
n(A/R) 53/54 toggle recoil for upper cervical spine, diversified technique End of Study Median: manip 15, ST 6
for mid- and lower cervical spine; high velocity, low Absolute benefit: manip 33, ST 31
amplitude thrust at the end point of passive range of Reported results: significant favouring manipulation
motion; frequency: 2 sessions/week; dose: 12 toggle recoil, SMD: 0.45 (95%CI: 0.99 to 0.10) [power 16%]
10 diversified manipulation; route: cervical spine Function: NR
Comparison treatment Patient satisfaction: NR
Soft-Tissue Group (ST): technique: massage, deep frictions Side effects: NR
and trigger point treatment of posterior muscles of shoulder Cost of care: NR
girdle, upper thoracic and lower cervical and placebo laser
applied to the upper cervical region; frequency: 2 session/
week; route: cervical and thoracic spine
Co-intervention: NR
Duration of therapy period: 3 weeks, 6 sessions
Duration of follow-up: 1 week
Table 1 (continued )
Table 1 (continued )
n (A/R) e sample number analyzed/randomised; v e versus; NR e not reported; VAS e visual analogue scale; NRS e numeric rating scale; NDI e Neck Disability Index; SMD e
standard mean difference, GPE e global perceived effect; QoL e quality of life; RR e relative risk; CI e confidence interval; p e probability value; ANOVA e analysis of variance;
MONOVA e multiple analysis of variance; s esessions.
of treatments, and cost of care. All results reported were based on system by Cohen (1988): small (0.20), medium (0.50) or large
the sample size analysed using ‘intention-to-treat’ principle, in (0.80).
other words, the sample entering the study. For continuous outcomes reported as medians, we calculated
For continuous data, we calculated standardised mean differ- effect sizes (Kendal and Stuart, 1963, p. 237). We calculated
ences with 95% confidence intervals (SMD; 95%CI). SMD was used relative risks (RR) for dichotomous outcomes. An RR less than
because different measures are frequently used to address the one represented a beneficial treatment. We calculated the
same clinical outcome. The Cochrane Back Review Group guide- number needed to treat (NNT: the number of patients a clini-
lines (Furlan et al., 2009) were foundational to key estimations of cian needs to treat in order to achieve a clinically important
minimum clinically important differences for pain and function/ improvement in one) and treatment advantages (%: the clini-
disability. We assumed the minimum clinically important differ- cally important difference or change in percent) for primary
ence to be 10 on a 100-point pain intensity scale (Goldsmith findings, to give the reader a sense of the magnitude of the
et al., 1993; Felson et al., 1995; Farrar et al., 2001). Similarly, treatment effect (see Table 2 for operational definition, calcu-
we judged a minimum clinically important difference of 5/50 lations, results). Power analyses were conducted for each article
Neck Disability Index (NDI) units or 10% to be relevant for the reporting non-significant findings (Dupont and Plummer, 1990).
NDI (Stratford et al., 1999); a recent systematic review Prior to calculation of a pooled effect measure, we assessed the
(MacDermid et al., 2009) reports the minimal detectable change reasonableness of pooling on clinical grounds. We tested the
to vary from 5/50 for non-complicated neck pain up to 10/50 for statistical heterogeneity (P > 0.1 and I2 > 40) between the studies
cervical radiculopathy. The clinically important difference ranges using a random-effects model.
from 5/50 to 19/50 and was noted to be inconsistent across
different studies. For other outcomes (i.e. GPE and QoL scales) 3.3.4. Qualitative analysis of trial results
where there is an absence of clear guidelines on the size of We assessed the quality of the body of the evidence using the
a clinically important effect sizes, we used a commonly applied GRADE approach (Higgins and Green 2008; Furlan et al., 2009;
324 A. Gross et al. / Manual Therapy 15 (2010) 315e333
CO2003 update
Citation Postings identified and screened for retrieval (n=528) RCT’s excluded (n=13)
RCT (n=33)
CO2006 update
Citation Postings identified and screened for retrieval (n=483) RCT’s excluded (n= 4)
Cumulative RCT (n=46; representing 69 publications)
CO2009 update
Citation Postings identified and screened for retrieval (n=809) RCT’s excluded (n=5)
Cumulative RCT (n=68; representing 114 publications)
Meta-analyses: Meta-analyses:
- manip, mob v no treatment - manip, mob, exercise v no treatment
(n=1) pain (neutral results) (m-a n=1) pain (positive results)
- manip, mob, exercise v GP or traditional care
(n=2) pain (positive results at ST and neutral at LT f/u)
(n=1) function (neutral results at LT)
- manip, mob, exercise v manip/mob alone
(n=1) pain (positive results)
(n=1) function (neutral results)
(n=1) QOL (positive results)
- manip, mob, exercise v exercise advice
(n=1) pain (positive results)
(n=1) function (positive results)
(n=1) QOL (neutral results)
(n=1) GPE (neutral results)
Fig. 3. Methodological quality summary: review of authors’ judgments about each methodological quality item for each included study.
326 A. Gross et al. / Manual Therapy 15 (2010) 315e333
4.2. Risk of bias in included studies manipulation is equivalent to certain medication (2 trials, 69
participants; Sloop et al., 1982; Howe et al., 1983), acupuncture
See Fig. 3 for summary table of risk of bias findings. Nine of 27 (2 trials, 81 participants; Giles and Muller, 1999; Muller and
studies had a low risk of bias. We found common risks of bias in the Giles, 2005), certain soft-tissue treatments (1 trial, 53 partici-
included studies to be: failure to describe or use appropriate pants; Nilsson et al., 1997*) or certain combined treatments for
concealment of allocation (59%, 16/27) and lack of effective blinding subacute and chronic neck pain and to some extent improved
procedures (observer 55% (15/27); patient 81% (22/27); care provider function (Strunk and Hondras, 2008); and
100% (27/27)). We acknowledge that it is difficult to blind the patient manipulation may be superior to TENS (1 trial, 64 participants;
and impossible to blind the care provider in manual treatments. Co- Chen et al., 2007) for individuals with chronic cervicogenic
intervention was avoided in only a small number of studies (37%; 10/ headache.
27) and compliance monitored in 51% (14/27). We do not believe that
risk of bias influenced the conclusions, however, we were unable to 4.3.2. Manipulation alone of thoracic region
formally test this notion using meta-regression because we did not Six trials, one with a low risk of bias (Cleland et al., 2005) and
have enough data in any one disorder and treatment category. five with a high risk of bias (Parkin-Smith and Penter, 1998;
Fernandez-de-las-Penas et al., 2004; Savolainen et al., 2004;
4.3. Effects of interventions Krauss et al., 2008; Gonzalez-Iglesias et al., 2009) met the inclu-
sion criteria for this section (see Fig. 6 for continuous pain data).
4.3.1. Manipulation alone of cervical region Low quality of evidence (one trial, 36 participants, Cleland
Sixteen trials met the inclusion criteria for this section. Four of et al., 2005) favoured a single session of thoracic manipulation
these studies had a low risk of bias (Sloop et al., 1982; Hurwitz et al., for immediate pain reduction when compared to a placebo for
2002; Haas et al., 2004; Strunk and Hondras, 2008) and 12 had chronic neck pain (NNT 5, 29% treatment advantage). There is low
a high risk of bias (Bitterli et al., 1977; Howe et al., 1983; Vernon quality evidence (one trial, 45 participants; Gonzalez-Iglesias
et al., 1990; Cassidy et al., 1992; Nilsson, 1995*; Nilsson et al., et al., 2009) in support of thoracic manipulation as an adjunct
1996*, 1997*; Yurkiw and Mior, 1996; Giles and Muller, 1999; van to electrothermal therapy for both pain (NNT 7; 46.6% treatment
Schalkwyk and Parkin-Smith, 2000; Wood et al., 2001; Muller advantage) and function (NNT 5; 40.6% treatment advantage) for
and Giles, 2005; Martinez-Segura et al., 2006; Chen et al., 2007). acute neck pain. Very low quality evidence (one trial, 88 partic-
Asterisk denotes multiple publications from one trial. ipants; Fernandez-de-las-Penas et al., 2004) supports thoracic
There is moderate quality evidence (two trials, 369 participants; manipulation as an adjunct to individualised physiotherapy care
Cassidy et al., 1992; Hurwitz et al., 2002; see Fig. 4) for pain reduction for acute/subacute WAD. Alternatively, very
that manipulation produces similar changes in pain, function and low quality evidence found no difference in pain during neck
patient satisfaction when compared to mobilisation for subacute or rotation or function when a thoracic manipulation was compared
chronic neck pain at short- and intermediate-term follow-up. to no treatment (one trial, 30 participants; Krauss et al., 2008) or
There is low quality evidence (three trials, 130 participants; exercise (one trial, 41 participants; Savolainen et al., 2004) for
Bitterli et al., 1977; Sloop et al., 1982; Martinez-Segura et al., 2006; neck pain of undefined duration. When thoracic manipulation
see Fig. 5) that manipulation alone versus a control may provide was added to cervical manipulation alone, there was very low
immediate- and short-term pain relief following one to four treat- quality evidence (Parkin-Smith and Penter, 1998) suggesting no
ment sessions in subjects with acute or chronic neck pain. Low added benefit for participants with neck pain of undefined
quality evidence from one small dosage trial (25 participants; Haas duration.
et al., 2004) suggests that nine or 12 sessions of manipulation are
superior to three for pain relief at immediate post-treatment follow- 4.3.3. Mobilisation alone of cervical region
up and neck-related disability for chronic cervicogenic headache. Eight trials, five with a low risk of bias (David et al., 1998;
Larger dose-finding trials are needed to establish the optimal dose. Coppieters et al., 2002*,2003*; Hurwitz et al., 2002;
There is very low quality evidence at short-term follow-up that: Kanlayanaphotporn et al., 2009, 2010) and three with a high risk
of bias (Bitterli et al., 1977; Cassidy et al., 1992; Egwu, 2008) met the
one manipulation technique is not superior to another for pain inclusion criteria (see Fig. 7 for continuous pain data).
reduction for subacute neck pain (three trials, 88 participants; One factorial design trial (1 RCT with 4 independent compari-
Yurkiw and Mior, 1996; van Schalkwyk and Parkin-Smith, sons, 268 participants; Hurwitz et al., 2002) and one comparison
2000; Wood et al., 2001); trial (1 trial, 100 participants; Cassidy et al., 1992) provided
Fig. 4. Manipulation versus mobilisation for pain at short- and intermediate-term follow-up demonstrates no difference.
A. Gross et al. / Manual Therapy 15 (2010) 315e333 327
Fig. 5. Manipulation versus a control for pain at immediate- and short-term follow-up.
moderate to low quality evidence showing no difference between side effects and five trials reported benign and transient side effects
mobilisation compared to manipulation and other treatments for including radicular symptoms (58/1000 in the treatment group
pain, function and patient satisfaction for subacute/chronic neck versus 20/1000 in the control group) headache or neck pain (105/
pain. There was low quality evidence (1 trial, 51 participants; David 1000 in the treatment group versus 52/1000 in the control group)
et al., 1998) that a combination of Maitland mobilisation techniques (Carlesso et al., in press). The rate of rare but serious adverse events
was as effective as acupuncture for pain relief and improved such as strokes or serious neurological deficits could not be
function immediately post-treatment for subacute/chronic neck established from our review.
pain. Low quality evidence exists from one small trial (20 partici-
pants; Coppieters et al., 2003*) suggesting neural dynamic tech- 4.4.2. Cost of care
niques led to statistically insignificant, but clinically important pain No direct measures of the cost of care were reported in the 27
reduction immediately post-treatment in participants with neck trials included in this review.
pain of mixed duration.
Certain mobilisation techniques may be superior to others. Very
low quality evidence (one trial, 95 participants; Egwu, 2008) 5. Discussion
suggests that an anterioreposterior mobilisation was more effec-
tive than a transverse oscillatory and rotational mobilisation This update investigates the effect of mobilisation or manipu-
immediately post-treatment for acute/subacute neck pain. Low lation alone in the treatment of neck pain and is a co-publication of
quality evidence (two trials, 120 participants; Egwu, 2008) suggests a Cochrane Review. The overall methodological quality of trials has
no difference in pain reduction or GPE for chronic neck pain when not improved in spite of CONSORT guidelines (Schultz et al., 2010).
comparing an ipsilateral posterioreanterior or central posteri- The evidence suggests some immediate- or short-term pain relief
oreanterior to one of three random posterioreanterior with a course of cervical manipulation or mobilisation alone, but
mobilisations. these benefits are not maintained over the long-term. Evidence
seems to support the use of thoracic manipulation alone for
4.4. Other considerations immediate pain relief or as an adjunct to electrothermal or indi-
vidualised physiotherapy treatment strategies for pain relief and
4.4.1. Adverse events improvements in function. One doseeresponse trial and one trial
The number of subjects experiencing side effects was reported with a low risk of bias that used a factorial design emerged. Certain
in 29% (8/27) of trials. Three out of those eight trials reported no mobilisation techniques may be superior.
Table 2
NNT & treatment advantage.
% Treatment advantage: Calculation of the clinically important difference or change on a percent scale was estimated as follows. Karlberg et al., (1996) data are used in this
example: The assumption made was that a positive mean/median value is improvement and a negative is deterioration. Treatment mean/median (SD) at baseline 54(23) and at
final (SD) 31(10); Control mean/median (SD) at baseline 56(1) and at final 55(20). The % improvement [treatment] equals the difference between the change in the treatment
group [23] divided by the treatment baseline [54] which equals 42.6%. The % improvement [control] equals the difference between the change in the control group [1] divided
by the control baseline [56] which equals 1.8%. The treatment advantage equals 42.6% minus 1.8% which equals 40.8%.
Number needed to treat (NNT): The number of patients a clinician needs to treat in order to achieve a clinically important improvement in one. Assuming the minimal
clinically important difference to be 10%, the baseline of the experimental mean of 54 minus 10 units change on a 100-point scale equals 44 and for the control 56 minus 10
units change equals 46. For experimental group: 44 minus 31 divided by 10 equals z ¼ 1.3 which gives an area under the normal curve of 0.9032. For control group: 46 minus
55 divided by 20 equals z ¼ 0.5 which gives an area under the normal curve of 0.3085. Then 0.9032 minus 0.3085 equals 0.5947. NNT equals 1 divided by 0.5947 which equals
1.66 or 2 when rounded.
For WAD, our findings differed slightly from Verhagen et al. et al. (2007) included cohort studies while our review solely
(2007) because they did not include manipulation of the thoracic utilized RCT data; they did not calculate SMD from the RCT pub-
spine as a passive treatment of neck pain. We are in concordance lished data but rather noted the reported direction of effect; the
with their other findings showing a dearth of evidence for mobi- data were not always consistent with the reported direction of
lisation or manipulation for WAD. For acute neck disorder that is effect. There were also differences in interpretation; we suggested
not whiplash-associated, we also agreed with Vernon et al. (2005), that one treatment with only immediate post-treatment outcomes
who noted a striking lack of high quality evidence. For chronic did not denote effectiveness, did not reflect clinical practice and
non-specific neck pain, we agreed with Brønfort et al. (2004) that certainly did not give us any indication of either short- or long-
trials were sparse and inconclusive for the application of manip- term effects. Thus, we suggested the evidence remained unclear.
ulation or mobilisation as a single approach. We were also in Overall, differences in findings stemmed from differing definitions
agreement with Hurwitz et al. (2008), who found evidence of or clustering of treatments; from differing disorder subgroup
short-term benefit for mobilisation in comparison to usual GP care, classifications; and from different reported time frames for
pain medications, or advice to stay active. Our findings were in outcome measures.
disagreement with Gemmel and Miller (2006), who described five How do we know when mobilisations will be effective? It’s still
trials with a high risk of bias that showed mixed findings and not clear. Meta-analyses, subgroup analyses, and sensitivity
concluded that no one therapy was more effective than the others. analyses were hampered by the wide spectrum of comparisons,
We disagreed with Vernon et al. (2007), who indicated moderate treatment characteristics and dosages. Until the quantity of
to high quality evidence in support of spinal manipulation or quality studies increases within individual subgroups of neck
mobilisation for chronic non-specific neck pain. This discordance pain, we will not be able to make any strong conclusions about
was not based on new literature but was related to the framing of which groups benefit most from manipulation or mobilisation.
the systematic review’s question and methodology used. Vernon Cleland et al. (2007) developed clinical prediction rules for the
Fig. 7. Manipulation of the cervical region for pain at immediate-, short-term and intermediate-term follow-up.
A. Gross et al. / Manual Therapy 15 (2010) 315e333 329
use of thoracic manipulation in the treatment of neck pain. oscillatory and rotational mobilisation; ipsilateral posteri-
Similar studies investigating clinical prediction rules for other oreanterior or central posterioreanterior may be better then
mobilisations or manipulations in varied neck pain populations one of three random posterioreanterior mobilisations).
would help clinicians to determine when to utilize manual
therapy.
What is the optimal “dosage” or are the optimal “clinical param- 6.2. Implications for research
eters” for a given technique category? We don’t know. From the data
on pain relief we have to date, the most commonly reported factors Meta-analysis of data across trials and sensitivity analysis were
were frequency (total number of sessions) and duration (total hampered by the wide spectrum of comparisons, treatment char-
number of weeks). The ideal dosage for cervical manipulation, acteristics and dosages. Factorial design would help to determine
thoracic manipulation, or cervical mobilisation for the treatment of the active treatment agent(s) within a treatment mix. Phase II trials
cervical pain could not be determined when evaluating existing would help to identify the most effective treatment characteristics
controlled trials. Pilot studies of mobilisation and manipulation and dosages. Greater attention to methodological quality continues
exploring the minimally effective dose as well as the optimal dose to be needed.
should be conducted prior to doing a larger trial. These pilot studies
would serve a purpose similar to the small dose-finding studies Acknowledgements
conducted in pharmaceutical trials that are used to establish
a minimally effective dose. We are indebted to the many authors of primary studies for
Adverse events reported from RCTs in this review were their support in retrieving original research. We thank our
benign, transient side effects. Clearly, smaller randomised trials volunteers, translators, students, the Cochrane Back Review Group
are unlikely to detect rare adverse events. From surveys and editors, and Lisa Carlesso and Colleen McPhee for early access to
review articles, the risk of a serious irreversible complication (e. their research.
g., stroke) for cervical manipulations has been reported to vary Declarations of interest: Two of our review authors are authors
from one adverse event in 3020 to one in 1,000,000 manipula- of included studies. Although Gert Brønfort and Jan Hoving were
tions (Assendelft et al., 1996; Gross et al., 2002b). Better review authors, they were not involved in decisions about the
reporting of adverse events is required. Additionally, new trials inclusion, risk of bias assessment or data extraction of their
are necessary to determine whether there is an economical studies.
advantage in using manipulation or mobilisation techniques to
treat neck pain. Appendix 1. MEDLINE search strategy
We have observed four positive advances in recent years. Some
trials were larger, had a lower risk of bias, had longer-term follow- 1. neck/ or neck muscles/ or exp cervical plexus/ or exp cervical
up, and used self-reported ratings (e.g., pain, disability self-report vertebrae/ or atlanto-Axial Joint/ or atlanto-occipital joint/ or
questionnaires, and GPE) as primary outcomes on a more consis- axis/ or atlas/ or spinal nerve roots/ or exp brachial plexus/
tent basis. Access Gross et al. (2010) for a detailed discussion on key 2. (odontoid or cervical or occip: or atlant:).tw.
methodological issues. One overarching need remains, that is, 3. 1 or 2
adherence to and consistent reporting using CONSORT guidelines 4. exp arthritis/ or exp myofascial pain syndromes/ or fibro-
(Schultz et al., 2010). myalgia/ or spondylitis/ or exp spinal osteophytosis/ or
A total of 14 ongoing studies have been identified in this spondylolisthesis/
review from 1995 through 2006. We are tracking three of these 5. exp headache/ and cervic:.tw.
studies, but the remaining 11 studies were not located through 6. whiplash injuries/ or cervical rib syndrome/ or torticollis/ or
our literature search. With such a large number of study protocols cervico-brachial neuralgia.ti,ab,sh. or exp radiculitis/ or poly-
and pilot studies not reaching publication, we question if radiculitis/ or polyradiculoneuritis/ or thoracic outlet
a publication bias is leading towards publication of primarily syndrome/
positive results. 7. (monoradicul: or monoradicl:).tw.
8. 4 or 5 or 6 or 7
6. Conclusion 9. random:.ti,ab,sh.
10. randomised controlled trial.pt.
6.1. Implications for practice 11. double-blind method/
12. single blind method/
Manipulation for acute to chronic neck pain: 13. placebos/
14. clinical trial.pt.
cervical manipulation produces similar pain relief, functional 15. exp clinical trials/
improvements, and patient satisfaction to mobilisation 16. controlled clinical trial.pt.
cervical manipulation may provide short-term, but not long- 17. (clin$ adj25 trial$).ti,ab.
term pain relief 18. ((singl$ or doubl$ or trebl$) adj25 (blind$ or mask$)).ti,ab.
thoracic manipulation used alone or in combination with 19. placebo$.ti,ab.
electrothermal or individualised physiotherapy treatments 20. or/9e19
may improve pain and function 21. exp arthritis/rh,th or exp myofascial pain syndromes/rh,th or
fibromyalgia/rh,th or spondylitis/rh,th or exp spinal osteophy-
Mobilisation for neck pain of mixed duration: tosis/rh,th or spondylosis/rh,th or spondylolisthesis/rh,th
22. exp headache/rh,th and cervic:.tw.
cervical mobilisation is similar to manipulation or acupuncture 23. whiplash injuries/rh,th or cervical rib syndrome/rh,th or
for pain and function thoracic outlet syndrome/rh,th or torticollis/rh,th or cervico-
one mobilisation technique may be superior to another (that is, brachial neuralgia/rh,th or exp radiculitis/rh,th or poly-
anterioreposterior mobilisation may be superior to transverse radiculitis/rh,th or polyradiculoneuritis/rh,th
330 A. Gross et al. / Manual Therapy 15 (2010) 315e333
24. or/21e23 patients are blinded, and the treatment or adverse effects of the
25. exp alternative medicine/ or chiropractic/ treatment cannot be noticed during clinical examination
26. (acupuncture or biofeedback or chiropract: or electric stimu- for outcome criteria that do not suppose a contact with
lation therapy or kinesiology or massage or traditional medi- participants (e.g., radiography, magnetic resonance imaging):
cine or relaxation or therapeutic touch).tw. the blinding procedure is adequate if the treatment or adverse
27. or/25e26 effects of the treatment cannot be noticed when assessing the
28. 3 and 24 main outcome
29. 3 and 8 and 27 for outcome criteria that are clinical or therapeutic events that
30. 28 or 29 will be determined by the interaction between patients and
31. 20 and 30 care providers (e.g., co-interventions, hospitalization length,
treatment failure), in which the care provider is the outcome
assessor: the blinding procedure is adequate for outcome
Appendix 2. Criteria for a judgment of yes for the sources of assessors if the item for care providers is scored “yes”
risk of bias for outcome criteria that are assessed from data of the medical
forms: the blinding procedure is adequate if the treatment or
Assessing risk of bias in relation to adequate or inadequate sequence adverse effects of the treatment cannot be noticed on the
generation. extracted data
1. Was the method of randomisation adequate?
Were incomplete outcome data adequately addressed?
A random (unpredictable) assignment sequence. Examples of 6. Was the drop-out rate described and acceptable?
adequate methods are coin toss (for studies with two groups),
rolling a dice (for studies with two or more groups), drawing of The number of participants who were included in the study but
balls of different colours, drawing of ballots with the study group did not complete the observation period or were not included in
labels from a dark bag, computer-generated random sequence, pre- the analysis must be described and reasons given. If the percentage
ordered sealed envelops, sequentially-ordered vials, telephone call of withdrawals and drop-outs does not exceed 20% for short-term
to a central office, and pre-ordered list of treatment assignments follow-up and 30% for long-term follow-up and does not lead to
Examples of inadequate methods are: alternation, birth date, substantial bias a ‘yes’ is scored. (N.B. these percentages are arbi-
social insurance/security number, date in which they are invited to trary, not supported by literature).
participate in the study, and hospital registration number
7. Were all randomised participants analysed in the group to
2. Was the treatment allocation concealed? which they were allocated?
Assignment generated by an independent person not respon- All randomised patients are reported/analysed in the group they
sible for determining the eligibility of the patients. This person has were allocated to by randomisation for the most important
no information about the persons included in the trial and has no moments of effect measurement (minus missing values) irre-
influence on the assignment sequence or on the decision about spective of non-compliance and co-interventions.
eligibility of the patient.
8. Are reports of the study free of suggestion of selective outcome
Was knowledge of the allocated interventions adequately prevented reporting?
during the study?
3. Was the patient blinded to the intervention? In order to receive a ‘yes’, the review author determines if all the
results from all pre-specified outcomes have been adequately
This item should be scored “yes” if the index and control groups reported in the published report of the trial. This information is
are indistinguishable for the patients or if the success of blinding either obtained by comparing the protocol and the report, or in the
was tested among the patients and it was successful. absence of the protocol, assessing that the published report
includes enough information to make this judgment.
4. Was the care provider blinded to the intervention?
Other sources of potential bias:
This item should be scored “yes” if the index and control groups 9. Were the groups similar at baseline regarding the most
are indistinguishable for the care providers or if the success of important prognostic indicators?
blinding was tested among the care providers and it was successful
In order to receive a “yes”, groups have to be similar at baseline
5. Was the outcome assessor blinded to the intervention? regarding demographic factors, duration and severity of
complaints, percentage of patients with neurological symptoms,
Adequacy of blinding should be assessed for the primary and value of main outcome measure(s).
outcomes. This item should be scored “yes” if the success of blinding
was tested among the outcome assessors and it was successful or: 10. Were co-interventions avoided or similar?
for patient-reported outcomes in which the patient is the This item should be scored “yes” if there were no co-interven-
outcome assessor (e.g., pain, disability): the blinding procedure tions or they were similar between the index and control groups.
is adequate for outcome assessors if participant blinding is
scored “yes” 11. Was the compliance acceptable in all groups?
for outcome criteria assessed during scheduled visit and that
supposes a contact between participants and outcome assessors The reviewer determines if the compliance with the interven-
(e.g., clinical examination): the blinding procedure is adequate if tions is acceptable, based on the reported intensity, duration,
A. Gross et al. / Manual Therapy 15 (2010) 315e333 331
number and frequency of sessions for both the index intervention Language Bias: the publication of research findings in a partic-
and control intervention(s). For example, physiotherapy treatment ular language, depending on the nature and direction of the
is usually administered over several sessions; therefore it is results.
necessary to assess how many sessions each patient attended. For Funding Bias: the reporting of research findings, depending on
single-session interventions (for example: surgery), this item is how the results accord with the aspirations of the funding
irrelevant. body.
Outcome Variable Selection Bias: the selective reporting of
12. Was the timing of the outcome assessment similar in all some outcomes but not others, depending on the nature and
groups? direction of the research findings.
Developed Country Biases: the non publication or non indica-
Timing of outcome assessment should be identical for all tion of findings, depending on whether the authors were based
intervention groups and for all important outcome assessments. in developed or in developing countries.
Note: These instructions are adapted from van Tulder (2003) and
the Cochrane Handbook 2008 of Systematic Reviews of
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