Checklist 1 (TOP MANAGEMENT COMMITMENT)

1. Checkpoint – Check whether top management is demonstrating leadership and commitment towards
quality policy and quality objectives for the QMS?
Evidence – Written policy and objectives
Clause – 5.1.1

2. Checkpoint – Check whether organisation is providing necessary resources needed for QMS?
Evidence – List of resources for QMS (Budget planning)
Clause – 5.1.1

3. Checkpoint – Check whether top management have identified costumer and legal requirements?
Evidence – List of costumer and legal requirements
Clause – 5.1.2

4. Checkpoint – Check whether top management is doing management review at planned internals
Evidence – Management review records
Clause – 9.3.1

5. Whether management have identified risk which affect the costumer directly?
Evidence – Risk Register
Clause – 5.1.2
(QUALITY POLICY)
6. Checkpoint – Check whether the organisation has developed quality policy and maintaining it?
Evidence – Written policy
Clause – 5.2.1

7. Checkpoint – Check whether organisation’s quality policy shows commitment towards the continual
improvement of the QMS?
Evidence – Frequency of review, Updated version of policy
Clause – 5.2.1

8. Checkpoint – Check whether the quality policy have been communicated & understood within the
organisation?
Evidence – Display of quality policy in various departments, portals, intranet, notice boards.
Clause – 5.2.2
(QUALITY OBJECTIVE)

9. Checkpoint – Check whether organisation has established quality objectives at relevant functions &
departments & process level?
Evidence – List of quality objectives across various departments
Clause – 6.2.1

10. Checkpoint – Check whether the quality objectives have been communicated properly?
Evidence – Communication register
Clause – 6.2.1

11. Checkpoint – Check how organisation is planning to achieve its quality objectives?
Evidence – Objective achievement plan
Clause – 6.2.2