Professional Documents
Culture Documents
Test de Eficacia
Test de Eficacia
Test de Eficacia
of Cosmetics
New rules of the
European Commission
Nicola Lionetti
ISPE srl L. Rigano Industrial Consulting & Research
ISPE – Institute of Skin Product Evaluation
Regulation (EC) 1223/2009 of the
European Parliament
and of the Council
of the 30 November 2009
on cosmetic products
(recast)
http://eur‐lex.europa.eu/LexUriServ/LexUriServ.do?
uri=OJ:L:2009:342:0059:0209:en:PDF
Entry into force & date of application
11 January 2010 (20 d publication Official
Journal)
Only for CMR ⇒ 1 December 2010
New Notification ⇒ 11 January 2012
Nanomaterial ⇒ 11 January 2012
11 July 2013
Regulation 1223/2009
Mainly a RECAST
Clarification/Explication on:
Responsible Person (RP)
Good Manufacturing Practice (GMP)
Supply Chain & Market Surveillance
Safety of the Cosmetics
Proof of the effect claimed
Regulation 1223/2009
New rules on:
Cosmetic Notification (CPNP)
Nanomaterials (def. & Notification)
CMR
Label Indications
Underline the Titanium Dioxide (nano)
PIF address
Regulation 1223/2009
Improves
FREE CIRCULATION
SAFETY
CLAIM
of COSMETICS
Safety Assessment
Little Digression
Clarification/Explication ?
Safety of the Cosmetics
Article 7a, paragraph d (Directive 76/768)
Assessment of the safety for human health of the finished product. To that
end the manufacturer shall take into consideration the general toxicological
profile of the ingredients, their chemical structure and their level of exposure.
It shall take particular account of the specific exposure characteristics of the
areas on which the product will be applied or of the population for which it is
intended. There shall be inter alia a specific assessment for cosmetic products
intended for use on children under the age of three and for cosmetic products
intended exclusively for use in external intimate hygiene
SCCNFP/0690/03, Final : Notes of Guidance for the testing of cosmetic
ingredients and their safety evaluation, 5th revision, adopted by the SCCNFP
during the 25th plenary meeting of 20 October 2003
Safety Report
Art. 11 – Product Information File shall contain:
‐ ……..
‐ cosmetic product safety report (CSR)
Art. 10 – CSR:
‐ guaranteed by RP
‐ kept up to date
‐ carried out by qualified person
(pharmacy, toxicology, medicine or a similar discipline, or a
course recognised as equivalent by Member State)
Safety Report
Art. 10 – CSR:
‐ The Commission, in close cooperation with all
stakeholders, shall adopt appropriate
guidelines to enable undertakings, in
particular small and medium‐sized enterprises,
to comply with the requirements laid down in
Annex I.
Annex I
COSMETIC PRODUCT SAFETY REPORT
The cosmetic product safety report shall, as a
minimum, contain the following
PART A – Cosmetic product safety information
PART B – Cosmetic product safety assessment
RISK ASSESSMENT
Annex I
PART A – Cosmetic product safety information
1. Quantitative & qualitative composition cosmetic
product
2. Physical/chemical characteristics & stability
3. Microbiological quality
4. Impurities, traces, information on packaging
material
5. Normal & reasonably foreseeable use
Annex I
PART A – Cosmetic product safety information
6. Exposure to the cosmetic product
7. Exposure to the substances
8. Toxicological profile of the substances
9. Undesirable effects & serious undesirable effects
10. Information on the cosmetic product
Annex I
PART B – Cosmetic product safety assessment
1. Assessment conclusion
2. Labelled warnings and instructions of use
3. Reasoning
4. Assessor’s credentials and approval of part B
Annex I
PART A – Cosmetic product safety information
1. Quantitative & qualitative composition cosmetic
product
2. Physical/chemical characteristics & stability
3. Microbiological quality
4. Impurities, traces, information on packaging
material
5. Normal & reasonably foreseeable use
Annex I
4. Impurities, traces, information about the
packaging material
4.1 The purity of the substances and mixtures
4.2 In the case of traces of prohibited substances,
evidence for their technical unavoidability
4.3 The relevant characteristics of packaging
material, in particular purity and stability
Guidelines on Annex I
COMMISSION IMPLEMENTING DECISION
of XXX
on Guidelines on Annex I to Regulation (EC) No
1223/2009 on cosmetic products
http://ec.europa.eu/enterprise/tbt/tbt_reposito
ry/EEC186_EN_2_1.pdf
Guidelines on Annex I
4.3 The relevant characteristics of packaging
material, in particular purity and stability
• Direct contact with the formulation
• Reference to Regulation on Food Contact Materials
(migration)
• Experience with similar formulation/packaging
• Interaction between product and packaging material
• Barrier properties of packaging material
• Composition of the packaging material (+ additives)
• Technically unavoidable impurities
Example
Eyeshadow powder pressed in pan tin plate
containing in plastic container
Safety/Technical Sheets Plastic container:
Acrylonitrile Butadiene Styrene (ABS) polymers > 98%
Styrene < 0,1% (Flam. Liq. 3, Acute Tox. 4, Eye Irrit. 2, Skin Irrit. 2)
NOT RELEVANT
Safety/Technical Sheets Tin Plate:
Nichel = 800 ppm
Arsenic = 200 ppm
RELEVANT
Annex I
PART A – Cosmetic product safety information
6. Exposure to the cosmetic product
7. Exposure to the substances
8. Toxicological profile of the substances
9. Undesirable effects & serious undesirable effects
10. Information on the cosmetic product
RISK ASSESSMENT
INGREDIENTS
RISK ASSESSMENT PROCESS
RISK ASSESSMENT PROCESS
RISK
CARACTERISATION
RISK
MANAGEMENT
RISK COMMUNICATION
Little Digression
HAZARD ≠ RISK
HAZARD: - POTENTIAL TO CAUSE INJURY
- INTRINSIC PROPERTIES
- NO RELATION WITH DOSE OR
EXPOSURE
0L 1L 3L 12 L
Water/day Water/day Water/day Water/day
RISK ASSESSMENT PROCESS
2) DOSE‐ RESPONSE
1) HAZARD 3) EXPOSURE
IDENTIFICATION ASSESSMENT
RISK CARACTERISATION
RISK MANAGEMENT
RISK COMMUNICATION
RISK ASSESSMENT PROCESS
1) HAZARD
IDENTIFICATION
• CAN X CAUSE ADVERSE HEALTH EFFECT?
• BASED ON
‐ EPIDERMIOLOGICAL STUDIES
‐ CLINICAL STUDIES INTRINSIC
‐ IN VIVO STUDIES
‐ IN VITRO STUDIES PROPERTIES
‐ QSAR
RISK ASSESSMENT PROCESS
2) DOSE‐ RESPONSE
• WHAT IS RELATIONSHIP BETWEEN DOSE &
INCIDENCE/SEVERITY of ADVERSE HEALTH EFFECT?
• WHAT IS DOSE NECESSARY to CAUSE HARM?
• NOAEL (No Observed
NOAEL ( Adverse Effect Level)
RISK ASSESSMENT PROCESS
NOAEL (No Observed Adverse Effect Level)
NOAEL (
The highest administered dose of a substance for
which no visible change in the morphology,
functional capacity, growth of the organism
3) EXPOSURE
ASSESSMENT
WHAT IS AMOUNT & TIME of EXPOSURE
Dose exposure
Skin exposure
Percutaneous absorption
SED
Systemic Exposure Dosage of a cosmetic ingredient
CALCULATION OF EXPOSURE DOSE
Amount applied on skin or mucous membrane, expressed:
‐ weight
‐ weight per body weight (ex: mg/kg bw)
‐ weight per unit of surface (ex: mg/cm2 of skin)
4 main types:
¾ Eye products
¾ Leave on products
¾ Rinse off products
Partition coefficient:
takes into account rinsing off and
diluition of finished products by
application on wet skin
Ex: Toothpaste
Retention coefficient:
takes into account the residual part of
finished products in direct contact with
skin
Ex: Shampoo
ORAL HYGENE PRODUCTS
Total 3.52
EYE PRODUCTS
Product type Total amount Frequency of Partition Exposure
per application application (%) per day
(g) per day (g)
Eye make‐up 0.010 2 100 0.020
Mascara 0.025 1 100 0.025
Liner 0.005 1 100 0.005
Total 0.050
LEAVE ON PRODUCTS
Product type Total amount Frequency of Partition Exposure
per application application (%) per day
(g) per day (g)
Face cream 0.8 2 100 1.60
General cream 1.2 2 100 2.40
Body lotion 8.0 1 100 8.00
Deodorant 0.5 1 100 0.50
(roll on)
Hair styling 5 2 10 1
Total 13.50
RINSE OFF PRODUCTS
Product type Total amount Frequency of Partition Exposure
per application application (%) per day
(g) per day (g)
Make up 0.010 2 100 0.020
remover
Shower gel 0.025 1 100 0.025
Shampoo 8.0 1 1 0.08
Hair conditioner 14.0 0.28 1 0.04
Total 0.72
Maximalized global daily exposure
I (mg/day) =
= A (g/application) x 103 (mg/g) x C (%) x 10-2 x F (day-1)
Where:
A (g) = Amount of finished product applied/application
SED = mg/kg bw/day
SED = I (mg/day) x DAp(%) x 10‐2
(mg/kg bw/day) 60 kg bw
DAa (µg/ cm2) x 10‐3 (mg/ µg) x SSA (cm‐2) x F (day‐1)
SED =
(mg/kg bw/day) 60 kg bw
RISK CARACTERISATION
RISK MANAGEMENT
RISK COMMUNICATION
RISK ASSESSMENT PROCESS
RISK CHARACTERISATION
• Data on INGREDIENT
Irritation Sensibilization, etc
MoS calculation
• WHAT IS THE NATURE OF IT?
• IMPORTANCE OF VARIABILITY, UNCERTAINITY
CALCULATION OF THE MARGIN OF SAFETY
(MoS)
NOAEL (mg/ Kg bw/ day)
Margin of safety =
SED (mg/ kg bw/ day)
RISK CARACTERISATION
RISK MANAGEMENT
RISK COMMUNICATION
RISK ASSESSMENT PROCESS
RISK MANAGEMENT
• Restriction:
concentration of one ingredient
Frequency or applied amount
• Full authorisation without limits and restrictions
• Not to go/Withdrawal from the market
RISK ASSESSMENT PROCESS
2) DOSE‐ RESPONSE
1) HAZARD 3) EXPOSURE
IDENTIFICATION ASSESSMENT
RISK CARACTERISATION
RISK MANAGEMENT
RISK COMMUNICATION
RISK ASSESSMENT PROCESS
RISK COMMUNICATION
• Warning on the label
‐ avoid eye contact
‐ do not apply on irritated skin
‐ etc
COSMETIC SAFETY REPORT
Include
- Hazard data/information related to ingredients,
manufacture process, packgaging, chemical &
microbiological contaminations….
- Quantify SED for product & ingredients
- Quantify & evaluate RISK related to use
Clinical Evaluation/Parameters
Erythema, Edema, Desquamation, Burning
Sensation, Itchimg
HUMAN REPEATED INSULT
ISPE srl PATCH‐TEST
Sensitization Potential
9 Occlusive
9 Multi-application
Induction phase (48/72 h, 2 weeks)
Challenge phase (after 2 wks, 72 h)
9 25 volunteers
9 Maximization Grading (n° positive)
9 UV-exposure ⇒ photo-sensitization
REPEATED ARM‐WASH TEST
Cleansing product
9 4-5 wash/day
9 Product vs SLES vs Tape water
9 pH, TEWL, Skin colour;
9 Influenced by Temp. & Hardness water
ISPE srl
HET‐CAM TEST
ISPE srl
Eye‐Mucous Product
9 chorioallantoic membrane of
fertilised chicken eggs
SAFETY
or
EFFICACY / CLAIM
EFFICACY
&
CLAIM SUBSTANTIATION
CLAIM = SAFETY
Directive 2006/114/EC concerning misleading and
comparative advertising
NOT ONLY COSMETICS
Manual on the scope of application of the Directive
76/768/EEC ‐ VERSION 8.0 (JUNE 2011)
Example
Manual for application 76/768/EEC
Question: Are products that plump up the lips cosmetic
products?
…… manufacturer and his suppliers have not carried out or
commissioned any animal tests on the finished product, or its
prototype or any of the ingredients contained in it, or used any
ingredients that have been tested on animals by others for the
purpose of developing new cosmetic products.
Criteria & Guidelines
EU Commission Timing
Adoption of the guidelines for criteria ⇒ 2012
Market surveillance/monitoring ⇒ 2012‐2015
Report to EU Parliament ⇒ 2016
Regulation for claims
COMMISSION REGULATION (EU) No 655/2013
of 10 July 2013
laying down common criteria for the justification of
claims used in relation to cosmetic products
+
Guidelines to Commission Regulation (EU) No 655/2013
Annex I Annex II
Further description of criteria Best Practice
Criteria
1. Legal compliance
2. Truthfulness
3. Evidential support
4. Honesty
5. Fairness
6. Informed decision‐making
1. Legal Compliance
Regulation:
(1) Claims that indicate that the product has been
authorised or approved by a competent authority
within the Union shall not be allowed
Guidelines – Annex I:
… since a cosmetic product is allowed on the Union
market without any governmental approval. Equally, a
CE‐mark shall not be applied on cosmetic products as
this would make the consumer think that they are
under a regulatory regime different from the Cosmetic
Product Regulation
Annex II
Best practice for claim substantiation evidence
9 Best practices applying to experimental studies (in
silico, in vitro, ex‐vivo, etc)
⇒ Similar to “Colipa guidelines ‐ Efficacy Evaluation
of Cosmetic Products”
9 Best practice applying to consumer perception
tests
9 Best practice applying to the use of published
information
EXAMPLE
9 DOES NOT CONTAIN…
9 FREE- OF…
A) ‘contrary to product X, this product does not contain
ingredient Y which is known to be irritating’
B) ‘Well tolerated as it does not contain mineral oils’
C) ‘Low in allergens because without preservatives’
Lacking of FAIRNESS
SILICON FREE ? PROPYLEN GLYCOL FREE ?
PARABEN FREE ?
ETHOXYLATED FREE ?
EFFICACY TESTS
ISPE srl
OUR CRITERIA
9 Certified ISO 9001:2008
9 Member of Order of Research Laboratories of the
Ministry of University & Scientific Research
9 IN‐VIVO, IN‐VITRO, SENSORIAL TESTS
9 ETHICAL REQUIREMENTS
9 Inclusion Criteria: age, sex, race, skin type, etc)
9 Non‐Inclusion Criteria (e.g. pregnancy,skin
diseases, etc)
Ethical aspects
‐ Good Clinical Practice
‐ Declaration of Helsinki (adverse effects, medical
control, etc)
‐ Subject informed
‐ Written informed consent (sign)
‐ Respect of privacy
‐ Unwanted effects monitored by competent
technicians
‐ Payment
PROTOCOL
Clinical trials should be
scientifically sound and
described in a clear and
detailed protocol.
PROTOCOL
EEMCO Guidelines
European group of Efficacy
Measurement of Cosmetics
and Other topical products
COLIPA
THE EUROPEAN COSMETIC, TOILETRY
AND PERFUMERY ASSOCIATION
Guidelines for the evaluation of the
Efficacy of Cosmetic products
IN‐VIVO
EFFICACY TESTS
&
CLAIM SUBSTANTATION
Instrumental evaluation of
cosmetic efficacy
Biophysical methods
Non invasive technique
Information about skin structure and
function
Objective evidence of
the cosmetic efficacy
pH
Hydration
Roughness
Sebum Elasticity
specific evaluation
for each claim 86
CLAIM SUBSTANTATION
LENITIVE RESTORING
EVAPORIMETRY, COLORIMETRY
REPAIRING PROTECTIVE
CORNEOMETRY, FLOWMETRY
SOOTHING
PROFILOMETRY, ECOGRAPHY
EXPERIMENTAL MODELS
LIGHTENING COLORIMETRY
ANTI‐DARK SPOTS IMAGE ANALYSIS
ANTI‐AGE SPOTS DIGITAL IMAGES
MOISTURIZING CORNEOMETRY
HYDRATANT PROFILOMETRY
EMOLLIENT EVAPORIMETRY, CUTOMETRY
SOOTHING D‐SQUAME + COLORIMETRY
FIRMING
CORNEOMETRY
TONIFYING
CUTOMETRY
NOURISHING ECOGRAPHY
PLUMPING
CLAIM SUBSTANTATION
ANTI‐AGE
ANTI‐WRINKLE CORNEOMETRY
REPLENISHING CUTOMETRY
FILLER EFFECT SMOOTHING, COLORIMETRY
PLUMPING FLOWMETRY
RESTRUCTURING PROFILOMETRY
REDEFINING, REFINISHER ECOGRAPHY
REDENSIFYNG IMAGE ANALYSIS
REMODELLING DIGITAL IMAGES
REJUVENATION CLINICAL ASSESSMENT
DECONTRACTING
IMAGE ANALYSIS
ANTI DARK CIRCLES COLORIMETRY FLOWMETRY
ECOGRAPHY
ANTI EYEBAGS CLINICAL ASSESSMENT
CLAIM SUBSTANTATION
CORNEOMETRY
CUTOMETRY
ANTI‐CELLULITE FLOWMETRY
PROFILOMETRY
ECOGRAPHY
IMAGE ANALYSIS
CLINICAL ASSESSMENT
IMAGE ANALYSIS
COLORIMETRY
ANTI‐ ECOGRAPHY
STRETCH MARK CUTOMETRY
PROFILOMETRY
IMAGE ANALYSIS
CLINICAL ASSESSMENT
APPLICATIONS
ISPE
HAIR CARE
PHOTOTRICHOGRAM: TrichoScan
SKIN CARE
SKIN CARE
CLAIMS
ANTI‐DARK SPOTS
LIGHTENING
WHITENING
AUTO‐TANNING
ANTI‐COUPEROSE
ISPE srl LENITIVE
94
SKIN COLOUR:
CHROMA METER CR‐300
Xenon light source
Colour rating system L* a* b* CIELAB
CIE (Commission Internationale de l’Eclairage)
L* = luminosity, brightness, radiance, shining
(from 0 = black to 100 = white)
a*= red‐ green axis (‐60 +60)
b*= blue‐ yellow axis (‐60 +60)
Anti‐wrinkle/Anti‐ageing tests:
Skin hydration
Skin elasticity
skin roughness
Skin density
Skin colour
Macrotopography
Clinical assessment
Skin roughness: Skin replica and
Image analysis
Skin surface analysis
and quantification of wrinkles
Negative imprints of skin surface:
fast hardening synthetic polymer
and adhesive disks
SKIN REPLICA
of crow’s feet
T0
T0
T30
T60
Silicone replica is illuminated and skin
furrows are translated into shadows.
Image Processing Software (Quantilines,
Monaderm)
Skin roughness:
PRIMOS PICO Optical 3 D system
three‐dimensional images of the skin surface using
a digital stripe projection
skin density/echogenicity through
ultrasounds echography
DERMASCAN C® Ver. 3, Cortex Tech
25 year old 51 year old
20 MHz
Claims
plumping, densifying, nourishing
Skin hydration
CORNEOMETER CM 825
Gradient in the horny layer
Physical principle: condenser
Electrode + upper skin = capacitor
Epidermal capacitance
Reliable ‐ reproducible measurements
under standard conditions (T°, rh)
Arbitrary units
Skin elasticity
Cutometer C&K
measures the
viscoelastic
properties of the skin
Vertical deformation
of the skin into the
probe
Claims
Firming, tonifying, nourishing
BODY CARE
BODY CARE
Cellulite
DERMASCAN C® Ver. 3, Cortex Tech
Before After
Cellulite = excess subcutaneous fat bulges into the dermis
‘herniation of the dermo hypodermal junction’ (in red in the
images).
Product application = decrease in the length of
dermo‐hypodermal junction (linearization).
Periflux PF4001
Blood micro‐flow measured by
computerized
Laser Doppler device
DIGITAL IMAGES
BEFORE APPLICATION 60 DAYS AFTER APPLICATION
Skin surface: stretch‐marks:
PRIMOS PICO Optical 3 D system
three‐dimensional images of the skin surface using
a digital stripe projection
Volume evaluation: Scars and Keloids
PRIMOS PICO Optical 3 D system
BEFORE AFTER
DEODORANT EFFICACY
SNIFF TEST
MAKE UP
MASCARA: LENGTHENING EFFECT
WITHOUT MASCARA WITH MASCARA
3.55 mm 4.08 mm
WITHOUT MASCARA WITH MASCARA
The length of the radius is inversely correlated to the eyelashes
curvature: the higher the curvature, the smaller the radius.
The curling effect is proved by an increase in the values of the
curvature.
MASCARA: VOLUMIZING EFFECT
WITHOUT MASCARA WITH MASCARA
The volumizing effect is proved by an increase in the values
of the surface occupied by the eyelashes.
SUNSCREENS
SUN PRODUCTS
UVB PROTECTION FACTOR
IN‐VIVO ‐ SPF
INTERNATIONAL STANDARD ISO
24444:2010
WATER RESISTANT TEST
Colipa n° 16
Water Resistance labelling, 2006
ISPE srl
IN‐VITRO
BOOTS STAR RATING 2011
SUN PROTECTION FACTOR EVALUATION
DIFFEY and ROBSON + DIN 67502
IN‐VITRO UVA PROTECTION EVALUATION
UVAPF and Critical Wavelength METHOD ISO
24443 2012
Consumer’s Evaluation
It evaluates the consumer’s perception
of product efficacy
Realistic in‐use tests useful for analysing concepts,
colours, packaging, acceptance, texture, fragrance
and expectations.
ISPE
Consumer’s Evaluation
Intensity level n° answers score %
Very efficient 1 5%
Fairly efficent 9 45%
Not very efficient 9 45%
Not at all efficient 1 5%
NOT AT ALL VERY
5% 5%
PLEASANTNESS
ACCEPTABILITY
SENSORY PERCEPTIONS
DEFINITION
Scientific discipline used to measure
and analyse the human responses to
properties of materials as they are
perceived by the senses
Sensory Panel
group of people trained to
detect and quantify
sensory perceptions
ISPE
Sensory profile
Consistency
10
8
6
4
2
0
Absorption Spreadability
A B C
ISPE
According to our experience
best result is obtained
by employing a combination
of techniques:
instrumental test,
clinical assessments, sensory and
subjective tests.
ISPE srl
Final report
¾ Product & sponsor
identifications
¾ Study design
¾ Method & devices
¾ Statistical analysis
¾ Results: tables and
graphs
¾ Signs
ISPE srl ¾ Bibliography
“A fool with a tool is always a
fool”
A. Kligman
Thank you!