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Adolescent Insomnia, Suicide Risk, and The Interpersonal Theory of Suicide PDF
Adolescent Insomnia, Suicide Risk, and The Interpersonal Theory of Suicide PDF
Psychiatry Research
journal homepage: www.elsevier.com/locate/psychres
Adolescent insomnia, suicide risk, and the interpersonal theory of suicide MARK
a,b a,b a,b b a
Lucas Zullo , Sarah Horton , Michael Eaddy , Jessica King , Jennifer Hughes ,
⁎
Andrew Diedericha,b, Betsy Kennarda,b, Graham Emsliea,b, Sunita Stewarta,b,
a
Department of Psychiatry, UT Southwestern Medical Center, Dallas, TX, USA
b
Department of Psychiatry, Children's Medical Center of Dallas, Dallas, TX, USA
A R T I C L E I N F O A B S T R A C T
Keywords: Although insomnia has been repeatedly linked with suicide ideation, the reason for the linkage is not clear. The
Suicide Interpersonal Psychological Theory of Suicide (IPTS) proposes that three core variables (thwarted belongingness,
Inpatient perceived burdensomeness, and acquired capability) are the final common pathway for all risk factors for suicide
Clinical sample ideation and behavior. Recent research has suggested that insomnia may be associated with suicide ideation
independently of the IPTS. We examined cross-sectional data from 151 psychiatric inpatients (ages 12–17) to
determine if the association between insomnia symptoms and a continuous measure of suicide risk (measured as
increasingly severe ideation and plan) was explained by the framework of the IPTS. When all IPTS variables and
depressive symptoms were included in the model, insomnia symptoms did not contribute unique variance to
suicide risk. Perceived burdensomeness and depressive symptoms were found to explain the relationship be-
tween insomnia symptoms and suicide risk. Our findings suggest that improved sleep might reduce suicide risk,
that management of interpersonal need cognitions might reduce risk in the presence of insomnia symptoms, and
reinforce the independent role of depressive symptoms in suicide risk in clinical samples of adolescents.
⁎
Correspondence to: 5323 Harry Hines Blvd., Dallas, TX 75390, USA.
E-mail address: Sunita.Stewart@UTSouthwestern.edu (S. Stewart).
1
IPTS = Interpersonal Psychological Theory of Suicide.
http://dx.doi.org/10.1016/j.psychres.2017.07.054
Received 25 March 2017; Received in revised form 1 July 2017; Accepted 29 July 2017
Available online 29 July 2017
0165-1781/ © 2017 Elsevier B.V. All rights reserved.
L. Zullo et al. Psychiatry Research 257 (2017) 242–248
ideation and behavior). Individuals coping with insomnia are at in- on insomnia and the IPTS utilizing adolescent clinical populations.
creased risk of experiencing a major depressive episode; depression is a While the IPTS has rapidly growing empirical support, it is unclear how
well-recognized risk factor for suicide ideation (Perlis et al., 2015, the relationship between insomnia symptoms and suicide risk among
2006). Perlis et al. (2015) described several mechanisms by which sleep adolescents fits into this framework. Although there is mixed evidence
may influence suicide ideation and attempts, including “circadian, to this end, Nadorff et al. (2014) young adult research suggests that
psychosocial, and neuro-cognitive explanations of risk” that contribute insomnia's relationship with past suicide attempts is independent of the
to impaired executive function, thereby making an attempt more likely. IPTS, challenging the IPTS framework.
There is also evidence that insomnia constitutes a state of increased Tests of the IPTS have not always controlled for depressive symp-
arousal, placing it within a category of behaviors and symptoms (such toms. It has been suggested that the IPTS as a new theory has value only
as agitation and restlessness), which are believed to increase the risk of in that it accounts for a phenomenon better than existing explanations
a suicide attempt (Hochard et al., 2016). Weis et al. (2015) reported (Stewart et al., 2015), and depression is the most widely held ex-
that depressive symptoms and rumination explained the relationship planation for suicide ideation and attempts. Unless depression is con-
between insomnia and suicide ideation, suggesting that there are cog- trolled, any findings of direct associations between IPTS variables and
nitive as well as biological factors that might explain the full role of suicide ideation might simply represent the result of their association
sleep in suicide ideation. more generally with depression and not specifically with suicide idea-
The Interpersonal Psychological Theory of Suicide (IPTS; Joiner, tion. Additionally, recent evidence with clinical samples of adolescents
2005) offers a framework to explain the association between risk factors suggests that depressive symptoms contribute to risk independent of the
and suicide related outcomes. The theory posits that there are three IPTS constructs (Horton et al., 2015; King et al., 2017; Miller et al.,
main constructs that explain suicide ideation and attempt: thwarted 2015). If depression as an independent variable maintains an associa-
belongingness, perceived burdensomeness, and acquired capability. tion to suicide ideation in the presence of the core IPTS variables, the
Thwarted belongingness is characterized by having a feeling of being possibility is supported for a parallel mediation, which threatens the
unable to connect to others. Perceived burdensomeness occurs when an final common pathway clause and therefore the theory.
individual believes that they are burdening others and that it would be The overall goal of this study was to examine the association of
more helpful for them to end their life than continue living. Acquired insomnia symptoms with suicide risk within the framework of the IPTS
capability is the result of a habituation to pain and a decreased fear of in an adolescent clinical sample. Our first aim was to examine the
death, which is necessary to overcome biological warnings protecting concurrent association between insomnia symptoms and suicide risk.
against suicide (Van Orden et al., 2010). The theory proposes that a We hypothesized that insomnia symptoms and suicide risk would be
suicide attempt will occur only when there is simultaneous elevation of associated. Our second aim was to examine if IPTS variables explain the
all three constructs, with perceived burdensomeness and thwarted be- association between insomnia symptoms and risk. Acquired capability
longingness contributing to suicide ideation and acquired capability is proposed to be specific to suicide attempts (Joiner, 2005) whereas
translating ideation to attempt (Joiner et al., 2009). An important value our study is limited to suicide ideation. However, there is recent evi-
of the framework is that it has the potential to gather and explain the dence that acquired capability contributes both to insomnia (Hochard
mechanisms of disparate risk factors under its central constructs. The et al., 2016), and to suicide ideation in a clinical sample (Rogers et al.,
IPTS proposes that the three constructs serve as final pathways in the 2016), and so was included among our explanatory variables. We also
development of risk for suicide attempts. Although the IPTS has been tested for the interaction between perceived burdensomeness and
most widely studied in adult samples, there is a growing evidence base thwarted belongingness as an independent variable, which has been
for its applicability in adolescents (Horton et al., 2015; Stewart et al., proposed in the IPTS as contributing to increased levels of suicide
2015). ideation (Van Orden et al., 2010). Given the mixed evidence we had no
There are mixed findings from past studies regarding insomnia's basis to predict direct versus indirect relationships between insomnia
independent association with suicide ideation and attempts in the symptoms and suicide risk in the presence of IPTS variables.
presence of IPTS variables. A recent study by Nadorff et al. (2014) In addition to controlling for depressive symptoms, we examined
found that in a young adult sample of undergraduate students, insomnia their independent prediction to risk. In light of recent findings (King
was associated with perceived burdensomeness and thwarted belong- et al., 2017) supporting a parallel mediation model, we anticipated that
ingness. However, overall findings supported the notion that the IPTS depressive symptoms would contribute to suicide ideation independent
may not fully explain the link to suicide attempts as there were still of the IPTS variables.
main effects between insomnia and past suicide attempts even after
controlling for depressive symptoms, thwarted belongingness, and
perceived burdensomeness. Golding et al. (2015) aimed to replicate 2. Methods
Nadorff's study in an older adult community sample. The results in-
dicated that insomnia was not significantly associated with an index of 2.1. Participants
suicide risk (defined as past ideation and attempts along with thoughts
of future attempts) after accounting for IPTS variables. Hochard et al. 153 adolescents were recruited from the Inpatient Psychiatry Unit at
(2016) evaluated the relationship between acquired capability, in- Children's Medical Center (CMC), as part of a larger study on risk fac-
somnia, and suicide ideation in an adult community sample. The results tors associated with suicide ideation and attempt. This pediatric in-
indicated that insomnia showed no main effect in its relationship with patient psychiatry service provides brief hospitalization and stabiliza-
ideation. However, insomnia did interact with acquired capability tion to acutely ill children and adolescents. This study was approved by
(assessed with the modified Deliberate Self-Harm Inventory) to predict the university's Institutional Review Board. Written informed consent
higher levels of suicide ideation. Another study (Chu et al., 2016) de- and assent were obtained prior to initiation of study procedures.
monstrated that higher levels of insomnia were associated with higher Inclusion criteria were that participants were between the ages of 12
levels of thwarted belongingness and suicide ideation in several clinical and 17 and were enrolled in school. Exclusion criteria included: in-
and community adult samples. Results from this study indicated that tellectual disability, active psychosis, neurological disorders, acute
there was no direct effect of insomnia on suicide ideation after con- substance/alcohol intoxication, and if participant was delayed more
trolling for thwarted belongingness. Other IPTS variables were not than two years from an age-appropriate grade level. A consort diagram
considered in this paper. is provided as Fig. 1. The 151 participants who had complete data on all
The gaps in the current literature indicate a need for further studies variables were the sample used for all analyses.
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L. Zullo et al. Psychiatry Research 257 (2017) 242–248
2.2. Measures death. Consistent with earlier reports (Horton et al., 2015), internal
consistency was found to be good in our sample (α = .85).
In addition to the measures listed below, each study participant also
received an interview to determine history of suicide ideation and at- 2.2.3. Depressive symptoms
tempts. This information was then reconciled with the data gathered The Quick Inventory of Depressive Symptomatology – Adolescent
during the admission intake and used as the basis for information on Version Self-Report (QIDS-A-SR-17; Rush et al., 2006, 2003) was used
Table 1. to assess depressive symptoms. This 17-item self-report questionnaire
records the severity of the symptoms of Major Depressive Disorder in
2.2.1. Perceived burdensomeness and thwarted belongingness the past week. The item targeting suicidal thoughts was not included
Perceived burdensomeness and thwarted belongingness were as- because suicide risk is the primary dependent variable for this study.
sessed using the Interpersonal Needs Questionnaire (INQ, Van Orden Previous research has demonstrated that when covarying suicide
et al., 2012.) The 15-item INQ consists of nine items evaluating ideation out of a measure of depression, the remaining symptoms still
thwarted belongingness and six items measuring perceived burden- retained their significant relationships with constructs associated with
someness. The INQ is scored on a Likert Scale from 1 (“not at all true of depression (Rogers et al., 2016), supporting the idea that removing the
me”) to 7 (“very true for me); higher ratings indicate greater levels of suicide ideation item does not fundamentally alter the measurement of
perceived burdensomeness or thwarted belongingness. Horton et al. depressive symptoms. The sleep item was retained in order to preserve
(2015) have provided initial evidence for internal reliability and con- the integrity of the scale though post-hoc analyses were run after re-
struct validity. In our sample the Cronbach's alphas (α) were .93 and moving both suicide and sleep items to explore the effects on the out-
.88 for perceived burdensomeness and thwarted belongingness re- comes. The QIDS-SR has been demonstrated to have good internal
spectively. consistency in previous studies (Bernstein et al., 2010) and the relia-
bility was good in our sample as well (α = .80). Mean scores were used
2.2.2. Acquired capability for analysis in order to offset the effects of a missing item.
Acquired capability was measured using the Acquired Capability for
Suicide Scale-Fearlessness About Death (ACSS-FAD) (Ribeiro et al., 2.2.4. Insomnia symptoms
2014). This consists of seven items from the original 20-item ques- The Insomnia Severity Index (ISI; Bastien et al., 2001) was used to
tionnaire that is meant to measure a participant's fearlessness about measure symptoms of insomnia for the past two weeks. It is a 7 item
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L. Zullo et al. Psychiatry Research 257 (2017) 242–248
Table 1 risk (Trivedi et al., 2011). The scale shows good discriminant validity,
Sample demographics and clinical characteristics (N = 151). with highest associations with the Positive and Negative Suicide Idea-
tion Inventory and the Hamilton Depression Rating Scale, and weak
Variables Mean or N (percent)
associations with a measure of medical comorbidity in a clinical sample
Age 15.05 (1.4) of adults (Trivedi et al., 2011). This sub-scale has been previously used
Admitting diagnosis with clinical adolescent samples, and shows a relationship to depressive
MDD 121 (80.1%)
symptoms and IPTS variables both in cross-section and over time (King
Mood disorder NOS 9 (6%)
OCD 1 (.7%) et al., 2017) providing initial evidence for construct validity.
PTSD 1 (.7%) The sub-scale of this measure used (Active Suicidal Thoughts and
Anorexia nervosa 1 (.7%) Plans) consists of three items that are combined to serve as the outcome
DMDD 2 (1.3%) measure of suicide risk. The three items are: 1) I have had thoughts of
Anxiety disorder NOS 2 (1.3%)
killing myself; 2) I have thoughts about how I might kill myself; and 3) I
Bipolar disorder 2 (1.3%)
Depression NOS 12 (7.9%) have a plan to kill myself. The items are scored on a five point Likert
Girls 124 (82.1%) scale from 0 (“strongly disagree”) to 4 (“strongly agree”). The internal
Boys 27 (17.9%) consistency was found to be excellent in our sample (α=.91).
Ethnicity
Hispanic 18 (11.9%)
Non-hispanic 133 (88.1%) 2.3. Data analysis
Race
Caucasian 126 (83.4%)
African American 14 (9.3%)
One participant was missing two items on the INQ and the items
Asian 3 (2%) were imputed with the mean in computing the total. Another partici-
Other 8 (5.3%) pant was missing an item on the QIDS but since the scale uses a max-
Lifetime suicidal ideation imum score from several items in the scoring procedures, and received
None 6 (4%)
the highest possible score within that group, no adjustments were ne-
Death wishes 9 (6%)
Active ideation 70 (46.3%) cessary. Thus, all participants had complete data on all aggregate
Plan 66 (43.7%) measures. Inspection of the data revealed that there were no outliers.
Lifetime attempt Several variables were not normally distributed. For this reason, the
None 55 (36.4%) first hypothesis proposing an association between insomnia symptoms
1 55 (36.4%)
≥2 41 (27.2%)
and suicide risk was examined with the Spearman's rank correlation
Suicide attempt past two weeks 79 (52.3%) coefficient. Analyses examining the second aim used bootstrapping,
ISI scores ≥ 15 (clinical cutoff) 53 (35.1%) thereby accommodating for the non-normal distribution of the vari-
ables (Ong, 2014).
Note. MDD = major depressive disorder; NOS = not otherwise specified; ISI =
A PROCESS analysis was conducted in SPSS 23, testing a model that
Insomnia Severity Index; OCD = obsessive compulsive disorder; PTSD = post-trau-
specified insomnia symptoms as the predictor, suicide risk as the out-
matic stress disorder; DMDD = disruptive mood dysregulation disorder.
come, and perceived burdensomeness, thwarted belongingness, ac-
quired capability, the interaction between perceived burdensomeness
self-report questionnaire using a Likert Scale ranging from 0 (“none”) to
and thwarted belongingness, and depressive symptoms as explanatory
4 (very severe”) to assess severity of sleep difficulty. The scores from
variables. Age and sex were covariates.
each item are summed for a total score that indicates whether a clinical
level of insomnia is present (scores greater than or equal to 15). Internal
consistency was good in our sample (α = .87). 3. Results
2.2.5. Suicide risk Table 1 presents sample demographics and clinical characteristics.
The Concise Health Risk Tracking scale Self-Report (CHRT SR; The sample was largely female (82.1%) and Caucasian (83.4%), with a
Trivedi et al., 2011) was used to assess suicide risk. In an adult clinical diagnosis of Major Depressive Disorder (80.1%). A large proportion had
sample, this scale has shown excellent goodness of fit (.99) for the made a suicide attempt within the past two weeks (52.3%), as would be
three-factor solution, consistent with the authors' design. The three expected given the restricted criteria for admission into a higher level of
factors have been used as sub-scales, and internal consistency reliability care. Approximately a third of the sample (35.1%) reported scores at or
for all scales and the total score was reported as good to excellent (α = higher than the cut-off for clinical levels of insomnia symptoms
.77–.92) in a clinical adolescent sample (Mayes et al., 2017). A sub- (score > 15).
scale of this measure (Active Suicidal Thoughts and Plans) consists of Insomnia symptoms, depressive symptoms, perceived burdensome-
three items that are combined to serve as a measure of imminent suicide ness, thwarted belongingness, and acquired capability were all
Table 2
Intercorrelations among variablesa (N = 151).
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L. Zullo et al. Psychiatry Research 257 (2017) 242–248
The finding of an association between acquired capability and risk is 4.1. Limitations
consistent with previous studies (Hochard et al., 2016; Rogers et al.,
2016), but not consistent with the IPTS. Because this sample includes a This study's cross-sectional design precluded examination of the
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L. Zullo et al. Psychiatry Research 257 (2017) 242–248
temporal relationship of insomnia symptoms and suicide risk. This Informed consent
limits the conclusions drawn from this study to a single time-point, and
we cannot say whether changes in insomnia symptoms are accom- Informed consent was obtained from all individual participants in-
panied by changes in risk. Furthermore, we acknowledge that the cross- cluded in the study.
sectional analyses can overestimate the relationships in a model, and
these initial results should be conservatively interpreted and confirmed Potential conflicts of interest
in a longitudinal design. The demographics of our participants were not
entirely representative of clinical samples as the majority was Jennifer Hughes:
Caucasian, female, and at an acute level of care with high levels of
distress. Research over the longitudinal span and with more diverse • American Psychological Association (APA) Division 53, Society for
samples is needed before findings can be generalized to a broad range Clinical Child and Adolescent Psychology (SCCAP; 2013–2015):
of youth. Board Member, paid travel for APA Convention in 2013 and 2014.
The findings from this study are limited to insomnia and are not • California Institute for Mental Health (CIMH; now California
generalizable to related sleep disorders such as hypersomnia. Sleep Institute for Behavioral Health Solutions), Sacramento, CA (2014):
patterns in the hospital setting may not be representative of patterns Paid consultant providing California county trainings in CBT for
that preceded hospitalization. Given the acute nature of the hospitali- youth depression.
zation, virtually every child received some kind of psychotropic medi- • EDU Health Consulting, LLC, Davis, CA (2014–2015): Paid con-
cation to relieve symptoms, making it difficult to examine whether sultant providing California county trainings in CBT for youth de-
some of these youth might have reported more insomnia symptoms in pression.
the absence of medication. All data were collected by self-report only; • Cal Lutheran (2014–2016): Honorarium for guest lecturing on youth
polysomnography may provide different results. Insomnia symptoms suicide prevention to doctoral students – not included for UTSW as
were treated as a single condition. Refinements that separately examine educational institution.
for example early morning awakening and difficulty falling asleep • Southern California Society of Child and Adolescent Psychiatry (01/
might produce different results. Prospective studies that sample parti- 26/2014): Honorarium for lecture on child and adolescent DBT.
cipants at different levels of care with and without medications that • Guilford Press (2016 – ongoing): Published Kennard, B.D., Hughes,
make an impact on sleep patterns, and using both objective, subjective, J.L., & Foxwell, A.F. (2016). CBT for Depression in Children and
and refined measures of sleep could address these concerns. Adolescents: A Guide to Relapse Prevention. New York, NY: Guilford
Press.
4.2. Conclusions and future directions • Dallas Psychological Association (DPA; 2015–2017): Board Member,
unpaid
The direct relationship between depressive symptoms and risk in the • Association for Behavioral and Cognitive Therapies (ABCT) Child
presence of IPTS constructs challenges the final common pathway and Adolescent Depression Special Interest Group (2017–2019):
clause of the theory. Interpersonal needs (thwarted belongingness and Chair, unpaid.
perceived burdensomeness) and depressive symptoms each explain
different variance in suicide risk. Investigations that clarify the specific Betsy Kennard:
contributions from depressive symptoms that are independent from Grant funding
IPTS factors may improve our understanding of risk. “Brief Intervention for Suicide Risk Reduction in High Risk
Future longitudinal study of the relationship between symptoms of Adolescents”; collaboration with U. of Pittsburgh, 3/01/2014–02/28/
insomnia with suicide attempts in the context of the IPTS in adolescent 2017. NIMH R34 MH100375-01.
samples is needed. The literature suggesting that perceived burden- Consultant and CBT for Suicide Prevention (CBT-SP) Trainer: Zero
someness is a particularly strong predictor of risk continues to expand Suicides in Texas (ZEST) initiative. Department of State Health Services
with the addition of our study. It would also be worthwhile to explore {DSHS No.] (eff. 10/1/15–9/30/16); PI: Molly Lopez.
whether perceived burdensomeness and risk can be managed through “Developing and Implementing an Adolescent Suicide Prevention
improved sleep. Program in a Community Mental Health Setting”; 8/01/2016–7/31/
This study contributes to the literature by examining symptoms of 2018. UT Southwestern Community-Based Pilot Research Grants;
insomnia as a risk factor for adolescent suicide risk in the framework of $75,000.
the IPTS, using a clinical sample, and including depressive symptoms Protocol Vice Chair: IMPAACT 2002 (PI: Brown).
both as a control variable and as a possible explanation of the re- “Combined Cognitive Behavioral Therapy and a Medication
lationship between insomnia symptoms and suicide ideation. Our Management Algorithm for Treatment of Depression among Youth
findings suggest that improved sleep might reduce suicide risk, that Living with HIV in the United States”, International Maternal Pediatric
management of interpersonal need cognitions might reduce risk in the Adolescent AIDS Clinical Trials Network (IMPAACT; 11/01/2016–10/
presence of insomnia symptoms, and reinforces the role of depressive 31/2021).
symptoms in elevated suicide risk in clinical samples of adolescents. Trustee, Jerry M. Lewis, MD Research Foundation
Honoraria
Funding Kennard, B. Keeping kids well at home and at school: Relapse pre-
vention cognitive behavioral therapy for youth with depression; Invited
This research did not receive any specific grant from funding Workshop, 49th Banff International Conference on Behavioral Sciences,
agencies in the public, commercial, or not-for-profit sectors. March 2017.
Kennard, B. Relapse prevention cognitive behavioral therapy for
Ethical approval youth with depression; Research outcomes, Invited plenary address,
49th Banff International Conference on Behavioral Sciences, March
All procedures performed in studies involving human participants 2017.
were in accordance with the ethical standards of the institutional and/ Graham Emslie:
or national research committee and with the 1964 Helsinki declaration Research
and its later amendments or comparable ethical standards. This study Duke University (Pfizer)
was approved by the university's Institutional Review Board. Forest Research Institute, Inc. (partner of Merck KgaA, subsidiary of
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