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Hope in Homeless People: A Phenomenological Study: Mary Partis
Hope in Homeless People: A Phenomenological Study: Mary Partis
This study attempted to elucidate the meaning of hope as it occurred in the lived
experience of seven homeless people residing in a cold weather shelter and to identify
strategies that are used to maintain hope. It adopted a hermeneutic, phenomeno-
logical method and produced an emerging theory comprised of ve key themes.
These were: expectancy with hope experienced as future imagined reality, a way out
of present dif culties and concretely linked to having one’s own home; connectedness
perceived as a meaningful relationship between self and others (family, friends and
the shelter) which sustained hope; view from the street experienced as a dichotomy
between hope/joy and hopelessness/despair; emotionalism expressed as a barrage of
varied and often con icting emotional states which either strengthened or depleted
hope and brokenness described as a feeling of being worn down and drained of
energy due to the constant struggle for survival in harsh conditions on the street,
which weakened hope. The study provided a clearer understanding of the meaning
of hope from a homeless person’s point of view. At the end it ponders the possible
implications for primary health care nursing.
a highly prevalent psychological state among 1974) that included some kind of activity (Farran
homeless people who frequently experience, pov- et al., 1990) and involved the expectation of
erty, eviction and abuse of all types, has reiterated attaining realistic goals (Freyne, 1995). Erickson,
this view. in his theory of development, suggests that hope
Prominent among the antecedents to adult home- emerges during infancy, the rst of three basic
lessness is poor attachment, developmental trauma crucial stages of life, and out of the anthises of
and family history. According to Bowlby’s (1969; trust versus mistrust (1982: 55). It is through these
1973) theory of attachment, feelings of safety and early beginnings and the nourishment of the
connection are essential for children to attain their maternal/paternal relationships that the individual
emotional security necessary to develop self- rst learns to trust or mistrust, and upon these
reliance, autonomy and self-esteem. Many of the beginnings that the foundation of hope is built
long term homeless have a history of adverse (Farran et al., 1995).
childhood experiences (Herman and Susser, 1997). The literature on emotional aspects of hope, use
There is often a history of abuse (physical and/or terms such as resilience (Fine, 1991), hardiness
sexual), being in care, and early losses. For these (Kobasa, 1982) and stamina (Colerick, 1985) to
homeless people their ways of being and patterns refer to the ability to maintain a positive sense of
of relating had been organized in response to direction in life in spite of emotional acknowl-
psychological trauma (Goodman et al., 1995), edgement of major losses. Although some home-
often of a cumulative nature over a period of time. less people undoubtedly possess these attributes in
The mechanisms used to survive on the streets order to survive in the harsh environment on ‘the
re ect the effects of traumatic experiences, early street’, many homeless people talk of feelings of
childhood deprivation and unmet childhood needs powerlessness and a sense of helplessness. They
for attention, containment and support, such as a have often moved from dif cult and violent situ-
desperate need to be accepted and belong. As Van ations and feel that they are victims in every way.
der Kolk (1989a, p. 31) observed ‘trauma occurs, Numerous organizations in London, such as
when one looses the sense of having a safe place specialist primary health care teams and cold
to retreat within or without oneself to deal with weather shelters have begun to grapple with this
frightening emotions or experiences’. Homeless problem and offer homeless people a sense of
people lack a safe place in both the physical and direction in both a physical and a psychological
the psychological sense. Homelessness means sense.
being disconnected from the social support systems
that provide help in times of crisis. It means being Aim of the study
without structure, utterly alone. This reinforces the Whilst there are numerous studies on homeless
vulnerability of the homeless person, which is people e.g., in terms of its demography, little is
manifested in an inability to cope with either known about what sustains and fosters a homeless
internal or external stresses and unable to maintain person’s hope. Therefore, the purpose of this study
a positive direction. The focus moves away from is to explore people’s experience of being without
the future and xes on day-to-day survival and a home from their points of view and to discover
with it an inability to set goals or work towards their meaning of hope in spite of the adversity of
breaking out of their homeless state. Thus home- their circumstances. With this aim in mind, and
lessness evokes feelings of hopelessness and given the lack of prior research and extant theory
despair. in this area, a qualitative approach was implicated.
Qualitative research is essentially a way of describ-
The meaning of hope: theoretical perspectives ing and analysing the culture and behaviour of
Although no universal meaning of hope exists, people from the point of view of those being stud-
it is a universal need for humans. Hope has been ied (Bryman, 1988). It enables the wholeness and
described by theologians (Fowler, 1981); psychol- complexity of the phenomenon to be studied and
ogists (Erickson, 1982); social scientists (Kegan, represented (Orford, 1995), rather than delimit
1982) and nurse researchers (Ross, 1994). From a people’s experience into predetermined categories
theoretical perspective hope is conceptualized in derived from existing theory. Since I wanted to
various ways, such as, a positive feeling (Lynch, understand the intricacies of the homeless person’s
Primary Health Care Research and Development 2003; 4: 9–19
Hope in homeless people: a phenomenological study 11
hope experiences, hermeneutic phenomenology to re-evaluate their lives, their needs and them-
presented itself as a useful philosophica l approach, selves. Prior to commencing the study a visit was
hence methodology to use for this research. paid to the centre to discuss the research and the
arrangements to be made for the recruitment of
Phenomenological research methods participants. Following ethical approval from the
The theoretical framework embodies the central educational organization and obtaining permission
concepts of Heideggerian (1962) phenomenology, from the Director of the centre, and informed con-
which is based on an existential perspective, and sent from participants, the research study began.
considers that an understanding of the person can- Seven people volunteered for interview. The inter-
not occur in isolation from the person’s world. It views were conducted at the shelter over a period
proposes that each person has a unique view of the of ve-weeks. Brief demographic details of the
world and that each person’s social reality is as participants are shown in Table 1.
valid and true as any other view. Homeless people The methodology used was hermeneutic
interpret their own world and make it meaningful phenomenological analysis, which aims to access
for them and these interpretations are their social the ‘insiders’ perspective – the lived experiences
reality. Researchers therefore need to try to under- of those people who were homeless, whilst reco-
stand the individual’s interpretative processes in gnizing that this cannot happen completely. Sub-
order to understand the individual’s experiences, jects were asked to address the following areas:
and so the individuals’ perceptions and accounts
of their experiences are important (Smith, 1996). Please describe your experience of home-
Phenomenology, is an attempt to give a system- lessness
atic, descriptive account of the most fundamental What is the meaning of homelessness for
aspect of the experience as reported by the sub- you?
jects. The experiences of the phenomenon as told What is the meaning of hope for you?
by the subjects are analysed to uncover the under- The author approached each client in a way that
lying perceptual and conceptual themes that conveyed respect for and dignity to the person and
structure or characterize a given experience. used therapeutic communication and interviewing
Phenomenology is unique in that it makes no prior techniques. The approach was as un-intrusive and
assumptions about the phenomenon. The purpose noncoercive as possible. All participants signed an
of this method is to obtain a description of the informed consent form. An attempt was made to
phenomenon only. The method allows the data to allow the respondents to talk freely whilst also
emerge from the subjects without the need to trans- ensuring that the focus was maintained. But, there
form them. It was from this standpoint that I was also suf cient exibility, to allow for emerg-
explored with homeless people their experiences ent themes to be explored. Up to one hour was
and the underlying hope issues, which manifest allowed per interview. A climate of trust and open-
themselves. It is anticipated that by exploring the ness was quickly established and participants fed
struggle with hope that homeless people go back positively about the experience as giving
through, this will expand the knowledge base of them a rare chance to re ect upon their lives.
primary health care providers in terms of inter-
ventions, which may facilitate hope. Qualitative analysis
The aim of qualitative analysis is to re-present
Methodology and research design the data at a higher level of abstraction and expla-
Subjects in the present study were recruited from nation, while retaining the wholeness and com-
residents at a cold weather shelter in central Lon- plexity of the phenomenon. Many steps in the
don and were screened on the basis of their willing- process of analysis were included to ensure rigour
ness to participate in a study of hope and home- in this study and to enable emergent themes to be
lessness. As the name suggests the cold weather generated from the data through hermeneutic pro-
shelter is open during the coldest months of the cesses (Orford, 1995).
year between November until March. The shelter
offers the most vulnerable of the homeless com- · Step 1: the rst step initiates the stages of analy-
munity a refuge and a space where they may begin sis and begins with a transcription of the narra-
Primary Health Care Research and Development 2003; 4: 9–19
12 Mary Partis
a
Pseudonyms have been used.
tives verbatim. The initial reduction, as it is · Step 3: once this complete list of signi cant
known in phenomenology (Moustakas, 1994), statements were obtained for each narrative the
began with the careful reading of each narrative next step in the analysis was to determine which
by the researcher, with the focus being on the of these signi cant statements were in fact
whole. Every effort was made on the illustrative of themes, that is, which were central
researcher’s behalf to totally submerge herself in to the structure of hope and homelessness. Util-
the text in order to identify the implicit or essen- izing Van Manen’s (1990) selective reading
tial (ontic) basis of the participants’ experience approach, I listened to or read the text several
of hope. The goal of the rst reduction was to times and asked myself questions such as ‘What
produce a condensation or summary of the narra- is happening here? or what statement or
tives by deletion of nonessential material such phrase(s) seems essential or revealing about the
as social exchanges, asides and repetitions. This phenomenon or experience being described
reduced the bulk of the text to relevant material. which facilitated the phenomena to emerge?
Words were not changed, nor was the order of · Step 4: this step draws on the concept of the
words changed. It was merely an attempt to hermeneutic circle (Benner, 1994) in an effort to
abbreviate the narrative to its shortest form with- uncover the story’s essence(s), and works with
out loss of meaning or signi cant details the understanding of the inter-subjective, inter-
(Moustakas, 1994). connected nature of the interview that is high-
· Step 2: the next step in the analysis of data was lighted by Chapman’s (1994) statement which
thematic reduction, the goal being to nd a claims that:
framework by which the data can be organized Essences are not merely those themes which
and interpreted. Thematic reduction begins with are apparent in the statements made by each
the researcher reviewing each of the narratives participant: they are the coalescence of the
and highlighting in them signi cant statements streams of consciousness of each participant
(Colaizzi, 1978). Signi cant statements are any and the researcher . . . in order to convey the
element of the event that is seen as essential to participant’s lived experience.
the phenomenon being investigated. Because the (Chapman, 1994: 191)
extraction of signi cant statements is an
interpretation of the text, careful attention must It is during this stage of the method that ‘essen-
be given to reliability. As such, the researcher tial themes’ are sifted from nonessential themes.
created a composite list of all things that was What is and isn’t essential is a choice made by
deemed as signi cant statements for each narra- the researcher that is relative to the context of
tive. (Appendix 1 provides selected examples of the interpretation. A concerted effort is made
signi cant statements with a verbatim during this stage to re ect critically on the
transcript). choices made by repeatedly holding the ident-
Primary Health Care Research and Development 2003; 4: 9–19
Hope in homeless people: a phenomenological study 13
i ed theme against the overall context of the fully into the lived experience and 2) are the
story(s) being told and asking: Does the ndings recognizable by those who live the
interpretation t the context of not only this experience? The second question could only
particular section of the text but the text as a truly be answered by taking the thematic struc-
whole? Once identi ed the essential themes are ture back to the participants, which with a transi-
called upon during the discussion of the ent population was dif cult. Thus, the inde-
interpretation to help guide the selected anec- pendent researcher concluded that, as the
dotes from the participant’s stories in an effort emergent thematic structure re ected key issues
to further exemplify the essence(s) of the partici- in the selected narratives, it was ‘likely to be
pant’s lived experience. recognizable by those who lived the experience’.
· Step 5: the process is continued until the As such, the narratives captured the experience
researcher is satis ed that the current thematic of hope and homelessness as represented by the
structure formed out of the signi cant statements subjects and enabled the reader to enter more
is the best representative of all the narratives. fully into their lived experience.
The analysis and review process was completed Credibility of the ndings and the interpretation
when no new themes arose. were assured through prolonged engagement with
· Step 6: in order to check the validity of the the data, the presence of the essential structure in
researcher’s work an independent researcher was all the narratives, use of the participants own words
given a randomly selected narrative to check. He to name and illustrate themes, and presentation of
was asked if the thematic structure given cap- the thematic structure to an independent researcher
tured the structure of the experience of hope and for feedback and critique. These form a ‘paper
homelessness as presented. It should be noted chain’ of evidence, which is accessible for check-
thus, that at all points of the analysis only the ing (Huberman and Miles, 1994).
actual words of the respondents were used in
determining a thematic structure. Two basic Findings
questions were asked to determine validity: 1) The thematic reduction yielded a structure rep-
does the report enable the reader to enter more resenting the essential nature of the lived experi-
ence of homelessness and the speci c constituents whilst groups bonded for protection or for com-
of hope, as understood by the researcher. The panionship. This was linked to hope.
structure included the following inter-related
theme: expectancy, connectedness, view from the Being on the streets, I’ve made lots of
street, emotionalism, and brokenness. (See friends, that helps. We all sit around and
Figure 1). drink together, sharing, there’s no trouble
To explain each of these themes I will consider between us. We give each other hope among
them in turn and provide verbatim examples taken ourselves. We look after each other.
from the narratives for illustration. A feeling of connecting was frequently reported in
the narratives. Connectedness was related to the
Theme 1: Expectancy homeless person’s perception of caring for, listen-
Hope is characterised by an expectation of ing to, understanding, and supporting and encour-
achieving something in the future albeit with some aging them as human beings. It was evident that
uncertainty. Thus being without a home is con- this interaction served as a source through which
sidered a threat to hope as it highlights the fact that hope could be derived. Conversely a disconnection
the future is uncertain. Mike, the youngest respon- was reported if the respondent’s perceptions were
dent, said: incongruent with the above.
I feel hopeless all the time, funny enough Theme 3: View from the street
there is nothing I can do about it. There is For most of the respondents the experience of
no point in looking too far ahead. I don’t being without a home and on the streets was a very
know where I will be this time next week. I dif cult one and their feelings alternated between
don’t even know if I will be alive this time hope and hopelessness. On the one hand some
next week. spoke of the joy and freedom of street life,
Despite this, all the respondents expressed a wish especially in summer and the raising of spirits and
(perhaps unrealistically) to obtain a ‘home’ of their of hope. The following view has captured this.
own whereby they could exert a sense of control I mean it’s lovely in summer, You have got
over their lives. This was perceived as the most the warm weather you don’t have to carry
fundamental need in the process of transition to a many blankets around and you don’t need a
more settled way of life but it may be idealized by lot of clothes.
some as the panacea to all the individual’s prob-
lems. Jack (age 59) who had been homeless for In contrast winter was more problematic and much
many years said: energy was expanded in trying to keep warm and
maintain existence, which depleted hope.
I want to get my own place. I am getting a
bit fed up with this life now. I’ve done it for The cold is in you, it goes right through you.
a long time. I think I am ready for a place You can’t get the cold out of you some days.
of my own, my own little place so that I can Yeah, it’s hard when you can’t get the cold
be independent again. out of you.
From the interviews, it would seem that street
life was not random but had a certain order full of
Theme 2: Connectedness daily routines and rituals which enabled the
Connectedness was de ned as the perceived respondents to maintain their hope. For the
sense of a meaningful relationship with self and majority keeping clean was very important and part
others (family, friends, professional caregivers, and of the daily routine. People saw cleanliness as
the shelter). Respondents referred to the social and important in terms of feeling better and as part of
psychological bene ts of being homeless with a strategy for maintaining hope.
comments pertaining to the bonds between fellow
homeless people and of being looked after that they Look see my arms. I have got a bacterial
had never felt before. Having ‘buddies’ helped to infection, which spreads through cuts. It’s
relieve the problems of survival on the street, going now gradually. It got so bad that it is
Primary Health Care Research and Development 2003; 4: 9–19
Hope in homeless people: a phenomenological study 15
taking quite a while to clear up. Purely their ability to sustain hope. An example of the
because I am not in the position to shower responses given were:
morning and night. That would have been
‘Low-life that’s all they are t for’. But that’s
ideal. It made me realise just how dif cult it
not so, we are human beings like anybody
is being on the street.
else, but for different reasons we have ended
For the street people, the most basic form of upon the streets. If it were not for places like
existence, the occupying of physical space, was ‘cold-weather’ we would still be there. I
seen as being under constant threat, which hin- always look at it like this it could happen
dered hope. In response groups were formed for to you.
protection from physical threat. Instances of mem- It was clear from the narratives that for street
bers of the general public reacting with violence people the ‘physical’ and the ‘psychological’ were
against street people were given. The following closely linked. Like those in Bentley’s (1996)
comments from their narratives illustrate these study their physical properties (possessions) and
concerns. psychological properties (thoughts, feelings, and
Safety is de nitely a problem. When you emotions) were not safe on the streets and had to
sleep rough you very rarely get into a deep be stored somewhere inside themselves.
sleep you are always on the alert. Sometimes Being on the street is pretty vicious some-
I got a kicking from passers-by just for the times and for myself I just shut off emotion-
hell of it. I have been kicked and spat upon ally really. I put my emotions on hold. I got
and I have had my sleeping bag set alight. all my emotions. I care, I feel things, but on
The sheer practical effort of maintaining the the street you tend not to let them out of
physical self was spoken about in great detail yourself, you hold on to them.
centring on the energy required maintaining exist-
ence. As in Herth’s (1996) American study the Theme 5: Brokenness
respondents in the present study described the Whether uncertainty about the future leads to
immense drain on their energy from attempting to either hope or despair has major implications for
access the basics of life such as food clothes and the ability of persons to respond in the face of
shelter. They also expressed a need to balance their adversity (Fine, 1991). It was evident from the nar-
internal (psychological) energy with external ratives that all of the respondents had experienced
demands. some form of brokenness and some – especially
the older ones – were worn down by the constant
Theme 4: Emotionalism struggle for survival in harsh conditions on the
A multiplicity of emotions were expressed and street. Although being in the shelter offered them
feelings of guilt, loneliness, anger, loss hope- a little respite, some felt that their life was ‘on
lessness and ambivalence were captured in the fol- hold’, they felt uncertain concerning their survival
lowing testimonies: and re-integration into mainstream society.
To be out on the streets, an out-and-out jun- Being on the street I feel like nothing you
kie the kind people often associate with being know, like useless. I don’t feel like I am
a junkie, a typical dirty junkie. Being thrown needed for anything and I suppose that makes
from a nice home environment it’s a shock. things worse because whenever I go outside
I lost my job, the using went up because I nowadays I don’t feel good. I don’t care any-
was using money to support my habit. I did more. I don’t care you know. I don’t care if
throw myself into a desperate situation. I live or die anymore. That’s the state I am
in really.
For some suicide seemed to be the ‘only way out’.
Others articulated feelings of marked loneliness Having the status of homelessness seemed such a
and felt that they were merely existing. All respon- traumatic experience that painful feelings had to
dents identi ed devaluation of human beings and be blocked out in order to survive and not be over-
degrading or belittling comments as a threat to whelmed by them.
Primary Health Care Research and Development 2003; 4: 9–19
16 Mary Partis
a feeling of being listened to and valued as a per- ambivalence towards, and lack of trust of anyone
son. Herth (1996), who suggests that understanding in a position of authority, which adversely impacts
and acceptance may be a vital hope engendering on engagement with community practitioners, and
intervention, has also reported these. Respondents makes the formulation of a therapeutic alliance and
in this study were able to perceive and value simi- longer term work problematic. Finally, at a very
lar qualities in those relationships that they de ned practical level, the problem of homelessness itself
as life af rming and nourishing. Homeless clients’ need to be addressed, which is in the hands of
stated appreciation of qualities of warmth, under- housing of cials and beyond the scope of this
standing time and care, infer a need for a relation- study. It is clear however, that providing a physical
ship where these qualities were present. This hope home for a homeless person without addressing
is also linked to the need for connection between their psychological homelessness would have lim-
the self and others, of feeling cared for, listened to, ited success.
understood, supported and encouraged as human
beings, which was, on the whole, provided at the
shelter. They all valued the experience of being Implications for future research
able to share their feelings about their homeless The usefulness of any phenomenological study
state and their hopes and dreams with me the is to describe the phenomenon as it actually is
researcher and all commented on the therapeutic experienced by individuals. The results of the
value of this encounter. present study offers some insight about how home-
lessness is experienced and its impact on hope,
Implications for the primary health care
through the revelation of ve thematic elements
nursing
that should each be pursued independently in more
The ndings of the present study have practical
implications for primary health care nursing detail. The ndings, however, are considered in
practice, as they provide a framework for selecting relation to the study’s limitations. First, the sample
strategies to foster hope in homeless people. In was a convenient purposive sample that was rela-
response to the ‘homeless’ agenda, specialist multi- tive homogeneous with respect to their homeless
disciplinary primary health care teams have state, and not randomly selected or matched. This
developed in London, where attempts are made to nonrandom procedure may in uence the ndings
address complex issues. Besides providing primary through self-selection bias. A signi cant limitation
care and referral services, nurses can be instrumen- to this study was the fact that this construction of
tal in establishing day care programmes in places the lived experience was based solely on one inter-
such as cold weather shelters, which maintain a view with each respondent and did not explore
purpose in life for homeless people. From a health other avenues of potentially useful data sources.
promotion perspective it may be possible to engage Furthermore, the process of data collection and
patients/clients in hope work, including dealing analysis of a large amount of written text was time
with both positive and negative emotions associa- consuming and challenged me to consider the
ted with homelessness, and identifying and con- value of the complex hermeneutic approach to
rming a purposeful future. Roger’s (1959) the practice setting. Despite these limitations, the
components of psychotherapy require primary results of the present study lend support to the
health care nurses to offer unconditiona l positive extent of hope in homeless people and contribute
regard, empathic understanding, and the client to to the growing body of knowledge related to the
perceive them. However, responding to the needs experience of homelessness. There is a need for
of homeless people presents a challenge for pri- replication of this study with a larger, randomly
mary health care teams. Firstly, this client group selected sample of homeless people both in the
is often in poor physical and emotional health and shelter and those living on the streets. It is also
is simply concerned with day-to-day survival intended that this research will precipitate not only
rather than aspects of health promotion. Keeping more research about hope and homelessness, but a
warm and nding food is a priority so that health positive consideration of the utility of phenomeno-
is not prioritized. Secondly, often because of their logical methods as well.
past negative experiences there is a great deal of
Primary Health Care Research and Development 2003; 4: 9–19
18 Mary Partis
Appendix 1 Signi cant statements with 18. It helps on the grey days
verbatim transcript. 19. You get a despondent and a bit black
20. I wonder when its all going to end
1. It was down to violence really I became 21. You have to get up and try again
homeless 22. Look at it from a different angle maybe
2. I was amazed at the number of people on
the street Example: Statements 12–22 are from the following
3. Somebody showed me the ropes as regards transcription: “Feeling hopeless its a horrible feel-
begging ing, sort of going backwards instead of going for-
4. I used to be embarrassed to beg ward and just feeling negative about yourself. I
5. It was a bit frightening out there on my used to feel that a lot was to do with homelessness
own really thinking that I am the dregs of society you
6. I just curled up on the pavement know. And then talking to other people they used
7. My health suffered to say, “don’t put yourself down”. You hope to get
8. The cold is horrible you just shiver up, start again and not worry about that I’m home-
9. Being on the street I’ve made a lot of less that I’m not the only one you know. Some
friends people have got happy dispositions although they
10. Hope is a bright light at the end of the are not in a good position but they still laugh along
tunnel with life you know. The main thing is that you got
11. Where there’s life there’s hope to retain your sense of humour because without
12. Hopeless a horrible feeling that you are lost. You do get a bit despondent and
13. Going backwards instead of forwards a bit black I think. You think I wonder when all
14. Feeling negative about yourself this is going to end. But then you have to get up
15. Thinking that I am the dregs of society and try again each new day and look at it from a
16. You hope to get up and start again different angle.”
17. Retain your sense of humour