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Pathogenesis of Post Primary Tuberculosis: Immunity and Hypersensitivity in The Development of Cavities
Pathogenesis of Post Primary Tuberculosis: Immunity and Hypersensitivity in The Development of Cavities
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Abstract. M. Tuberculosis (MTB) is an obligate human parasite even though humans are more resistant
than any of the animals used for study. It is a human parasite because only humans develop post primary
tuberculosis (TB) in their lungs that mediates transmission of infection to new hosts. The extreme paucity
of human lung tissue with post primary TB has forced scientists to study animal models and human tissues
that do not have the disease. Consequently, the unique features of post primary TB remain largely unknown
and misconceptions are widely accepted. This manuscript presents a revised pathogenesis of post primary
TB based on studies of lung tissues of thousands of patients by multiple authors and related literature. Pri-
mary TB stimulates systemic immunity that kills organisms and heals granulomas resulting in both protec-
tion from disseminated TB and resistance to new infection. Post primary TB, in contrast, requires systemic
immunity that it subverts to produce local susceptibility in the apex of the lung. It begins in the part of lung
with the lowest ventilation, perfusion and movement and then proceeds to paralyze alveolar macrophages,
block the exits and suppress inflammation to further isolate the area with post obstructive pneumonia.
This provides a safe place for a small number of MTB to drive prolonged accumulation of host lipids and
mycobacterial antigens in an otherwise immune person. After many months, the affected lung suddenly
undergoes caseation necrosis with vanishingly few MTB. The necrotic tissue fragments to produce a cavity
or hardens to develop fibrocaseous disease. Evidence suggests that this is triggered by a hypersensitivity reac-
tion against cord factor and then progresses as the Koch phenomenon against many antigens. MTB grow in
perfusion only in dead tissue or on a cavity wall. We anticipate that a more accurate understanding of the
pathogenesis of post primary TB will facilitate focusing modern technologies to produce rapid advances in
understanding and combating TB.
is the nature of immunity that protects 95% of followed by discharge of infected necrotic material
people from disease? Why does recovery from post into the airways. Recognizing that this is an apt de-
primary TB make people more susceptible to new scription of the disease produced by M. bovis,
post primary infections, but not to other types of Medlar examined thousands of tubercles looking
TB? [5,6]. Why does it occur only in the lung? for evidence of a similar pathogenesis in humans.
What is the role of hypersensitivity? He found none [12]. Once formed, all human
MTB granulomas remained small.
Recent research has served to deepen the mystery.
Unlike HIV that modifies its antigens to evade im- In the pre antibiotic era, multiple investigators,
mune responses, MTB keeps its antigens remark- each of whom had studied over 1000 cases of adult
ably constant with even less variation than essential TB, reported that MTB spread through bronchi to
structural genes [7]. Why does TB need exactly produce tuberculous pneumonia that underwent
these epitopes? Failure to answer these questions caseation and then cavitation [9-14]. Rich reported
has frustrated leaders in the field who increasingly “It has been found by all who have studied early
believe that TB can never be eliminated without a pulmonary lesions that they represent areas of case-
vaccine that prevents transmission of infection [8]. ous pneumonia rather than nodular tubercles.”
Lack of understanding of the immunology and [10]. There was much speculation as to what seeded
pathogenesis of late stage TB is widely regarded as the pneumonia [15]. Rich believed that small erod-
the major impediment to vaccine development. ed granulomas released MTB into bronchi.
One can neither rationally design nor test vaccine However, it was universally recognized that devel-
candidates without knowledge of the type of im- oping post primary TB was a pneumonic, not a
munity needed for protection. granulomatous process.
Since human lung tissue with developing cavitary Interest in TB declined with the introduction of an-
TB has seldom been available since the introduc- tibiotics in the 1950s. It resumed with resurgence
tion of antibiotics in the 1940’s, researchers have of the disease in the 1980’s with a new generation
been forced to rely on animal models. Unfortunately, of investigators armed with new technologies and
nearly all animals eventually die of primary infec- animal models. The rabbit infected with M. bovis
tion that most humans clear in weeks. Consequently, was the only common laboratory animal in which
research on animals is producing a detailed under- chronic fibrosing TB with cavities could be readily
standing of the early phases of TB. However, with- produced [15]. However, the lesions and life cycle
out human tissues for reference, modern science of M. bovis are different from those of MTB. M.
has not been able to develop models or studies to bovis must be transmitted to new hosts during the
approach the late stages of infection that account lifetime of a cow, not the 10-30 years of MTB in
for 80% of clinical disease and nearly 100% of people. M. bovis does not produce post primary TB
transmission to new hosts. [3,16]. It remains a particularly aggressive form of
primary TB with widespread development of case-
The pathology of pulmonary TB has a long history. ating granulomas that erode into surfaces of the
Two distinct types of pathology, ‘productive’ and pharynx, bronchi, pleura, GI, urinary tracks and
‘exudative’, were recognized by Laennec in 1821 mammary glands to discharge organisms [17]. The
and confirmed by virtually all investigators through differences between lesions produced by MTB and
the mid 20th century [9-14]. In modern terms ‘pro- M. bovis were forgotten [3]. As a consequence, the
ductive’ refers to nodular tubercles or granulomas concept that the caseating granuloma is the charac-
and ‘exudative’ refers to pneumonia. Multiple at- teristic lesion of both primary and post primary TB
tempts to explain the pathogenesis of these process- became the bed rock paradigm that has guided TB
es were published in the late 19th and early 20th research throughout the rise of cellular immunolo-
centuries. Some investigators proposed the mecha- gy, molecular microbiology and genetics. This pa-
nism that is widely accepted today, that cavities de- per challenges that paradigm.
velop by erosion of granulomas into bronchi
Pathogenesis of Post Primary Tuberculosis 367
Figure 1. Characteristics
of primary and post pri-
mary TB [3, 21]. A.
X-ray of primary TB as a
discrete round lesion in
an upper lobe of lung. B.
Cluster of caseating gran-
ulomas of primary TB
that were mistaken for
cancer and resected
(H&E 3x). C. Caseating
granuloma of miliary TB
composed primarily of
macrophages and lym-
phocytes with central ca-
seous necrosis (H&E
40x). D. X-ray of acute
post primary TB showing
diffuse infiltrate of tuber-
culous pneumonia in an
upper lobe. E. Section of
lung with caseous pneu-
monia and developing
cavities. No active granu-
lomas were present any
place in this persons body
(H&E 3x). F. Endogenous
lipid pneumonia of early
post primary TB. The in-
fection is confined to al-
veolar spaces and has very
few AFB (H&E 100x).
Reproduced in part from
Hunter et al [21]
Our investigations in this area were initiated by the search for histologic slides of untreated pulmonary
chance observation that injections of cord factor TB. Once we located slides so that we could see
(trehalose 6, 6’-dimycolate (TDM)) into sensitized what the earlier investigators had described, the
mice produced caseating granulomas [18]. This was pieces began falling together. Post primary TB be-
a surprise since the literature had stated or decades gins as an endogenous lipid pneumonia, not as a
that mice are a poor model of human TB because caseating granuloma, Figure 1 [21]. In continuing
they do not produce caseating granulomas. Further studies, we looked for exceptions. This involved
studies revealed that variations in the protocols study of histologic sections of infants, people with
could produce a spectrum of caseating granulomas immunosuppression, the aged and HIV patients
each of which resembled a manifestation of human who had died of pulmonary TB and comparisons
disease [18]. The granulomas were found to be de- between disease produced by M. bovis and MTB
pendent on CD1d and CD4+ T cell responses [3]. These investigations confirmed and extended
against TDM [19,20]. our previous observations as detailed in Figure 2.
TB develops as a necrotizing pneumonia and dis-
In an effort to determine if these observations had seminates widely in the bodies of infants and im-
relevance for humans, we initiated investigation of munosuppressed people. The pulmonary lesions of
the histopathology of developing human pulmo- these people are different from those of post pri-
nary TB. Very few papers on the pathology of pul- mary TB. They have little lipid, many more MTB
monary TB had been published since the 1950s. both in alveoli and in the interstitium, and an acute
The older literature proved exceedingly difficult to inflammatory response. Immunocompetent people
understand because the nomenclature had changed infected with MTB for the first time develop case-
and there were few pictures. This began a prolonged ating granulomas that contain the organisms and
368 Annals of Clinical & Laboratory Science, vol. 44, no. 4, 2014
Figure 2. Stages of TB in humans. Disseminated: TB develops as a disseminated infection in the lungs and many other
organs in people without competent immune systems such as infants and adults with AIDS (H&E 40x).Primary: Primary
TB develops in response to the first infection of immunocompetent individuals. Many animals die of primary TB in
months, but most humans heal it within weeks. It produces cell-mediated immunity that effectively mediates life long pro-
tection from disease in all parts of the body except the vulnerable parts of the lung (H&E 40x). Post primary TB begins
as an endogenous lipid pneumonia in the apices of the lung. Approximately 95% of such lesions resolve spontaneously. The
other 5% go on to produce caseous pneumonia that can either soften and fragment to produce a cavity or harden to produce
caseating granulomas and fibrocaseous disease. Greater detail of the pathology of post primary TB is presented in the refer-
ences [3, 21]. Reproduced in part from Hunter et al [3, 21].
systemic immunity sufficient to control the infec- begins after all granulomas have healed. It starts
tion in weeks1. MTB, however, remain dormant in with infection of alveolar cells in persons who
their bodies. The location and properties of dor- maintain effective immunity to protect the entire
mant MTB are controversial [22]. Much of the lit- rest of their bodies. The lesions develop as an en-
erature assumes that they reside in granulomas. dogenous lipid pneumonia [21,26]. Most such le-
However, multiple studies found that granulomas sions regress spontaneously so that progression to
are sterile after 5 years and organisms are more clinical disease is a rare event. If they do not regress,
commonly isolated from normal appearing lung the lesions undergo necrosis to produce a caseous
and fat cells [10,11,23-25]. In any case, post pri- pneumonia that may fragment and be expelled to
mary TB begins by reactivation of dormant MTB leave a cavity or remain as a mass that induces gran-
or new infection from the environment. It typically ulomas and fibrocaseous disease.
1The terms granuloma and pneumonia require definition since the term granuloma is frequently used incorrectly to describe any lesion produced
by TB.
Granuloma: A granuloma is a localized nodular inflammation found in tissues. In TB, a granuloma is a nodular delimited aggregation of
mononuclear inflammatory cells within tissue. It is a collection of modified macrophages resembling epithelial cells that are usually surrounded
first by a rim of lymphocytes and later by fibroblasts.
Pneumonia is an infection of the alveoli (air sacs) of the lungs. It is typically diffuse within the air spaces of a lobule and does not penetrate into
the lung tissue. The alveoli may fill with fluid and/or inflammatory cells in addition to infectious organisms.
Pathogenesis of Post Primary Tuberculosis 369
hypothesize that bringing these
reactive components together
in a lung with endogenous lipid
pneumonia triggers the sudden
onset of caseation necrosis that
further develops into cavities or
fibrocaseous TB. The lesions
are completely reversible and
largely asymptomatic prior the
onset of caseation pneumonia,
but are irreversible and highly
toxic afterwards. The evidence
for each of the stages in this
process will be presented and
discussed.
Figure 7. Bronchial obstruction of post primary TB. A. CAT Scan showing tree-in-bud pattern characteristic of TB
with obstructed small bronchiole (large arrow) and ground glass in lobular alveoli (small arrow). Reproduced in part from
Hunter et al [62]. B,C. Histologic sections of human lung showing bronchial obstruction that is a characteristic of early
post primary TB (H&E 40X).
[10,49]. The characteristic CT finding of
early postprimary pulmonary TB is the
tree-in-bud pattern formed by branching
linear structures and centrilobular nod-
ules, Figure 7 [50,51]. Histopathologic
analysis indicates that these centrilobular
‘tree’ lesions occur as a result of obstruc-
tion of the terminal or respiratory bron-
chioles and sometimes the alveolar ducts.
The ‘buds’ are foci of pneumonia in the
alveoli of the obstructed ducts.
Centrilobular nodules may grow and co-
alesce into lobular consolidation that con-
Figure 8. Abnormal cilia in post primary TB. Electron micrographs sists of centrally located lesions that con-
show lesions in cilia. Reproduced with permission from Ahonen and tain caseation necrosis and surrounding
Valavirta [55]. A. Cross section of a normal cilia of a control patient (x 52
000). B. Cross section of one cilia with 10+0 microtubular arrangement. perifocal inflammation. Cavitation, when
Dynein arms are partially lost. The other cilia is enlarged, deformed and it occurs, is centrilobular. Several centri-
dark stained (x104 000). lobular cavities may progressively coalesce
into a larger cavity.
Figure 10. Bronchial obstruction by cancer and chemotherapy produced a TB like cavity. A. Anterior view CAT
scan showing a large mass in the left side of the mediastinum measuring approximately 8.2 x 9 x 9.5 cm (arrow). It encases
the left upper lobe bronchi, pulmonary artery and pulmonary vessels. Although it does not show well in this reproduction,
the pulmonary parenchyma of the left upper lobe had a ground glass appearance characteristic of obstructive pneumonia.
(Reproduced with permission in part from Hunter et al [62]). B. Repeat CAT scan 5 weeks later showing a large cavity in
the left upper lobe measuring 12 x 8 cm where the ground glass area had been (arrow). The radiologist’s report stated “Given
its rapid development and the presence of numerous tree-in-bud opacities … the patient needs to be assessed for possible
TB.” C. Posterior photograph of both lungs of the patient at autopsy showing a large thin walled cavity in the left upper
lobe (arrow). This cavity, like those caused by TB, extended to the pleural surface, but did not penetrate. D. Section of the
wall of the cavity of our cancer case showing a layer of necrotic lung overlying granulation tissue and lipid pneumonia. The
detached, necrotic fragment of lung (arrow) resembles the fragments of lung that are coughed up by people with developing
cavitary TB (H&E Stain 40). E. Giant cell resembling a Langhans Giant cell. (H&E stain 400x). F. Area on necrosis
resembling caseation necrosis with cholesterol crystals. (H&E stain 100x).
six days by x-ray. There are multiple other reports in the distortion and swelling of other cilia, Figure 8. These
pre antibiotic literature where surgical relief of bronchial unique changes suggest that MTB has a specific effect on
obstruction produced resolution of pulmonary TB [10]. cilia.
Finally, the role of bronchial obstruction in developing
post primary TB is illustrated by the observation that The effects of tobacco smoke support an important role
extensive unilateral pulmonary TB has been reported for cilia in the pathogenesis of developing TB [31]. In
with segmental atresia of a bronchus [54]. epidemiologic studies, cigarette smoking has been con-
sistently reported to markedly increase the risk of devel-
Cilia: Obstruction of small bronchi by developing TB oping pulmonary TB. It is well established that cigarette
may be viewed as a failure of ciliary clearance. Most par- smoke inhibits cilia action. Thus it is likely that paralysis
ticles that reach alveoli are ingested by alveolar macro- of cilia by the smoke contributes to the pathogenesis of
phages that migrate to small bronchi where they contact post primary TB [56,57].
cilia. The cilia then carry the macrophages and particles
into the trachea and up to the mouth where they are Post obstructive pneumonia: We reported that post pri-
swallowed. In patients with pulmonary TB, the bron- mary TB begins as an endogenous lipid pneumonia
chial mucosal is generally intact although there may be [3,21]. We now know that bronchial obstruction from
areas of ulcerated infected tissue extending into the sub- any cause produces post-obstructive pneumonia charac-
mucosal glands. Ahonen and Valavirta studied cilia of terized by gradual accumulation lipid rich foamy macro-
TB patients by electron microscopy [55]. They demon- phages in alveoli behind the obstruction [58]. The lipid
strated loss of some ciliary components and major has been identified as neutral lipids and cholesterol that
374 Annals of Clinical & Laboratory Science, vol. 44, no. 4, 2014
are probably derived from action of macrophages on sur- Accumulation of mycobacterial antigens:
factant. In 1925, Pagel used fat stains to access the Immunohistochemical staining tissues with polyclonal
amount of lipid in alveoli during the course of develop- antiserum against whole killed MTB has been developed
ing post primary TB. He found that stainable lipid in- as a diagnostic test for TB [64]. The amount and distri-
creased progressively with time [59]. bution of MTB antigen staining in tissues varies with the
type of infection. In tissues from people with rapidly
Today, cancer is the most common cause of post obstruc- progressive TB associated with HIV, the staining of
tive pneumonia [60]. It is an endogenous lipid pneumo- MTB antigen is similar to that of acid fast staining. The
nia with many similarities to early post primary TB. The staining of early post primary TB is different. It typically
disease produced by cancer has fewer lymphocytes and demonstrates far larger amounts mycobacterial antigen
no Langhans type giant cells, but has a similar pattern of than can be accounted for by organisms observed with
lipid rich foamy macrophages filling alveoli, Figure 9. acid fast stains. In fact, there is frequently intense stain-
The lipid is derived from surfactant and is similar to that ing for mycobacterial products in tissues with no detect-
found in tuberculous pneumonia. Post obstructive pneu- able AFB, Figure 11. The finding of MTB antigens in
monia due to cancer can undergo necrosis resembling tissues with no AFB is the justification for use of immu-
the caseous necrosis of TB and cavitation. One study nohistochemistry for diagnosis [64-66]. The staining for
found cavities in 13% of patients with post obstructive MTB antigens in immunocompetent patients is typical-
pneumonia caused by squamous cell carcinomas [61]. In ly diffuse within the cytoplasm of foamy alveolar macro-
one case, chest x-ray demonstrated ground glass appear- phages. It is not found extracellularly except in necrosis.
ance of post obstructive pneumonia immediately before These studies demonstrate that mycobacterial antigens
initiation of chemotherapy. A similar x-ray one week accumulate with the lipid in foci of endogenous lipid
later demonstrated a very large cavity, Figure 10 [62]. pneumonia of post primary TB.
The patient subsequently died. An autopsy revealed lipid
pneumonia with multinucleated giant cells and necrosis Our earlier studies demonstrated that slowly progressive
resembling caseation in the wall of the cavity with strik- pulmonary TB in the mouse has many similarities to
ing similarities to that of recently formed human tuber- early post primary TB in humans [3,21]. This includes
culous cavities. Others have reported similar cases [63]. obstruction of bronchi an accumulation of foamy mac-
These results demonstrate that post obstructive pneumo- rophages containing lipid, few AFB and mycobacterial
nia establishes conditions for the development of caseous antigens in portions of the lung distal to the obstruction.
necrosis and cavitation [60]. In this model, ManLAM, MPT64 and polyclonal
Pathogenesis of Post Primary Tuberculosis 375
mycobacterial antigens were all
shown to progressively accu-
mulate in alveolar macro-
phages over several months
[80]. ManLAM has anti-in-
flammatory properties that in-
hibit production of TNF-α
and IL-12 by human dendritic
cells and macrophages and
modulates MTB-induced
apoptosis via binding to mac-
rophage mannose receptors.
This is particularly important
in deactivating host macro- Figure 12. Perifocal inflammation and pulmonary alveolar proteinosis. A.
Perifocal inflammation of TB is a lipid rich edematous inflammatory response that sur-
phages to allow the bacteria to rounds active TB sites of infection. While it typically has few or no AFB, perifocal inflam-
survive within them [67,68]. mation contributes significantly to caseation, cavitation and morbidity of TB (H&E
Despite the low numbers of 100X). B. Pulmonary alveolar proteinosis (PAP) has many similarities to perifocal inflam-
AFB, the MTB were metaboli- mation. TB (H&E 100X).
cally active during chronic TB
in murine lungs and they have
a unique transcriptome signa-
ture [69,70].
Perifocal inflammation is a
toxic edema or desquamating
pneumonia near tuberculous
lesions that is thought to be a
manifestation of hypersensitiv-
ity because it has few or no
MTB detectable by acid fast
staining [11,12]. It can occur
with both primary and post Figure 13. Spontaneous regression of post primary TB. Only about 5% of people
develop symptomatic post primary TB. However, many have apical scars and other evi-
primary TB and has been dence of asymptomatic infection suggesting that most lesions resolve spontaneously. These
identified as a major contribu- sections are from a resolving lesion were found incidentally at autopsy. A. Low magnifica-
tor to mortality in miliary TB tion showing encapsulated lesion measuring 3/8 inch in diameter (H&E 4x). B. Higher
[71]. The morphology of a magnification of the same lesion showing alveoli filled with fibrin and macrophages (H&E,
perifocal reaction is essentially 20x).
that of an exudative tubercu-
lous tissue reaction [72]. It is
composed mainly of blood
plasma, fibrin, red blood cor-
puscles, relatively few poly-
morphonuclear leukocytes,
many lymphocytes, and des-
quamated foamy alveolar mac-
rophages. The histological
character of a perifocal reac-
tion, however, will vary from
purely hemorrhagic perifocal
zones to zones of leukocyte in- Figure 14. Histopathology formation of cavities. A typical case showed tuberculous
pneumonia and perifocal inflammation undergoing caseation necrosis and fragmentation
filtrations with marked des- to form cavities. No granulomas were present any place in her body. All of the lesions ap-
quamation and proliferation peared consistent with the 10-day history. MTB was identified in tissue by PCR. AFB were
of alveolar cells with lympho- present, but extremely rare. Only three were found by acid fast staining in all of her lung
cytes and plasma. Or there sections. There were also signs of acute vasculitis and intravascular blood coagulation,
may be merely an exudation of sludging of erythrocytes in capillaries, and microthrombi in small vessels, in larger branches
of the pulmonary artery and in veins resulting in the lung tissue infarction. A. Section
plasma with a little fibrin and a showing necrotic lung (top) surrounded by granulation tissue and caseous tuberculous
few lymphocytes. Erokhin pneumonia (H&E 1x).B. A nearby area where the necrotic tissue has been coughed out to
used electron microscopy to leave a cavity traversed by a blood vessel (arrow) (H&E 1x).
Annals of Clinical & Laboratory Science, vol. 44, no. 4, 2014
376
demonstrate destruction of alveolar epithelium, particu- Onset of clinical disease: Patients with post primary TB who
larly Type 2 cells [29]. Tissue with perifocal inflamma- develop disease typically do so within one or two years follow-
tion is seldom seen in surgical resections since it clears ing infection [42,80]. The onset of clinical pulmonary TB is
rapidly with antibiotic therapy [10,12]. Reversal of peri- extraordinarily diverse causing much difficulty with diagnosis
focal inflammation may be observed in X-rays within 72 [27]. It can present as acute pneumonia, chronic dyspeptic and
hours of the initiation of therapy [73]. anemic symptoms or bronchitic with so little symptoms or fe-
ver that TB is discovered only accidentally by sputum. The
Perifocal inflammation, at first glance, appears to be an most instructive cases, however, are those who undergo a rapid
epiphenomenon: something that takes place as a result onset of caseous pneumonia, Figure 14. Investigators from
of TB, not a primary contributor to it. However, several Laennec in the early 19th century through Erokhin in the early
pieces of information suggest that it may be central to he 21st century described this mode of presentation [29,81].
pathogenesis of TB. First, perifocal inflammation under- Available evidence suggests that the disease process is similar,
goes caseous necrosis to contribute a major portion of but less extensive and less well synchronized, in patients with
lung afflicted with caseous pneumonia. Next, it can be less severe onset.
induced in tuberculous people by injections of tubercu-
lin and is associated with clinical exacerbation of disease. Caseous pneumonia typically begins with sudden acute onset
This is the Koch phenomenon to be discussed later. of chill, fever, and rapidly advancing symptoms of severe in-
Finally, the fact that it resolves quickly with therapy in- toxication [27,29]. Patients often complain of pain in the
dicates that it requires live MTB. chest, dyspnea and coughing with expectoration of sometimes
rust-colored sputum. Physical examination in the first days of
Histologically, perifocal inflammation of TB resembles disease reveals intensive deadening of percussion sounds, bron-
pulmonary alveolar proteinosis (PAP), Figure 12. This is chial breathing with crackling rales of high pitch and sonority.
a condition in which alveoli are filled with lipid rich The disease at this early stage is typically indistinguishable from
fluid and foamy macrophages and lymphocytes but few community acquired bacterial pneumonia [29,82]. The X-rays
other inflammatory cells. It can be caused by a deficiency show only diffuse density of lung lobes or lobules, which be-
in surfactant protein B or by an autoimmune disease comes intensive over a few days. Diagnosis is especially difficult
with altered GM-CSF signaling [74,75]. PAP can be because of the lack of AFB in sputum [83]. In a recent study,
caused by a number of infections including TB. We sus- only 12.8% of caseous pneumonia cases had AFB in their spu-
pect that some of these were cases of perifocal inflamma- tum in first two weeks of the disease [29]. This number in-
tion of TB rather than cases of alveolar proteinosis com- creased to 39.2% by the end of the first month, and to 67% by
plicated by TB [76,77]. The disease can frequently be the end of the second month.
treated simply by lavage that washes out the lipid rich
material from alveoli. Patients with caseous pneumonia did have two characteristic
laboratory findings [29]. The first was profound hyper coagula-
PAP frequently occurs in association with endogenous tion with development of disseminated intravascular coagula-
lipid pneumonia [78]. Most cases analyzed showed mor- tion (DIC). This is a well known complication of tuberculosis
phological features of both PAP and endogenous lipid [84]. The second was lymphopenia of CD4+ cells. Patients
pneumonia. Type II pneumocytes, macrophages, and with caseous pneumonia had significant relative and absolute
neutrophils play a significant part in the pathogenesis of decrease in CD4+-lymphocytes versus patients with chronic
both. Historically, endogenous lipid pneumonia has pulmonary TB and age matched controls. At the same time,
been reported to be caused by bronchial obstruction by the numbers of CD8+ cells in caseous pneumonia patients did
cancer, but it also can occur with infection and other not differ from those found in patients with chronic pulmo-
diseases that are not associated with bronchial obstruc- nary TB. The CD4+/CD8+ ratio was 0.7±0.03 for patients
tion. Additionally, in PAP, the alveoli are usually filled with caseous pneumonia versus 1.4±0.09 for patients with
with protein and lipid material resembling surfactant chronic pulmonary TB and 1.4±0.07 for normal controls.
[78,79].
The Koch Phenomenon: The clinical presentation of caseous
Regression of post primary TB: The large majority of pneumonia has striking resemblance to the Koch phenomenon
early post primary TB cases regress prior to development [85]. Koch proposed that tuberculin could be a specific cure
of symptoms. Only about 5% of people develop disease for TB. In early attempts at therapy, large doses of tuberculin
[42]. Since some people resolve infections repeatedly, it were injected subcutaneously. The treatment caused severe lo-
is likely that over 99% of early post primary infections cal and systemic reactions in patients with relatively mild dis-
resolve spontaneously. Consequently, it is a rare event for ease. It induced perifocal reactions that progressed rapidly to
the process to progress to clinical disease. Scars found in caseation and cavitation. Of the 230 patients with advanced
the apices of the lungs of people born in the preantibi- cavitary disease who received this treatment, 30 died [86].
otic era have been attributed to healed TB that regressed Koch, himself, had a severe constitutional reaction following
in the very early stages, Figure 13. the injection of old tuberculin [72].
Pathogenesis of Post Primary Tuberculosis 377
cavities will grow in culture [11,12,89]. It has been as-
sumed that MTB that do not grow in culture are dead.
Recent investigations demonstrate that many such or-
ganisms can be resuscitated and that proliferation of
MTB is tightly controlled by both host and parasite
[135]. Organisms that proliferate massively in any part
of the body except a cavity endanger their host and
thereby themselves. Increasing data indicates that MTB
controls its proliferation to insure our survival and to
develop conditions for its transmission to new hosts.
Discussion yield clean numbers, they frequently throw off the re-
sults, sometimes dramatically. Post primary TB is an
For generations, the metaphor of host resistance to extreme example of the streetlight effect. It is a disease
TB has been a war of attrition. Can the host recruit that occurs only in human lungs. Unfortunately, lung
and activate macrophages fast enough to contain tissue suitable for study has not been available to re-
and kill MTB or can the MTB divide and kill the searchers since the dawn of the antibiotic age in the
macrophages to produce an enlarging lesion. 1950’s before the development of cellular immunolo-
Evidence presented herein demonstrates that this gy, molecular microbiology or genetics. Researchers
metaphor is inappropriate. A better one is the ex- have been forced to use animal models and human
plosive reaction produced by dropping pure sodi- tissues that do not have post primary TB. As a conse-
um into water. Two reactive components, host T quence, generations of scientists have been led to
cells and MTB antigens, are produced and stored adopt an erroneous conception of the pathogenesis of
separately in developing post primary TB. When post primary TB. The new sciences of cellular immu-
brought together, they react violently to produce nology and molecular genetics were unable to focus
caseous pneumonia that evolves to cavities and/or light on phenomena they could not see.
fibrocaseous TB. Live MTB are not necessary for
this process, but are standing by to move in and Stimulated by inconsistencies in the literature, our in-
populate the cavity as the violence subsides. vestigations began with searching literature from the
preantibiotic era. This proved to be of little value be-
The Streetlight effect. “Many, and possibly most, cause the nomenclature and concepts were so differ-
scientists spend their careers looking for answers ent from what we had been taught and there were few
where the light is better rather than where the truth pictures. Progress was made only when we gained ac-
is more likely to lie. They don’t always have much cess to slides from autopsies of adults who died of un-
choice. It is often extremely difficult or even impos- treated acute pulmonary TB. Their lungs showed ca-
sible to cleanly measure what is really important, so seous pneumonia with very few organisms and no
scientists instead cleanly measure what they can, granulomas. With this, the pieces began to fall into
hoping it turns out to be relevant.” David H. place suggesting plausible answers to long standing
Freedman [94]. While surrogate measurements questions.
Pathogenesis of Post Primary Tuberculosis 379
speculation as to what causes the softening and
fragmentation of caseous material [15]. Granulomas
in post primary TB occur only in response to case-
ous pneumonia that fails to fragment [11,12].
cavities that facilitate transmission to new hosts. fatal [72]. Tuberculous pneumonia has developed
Immunity protects the host from systemic infec- overnight following surgery for TB [13]. Perifocal
tion. Hypersensitivity reactions destroy lung tissue reactions in the form of a sudden increase in the
to produce a cavity. The organism needs both in size of pulmonary lesions were probably the result
order to survive. If there is no cavity, MTB can of dissemination of tuberculoprotein. [72]. Cord
never escape to a new host. If here is no systemic factor produced by MTB is far more toxic that that
immunity, MTB will produce disseminated infec- produced by other mycobacteria [108]. MTB cord
tion and kill the host thereby killing itself. factor also has hypersensitivity epitopes that are not
present on BCG [109]. Furthermore, mixing the
MTB is an obligate human parasite because it can MTB with oil in Freund’s adjuvant induces a far
only be transmitted from host to host by humans. more severe and long lasting toxicity in tuberculous
Consequently, all of its genes have been selected to humans than that the MTB materials alone. This is
enhance survival and transmission in people. probably relevant since caseation necrosis consists
Everything that it makes or does has been selected of mycobacterial antigens in a lipid matrix.
for that one purpose. MTB is an ancient human
pathogen that can persist indefinitely in very small Given the nature of natural selection, epitopes are
populations of as little as 200 people [105]. The hyper conserved because they help the organism
lifecycle of MTB is to infect a person, frequently a survive in their only natural host, people. To do
child, and then hide for 10-30 years before reacti- this, they must have two properties. The first is to
vating to produce a cavity in the lung from which produce particularly necrotizing tissue reactions.
organisms are coughed up over a period of decades The second is that they must remain hidden until
to infect new individuals. needed. Premature release of MTB antigens would
not stimulate a large enough reaction to produce a
Highly conserved immunologic epitopes. Many cavity from which MTB could escape to infect new
microbial antigens are highly variable in order to hosts. There is evidence that hiding of antigens is
evade immune responses. MTB is different. Musser accomplished via multiple mechanisms. First, the
reported remarkably little variation in antibody epi- isolation and blockade of sections of the lung pro-
topes of MTB [106]. In 2012, Comas et al reported vides a protected environment for MTB. Second,
that the T epitopes of MTB are hyper conserved. antigens detectable by immunohistochemistry are
[7]. More than 95% of the 491 individual epitopes located exclusively in live cells in alveoli. Third, the
analyzed had identical amino acid sequences. The mycobacteria produce anti-inflammatory agents
researchers speculated that MTB needs these epit- like man-LAM and sulfolipid [80, 110]. Finally, as
opes because they induce particularly toxic reac- will be discussed later, cord factor is non-toxic until
tions that are necessary for tissue destruction and its toxicity is activated by interaction with appro-
the formation of cavities that mediate transmission priate lipids. It seems reasonable to hypothesize,
of infection. therefore, that the ability to cause sudden onset of
caseous pneumonia depends both on the toxicity of
Several pieces of evidence support this hypothesis. the hypersensitivity reactions and the ability to hide
First, infected humans are much more sensitive to the antigens until sufficient quantities are available
tuberculin than the guinea pig or other animals to produce a cavity able to mediate transmission of
[85]. Tuberculin test sites in humans with TB fre- infection to new hosts.
quently become necrotic. Necrosis does not occur
in animals or in people with positive skin-tests in- Cord factor as the trigger for caseous pneumonia:
duced by BCG or tuberculoid leprosy [107]. MTB In the 1950’s, Middlebrook identified two proper-
shares epitopes with some saprophytic mycobacte- ties of virulent MTB that distinguished them from
ria. These shared mycobacterial epitopes evoke mild avirulent mycobacteria [111]. The first was forma-
skin-test reactivity in TB patients [107]. Cases have tion of elongated aggregates of organisms, called
been reported in which tuberculin skin tests pro- serpentine cords. The second was staining with
duced pulmonary perifocal inflammation that was neutral red. Cord formation is due to cord factor or
382 Annals of Clinical & Laboratory Science, vol. 44, no. 4, 2014
trehalose 6’6 dimycolate (TDM) [112,113]. a hydrophobic surface. When virulent MTB con-
Neutral red staining is largely due to sulfolipid that tact lipid droplets, they instantly enter the droplet
is an inhibitor of the toxicity of cord factor shedding the TDM that assumes the monolayer
[110,114,115]. It is probably more than coinci- configuration on the water-lipid interface. The
dence that two long recognized characteristics of monolayer of TDM is stable with a half life of 4
virulent MTB, cord formation and neutral red days as a single molecular monolayer in mice
staining relate to TDM and its sulfolipid inhibitor. [123,124]. It is highly toxic with an LD50 of 30 µg
and produces foreign body granulomas in naïve
TDM is the leading candidate for triggering sud- mice and hypersensitive granulomas in immunized
den onset of caseous necrosis because its potent mice [19,126,127]. The hypersensitivity reactions
ability to stimulate release of TNF from macro- are dependent on CD1d and CD4+ T cells [19].
phages depends on its physical conformation. Injections of 10 µg of TDM emulsion every other
While it is found in all mycobacteria, the quantities day induce hemorrhagic pneumonitis, cachexia and
excreted, chemical structure, toxicity and antigenic- death of C57BL1/6 mice [117]. Much larger doses,
ity of that produced by MTB are unique. TDM is 50-100 µg are rarely lethal.
the only chemically defined substance ever to be
shown to produce caseation necrosis [18]. It is the The key property of TDM that makes it a candidate
most abundant and by orders of magnitude most trigger for caseous pneumonia is its ability to
the toxic lipid of MTB [116]. While MTB contains change configuration to suddenly stimulate release
many lipids, TDM is unique in being free on the of large amounts of TNF. Geisel et al demonstrated
bacterial surface in large quantity. Extraction of lip- that the ability of TDM to induce release of TNF
ids from the surface of viable virulent MTB yields from macrophages increases with particle size
nearly pure TDM [116,117]. Removal of TDM [128]. TDM on the surface of 90 micron diameter
from the surface of MTB reduces virulence for beads induced release over 2600 pg/ml TNF while
mice. Adding purified TDM back restores the viru- the same amount on the same surface area of 1 mi-
lence [118]. TDM generated controversy immedi- cron beads induces less than 100 pg/ml. In retro-
ately after its discovery because its toxic effects were spect, similar observations had been made earlier.
only demonstrable when it was injected with oil Bloch demonstrated that injection of TDM in oil is
that was considered ‘unphysiologic’ [117,119]. far more toxic than injection of the same materials
More recent studies have suggested that rather than as an oil-in -water emulsion [112,116]. Yarkoni
being unphysiologic, interactions of TDM with demonstrated that oil emulsions of TDM with
lipids are central to the pathogenesis of TB [90]. large particle size were far more effective as cancer
immunotherapeutic agents than those with the
The most striking feature of TDM is that it has same qualities in small droplets [129]. We demon-
multiple distinct sets of biologic activities that de- strated that small beads coated with TDM are in-
pend upon its physical configuration. TDM is so gested by macrophages and induced non-allergic
large and insoluble that it remains as a thick coat on granulomas. TDM on a plate (very large bead), in
the organisms. As such, it prevents phagosome lyso- contrast, causes macrophages to adhere, spread and
some fusion, prevents acidification of phagosomes, lyse within minutes [130].
protects organisms from killing by macrophages
and impedes antigen presentation [120,121]. In sa- The hypothesis is that post primary TB isolates a
line, TDM is nontoxic; the LD50 for mice is great- section of lung to facilitate the buildup of host lip-
er than 50,000 µg, the highest dose ever injected. ids and mycobacterial products to generate condi-
TDM removed from MTB and placed as a single tions for a hypersensitive reaction that produces
molecular monolayer on the surface of lipid drop- caseation pneumonia and cavitation [107,131].
lets has a completely different physical structure Lipid progressively accumulates with increasing
and set of biologic activities [122,123]. It spontane- droplet size in post obstructive pneumonia. The
ously forms a two dimensional crystalline mono- trigger for initiating caseous pneumonia may be an
layer on oil-water interfaces that is the most rigid increase in the size of lipid droplets coated with
lipid monolayer known [122-125]. The monolayer TDM to the point that they activate release of large
spontaneously forms on any interface of water with amounts of TNF that drives a positive feedback for
Pathogenesis of Post Primary Tuberculosis 383
the rest of the lesions. In support of this, we have many models could yield valuable insights into par-
observed that injection of a TDM emulsion into ticular aspects the disease. The challenge is to de-
mice with slowly progressive pulmonary TB induc- fine models that address relevant aspects of the hu-
es production of larger lipid droplets, greater in- man disease.
flammation, necrosis and proliferation of
organisms. Vaccine candidates: Many investigators believe
that a vaccine that acts against pulmonary TB is the
Animal Experimental Models: Most studies using only hope of eventually eradicating MTB [8]. The
animal models of TB have focused on understand- current vaccine, BCG, provides a degree of protec-
ing the early stages of granuloma formation. A ma- tion against disseminated TB, saving the lives of ap-
jor gap is a failure to address later stages leading to proximately 50 thousand children every year.
transmission [132]. This gap cannot be addressed However, it has no measurable impact on post pri-
without a better understanding of pathogenesis. mary TB or transmission of infection. The funda-
Our observations suggest that most, if not all, ani- mental problem is that one can’t rationally develop
mals develop components of both primary and post an effective vaccine for post primary TB without
primary TB. For example, the late stages of TB in understanding protective immunity [134].
rabbits, mice and guinea pigs are all similar to hu-
man TB in that disease is not driven by increasing Vaccine development projects typically focus on re-
numbers of MTB, but by a host response to myco- ducing the numbers of MTB in tissue and prolong-
bacterial products [104]. Humans, however, are ing the life of animals. This is appropriate for pri-
the only species in which the lesions progress to mary TB, but not for post primary disease because
produce cavities that mediate transmission of infec- the disease has very few MTB during developmen-
tion to new hosts. Most current literature assumes tal stages and needs none to produce disease. There
that caseating granulomas are the characteristic le- has long been realization that the immune response
sion of both primary and post primary TB. is responsible for tissue damage as well as control-
ling proliferation of MTB. Targeting latent MTB
A central point of this paper is that granulomas are or those active in early post primary disease could
characteristic of primary TB, but are not involved be effective. However, current, animal models of
in developing post primary disease. The concept protection from primary TB are not helpful. They
that the TB in guinea pigs is more human like than only serve to try to induce animals to produce the
that in mice because it develops large caseating type of response that most humans develop sponta-
granulomas is incorrect. Large caseating granulo- neously in weeks. The challenge for preventing post
mas are characteristic only of progressive primary primary TB is to find ways to prevent MTB from
TB in infants. Mice are regularly criticized because co-opting and using our strongest response for its
they fail to produce caseating granulomas when, in advantage. This may be possible since progression
fact, slowly progressive TB in mice is a rather good of developing post primary TB is a rare event. At
model of parts of the early stages of post primary least 95% of early infections regress spontaneously.
TB. In addition, many reviewers and funding agen- The people who develop disease do not have weaker
cies insist that animals be infected by low dose aero- or less effective immune responses. MTB uses and
sol infection to reproduce the conditions of human subverts immunity to produce an isolated area of
infection. This reproduces only the first few weeks lung in which it can slowly accumulate host lipids
of infection and has little or no relevance for post and mycobacterial antigens necessary to produce a
primary TB that occurs decades later. As exempli- necrotizing hypersensitivity reaction. A vaccine that
fied by our studies with caseating granulomas in blocks any one of multiple factors required for this
mice, one can develop protocols to reproduce in process could produce regression.
animals the conditions and lesions that exist in hu-
mans at different stages of infection [18]. A recent The Streetlight Effect states that one can only ef-
publication used this approach to produce cavitary fectively study things that can be seen [94]. The
lesions in rabbits [133]. While there is no complete capabilities of modern science have increased phe-
animal model of post primary TB, we believe that nomenally since tissues with post primary TB
384 Annals of Clinical & Laboratory Science, vol. 44, no. 4, 2014
ceased to be readily obtainable due to introduction 13. Levine, E. R. Chapter 7, Classification of reinfection pulmo-
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