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Knee disarticulation versus above-knee amputation*

R. F . B A U M G A R T N E R

Balgrist Orthopaedic Hospital, University of Zurich.

Abstract joint a n d have difficulties in fitting the b u l b o u s


If below-knee a m p u t a t i o n is impossible, knee shape of the s t u m p into a regular socket.
disarticulation should be considered before F o r this reason m a n y surgical techniques of
above-knee a m p u t a t i o n , regardless of age a n d through-knee a m p u t a t i o n indicate the removal
etiology. K n e e disarticulation which leaves the of p a r t s o r all of the femoral condyles a n d t h e
femur a n d patella u n t o u c h e d offers m a n y patella to facilitate prosthetic fitting (Fig. 1).
advantages. T h e surgical technique is simple However, knee disarticulation leaving t h e
a n d n o n - t r a u m a t i c since n o bone or muscle femur a n d patella u n t o u c h e d offers m a n y
tissue is t o b e dissected. T h e thigh muscles a r e advantages, particularly with regard t o surgical
completely preserved a n d t h u s there is n o technique, s t u m p qualities a n d finally even
muscular imbalance. T h e s t u m p permits total prosthetic fitting. T h e following technique
end bearing a n d its b u l b o u s shape permits easy (Kjolbye, 1970; Vitali et al, 1978) is recom­
a n d firm attachment of t h e prosthesis. A mended.
specially designed double-wall socket a n d
various types of knee joints are presented.
M o d e r n prostheses are superior to above-knee
prostheses with regard t o function, comfort
a n d cosmesis. Results of 72 patients of all age
groups are presented a n d discussed.

Introduction
If it is impossible to obtain a short below-
knee a m p u t a t i o n , knee disarticulation should be
considered before above-knee amputation
regardless of etiology a n d patient's age. There
is n o level of a m p u t a t i o n between the ankle Fig. 1. Some of the most common through-knes
a n d the hip joint where one can perform an amputations. Except for knee disarticulation they
involve resection of part or all of the femoral
a m p u t a t i o n which does n o t require separation condyles and the patella.
of b o n e or muscle tissues. A t knee disarticu­
lation level the surface of the w o u n d is the Operative technique
smallest possible which minimizes the danger It is preferable t o have t h e patient in a
of h a e m o r r h a g e or infection. I n children, the supine position which gives easy access to the
distal epiphyseal line of growth is fully pre­ knee joint a n d also permits an above-knee
served. I n contrast t o above-knee a m p u t a t i o n a m p u t a t i o n t o be d o n e if necessary, without
t h e s t u m p resulting from knee disarticulation changing the patient's position. F u r t h e r m o r e ,
permits full endbearing. All the muscles of the the supine position does n o t give any particular
thigh are entirely preserved. problems t o the anaesthetist which is of great
Despite all these advantages, knee disartic­ importance in p o o r risk cases, such as geriatric
ulation is still u n p o p u l a r c o m p a r e d with above- patients. A tourniquet m a y be used except for
k n e e a m p u t a t i o n . T h e m a i n objection comes vascular patients. However, as there a r e only
from the prosthetists w h o complain that there a few easily identified vessels a tourniquet is
is n o t enough space for t h e prosthetic knee not an absolute necessity.

*Based on a paper presented at the ISPO Internation­


al Course on Above-knee Prosthetics, Rungsted,
November, 1978.
T h e knee joint is flexed t o a right angle. A
skin incision is m a d e with respect t o the con­
dition of the particular patient. If possible, an
a t t e m p t should be m a d e t o obtain two lateral
flaps with the scar placed longitudinally at t h e
dorsal side of the femur between the two
condyles. This scar is placed far from the end
bearing area of the s t u m p a n d permits a high
resection of t h e sciatic nerve. This procedure
necessitates a circular incision at a b o u t 50 m m
distally from t h e tibial plateau (Fig. 2). H o w ­
ever, previous operative scars a n d t h e viability
of the tissue might require other types of skin
flaps, such as a long anterior flap. It is important
t o include existing scars into the new skin
incision a n d n o t t o create additional scars
whenever possible.

Fig. 3. Knee disarticulation. Distal-dorsal view of


the stump. 1: femoral condyles, 2: meniscal cartil­
ages, 3: patellar ligament to be sutured to the
posterior cruciate ligament (4), 5: tendons of the
hamstrings which might be connected with the
posterior joint capsule or a cruciate ligament, 6:
the gastrocnemius muscles, 7: sciatic nerve, 8:
popliteal artery and vein, 9: collateral ligaments.

for the end bearing femoral condyles. Before


closure, the patellar t e n d o n is sutured t o the
cruciate ligaments o r t o the anterior knee
capsule a n d the hamstrings to the posterior
Fig. 2. A circular skin incision 50 mm distally from knee capsule. T o avoid granulomas, it is
the tibial plateau is necessary to obtain two lateral preferable to use resorbable material for
flaps with a longitudinal skin closure at the dorsal
side of the femur. The patellar ligament is dis- suturing. I n vascular cases, the a u t h o r h a s
inserted at the tibial tuberosity which gives free started not t o suture any ligament at all a n d
access to the tibial plateau. there is surprisingly little retraction of t h e
patella even if its ligament is not anchored.
Disarticulation of the joint begins by re­
Haemostasis a n d drainage are most i m p o r t a n t
moving the patellar ligament from the tibial
at any a m p u t a t i o n level, but particularly so
tuberosity which gives free access t o the tibial
in the knee disarticulation. There is n o space
plateau (Fig. 3). I n the anterior-posterior
for a h a e m a t o m a a n d if one leads t o necrosis
direction, the tibial plateau is separated from
a n d infection, the result might be an above-
t h e meniscal cartilages, the cruciate a n d lateral
knee a m p u t a t i o n . T h e skin flaps are carefully
ligaments a n d the joint capsule. Finally the
shaped a n d closed with only a skin suture.
tibial plateau is completely dislocated anter­ D u e t o the considerable retraction of the skin
iorly. It is then easy t o identify popliteal in the area of the knee joint, t h e size of t h e
vessels a n d nerves, the latter being cut at flaps must be large enough to guarantee a skin
least 70 m m proximally from the end of the closure without any tension (Fig. 4).
s t u m p . T h e procedure is completed with
sectioning of the hamstrings a n d the complete
removal of the gastrocnemius muscles. In Stump qualities
vascular cases, it might be safer t o remove the K n e e disarticulation preserves all the muscles
meniscal cartilages as well, otherwise they can of the thigh. Therefore, there will be n o retrac­
be left in place a n d act as an additional cover tion of muscles a n d n o muscular imbalance
which often compromises a good above-knee
stump is impossible in the knee disarticulation.
O n e of the m a i n advantages of the k n e e
disarticulation s t u m p is its total end bearing
quality. Therefore, the ischial seat, which
causes so m a n y p r o b l e m s in above-knee
amputees, becomes superfluous. The r a n g e of
m o t i o n of the hip joint remains completely
free, including flexion a n d rotation m o v e m e n t s
a n d thus permits a m o r e natural, less energy
consuming gait (Table 1).

Post-operative management
There will be considerable shrinking of t h e
s t u m p , even if all the muscles of the thigh a r e
intact. T h e distal part which is n o t covered b y
muscles is extremely sensitive to pressure,
especially the patella a n d the dorsal sides of
the condyles. Therefore, care must be taken t o
avoid pressure sores due t o bandaging, bed
rest, plaster casts o r p o o r prosthetic fitting.
F o r gait training immediately after surgery,
it is therefore preferable t o fit an inflatable
plastic splint. W h e n the patient lies in bed,
the femoral condyles must be relieved by
padding similar t o the well k n o w n procedures
that prevent pressure sores at the heel (Fig. 5).

Fig. 4. Eighteen year old male patient. Knee dis­


articulation following trauma. Anteroposterior flap
with large scar formation at the thigh. The patient
is now fitted with a total end bearing prosthesis, four
bar linkage with hydraulic knee and swing phase
control.

which is unavoidable in above-knee a m p u ­


tation even using myoplastic techniques. I n
above-knee a m p u t a t i o n s parts of t h e adductors
always h a v e t o be sacrificed whilst the abductors
between the iliac b o n e a n d the greater troch­
Fig. 5. The dorsal sides of the femoral condyles and
anter always remain intact. Bony outgrowth the patella are most sensitive to pressure.

Table 1
Prosthetic fitting
T h e objections from the prosthetists against
the shape a n d the length of the s t u m p in knee
disarticulation have almost completely dis­
appeared during the past years. N e w designs
of prostheses are n o w available which are
superior t o the best above-knee prostheses with
regard t o function, comfort a n d cosmesis.
This has led to prosthetists advocating knee
disarticulation even m o r e t h a n the surgeons d o .
T h e two major features are the socket and.
the knee joint.
T h e type of socket used at Balgrist has been
developed by Botta a n d uses the double-wall
technique. There is an inner soft socket m a d e
from polyethylene foam. Its p u r p o s e is t o
Fig. 6. Twenty-two year-old male patient. Knee dis­ provide total contact a n d at the same time t o
articulation after motorcycle accident. Local transform the b u l b o u s s t u m p into a conic one.
infection at the medial condyle. Stump revision with
partial resection of the femoral condyles. Healing T h e patient p u t s o n this socket first a n d then
occurred within four weeks. h e c a n d o n the outer socket which is m a d e
from laminated plastic. T h e bearing surface
Post-operative complications at the distal end must exactly fit the shape of
A s at any other a m p u t a t i o n level, problems the femoral condyles a n d avoid pressure on
in w o u n d healing might also occur in knee the patella otherwise pressure sores a r e t h e
disarticulation. A s long as there is only super­ inevitable consequence (Fig. 7). T h e rigidity of
ficial necrosis of soft tissues o n a rather small the socket decreases gradually distally t o proxi-
surface, healing can be achieved by conservative mally. T h u s a semi-flexible socket is obtained
treatment within a reasonable time. H o w ­ which gives m o r e comfort particularly in
ever, larger necrosis including ligaments, sitting, donning a n d doffing the prosthesis.
cartilage a n d bone requires operative treatment. T h e u p p e r border of the socket follows a line
In this case, the modified techniques removing which is approximately 50 m m below t h e
the patella a n d the condyles totally or partially inguinal ligament. This fact is particularly
a r e most suitable as a second line of defence appreciated by female patients a n d by double
(Fig. 6). amputees. D o n n i n g a n d doffing the pros-

Fig. 7. Double wall socket for knee disarticulation. The inner socket, made from polyethylene foam, transforms
the bulbous stump into a conic one. The outer shell is made from laminated plastic. Total contact is most
important especially in the weight bearing areas, left and centre. Otherwise pressure sores at both femoral condyles
are inevitable, right.
especially appreciated by double amputees a n d
by geriatric patients (Fig. 8).
K n e e joints as they a r e c o m m o n l y used in
above-knee prostheses a r e of n o u s e with knee
disarticulations. Joints especially designed for
knee disarticulation a r e n o w available, t h e
first one being developed by Lyquist a t t h e
Orthopaedic Hospital in Copenhagen. O t h e r
types of knee joints have since been developed,
most of t h e m using four b a r linkage mechanisms
a n d permitting knee flexion far in excess of 90°.
They a r e available with o r without swing
phase control. F u r t h e r research is being d o n e
with regard t o improving t h e solidity of t h e
knee mechanism. Prostheses for knee disarticu-
lation a n d above-knee a m p u t a t i o n a r e c o m -
p a r e d in Table 2.

Results
F r o m 1968—1978, t h e a u t h o r h a s performed
72 knee disarticulations, mainly for peripheral
vascular occlusion. F o u r patients presenting
congential deformities corresponding t o knee
disarticulation also have been fitted with t h e
new type of prosthesis. R e - a m p u t a t i o n a t a n
Fig. 8. Donning and doffing the prosthesis presents above-knee level was necessary in 7 cases, all
no problems even to geriatric patients. of t h e m being vascular patients. They all h a d
to b e a m p u t a t e d at a high above-knee level
thesis is very simple since it does n o t require d u e t o advanced tissue necrosis. Local compli-
any particular effort o r skill which again is cations in w o u n d healing occured in 16 cases.

Table 2

REFERENCES FURTHER READING


KJØLBYE, J. ( 1 9 7 0 ) . The surgery of the through-knee BAUMGARTNER, R. (1973). Beinamputationen und
amputation 2 5 5 - 2 5 8 . Prosthetic and Orthotic Prothesenversorgung bei arteriellen Durch-
Practice. Ed. Murdoch, G . , 2 5 5 - 2 5 7 , Edward blutungsstörungen, 56-64 and 114-116, Ferdinand
Arnold, London. Enke, Stuttgart.
BAUMGARTNER, R . (1977). Amputation und Prothes-
VITALI, M,, ROBINSON, K . P., ANDREWS, B. G . and enversorgung beim Kind. Ed. Baumgartner R.
HARRIS, E. E. (1978). Amputations and prostheses, 18 and 108-110, Ferdinand Enke, Stuttgart.
1 5 8 - 1 6 4 , Bailliere Tindall, London. BURGESS, E. M. (1977). Disarticulation of knee.
Arch Surg., 1 1 2 1250-1255.

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