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Consulting The Oracle: Ten Lessons From Using The Delphi Technique in Nursing Research
Consulting The Oracle: Ten Lessons From Using The Delphi Technique in Nursing Research
Consulting The Oracle: Ten Lessons From Using The Delphi Technique in Nursing Research
Consulting the oracle: ten lessons from using the Delphi technique in
nursing research
Sinead Keeney BA MRes
Senior Research Fellow, Institute of Nursing Research, University of Ulster, Belfast, UK
Hugh McKenna BSc DipN AdvDipEd DPhil RGN RMN RNT FRCSI
Dean of the Faculty of Life and Health Sciences, University of Ulster, Belfast, UK
Correspondence: KEENEY S., HASSON F., McKENNA H. (2006) Journal of Advanced Nursing
Felicity Hasson, 53(2), 205–212
Institute of Nursing Research, Consulting the oracle: ten lessons from using the Delphi technique in nursing
University of Ulster,
research
Newtownabbey,
Aim. The aim of this paper was to provide insight into the Delphi technique by
Shore Road,
Belfast BT37 0QB,
outlining our personal experiences during its use over a 10-year period in a variety
UK. of applications.
E-mail: f.hasson@ulster.ac.uk Background. As a means of achieving consensus on an issue, the Delphi research
method has become widely used in healthcare research generally and nursing
research in particular. The literature on this technique is expanding, mainly
addressing what it is and how it should be used. However, there is still much
confusion and uncertainty surrounding it, particularly about issues such as modi-
fications, consensus, anonymity, definition of experts, how ‘experts’ are selected and
how non-respondents are pursued.
Discussion. This issues that arise when planning and carrying out a Delphi study
include the definition of consensus; the issue of anonymity vs. quasi-anonymity for
participants; how to estimate the time needed to collect the data, analyse each
‘round’, feed back results to participants, and gain their responses to this feedback;
how to define and select the ‘experts’ who will be asked to participate; how to
enhance response rates; and how many ‘rounds’ to conduct.
Conclusion. Many challenges and questions are raised when using the Delphi
technique, but there is no doubt that it is an important method for achieving con-
sensus on issues where none previously existed. Researchers need to adapt the
method to suit their particular study.
the basis for closed-ended questionnaires in subsequent list of questions or events. In addition, the number of rounds
rounds. may be decreased to minimize reductions in the amount of
In Hasson’s (2000) midwifery skill mix study, participants new information and reductions in response rates resulting
were encouraged to identify eight duties that could be from respondent fatigue (Starkweather et al. 1975). For
undertaken by unqualified assistants. It is helpful to place a example, McKenna (1994b) felt that response exhaustion
limit on participants’ listing of the specific items under study, occurred after two rounds, especially with busy ‘experts’ and
in this case duties. This helps to curtail the possibility of hard-pressed clinicians. These experiences are reflected in the
hundreds of issues being named, as well as encouraging literature where the number of rounds varies between two
participants to prioritize their responses. In round two, duties and four.
identified from round one were subsumed into categories and
respondents were asked which duties would they allocate
Lesson 3: Enhancing response rates
confidently to a midwifery assistant or which should remain
the responsibility of a registered midwife. However, Hasson In general, questionnaire research is notorious for its low
(2000) acknowledged that presentation of data under categ- response rates. Researchers often have to send out two or
ories may produce a halo effect (Mead & Moseley 2001), three reminder letters to non-responders. With anything up to
where the responses are about the general category, rather four rounds of questionnaires, the Delphi technique asks
than about the individual issues raised by participants. much more of respondents than a simple survey and the
However, researchers have to be cautious as participants potential for low responses increases exponentially.
could identify many hundreds of issues in round one. To enhance responses in the rounds, it is critical that
Returning these items in their raw non-themed form could participants realize and feel that they are partners in the study
overwhelm the participants in round two and affect adversely and are interested (if not fascinated) by the topic. The
the response rate. researcher should take every opportunity to remind partici-
As each round unfolds, the participants have to interpret pants that each round is constructed entirely on their
information sent to them by the researcher. Often the responses to previous rounds. This encourages interest,
qualitative results of round one are fed back to the panel ownership and active participation.
members as medians and ranges or means and standard McKenna (1994a) suggested that the ‘personal touch’
deviations. This means members must be skilled in written could help enhance return rates. His use of one-to-one
communication and the interpretation of basic statistical interviews in his first round meant that the participants got to
averaging. It cannot be assumed that Delphi respondents know him and he was able to remind them individually that
possess these skills. In the studies undertaken by the authors, their responses would be fed back to them by questionnaire in
there was no additional time to train participants in the further rounds. In effect, he psychologically signed them up
interpretation of basic statistics. Therefore, data were to continuing with the study. He achieved a 100% response
returned to participants in simple text and percentage rate, which is very rare in a Delphi technique study. Starting
formats. This ensured that the information was basic yet with initial contact to build mutual rapport and developing
meaningful. and nurturing a relationship is necessary to increase the
likelihood of participants’ ongoing commitment. On the one
hand, interviewers can show appreciation for valuable
Lesson 2: Number of rounds
information and on the other hand, respondents may be
One of the basic principles underpinning the Delphi tech- gratified to be an object of interest and by having an
nique is to have as many rounds as are required to achieve audience. In addition, gaining the commitment of the panel
consensus or until the ‘law of diminishing returns’ occurs. and providing information on how the study will be
Provision for feedback and opportunity to revise earlier implemented should ensure that respondents feel sufficient
responses obviously requires that the technique has at least ownership of the study. While this initial stage of informing
two rounds. the participants affects the response rates fundamentally, it is
In Hasson’s (2000) study, a two-round approach was used, often overlooked in the methodological literature.
while for Keeney (2000) it took four rounds before consensus In her study, Keeney (2000) only had two non-responders
occurred. Although there are no strict guidelines on the after two rounds. This high response rate was due to her
correct number of rounds, the number can depend upon the tenacity and persistence in following up non-responders and
time available and whether the project manager ignited the also to participants’ interest in the topic. Hasson (2000) also
Delphi technique sequence with one broad question or with a achieved a high response rate to round two where 75% of
qualified staff and 84% of student midwives responded. should allow participants freedom to bring their views to the
Accepting the possible introduction of bias, this was helped first round.
by the Director of Nursing writing to staff stressing the
importance of the study and asking them to return their
Lesson 5: Selecting the ‘experts’
questionnaires to the researcher. Hasson also acted as a
motivator for the participants: for example, before the study Most Delphi studies recruit individuals who (based on
began she became familiar with each ward and spoke to criteria) are perceived to have expertise in the subject under
individual staff about the research. investigation. A researcher must decide on these criteria
In summary, it is important to use every opportunity to before the study commences, such as gender, professional
encourage project ownership and loyalty among participants. experience, education, employment or designation. As the
Retaining participants across rounds will only occur if their exact composition of the panel can affect the results obtained,
interest and commitment are retained. the potential for bias is considerable. Moreover, working on
the principle that experts must have knowledge of the subject
area, participants cannot be selected randomly. For instance,
Lesson 4: Modifications of the technique
it makes little sense to seek consensus among non-profes-
At present there are no formal, universally agreed guidelines sionals on developing smoking cessation guidelines in preg-
on the use of the Delphi technique nor does any standard- nancy when they may have little knowledge of the topic or
ization of methodology exist (Evans 1997). Consequently, the context (McKenna & Hasson 1998).
flexibility exists in the design and format of the technique and However, there is clearly a potential for bias in the
this often depends on the study’s aims and objectives. The selection as those who respond to the initial invitation are
most popular formats include: the ‘modified Delphi’ those who are more likely to be interested in the subject
(McKenna 1994a), the ‘policy Delphi’ (Crisp et al. 1997), matter. Therefore, the exact composition of the panel can
the ‘decision Delphi’ (Couper 1984) and the ‘real-time affect the results obtained. Indeed, Strauss and Zeigler (1975)
Delphi’ (Beretta 1996). Few researchers use a pure Delphi have criticized the claim that the Delphi technique represents
approach and the various hybrids have been criticized by valid expert opinion as scientifically untenable and over-
writers such as Sackman (1975). stated.
As well as the differing Delphi formats, the approaches There are no universally agreed criteria for the selection of
within these formats differ. For example, in the traditional experts, and no guidance exists on the minimum or
design (Linstone 1978), the content of the first round is maximum number of experts on a panel; rather it appears
normally obtained from the literature rather than the to be related to common sense and practical logistics.
qualitative views of participants or from other secondary Linstone (1978) reported studies using several hundred
data. Other variations of the Delphi exist; for example, participants to a Japanese study that used several thousand
Proctor and Hunt (1994) sent participant nurses three participants.
patient profiles with the remit of identifying the care needs It could be stated that this problem of panel size is not
of each patient while Jones et al. (1992) involved the use of unique to the Delphi technique. Other types of surveys
face-to-face meetings of participants after two initial Delphi employ non-probability sampling techniques. This does not
rounds. ensure accurate representation and results cannot be gener-
As researchers, McKenna (1994b), Keeney (2000) and alized to other settings or to a wider population.
Hasson (2000) all used the literature as the basis for their first In his Northern Ireland study, McKenna (1994b) included
round interview/focus group questions. Although the as experts the entire population of nurse managers on long-
researchers gave Round 1 participants ample opportunity to stay psychiatric wards across six hospitals (n ¼ 95). He
raise fresh issues to avoid early closure on ideas, it should be reasoned that only they had the expertise to decide on what
noted that this action could introduce bias by making model of nursing care would be the most appropriate for
participants feel psychologically pressured to alter their views long-stay psychiatric patients. The decision was based on the
according to the recognized literature. assertion in the literature that ward managers were the
In summary, the lesson here is to acknowledge that experts so far as clinical setting and patient care were
modification which is not systematic and rigorous may be concerned. Hasson (2000) pursued the entire population of
problematic. Without care, this could result in a self-fulfilling midwifery staff and students in the largest maternity hospital
prophecy where, like sheep, participants could be steered to in the Republic of Ireland. She too assumed that these were
agree on a highly visible issue in the literature. The researcher the most appropriate experts when it came to what was and
what was not a midwifery duty. In contrast, when investi- ‘personal touch’ as highlighted above and can be followed up
gating the future role of community nurses, Keeney (2000) using reminder letters and telephone calls. However, this may
selected her panellists on the principle of specialist inclusion. lead to researcher and subject bias and, as Beretta (1996)
She wanted to ensure that general medical practitioners, suggests, this could cause respondents to feel forced into
members of the public and the range of specialist community returning the questionnaire.
nurses had the opportunity to be involved. Hasson (2000) carried out her study in one large maternity
In summary, the fifth lesson is that there is no magic hospital where she included 90% of the staff. Therefore, all
formula to help researchers decide on who are the experts the participants knew that other colleagues were taking part
and how many there should be. Rather, as in other survey in the Delphi study. It is possible that some may have
techniques, this decision is often based on funding, logistics discussed their preferred responses with colleagues. This is a
and rigorous inclusion and exclusion criteria. limitation with any kind of self-report survey and it is
acknowledged that it may threaten quasi-anonymity. Keeney
(2000) was also aware that, while the participants in her
Lesson 6: Estimation of timeframe
study did not work together, they knew they were taking part
A critical factor in using the Delphi technique is time. This in the same study. This was because Keeney brought her
includes time to allow interviews to be undertaken, ques- entire sample together for a workshop at the start of the
tionnaires to be designed, distributed, returned, analysed and process to introduce them to the study. Accepting this, both
re-developed for subsequent rounds. This is something that Hasson and Keeney believe that, because participants were
can be underestimated by researchers using the Delphi aware that they were part of a larger research team, it helped
technique for the first time. Duffield (1993) reported that to increase response rates.
each round of the technique can take up to 8 weeks to In addition, a problem related to the iterative process
complete; this is a realistic approximation. While the studies within Delphi studies is the potential for experts to withdraw
outlined here were well planned and executed, each one of after the first round (Evans 1997). This behaviour may lead to
the authors underestimated the time it would take to gain a response bias if the attrition rate is substantial. For
consensus. For example, before entering the field, Hasson example, in Hasson’s (2000) study, round one was sent to
(2000) assumed it would take 3 months to complete the 194 qualified midwives and 79 student midwives. Despite the
Delphi process. In reality, it took over 4 months to complete use of follow up reminders and personal visits, 138 (68%)
because of the need to follow up non-respondents and the qualified midwives and 69 (87%) student midwives comple-
time needed to adequately analyse the data. Keeney’s (2000) ted and returned the questionnaire in round one. In round
study took 12 months to complete in total, with a full two, 100 (75%) (32) qualified midwives and 58 (84%)
6 months devoted totally to the Delphi stage of the study, (11) student midwives responded to the final Delphi
whereas McKenna took 16 months to complete his Delphi questionnaire. A number of techniques are offered to help
study. encourage non-respondents. For example, one technique is to
In summary, there is no doubt that a Delphi study is time- invite the experts to take part at the beginning, sending them
consuming. Researchers should consider that, while a single a postcard to return which lets them indicate if they would
questionnaire will provide respondents’ views or opinions on like to be included in the study or to decline. If they decline,
an issue, a Delphi study will provide a level of consensus or they are asked to provide the reason (for example, not
judgement among the respondents on the issue. The price for enough time) and these data then help to provide a fuller
this added value is time. picture of the final sample.
In summary, there is a possible weakness in the Delphi
technique in that anonymity cannot be guaranteed. While
Lesson 7: Anonymity vs. quasi anonymity
quasi-anonymity is possible, it can be threatened when the
According to Polit and Hunger (1995), true anonymity is study is carried out with work colleagues where they may
ensured when no one (including the researcher) can link a discuss the study. Nonetheless, knowing who the other
response to a respondent. Because of the iteration process respondents are can also help to increase participation.
inherent in the Delphi technique. True anonymity cannot be
guarantee: an individual panel member’s responses are
Lesson 8: Definition of consensus
unknown to other participants but they are known to the
researcher. McKenna (1994a) termed this ‘quasi-anonymity’. As outlined above, the raison d’être for using the Delphi
This means that non-respondents experience the important technique is to gain consensus or a judgement among a group
Conclusion
Lesson 10: Skills of the investigator
In this paper we present the major lessons we have learned in
The success of the Delphi technique relies upon the analytical employing the Delphi technique. As it can be applied in a
and administrative skills of the researcher. These include number of modified ways, not all of these lessons will be
establishing an administration system and analysing and applicable to all settings. Nevertheless, some issues presented
presenting both qualitative and quantitative data. While these in this paper, such as the selection of experts, quasi-
skills are not given much weight in the literature, their anonymity and consensus, are universal problems faced by
presence is vital for an effective and efficient Delphi study. researchers using this technique.
As stated above, the ‘classic Delphi’ collects qualitative Many challenges and questions are raised when using the
data in the first round and quantitative data in subsequent Delphi technique, but there is no doubt that it is an important
rounds. Little guidance is offered in the literature on the type method for achieving consensus on issues where none
of qualitative analysis to employ and how to present the previously existed. If researchers merely want to gauge the
results in the second round of the Delphi study. In the knowledge or opinions of a group of people, there are many
authors’ studies, opinions collected in round one were research approaches from which to choose. However, if they
content analysed, with similar items combined into themes. wish to establish consensus or obtain a judgement on an
These statements constituted the qualitative feedback to the issue, a Delphi survey may be the appropriate method.
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