Schizophrenia and Filicide: Teresa Ostler and Sandra Kopels

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58 Current Women’s Health Reviews, 2010, 6, 58-62

Schizophrenia and Filicide

Teresa Ostler* and Sandra Kopels

School of Social Work, University of Illinois at Urbana-Champaign, USA

Abstract: This article examines the contexts associated with the rare but serious issue of women with schizophrenia who
kill their children (filicide). It reviews some of the legal issues that arise in the aftermath of these filicides and discusses
therapeutic interventions.
Keywords: Schizophrenia, neonaticide, infanticide, filicide, insanity, unfit to stand trial, guilty but mentally ill.

INTRODUCTION Killing an older child is usually preceded by active


psychotic symptoms, [8] but multiple factors, such as stress,
Predicting which women with schizophrenia are at risk
impulsive behavior, an untreated illness, and poor support,
for filicide is extremely difficult, since the incidence is low
also contribute [7, 9].
[1]. This article explores different types of filicide by women
with schizophrenia and reviews legal issues and clinical Mothers who are psychotic and kill an older child differ
interventions. in important ways from women who kill when not psychotic
[9]. For women with psychosis, the filicides are generally
CONTEXTS OF DIFFERENT TYPES OF FILICIDE more violent and may involve a gun or knife, whereas
The term filicide includes both neonaticide (the killing of filicides that are committed by non-psychotic women are
a baby in the first day of life) and infanticide (the killing of a more likely to involve smothering a child. Women who are
baby in the first year of life). The killing of an older child is psychotic are typically older and better educated, and the
a third type of filicide. children they kill are older, compared to those of non-
psychotic women. Women with psychosis who kill a child
Neonaticide is closely associated with psychotic denial of rarely try to evade detection.
pregnancy in women with schizophrenia [2 and article by
Solari in this issue]. Women who have psychotically denied In the aftermath, women with severe mental illness
pregnancy may have intense psychological conflicts and who have committed filicide express deep regret about the
fears about pregnancy, sexuality and dependency [2]. Unpre- killings [6] and experience intense self-judgment and hate
pared emotionally for labor or delivery, the newborn baby [10]. In interviews conducted years after the filicides oc-
may be harmed either by the mother failing to seek immedi- curred, they express disbelief that they were capable of kill-
ate medical help at birth or by her battering the baby or ing their children and remain highly distressed by the
attempting to silence the babies’ cries [2]. thought that they might be a danger to other children. Recall-
ing and talking about the killings is difficult. For these moth-
Infanticide is associated with post partum psychotic ers, an acknowledgement of their illness appears to be an
illness [3 and article by Vigod and Ross in this issue]. Most important part of their attempts to come to terms with their
at risk are women whose psychosis is untreated and whose actions. Ongoing relationships with surviving children and
symptoms directly involve the baby. Infanticide may be other family members are seen by the women as crucial to
preceded by hearing voices that the baby will be saved from their rehabilitation [10].
disaster only by death or that someone will kidnap the baby
[4]. More rarely, it is preceded by the delusion that the baby Depression is an important risk factor [7]. A child’s per-
is defective [5] or evil [4]. sistent crying, increased stress, isolation, domestic violence,
substance abuse, and a history of personal childhood mal-
Multiple factors, including lack of support and fear of treatment are all stressors that can increase risk of filicide in
abandonment from a partner usually interact to increase depressed women with schizophrenia. For some women, the
the risk of infanticide. Clinicians should be alert to lack of persistent negative and self-defeating thoughts about the self,
support and fear of abandonment from a partner [6]. Other others and the future that are characteristic of depression
factors to monitor include: hostility or apathy towards the may contribute to hopelessness and increase risk for suicide.
baby, anxiety that leads to excessive rumination, failure to In this situation, a woman may decide to kill her children as
bond with the baby, projection of adult feelings onto the well as herself so as to not leave them behind.
baby, and difficulty in relating to the baby [7].
Risk of suicide is high after the killing and increases
during the time that a woman awaits her trial [11] and can
*Address correspondence to this author at the School of Social Work, recur at the anniversary of the child’s death or on the child’s
University of Illinois, 1010 West Nevada Street, Urbana, IL 61801, USA; birthday [7].
Tel: (217) 244-5233; Fax: (217) 244- 5220; E-mail: ostler@illinois.edu

1573-4048/10 $55.00+.00 © 2010 Bentham Science Publishers Ltd.


Schizophrenia and Filicide Current Women’s Health Reviews, 2010, Vol. 6, No. 1 59

LEGAL AFTERMATH defendants can be ordered to mental health facilities for


treatment of the underlying mental illness so that they will
Many countries have passed laws to cover situations
become fit to stand trial
where mothers kill their infants within the first year of the
infants’ lives. These countries use the British Infanticide Act Some mothers who have killed their children experience
as their model. The British Infanticide Act treats infanticide an improvement in their mental condition over time. Others
by a mother as a less severe crime than other homicides, and will voluntarily accept psychotropic medication, their symp-
is premised on the belief that a mother who kills her child toms will abate, and they will become fit to stand trial. Still
does so because her mind has not fully recovered from the other mothers might be forced to take medication involuntar-
effects of giving birth [12]. The British Infanticide Act no ily while in jail because of agitation or violent behavior. If
longer differentiates between neonaticide and infanticide; the their symptoms improve to the point where the mothers can
1922 version of the law was limited to mothers who kill the understand and cooperate in their defense, mothers face the
“newly born” while the current law, enacted in 1938, ex- very real possibility that they will stand trial for murder and
tended its coverage to children under the age of 12 months receive punishment if found guilty. As their symptoms im-
[12]. Upon a showing of a postpartum mental disorder, prove, mothers also may become more depressed as they
mothers who kill their children during the first year of life realize that they killed their children and begin to process the
are convicted of manslaughter, rather than murder, and gen- consequences of their actions.
erally receive lesser punishments, ranging from probation
and psychiatric treatment to life imprisonment [13]. The There are a small proportion of persons whose mental
British Infanticide Act has been replicated in varying forms conditions will not improve and they may never be deter-
in at least twenty-two other countries, including Australia, mined competent to stand trial. A person who is unfit to
Canada, Colombia, Finland, India, and Korea [14]. stand trial cannot be held indefinitely, however. Due to the
presumption of innocence under the law, the United States
The United States has not enacted an Infanticide Act, nor Supreme Court stated that due process requires that persons
is there a uniform approach to cases in which mothers kill charged with criminal offenses who are held solely because
their children. Instead, each individual state is free to choose of their incapacity to proceed to trial cannot be held more
its own approach to filicide cases. Moreover, within each than a reasonable period of time, the time necessary to de-
state, individual prosecutors have the discretion to choose termine whether there is a substantial probability that they
whether to prosecute the mother at all and for which specific will attain that capacity in the foreseeable future (Jackson v.
crimes. In most situations, the prosecutor will charge the Indiana, 1972) [16]. In almost every US state, once defen-
mother with some degree of murder, based on factors such as dants have been found to be incompetent to stand trial with-
the mother’s intent, the heinousness of the crime, the public out the substantial probability that they will become fit
outrage expressed, the prosecutor’s personal belief system, within a reasonable period of time, state statutes require
the potential jury’s sympathy for the mother, the availability them to be released and their charges dismissed. If they meet
of proof, and the likelihood of conviction. Prosecutors must
the standard for civil commitment, they can be transferred to
also determine whether they can meet their burden of proof,
a psychiatric hospital [17].
the “beyond a reasonable doubt standard” necessary for con-
viction in all criminal cases. INSANITY AS A DEFENSE
As in all crimes, a criminal act is accompanied by mens
Competency to stand trial is based on the mental state of
rea, the state of mind that indicates culpability for a particu-
the defendant at the time of trial. The legal definition of “in-
lar crime. If the prosecutor chooses to prosecute a mother for
sanity” relates to the mental state of the defendant at the time
killing her child, the mother’s mental condition becomes
the crime is committed. A finding of insanity allows a person
important to determine her intent. Additionally, her mental
who commits a crime to be relieved from culpability for the
state may serve as a bar to trying her for the crime or provide
crime. Insanity is a legal concept that requires more than the
her with a total or partial defense to the crime.
individual merely having a clinical diagnosis; persons can be
mentally ill and not be legally insane. Instead, to claim in-
COMPETENCE TO STAND TRIAL
sanity as a defense or to be “insane” means that an individual
A mother who kills her child as a result of her mental meets all of the criteria that the state requires in the legal
illness may or may not be competent to stand trial. To be definition of insanity that it adopts.
competent to stand trial, individuals must both understand
Mothers with schizophrenia who kill their children may
the nature and purpose of the charges filed against them and
have been insane when they committed their crimes. There
be able to assist their attorneys in defending against these
are two main formulations of the insanity defense currently
charges. While mental illness does not necessarily equate
in use. The first of these formulations is known as the
with being incompetent to stand trial, persons with
M’Naghten test, derived from an 1843 English case. The
schizophrenia and other psychotic disorders have the highest
M’Naghten test asks whether the defendant “was laboring
rates of impaired ability to stand trial when compared to all
under such a defect of reason, from disease of the mind, as
criminal defendants, including those with other forms of
not to know the nature and quality of the act he was doing;
mental illness [15].
or if he did know it, that he did not know he was doing what
Upon their arrest, mothers who kill their children are held was wrong” [18]. The M’Naghten rule finds defendants in-
in jail as they await trial, often receiving no treatment for sane only if they can prove that because of their mental con-
their illness. The severity of their mental health symptoms ditions, they either did not know right from wrong when they
may ebb and flow while incarcerated. In most states, unfit committed the crime or did not understand the nature and
60 Current Women’s Health Reviews, 2010, Vol. 6, No. 1 Ostler and Kopels

quality of the act [19]. The M’Naghten test is considered to The second major definition of insanity is that of the
be a purely cognitive test because it only focuses on the de- American Law Institute’s Model Penal Code, which provides
fendant's knowledge and not on her ability to control behav- that “a person is not responsible for criminal conduct if at the
ior [20]. Cognitive tests ask whether, at the time of the time of the conduct as a result of mental disease or defect he
crime, the defendant’s mental condition prevented him or her lacks substantial capacity either to appreciate the criminality
from knowing, appreciating, or understanding the nature of [wrongfulness] of his conduct or to conform his conduct to
his or her conduct or that it was morally or legally wrong the requirements of law” [23]. The Model Penal Code
[21]. A mother with schizophrenia who killed her children (MPC) contains two prongs: it combines the cognitive com-
would have to prove, through psychiatric testimony, that her ponent of the M’Naghten test with a volitional or control
delusional system prevented her from comprehending that component. A volitional test asks whether, as a result of a
killing her children was wrong. defendant’s mental condition at the time of the crime, he or
she was unable to control the conduct or to conform it to the
For example, in the case of Andrea Yates, the Texas
requirements of the law [24]. In a jurisdiction that uses the
mother who in 2001 drowned her five children, aged 7 years
MPC test, a mother with schizophrenia who killed her
to 6 months, a number of mental health professionals testi-
children would have to prove, through psychiatric testimony,
fied at her trial. All of the professionals on both sides of the
that her delusional system was so powerful that she was
case agreed that Mrs. Yates had a severe mental disease at
the time of the killings and knew that her conduct was unable to control her actions when she took her children’s
lives. The MPC formulation is considered to be the more
against the law. However, the psychiatric testimony differed
liberal test because the satisfaction of either the cognitive
over whether Andrea’s mental condition rendered her able to
or the volitional prong is grounds for an insanity defense
understand the wrongfulness of her conduct.
[19].
Dr. Park Dietz, the sole psychiatrist on behalf of the
Under the defense of diminished capacity, a defendant
prosecution, testified that Andrea knew that her conduct was
wrong. He based his opinion on: 1) Andrea’s belief that Sa- who suffers from an abnormal mental condition, which is
insufficient to meet the definition of insanity, can use the
tan put the thoughts about drowning her children in her mind
mental condition to negate the question of whether she pos-
and encouraged her to drown them; 2) Andrea decided to
sessed the requisite mental state for the charged offense.
conceal her beliefs about Satan and his influence, her
Based on psychiatric testimony, a court could find that, al-
thoughts of harming the children, and her plan to drown
though a mother with schizophrenia was not suffering from a
them from everyone; 3) Andrea believed that killing her
children would be a sin; and 4) Andrea knew when she killed mental condition that meets the legal definition of insanity,
her mental condition affected the intent aspect of the crime,
her children that society and God would judge her actions as
rendering her incapable of premeditation, deliberation, or
“bad” [22].
malice [24]. The diminished mental condition is taken into
Alternatively, Dr. Phillip J. Resnick, the primary forensic consideration in terms of sentencing and may result in the
psychiatrist for Yates’ defense, testified that Andrea did not mother being convicted of relatively lesser offenses that re-
know the wrongfulness of her conduct. Dr. Resnick based sult in imprisonment, rather than commitment to a mental
his opinion on 1) Andrea’s delusional belief that it was right institution [13].
to drown her children because they were not being raised
Some states have also created the Guilty but Mentally Ill
righteously and they would burn in hell if she did not drown
(GBMI) verdict in which the judge or jury may find that the
them while they were still innocent; 2) Andrea expected to
mother with schizophrenia has a mental illness but is not
be executed by the State and because Satan was within her,
legally insane at the time of the offense. The illness is not
Satan would also be executed; 3) Andrea suffered from
command hallucinations to kill her children yet she did not serious enough to justify the mother’s acquittal for the crime,
but still warrants a need for treatment. When an individual
kill them two years earlier because she did not believe it was
receives a verdict of GBMI, she is found guilty of the of-
in her children’s best interests to die at that time; instead, she
fense, is sentenced criminally for her crime and may or may
attempted suicide twice, rather than harming her children..
not receive treatment for her mental illness, depending on
When her psychotic symptoms recurred later, she delusion-
state law [25].
ally believed that the time was then right to kill the children
to save their souls; 4) Andrea made no effort to hide her Some mental health professionals testify as expert wit-
crime in spite of the delusional belief that TV cameras were nesses in the trials of women who kill their children. Their
monitoring her home. After killing her children, she called role is to evaluate the particular defendant’s mental state at
the police, remained at the crime scene and requested pun- the time of the crime and offer expert opinion on the
ishment for her actions; and 5) Andrea had no motive for mother’s ability to understand right from wrong or to formu-
killing her children other than her belief that she was saving late the intent to commit the acts. Expert witnesses are paid
their souls. She confessed that she was not angry with them by the prosecution, defense, or the court to provide testi-
because they had done nothing wrong [22]. mony that will aid the trier of fact in understanding issues
related to diagnosis, prognosis, mental illness and other
The jury that deliberated in Yates’ trial found her guilty
aspects of the case. Experts can offer opinions based on
of murder. On appeal, the verdict was overturned and a new
hypothetical situations, interpret facts, and draw conclusions
trial began. In the new trial, Dr. Resnick again testified and
[26].
also provided rebuttal testimony to Dr. Dietz’s testimony.
The second jury recognized that Andrea’s delusional system Clinicians who treat mothers who kill their children
caused her to think that what she did was right [22]. should not function as expert witnesses. Instead, treating
Schizophrenia and Filicide Current Women’s Health Reviews, 2010, Vol. 6, No. 1 61

clinicians may serve as fact witnesses, providing an account and guilt of having symptoms at a time when a mother
of the services they provide and the results of such services. should be happy.
Treating clinicians are concerned with the development of
When risk is unclear, a parenting assessment can estab-
the treatment relationship and the improvement of their
lish what risks a mother may pose as a parent and what in-
clients’ mental states. As their relationships develop with terventions could remediate the risks [30 and see article by
their clients, clinicians may not be sufficiently objective to
Seeman on parenting in this issue].
act as experts in their clients’ cases [27]. Although some
courts may allow the treating clinician to testify as an expert For therapeutic change to occur, risk factors need to be
witness, clinicians are encouraged to resist serving in both systematically targeted, starting with the most urgent ones
roles due to potential conflicts of interest [27]. first. What interventions are set in place will vary depending
Clinicians may accompany their clients to court through- on what risk factors are present, on their mutability, and on
mother’s willingness and ability to engage in treatment. Sta-
out the legal process and may have to deal with the anxiety,
bilizing the mother’s symptoms and helping her to manage
stress, depression or exacerbation of symptoms caused by
them through pharmacotherapy are central. Building the
court appearances. Even if they only testify to the facts about
mother’s support network is also imperative. Clinicians can
the treatment relationship, clinicians still need to understand
start by helping a mother to identify who is realistically or
legal issues related to filicide. Clinicians should keep in
mind that the law does not distinguish between depression, potentially available in her network. If women are isolated or
if their families are not supportive, identifying community
schizophrenia and other types of mental illnesses nor does it
supports will be important. Support groups provide a setting
consider previous hospitalizations, medication regimes or
where risks can be monitored and where mothers can meet
treatment. Instead, when mothers kill their children, the legal
mentors and other mothers. Individual psychotherapy can
questions are straightforward. Did the mother intend to kill
address emotional problems (see article by Miller on psycho-
her children? Did she act in a manner that demonstrates pre-
meditation? Do her mental or emotional problems rise to the therapy in this issue). When a mother’s experiences of
trauma negatively affect parenting, parent-child psychother-
level of insanity under the law? Should she be punished
apy can help a mother to better appraise signals of danger to
criminally or excused from responsibility for her acts be-
herself and her children while mobilizing her capacity for
cause of her mental condition?
self-protection and protection of the children [31]. Crisis
CLINICAL INTERVENTIONS intervention, including inpatient hospitalization, may be
needed if a mother becomes suicidal (see article in this issue
A significant number of at-risk women with mental ill- by Spielvogel and Lee on inpatient treatment). Having a plan
ness come to the attention of mental health professionals in place for alternate care for her children is essential.
before a filicide occurs [28]. Potential risks might be de-
tected by health professionals who come into contact with Treating a woman with schizophrenia who has killed a
mothers in the peripartum period. Since risk for neonaticide baby or child can be challenging. Clinicians should be aware
is higher in women with schizophrenia who psychotically that women in this situation face an arduous and painful
deny that they are pregnant, clinicians should pay close at- pathway. Once arrested, a mother’s life will be filled with
tention to mothers’ responses and consider the pros and cons court appearances and incarceration. She may receive no
of psychotropic medication [2]. treatment for her illness. Relationships with her family and
partner may breakdown and the woman may experience in-
Acute psychotic symptoms in the postpartum period tense self-hate, guilt, remorse, and grief while likely facing
or later are an important context for neonaticide and for extreme stigma and isolation.
filicides involving older children, especially if the symptoms
directly involve the children. Mental illness symptoms that Treatment requires a multifaceted approach. Stabilizing
clinicians should be alert to include: aggressive, violent or and treating a mother’s symptoms with pharmacotherapy is
unpredictable behavior, presence of suicidal or homicidal typically followed by individual psychotherapy to address
ideation, deteriorating judgment, presence of command issues of guilt, self-hate, remorse, and grief. Clinicians need
hallucinations, and rapidly changing mental states [29]. to communicate honestly with mothers and strive to be ob-
jective. Crisis intervention, including inpatient hospitaliza-
Screening for symptoms of depression is imperative tion, may be necessary if a mother becomes seriously de-
in the peripartum period and later as this is an important pressed or suicidal. Clinicians should be aware of strong
context in which filicide and suicide may occur. Women counter-transference responses, including anger and rescue
with schizophrenia who have a family or personal history of wishes, as they can influence the ability to treat [32].
depression are more prone to become depressed postpartum,
so inquiring into a mother’s history can be critical. Poor In both preventive and interventive efforts, clinicians
support, isolation, marital violence, a baby with a difficult should keep in mind that mothers will be more likely to seek
temperament, financial difficulties, and high stress levels help and to stay in treatment if help is offered in a nonjudg-
can also increase risk. When speaking to pregnant women mental way. If clinicians can tolerate intensively negative
or mothers, clinicians should ask mothers directly about feelings, mothers will be more likely to reveal any frighten-
whether they have thoughts of harming their children. If ing thoughts they may have.
a mother is suicidal, asking about plans for the children is
imperative. Clinicians should keep in mind that women may CONCLUSION
be reluctant or ashamed to reveal symptoms they are experi- Filicide is extremely rare in women with schizophrenia,
encing. This can occur out of paranoia or from the shame but it receives high media attention. Clinicians who treat
62 Current Women’s Health Reviews, 2010, Vol. 6, No. 1 Ostler and Kopels

mothers who have killed a child will need to understand le- [15] Marshall JR. Two standards of competency are better than one:
gal issues mothers will face. They will also need to know the Why some defendants who are not competent to stand trial should
be permitted to plead guilty. U Mich J Law Reform 2004; 37:
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approach will include pharmacotherapy, individual psycho- [16] Jackson V. Indiana, 406 U.S. 715 (1972).
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cide. In: Spinelli MG Ed, Infanticide: Psychosocial and legal per-
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Received: August 01, 2009 Revised: September 15, 2009 Accepted: November 01, 2009

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