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A Transdisciplinary Framework

for SLA in a Multilingual World


THE DOUGLAS FIR GROUP1

THE PHENOMENON OF MULTILINGUALISM indigenous, minority, or heritage languages, (b)


is as old as humanity, but multilingualism has to explain the linguistic processes and outcomes
been catapulted to a new world order in the of such learning, and (c) to characterize the lin-
21st century. Social relations, knowledge struc- guistic and nonlinguistic forces that create and
tures, and webs of power are experienced by many shape both the processes and the outcomes. One
people as highly mobile and interconnected—for of many contributors of knowledge into the learn-
good and for bad—as a result of broad socio- ing and teaching of languages in the wider field
political events and global markets. As a con- of applied linguistics, SLA remains focused on
sequence, today’s multilingualism is enmeshed understanding linguistic development in an addi-
in globalization, technologization, and mobility. tional language. Begun as an interdisciplinary en-
Communication and meaning-making are often deavor over half a century ago (e.g., Corder, 1967;
felt as deterritorialized, that is, lived as something Selinker, 1972), SLA’s early research efforts drew
“which does not belong to one locality but which on scholarly developments from the fields of lin-
organizes translocal trajectories and wider spaces” guistics and psychology and drew on practical con-
(Blommaert, 2010, p. 46), while language use and cerns for language pedagogy in the post-World
learning are seen as emergent, dynamic, unpre- War II era (see Huebner, 1998). In the early 1980s,
dictable, open ended, and intersubjectively nego- Hymes’s (1974) work in sociolinguistics and his
tiated. In this context, increasingly numerous and notion of communicative competence were in-
more diverse populations of adults and youth be- strumental in the reconceptualization of profi-
come multilingual and transcultural later in life, ciency in a second language (Canale & Swain,
either by elective choice or by forced circum- 1980) and thus in expanding SLA constructs (see
stances, or for a mixture of reasons. They must Hornberger, 2009). However, the legacy of lin-
learn to negotiate complex demands and oppor- guistics and psychology meant that most the-
tunities for varied, emergent competencies across ories and insights remained strongly cognitive
their languages. Understanding such learning re- in orientation and generally ignored other re-
quires the integrative consideration of learners’ search, such as Labov’s (1970, 1972) in variation-
mental and neurobiological processing, remem- ist sociolinguistics (Tarone, 1979, 1988). A pro-
bering and categorizing patterns, and moment- cess of epistemological expansion was initiated in
to-moment use of language in conjunction with a the late 1980s and reached momentum by the
variety of socioemotional, sociocultural, sociopo- late 1990s (Block, 2003; Firth & Wagner, 1997;
litical, and ideological factors. Lantolf, 1996), resulting in a field that has un-
The field of second language acquisition (SLA) dergone enormous interdisciplinary growth in
seeks (a) to understand the processes by which the last 25 years or so (Atkinson, 2011; Swain &
school-aged children, adolescents, and adults Deters, 2007).
learn and use, at any point in life, an ad- In part, the expansion has been driven by an
ditional language, including second, foreign, increase in the number of researchers from a
wider range of intellectual traditions and disci-
The Modern Language Journal, 100 (Supplement 2016) plinary roots who are interested in the study of
DOI: 10.1111/modl.12301 language learning by adults and youth. Inform-
0026-7902/16/19–47 $1.50/0 ing their research efforts are concepts, theories,

C 2016 The Modern Language Journal and methodologies from fields that are more
20 The Modern Language Journal, 100, Supplement 2016
socially attuned, including anthropology, cogni- SLA in the 21st century, (c) to serve as a plat-
tive science (particularly in its variants of cog- form for the development of practical, innovative,
nitive integration, situated cognition, and niche and sustainable solutions that are responsive to
construction), education, and sociology. Various the challenges of language teaching and learn-
areas that are considered subfields of linguis- ing in our increasingly networked, technologized,
tics and/or psychology entered the SLA scene and mobile worlds, and (d) to improve commu-
thereafter and have contributed to this expan- nication with a wider range of audiences, espe-
sion as well, such as anthropological linguistics, cially any and all stakeholders that SLA investi-
cognitive linguistics, corpus linguistics, cultural gates or whom it hopes to benefit, so they can
psychology, developmental psychology, neurolin- use SLA work to improve their material and social
guistics, bi/multilingualism, sociolinguistics, and conditions.
systemic-functional linguistics. The document presents the framework using
Beyond the enrichment brought on by this in- the following progression: We first position our-
terdisciplinary expansion, our present collective selves as authors in relation to the field of SLA.
text is motivated by the conviction that SLA must We then explore the changing nature of lan-
now be particularly responsive to the pressing guage learning and teaching in a multilingual
needs of people who learn to live—and in fact world. Those considerations usher in our bid for
do live—with more than one language at various transdisciplinarity. We describe the framework it-
points in their lives, with regard to their educa- self in terms of 10 closely interrelated themes.
tion, their multilingual and multiliterate develop- After briefly recapitulating them we sketch out
ment, social integration, and performance across some forward directions for language learning
diverse contexts. A new SLA must be imagined, and teaching that it implies and conclude with an
one that can investigate the learning and teaching invitation to vigorous and fruitful professional de-
of additional languages across private and pub- bate of our proposal.
lic, material and digital social contexts in a mul-
tilingual world. We propose that it begin with the POSITIONING OURSELVES IN RELATION TO
social-local worlds of L2 learners and then pose THE FIELD OF SLA
the full range of relevant questions—from the
neurobiological and cognitive micro levels to the In order to provide an interpretive context
macro levels of the sociocultural, educational, ide- for the rest of the document we would like to
ological, and socioemotional. explain who we are and how the present text
To meet this challenge, we offer here a came about. The framework proposed here is
framework for SLA that is transdisciplinary. In the result of intensive collaboration over an ex-
agreement with scholars who have called for tended period of time2 among a group of 15
transdisciplinarity in other domains of applied scholars with different theoretical roots, includ-
linguistics (e.g., Hornberger & Hult, 2006), ing in no particular order: sociocultural theory
we characterize such a framework as problem- (Johnson, Lantolf, Negueruela, Swain), language
oriented, rising above disciplines and particular socialization theory (Duff), social identity theory
strands within them with their oftentimes strong (Norton), complexity and dynamic systems the-
theoretical allegiances. It treats disciplinary ory (Larsen–Freeman), usage-based approaches
perspectives as valid and distinct but in dialogue (Ellis, Ortega), the biocultural perspective (Schu-
with one another in order to address real-world mann), ecological and sociocognitive approaches
issues. Specifically, it seeks to integrate the many (Atkinson), variationist sociolinguistics (Tarone),
layers of existing knowledge about the processes systemic functional linguistics (Byrnes, Doran),
and outcomes of additional language learning by and conversation analysis (Hall). Many but per-
deriving coherent patterns and configurations of haps not all of us would consider SLA as one of
findings across domains and “over many different the main research communities in which we par-
levels of granularity and timescale” (N. C. Ellis, ticipate actively. We find it a strength that our
2014, p. 399). disciplinary and theoretical allegiances with SLA
In making this proposal we have four aims: should be so varied. Our views are also enriched
(a) to advance fundamental understandings of by the diverse parts of the world in which each of
language learning and teaching, including un- us has worked, done research, and collaborated
derstandings of linguistic development in an with others. Nevertheless, we must recognize that
additional language, taking into account forces our affiliation with institutions in only two parts of
beyond individual learners, (b) to promote the the world, the United States and Canada, bound
development of innovative research agendas for our intellectual views.
The Douglas Fir Group 21
We also make explicit four fundamental when new languages are being learned later in
choices of wording and substance with regard to life (N. C. Ellis, 2015; Lee et al., 2009; MacWhin-
the discipline of SLA, because they have conse- ney, 2012). Consequently, we define the object
quences for positions taken in this document. of inquiry of SLA as additional language learn-
First, in negotiating our successive drafts, we ing at any point in the life span after the learn-
felt uneasy about certain labels. All labels come ing of one or more languages has taken place in
with a disciplinary history, but in SLA many are the context of primary socialization in the fam-
encumbered by deficit ideologies that have come ily; in most societies this means prior to formal
to be contested (Block, 2003; Cook, 2002; Firth schooling and sometimes in the absence of liter-
& Wagner, 1997; Kubota, 2009; Larsen–Freeman, acy mediation. Thus, not only the timing but also
2014a; May, 2011; Norton & Toohey, 2011; Or- instruction and literacy development constitute
tega, 2014b). For example, the language that is three sites of difference that distinguish the ob-
learned is often referred to as a ‘second language’ ject of study in SLA from that in two neighboring
(L2), at times an ‘additional language.’ The peo- fields which, like SLA, are primarily concerned
ple who do the learning are called ‘L2 learners,’ with language development, namely monolingual
but they can also be referred to as ‘L2 users’ or as first language acquisition (Ambridge & Lieven,
‘(late) bi/multilinguals.’ In the particular case of 2011) and bilingual first language acquisition (De
learning English in the United States, they have Houwer, 2009). In both, the focus of interest is
recently been designated as ‘long-term English primary socialization inside the family, in other
learners’ and, even more pointedly, as ‘English words, the period from birth to right before for-
learners at risk of becoming long-term mal schooling and literacy enter children’s lives.
English learners’ (cf. Olsen, 2010). What is Third, through the prolonged and open inter-
being learned is denoted with the nouns ‘acqui- actions that yielded this document all the authors
sition,’ ‘learning,’ and ‘development,’ sometimes came to see our ontologies and with them our the-
used synonymously as alternative options, some- ories of language and learning as broadly com-
times in strong opposition to each other. Our patible in important ways, despite their different
own attempt to navigate and resist facile yet optics. When explaining what language is, our var-
consequential labels has been to choose less ious theoretical understandings emphasize three
deficiency-oriented options where this was pos- attributes as central: meaning, embodiment, and
sible, though some nonsignificant alternation self-adaptive local emergence of patterning. Fur-
among terms occasionally seemed unavoidable. ther, when it comes to explaining what learn-
Second, the timing of learning also posed un- ing is, at least conceptually and often empirically,
comfortable challenges. On the one hand, it is our various theories stipulate the mutual entail-
crucial in the definition of SLA’s object of in- ment of the cognitive, the social, and the emo-
quiry (as the traditionally used adjective ‘second’ tional. This broad ontological agreement is not
indicates). On the other hand, the disciplinary shared among all theories of SLA and, indeed, the
understanding of what constitutes ‘a late(r) tim- group authoring this text did not include schol-
ing’ is itself a matter of unresolved theoretical ars representing theories that define language
debate. For SLA researchers who interpret the ex- as a bounded system of formal rules and con-
tant empirical evidence to be in support of a crit- ceptualize learning as a solely or primarily cog-
ical period for the learning of human language nitive phenomenon. These other theories have
(e.g., Hyltenstam & Abrahamsson, 2003), the certainly shaped SLA as a field and contribute
purview of SLA should be postpubescent learners. valuable knowledge about the research questions
We distance ourselves from that position and in- they pursue. However, we believe that the alter-
stead side with those who find the empirical evi- native ontologies we espouse are needed if re-
dence about critical periods thus far inconclusive searchers are to be able to shed a stronger empir-
and therefore remain agnostic about them (e.g., ical light on how multilingualism unfolds in the
Birdsong, 2014; Muñoz & Singleton, 2011). More- lives of people across their private, public, mate-
over, although we acknowledge competing theo- rial, and digital social contexts.
ries that posit a marked difference in processes Fourth and finally, we embrace explicit edu-
and mechanisms before and after a certain age cational goals for the field (e.g., Byrnes, Weger–
(e.g., Bley–Vroman, 2009; Paradis, 2009; Ullman, Guntharp, & Sprang, 2006; Duff & Li, 2009;
2005), we favor a fundamental continuity hypoth- Johnson, 2009; Lantolf & Poehner, 2014; Larsen–
esis: To us, there is good reason to consider the Freeman & Anderson, 2011; Norton & Toohey,
processes involved in the learning of first lan- 2004; see Swain & Johnson, 1997, for bilingual
guages to be largely the processes also at work and immersion education, particularly for
22 The Modern Language Journal, 100, Supplement 2016
younger learners). In this, we side with many (but Heller, 2012); efforts to differentiate and disem-
not all) SLA researchers. The National Federa- power social groups ethnically, culturally, and reli-
tion of Modern Language Teachers Associations giously; and the continued influence and reentex-
(NFMLTA), a major activity of which is the pub- tualization of the nation-state, a market economy,
lication of The Modern Language Journal, declares and social inequality (Appadurai, 1996). Global-
as its main mission “the expansion, promotion, ization, technologization, and mobility, however,
and improvement of the teaching of languages, are forces that exert especially profound and con-
literatures, and cultures” (NFMLTA, undated, tinuous pressure on what it means to learn and
see: http://nfmlta.org/). We share this aspira- use more than one language. As such, they com-
tion to impact language education and offer our pel the research community to train its eyes with
position here as one that is relevant not only to utmost scrutiny to how it investigates and comes
language theory and additional language learn- to know its object of study (Reyes, 2013, p. 374).
ing but also—and crucially—to the teaching of New mobile technologies that increasingly in-
languages. In our estimation, then, SLA, precisely tegrate in complex ways diverse data sources and
because of its unmistakable focus on language networks have reached even seemingly remote
development, ought to contribute useful knowl- corners of the globe and are changing L2 users’
edge for the improvement of education and worlds. We have come to understand that they are
instruction of any and all languages, including neither neutral nor innocent but, in oftentimes
English with its special status as a global language. subtle ways, reproduce social, economic, and cul-
As we assert and affirm this link (see also Bygate, tural inequalities (e.g., van Deursen & van Dijk,
2004; R. Ellis, 2010; Ortega, 2005), we readily 2014). At the same time, they have also trans-
acknowledge that in this document we draw little formed the ways in which language learners in-
on the extensive language teaching scholarship terpret and make meaning, and thus the ways in
that exists (Borg, 2015; Burns, 2010; Johnson, which they need and want to use language. For
2009; Kubanyiova, 2014; Kubanyiova & Feryok, example, although meaning and communication
2015) or say little about the teachers who do this were always multimodal, using the many technolo-
work. Instead, we focus on research into language gies of the body (Mauss, 1973), with new tech-
learning and language learners/users. We are nologies multimodality has reached a qualitatively
also aware that we run the risk of positioning SLA new level. Graphic, pictorial, audio, physical, and
researchers as ‘telling’ language teachers what to spatial patterns of meaning are integrated within,
do or how to think about who, what, and how they and even supplant, traditional spoken and written
are to teach, thereby potentially leaving out their texts (The New London Group, 1996). Notions of
voices, their worlds, or their work. Even so, we space and time collapse online, and boundaries
wish to affirm, both as a statement of belief and as between private and public, real and virtual be-
a statement of aspiration, a strong commitment come blurred (Thorne, 2013). New technologies
on the part of SLA to language teaching and ed- have also created new forms of leisure and new
ucation and express the hope that this document opportunities not only for exchanging and inter-
might, in time, foster more collaborative forms of preting information but also for authoring knowl-
engagement between teachers and researchers. edge and art and for building social networks “in
the digital wilds” (Thorne, Sauro, & Smith, 2015,
THE CHANGING NATURE OF LANGUAGE p. 215). As a result, the very scope and constitu-
LEARNING AND TEACHING IN A tion of communication practices between individ-
MULTILINGUAL WORLD uals and within and across social groups and com-
munities worldwide have also changed: They have
In today’s multilingual world, the rising tide created new needs for new language and new real
of globalization has penetrated all aspects of L2 and imagined discourse communities, and they
learners’ lifeworlds. Amidst globally felt changes have also created new desires for new products,
that seem to occur in breathtaking succession, two commodities, and processes, such as online learn-
closely related phenomena of particular durabil- ing. The future is a moving target, and in coming
ity have been technologization and mobility. We years the emerging new technologies that people
have chosen to emphasize globalization, technol- will want to use in their multiple languages in-
ogization, and mobility for their potential to fa- clude mobile devices, game-based learning, and
cilitate grass-roots agency and action. At the same (further on the horizon) gesture-based comput-
time, we do not wish to naïvely deny the contin- ing and learning analytics (e.g., Spector, 2013).
ued existence of traditional power dynamics, such In turn, educators will want to exploit them for
as the commodification of language (Duchêne & transforming and expanding opportunities for
The Douglas Fir Group 23
the learning and teaching of languages (Kern, plicity of languages, discourses, literacy practices,
2014; Thorne, 2013). and interlocutors. It is thus not surprising that
The fabric of L2 learners’ social groups and in these superdiverse environments, transformed
communities has also been altered by mobility, a as they are by digital means for communicating
term which denotes global movements not only across geographical boundaries and by expand-
of people, but also of objects, capital, and in- ing opportunities for learning and using addi-
formation across the globe. The movement of tional languages, the once normative dichotomies
people is of great consequence for understand- in SLA of the ‘second’ and the ‘foreign’ (more
ing today’s multilingualism, especially the form recently applied as well to the ‘heritage’ and
of human mobility related to migration known the ‘indigenous’) language context or the ‘real
as transnationalism, or “the crossing of cultural, world’ and the ‘classroom’ setting become in-
ideological, linguistic, and geopolitical borders creasingly questionable. Affordances for language
and boundaries of all types but especially those learning and use arise in multilingual and mul-
of nation-states” (Duff, 2015, p. 57; see also timodal encounters with different interlocutors
Appadurai, 1996). The patterns of such crossing for diverse purposes, across space and time, and
or movement, as Duff notes, are further com- in face-to-face and virtual contexts. Moreover, the
plicated by virtual and multigenerational expe- diversity of contemporary life outside of class-
riences as well as by temporary mobility pat- rooms is transforming language classrooms, mak-
terns, for example, involving short-term sojourn- ing them into “complex communicative space[s]
ers for tourism, study abroad, or work—and also criss-crossed with the traces of other communica-
by the multiple boundary crossing experiences tive encounters and discourses both institutional
of returnees (Kanno, 2003; Kubota, 2013a). The and everyday” (Baynham, 2006, p. 25). It is then
large-scale movement (including migration) of not surprising that the expanded potential for
individuals, families, and larger social groups meaning-making also harbors enormous poten-
around the world, along with the movement of tial for miscommunication, as attested in major
information and various forms of capital, creates social tensions at all levels of communication in
communities that are linguistically, socially, and our world—among individuals and groups, within
culturally extraordinarily diverse. To be sure, mul- countries, across countries and regions, and
tilingual communities have long existed in tra- globally.
ditional cultures around the globe. In parts of
Africa, for example, it is common and, indeed, A BID FOR TRANSDISCIPLINARITY
expected, for communities to function through
multiple languages, so much so that the languages To make sense of the varying processes and
themselves become ‘invisible’ in many commu- outcomes of additional language learning arising
nities. One might say, then, that what globaliza- from contemporary conditions, SLA and other
tion has accomplished is a heightened awareness applied linguistics researchers have looked to
of the reality of multilingualism in Western soci- other disciplines for insights and research di-
eties, which had accepted the monolingualism of rections. These explorations have resulted in a
the nation-state as the ‘real norm.’ Indeed, diver- wealth of approaches to the study of L2 learning
sity is now being felt on an unprecedented scale, and teaching that coexist nowadays in addition
prompting anthropologists and, subsequently, so- to the historically dominant cognitive and linguis-
ciolinguists and scholars in many other social tic approaches (Atkinson, 2011). Among others,
science fields to use the term superdiversity these include non-mainstream approaches rep-
(Vertovec, 2007, 2015). resented by the present authors. These newer
Mobility and migration have triggered transna- approaches to SLA have had a marked impact
tionalism and superdiversity and spawned an on- on the breadth and complexity of studies ex-
going process of deterritorialization of meaning- amining second, foreign, indigenous, and her-
making. As a result, communication now well- itage language learning. However, they “have led,
nigh requires the expansion of creative strate- with a few exceptions, independent and even
gies from language users as they negotiate so- isolated existences” (Atkinson, 2011, p. xi). Cit-
cial and linguistic action in the face of mini- ing the dangers of such isolation for advanc-
mal common ground and maximal semiotic de- ing knowledge, some scholars have argued for
mands (Canagarajah, 2013; Kramsch, 2009): Het- engagement across perspectives and, where possi-
erogeneous forms of social activity and options ble, the construction of bridges or broader frames
for participating in them emerge from mobility of reference in which the complementarities (and
and transnationalism, by way of involving a multi- differences) are visible (Hulstijn et al., 2014).
24 The Modern Language Journal, 100, Supplement 2016
Others have argued that such bridge building ing language, and moment-to-moment language
may have limited usefulness in that “no matter use.
how much traffic crosses the bridges, the abyss
[to be bridged] is still there” (Lantolf, 2014, THE FRAMEWORK
p. 370).
As a group, we have come to appreciate sev- Our framework encompasses a growing body
eral important strengths of transdisciplinarity of theories and research, although we can
(Larsen–Freeman, 2012). Indeed, we see an in- do no more than refer to citations that are
teresting parallel between the mobility of people representative, rather than inclusive or ex-
and transnationalism and the multidirectional, haustive, of the relevant research. Inspired by
rhizomatic information flows enabled by tech- Bronfenbrenner’s ecological framework for
nology and transdisciplinarity. Epistemologically, human development (Bronfenbrenner, 1979;
transdisciplinarity aspires to transcend the bound- Bronfenbrenner & Morris, 2007), our integrated
aries of disciplines and generate knowledge that representation of the multilayered complex-
is more than the sum of a discipline-specific col- ity of L2 learning distinguishes three levels of
lection of findings (Halliday, 1990/2001). Rather mutually dependent influence (cf. Ricento &
than privileging the disciplines “as the locus of in- Hornberger, 1996). As shown in Figure 1, we see
tellectual activity, while building bridges between L2 learning as an ongoing process that begins
them, or assembling them into a collection,” Hal- at the micro level of social activity (the smallest
liday advocates creating “new forms of activity concentric circle), with individuals recruiting
which are thematic rather than disciplinary in their neurological mechanisms and cognitive and
their orientation” (1990/2001, p. 176). As Hult emotional capacities and engaging with others
(2011) notes, a transdisciplinary approach “lends in specific multilingual contexts of action and
itself to a certain intellectual freedom but also interaction, resulting in recurring contexts of use
to practical and conceptual challenges to be con- that contribute to the development of multilin-
sidered along all phases of the research process” gual repertoires (Rymes, 2010). The engagement
(p. 19). Closer to the ground, in its methodolog- in these contexts uses all available semiotic
ical orientation, transdisciplinarity seeks to help resources, including linguistic, prosodic, interac-
solve problems in socially useful and participant- tional, nonverbal, graphic, pictorial, auditory, and
relevant or emic ways with whatever theoretical- artifactual resources. These contexts are situated
analytical tools are required (e.g., Bigelow, 2014). within and shaped at a meso level (the middle
Mixed methods research that carefully considers concentric circle) by particular sociocultural
the contexts of language teaching and learning institutions and particular sociocultural commu-
seems to be particularly well suited to this task nities, such as those found in the family, school,
(cf. J. D. Brown, 2014; Hashemi & Babaii, 2013; neighborhood, places of work, places of worship,
Mackey & Gass, 2015). In both the sciences and social organizations like clubs, community sports
the humanities, the movement to transdisciplinar- leagues, political parties, online forums of various
ity can also aspire to become a transgressive cri- kinds, and so on. Importantly, the institutions
tique of normal science and normative knowledge and communities at the meso level are power-
(J. T. Klein, 2014), inviting individual researchers fully characterized by pervasive social conditions
to turn critical moments of recognizing differ- (e.g., economic, cultural, religious, political),
ence into opportunities for trusting communica- which affect the possibility and nature of persons
tion and enrichment across epistemic boundaries creating social identities in terms of investment,
(Holbrook, 2013). agency, and power. Together, these institutions,
We thus offer a transdisciplinary framework communities, conditions, and possible identities
that assumes the embedding, at all levels, of so- provide or restrict access to particular types of
cial, sociocultural, sociocognitive, sociomaterial, social experiences. Finally, at the macro level (the
ecosocial, ideological, and emotional dimensions. largest concentric circle) there are large-scale,
Its goal is to meet the challenge of responding to society-wide ideological structures with particular
the pressing needs of additional language users, orientations toward language use and language
their education, their multilingual and multiliter- learning (including belief systems and cultural,
ate development, social integration, and perfor- political, religious, and economic values) that
mance across diverse globalized, technologized, both shape and are shaped by sociocultural
and transnational contexts. It does so by pursu- institutions and communities (middle circle)
ing an integrative consideration of learners’ men- as well as by the agency of individual members
tal and neurobiological processing, remember- within their locally situated contexts of action
The Douglas Fir Group 25
FIGURE 1
The Multifaceted Nature of Language Learning and Teaching

MACRO LEVEL
Belief Systems
Cultural Values
OF
Political Values IDEOLOGICAL STRUCTURES
Religious Values
Economic Values

MESO LEVEL
OF Social Identities
SOCIOCULTURAL INSTITUTIONS
AND COMMUNITIES

Families
MICRO LEVEL Schools
Semiotic Resources OF Neighborhood
Linguistic SOCIAL ACTIVITY Places of Work
Prosodic Places of Worship
Interactional Social Organizations
Nonverbal
Graphic
Pictorial
Auditory
Artifactual

and interaction (smallest circle). While each of communication and learning in their multilin-
the three levels represented in Figure 1 has its gual lifeworlds. Another goal is to foster in learn-
distinctive characteristics, no level exists on its ers a profound awareness not only of the cultural,
own; each exists only through constant interac- historical, and institutional meanings that their
tion with the others, such that each gives shape to language-mediated social actions have, but also,
and is shaped by the next, and all are considered and just as importantly, of the dynamic and evolv-
essential to understanding SLA. They persist only ing role their actions play in shaping their own
through constant interaction with each other and others’ worlds. Learners as language users
and so exist in a state of continuous change (cf. have this power via the semiotic resources they
Fairclough, 1996; Larsen–Freeman & Cameron, choose to use and respond to in their interactions
2008). with others. In short, the framework is intended to
The framework is built on an understanding help multilingual users to thrive with and through
that, ideally, should foster two goals of additional their very multilinguality by the kind of research
language learning and teaching. One goal is to and practice it advocates.
expand the perspectives of researchers and teach- Pursuit of these goals crucially necessitates
ers of L2 learners with regard to learners’ diverse several constructs. One is the construct of commu-
multilingual repertoires of meaning-making re- nity, including speech communities (Gumperz,
sources and identities so as to enable their par- 1968), discourse communities (Swales, 1990,
ticipation in a wide range of social, cognitive, pp. 21–32), and communities of practice
and emotional activities, networks, and forms of (Lave & Wenger, 1991). These notions have
26 The Modern Language Journal, 100, Supplement 2016
contributed substantially to capturing the social dynamic, and holistic (Larsen–Freeman, 1997;
nature of language learning. Most recently, the Tarone, 1983).
construct has become contested among other The totality of a speaker’s semiotic resources
reasons because of its inability to capture ade- must be considered her or his communicative
quately powerful social relationships outside the and interactional competence. It goes without say-
community, with individual networks of practice ing that our invoking the term ‘competence’ is
being suggested instead in order to describe markedly different from its use by Chomsky, per-
people’s engagement with other users and learn- haps even its use by Hymes. Multilingual speakers
ers of language (cf. Zappa–Hollman & Duff, will deploy their semiotic resources by choosing
2015). Norm and choice, identity and agency are across their languages and/or varieties and regis-
other important constructs. It is communities ters in response to local demands for social action.
or, as appropriate, social networks that give rise Multilinguals are well documented as handling
to always-changing but nevertheless operational this rich semiotic repertoire flexibly, sometimes
norms of language use, form, and function, keeping the languages separate, at other times al-
together with exploitable potentials for novel ternating them, mixing them, or meshing them.
meaning-making through language choice. Both The competence of multilingual speakers is the
language norms and language choice must be holistic sum of their multiple-language capacities
developed through experience and both must (Blackledge & Creese, 2010; Cook & Li Wei, 2016;
be recognizable as such by a given community of Grosjean, 1989; He, 2013). Their multilingualism
users and more locally by a given co-interlocutor, “is fluid, not fixed: difficult to measure, but real”
if learners are to participate in particular types (Gorter, 2015, p. 86).
of discourse as legitimate speakers with the right Learners’ developmental trajectories, medi-
to be interpreted favorably and to impose mean- ated by the opportunities and struggles of their
ing and position themselves in a desirable light multilingual lifeworlds, vary in and outside of
(Norton, 2013). In other words, flexible com- the classroom. Some people develop compre-
petencies over both norm and choice allow the hensive and elaborate repertoires of multilin-
speakers/writers to present themselves and their gual semiotic resources, while others develop
views in a particular way, not only accomplishing more specialized resources linked to particu-
successful referential communication goals but lar contexts (e.g., technical L2 vocabulary for
also reflecting the person’s fashioned identity in academic, specific, or vocational purposes). Yet
relation to the topic and audience members. others craft minimal, transitory competences
Thus, learning such discursive norms and choices based on snippets of additional languages (e.g.,
further enables new language users not only isolated greeting/leave-taking patterns like hola
to participate in discourse but also to exercise from Spanish or sayonara from Japanese; see
agency, that is, to negotiate some impact on their Blommaert & Backus, 2011), or bricolage and
local contexts and on the improvement of their mesh resources from multiple languages and va-
material and social worlds (Byrnes, 2014b; Miller, rieties (e.g., hip hop varieties; Alim, Ibrahim,
2014). & Pennycook, 2009). Still others appropriate
Ensuing from the framework are 10 funda- limited linguistic repertoires for purposes of
mental themes. They obtain from the characteris- identity performance, play, and styling (Broner
tics of the three levels, their interconnectedness, & Tarone, 2001; Li Wei & Zhu, 2013; Ramp-
and their potential as affordances (Gibson, 1979), ton, 2013). Other language users may imag-
that is, their potential to offer action possibili- ine themselves to remain steadfastly monolin-
ties that can be appropriated, negotiated, trans- gual, discounting their multilectal and multireg-
formed, and made into means or constraints for ister competencies. And despite increased and
L2 researching, learning, and teaching. In the re- varied social encounters marked by extensive
mainder of the article we present each theme in use of multilingual resources, some may insu-
turn. late themselves from other languages by choice
or circumstance. Further shaping what it means
1. Language Competencies Are Complex, Dynamic, to develop multilingual repertoires is the con-
and Holistic tested and ambivalent role of English as a global
lingua franca, which affects the worlds of L2
A new, reimagined SLA that addresses the re- learners and users in the realms of educa-
alities of L2 learning in a multilingual world tion, diplomacy, science, popular cultural me-
necessitates a reconceptualized understanding dia (e.g., movies, music, Twitter, dance), and
of linguistic competence: One that is complex, technology.
The Douglas Fir Group 27
2. Language Learning Is Semiotic Learning which are reinstantiated with each new use in a
slightly different context.
Semiotic resources include a wide array of con- The greater the number and diversity of con-
ventionalized form–meaning constructions that texts of interaction within and across social in-
vary in degree of analytic specificity, ranging stitutions that L2 learners gain and are given
from minimal meaningful units, such as mor- access to and are motivated to participate in,
phemes and words, to collocations of units and the richer and more linguistically diverse their
other groupings comprising idioms and rou- evolving semiotic resources will be. Likewise, the
tines, as well as the more conventionally recog- more extended the learners’ opportunities are
nized linguistic units such as sentences (Boyd & for deriving form–meaning patterns from these
Goldberg, 2009; N. C. Ellis & Robinson, 2008; meaning-making resources (e.g., through trans-
Pawley & Syder, 1983). Semiotic resources also in- parency of connections in their use and guided
clude larger, more holistic types of meanings, for support from others to notice and remember the
example, at the level of discourse and rhetoric. connections), the more robust their multilingual
In the case of oral language use, they also in- repertoires are likely to be. Importantly, however,
clude patterns for taking turns, and paralinguis- access is neither easy nor assured and, in some
tic resources such as intonation, stress, tempo, cases, is in fact blocked, whether intentionally or
pausing, and other such features that accom- unintentionally.
pany talk as well as the full array of nonverbal
signs—gestures, facial expressions, body position-
ing, accompanying action, head movement, etc. 3. Language Learning Is Situated and Attentionally
In the case of written language, resources also in- and Socially Gated
clude orthographic and typographic representa-
tions. Semiotic resources further include visual, Language learning begins at the micro level of
graphic, and auditory modes of meaning-making social activity (see the inner concentric circle in
(Kress, 2009). Figure 1) through L2 learners’ repeated experi-
All semiotic resources, individually and in com- ences in regularly occurring and recurring con-
bination, have meaning potentials, that is, con- texts of use, often characterized by interpersonal
ventionalized form–meaning combinations that (oral, signed, or written) interaction with other
develop from their past uses in contexts of action social actors. From these situated, local iterative
in the world that, in turn, are shaped by larger so- contexts, language use and language learning can
cial institutions (e.g., the family, schools, places emerge—though they do not always do so. The
of work and worship, civic organizations, etc.). scope of these contexts can be wide-ranging and
These resources offer particular visions of the includes everyday, informal contexts of interac-
world, that is, they create “specific complexes of tion, such as ad hoc conversations, text messag-
values, definitions of the situation, and meanings ing, online game-playing, as well as more formal
of possible actions” (Morson & Emerson, 1990, contexts such as those comprising L2 classrooms
p. 22) that bind their users, to some degree, to par- where students instruct and are instructed, in-
ticular ways of construing the world (Hall, 2011). form, discuss, problem solve, and so on. These en-
This is where the macro level has a powerful influ- counters can be very brief or longer lasting; their
ence through the politico-economic system that purposes can be varied, and the means—the semi-
impacts schools, work, civic, and religious institu- otic resources—by which they are accomplished
tions, etc. The meaning potentials of all semiotic can vary as well (see, e.g., Tarone, 1979, 1985;
resources are considered affordances in that in Tarone & Liu, 1995).
their local, emergent contexts of use they enable In the field of usage-based developmental lin-
certain possible construals of experience by their guistics, a well-known principle is that regularly
users and certain possible interpretations by the occurring and recurring social interactions are
recipients (e.g., hearers, readers) (Byrnes, 2006; characterized by joint actions that are depen-
N. C. Ellis & Robinson, 2008). dent on intersubjective or shared cognition, that
Meaning potentials of semiotic resources, then, is, a human being’s recognition that she can
are not neutral, value-free, systems. Rather, each share beliefs and intentions with other humans
resource “tastes of the context and contexts (Clark, 1996). Shared attention develops in the
in which it has lived its socially charged life” first 2 years of life, when infants develop their
(Bakhtin, 1981, p. 293). In this way all semiotic re- capabilities of attention detection (gaze follow-
sources function as the “carriers of sociocultural ing), attention manipulation (directive pointing),
patterns and knowledge” (Wertsch, 1994, p. 204), intention understanding (“theory of mind” or
28 The Modern Language Journal, 100, Supplement 2016
the realization that others are goal-directed), and support adaptive behavior” (Okon–Singer et al.,
social coordination with shared intentionality 2015, p. 6). For L2 learners this may mean that
(engaging in joint activities with shared interest, the more they experience emotionally and moti-
negotiating meanings) (Tomasello, 2003). Shared vationally positive evaluations of their anticipated
attention, shared cooperative activity, and shared and real interactions, the more effort they will
cognition are key to the emergence of language make to participate in them and affiliate with
in infants through socially contingent, meaning- others.
ful usage. Furthermore, this crucially important As Schumann (2010) and Lee and colleagues
activity of joint attention is a process into which (2009) note, infants in normal situations acquire
novices are socialized in their particular culture their primary languages through bonding rela-
(e.g., P. Brown, 2011). In these usage events un- tionships with their caregivers that are almost un-
folding at the micro level of social activity, the conditionally offered to them; by comparison, the
semiotic resources that more mature communica- older the learner, the more complicated interper-
tors tool and retool to accomplish social actions sonal and social relations become. This means
are afforded for the infants, as novice commu- that older learners are likely to experience re-
nicators, to appropriate, recycle, and expand in duced intensity of the brain reward system from
contextually adaptive ways, as they co-construct such affiliations, although these can occur un-
meaning. Such contextually adaptive ways ideally der certain circumstances. Consequently, their
serve language development, and positive out- interest or motivation to seek out and sustain
comes can be expected given average conditions affiliative interactions within L2 contexts of ac-
of health and social and emotional well-being. In tion (i.e., their emotional investment) and, con-
sum, infants’ language learning is gated by both comitantly, their opportunities for learning, are
attention and sociality at the same time (N. C. likely to be also reduced. By the same token,
Ellis, 2014, 2015). Within the fundamental con- extraordinarily high, and highly emotional, mo-
tinuity hypothesis we espouse, these processes are tivation can occur with adult learners. For ex-
equally relevant to infants learning their first lan- ample, Henry, Davydenko, and Dörnyei (2015)
guage(s) and to youth or adults learning an addi- found what they call ‘directed motivational cur-
tional language (N. C. Ellis, 2015; Lee et al., 2009; rents’ in their study of unusually successful immi-
MacWhinney, 2012). The development of an ad- grants learning Swedish. Dewaele and MacIntyre
ditional language is thus also attentionally and so- (2014) also found that many foreign language
cially gated, as learners’ multilingual repertoires learners report intense feelings of enjoyment, as
in their varied micro contexts likewise depend in well as anxiety, in L2 classrooms. Moreover, in an-
part on neurobiological mechanisms with which other study Denies, Yashima, and Janssen (2015)
all human beings are endowed. showed that the behavioral manifestation of the
Socially meaningful interaction is partly de- interactional instinct that SLA research has re-
pendent on an interactional instinct, that is, ferred to as ‘willingness to communicate,’ can be
a biologically specified attentional and moti- realized differently in one and the same learner
vational brain networked system that pushes group, depending on whether the interaction
the infant to seek out emotionally rewarding, takes place in a classroom setting or in the larger
affiliative relationships with others, and to bond society. It turns out that perceived competence
emotionally and affectively (Lee et al., 2009; of self in both the classroom and larger society,
Schumann, 2010). As with all learning, for young more so than motivation in and of itself, helped
children, adolescents, and adults, too, L2 learn- predict users’ willingness to communicate. Such
ing is an emotionally driven process, one that re- differences explain in part the great variability of
quires minimally that they be motivated to par- outcomes that is observed in L2 learning.
ticipate with others in particular contexts of ac- Also playing a significant role in additional
tion, in classrooms and society at large. To deter- language learning and use is the set of general
mine the reward potential that may be afforded by cognitive and emotional capabilities on which
L2 contexts of action, humans evaluate them ac- learners draw to register and catalogue their en-
cording to five dimensions: novelty, pleasantness, counters with the various semiotic resources com-
goal or need significance, coping potential, and prising their contexts of interaction. These in-
self- and social image (Lee et al., 2009). This is clude the abilities to select and attend to par-
part of regular brain functioning: Human brains ticular meaning-making components and their
“integrate ‘emotional’ (e.g., value, risk) and ‘cog- patterns of action, to form schemas based on
nitive’ computations (e.g., prediction error, at- their recurrences, to create mappings across
tention allocation, action selection) in ways that units based on functional similarities, and to
The Douglas Fir Group 29
hypothesize about and continually test their un- (Atkinson, 2014; Eskildsen & Wagner, 2015;
derstandings of their meanings. Learning first Goldin–Meadow & Alibali, 2013; Ibbotson,
and second languages, like learning about all Lieven, & Tomasello, 2013). Moreover, “humans
other aspects of the world, involves the full scope use the entire body to participate in socially orga-
of cognition and emotion: the remembering of ut- nized processes of understanding and learning,
terances and episodes; the categorization of expe- [a fact] which ultimately challenges a strict Carte-
rience; the determination of patterns among and sian division between mind and body. Instead,
between stimuli; the generalization of concep- the mind is the body” (Eskildsen & Wagner, 2015,
tual schema and prototypes from exemplars; and p. 442; cf. also Harris, 1998, and his advocacy of
the use of cognitive models, metaphors, analo- ‘integrationism’).
gies, and images in thinking (N. C. Ellis, 2008, Language learning happens by mediation,
2015). Conscious and unconscious learning pro- through cultural resources and tools that individ-
cesses similarly affect the dance of dialogue where uals use to move through, respond to, and make
conversation partners align perspectives and sense of their social worlds (cf. Scollon, 2001;
means of linguistic expression. Language is used Vygotsky, 1978; Wertsch, 1994). The role of me-
to focus the listener’s attention to the world, diation in L2 learning is seen as central in socio-
potentially relating many different perspectives cultural theories (Lantolf & Thorne, 2006; Swain,
about the same scene or referents. What is at- Kinnear, & Steinman, 2015) but cannot be ig-
tended to focuses learning, and so language is nored in any attempts at understanding language
both constitutive of and constituted by attention. learning, regardless of theoretical predilections.
The functions of language in use determine its us- The semiotic resource of language is itself consid-
age and learning (N. C. Ellis, 2014). The more ered to be a mediational tool (see earlier section);
routine, frequent, and stable the occurrences of in addition, across various modes of communi-
particular resources are in the interactions and cation, mediational semiotic tools can include a
the more L2 learners’ attention is drawn to their potentially infinite set of cultural artifacts, such
form–meaning pairings, the more entrenched the as diagrams, maps, books, computers, and even
resources become as cognitive–emotional repre- furniture, including tables, desks, and chairs
sentations of their experiences. All else being (Nishino & Atkinson, 2015).
equal, the more extensive, complex, and multi- In classrooms, in addition, mediation is typi-
lingual the contexts of interaction become over cally accomplished via a wide range of instruc-
time, and the more enduring learners’ participa- tional actions that direct learners to perceive or
tion is in them, the more complex and enduring notice the relevant resources and their form–
their multilingual repertoires will be. meaning connections and to make connections
between them and their contexts of use. For ex-
4. Language Learning Is Multimodal, Embodied, ample, the type of materials used in formal learn-
and Mediated ing contexts such as L2 classrooms have been
shown to play a significant role in shaping stu-
Supporting learners’ neurobiological and cog- dents’ contexts of interaction and participation
nitive processes are cues used by others, typi- structures, demonstrating that they are not only
cally more experienced participants, which index a primary source of the design of curriculum,
and at times make transparent the form–meaning but also highly influential to the scope and types
patterns and can assist L2 learners in noticing of instructional interactions that occur within
and remembering them. Such assistance can take that learning community (Guerrettaz & Johnston,
many forms, such as the use of verbal and non- 2013; Toohey, 2000).
verbal actions that explicitly direct learners’ atten-
tion to the semiotic resources and their meaning- 5. Variability and Change Are at the Heart of
making potentials, and other less explicit actions Language Learning
including repetitions, recycling, and recasts of
one another’s words; tone, intonation, and pitch Language learning is characterized by variabil-
changes; eye gaze and gesture; and so on. ity and change. It is a ceaseless moving target,
Nonlinguistic, multimodal semiotic resources with periods of stability but never stasis, and de-
are used to make the coupling of a form and scribable via probabilistic predictions but never
a meaning socially available during unfold- via deterministic laws. These qualities must be ac-
ing interactions. They are not peripheral or counted for within and across units of observa-
complementary to language learning. Instead, tion, be it constructions, stretches of discourse,
they provide crucial social cues to grammar learners, classrooms, or communities.
30 The Modern Language Journal, 100, Supplement 2016
First, no two people, even those in the same [f]or the child, the construction of the grammar
classroom, will experience exactly the same social and the construction of semantic/pragmatic con-
contexts of language use or resolve them in ex- cepts go hand-in-hand. For the adult, construction
actly the same way. Thus, differences at the micro of the grammar often requires a revision of seman-
tic/pragmatic concepts [available through the L1],
level of social activity and in L2 learners’ history
along with what may well be a more difficult task of
of usage across situated, local, iterative contexts
perceptual identification of the relevant morpholog-
will create differences in the learning trajecto- ical elements. (p. 242)
ries at the individual level of observation (de Bot,
Lowie, & Verspoor, 2007; Eskildsen & Wagner, In other words, knowledge of the L1 results in a
2015; Larsen–Freeman, 2006; Larsen–Freeman & ‘learned attention’ to language whereby the pro-
Cameron, 2008). This is true even when it is cessing of the L2 proceeds in L1-tuned ways (N. C.
also possible to observe regular, more general Ellis, 2008). The languages and cultural schemata
patterns of development at larger grain sizes of a multilingual interact, both facilitating and
(N. C. Ellis, 2008, 2015). There is no learn- complicating the learning of new language at the
ing without change, and thus, when a learner level of forms, concepts, and form–meaning map-
exhibits high variability in the deployment of pings (Jarvis & Pavlenko, 2008). The more sim-
semiotic resources, this is theoretically important ilar, broadly speaking, these L1 forms, concepts,
and can be studied in its own right (de Bot and form–meaning pairings are to those in the
et al., 2007; Geeslin, 2014; Larsen–Freeman & L2, the easier it may be for L2 learners to learn
Cameron, 2008; Preston, 1989; Tarone, 1988). them, while at the same time even slight varia-
Variability is not measurement error begging tions and subtle differences across languages can
for better control. Acknowledging inter- as complicate the development of apparently simi-
well as intra-individual variation helps counter lar L2 forms, concepts, and form–meaning map-
deficit orientations in the description of lin- pings. These cross-linguistic influences are perva-
guistic development in an L2 (W. Klein, 1998) sive, but they are also bidirectional; and they are
and focus on what learners can do rather dynamic and variable, rather than deterministic
than what they cannot do (Donato & Tucker, or constant (Jarvis & Pavlenko, 2008).
2010).
Second, cognitive abilities involved in pattern 6. Literacy and Instruction Mediate Language
detection appear to be more variable among Learning
adults than among children. Differences in them
create variation in L2 development across individ- When language is learned during primary so-
uals. The sources of such differences appear to cialization in the family, this usually means not
be located in phonological short-term memory, only from birth or soon after, but also without
associative memory, and implicit learning (Linck the involvement of formal schooling or literacy
et al., 2013) as well as perhaps in pattern-detecting mediation. In many—though certainly not all—
ability for general statistical learning of artifi- societies and for many individuals, on the other
cial language (nonmeaningful) stimuli (Misyak & hand, additional language learning tends to be
Christiansen, 2012). All else being equal, L2 learn- characterized by the mediation of instruction and
ers with higher capacities for detecting patterns literacy. Therefore, both instruction and literacy
are likely to do better than those whose capacities need to be understood as sources of influence
are lower (MacWhinney, 2012). However, rather on L2 learning, and disciplinary knowledge about
than accepting meager learning outcomes as bio- them has particular potential to improve the
logically given once learners have passed a certain learning experiences of the millions of children,
age and finding ways of theorizing them as insur- adolescents, and adults worldwide who, by choice
mountable, our stance is that responsible educa- or circumstance, embark on the journey of addi-
tional approaches can go a long way toward fos- tional language learning in educational settings.
tering other learner abilities that are also known A wealth of psycholinguistically oriented SLA re-
to affect learning success, particularly in adult search into the development of L2 literacies has il-
learners. luminated the complexities of learning to become
Third, in learning multiple languages an- biliterate (Grabe & Stoller, 2011), and particularly
other factor that mediates processes and out- in languages with different writing systems (Koda,
comes and creates variability is knowledge 2005). We now know that alphabetic print liter-
of a previous language or languages, includ- acy shapes the way oral second languages are pro-
ing a first language (L1). As Slobin (1993) cessed and learned (Tarone, Bigelow, & Hanson,
describes, 2009), so the fact that almost all SLA research on
The Douglas Fir Group 31
L2 processing fails to include learners who are not of adaptive testing, which may make viable more
alphabetically literate constitutes a major gap in developmentally sensitive, self-referenced assess-
the database for SLA (Bigelow & Tarone, 2004). ment, instead of traditional standardized exam-
Admittedly, however, the contexts for addi- inations, which assume a universal definition of
tional language learning can vary greatly within success (McNamara & Roever, 2006; Shohamy,
and across people, times, and places, and bilin- 2001). In addition, new instructional approaches
guals and multilinguals will avail themselves of in- are needed (Larsen–Freeman & Tedick, 2016)
struction and/or literacy to differing degrees and and their linguistic and educational poten-
at different points in their learning history. This tial must be empirically understood, including
complicates the roles of instruction and literacy genre approaches (Byrnes, 2014a; Byrnes et al.,
in multilingual development (Bigelow & Tarone, 2006), translingual approaches (García, 2014),
2004; Byrnes et al., 2006; Cumming, 2013; Pet- content-based approaches (Cenoz, 2015), immer-
titt & Tarone, 2015; Schleppegrell, 2013), because sion education (Swain & Lapkin, 2005; Tedick,
multilingual learners develop both language and Christian, & Fortune, 2011), systemic theoretical
literacy along continua as Hornberger has pro- instruction (Zhang & Lantolf, 2015), and ways to
posed: support language instructors in teaching their stu-
dents to adapt—to mold their language resources
multilingual learners develop biliteracy along re- to a rapidly changing world (Larsen–Freeman,
ciprocally intersecting first language–second lan-
2014b).
guage, receptive–productive, and oral–written lan-
guage skills continua; through the medium of two or
more languages and literacies ranging along con- 7. Language Learning Is Identity Work
tinua of similar to dissimilar linguistic structures,
convergent to divergent scripts, and simultaneous Influencing learners’ motivation, investment
to successive exposure; in contexts scaled from micro in, and access to learning opportunities in L2
to macro levels and characterized by varying mixes contexts of interaction in particular social insti-
of monolingual–bilingual and oral–literate language tutions, and ultimately, the substance of their
practices; and expressing content encompassing ma- multilingual repertoires, are their social identi-
jority to minority perspectives and experiences, ties (Block, 2014a; Kramsch, 2009; Norton, 2013).
literary to vernacular styles and genres, and decon-
When L2 learners participate in particular social
textualized to contextualized language texts [. . .].
(Hornberger & Link, 2012, p. 265; emphasis in orig-
contexts of action, they do so as actors with spe-
inal) cific constellations of historically laden, context-
sensitive, and locally (re)produced social identi-
Moreover, educational responses to the re- ties. Social identities are aspects of L2 learners’
alities of additional language learning in a personhoods that are defined in terms of ways in
multilingual world demand that educators and which individuals understand their relationship
researchers fully engage with the semiotic reper- to the world.
toires of students. Traditional SLA concerns for At a first, broad level this can entail self- or
appropriate instruction have included the ques- other-categorization along socially constructed
tion of whether explicit and implicit (or direct understandings of the various groups and cul-
and indirect) teaching of language is more effec- tures into which people are born, including, for
tive, for example, in discussions of L2 pedagogical example, groups defined by ethnicity, national-
interventions designed around focus on form for ity, or religion. Beyond the influence of these
grammar teaching, incidental versus preplanned social categories, it may well be the case that
error correction, or experiential task-based cur- the most powerful factors are politico-economic,
ricula. These traditional discussions and propos- in other words, related to social class (Astarita,
als, however, are insufficiently attuned to the 2015; Block, 2014b). A second level of social
newly theorized multilingual and hybrid compe- identities must also be considered, defined by
tencies of older children, adolescents, and adults the role relationships people create or are as-
who use and learn a new language in many parts signed to in the various activities of social insti-
of the world (e.g., Heugh, 2015). With more and tutions. For example, when people interact in
more such learners/users connected to the inter- activities that are associated with the social in-
net inside and outside classrooms, the affordances stitution of the family, they may take on the
for autonomous learning, tailored instruction in identity of parents to children and/or of chil-
classrooms, social interaction, and learners’ own dren to parents. In activities associated with
reflection of such interactions need to be better schools, they may take on identities as students
understood. Computers also offer the possibility to teachers or peer learners to other students.
32 The Modern Language Journal, 100, Supplement 2016
Furthermore, identities are not simply static Tomlin, & Wright, 2013), can be lived as con-
or fixed (based on ethnicity or nationality or flictual and ambivalent. A considerable amount
role), but they are shaped, performed, fore- of L2 research has examined newcomers’ vari-
grounded, and backgrounded in actual con- able degrees of success negotiating their par-
texts of interaction depending on how interlocu- ticipation in new, L2-mediated communities of
tors attend to or construe aspects of their own practice or other social networks and their op-
and others’ identities (Firth & Wagner, 1997). portunities to obtain meaningful assistance to fa-
Through varying degrees of access to and mem- cilitate their membership and development (e.g.,
bership into these new communities, including Morita, 2004; Toohey, 2000). Some of the barri-
discourse communities and communities of prac- ers they may encounter may be related to how
tice, new identities become available as well (Lam, they are perceived by others (e.g., as outsiders, in-
2000; Norton, 2013), such as language user, or competent) even when such ascriptions may be in-
multilingual speaker, not language learner. Thus, correct, unjustified, or simply discriminatory. Re-
identity work shapes language learning, and lan- search on L2 learning that actually incorporated
guage learning shapes identity work, both being the learners’ voices has begun to document iden-
mutually constitutive. tity struggles that can be explained by the entan-
Expectations about how L2 learners’ various glements of local dynamics of linguicism, racism,
identities are enacted or expanded are influenced sexism, ageism, and/or classism: these struggles
in part by larger sociocultural norms tied to the point to ideological structures and practices (see
discourse communities within social institutions Figure 1, largest concentric circle; and later sec-
shaping their contexts of interaction. These ex- tions) that, potentially, have dire consequences
pectations, in turn, shape learners’ investments for language learning.
in particular linguistic practices and their moti- Another aspect of learners’ social identities
vations for seeking out and pursuing interactions that influences their access to particular social
with others. These social institutions give shape to institutions and learning opportunities within
the kinds of groups to which they have access and them is not only their desired memberships
to the role relationships they can establish with in their present communities but also in their
others, which in turn give them access to certain imagined future communities (Dörnyei, 2009;
resources for enacting these relationships. Learn- Kanno & Norton, 2003; Norton & Toohey, 2011;
ers’ social identities, subjectivities, and sense of Pavlenko & Norton, 2007). Imagined communi-
agency are further significant to the development ties, drawing on Anderson’s (1983) original con-
of their multilingual repertoires in that they in- ception, are those in which learners desire to
fluence the kinds of L2 activities and the particu- become, or anticipate becoming, members be-
lar semiotic resources for realizing them to which cause they perceive that such communities can of-
they have access; and, vice versa, their growing fer them and/or their family members, such as
repertoires and abilities will influence their iden- their children, enhanced opportunities and bet-
tities, and their roles, rights, status, means, and ter social experiences. For example, they might
agency within their learning communities. gain greater access to a wider range of semi-
For example, in the United States and in many otic resources and, concomitantly, greater eco-
other parts of the world, depending on their nomic and/or social mobility. Learners’ imag-
perceived or ascribed race, ethnicity, gender, or ined identities can have a significant impact on
social class, some L2 learners may find that the op- their investment in language learning, in that
portunities they have access to for language learn- these identities can compel them to seek out
ing and for participation in their communities are and pursue L2 learning opportunities that might
limited or constrained by the ways in which they not otherwise be available to them. Such was
are positioned by others, while other L2 learn- the case, for example, for a group of immi-
ers may find their opportunities to be abundant grant parents of diverse language origins resid-
and unbounded (e.g., Collins, 2014). Since group ing in Canada who chose to enroll their chil-
identity categorizations are not natural or pre- dren in French immersion programs so that they
given, but socially constructed, the barriers they would be better equipped to take on identities as
create are likewise socially constructed—and also English–French bilinguals and thereby have ac-
often mutually intertwined. For example, race cess to economically more powerful contexts of
and ethnicity are shaped by one’s social class and interaction within their desired social institu-
are not independent of it (Ratner, 2011), and tions (Dagenais, 2003). Economic privilege and
self ascription to simultaneous identities, such identification with middle class identities may
as middleclassness and blackness (Mocombe, help some multilinguals imagine membership in
The Douglas Fir Group 33
future communities as more attainable (Mo- roles than to students’ identities: Teachers have
combe et al., 2013). In reverse, learners may en- much greater power to determine the types of
counter so many obstacles as they attempt to take activities and resources to which learners will be
on a new identity in an imagined community that given access and the opportunities they will have
the hurdles are close to insurmountable, as Kozol to engage in the activities; furthermore, it is nor-
(1991) has shown for other student populations mally on the basis of the teachers’ assessments
in U.S. inner-city schools. that students may proceed with further study. Vari-
ation in access to opportunities across learners
8. Agency and Transformative Power Are Means and within a classroom or across classrooms plays a
Goals for Language Learning significant role in shaping learners’ investment in
these contexts (Darvin & Norton, 2015; Morita,
In their multilingual contexts of interaction, 2004). Those who are offered more opportunities
which are tied to social groups and communities are more likely to be positioned as ‘good’ learn-
that themselves participate in larger social insti- ers, an ascription that is likely to advance their in-
tutions, L2 learners construct and inhabit multi- vestment in and continued pursuit of L2 learning
ple, intersecting social identities, both real and activities. Others who are offered fewer opportu-
imagined, and they use these understandings of nities, or who choose not to participate in what
their identities and of those they ascribe to others is made available to them, are more likely to be
in order to negotiate their engagement in these positioned as ‘poor’ or ‘resistant’ learners, an as-
contexts (Norton, 2013). While their understand- cription that is likely to further decrease their in-
ings are to a great extent shaped by larger so- vestment in seeking out L2 learning opportunities
cial institutional expectations, they, as individual in those contexts (Hall, 1998; Norton & Toohey,
agents, also play a vital role in shaping them. In 2011).
these ways, not only identity and participation in
real and imagined communities involving the L2 9. Ideologies Permeate All Levels
but also agency may dramatically affect learners’
L2 trajectories (Duff, 2012; Duff & Doherty, 2015; Language ideologies are especially significant
Zappa–Hollman & Duff, 2015). to the endeavors of multilingual learning be-
For example, in contexts of interaction where cause “beliefs, feelings, and conceptions about
L2 learners struggle to participate from one iden- language structure and use [ …] often index the
tity position, they may be able to refashion their political economic interests of individual speak-
relationships with others by taking on alternative ers, ethnic and other groups, and nation states”
identities—for instance, by moving from being (Kroskrity, 2010, p. 192). Thus, ideologies in-
considered ‘low-value’ immigrant laborers to be- fluence the access, investment, and agency into
ing valued colleagues. When they are able to do a new language that learners may or may not
so, they can change their access and opportuni- (be able or willing to) exert. There are at least
ties to use particular resources. In so doing, they three reasons why the influence of ideological
take on alternative identities and social roles from structures (see Figure 1, largest concentric cir-
which they can participate (Higgins, 2015; Morita, cle) are key to understanding additional language
2004; Norton & Toohey, 2011; Rampton, 2013). learning.
However, the degree of influence L2 learners First, language ideologies are important be-
can exert in shaping their identities is not equal cause they influence language policy and plan-
across contexts, as their identities are often a ning on all levels of social activity (Ricento, 2000;
product of others’ perceptions, actions, and so- Ruíz, 1988; Tollefson, 2002). Language policies
cial construction in interaction with them. Thus, exist at the individual, family, community, state,
agentive shaping of identities and refashioning of and national levels. They shape decisions on
their relationships with others are “an aspect of which language or languages are official, which
the action” (Altieri, 1994, p. 4), negotiable in and languages and language varieties are valued, how
arising from specific social and cultural circum- they are to be used in community settings, and the
stances constituting local contexts of interaction educational opportunities that are made available
in which social and economic power are deeply to individuals to learn, use, and maintain them
implicated. (De Costa, 2010; Farr & Song, 2011; Hult, 2014).
For example, in formal learning settings such as Many countries have official language policies at
the classroom, situated within certain geographi- the national level that bestow special status on
cal regions within the United States, there is often certain languages. Canada, for example, passed
more conventional authority ascribed to teachers’ a law in the 1970s giving equal status, rights,
34 The Modern Language Journal, 100, Supplement 2016
and privileges to English and French as official One of these ideologies is the ideology of the
languages of the country. According to Statistics standard language or the belief in the linguis-
Canada (2011), of the 33,121,175 total popula- tic correctness of one variety that is held su-
tion of the country, 57% are English speakers (i.e., perior to other coexisting ones: “where there
they list English as their mother tongue), 21.3% are two or more variants of some word or
are French speakers, and 3% are Chinese speak- construction, only one of them can be right”
ers. Chinese Canadians are the seventh largest (Milroy, 2001, p. 535). For example, a perva-
Chinese diaspora in the world and the second- sive perception of an ideal standard form of
largest visible minority group in the country after English shapes the practices of social institutions
South Asian Canadians, and Chinese represents and their members’ beliefs and attitudes about
the largest cluster of mother tongue in Canada af- users of English whose language varieties are per-
ter English and French. The designation as offi- ceived to differ from the norm. Certain English
cial language gives French a very different status language varieties associated with some groups
than Mandarin Chinese. This distinction then en- and geographies—typically higher class groups
ables far more learners to study the former than in English-majority speaking countries—are gen-
the latter language because of the institutional, erally considered more correct, and thus more
political, and public support for French programs prestigious, than varieties associated with other—
of various types, despite the fact that in some mu- typically lower class—groups or geographies—
nicipalities (e.g., Vancouver and Toronto) a very typically in countries where the majority lan-
large proportion of the population is Chinese- guage is not English (Tupas, 2015). Further, a
speaking or would like to learn that language. more prestigious variety is treated as the in-
Similarly unintended negative consequences are variant standard against which other varieties,
reported by Moore and MacDonald (2013) who and their users, are judged (Labov, 2006). Such
point to the way the complex set of rulings by an ideology has significant implications for the
different indigenous and provincial authorities kinds of learning opportunities that social in-
in British Columbia can result in no teaching li- stitutions such as schools make available to L2
censes being issued for a particular indigenous learners and, more particularly, for the ways in
language. which learners think about their own and oth-
While the United States does not have an of- ers’ language varieties and about language in
ficial language policy at the national level, there general.
are widely shared ideologies about language that An equally pervasive ideology with dire conse-
impact language policy and planning at all lev- quences for L2 learners is the ideology of mono-
els of social activity. Ideological structures at the lingualism (Flores, 2013). For example, particu-
macro level operate in tandem with the other two larly common in the United States is the belief in
levels (Figure 1): If one’s own communities or English monolingualism as the defining charac-
surrounding local policies (high school, univer- teristic of American citizenship, despite “ongoing
sity entrance, graduation) characterize learning multilingual and multicultural ‘super-diversity’”
another language as a waste of time, social micro- (Wiley, 2014, p. 28, emphasis in original). Under
interactions will likely have little impact. Ideolo- this pernicious way of thinking, language diversity
gies, thus, can limit learners’ (and teachers’) ac- is considered to be an inevitable, even regrettable
cess to a fuller range of semiotic resources, often result of immigration, and thus something that
through competing discourses over the societal should not be maintained, an asset and commod-
goals of classroom language learning. A case in ity “not worn again [or used], except perhaps on
point is high-stakes tests that function as gatekeep- special ethnic holidays when it is considered ap-
ers to limit access to scarce higher education re- propriate to celebrate diversity” (Wiley & Lukes,
sources vis-à-vis the need to compete in an increas- 1996, p. 520). The consequences of such an ide-
ingly globalized economy (McNamara, 2012). ology include a continued lack of perceived need
Second, several negative language ideologies, in the United States for the study of languages
often in conjunction with other ideologies of dif- other than English at all levels of schooling,
ference, function to create unfavorable social, ongoing small and large-scale anti-bilingual ed-
academic, cognitive, and personal evaluations of ucation movements, and tenacious English-only
multilingual speakers as well as of speakers of mi- policies enacted officially and unofficially across
nority varieties. Negative language ideologies cre- social institutions. Such an ideology is also com-
ate ethical liabilities and also distort the object of plicit in the thriving but contradictory demand
study, thus posing serious validity threats for the for new college-level programs that are supposed
study of bilingual development over the lifespan. to support heritage speakers in the (re)learning
The Douglas Fir Group 35
of ancestral, community, or home languages, yet native-speaking golden rule for their interpreta-
are often designed as an afterthought (and an af- tions of development, progress, or success, they
termath) of tremendous societal pressures to shift are setting up L2 learners for failure, since multi-
to the majority language during early schooling lingual competence is simply different in nature
(Leeman & King, 2015). from monolingual competence (Cook & Li Wei,
This same ideology that holds monolingual- 2016).
ism as the “implicit norm” and “default for the The third reason we can give here for the
human capacity for language” (Ortega, 2014b, importance of accounting for ideological struc-
p. 35) has also had a particularly negative influ- tures in the study of additional language learn-
ence on the research agendas of SLA (Blackledge, ing is that, as all humans, language learners them-
2005; Makoni & Pennycook, 2007; May, 2011). selves are ideological beings. While the actual
The monolingual bias has its historical roots in usage of the multilinguals’ languages may not
the process of standardization that took place in need to reflect their language ideologies, these
Europe in the 18th and 19th centuries as a part are “mobilized for particular purposes in specific
of the project of the nation-state (Gal, 2012). contexts” (Gal, 2012, p. 29) and influence peo-
In contemporary linguistics it found its strongest ple’s choices for approaching language learning,
continuation in Chomskyan conceptualizations of their investments in their target languages, and
language as a single system of abstract structures their identity negotiations along the life project of
that resides in the mind of “an ideal speaker– multilingualism.
listener, in a completely homogeneous speech For example, some multilinguals will profess a
community” (1965, p. 3). Despite the substan- relationship to the mother tongue that feels more
tial body of empirical evidence revealing the di- authentic, as the language of emotions, home,
versity and variability of individual knowledge and intimacy, and a relationship to the second lan-
across contexts within and across communities, guage (often English) that is an instrumental one,
and despite ongoing critique from various disci- viewing it as the economically useful language re-
plinary perspectives (e.g., Firth & Wagner, 1997; served for work (Duchêne & Heller, 2012; Gal,
Hall, Cheng, & Carlson, 2006; Larsen–Freeman, 2012). Yet other contradictory and complicat-
2014b; Ortega, 2013, 2014a; Zuengler & Miller, ing ideologies may make available investments to
2006), the bulk of research in SLA and many learn English for economic advancement at one
areas of applied linguistics continue to rely on level but also, on another level, for enjoyment and
the monolingual native speaker’s idealized com- romantic desire (Kubota, 2011). Some learners
petence as a benchmark for defining and eval- may be negatively affected in their language learn-
uating L2 learning. The majority of practices in ing efforts by an internalized ideology of deficit
language classrooms across the world, as well, that attributes communication failure to the inad-
continue to hold to the ideal of an imagined equate linguistic self, whereas others may develop
monolingual native speaker (and prospective in- the more liberating ideology of communication
terlocutor and role model) who possesses a pow- as a shared enterprise (Subtirelu, 2014). Some
erful, standard variety of the target language that transnationals may be convinced by their expe-
the learner aspires to learn (Seidlhofer, 2001). riences using English or other lingua francas to
Moreover, many well-intentioned educators and abandon ideologies of efficient communication
researchers may harbor ambivalent sets of ide- as scripted and uniform and instead develop an
ologies that motivate their work. On the one ideology of language as transportable resources to
hand, they subscribe to the positive ideologies of negotiate diversity (Canagarajah, 2013), or they
bilingualism as a source of cognitive and social may value no particular set of bounded knowl-
advantages. On the other hand, they act on edge about a language (for example, English) for
the concurrent negative language ideologies the workplace and instead place a premium on
of monolingualism and nativespeakerism, which their ability to piece things together in order to
posit that learners should develop the pure com- communicate by bricolaging whatever bits of lan-
petence of two monolinguals in one head. For ex- guage knowledge they can muster together with
ample, French immersion teachers may teach for relevant cultural knowledge of the micro con-
bilingualism while banning from their classrooms texts of interaction (Kubota, 2013b). Inside the
hallmark behaviors of bilingual competence such family, as well, parents who want to make more
as code-switching, uneven language proficien- use of a new language in the home to support
cies, or bilectal or multilectal repertoires (e.g., their children’s learning, for example, of an en-
Cummins, 2007; Roy & Galiev, 2011). When re- dangered language such as Scottish Gaelic, may
searchers and educators insist on a monolingual struggle to negotiate conflicting ideologies that
36 The Modern Language Journal, 100, Supplement 2016
make an authentic speaker one who is natural, un- accomplishment of the emotional-cognitive-social
selfconscious, and fluent and a good parent one brain (Swain, 2013). Language learning is an
who does not force a child to speak a language emotionally driven process at multiple levels of
(Armstrong, 2013). experience. At the neurobiological level, infor-
mation with affective and emotional content af-
10. Emotion and Affect Matter at All Levels fects language perception and language cogni-
tion through an interactional instinct driven by
Soviet-era psychologists like Luria and Vygot- motivational and reward neural systems (Lee
sky have long held the dialectical unity of think- et al., 2009; Schumann, 2010). Concurrently, how-
ing and emotion, in both their theoretical model ever, language learning is also an affectively driven
of consciousness and as a guiding principle of process, that is, a process that is experienced (and
their empirical research (Luria, 1978; Vygotsky, reflected upon and expressed and talked about,
1978; cf. Toomela, 2010). Recent neuroscience re- with different degrees of emotion) as an inter-
search has come to adopt this insight. As synthe- relational, socially co-constructed phenomenon
sized by Okon–Singer et al. (2015), brain imaging (Swain, 2013). Emotions may appear to be raw in
research has now accumulated that demonstrates the brain, but they are socially conditioned, and
that “emotion and cognition are deeply interwo- affect is imbued with social meanings; social ac-
ven in the fabric of the brain” and that, therefore, tion and interaction supports and is supported
“widely held beliefs about the key constituents of by “the co-construction of [both] a cognitively
‘the emotional brain’ and ‘the cognitive brain’ permeated set of emotional processes [. . . and]
are fundamentally flawed” (p. 8). Phenomeno- an emotionally permeated set of cognitive pro-
logically, people normally experience cognition cesses” (Swain, p. 203). And although emotions
and emotion as distinct mental faculties. However, are often “the elephants in the room – poorly
imaging evidence has led current researchers to studied, poorly understood, seen as inferior to
conclude that emotional and cognitive processes rational thought” (Swain, p. 205), they have re-
overlap in brain functioning and are therefore cently begun to be the object of study in SLA (De-
highly integrated. Thus, on the one hand, atten- waele, 2016; Pavlenko, 2013). Emotions are also
tion is emotionally gated in that, for example, enmeshed with identity, agency, and power, all
“emotionally-charged cues are more attention- central in the learning and teaching of languages
grabbing than neutral cues” (p. 2; see also Todeva, in today’s multilingual world.
2009), and negative emotional information can
overload and obstruct working memory, deterio-
rating attention to cognitive cues. Conversely, cog- RECAPITULATION AND FORWARD
nition is emotionally attuned in that it can be used DIRECTIONS
to regulate emotions through flexible strategies
that are sensitive to the specific emotional con- With the framework we have just presented and
text. These mutual influences are not fleeting but its 10 attendant themes, we hope to have ignited
can be lingering, which suggests cognition and readers’ imagination toward a more comprehen-
emotion interact at multiple time scales. Further- sive understanding of additional language learn-
more, they exhibit high plasticity, that is, while ing and teaching that comes out of a serious and
they arise early in development and tend to be wide-ranging dialogue among maximally diverse
influenced particularly by early experiences, neu- yet compatible approaches to SLA phenomena.
ral plasticity and reorganization continue to in- Language learning is a complex, ongoing, mul-
fluence learning throughout the lifespan. In sum, tifaceted phenomenon that involves the dynamic
Okon–Singer et al. conclude, and variable interplay among a range of individ-
ual neurobiological mechanisms and cognitive ca-
this work demonstrates that emotional cues, emo- pacities and L2 learners’ diverse experiences in
tional states, and emotional traits can strongly their multilingual worlds occurring over their life
influence key elements of on-going information spans and along three interrelated levels of social
processing, including selective attention, working
activity: the micro level of social action and inter-
memory, and cognitive control. Often, this influence
action, the meso level of sociocultural institutions
persists beyond the duration of transient emotional
challenges. (p. 8) and communities, and the macro level of ideolog-
ical structures. Emerging from variations in the
If the human brain is a cognitive-emotional patterns of interplay across these dimensions are
brain (Pessoa, 2015) as well as a highly attuned equally varied multilingual repertoires, compris-
social brain, then multilingual learning is an ing organized collections of recurrent semiotic
The Douglas Fir Group 37
resources, each “with affinities to different con- and affiliational resources” (Bauman, 2000, p. 1)
texts and in constant structural adaptation to us- to which they have access by virtue of their real
age” (Bybee & Hopper, 2001, p. 3). Semiotic and imagined memberships in the various groups
resources are conceived as an open set of ever- comprising their social institutions. As we have
evolving multilingual and multimodal possibili- emphasized, the current social order is partic-
ties for making meaning. ularly strongly influenced by technology-derived
The dynamic and malleable repertoires of re- contexts. From the choices and actions learn-
sources that L2 learners develop from their life- ers take using their available resources of iden-
world experiences are cognitive in that they are tification and affiliation within “the opportuni-
represented in learners’ minds as automatized ties and constraints of history and social circum-
(to varying degrees), functionally distributed, and stances” (Bronfenbrenner & Morris, 2007, p. 820)
context-sensitive. They are, therefore, provisional over their life spans, their multilingual repertoires
and fluid collections of constructions, patterns, emerge as highly adaptable, “biographically as-
and practices. They are, at the same time, social, sembled patchworks of functionally distributed
ideological, and socioemotional-affective, in that communicative resources” (Blommaert & Backus,
the development of L2 users’ repertoires is an 2011, p. 9), suggesting that the core function of
emergent and social process, always in a state of all learning is environmental adaptivity and co-
construction as they navigate their way through adaptivity (Atkinson, 2014; Gamble, Gowlett, &
their multilingual contexts of perception; of so- Dunbar, 2014).
cial action; and of agency, power, and emotion At the macro dimension of our framework (see
(Halliday, 1975; Vygotsky, 1978). Life and experi- largest concentric circle in Figure 1) are large-
ence are intertwined beyond referential messages scale, society-wide ideologies, or collectively op-
and symbolic expression; language is experience: erational, power-driven systems of beliefs, valua-
“embodied, situated enactments of language in tions, and feelings that intersect with social con-
situ articulate with thinking, feeling, conscious- structs such as identity, agency, language, learn-
ness, and the ‘incessant emergence’ of existence” ing, and education and social issues such as lin-
(Ochs, 2012, p. 152). guistic rights and language policies. Ideologies
The body of evidence revealing the neurobi- are individual- and group-held cultural, political,
ological mechanisms and cognitive capabilities religious, and economic values and beliefs that cir-
underpinning L2 learning in their locally emer- culate in discourses and behaviors that are socially
gent contexts of social action and interaction (cf. recognizable and expected. They may be hidden
the micro level in Figure 1) is compelling. It when they are taken for granted, and they are
is, however, incomplete in that it does not rec- often heterogeneous and contradictory (Philips,
ognize the constitutive, if not to say causative, 2004). Ideologies are pervasive, enduring, and
role of the social, economic, cultural, and polit- permeating all levels of social activity. They in-
ical conditions present across contexts of inter- fluence the ways in which individuals view their
action and social institutions and communities worlds, guiding how they act within them and
(cf. the meso circle in Figure 1). These condi- how they interpret the actions of others. Partic-
tions fundamentally shape learners’ access to spe- ularly important in the study of additional lan-
cific types of social experiences and their abil- guage learning are ideologies of language, which
ity and willingness to participate in them and are beliefs about what language is and the roles
engage with them in affiliative and transforma- it plays in the construction of social experiences
tive ways. As expected, the experiences and the and the social identities of its members (Kroskrity,
particular semiotic resources to which learners 2010; Woolard & Schieffelin, 2004). Furthermore,
are exposed or to which they have access will widely circulating ideologies about additional lan-
vary substantially as a function of these variations guage learning itself, such as its impact on learn-
in social, economic, cultural, political, and reli- ers’ primary language or academic achievement,
gious conditions. In turn, these conditions give the speed with which languages can or should be
shape to both the route of development and the mastered, and the means by which proficiency can
substance and functions of learners’ multilingual or should be assessed, are other dimensions of
repertoires. macro-level discourse that affect language learn-
At the meso, sociocultural level (see second ers’ educational opportunities, expectations, and
concentric circle in Figure 1), L2 learning is me- experiences.
diated by learners’ engagement in particular con- Our framework is also a bid for transdisciplinar-
texts and cultures of interaction and the “so- ity that emerged out of our prolonged interac-
cially constituted repertoires of identificational tions (see Note 2). It has paid off, we feel, as
38 The Modern Language Journal, 100, Supplement 2016
we have moved closer to the ideal of transdis- turns to the individual and to society (Callahan
ciplinary researchers who accept different con- & Gándara, 2014; Chiswick & Miller, 2015; Grin,
ceptualizations of reality (cf. Holbrook, 2013); 2003). Yet other research finds bilingualism to be
are open to other views; and are willing to take almost synonymous with lower socioeconomic in-
risks, learn, and become more creative in their come. Much of this confusing picture rests on
own inquiry by crossing disciplinary knowledge the power of ideologies to shape not only policy
boundaries (Augsburg, 2014). Transdisciplinarity bodies and public perceptions but also education
helped us strive to rethink our own understand- and research actors. At the same time, part of the
ing of language learning and teaching in today’s present dismal state of knowledge about the so-
multilingual world in a fashion that is less en- cial and individual impact of bilingualism and lan-
cumbered by turf wars over intellectual bound- guage learning must be attributed to the tradi-
aries and gets closer to the ideal of serving “de- tional ways in which key research evidence, such
velopment and enrichment through dialogue of as evidence for linguistic success, developmental
all the disciplines and theories involved” (Fair- progress, or communicative attainment, is sought
clough, 2005, p. 64). and measured, a critique that was at the forefront
Our transdisciplinarity bid therefore also turns of the SLA paradigm wars of the mid 1990s (e.g.,
here into a call to SLA researchers: to expand Firth & Wagner, 1997). The SLA research commu-
their analytic gaze to different dimensions of so- nity has responsibility and expertise to contribute
cial activity and—without necessarily giving up substantially improved new knowledge in all rele-
or even expanding their particular approach—to vant areas, if there is willingness to recognize and
think integratively. We do not envision that all re- tackle the challenges of L2 learning and teaching
searchers and research programs will attempt to in all their complex and multifaceted nature. The
investigate the dimensions of language learning very preparation of this document has made us
as depicted in Figure 1, or will do so all at once aware of the extent to which the research com-
or within the same study. This would be daunt- munity is likely to be challenged as it strives to
ing, potentially opening novice researchers and present its findings in more accessible ways for col-
graduate students to unsustainable vulnerabilities leagues outside its own (sub)specializations and,
(Bigelow, 2014). It may even be unnecessary, ei- even more important, for the public at large.
ther because a division of labor across research The ever-changing landscapes of L2 learn-
programs can be harmoniously achieved (N. C. El- ers’ multilingual worlds call for solutions that
lis, 2014) or because a given theory may provide can best be addressed by research collaborations
a dialectical solution that enables traveling along undertaken from multiple disciplinary and stake-
several dimensions within a given epistemology holder perspectives and in a true spirit of trans-
(Lantolf, 2014). There is no single way to achieve disciplinarity. Moreover, bridge-building “still re-
integrative but flexible transdisciplinary thinking; tains the disciplines as the locus of intellectual
the achievement is partial and liminal — an emer- activity” (Halliday, 1990/2001, p. 176). Concepts,
gent transdisciplinarity that is nevertheless hope- theories, and methodologies shape the kinds of
ful as a worthwhile pursuit (Ortega, 2014a). data that are gathered and analyzed, and ulti-
mately what is found. When questions central to
CONCLUSION SLA are posed within the confines of each theo-
retical and epistemological approach within the
The value of being multilingual in our glob- discipline, we may be left with a collection of
alized world is contested and entangled in con- theory-internal findings with no principled way of
tradictory accounts. Collective ideologies abound integrating them. This would mean that we would
that make particular languages “a source of pride” lose out on the opportunity to make visible the
for some, for others “a source of profit” (Duchêne multilayered complexity of additional language
& Heller, 2012). The specialized research finds learning and, on that basis, begin to craft contex-
that bilingualism in general confers cognitive ad- tualized solutions for improving opportunities for
vantages to children and adults (Barac et al., 2014; the teaching and learning of languages. A trans-
Bialystok et al., 2014) although such conclusions disciplinary perspective on language learning and
are also the ongoing object of heated debate in teaching, on the other hand, helps SLA recog-
scientific circles (see Valian, 2015). Multilingual- nize that its object of inquiry, bi/multilingualism,
ism is frequently associated with lower academic which is partially shared with many other disci-
achievement during the first years of schooling plines, is a complex, ongoing, multidimensional
(Han, 2012; Hoff, 2013). At the same time, claims phenomenon that involves, as we have proposed,
are made that bilingualism yields economic re- the dynamic and variable interplay among a range
The Douglas Fir Group 39
of individual neurobiological mechanisms, cogni- ined SLA is provisional and needs to be debated,
tive and emotional capabilities, and peoples’ di- subjected to close scrutiny, adapted, and remade.
verse experiences in their social worlds. These oc- We offer this article as a first step in that process.
cur over their life spans and along three interre-
lated dimensions of social activity: micro contexts
of social action and interaction, meso contexts of
sociocultural institutions and communities, and NOTES
the macro level of ideological structures.
1 The authors of this article are, in alphabetical order:
Like proponents of other recent move-
ments in SLA towards integrative perspectives Dwight Atkinson, University of Arizona; Heidi Byrnes,
(Atkinson, 2011; Beckner et al., 2009; de Bot et Georgetown University; Meredith Doran, The Pennsyl-
vania State University; Patricia Duff, University of British
al., 2007; N. C. Ellis & Larsen–Freeman, 2006;
Columbia; Nick C. Ellis, University of Michigan; Joan
Firth & Wagner, 1997, 2007; Hulstijn et al., 2014; Kelly Hall, The Pennsylvania State University; Karen
MacWhinney & O’Grady, 2015; Watson–Gegeo, E. Johnson, The Pennsylvania State University; James
2004), we recognize that language inextricably P. Lantolf, The Pennsylvania State University; Diane
involves cognition, emotions, consciousness, Larsen–Freeman, University of Michigan and Univer-
experience, embodiment, brain, self, human sity of Pennsylvania; Eduardo Negueruela, University of
interaction, society, culture, mediation, instruc- Miami; Bonny Norton, University of British Columbia;
tion, and history in rich, complex, and dynamic Lourdes Ortega, Georgetown University; John Schu-
ways. In addition, we have proposed that a new, mann, UCLA; Merrill Swain, The Ontario Institute for
rethought SLA begins with the social-local worlds Studies in Education of the University of Toronto; and
Elaine Tarone, University of Minnesota.
of L2 learners and then poses the full range 2 The seeds of the framework were planted 7 years
of relevant questions, from the neurobiological ago, in a colloquium in 2009 that Dwight Atkinson
and cognitive micro levels to the macro levels organized at the American Association for Applied Lin-
of the sociocultural, educational, ideological, guistics (AAAL) conference in Denver, Colorado. This
and socioemotional. This new SLA addresses resulted in the publication of an edited volume entitled
all these levels, from cell to society, as it were, Alternative Approaches to SLA (Atkinson, 2011) whose
without losing sight of the local multilingual purpose was to present and compare six approaches to
contexts from which the questions arise and of SLA in order to build “a richer, more multidimensional
the emic meanings of those questions for people understanding of SLA” (p. xi). The efforts resumed in
in the flesh. A central value for it should be 2013 in a 2-day symposium held at the Pennsylvania
State University, co-organized by Atkinson and James
ecological validity (Cicourel, 2007), that is, fair
Lantolf. This meeting was financially supported by the
and credible representations of the possibilities Center for Language Acquisition, in the College of
and constraints faced by L2 learners in their the Liberal Arts, The Pennsylvania State University,
social worlds on all levels of activity and across and by Xiaofei Lu, a Gil Watz Early Career Professor
time spans. A main target of its research efforts in Language and Linguistics and Associate Profes-
would be to understand the varying conditions sor of Applied Linguistics and Asian Studies at The
that enable and constrain opportunities for and Pennsylvania State University. It brought together 12
outcomes of language learning across private, of the present authors. Participants were asked to
public, material, and digital contexts of social consider areas of commonality and difference between
action and interaction. Another main goal would their own approach and those of others in the group,
with the overarching goal of finding synergies across
be to communicate with and serve learners them-
these emerging traditions and possibilities for greater
selves and other stakeholders, including teachers; integrativeness or complementarity among seemingly
administrators; appointed and elected officials; allied perspectives. The 2-day symposium ended with
parents; community members; business leaders; a discussion, involving a public audience, of the need
and educational, business, and health organi- to design a more encompassing, integrative framework
zations. In sum, the new, rethought SLA would for understanding and doing SLA that would speak
contribute to the development of innovative to both language teachers and researchers. Following
and sustainable lifeworld solutions that support this event, Heidi Byrnes, editor of The Modern Lan-
language learners in a multilingual world. guage Journal and one of the symposium participants,
Our collective rethinking is firmly grounded in invited the group to contribute a jointly authored
paper that formally developed our insights into a
carefully sought points of synergy, earnest ethi-
framework, to be published in this MLJ’s centenary
cal commitment, and a transdisciplinary flexibil- issue. We agreed and arranged to meet again to begin
ity achieved from prolonged engagement with the process of writing the paper, this time upon the
the substantive challenges and with one another. conclusion of the 2014 AAAL conference in Portland,
Nonetheless, our present proposal for a reimag- Oregon, with financial support from the NFMLTA, the
40 The Modern Language Journal, 100, Supplement 2016
governing organization for The Modern Language Appadurai, A. (1996). Modernity at large. Cultural dimen-
Journal. In planning and crafting our contribution to sions of globalization. Minneapolis, MN: University
this centenary issue of The Modern Language Journal, of Minnesota Press.
we were greatly inspired by the example of The New Armstrong, T. C. (2013). “Why won’t you speak to me
London Group’s 1996 ground-breaking paper. In a in Gaelic?” Authenticity, integration, and the her-
personal email communication to Heidi Byrnes (May itage language learning project. Journal of Lan-
22, 2013), Courtney Cazden provided detailed insights guage, Identity & Education, 12, 340–356.
about the process by which The New London Group, Astarita, A. C. (2015). The foreign language learning ex-
comprised of 10 educators from the United States, periences of first-generation college and/or self-identified
Great Britain, and Australia, developed the framework working class college students. (Unpublished doctoral
of their collective paper, and the description of this pro- dissertation). University of Wisconsin–Madison,
cess influenced ours. The New London Group’s 5-day Madison, WI.
meeting was held in New London, New Hampshire, in Atkinson, D. (Ed.). (2011). Alternative approaches to second
the United States, hence their name. Except for the last language acquisition. New York: Routledge/Taylor
morning, the 2014 meeting of our group took place in & Francis.
the Douglas Fir room, located in the AAAL conference Atkinson, D. (2014). Language learning in mindbody-
hotel, hence our collective-author-group’s name. The world: A sociocognitive approach to second lan-
substance of our framework was crystallized at the 3-day guage acquisition. Language Teaching, 47, 467–483.
meeting of the group in a wholly collaborative spirit. Augsburg, T. (2014). Becoming transdisciplinary: The
Together, we brainstormed what we considered to be emergence of the transdisciplinary individual.
the overarching themes, elaborated on the ideas, and World Futures, 70, 1–14.
negotiated the scope and depth of the argument to be Bakhtin, M. (1981). The dialogic imagination: Four essays by
presented in the article. By the end of the meeting we M. M. Bakhtin (C. Emerson & M. Holquist, Trans.).
had constructed an outline of a framework of language Austin, TX: University of Texas Press.
learning and teaching (the object and scope of inquiry) Barac, R., Bialystok, E., Castro, D. C., & Sanchez, M.
for SLA (the field). Joan Kelly Hall agreed to write a (2014). The cognitive development of young dual
first complete draft of the article following the meeting, language learners: A critical review. Early Childhood
which was then circulated to the other authors for Research Quarterly, 29, 699–714.
their input and modifications. Meredith Doran, one Bauman, R. (2000). Language, identity, performance.
of the authors who had played an important role in Pragmatics, 10, 1–5.
organizing the 2013 meeting and in co-monitoring Baynham, M. (2006). Agency and contingency in the
the 2014 meeting, and Kimberly Buescher, a doctoral language learning of refugees and asylum seekers.
student at The Pennsylvania State University, compiled Linguistics and Education, 17, 24–39.
and systematized all the individual and collective Beckner, C., Blythe, R., Bybee, J., Christiansen, M. H.,
feedback. Using that feedback, and with the further Croft, W., Ellis, N. C., Holland, J., Ke, J., Larsen–
benefit of the interactions among most of the authors Freeman, D., & Schoenemann, T. (2009). Lan-
at an invited colloquium organized by Atkinson and guage is a complex adaptive system. Position pa-
funded by Language Learning at the AAAL conference per, Language Learning, 59(Supplement 1), 1–27
in Toronto in 2015, Lourdes Ortega prepared a revised Bialystok, E., Poarch, G., Luo, L., & Craik, F. I. M. (2014).
document, which was vetted by all authors and further Effects of bilingualism and aging on executive
revised. It was then sent to Nancy H. Hornberger, The function and working memory. Psychology and Ag-
University of Pennsylvania, and D. Richard Tucker, ing, 29, 696–705.
Carnegie Mellon University, who graciously agreed to Bigelow, M. H. (2014). Blending social and cognitive re-
serve as external reviewers, and revised once more. search traditions in language learning and teach-
ing: A matter of mentoring and modeling. Studies
in Second Language Acquisition, 36, 402–407.
Bigelow, M. H., & Tarone, E. (2004). The role of literacy
level in second language acquisition: Doesn’t who
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