Index

Scheme Code Scheme Short code Scheme Name

PP001 PPLTVF Parag Parikh Long Term Equity Fund
PP002 PPLF Parag Parikh Liquid Fund
PP003 PPTSF Parag Parikh Tax Saver Fund
PPFAS Mutual Fund PP001
SCHEME NAME : Parag Parikh Long Term Equity Fund (An Ope
PORTFOLIO STATEMENT AS ON : August 31, 2020

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
ITC Ltd. INE154A01025
Persistent Systems Ltd. INE262H01013
Hero MotoCorp Ltd. INE158A01026
Bajaj Holdings & Investment Ltd. INE118A01012
Mphasis Ltd. INE356A01018
HDFC Bank Ltd. INE040A01034
Axis Bank Ltd. INE238A01034
ICICI Bank Ltd. INE090A01021
Indian Energy Exchange Ltd. INE022Q01020
Balkrishna Industries Ltd. INE787D01026
Oracle Financial Services Software Ltd. INE881D01027
Zydus Wellness Ltd. INE768C01010
Central Depository Services (I) Ltd. INE736A01011
Multi Commodity Exchange of India Ltd. INE745G01035
Lupin Ltd. INE326A01037
Dr. Reddy's Laboratories Ltd. INE089A01023
Cadila Healthcare Ltd. INE010B01027
Sun Pharmaceutical Industries Ltd. INE044A01036
Mahindra Holidays & Resorts India Ltd. INE998I01010
ICRA Ltd. INE725G01011
IPCA Laboratories Ltd. INE571A01020
Total

b) Unlisted
Suzuki Motor Corporation* US86959X1072
Total

c) Foreign Securities and /or overseas ETF

Amazon.Com Inc US0231351067
Alphabet Inc. US02079K1079
Facebook Inc US30303M1027
Microsoft Corporation US5949181045
Total

d) ADR/GDR

DEBT INSTRUMENTS
a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

4.75% Axis Bank Ltd. (Duration 195 Days)
3.15% Axis Bank Ltd. (Duration 365 Days)
5.65% HDFC Bank Ltd. (Duration 194 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 01-Sep-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

DERIVATIVES
Name of the Instrument

Currency Future
Currency Derivatives 28-SEP-20
Derivatives Total
Notes & Symbols :-
*Traded on US OTC Markets. Underlying shares are listed on Tokyo Stock Exchange
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.
# The Name of the Industry is in accordance with Industry Classification for Foreign Securities is as per NASDAQ.
3. All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option Aug 03, 2020 (Rs.)
Direct Plan 30.6111
Regular Plan 29.3202

4. Total Dividend (Net) declared during the period ended August 31, 2020 - Nil

5. Total Bonus declared during the period ended August 31, 2020 - Nil

6. Total outstanding exposure in derivative instruments as on August 31, 2020: Rs.(910,68,70,000)

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on August 31, 2020: Rs.1289,01,08,872.11

8. Total Commission paid in the month of August 2020: Rs. 90,97,112.96

9. Total Brokerage paid for Buying/ Selling of Investment for August 2020 is Rs.37,48,512.71

10. Portfolio Turnover Ratio (Including Equity Arbitrage): 42.06%

11. Portfolio Turnover Ratio (Excluding Equity Arbitrage): 6.72%

12. Repo transactions in corporate debt securities during the period ending August 31, 2020 is Nil.

13. Deviation from the valuation prices given by valuation agencies: NIL

14. Disclosure for investments in derivative instruments

A. Hedging Positions through Futures as on August 31, 2020 :

Underlying Series

a. Equity Futures
Nil
b. Currency Future
Currency Derivatives-28-September-2020 September/20
Total %age
Note: of existing
In addition to this,assets hedged
28.59% through
of our futures:
Portfolio is in 20.20%
Foreign Securities (USD) and 0.004% is in Foreign Currency (USD &
Derivatives to avoid currency risk.

For the period 01-August-2020 to 31-August-2020, the following details specified for hedging transactions through fu
Total Number of contracts where futures were bought (opening balance)
Total Number of contracts where futures were bought
Total Number of contracts where futures were sold (opening balance)
Total Number of contracts where futures were sold
Gross Notional Value of contracts where futures were bought (opening balance) Rs.
Gross Notional Value of contracts where futures were bought Rs.
Gross Notional Value of contracts where futures were sold (opening balance) Rs.
Gross Notional Value of contracts where futures were sold Rs.
Net Profit/Loss value on all contracts combined Rs.
Exposure created due to over hedging through futures (quantity of hedging position exceeding the quantity of existing positi

B. Other than Hedging Positions through Futures as on August 31, 2020 : Nil

C. Hedging Position through Put Option as on August 31, 2020 : Nil

D. Other than Hedging Positions through Options as on August 31, 2020 : Nil

E. Hedging Positions through swaps as on August 31, 2020 : Nil

h Long Term Equity Fund (An Open Ended Equity Scheme investing across large cap, mid cap, small cap stocks)

Market value
Rating / Industry ^ Quantity % to AUM
(Rs. in Lakhs)

Consumer Non Durables 18,844,235 36,011.33 7.99

Software 2,958,527 28,350.08 6.29
Auto 802,207 24,114.74 5.35
Finance 889,164 23,818.93 5.28
Software 1,955,578 21,581.76 4.79
Banks 1,499,309 16,730.04 3.71
Banks 2,969,094 14,748.97 3.27
Banks 3,675,988 14,505.45 3.22
Finance 7,398,242 14,267.51 3.16
Auto Ancillaries 1,063,106 14,053.20 3.12
Software 417,679 12,666.32 2.81
Consumer Non Durables 734,811 11,884.10 2.64
Finance 2,595,293 10,553.76 2.34
Finance 526,631 8,417.67 1.87
Pharmaceuticals 864,964 8,022.97 1.78
Pharmaceuticals 160,325 6,837.38 1.52
Pharmaceuticals 1,790,050 6,645.56 1.47
Pharmaceuticals 1,176,500 6,120.74 1.36
Hotels, Resorts And Other Recrea 3,147,495 5,539.59 1.23
Finance 172,952 4,860.21 1.08
Pharmaceuticals 236,663 4,467.25 0.99
294,197.56 65.27

Auto # 142,519 16,893.44 3.75

16,893.44 3.75

Consumer Services # 15,323 38,367.55 8.51

Internet and Technology # 26,373 31,921.34 7.08
Internet and Technology # 124,349 26,878.10 5.96
Internet and Technology # 88,080 14,840.67 3.29
112,007.66 24.84

NIL NIL
 NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

491.00 0.11
491.00 0.11
100.00 0.02
1,082.00 0.24

26,330.00 5.84
26,330.00 5.84

303.59 0.06
303.59 0.06

450,814.25 100.00

Market value
Long / Short Quantity % to AUM
(Rs. in Lakhs)

Short (124,000,000.00) (91,068.70) (20.20)

(91,068.70) (20.20)
s is as per NASDAQ.

ercentage to NAV - NIL

Net receivable/ market Total amount due (including
Net receivable/ market value
value principal and interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Aug 31, 2020 (Rs.)

32.3832
30.9949

910,68,70,000)

s.1289,01,08,872.11

1, 2020 is Nil.
 Long / Short Futures Price when Current price of the contract Margin maintained in
purchased ( Rs. Per unit) Rs. Lakhs
( Rs. Per unit)

Short 74.67 73.44 2,460.23

0.004% is in Foreign Currency (USD & GBP). 70.64% of total Foreign Portfolio (USD) is hedged through Currency

for hedging transactions through futures which have been squared off/expired :
Nil
103,000,000
103,000,000
Nil
Nil
7,663,285,400
7,723,489,850
Nil
60,204,450
xceeding the quantity of existing position being hedged) is Nil.
Back to Index

Yield %

NIL
NIL

NIL

NIL

NIL

NIL

NIL

NIL

NIL

NIL

NIL

NIL
PPFAS Mutual Fund PP002
SCHEME NAME : Parag Parikh Liquid Fund (An Open Ended Liq
PORTFOLIO STATEMENT AS ON : August 31, 2020

Name of the Instrument / Issuer ISIN

DEBT INSTRUMENTS
a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

8.39% State Government of West Bengal 13-Oct-2020 IN3420100098
6.99% State Government of Punjab 26-Oct-2020 IN2820160272
6.62% State Government of Punjab 23-Nov-2020 IN2820160306
Total

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills
91 DAY T-BILL 03-Sep-2020 IN002020X118
91 DAY T-BILL 17-Sep-2020 IN002020X134
91 DAY T-BILL 01-Oct-2020 IN002020X159
91 DAY T-BILL 08-Oct-2020 IN002020X167
91 DAY T-BILL 15-Oct-2020 IN002020X175
91 DAY T-BILL 22-Oct-2020 IN002020X183
91 DAY T-BILL 29-Oct-2020 IN002020X191
91 DAY T-BILL 05-Nov-2020 IN002020X209
182 DAY T-BILL 12-Nov-2020 IN002020Y066
182 DAY T-BILL 19-Nov-2020 IN002020Y074
91 DAY T-BILL 10-Sep-2020 IN002020X126
364 DAY T-BILL 24-Sep-2020 IN002019Z271
91 DAY T-BILL 26-Nov-2020 IN002020X233
Total

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds
b) Short Term Deposits

c) Term Deposits Placed as Margins

5.24% HDFC Bank Ltd. (Duration 186 Days)
4.50% HDFC Bank Ltd. (Duration 184 Days)
6.60% HDFC Bank Ltd. (Duration 369 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 01-Sep-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Plan wise per unit Net Asset Value are as follows:

Options Aug 02, 2020 (Rs.)
Direct Plan
Parag Parikh Liquid Fund-Direct Plan Growth 1130.1131
Parag Parikh Liquid Fund-Direct Plan Daily Dividend 1000.5404
Parag Parikh Liquid Fund-Direct Plan Weekly Dividend 1001.4840
Parag Parikh Liquid Fund-Direct Plan Monthly Dividend 1003.4852
Regular Plan
Parag Parikh Liquid Fund-Regular Plan Growth 1127.4693
Parag Parikh Liquid Fund-Regular Plan Daily Dividend 1000.5404
Parag Parikh Liquid Fund-Regular Plan Weekly Dividend 1001.4678
Parag Parikh Liquid Fund-Regular Plan Monthly Dividend 1003.4689

3. Total Dividend (Net) declared during the period ended August 31, 2020

Record Date Daily Dividend

(Direct)
August 2020 LFDDZ
 Record Date Daily Dividend
(Regular)
August 2020 LFDD

Record Date Weekly Dividend

(Direct)
3/Aug/20 LFWDZ
10/Aug/20 LFWDZ
17/Aug/20 LFWDZ
24/Aug/20 LFWDZ
31/Aug/20 LFWDZ

Record Date Weekly Dividend

(Regular)
3/Aug/20 LFWD
10/Aug/20 LFWD
17/Aug/20 LFWD
24/Aug/20 LFWD
31/Aug/20 LFWD

Record Date Monthly Dividend

(Direct)
31/Aug/20 LFMDZ

Record Date Monthly Dividend

(Regular)
31/Aug/20 LFMD

For more details on Dividend history visit our website on following path: https://amc.ppfas.com/schemes/parag-parikh-liqui
Face Value per unit = Rs.1000/-

4. Total Bonus declared during the period ended August 31, 2020 - Nil

5. Total outstanding exposure in derivative instruments as on August 31, 2020 - Nil

(Gross exposure means sum of all long and short positions in derivatives)

6. Total investment in Foreign Securities / ADRs / GDRs as on August 31, 2020 - Nil

7. Details of transactions of "Credit Default Swap" for the month ended August 31, 2020 - Nil

8. Average Portfolio Maturity is 43.53 days.

9. Repo transactions in corporate debt securities during the period ending August 31, 2020 - Nil

10. Portfolio Classification by Asset Class(%) :

 T Bills
Goverment Securities
Commercial Papers (CP) / Certificate Of Deposit (CD)
Cash,Cash Equivalents and Net Current Assets including TREPS

11. Portfolio Classification by Rating Class(%) :

Sovereign
Cash,Cash Equivalents and Net Current Assets including TREPS

12. Deviation from the valuation prices given by valuation agencies: NIL
h Liquid Fund (An Open Ended Liquid Scheme)

Market value
Rating / Industry ^ Quantity % to AUM
(Rs. in Lakhs)

NIL NIL

NIL NIL

NIL NIL

NIL NIL

Sovereign 5,000,000 5,028.91 6.15

Sovereign 5,000,000 5,027.18 6.15
Sovereign 4,000,000 4,028.53 4.93
14,084.62 17.23

NIL NIL

NIL NIL

Sovereign 5,000,000 4,999.14 6.12

Sovereign 5,000,000 4,993.11 6.11
Sovereign 5,000,000 4,986.74 6.10
Sovereign 5,000,000 4,983.66 6.10
Sovereign 5,000,000 4,980.58 6.10
Sovereign 5,000,000 4,977.43 6.09
Sovereign 5,000,000 4,974.35 6.09
Sovereign 5,000,000 4,971.10 6.08
Sovereign 5,000,000 4,967.86 6.08
Sovereign 5,000,000 4,964.76 6.08
Sovereign 4,000,000 3,996.90 4.89
Sovereign 3,000,000 2,993.96 3.66
Sovereign 3,000,000 2,977.20 3.64
59,766.79 73.14

NIL NIL

NIL NIL
 NIL NIL

100.00 0.12
100.00 0.12
100.00 0.12
300.00 0.36

7,255.00 8.88
7,255.00 8.88

300.39 0.39
300.39 0.39

81,706.80 100.00

ercentage to NAV - NIL

Total amount due
Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Aug 31, 2020 (Rs.)

1132.9174
1000.5404
1001.0000
1003.0000

1130.1769
1000.5404
1001.0000
1003.0000

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.64789737 2.64789737
 Dividend Per Unit Dividend Per Unit
(Huf & Individuals) (Others)
2.56451356 2.56451356

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.57620788 0.57620788
0.58138252 0.58138252
0.67652705 0.67652705
0.59571406 0.59571406
0.53583960 0.53583960

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.55721507 0.55721507
0.56178077 0.56178077
0.65785439 0.65785439
0.57659974 0.57659974
0.51655160 0.51655160

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.9752675 2.9752675

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.87369012 2.87369012

ppfas.com/schemes/parag-parikh-liquid-fund/dividend/
73.14%
17.23%
0.00%
9.63%

90.37%
9.63%
Back to Index

Yield %

NIL

NIL

NIL

NIL

3.35
3.38
3.41

NIL

NIL

3.16
3.15
3.24
3.23
3.24
3.25
3.25
3.26
3.28
3.28
3.14
3.20
3.25

NIL

NIL
NIL
PPFAS Mutual Fund PP003
SCHEME NAME : Parag Parikh Tax Saver Fund (An open ended
PORTFOLIO STATEMENT AS ON : August 31, 2020

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
ITC Ltd. INE154A01025
Persistent Systems Ltd. INE262H01013
Central Depository Services (I) Ltd. INE736A01011
Bajaj Holdings & Investment Ltd. INE118A01012
Maruti Suzuki India Ltd. INE585B01010
Hero MotoCorp Ltd. INE158A01026
Tata Consultancy Services Ltd. INE467B01029
Wipro Ltd. INE075A01022
Mphasis Ltd. INE356A01018
Zydus Wellness Ltd. INE768C01010
Oracle Financial Services Software Ltd. INE881D01027
HDFC Bank Ltd. INE040A01034
ICRA Ltd. INE725G01011
Axis Bank Ltd. INE238A01034
Balkrishna Industries Ltd. INE787D01026
Indian Energy Exchange Ltd. INE022Q01020
ICICI Bank Ltd. INE090A01021
Multi Commodity Exchange of India Ltd. INE745G01035
Mahindra Holidays & Resorts India Ltd. INE998I01010
Sun Pharmaceutical Industries Ltd. INE044A01036
Lupin Ltd. INE326A01037
Cadila Healthcare Ltd. INE010B01027
IPCA Laboratories Ltd. INE571A01020
Dr. Reddy's Laboratories Ltd. INE089A01023
Total

b) Unlisted

c) Foreign Securities and /or overseas ETF

DEBT INSTRUMENTS

a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

d) TREPS / Reverse Repo Investments

TREPS 01-Sep-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Symbols :-
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.

Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option Aug 03, 2020 (Rs.)
Direct Plan 11.4846
 Regular Plan 11.3397

4. Total Dividend (Net) declared during the period ended August 31, 2020 - Nil

5. Total Bonus declared during the period ended August 31, 2020 - Nil

6. Total outstanding exposure in derivative instruments as on August 31, 2020 - Nil

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on August 31, 2020 - Nil

8. Total Commission paid in the month of August 31, 2020: 154,656.09

9. Total Brokerage paid for Buying/ Selling of Investment for August 2020 is Rs. 47,677

10. Portfolio Turnover Ratio : 4.80%

11. Repo transactions in corporate debt securities during the period ending August 31, 2020 - Nil

12. Deviation from the valuation prices given by valuation agencies: NIL
 Back to Index
h Tax Saver Fund (An open ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit)

Market value
Rating / Industry ^ Quantity % to AUM Yield %
(Rs. in Lakhs)

Consumer Non Durables 255,590 488.43 8.00

Software 37,980 363.94 5.96
Finance 81,364 330.87 5.42
Finance 11,667 312.54 5.12
Auto 4,331 296.24 4.85
Auto 9,689 291.26 4.77
Software 12,205 275.50 4.51
Software 100,139 271.68 4.45
Software 23,875 263.48 4.32
Consumer Non Durables 14,456 233.80 3.83
Software 7,491 227.17 3.72
Banks 20,269 226.17 3.71
Finance 8,008 225.04 3.69
Banks 41,868 207.98 3.41
Auto Ancillaries 14,503 191.72 3.14
Finance 94,032 181.34 2.97
Banks 45,475 179.44 2.94
Finance 9,775 156.24 2.56
Hotels, Resorts And Other Recrea 68,410 120.40 1.97
Pharmaceuticals 17,020 88.55 1.45
Pharmaceuticals 8,170 75.78 1.24
Pharmaceuticals 20,390 75.70 1.24
Pharmaceuticals 4,000 75.50 1.24
Pharmaceuticals 1,726 73.61 1.21
5,232.38 85.72

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

 NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

NIL NIL NIL

945.00 15.48
945.00 15.48

(74.03) (1.20)
(74.03) (1.20)

6,103.35 100.00

ercentage to NAV - NIL

Total amount due
Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Aug 31, 2020 (Rs.)

11.8880
 11.7275

1, 2020 - Nil
Back to Index