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Practitioner’s Corner

Sleeping Without a Pill: Nonpharmacologic


Treatments for Insomnia

LARA KIERLIN, MD

Insomnia is a complaint of patients seen in many medical settings, but it is particularly prevalent in
patients who present to mental health practitioners. When choosing an intervention for insomnia,
physicians often turn to pharmacological management options as their primary strategy, with other
modalities only considered secondarily, if at all. Medications for insomnia, which include benzodi-
azepines, nonbenzodiazepines, and antihistamines, have been found to have both varying degrees of
efficacy as well as side-effect profiles that may limit their use. In recent years, the American Academy
of Sleep Medicine has studied nonpharmacologic interventions for insomnia and found evidence to
support their use in achieving sustained improvements in sleep parameters over time. Methods such
as cognitive-behavioral therapy, stimulus-control therapy, relaxation, paradoxical intention, and sleep
restriction are efficacious treatments that mental health practitioners can consider in the treatment
of insomnia. Researchers are only beginning to review evidence concerning complementary and alter-
native medicine therapies (CAM); however, given the preponderance of patients who may be employ-
ing these techniques for insomnia, it is important that clinicians be familiar with these approaches,
which merit further study. This article reviews nonpharmacologic treatments for insomnia that are
available to mental health practitioners as well as primary care providers, either via direct applica-
tion of the techniques or by referral. The evidence for each of these modalities is presented in an effort
to expand the treating physician’s armamentarium beyond sole use of the medications traditionally
used to treat insomnia. (Journal of Psychiatric Practice 2008;14:403–407)

KEY WORDS: insomnia, nonpharmacological therapies, medication, cognitive-behavioral therapy (CBT), stimulus-
control therapy, relaxation, paradoxical intention, sleep restriction

Insomnia, defined as the subjective experience of poor induced sleep disorder, insomnia type. To make any of
sleep leading to impaired daytime functioning, is a com- these diagnoses, the criteria require that the sleep dis-
plaint voiced by patients who are seen by clinicians in a turbance or its daytime sequelae, such as fatigue, cause
variety of disciplines. While the overall prevalence of “clinically significant distress or impairment in social,
insomnia has been reported to be 4%–33% in the gener- occupational, or other important areas of functioning.”
al population, estimates of the prevalence of insomnia However, the effects of insomnia are not only personal,
among patients presenting in primary care settings but also have far-reaching societal consequences.
range from 50% to 69%.1,2 Mental health practitioners, Increased healthcare utilization, alcohol use, and
in particular, may need to address sleep complaints in
the majority of their patients, since insomnia may affect KIERLIN: UCLA Department of Psychiatry and Biobehavioral
80% of depressed patients and up to 90% of patients Sciences at the David Geffen School of Medicine/Resnick Neuro-
with anxiety.1 Implicit in the definition of insomnia is psychiatric Hospital.
dysfunction. The Diagnostic and Statistical Manual of Copyright ©2008 Lippincott Williams & Wilkins Inc.
Mental Disorders, 4th Edition, Text Revision (DSM-IV- Please send correspondence and reprint requests to: Lara Kierlin,
TR)3 lists a number of different types of disorders MD, David Geffen School of Medicine/Resnick Neuropsychiatric
involving insomnia: primary insomnia; insomnia related Hospital, 760 Westwood Plaza, Los Angeles, CA 90024.
to another mental disorder; sleep disorder due to a gen- lkierlin@mednet.ucla.edu
eral medical condition, insomnia type; and substance- The author declares no conflict of interest.

Journal of Psychiatric Practice Vol. 14, No. 6 November 2008 403

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PRACTITIONER’S CORNER
adverse consequences due to excessive daytime sleepi- parameters have been found to diminish after several
ness, such as auto accidents and work-related injuries, weeks of use.11 Of the nonbenzodiazepine hypnotics,
have been attributed to insomnia in several studies.4 zolpidem has shown efficacy in improving measures of
Insomnia has also been implicated in higher rates of sleep onset, but has been found to be less effective for
morbidity and mortality due to direct cardiovascular sleep maintenance.12 Contrary to what is widely
and psychiatric sequelae in those who suffer from this believed, surveys have found that difficulty with main-
condition.5 taining sleep is a more common complaint than difficul-
Once thought to be a minor complaint that could be ty with sleep initiation,13 lending support to the
treated with a glass of warm milk (or perhaps some- stipulation that the most effective treatment for insom-
thing more potent), insomnia is now well recognized as nia should address both of these dimensions.
a healthcare problem with social, physical, and emo- While the current explosion of research in the field of
tional consequences. The negative consequences of sleep medicine has led investigators to evaluate multi-
insomnia, while often related to the primary disorder, ple approaches to the treatment of insomnia, it is only
can also arise as a result of methods used to treat it. recently that findings have begun to emerge comparing
Medications in the sedative-hypnotic class, which the effectiveness of nonpharmacologic treatment meth-
include benzodiazepine receptor agonists, are frequent- ods with that of medications in the long-term manage-
ly used by practitioners who feel that some intervention ment of insomnia. In 1999, the American Academy of
is needed to help patients achieve restorative sleep. Sleep Medicine (AASM) performed a meta-analysis of
Other medications, such as the antihistamine diphen- available data on the use of non-pharmacologic treat-
hydramine (Benadryl) or the antidepressant trazodone, ments.6 An update of this research was published in
may be used in low doses to achieve sleep onset, and 2006.14 The authors of these meta-analyses found sup-
many patients do report some success with these port for the hypothesis that psychological and behav-
agents, particularly in the short term.6 However, these ioral interventions for insomnia provide sustained
medications can produce side effects, ranging from improvements in sleep over time. They reported statis-
morning “hangover-like” sedation, to amnesia, cognitive tically significant evidence that supported the efficacy of
deficits, and behavioral disinhibition.7 It is also possible the following methods: stimulus-control therapy, relax-
for at-risk patients to develop tolerance and subsequent ation, paradoxical intention, sleep restriction, and cog-
dependence when treated with benzodiazepines. The nitive-behavioral therapy (CBT).15
makers of non-benzodiazepine hypnotics such as zolpi-
dem (Ambien), the most commonly-prescribed sleep aid Cognitive-Behavioral Therapy
today, claim these agents have fewer side effects than
longer-half-life benzodiazepines such as lorazepam and The effect of CBT on various sleep parameters has been
temazepam. However, given the recent introduction of studied in several randomized controlled trials in recent
this class of medications, uncertainty about the extent years. When used in the treatment of insomnia, CBT
of their side effects will remain until further long-term involves identifying and challenging a person’s often
studies are performed.8 Recent reports have implicated negative perceptions regarding sleep, which can lead to
zolpidem in the genesis of behaviors labeled “sleep relat- heightened anxiety and arousal, states that themselves
ed eating disorders” by researchers who have observed impede sleep onset. In one trial, CBT, used in conjunc-
nocturnal binging by patients taking this medication, tion with mild sleep restriction, stimulus control, and
with the patients later being amnestic regarding the relaxation, was compared with pharmacotherapy, a com-
experience.9 bination of CBT and pharmacotherapy, and placebo.16
Side effects notwithstanding, the efficacy of many This study found that, of these interventions, CBT had
medications that are currently used to treat insomnia the greatest effect on sleep-onset latency (time until
has been called into question. Several researchers have sleep) and sleep efficiency (percentage of time spent
challenged whether subjective reports of improved sleep sleeping compared with total amount of time spent in
are consistent with meaningful objective data support- bed) and that it provided the most lasting effect at long-
ing these reports. Several benzodiazepine agonists, term follow-up 12 months later.16 Subjects who received
including temazepam, have demonstrated variable CBT experienced a near-normalization of sleep-onset
effects on sleep onset, maintenance, and total sleep time latency (normal value generally considered to be 30
in randomized controlled trials.10 Even in trials that minutes or less), and sleep efficiency (normal value gen-
have demonstrated efficacy, improvements in sleep erally considered to be 85% or more of time in bed spent

404 November 2008 Journal of Psychiatric Practice Vol. 14, No. 6

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PRACTITIONER’S CORNER
asleep). In addition, CBT alone was found to be superi- in combination with other therapeutic modalities, is
or to combination therapy involving CBT plus zolpidem. supported in the literature.
The investigators hypothesized that the combination
treatment was not as effective because the participants Stimulus Control Therapy (Sleep Hygiene)
who were also receiving medication might have been
less committed to behavioral treatment than those CBT and progressive relaxation are frequently aug-
receiving CBT alone. The CBT that was found to be mented by stimulus control therapy, which is a treat-
effective in this study involved four 30-minute sessions ment for patients who have been conditioned to
and one telephone session with a pre-doctoral or post- associate the bed, or sleep in general, with a negative
doctoral psychologist. The authors of this study posited response. Such a negative association may have devel-
that a CBT intervention such as this may be more cost- oped after a triggering event, such as a medical or psy-
effective than long-term medication use, depending on chiatric illness, or a psychosocial stressor. In the
the psychological treatment resources available to the literature, the term “stimulus control” is sometimes
patient. Given the findings described above, more used interchangeably with the concept of sleep hygiene.
research is needed to compare the use of combination The intervention involves having patients actively take
therapy to each of the modalities alone, with special steps to control their sleep environment. Examples of
attention paid to the real-world variability in access to such environmental modifications include using the bed
behavioral care and its associated costs. Until such data for sleep or sex only, not for activities such as reading or
are available, clinicians should take into account the watching television; waking up at the same time every
individual patient's situation and preferences in select- morning, including on weekends; retiring to bed only
ing the most appropriate approach. when sleepy and when there is a high likelihood that
sleep will occur; leaving the bed and beginning an activ-
Progressive Relaxation ity in another location if sleep does not result in a rea-
sonably brief period of time after getting into bed;
Progressive relaxation is a technique used to achieve reducing the subjective effort and energy expended try-
sleep onset in patients when nighttime anxiety is a com- ing to fall asleep; avoiding exposure to bright light dur-
ponent of their insomnia. In progressive relaxation, the ing nighttime hours, and eliminating daytime naps.19
subject begins to sense gradual resolution of tension, Stimulus control therapy is included as a standard
first in distal extremities and then in proximal areas of treatment method in the most recent “Practice
the body. This technique may be taught in guided ses- Parameters for the Psychological and Behavioral
sions facilitated by a therapist, or an instructional Treatment of Insomnia” published by the AASM.20
recording may be used. The subject is instructed to focus Advantages of this technique are its intuitive nature,
on a particular part of the body and the sensations in simplicity, and low cost for the patient. In fact, strate-
that body part and is then told to allow that area to gies related to sleep hygiene are often discussed in the
relax; the process then moves to the next limb, joint, or popular press and do not differ substantially from the
muscle. When used correctly, this technique has been techniques used in research settings, which supports
demonstrated to be an effective relaxation tool in the applicability of stimulus control therapy to real-
patients with sleep-onset anxiety. Repeated studies world settings.
have confirmed that relaxation methods produce posi-
tive outcomes, including decreased sleep latency, fewer Sleep Restriction
nocturnal arousals, increased restorative slow-wave
sleep, and an improved subjective sense of having expe- One of the components of stimulus control therapy is
rienced restful sleep.17 Data also support the efficacy of sleep restriction, a technique developed by Spielman in
progressive relaxation for use by patients being tapered 1987 that seeks to match time spent in bed with actual
off sedative/hypnotic medications. In one study, partici- time spent asleep.21 This technique involves having the
pants who used these methods reduced their use of patient maintain a strict sleep-wake schedule, staying
sleep medication by 80%, reported an improved quality awake and arising at specified periods that are suffi-
of sleep, experienced better sleep efficiency, and had an cient to induce a mild sleep deprivation condition. A full
overall reduction in withdrawal symptoms.18 Progres- course of treatment usually lasts for up to 3 weeks and
sive relaxation is a treatment that is relatively easy to involves calculating an individual minimum sleep time
learn, and its efficacy for insomnia, when used alone or (using sleep diaries), allowing only that minimum

Journal of Psychiatric Practice Vol. 14, No. 6 November 2008 405

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PRACTITIONER’S CORNER
amount of time for sleep each day, and then gradually revealed that over 1.6 million Americans already use
increasing this amount as the body resets its internal some form of CAM to treat insomnia, with herbal reme-
sleep clock. Bright light therapy, which is often dies, mind-body therapies, and relaxation the modalities
employed to help patients with early morning awaken- most often used.26 Although these CAM strategies may
ings reset their natural sleep cycle, can also be used in be outside the realm of traditional Western medicine, it
the early stages of those receiving sleep restriction ther- is clear that they are gaining acceptance and being used
apy to reinforce a new wake schedule. Although difficult by many insomnia sufferers, who may not readily
to apply with consistency, this form of therapy can have divulge this use to their primary care providers.
a positive effect on insomnia in motivated patients. Therefore, it is important that clinicians familiarize
themselves with these therapies.
Paradoxical Intention
Conclusion
Paradoxical intention is a cognitive reframing technique
in which the insomnia sufferer, rather than attempting Despite evidence for the nonpharmacological approach-
to fall asleep at night, instead makes every effort to stay es described in this article, many practitioners continue
awake. To this end, the subject divorces subjective con- to use medications as the first-line treatment for insom-
trol of sleep from the outcome. One theory that may nia. This is especially true in primary care settings,
explain the effectiveness of this method is that elimi- where physicians may lack the expertise and/or the time
nating voluntary effort may, in turn, relieve perform- necessary to provide more behaviorally based treat-
ance anxiety that is sleep-prohibitive. Researchers ment. To address this legitimate concern, techniques
found that subjects with insomnia who used this tech- have been developed to facilitate use of CBT methods in
nique showed a reduction in sleep effort and perform- the primary care setting. Primary care physicians may
ance anxiety and a trend toward a lower subjective not consider themselves sleep experts per se, but they do
assessment of sleep-onset latency compared with con- have the authority to challenge false beliefs about sleep
trols.22 One potential use for this method is to treat that might be expressed by their patients. For example,
patients who exhibit higher levels of performance anxi- physicians may allay fears of patients who feel that they
ety related to sleep in the pre-treatment phase. Other must conform to some particular norm regarding num-
studies have found that paradoxical intention can ber of hours slept. Providing simple reassurance that
reduce overestimation of the sleep deficit, a quality there is no “perfect” number of hours of sleep required
found in many individuals with insomnia.23 and that people function within a range of sleep times
can challenge patient misconceptions that contribute to
Complementary and Alternative Medicine insomnia. In at least one study, CBT methods tailored to
Strategies the time constraints present in a brief office visit have
been demonstrated to be effective.14 In addition, the
While the use of prescription medications to treat sleep AASM now provides accreditation not only for formal
disorders is certainly growing (a record 43 million pre- behavioral sleep medicine fellowships, but also for 4-
scriptions for sleep aids were filled in 2005),24 interest week mini-fellowships targeted to physicians, psycholo-
in complementary and alternative medicine (CAM) gists, and advanced practice nurses in an effort to
strategies has increased among both patients and improve behavioral treatment of patients with insomnia
healthcare practitioners. Such strategies, which include who present in the primary care setting (information on
spiritual health techniques, yoga, Chinese and these programs is available on the AASM website at
Ayurvedic medicine, biofeedback, and other modalities, www.aasmnet.org). Although data support use of behav-
have been studied for their effectiveness in mood disor- ioral interventions for insomnia, patients may not have
ders, anxiety, and, recently, sleep disturbance. much choice about which treatment they receive if phar-
Researchers recently reviewed randomized controlled macologic management is more easily accessible.
trials of CAM treatments for sleep problems in older Therefore, with research increasingly validating behav-
adults and found that 77% of those studies showed pos- ioral techniques for insomnia, it would be beneficial for
itive effects for CAM interventions in sleep disturbance, medicine and its allied fields to incorporate such strate-
with the evidence for mind-body interventions and acu- gies into their treatment regimens.
pressure suggesting particular benefit in this older pop- Insomnia is a medical condition that, whether self-
ulation.25 Evidence notwithstanding, a recent survey limited or chronic, has the potential to cause significant

406 November 2008 Journal of Psychiatric Practice Vol. 14, No. 6

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
PRACTITIONER’S CORNER
meeting symposium. Sleep Med Rev 2004;8:7–17.
distress in those who suffer from it. For years, pharma-
12. Saletu-Zyhlarz G, Anderer P, Brandstatter N, et al. Placebo-
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due to moderate efficacy, ease of administration, and dem on objective and subjective sleep and awakening quality
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dence supports the use of nonpharmacologic methods disorder. Neuropsychobiology 2000;41:139–48.
13. National Sleep Foundation: 2002 Sleep in America Poll.
involving behaviorally based approaches such as CBT,
Washington, DC: National Sleep Foundation; 2002:1–43.
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its contribution to the field of sleep medicine, and the
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Journal of Psychiatric Practice Vol. 14, No. 6 November 2008 407

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