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A Study of the Urban Morphological Processes of Baghdad: Implications and


Guidelines for Urban Design and Planning in Middle Eastern Cities

Thesis · May 2017

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A Study of the Urban Morphological Processes of Baghdad:
Implications and Guidelines for Urban Design and Planning in
Middle Eastern Cities
By
© 2017
Dhirgham Mizher Alobaydi
M.A., the University of Kansas, 2015
M.Sc., the University of Baghdad, 2003
B.Sc., the University of Baghdad, 2000

Submitted to the graduate degree program in Architecture, Design, and Planning and the
Graduate Faculty of the University of Kansas in partial fulfillment of the requirements for
the degree of Doctor of Philosophy.

________________________________

Chairperson Mahbub Rashid

________________________________

Bonnie J. Johnson

________________________________

Stacey Swearingen White

________________________________

Kent F. Spreckelmeyer

________________________________

Xingong Li

Date Defended: 04 May 2017






ProQuest Number: 10281306




All rights reserved

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ii

The dissertation committee for Dhirgham Mizher Alobaydi certifies that


this is the approved version of the following dissertation:

A Study of the Urban Morphological Processes of Baghdad:


Implications and Guidelines for Urban Design and Planning in
Middle Eastern Cities

_____________________________

Chair: Mahbub Rashid

Date approved: 04 May 2017


iii

Abstract

The growth of many old Middle Eastern cities occurred in a somewhat spontaneous

manner, without pre-planning, for several hundred years. In the recent decades, however, modern

planning practices and models have been applied to these cities for controlling and managing their

rapid expansions. The overlap between these two phases of the development of these old cities

increased the complexity of their urban form over time, which presently exhibits itself in three

different patterns: organic, modern, and hybrid (i.e. a pattern included both of organic and modern

patterns).

The main purpose of this dissertation is to study the physical qualities and spatial properties

of the structures and configurations of the urban form of a typical Middle Eastern city, and to

identify a set of urban typologies of growth by exploring its processes of formation and

transformation. The past research evaluating urban morphology in the Middle East region has been

limited. A review of the existing literature found many studies, covering issues, such as Arab-

Islamic influences, colonial interventions, and their socio-economic implications. However, they

do not sufficiently illustrate the morphological variations of a typical Middle Eastern city, which

is a critical need for urban design and planning.

This dissertation utilized an exploratory approach combining several existing

morphological techniques, methods, and measures presented in Conzen (1960), Southworth and

Owens (1993), and Hillier (2007) in order to better distinguish the physical and spatial differences

among the three urban patterns – organic, modern, and hybrid – of a Middle Eastern city. Baghdad,

Iraq was selected as the case study, because it is one of the oldest cities in the Middle East and it

has witnessed phenomenal growth and change during the last century. The complex nature of

historic urban growth of this city suggested that the exploratory research approach of the study be
iv

built across a detailed examination of the five morphological phases of Baghdad’s history. This

approach consisted of gathering, classifying, and building digitized data based on old maps and

satellite images for analysis using the available GIS and space syntax tools.

Measured urban structures and identified spatial typologies of the study provided

significant insights into the relationships between the trends of urban growth and the scales of

expansion. Qualities, such as direction, integration, segregation, and choice of urban forms, were

generally useful for their association with other qualities, such as the processes of growth and land

development, and for their ability to describe the observed variations of urban forms in different

morphological phases.

In future, the proposed research approach may be applied across various scales of urban

form, such as quarters, neighborhoods, urban blocks, plots, buildings and landmarks; and across

cities by means of a comparative approach. The limitations of this research included the

complexity of a built environment such as Baghdad; and the limited sources of historic data and

information of such cities for morphological analysis of the kind presented in this dissertation.
viii

Table of Contents

CHAPTER ONE: INTRODUCTION .................................................................. 1

1.1 BACKGROUND ...................................................................................................... 1


1.2 THE PROBLEM STATEMENT .............................................................................. 8
1.3 SCOPE OF RESEARCH ........................................................................................ 10
1.4 POTENTIAL RESEARCH CONTRIBUTIONS ................................................... 11
1.5 ORGANIZATION OF DISSERTATION .............................................................. 12
CHAPTER TWO: LITERATURE ..................................................................... 13

2.1 THEORY AND METHODOLOGY....................................................................... 13


2.1.1 Traditional Urban Morphological Approaches ......................................................... 13
Conzen’s approach................................................................................................ 14
Southworth’s and Owens’ approach ..................................................................... 16
2.1.2 Approaches to Study Spatial Configurations ............................................................ 19
2.2 THE MIDDLE EASTERN CITIES........................................................................ 21
2.2.1 Studies on Urban Morphology ...................................................................................... 21
2.2.2 Studies on Spatial Configuration .................................................................................. 26
2.3 BAGHDAD, IRAQ................................................................................................. 28
2.3.1 Studies of Urban Morphology in Baghdad ................................................................ 28
2.3.2 Studies of Spatial Configurations in Baghdad .......................................................... 30
2.4 DEFINING THE RESEARCH GAP ...................................................................... 31
CHAPTER THREE: METHODOLOGY .......................................................... 33

3.1 RESEARCH FRAMEWORK................................................................................. 33


3.1.1 Conzen’s Methods............................................................................................................. 33
3.1.2 Southworth’s and Owens’ Methods ............................................................................. 34
3.1.3 Hillier’s Methods ............................................................................................................... 34
Integration Measure .............................................................................................. 35
Choice Measure .................................................................................................... 36
3.3 THE CASE OF BAGHDAD (762-2010) ............................................................... 37
3.3.1 Pre-Islamic Phase (-762) ................................................................................................. 38
3.3.2 Foundation Phase (762-11th century) ........................................................................... 38
3.3.3 The Bwayhid Phase (954-1055) .................................................................................... 39
3.3.4 The Seljuqid Phase (1055-1152) ................................................................................... 40
3.3.5 The Ilkhandi Phase (1258-1338) ................................................................................... 41
3.3.6 The Ottoman Phase (1534-1830) .................................................................................. 41
3.3.7 Colonial Power and Iraqi Kingdom Periods (1917-1950s) ................................... 41
3.3.8 Iraqi Republic Phases (1960s-2000s) .......................................................................... 43
ix

3.3.9 The Phase after Democracy (2003-present) .............................................................. 44


3.4 MORPHOLOGICAL ANALYSIS ......................................................................... 46
3.4.1 Gathering and Classifying Data .................................................................................... 46
Formation.............................................................................................................. 48
Densification ......................................................................................................... 48
Colonization.......................................................................................................... 49
Modernization ....................................................................................................... 49
Post-modernization ............................................................................................... 49
3.4.2 Preparing and Digitizing Data ....................................................................................... 50
Study Scales .......................................................................................................... 51
3.4.3 Analyzing and Measuring Data ..................................................................................... 52
Representation....................................................................................................... 52
Regeneration ......................................................................................................... 52
Definition .............................................................................................................. 53
Classification......................................................................................................... 53
CHAPTER FOUR: THE EVOLUTION OF STREET STRUCTURES ........ 55

4.1 RELEVANCE OF STREETS................................................................................. 55


4.2 STREET PATTERNS............................................................................................. 57
4.2.1 Deformed Patterns............................................................................................................. 58
4.2.2 Organic Zigzag Pattern with Cul-de-sacs ................................................................... 59
4.2.3 Hybrid of Organic and Gridiron Patterns ................................................................... 61
4.2.4 Hybrid of Gridiron and Incremental Infills................................................................ 62
4.2.5 Hybrid of Super Grid and Interrupted Parallels........................................................ 64
4.2.6 Hybrid of Organic, Composite, and Deformed Grid............................................... 65
4.3 URBAN DESIGN IMPLICATIONS...................................................................... 67
4.4 GUIDELINES FOR URBAN DESIGN ................................................................. 69
CHAPTER FIVE: THE PATTERNS OF LAND USE DISTRIBUTION ...... 74

5.1 RELEVANCE OF LAND USE .............................................................................. 75


5.2 LAND USE PATTERNS........................................................................................ 75
5.2.1 Strip Commercial and Fragmented Residential ........................................................ 76
5.2.2 Concentrated Commercial and Continuous Residential ........................................ 77
5.2.3 Linear Commercial and Fragmented Residential and Industrial ......................... 78
5.2.4 Central Mixed-use, Semi-continuous Residential, and Fragmented Institutional
................................................................................................................................................. 79
5.2.4.1 Central Socio-cultural and Regular Residential .................................................... 80
5.2.4.2 Radial Mixed-use with Concentric Residential .................................................... 81
5.3 URBAN DESIGN IMPLICATIONS...................................................................... 82
5.4 URBAN DESIGN GUIDELINES .......................................................................... 83
x

CHAPTER SIX: EVOLUTION OF STREET CONFIGURATIONS ............ 85

6.1 SPACE URBAN CONFIGURATION ................................................................... 85


6.2 PATTERNS OF URBAN CONFIGURATION ..................................................... 86
6.2.1 City form in 1050s ............................................................................................................ 86
6.2.2 Linear Pattern ..................................................................................................................... 86
Integration Core .................................................................................................... 86
Choice Core .......................................................................................................... 87
6.2.3 City form in 1850s ............................................................................................................ 87
6.2.4 Tree and Linear Patterns.................................................................................................. 88
Integration Core .................................................................................................... 88
Choice Core .......................................................................................................... 88
6.2.5 City form in 1940s ............................................................................................................ 89
6.2.6 Supergrid Pattern ............................................................................................................... 90
Integration Core .................................................................................................... 90
Choice Core .......................................................................................................... 91
6.2.7 City form in 1960s ............................................................................................................ 92
6.2.8 Hybrid of Supergrid and Fragmented Linear ............................................................ 93
Integration Core .................................................................................................... 93
Choice Core .......................................................................................................... 94
6.2.9 City form in 2010s ............................................................................................................ 95
6.2.10 Hybrid of Linear, Supergrid, and Tree ..................................................................... 97
Integration Core .................................................................................................... 97
Choice Core .......................................................................................................... 98
6.3 URBAN DESIGN IMPLICATIONS...................................................................... 99
6.4 URBAN DESIGN GUIDELINES ........................................................................ 101
CHAPTER SEVEN: URBAN GROWTH PATTERNS ................................. 103

7.1 GROWTH PROCESSES ...................................................................................... 103


7.2 GROWTH PATTERNS........................................................................................ 104
7.2.1 Concentric Growth .......................................................................................................... 105
7.2.2 Irregular Strip Growth.................................................................................................... 106
7.2.3 Scattered Growth ............................................................................................................. 106
7.2.4 Multi Nuclei Growth ...................................................................................................... 108
7.2.5 Sectoral Growth ............................................................................................................... 109
7.2.6 Instant Growth .................................................................................................................. 109
7.3 TRENDS AND SCALES OF GROWTH PROCESSES...................................... 110
7.3.1 Fragmentation at small scales ...................................................................................... 110
7.3.2 Diffusion at medium scales .......................................................................................... 111
xi

7.3.3 Densification within existing grids ............................................................................ 112


7.3.4 Separation at large scales .............................................................................................. 113
7.4 URBAN DESIGN IMPLICATIONS.................................................................... 114
7.5 GUIDELINES FOR URBAN DESIGN ............................................................... 116
CHAPTER EIGHT: CONCLUSIONS............................................................. 117

8.1 THE OVERALL FINDINGS ............................................................................... 118


8.1.1 Patterns of Streets ............................................................................................................ 118
8.1.2 Patterns of Land Use Distribution .............................................................................. 119
8.1.3 Patterns of Syntactic Structures................................................................................... 120
8.2 RESEARCH SIGNIFICANCE............................................................................. 123
8.2.1 The Integrated Model for Urban Morphological Studies .................................... 123
Physically............................................................................................................ 124
Spatially .............................................................................................................. 124
Functionally ........................................................................................................ 124
8.2.2 Urban Typologies ............................................................................................................ 124
8.2.3 Trends and Scales of Growth Processes ................................................................... 125
8.3 LIMITATIONS OF CURRENT RESEARCH ..................................................... 126
8.4 DIRECTIONS FOR FUTURE RESEARCH........................................................ 127
BIBLIOGRAPHY............................................................................................... 129
xii

List of Figures

Figure 1.1: The overlapping historic organic structures and modern urban expansions in 1950s
Baghdad .......................................................................................................................................... 2
Figure 1.2: The Master plans of Baghdad in 1956 and 1959......................................................... 4
Figure 1.3: The Master Plan of Baghdad designed by Polservice Inc. in 1967............................. 5
Figure 1.4: Modern developments and practices overlaid on historic organic fabric.................... 6
Figure 1.5: The Historic Core of al-Kadhimiya before and after modernization. ......................... 6
Figure 1.6: Patterns of the urban forms found in the city of Baghdad .......................................... 9
Figure 1.7: A key map of the City of Baghdad, 2000s ................................................................ 11
Figure 2.1: Conzen’s three morphological layers ........................................................................ 15
Figure 2.2: Conzen’s techniques and methods to study the morphology of Alnwick ................. 15
Figure 2.3: Southworth and Owens’ methods to study historic evolutions at different scales.... 18
Figure 2.4: Showing syntactic properties of urban configuration of Old Baghdad ..................... 20
Figure 2.5: A partial map of Old Baghdad showed the pattern of historic organic fabrics ......... 25
Figure 3.1: Research Framework of this Dissertation ................................................................. 33
Figure 3.2: The architecture and planning of the Round City of Baghdad (762-769 CE)........... 40
Figure 3.3: The site and physical structures of Old Baghdad...................................................... 41
Figure 3.4: The map of Baghdad was founded by Felix Jones in 1853....................................... 42
Figure 3.5: Colonial and modern influences of Baghdad’s urban development during 1940s ... 43
Figure 3.6: The rapid growth of the City of Baghdad. ................................................................ 44
Figure 3.7: The metropolitan City of Baghdad in 2000s ............................................................. 45
Figure 3.8: The five historical phases of Baghdad’s urban development.................................... 50
Figure 4.1: Urban expansions and the transportation system of Baghdad in 1957 ..................... 56
Figure 4.2: The pattern of organic zigzag and cul-de-sac street network in the maps of the 1050s
and 1850s of Baghdad................................................................................................................... 60
Figure 4.3: Residential organic roads (left) and widened streets (right) in the historic cores of
Baghdad ........................................................................................................................................ 61
Figure 4.4: The pattern of hybrid of organic and gridiron street network found in the city of
Baghdad in 1940s.......................................................................................................................... 62
Figure 4.5: Implemented gridded street patterns in Baghdad between 1960s and 1980s............ 63
Figure 4.6: The pattern of hybrid of supergrid and interrupted parallels of street network ........ 65
xiii

Figure 4.7: the pattern of hybrid of Organic and Deformed Grid of street network ................... 67
Figure 5.1: The pattern of strip commercial and fragmented residential found in the map of
Baghdad in 1050s and 1850s ........................................................................................................ 76
Figure 5.2: The pattern of concentrated commercial and continuous residential........................ 77
Figure 5.3: The pattern of linear commercial and continuous residential ................................... 79
Figure 5.4: The central mixed-use, semi-continuous residential, and fragmented institutional.. 80
Figure 5.5: The central socio-cultural and regular residential ..................................................... 81
Figure 5.6: The radial mixed-use with concentric residential ..................................................... 82
Figure 6.1: The integration map (on the left) and the segment map of Baghdad in 1050s (on the
right).............................................................................................................................................. 87
Figure 6.2: The integration map (on the left) and the segment map of Baghdad in 1850s (on the
right).............................................................................................................................................. 89
Figure 6.3: Influences of Colonial and modern planning on Baghdad during 1940s.................. 90
Figure 6.4: The integration map (on the left) and the segment map of Baghdad in 1940s (on the
right).............................................................................................................................................. 92
Figure 6.5: Appearance of the Supergrid in Old Baghdad during 1960s-80s.............................. 93
Figure 6.6: The integration map (on the left) and the segment map of Baghdad in 1960s (on the
right).............................................................................................................................................. 95
Figure 6.7: The main three segment of the current city of Baghdad ........................................... 97
Figure 6.8: The integration map (on the left) and the segment map of Baghdad in 2000s (on the
right).............................................................................................................................................. 99
Figure 7.1: The patterns and processes of urban growth defined by Southworth and Owens... 105
Figure 7.2: Concentric, irregular stripe, and scattered growth patterns..................................... 107
Figure 7.3: Scattered and multi nuclei growth patterns ............................................................. 108
Figure 7.4: Sectoral and instant growth patterns ....................................................................... 110
Figure 7.5: Fragmentation and diffusion of urban development during 1940s ......................... 111
Figure 7.6: Densification of urban development during 1960s ................................................. 112
xiv

List of Tables

Table 3.1: Techniques and methods adopted by this dissertation................................................ 37


Table 3.2: Selected old maps for study purposes......................................................................... 48
Table 4.1: Identification of Street Typologies ............................................................................. 58
Table 5.1: Identification of Land use Typologies ........................................................................ 74
Table 6.1: Identification of Syntactic Urban Cores ..................................................................... 85
Table 7.1: Identification Typologies of Urban Growth ............................................................. 104
129

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