Functional Bracing of Humeral Shaft Fractures. A Review of Clinical Studies

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Injury, Int. J.

Care Injured 41 (2010) e21–e27

Contents lists available at ScienceDirect

Injury
journal homepage: www.elsevier.com/locate/injury

Review

Functional bracing of humeral shaft fractures. A review of clinical studies


Efthimios Papasoulis *, Georgios I. Drosos, Athanasios N. Ververidis, Dionisios-Alexandros Verettas
Department of Orthopaedic Surgery, Medical School, Democritus University of Thrace, University General Hospital of Alexandroupolis, 68100 Alexandroupolis, Greece

A R T I C L E I N F O A B S T R A C T

Article history: Functional bracing has been widely accepted as the gold standard for treating humeral shaft fractures
Accepted 5 May 2009 conservatively. We conducted a literature review to verify the efficacy of this treatment method. Sixteen
case series and two comparative studies fulfilled the criteria set. Analysis of these clinical studies showed
Keywords: that humeral shaft fractures when treated with functional bracing heal in an average of 10.7 weeks.
Humeral shaft fractures Union rate is high (94.5%). Statistical analysis showed that proximal third fractures and AO type A
Humeral diaphyseal fractures fractures have a higher non-union rate although this is not statistical significant. Residual deformity and
Functional bracing
joint stiffness are considered the main drawbacks of conservative treatment. Angulation – usually varus
Functional treatment
Conservative treatment
– rarely exceeded 108, while full shoulder and elbow motion was achieved in 80% and 85% of the patients,
respectively. Nevertheless, in the few studies that subjective parameters such as functional scores, pain
and quality of life were assessed results were not so promising.
ß 2009 Elsevier Ltd. All rights reserved.

Contents

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Functional bracing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Material and methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Time to union. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Non-union rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Delayed union . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e22
Residual deformity/malunion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e23
Functional recovery. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e24
Shoulder motion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e24
Elbow motion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e24
Functional scores . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e24
Residual deformity and function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e24
Radial nerve palsy and complications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e25
Special fracture patterns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e25
Location . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e25
AO type fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e26
Fracture configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e26
Long-oblique proximal fractures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e26
Open . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e26
Limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e26
Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e27
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e27

* Corresponding author. Tel.: +30 2310838437/6974142023; fax: +30 2551031040.


E-mail addresses: siluosapap@yahoo.com, siluosapap@gmail.com (E. Papasoulis).

0020–1383/$ – see front matter ß 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.injury.2009.05.004
e22 E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27

Introduction treatment. The identified articles were studied and any additional
articles from theirs references lists were also found.
Fractures of the shaft of the humerus account for 1% to 3% of all Inclusion criteria for this review were studies concerning
fractures.2,25 Although several absolute and relative indications for humeral shaft fractures treated conservatively with functional
surgical treatment have been proposed,12,25 the general under- bracing, including more that 10 cases.
standing and current teaching remains the same as in the past; the Table 1 shows the articles that were included in the study.
vast majority of humeral shaft fractures can be treated successfully Fifteen articles1,7,8,10,11,13,16,18,19,21,23,27,29–31 that fulfilled the
by conservative methods.5,12,25 criteria set were reviewed. Three more articles9,14,22 that were
The most common conservative methods that have been used restricted to distal third humeral shaft fractures have also been
for this purpose are Desault or Velpaue bandages, abduction analysed.
splints, U-casts, hanging casts, and functional bracing.12,25 The Means and percentiles were used to describe the data and for
later has been so widely accepted as the best conservative method, categorised variables. In statistical analysis, differences between
that it is considered as the gold standard of humeral shaft fracture the groups were tested using x2 test and a p value of <0.05 was
treatment for many authors. considered statistically significant.
When compared to other conservative methods functional
brace treatment carries many advantages in terms of range of Results
motion (ROM), patient comfort, and cost reduction.3,14,21,27,29–31
The patient can remove the brace for personal hygiene, the brace is Patients studied in the included reports were heterogeneous
of limited weight and causes no distraction over the fracture site, with regard to age and medical history. The criteria of patient
while elbow movements are not restricted and joint stiffness selection were not always documented; neither was patient
therefore unlikely to develop. compliance. This might have leaded to positive patient selection.
Even the braces used varied between the different reports. Similar,
History mobilisation of the limb was performed with different patterns,
depending on the author. This was also true for almost every issue
According to Wallny et al.30 the comprehensive Manual of concerning application of the brace and after-treatment. Follow-up
Functional Treatment for the most frequent bone and joint injuries, varied considerable in the studies and was not always documen-
published by Steinmann, was available as early as 1919. In 1967, ted. Results concerning function, pain and residual deformity were
Sarmiento20 developed a simple functional brace therapy. Since not uniformly presented. Assessing findings against statistical tests
then the functional treatment of fractures has gained a new level of was – for these reasons – not always possible.
acceptance. Initially developed for tibial fractures,20 it was soon Despite this heterogeneity important conclusions were drawn
successfully applied to humeral shaft fractures too.21 by the analysis of these reports with regard to non-union rate,
residual deformity, functional outcome and complications of
Functional bracing functional bracing of the humerus. The results of applying
functional bracing on certain patterns of humeral shaft fractures
The philosophy of functional bracing is based upon the ‘‘inner were also analysed.
splint’’ caused by circular compression to the muscular compart-
ments. In conjunction with external stabilisation and effect of Time to union
gravity, fracture alignment and limb length are controlled. Thus,
immobilisation of adjacent joints is unnecessary.1,14,18,21,22,24,30,31 Time to union is reported to vary between 3 and 40 weeks, but
With early introduction of functional activity to the entire in most cases it lasts 8–14 weeks. The mean union time is reported
extremity and active contraction of the muscles around the in 13 studies1,8,9,10,11,13,14,18,21–23,30,31 and varies (6.5–22 weeks)
fracture, physiologically controlled micromovement takes place, with an average of 10.7 weeks (Table 1). Open fractures are the
and blood flow and mineral deposition increase at the fracture site. ones that heal slower in an average of 13–14 weeks.23,31
These factors appear to stimulate osteogenesis and to provide a
desirable physiological environment conducive to rapid heal- Non-union rate
ing.1,14,21–24,31
Although most of the authors support that the vast majority of In all but six reports7,8,10,13,19,27 non-union rate was less than 7%
humeral shaft fractures can be treated successfully by conservative (Table 1). Toivanen et al.27 reported the highest non-union rate
methods, the efficacy of functionally treatment of these fractures (22.6%); still, their decision to abandon functional bracing if at 6
has been questioned.19,23 The excellent results (non-union rate weeks time there were no radiological or clinical signs of
<3%) of functional brace treatment, reported by some authors, consolidation, could partially explain this.
have not been universally reproduced, with others observing non- The overall non-union rate in 15 reports is 5.5% (79 in 1438
union rates between 6 and 23%.19 Furthermore, because fracture fractures).1,7,8,10,11,13,16,18,19,21,23,27,29–31 This rate is 5.3% (82 in
treatment does not end with bony union,12 the functional 1550 fractures) if the last 3 studies9,14,22 concerning only distal
impairment after fracture treatment and the related quality of third fractures are included.
life are also important.
The aim of this review was to explore the efficacy of functional Delayed union
bracing of humeral shaft fractures in terms of union rate,
complications, and functional results. In our review delayed union is reported in only 5 studies
(Table 1). The rate is 4% (7 cases in 173 fractures). Still, in only one
Material and methods of these studies14 does the author define what he regards as
delayed union (failure to unite within 4 months but in the presence
An electronic literature search was conducted using Medline of clinical and radiological signs of healing). If the limit of 4 months
database, restricted to English language. The search terms applied is accepted though, the number of delayed unions should certainly
as text words were: humeral shaft fractures, humeral diaphyseal be higher, as in many of the articles there was cases that brace
fractures, functional bracing, functional treatment, conservative application lasted for more than 17 weeks (Table 1).
E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27 e23

Table 1
Articles included in the study and their results in terms of union.

Study Study design Fractures n Follow-up Union n Non- Delayed Time of brace Follow-up time mean (range)
n (%) (%) union (%) union n (%) application in
weeks (range)

Sarmiento et al.21 Retrospective 51 51 (100) 50 (98) 2 8.5 (3–22.5) – (2–30 months after removal)
Balfour et al.1 Prospective 74 42 (57) 41 (97.6) 2.4 1 (2.4) 7.5 (4–15) – (6 weeks–3 years, stop
when full motion)
Ricciardi-Pollini Retrospective 14 14 (100) 14 (100) 0 1 (7.1) – (8–13) Not specified
and Falez16
Naver and Aalberg13 Prospective 20 20 (100) 18 (90) 10 6.5 (4–24) 13.2 months (6–25 months)
Zagorski et al.31 Retrospective 233 170 (73) 167 (98.2) 1.8 10.6 (5–20) 28 weeks (5 weeks–4 years)
Leung et al.11 Retrospective 29 29 (100) 29 (100) 0 1 (3.4) 7 (4–18) – (at least 9 months)
Wallny et al.30 Retrospective 79 79 (100) 74 (93.7) 6.3 8.7 (4–17) 2.5 years (2–6 years)
Wallny et al.29 Comparative/ 44 44 (100) 42 (95.5) 4.5 – (7–10) 27 months (12–48 months)
retrospective
Sarmiento et al.23 Retrospective 922 620 (67) 604 (97.4) 2.6 11.5 (5–22) Until union
Fjalestad et al.8 Retrospective 67 67 (100) 61 (91.1) 8.9 12 (6–25) 30 weeks (10–152 weeks)
Koch et al.10 Retrospective 74 67 (91) 58 (86.6) 13.4 1 (1.4) 10 (5–36) 1 year
Toivanen et al.27 Retrospective 93 93 (100) 72 (77.4) 22.6 Not specified Until union
Rosenberg et al.18 Prospective 15 15 (100) 15 (100) 0 22 (10–40) 30 months (12–57 months)
Ekholm et al.7 Retrospective/ 78 78/50a (100/64)a 70 (89.7) 10.3 Not specified 26.4 months
prospectivea
Rutgers et al.19 Retrospective 52 49 (94) 44 (89.8) 10.2 Not specified 14 months (2–50 months)

Distal third
Sarmiento et al.22 Retrospective 85 72 (85) 69 (95.8) 4.2 10 Not specified
Pehlivan14 Prospective 25 21 (84) 21 (100) 0 3 (14.3) 11.8 (8–30) 39 weeks (29–70 weeks)
Jawa et al.9 Comparative/ 21 19 (90) 19 (100) 0 9.7 (8–12) 21 months (2–45 months)
retrospective
a
Retrospective study on union (78 fractures)–prospective on function and quality of life (50 patients).

Residual deformity/malunion cles1,9,10,13,14,19,21,22,27), while the average angulation was 5.98


(383 fractures from 8 articles1,9,10,13,14,18,21,31).
One of the disadvantages of functional bracing in comparison In the saggital plane results are equally satisfying – if not
with surgical treatment is the possible residual deformity of the better1,9,10,13,14,16,18,19,21–23,27,29,31 (Table 2). Angulation exceeded
arm, particularly in patients with short or obese arms.29–31 108 in 13.9% of the patients (sufficient data in 760 fractures from 7
It is generally accepted that the most common deformity is articles10,13,14,16,22,23,29), 208 in 2% of the patients (293 fractures
varus angulation.1,8,10,14,19,21,31 In most reports angulation of less from 7 articles9,13,14,19,21,22,27), and the average angulation was 3.78
than 108 was found in more than 85% of the patients,13,14,16,21,29–31 (452 fractures from 9 articles1,9,10,13,14,18,21,22,31).
while the deformity in rare occasions exceeded 208 (Table 2). Rotational deformity is difficult to identify in plain radio-
Frontal plane angulation exceeded 108 in 23.3% of the patients graphs and its incidence is seldom reported. In three
(sufficient data in 844 fractures from 7 articles10,13,14,22,23,29,30), reports14,21,31 no clinically or radiologically significant rotational
208 in 4.4% of the patients (383 fractures from 9 arti- deformity was observed. Fjalestad et al.8 were the only ones to

Table 2
Residual deformity in the reports with sufficient data.

Study Patients Varus–valgus deformity Anterior–posterior deformity Shortening

Number of patients Limit in Malunion Average >208 Limit in Malunion Average >208 Average
evaluated for degrees (%) deformity deformity degrees (%) deformity deformity (maximum)
malunion in degrees (%) in degrees (%) in mm

21 50 >5 16 4 0 >5 16 4 0
1 42 9 11.9 6.2
16 14 >5 7.1 >5 0
13 18 >10 11.1 3.3 5.6 >10 11.1 4.2 0 0 (0)
31 170 >8 18.5 5 >8 11 3 4 (15)
30 79 >10 12.6
29 44 >10 13.6 >10 13.6
23 565/546a >10 25 >10 13.9
8 47/61b >15 14.9 >15 36.1 – (20)
10 48 >10 18.8 6 0 >10 6.3 4.1
27 72 0 0
18 15 13 9
19 44 6.8 0

Distal third
22 69 >10 42 8.7 >10 27.5 3.2 5.8 1.8 (15)
14 21 >10 0 3 0 >5 0 0.5 0 1.9 (20)
9 19 12 10.5 3 10.5
a
Frontal plane 565 patients evaluated, saggital plane 546 patients.
b
Frontal plane 47 patients evaluated, saggital plane 61 patients.
e24 E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27

examine the degree of malrotation with a CT scan and they after 22 weeks, while the time recommended in most studies
correlated it with loss of external rotation of the shoulder. They varies between 8 and 14 weeks.
believe that early fracture stabilisation by a functional brace may The results indicate that a certain degree of shoulder impair-
reduce this malrotation and that the sling should be discarded ment is anticipated. Most authors consider that the degree of this
soon in order not to inhibit the fracture during muscle activity. impairment can be accepted9,10,14,21,22; others are more skepti-
This allows for early active contraction of the flexors and cal.8,18
extensors of the elbow together with the effect of gravity to
correct malrotation both functionally and aesthetically in an Elbow motion
acceptable degree.14,23
Shortening can also occur. In no case, though, did it exceed Restriction of elbow motion is reported to be less often than in
2 cm.8,13,14,22,31 shoulder (Table 3). In most articles full range of elbow movement
was achieved by more than 85% of the patients.1,8,10,14,16,21,29–31 In
Functional recovery a total of 857 patients – from 11 articles1,8,10,11,14,16,21,23,29–31 with
sufficient data – full range of motion was achieved in 727 of them
Almost as important as union and deformity in estimating the (84.8%). A deficit greater than 108 was present in 1.8% of 278
efficacy of functional bracing as treatment method is residual joint patients from 7 articles1,8,9,10,14,19,21 concerning elbow flexion and
stiffness (Table 3). An important factor affecting the final in 0.8% of 527 patients from 9 articles1,8,9,10,14,19,21,30,31 concerning
functional outcome is age. Koch et al.10 found that patients older elbow extension.
than 40 years are at a greater risk to have joint motion loss
developed compared with younger patients. Functional scores
Moreover, the fact that motion range may improve with use22
should always be kept in mind, when estimating the functional Evaluation of function results has been performed in some of
recovery after functional bracing, since most of these findings were these articles with the use of various scoring systems. Neither
true at the time of union and brace removal. these nor other parameters, such as pain, satisfaction by treatment,
or time off work were uniformly presented (Table 4).
Shoulder motion In most of these studies excellent and good results were found
in more than 80% of the patients. On the other hand, in many
Full range of motion has been reported to be present in 40–93% reports excellent results alone were around only 50%.7,8,10,30
of patients after functional bracing. In a total of 535 patients – from Similarly, results were far from excellent, when parameters such as
9 articles1,8,10,11,16,21,29–31 with sufficient data – full range of shoulder function scores,18 pain8,10,18,29,30 and quality of life7 were
motion has been achieved in 424 of them (79.3%). evaluated.
External rotation is more often affected8,9,10,14,19,21–23,29,30;
abduction1,8,9,10,14,19,21–23,29,30 and forward flexion8,9,22,23,29,31
follow. Limitation of other movements (internal rotation, exten- Residual deformity and function
sion) is seldom reported.8,10,19 A deficit of more than 108 has been
found in 12.7% of 245 patients for external rotation,8,9,10,14,19,22 and Fjalestad et al.8 reported the worst results on malunion,
in 5.9% of 305 patients for abduction.1,9,10,14,19,22,30 which could perhaps explain the disappointing shoulder
The use of a custom-made brace with a lateral extension on the functional results that came along. They agree, however, with
shoulder may explain the difference in the functional outcome most of the authors that angulatory deformities of the humeral
concerning shoulder motion in some studies.8,31 Another impor- shaft of up to 20–258 can be tolerated both functionally and
tant factor is the duration of brace application. Rosenberg18 cosmetically because of the large soft-tissue mass around the
reported bad functional results in patients who discarded the brace humerus and the large range of movement of the adjacent

Table 3
Range of motion following functional bracing in the reports with sufficient data.

Study Follow up Shoulder Elbow

Number of patients Full Loss of abduction Loss of external Loss of forward Full Loss of flexion Loss of extension
followed up with motion rotation flexion motion
regard to motion (%) (%)
Limit in (%) Limit in (%) Limit in (%) Limit in (%) Limit in (%)
degrees degrees degrees degrees degrees

21 50 82 >15 0 >15 0 100 Any 0 Any 0


1 41 90 >10 4.9 90 >10 2.4
16 14 86 86
31 170 93 >15 0 93 >5 0
11 29 55 55
30 74 86 >10 6.8 86 >10 0
29 44 86 Any 6.8 Any 4.5 Any 4.5 91
23 NS/301a 60 76
8 55 40 Any 30.9 >10 27.3 Any 27.3 91 >10 1.8 >10 1.8
10 58/48b 62 >10 2.1 >10 12.5 86 >10 4.2 >10 0
19 44 >10 2.3 >10 0 >10 2.3 >10 2.3 >10 0

Distal third
22 58 >10 15.5 >10 17.2 >5 13.8 >5 25.9 >5 24.1
14 21 >10 0 >10 0 100 Any 0 Any 0
9 19 >10 0 >10 0 >10 0 >10 5.2 >10 10.5
a
Not specified number for shoulder motion, 301 for elbow.
b
Full motion was evaluated on 58 patients, different movements on 48 patients of the monotrauma group.
E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27 e25

Table 4
Evaluation of final outcome.

Study Patients n Score used Excellent % Good % Moderate % Poor % Other parameters—scores

16 14 Their own criteria 85.7


13 20 Hunter 80 10 5 5 80% no restriction of activity (Grade V)
30 74 Hannover Shoulder Score 63 17.7 15.2 3.8 95% content with treatment, 65% no pain
29 44 95.5% content with treatment, 50% no pain,
45.5% pain with exercise, 4.5% rest pain, score
described by Wulker et al.: 90.8 points
8 54/61a Modified Wasmer score 45 24 20 69% no pain, 8% rest pain
10 58/48b Their own criteria 51.7 43.1 5.2 0 11.8 weeks pain, 11.3 weeks off work, 17.2% chronic pain
18 15 Oxford Shoulder score: 34 (12–60, 12 = normal),
Constant score: significant lower than normal limb,
VAS score on pain: 5 (0–10, 0 = no pain)
7 43 Reported by the patients 49 SMFA (Short Musculoskeletal Functional Assessment):
as full recovery Dysfunction index 21.0, Bother index 18.8—SF-36 score
on quality of life lower than general population
14 21 Modified Hannover 86 14
Shoulder Score
a
Fifty-four patients evaluated with Wasmer score, 61 for pain.
b
Fifty-eight patients evaluated with the scoring system, 48 of the monotrauma group evaluated for pain.

joints.1,8,10,13,14,19,21–23,27,29–31 Equally important, in none of the fracture, surgical intervention may then be considered.31 There is
reported studies malalignment of humeral shaft fractures was only one report of secondary radial nerve palsy developed during
correlated to secondary osteoarthritis. functional treatment.10 In a total of 54 monotrauma patients
However, the general impression that radiological features of a treated by Koch et al.10 there were two such cases; both recovered
certain degree of malalignment is not correlated with the with observation.
functional result and therefore does not affect the clinical outcome Other complications of the use of braces are usually minor
is only an observation, once none of the authors has actually such as skin problems – treated without interrupting the
estimated the functional result with regard to the degree of treatment, by skin care and dermatologic ointments,14,31
residual deformity. swelling of the arm, which requires loosening of the straps,
and inferior glenohumeral subluxation, which is seldom
Radial nerve palsy and complications reported19,23,31 and rapidly restored by early voluntary contrac-
tions of the biceps and triceps muscles.
The rate of primary radial nerve damage in humeral shaft
fractures has been reported to vary between 4% and 22%,14 with an Special fracture patterns
average of 11–12%.15,26 In 14 articles of this review with sufficient
data1,7–10,14,19,21–23,27,29–31 the radial nerve palsy rate ranged There are certain types or locations of humeral shaft fractures
between 0% and 16.7%, with a total of 136 incidences in 1472 that have been associated with an increased rate of non-union.
fractures and an average of 9.2% (Table 5). Most of the authors Further analysis of the efficacy of functional bracing depending on
treating humeral shaft fractures with functional bracing agree that the location or type of fracture has been performed (Table 6). Only
the majority of primary radial nerve injuries resolves sponta- the studies that supply sufficient data on the number of non-
neously1,7,8,9,10,14,19,21–23,29–31 (86.2% of 130 fractures from 13 unions confronted with regard to specific fracture pattern have
articles). Therefore, it seems that early nerve exploration for nerve been used.
injury is not justified.8,22,23,29–31 In these cases splinting of the
wrist may be performed in conjunction with bracing.31 Good Location
results though, can also be obtained with no special treatment,
except adding passive exercises for the wrist and fingers to the In 8 articles7,8,11,16,18,19,23,27 with sufficient data concerning
shoulder and elbow exercises.22,23 If resolution does not occur and non-union with regard to fracture location the non-union rate
there is residual motor deficiency by the time of union of the was 8.2% for proximal third, 6.1% for middle third and 4.2% for

Table 5
Radial nerve palsies (RNP) confronted in the articles of the review.

Study Fractures n RNP n RNP % Spontaneously recovered n Residual dysfunction n Operated n Secondary RNP n

21 51 6 11.8 6 0 0
1 42 4 9.5 3 1 0
31 170 7 4.1 7 0 0 0
30 79 6 7.6 2 4
29 44 6 13.6 2 4 0
23 620 67 10.8 66 1 0
8 67 8 11.9 5 3 0
10 67 4 6.0 4 0 0 2
27 93 6 6.5 – – –
7 78 5 6.4 3 2 0
19 49 3 6.1 3 0 0
22 72 12 16.7 9 3 0
14 21 0 0 – – – 0
9 19 2 10.5 2 0 0 0

Total 1472 136 9.2 112 (86.2%) 10 (7.7%) 8 2


e26 E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27

Table 6
Statistics of non-unions with regard to fracture pattern.

Fracture subtype (number of articles with sufficient data) Fractures (n) Non-unions (n) Non-union rate (%) p

Location (8 articles)
Proximal 170 14 8.2
Middle 496 30 6.1
Distal 289 12 4.2
Total 955 56 5.9 >0.05

AO type (5 articles)
A 182 28 15.4
B 73 7 9.6
C 19 0 0
Total 274 35 12.8 >0.05

Fracture configuration (6 articles)


Spiral 94 12 12.8
Oblique 57 10 17.5
Transverse 101 9 8.9
Comminuted + segmental 66 3 4.5
Total 318 34 10.7 >0.05

distal third fractures, while the overall non-union rate was 5.9% functional brace treatment (27 out of 32 non-unions). Only two
(Table 6). These differences were not statistically significant articles included in our review reported similar findings, with 2
(p > 0.05). out of 6 non-unions8 and 4 out of 519 in long oblique fractures. In
the rest of the studies such findings are not mentioned. It is
AO type fracture unclear why some surgeons observe high union rates in long-
oblique fractures in the junction of proximal to middle third of the
In 5 articles7,8,14,18,27 that sufficiently analysed non-union with diaphysis of the humerus and others do not. Additional research is
regard to AO type fracture there were 35 non-unions in 274 needed.
fractures and an overall non-union rate of 12.8% (Table 6). Type A
fractures were found to have the worst rate with 15.4%, while type Open
B had 9.6% and type C 0%.
These differences in the non-union rate, however, were not Open humeral fractures are usually regarded as an indication
found to be statistically significant (p > 0.05). for operative treatment.9,11,14,19,27,29 Still, functional bracing has
been used in the treatment of open humeral shaft fractures. The
Fracture configuration type (severity) of the open fracture is not always stated and in
many studies the non-union rate for open fractures is not
In only 7 of the articles8,14,16,23,27,29,30 did the authors classified specified.1,8,10,30 In five studies7,21–23,31 the overall non-union rate
non-unions according to fracture configuration. Non-union rate was 4.9% (11 non-unions in 224 fractures). In these 5 articles there
was 12.8% for spiral, 4.9% for oblique, 8.9% for transverse and 2.2% were a total of 991 fractures, both closed and open, and 31 non-
for comminuted and segmental fractures. According to these unions with an overall non-union rate of 3.1%. The difference was
results spiral fractures should have the highest non-union rate. not statistically significant (p > 0.05). These authors agree that
This, however, is not supported by any report. open fractures without nerve or vascular injury may be success-
Excluding the series of Sarmiento et al.23 the non-union rates fully treated with operative debridement and irrigation, intrave-
are 12.8% for spiral, 17.5% for oblique, 8.9% for transverse and 4.5% nous antibiotic therapy, and immobilisation using a plaster
for comminuted and segmental fractures and a total rate of 10.7% (coaptation) splint. Bracing begins at the time of the first change
(34 non-unions in 318 cases – Table 6). These differences are not of dressing (at 2 to 3 days), and the wound is left open to heal by
statistically significant (p < 0.05). secondary intention.
This exclusion is based on the fact that Sarmiento et al.23 Most surgeons would be reluctant to treat open humeral
reported no spiral fracture in a total of 620 fractures, when in the shaft fractures conservatively. The above findings however,
remaining six studies there are 29.6% spiral fractures (94 in 318 show that these fractures can be treated successfully with
fractures), and the reported rate of spiral fractures in the humerus functional bracing under certain conditions. These conditions
in epidemiological studies is 37.7% according to Ekholm et al.,6 and are yet to be clarified.
29.2% according to Tytherleigh-Strong et al.28 Perhaps Sarmiento
et al.23 reported spiral and oblique fractures together as oblique, Limitations
since the rate of oblique fractures they reported (24%, 149 in 620) is
higher than in the other six studies (17.9%) or in the epidemio- There are a number of limitations in this literature review.
logical studies (8.6%6 and 10.8%28). Exclusion of studies published in languages other than English is
one of them. Only case series and two comparative studies were
Long-oblique proximal fractures available for analysis. These have a low evidence level. Conclusions
about the effectiveness of a specific therapeutic intervention are
Recently two retrospective studies4,17 of humeral non-unions best provided by well-conducted randomised controlled trials or
observed that a significant proportion of non-united fractures in meta-analyses, but none of these exist. Therefore only a systematic
their series were long-oblique fractures in the junction of review of non-randomised trials could be performed. Moreover –
proximal to middle third of the diaphysis of the humerus. Ring as previously stated – the heterogeneity of the demographics and
et al.17 concluded that oblique fractures of the mid- to proximal of the way the results are presented in the studies analysed make
third of the diaphysis are more susceptible to non-union with statistical analysis difficult.
E. Papasoulis et al. / Injury, Int. J. Care Injured 41 (2010) e21–e27 e27

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