Berkeley Sockets

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Berkeley sockets
Berkeley sockets is an application programming interface (API) for Internet sockets and Unix domain sockets, used for
inter-process communication (IPC). It is commonly implemented as a library of linkable modules. It originated with the
4.2BSD Unix released in 1983.

A socket is an abstract representation (handle) for the local endpoint of a network communication path. The Berkeley
sockets API represents it as a file descriptor (file handle) in the Unix philosophy that provides a common interface for
input and output to streams of data.

Berkeley sockets evolved with little modification from a de facto standard into a component of the POSIX specification.
Therefore, the term POSIX sockets is essentially synonymous with Berkeley sockets. They are also known as BSD
sockets, acknowledging the first implementation in the Berkeley Software Distribution.

Contents
History and implementations
BSD and POSIX sockets
Alternatives
Header files
Socket API functions
socket
bind
listen
accept
connect
gethostbyname and gethostbyaddr
Protocol and address families
Raw sockets
Options for sockets
Blocking and non-blocking mode
Terminating sockets
Client-server example using TCP
Server
Client
Client-server example using UDP
Server
Client
Caveats
References
External links

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History and implementations


Berkeley sockets originated with the 4.2BSD Unix operating system (released in 1983) as a programming interface. Only in
1989, however, could UC Berkeley release versions of its operating system and networking library free from the licensing
constraints of AT&T Corporation's proprietary Unix.

All modern operating systems implement a version of the Berkeley or POSIX socket interface. It became the standard
interface for connecting to the Internet. Even the Winsock implementation for MS Windows, developed by unaffiliated
developers, closely follows the standard.

The BSD sockets API is written in the C programming language. Most other programming languages provide similar
interfaces, typically written as a wrapper library based on the C API.[1]

BSD and POSIX sockets


As the Berkeley socket API evolved and ultimately yielded the POSIX socket API,[2] certain functions were deprecated or
removed and replaced by others. The POSIX API is also designed to be reentrant.

Action BSD POSIX


Conversion from text address to packed
inet_aton inet_pton
address
Conversion from packed address to text
inet_ntoa inet_ntop
address
gethostbyname, gethostbyaddr, getservbyname,
Forward lookup for host name/service getaddrinfo
getservbyport
Reverse lookup for host name/service gethostbyaddr, getservbyport getnameinfo

Alternatives
The STREAMS-based Transport Layer Interface (TLI) API offers an alternative to the socket API. However, recent systems
that provide the TLI API also provide the Berkeley socket API.

Header files
The Berkeley socket interface is defined in several header files. The names and content of these files differ slightly between
implementations. In general, they include:

File Description
sys/socket.h Core socket functions and data structures.
AF_INET and AF_INET6 address families and their corresponding protocol families, PF_INET and
netinet/in.h
PF_INET6. These include standard IP addresses and TCP and UDP port numbers.
PF_UNIX and PF_LOCAL address family. Used for local communication between programs running on
sys/un.h
the same computer.
arpa/inet.h Functions for manipulating numeric IP addresses.
Functions for translating protocol names and host names into numeric addresses. Searches local data
netdb.h
as well as name services.

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Socket API functions


This list is a summary of functions or methods provided by the Berkeley
sockets API library:

socket() creates a new socket of a certain socket type, identified by an


integer number, and allocates system resources to it.
bind() is typically used on the server side, and associates a socket with a
socket address structure, i.e. a specified local port number and IP
address.
listen() is used on the server side, and causes a bound TCP socket to
enter listening state.
connect() is used on the client side, and assigns a free local port number
to a socket. In case of a TCP socket, it causes an attempt to establish a
new TCP connection.
accept() is used on the server side. It accepts a received incoming
attempt to create a new TCP connection from the remote client, and
creates a new socket associated with the socket address pair of this
connection.
send() and recv(), or write() and read(), or sendto() and
recvfrom(), are used for sending and receiving data to/from a remote
socket.
close() causes the system to release resources allocated to a socket. In Flow diagram of client-server
case of TCP, the connection is terminated. transaction using sockets with the
gethostbyname() and gethostbyaddr() are used to resolve host names Transmission Control Protocol
and addresses. IPv4 only. (TCP).
select() is used to suspend, waiting for one or more of a provided list of
sockets to be ready to read, ready to write, or that have errors.
poll() is used to check on the state of a socket in a set of sockets. The set can be tested to see if any socket can be
written to, read from or if an error occurred.
getsockopt() is used to retrieve the current value of a particular socket option for the specified socket.
setsockopt() is used to set a particular socket option for the specified socket.

socket
The function socket() creates an endpoint for communication and returns a file descriptor for the socket. socket()
takes three arguments:

domain, which specifies the protocol family of the created socket. For example:

AF_INET for network protocol IPv4 (IPv4-only)


AF_INET6 for IPv6 (and in some cases, backward compatible with IPv4)
AF_UNIX for local socket (using a file)
type, one of:

SOCK_STREAM (reliable stream-oriented service or Stream Sockets)


SOCK_DGRAM (datagram service or Datagram Sockets)
SOCK_SEQPACKET (reliable sequenced packet service)
SOCK_RAW (raw protocols atop the network layer)
protocol specifying the actual transport protocol to use. The most common are IPPROTO_TCP, IPPROTO_SCTP,
IPPROTO_UDP, IPPROTO_DCCP. These protocols are specified in file netinet/in.h. The value 0 may be used to select a
default protocol from the selected domain and type.
The function returns -1 if an error occurred. Otherwise, it returns an integer representing the newly assigned descriptor.

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bind
bind() assigns a socket to an address. When a socket is created using socket(), it is only given a protocol family, but not
assigned an address. This association with an address must be performed with the bind() system call before the socket can
accept connections to other hosts. bind() takes three arguments:

sockfd, a descriptor representing the socket to perform the bind on.


my_addr, a pointer to a sockaddr structure representing the address to bind to.
addrlen, a socklen_t field specifying the size of the sockaddr structure.
Bind() returns 0 on success and -1 if an error occurs.

listen
After a socket has been associated with an address, listen() prepares it for incoming connections. However, this is only
necessary for the stream-oriented (connection-oriented) data modes, i.e., for socket types (SOCK_STREAM,
SOCK_SEQPACKET). listen() requires two arguments:

sockfd, a valid socket descriptor.


backlog, an integer representing the number of pending connections that can be queued up at any one time. The
operating system usually places a cap on this value.
Once a connection is accepted, it is dequeued. On success, 0 is returned. If an error occurs, -1 is returned.

accept
When an application is listening for stream-oriented connections from other hosts, it is notified of such events (cf. select()
function) and must initialize the connection using the accept() function. The accept() function creates a new socket for
each connection and removes the connection from the listen queue. It takes the following arguments:

sockfd, the descriptor of the listening socket that has the connection queued.
cliaddr, a pointer to a sockaddr structure to receive the client's address information.
addrlen, a pointer to a socklen_t location that specifies the size of the client address structure passed to accept().
When accept() returns, this location indicates how many bytes of the structure were actually used.
The accept() function returns the new socket descriptor for the accepted connection, or -1 if an error occurs. All further
communication with the remote host now occurs via this new socket.

Datagram sockets do not require processing by accept() since the receiver may immediately respond to the request using
the listening socket.

connect
The connect() system call establishes a direct communication link to a specific remote host identified by its address via a
socket, identified by its file descriptor.

When using a connection-oriented protocol, this establishes a connection. Certain types of protocols are
connectionless, most notably the User Datagram Protocol. When used with connectionless protocols, connect defines
the remote address for sending and receiving data, allowing the use of functions such as send() and recv(). In these
cases, the connect function prevents reception of datagrams from other sources.

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connect() returns an integer representing the error code: 0 represents success, while -1 represents an error. Historically,
in the BSD-derived systems, the state of a socket descriptor is undefined if the call to connect() fails (as it is specified in
the Single Unix Specification), thus, portable applications should close the socket descriptor immediately and obtain a new
descriptor with socket(), in the case the call to connect() fails.[3]

gethostbyname and gethostbyaddr


The gethostbyname() and gethostbyaddr() functions are used to resolve host names and addresses in the domain
name system or the local host's other resolver mechanisms (e.g., /etc/hosts lookup). They return a pointer to an object of
type struct hostent, which describes an Internet Protocol host. The functions take the following arguments:

name specifies the name of the host. For example: www.wikipedia.org


addr specifies a pointer to a struct in_addr containing the address of the host.
len specifies the length, in bytes, of addr.
type specifies the address family type (e.g., AF_INET) of the host address.
The functions return a NULL pointer in case of error, in which case the external integer h_errno may be checked to see
whether this is a temporary failure or an invalid or unknown host. Otherwise a valid struct hostent * is returned.

These functions are not strictly a component of the BSD socket API, but are often used in conjunction with the API
functions. Furthermore, these functions are now considered legacy interfaces for querying the domain name system. New
functions that are completely protocol-agnostic (supporting IPv6) have been defined. These new function are
getaddrinfo() and getnameinfo(), and are based on a new addrinfo data structure.

Protocol and address families


The socket API is a general interface for Unix networking and allows the use of various network protocols and addressing
architectures.

The following lists a sampling of protocol families (preceded by the standard symbolic identifier) defined in a modern
Linux or BSD implementation:

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Identifier Function or use


PF_LOCAL, PF_UNIX, PF_FILE Local to host (pipes and file-domain)
PF_INET Internet Protocol version 4
PF_AX25 Amateur Radio AX.25
PF_IPX Novell's Internetwork Packet Exchange
PF_APPLETALK Appletalk
PF_NETROM Amateur radio NetROM (related to AX.25)
PF_BRIDGE Multiprotocol bridge
PF_ATMPVC Asynchronous Transfer Mode Permanent Virtual Circuits
PF_ATMSVC Asynchronous Transfer Mode Switched Virtual Circuits
PF_INET6 Internet Protocol version 6
PF_DECnet Reserved for DECnet project
PF_NETBEUI Reserved for 802.2LLC project
PF_SECURITY Security callback pseudo AF
PF_KEY PF_KEY key management API
PF_NETLINK, PF_ROUTE routing API
PF_PACKET Packet capture sockets
PF_ECONET Acorn Econet
PF_SNA Linux IBM Systems Network Architecture (SNA) Project
PF_IRDA IrDA sockets
PF_PPPOX PPP over X sockets
PF_WANPIPE Sangoma Wanpipe API sockets
PF_BLUETOOTH Bluetooth sockets

A socket for communications using any family is created with the socket() function, by specifying the desired protocol
family (PF_-identifier) as an argument.

The original design concept of the socket interface distinguished between protocol types (families) and the specific address
types that each may use. It was envisioned that a protocol family may have several address types. Address types were
defined by additional symbolic constants, using the prefix AF instead of PF. The AF-identifiers are intended for all data
structures that specifically deal with the address type and not the protocol family. However, this concept of separation of
protocol and address type has not found implementation support and the AF-constants were defined by the corresponding
protocol identifier, leaving the distinction between AF and PF constants as a technical argument of no practical
consequence. Indeed, much confusion exists in the proper usage of both forms.[4]

The POSIX.1—2008 specification doesn't specify any PF-constants, but only AF-constants[5]

Raw sockets
Raw sockets provide a simple interface that bypasses the processing by the host's TCP/IP stack. They permit
implementation of networking protocols in user space and aid in debugging of the protocol stack.[6] Raw sockets are used
by some services, such as ICMP, that operate at the Internet Layer of the TCP/IP model.

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Options for sockets


After creating a socket, it is possible to set options on it. Some of the more common options are:

TCP_NODELAY disables the Nagle algorithm.


SO_KEEPALIVE enables periodic 'liveness' pings, if supported by the OS.

Blocking and non-blocking mode


Berkeley sockets can operate in one of two modes: blocking or non-blocking.

A blocking socket does not return control until it has sent (or received) some or all data specified for the operation. It is
normal for a blocking socket not to send all data. The application must check the return value to determine how many
bytes have been sent or received and it must resend any data not already processed.[7] When using blocking sockets,
special consideration should be given to accept() as it may still block after indicating readability if a client disconnects
during the connection phase.

On the other hand, a non-blocking socket returns whatever is in the receive buffer and immediately continues. If not
written correctly, programs using non-blocking sockets are particularly susceptible to race conditions due to variances in
network link speed.

A socket is typically set to blocking or nonblocking mode using the fcntl() or ioctl() functions.

Terminating sockets
The operating system does not release the resources allocated to a socket until the socket is closed. This is especially
important if the connect call fails and will be retried.

When an application closes a socket, only the interface to the socket is destroyed. It is the kernel's responsibility to destroy
the socket internally. Sometimes, a socket may enter a TIME_WAIT state, on the server side, for up to 4 minutes.[8]

On SVR4 systems use of close() may discard data. The use of shutdown() or SO_LINGER may be required on these
systems to guarantee delivery of all data.[9]

Client-server example using TCP


The Transmission Control Protocol (TCP) is a connection-oriented protocol that provides a variety of error correction and
performance features for transmission of byte streams. A process creates a TCP socket by calling the socket() function
with the parameters for the protocol family (PF INET, PF_INET6), the socket mode for Stream Sockets (SOCK_STREAM),
and the IP protocol identifier for TCP (IPPROTO_TCP).

Server
Setting up a simple TCP server involves the following steps:

1. Creating a TCP socket, with a call to socket().


2. Binding the socket to the listen port, with a call to bind(). Before calling bind(), a programmer must declare a
sockaddr_in structure, clear it (with memset()), and the sin_family (AF_INET), and fill its sin_port (the listening
port, in network byte order) fields. Converting a short int to network byte order can be done by calling the function
htons() (host to network short).
3. Preparing the socket to listen for connections (making it a listening socket), with a call to listen().
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4. Accepting incoming connections, via a call to accept(). This blocks until an incoming connection is received, and
then returns a socket descriptor for the accepted connection. The initial descriptor remains a listening descriptor, and
accept() can be called again at any time with this socket, until it is closed.
5. Communicating with the remote host, which can be done through send() and recv() or write() and read().
6. Eventually closing each socket that was opened, once it is no longer needed, using close().
The following program creates a TCP server on port number 1100:

#include <sys/types.h>
#include <sys/socket.h>
#include <netinet/in.h>
#include <arpa/inet.h>
#include <stdio.h>
#include <stdlib.h>
#include <string.h>
#include <unistd.h>

int main(void)
{
struct sockaddr_in sa;
int SocketFD = socket(PF_INET, SOCK_STREAM, IPPROTO_TCP);
if (SocketFD == -1) {
perror("cannot create socket");
exit(EXIT_FAILURE);
}

memset(&sa, 0, sizeof sa);

sa.sin_family = AF_INET;
sa.sin_port = htons(1100);
sa.sin_addr.s_addr = htonl(INADDR_ANY);

if (bind(SocketFD,(struct sockaddr *)&sa, sizeof sa) == -1) {


perror("bind failed");
close(SocketFD);
exit(EXIT_FAILURE);
}

if (listen(SocketFD, 10) == -1) {


perror("listen failed");
close(SocketFD);
exit(EXIT_FAILURE);
}

for (;;) {
int ConnectFD = accept(SocketFD, NULL, NULL);

if (0 > ConnectFD) {
perror("accept failed");
close(SocketFD);
exit(EXIT_FAILURE);
}

/* perform read write operations ...


read(ConnectFD, buff, size)
*/

if (shutdown(ConnectFD, SHUT_RDWR) == -1) {


perror("shutdown failed");
close(ConnectFD);
close(SocketFD);
exit(EXIT_FAILURE);
}
close(ConnectFD);
}

close(SocketFD);
return EXIT_SUCCESS;
}

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Client
Programming a TCP client application involves the following steps:

1. Creating a TCP socket, with a call to socket().


2. Connecting to the server with the use of connect(), passing a sockaddr_in structure with the sin_family set to
AF_INET, sin_port set to the port the endpoint is listening (in network byte order), and sin_addr set to the IP
address of the listening server (also in network byte order.)
3. Communicating with the server by using send() and recv() or write() and read().
4. Terminating the connection and cleaning up with a call to close().

#include <sys/types.h>
#include <sys/socket.h>
#include <netinet/in.h>
#include <arpa/inet.h>
#include <stdio.h>
#include <stdlib.h>
#include <string.h>
#include <unistd.h>

int main(void)
{
struct sockaddr_in sa;
int res;
int SocketFD;

SocketFD = socket(PF_INET, SOCK_STREAM, IPPROTO_TCP);


if (SocketFD == -1) {
perror("cannot create socket");
exit(EXIT_FAILURE);
}

memset(&sa, 0, sizeof sa);

sa.sin_family = AF_INET;
sa.sin_port = htons(1100);
res = inet_pton(AF_INET, "192.168.1.3", &sa.sin_addr);

if (connect(SocketFD, (struct sockaddr *)&sa, sizeof sa) == -1) {


perror("connect failed");
close(SocketFD);
exit(EXIT_FAILURE);
}

/* perform read write operations ... */

shutdown(SocketFD, SHUT_RDWR);

close(SocketFD);
return EXIT_SUCCESS;
}

Client-server example using UDP


The User Datagram Protocol (UDP) is a connectionless protocol with no guarantee of delivery. UDP packets may arrive
out of order, multiple times, or not at all. Because of this minimal design, UDP has considerably less overhead than TCP.
Being connectionless means that there is no concept of a stream or permanent connection between two hosts. Such data
are referred to as datagrams (Datagram Sockets).

UDP address space, the space of UDP port numbers (in ISO terminology, the TSAPs), is completely disjoint from that of
TCP ports.

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Server
An application may set up a UDP server on port number 7654 as follows. The programs contains an infinite loop that
receives UDP datagrams using recvfrom().

#include <stdio.h>
#include <errno.h>
#include <string.h>
#include <sys/socket.h>
#include <sys/types.h>
#include <netinet/in.h>
#include <unistd.h> /* for close() for socket */
#include <stdlib.h>

int main(void)
{
int sock;
struct sockaddr_in sa;
char buffer[1024];
ssize_t recsize;
socklen_t fromlen;

memset(&sa, 0, sizeof sa);


sa.sin_family = AF_INET;
sa.sin_addr.s_addr = htonl(INADDR_ANY);
sa.sin_port = htons(7654);
fromlen = sizeof sa;

sock = socket(PF_INET, SOCK_DGRAM, IPPROTO_UDP);


if (bind(sock, (struct sockaddr *)&sa, sizeof sa) == -1) {
perror("error bind failed");
close(sock);
exit(EXIT_FAILURE);
}

for (;;) {
recsize = recvfrom(sock, (void*)buffer, sizeof buffer, 0, (struct sockaddr*)&sa, &fromlen);
if (recsize < 0) {
fprintf(stderr, "%s\n", strerror(errno));
exit(EXIT_FAILURE);
}
printf("recsize: %d\n ", (int)recsize);
sleep(1);
printf("datagram: %.*s\n", (int)recsize, buffer);
}
}

Client
A simple client program for sending a UDP packet containing the string "Hello World!" to address 127.0.0.1 and port
number 7654 might look like this:

#include <stdlib.h>
#include <stdio.h>
#include <errno.h>
#include <string.h>
#include <sys/socket.h>
#include <sys/types.h>
#include <netinet/in.h>
#include <unistd.h>
#include <arpa/inet.h>

int main(void)
{
int sock;
struct sockaddr_in sa;
int bytes_sent;
char buffer[200];
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strcpy(buffer, "hello world!");

/* create an Internet, datagram, socket using UDP */


sock = socket(PF_INET, SOCK_DGRAM, IPPROTO_UDP);
if (sock == -1) {
/* if socket failed to initialize, exit */
printf("Error Creating Socket");
exit(EXIT_FAILURE);
}

/* Zero out socket address */


memset(&sa, 0, sizeof sa);

/* The address is IPv4 */


sa.sin_family = AF_INET;

/* IPv4 adresses is a uint32_t, convert a string representation of the octets to the appropriate value */
sa.sin_addr.s_addr = inet_addr("127.0.0.1");

/* sockets are unsigned shorts, htons(x) ensures x is in network byte order, set the port to 7654 */
sa.sin_port = htons(7654);

bytes_sent = sendto(sock, buffer, strlen(buffer), 0,(struct sockaddr*)&sa, sizeof sa);


if (bytes_sent < 0) {
printf("Error sending packet: %s\n", strerror(errno));
exit(EXIT_FAILURE);
}

close(sock); /* close the socket */


return 0;
}

In this code, buffer is a pointer to the data to be sent, and buffer_length specifies the size of the data.

Caveats
For TCP connections, the operating system may have to retransmit the data given to it with a write() call. However, the
user space program is free to delete the data buffer passed to write() after write() returns. This implies that the
operating system must make a copy of the data which can lead to a considerable CPU load in high
throughput/performance applications. Other APIs, such as those supporting RDMA require that the data buffer is not
released until the acknowledgement from the remote end has been received and thus make it possible to have zero
memory copy operations.

References
1. E. g. in the Ruby programming language ruby-doc::Socket (http://www.ruby-doc.org/stdlib-1.9.3/libdoc/socket/rdoc/So
cket.html)
2. "— POSIX.1-2008 specification" (http://www.opengroup.org/onlinepubs/9699919799/functions/contents.html).
Opengroup.org. Retrieved 2012-07-26.
3. 2013, Stevens & Rago 607.
4. UNIX Network Programming Volume 1, Third Edition: The Sockets Networking API, W. Richard Stevens, Bill Fenner,
Andrew M. Rudoff, Addison Wesley, 2003.
5. "The Open Group Base Specifications Issue 7" (http://pubs.opengroup.org/onlinepubs/9699919799/basedefs/sys_soc
ket.h.html). Pubs.opengroup.org. Retrieved 2012-07-26.
6. https://msdn.microsoft.com/en-us/library/windows/desktop/ms740548(v=vs.85).aspx
7. "Beej's Guide to Network Programming" (http://beej.us/guide/bgnet/). Beej.us. 2007-05-05. Retrieved 2012-07-26.
8. "terminating sockets" (http://www.softlab.ntua.gr/facilities/documentation/unix/unix-socket-faq/unix-socket-faq-4.html#
ss4.2). Softlab.ntua.gr. Retrieved 2012-07-26.

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9. "ntua.gr - Programming UNIX Sockets in C - Frequently Asked Questions: Questions regarding both Clients and
Servers (TCP/SOCK_STREAM)" (http://www.softlab.ntua.gr/facilities/documentation/unix/unix-socket-faq/unix-socket-
faq-2.html#time_wait). Softlab.ntua.gr. Retrieved 2012-07-26.

The de jure standard definition of the Sockets interface is contained in the POSIX standard, known as:

IEEE Std. 1003.1-2001 Standard for Information Technology—Portable Operating System Interface (POSIX).
Open Group Technical Standard: Base Specifications, Issue 6, December 2001.
ISO/IEC 9945:2002
Information about this standard and ongoing work on it is available from the Austin website (http://www.opengroup.org/
austin/).

The IPv6 extensions to the base socket API are documented in RFC 3493 and RFC 3542.

W. Richard, Stevens; Stephen A., Rago (May 24, 2013). Advanced Programming in the UNIX Environment (http://ww
w.kohala.com/start/apue.html) (Third ed.). Addison-Wesley Professional. ISBN 978-0321637734. Retrieved
27 February 2015.

External links
Unix Manual Pages
accept(2) (http://www.die.net/doc/linux/man/man2/accept.2.html)
connect(2) (http://www.die.net/doc/linux/man/man2/connect.2.html)
UNIX Programmer's Supplementary Documents (PSD: 20-1) (http://docs.freebsd.org/44doc/psd/20.ipctut/paper.pdf)
Beej's Guide to Network Programming (http://beej.us/guide/bgnet/) - 2007
UnixSocket FAQ (http://www.developerweb.net/forum/forumdisplay.php?f=70)
quick TCP-IP NetIntro with C examples (http://heather.cs.ucdavis.edu/~matloff/Networks/Intro/NetIntro.pdf)
Porting Berkeley Socket programs to Winsock (http://msdn2.microsoft.com/en-us/library/ms740096.aspx) - Microsoft's
documentation.
Programming UNIX Sockets in C - Frequently Asked Questions (http://www.softlab.ntua.gr/facilities/documentation/un
ix/unix-socket-faq/unix-socket-faq.html) - 1996
Linux network programming (http://www.linuxjournal.com/article/2333) - Linux Journal, 1998
This article is based on material taken from the Free On-line Dictionary of Computing prior to 1 November 2008 and incorporated under the
"relicensing" terms of the GFDL, version 1.3 or later.

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