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MESOZOICPALEOGEOGRAPHYAND EARLY
ANGIOSPERMHISTORY
DANIEL I. AXELROD
Departments of Geology and Botany
University of California
Davis, California95616
Abstract -----277
Introduction -----277
Some Early Angiosperms -----279
Paleogeography -- ---279
Pre-Cretaceous History - - - ---280
Environment --- --280
Early Evolution -----282
CretaceousHistory -----284
Invasion of Lowlands -----284
Evolutionary Significance of Megafossil-MicrofossilRecords --- 287
The Cradle of Flowering Plants -----290
Cretaceous Plant Geography - - ---- 292
Tropical Links - - - ---292
Desert Links -----305
Conclusions -----312
Literature Cited -----314
ABSTRACT
During the Early Cretaceous, ocean-floor spreading gradually opened up
the tropicalAtlantic and the Indian Ocean basin widened as the eastern segments
of Gondwanalandwere conveyed farther apart. At the same time, epeiric seas
were advancing on all continents, reaching maximum extent during the
Cenomanian. The resultanttrend to widespread, more equable climate favored
the invasion into the lowlands of angiosperms whose postulated origin was in
mild uplands at low latitudes during pre-Cretaceous times. As tropical and
subtropical lands were rafted farther apart by ocean-floor spreading following
Albian-Cenomaniantimes, new taxa (species, genera, tribes, families) evolved
in isolation. This accounts in part for the increasing richness of the three major
tropical floras following the Cretaceous. Changes in Mesozoic paleogeography
also appear to clarify several other puzzling aspects of early angiospermhistory
and distribution,including their early appearanceat middle latitudes.
INTRODUCTION*
For a number of years I have been concened with the time and place
of origin of angiosperms (Axelrod, 1952, 1959, 1960, 1961, 1966b). The
paucity of their record in rocks older than Cretaceous has generally been
* Some of the general principles and ideas presented in this article are an out-
growth of my studies of Tertiary floras in the western United States, a project
supported by the National Science Foundation (Grants G 9441, G 24339, G3 2625,
GB 4926, GB 7480).
277
278 THE BOTANICAL REVIEW
PALEOGEOGRAPHY
That their rapid invasion of the lowlands may have resulted from
changing paleogeographic relations has been suggested (e.g. Seward,
1941, p. 379, 383; Krystofovich, 1946; Takhtajan, 1954, p. 12; Umbgrove,
1947, p. 291). However, the principal conditions and circumstances that
enabled them quickly to assume dominance in the later part of the Early
Cretaceous have not been identified. That climate was primarily re-
sponsible seems likely because it is the all-pervasive factor that controls
plant distribution. Furthermore, global land-sea relations-which greatly
affect regional climates-were being materially altered as angiosperms
commenced to enter the record in increasing number and diversity during
the Early Cretaceous.
PRE-CRETACEOUS HISTORY
Environment. It seems evident that angiosperms were not living
and evolving in lowland areas during pre-Cretaceous times. Numerous
Jurassic and Triassic floras are known from lowland regions throughout
the world, yet they contain few angiosperms, and plants that may
certainly be considered their progenitors are unrecorded. Since angio-
sperms made their entry into the lowlands in the Early Cretaceous, they
must earlier have inhabited sites remote from the major basins of ter-
restrial deposition (Axelrod, 1952, p. 33-35). Such a postulated occur-
3As used throughout this paper, equability refers to the degree of thermal
extremes. As described by Bailey (1960, 1964, 1966), it may be rated on a scale
from 100 (maximum) to 0 (minimum equability), defined by the departurein hours
of the year from an ideal isothermal condition of T (mean annual temperature)
57.20F (or 14?C) and A (mean annual range of temperature) 00. It may be deter-
mined by equation, or by nomogram (also see Axelrod & Bailey, 1969).
AXELROD: EARLY ANGIOSPERM HISTORY 281
rence is not unique for angiosperms: it is inferred for the evolution of
all higher categories of land vertebrates and plants during their rapid
phase of divergence from an ancestral group (Simpson, 1944, p. 105-124;
1953, Chap. 11). Their general absence (or extreme rarity) in pre-
Cretaceous rocks seems explicable on the basis that the alliance that gave
rise to them was spreading out into a new adaptive zone, presumably in
equable, warm upland areas, to judge from their adaptive relations, and
from stratigraphic evidence as well.
There can be but little doubt that the angiosperm alliance is basically
adapted to warm, frostless climate. More than half of the 300-odd
families are found primarily in tropical to subtropical regions, and scarcely
extend beyond their margins. Another fourth find optimum development
there, and are represented outside the tropics by relatively few genera
(Axelrod, 1952). Furthermore, Bews (1927) has shown that there is a
pattern of evolution displayed by order after order, by family after
family, throughout the entire angiosperm phylum: in general, the more
primitive living taxa of each alliance are adapted to the more equable
warm temperate and montane tropical climates, whereas the derived
families and genera range into drier and colder regions, and into those
with hotter, drier, and less equable climates. This agrees with Camp's
(1952, p. 210-211) observation that the rainforest of the Amazonian low-
lands includes numerous taxa whose nearest ancestors occur in the
bordering hilly regions above the torrid lowlands. Takhtajan (1969, p.
166) also notes that in Southeast Asia: "despite the fact that the tropical
lowlands are characterized by the greatest diversity of species, genera,
families, and life forms amongst the angiosperms, they contain signifi-
cantly fewer primitive and phylogenetically intermediate fo-rmsthan the
mountain forest of tropical Asia and the subtropical forests of (that
region)." Takhtajan (1969, p. 170-171) emphasizes that in the eastern
Himalayas, Assam and southeast China: "Numerous existing phylogenetic
series can be observed in the flora... .there is an abundance not of isolated
'missing links', but whole chains of such links, and this makes it possible
to establish the pattern and direction of morphological and ecological
evolution of several exceedingly important lines of angiosperm develop-
ment. The phylogenetic series of forms transitional between subtropical
and temperate elements is clearly shown in many genera, families, and
even orders...."
This basic pattern of radiation from equable upland regions is con-
sistent with stratigraphic evidence, for Cretaceous angiosperms appear
in progressively younger rocks at higher latitudes (Axelrod, 1959;
Teslenko & others, 1966), implying radiation from warm latitudes to
cooler ones. Since stratigraphic evidence shows Cretaceous angiosperms
appearing in lowlands at equatorial latitudes after they entered the record
in middle latitudes, an earlier history under climates not so torrid as those
in tropical lowlands, and also more equable, is clearly implied. The
Cretaceous record thus suggests that angiosperms radiated from equable
282 THE BOTANICAL REVIEW
climates in generally warm latitudes, to the less equable colder and hotter
and drier regions.
Some of their early development no doubt occurred on the united
Gondwana shield of South America-Africa-Madagascar-India-Australia.
Geologic maps reveal the absence of marine Jurassic and Triassic rocks
from large sectors of its crystalline basement, showing that at those times
much of it was an upland region. A survey of this broad terrain indicates
that there were scattered hills and mountains, as seen in the Guiana High-
lands (Venezuela to British Guiana) and the Massif de Ladamqua
(Cameroun). The region was well drained and composed of broad areas
of Precambrian metamorphic and igneous rocks, as seen now in the shield
areas of South America, Africa, Madagascar, India, and Australia-New
Zealand. Thus, geologic evidence shows that the nonmarine basins were
limited in number and frequently hundreds of miles removed from the
equable uplands where, it is inferred, scattered early angiosperm popula-
tions lived. From such sites there would have been little or no opportunity
for angiosperms to contribute to the pre-Cretaceous nonmarine record
accumulating locally in the lowlands. Furthermore, if the unknown
phylum that gave rise to angiosperms also inhabited this region during
the early Mesozoic, the absence of an ancestral alliance in the lowland
record, as well as taxa intermediate to angiosperms, becomes under-
standable.
Early Evolution. In searching for an upland tropical environment that
would be propitious for pre-Cretaceous angiosperm evolution, we can rule
out montane regions of ever-wet climate (e.g. "montane rainforest," or
"cloud forest") early in their history. Available evidence suggests these
areas would have supported dank tree fern glades, towering dense stands
of coniferophytes and ginkgophytes, and cycadophyte thickets. The
ground presumably was covered with a wet carpet of mosses, liverworts,
selaginellas, lycopodiums, and small ferns. Inasmuch as the rise of a new
alliance such as angiosperms involves the evolution of a new grade of
organization and the development of a wholly new way of living, wet
densely forested terrain obviously would not provide as favorable a
setting for their early evolution as open areas. Open sites were present
in the uplands at generally lower latitudes, in regions where there were
regular periods of seasonal drought. In such an environment angiospermy
would have high selective value in terms of the adaptive advantages of
enclosed (protected) fertilization and seeds. Whether angiospermy
originated as a response to seasonal drought is not certainly determinable,
but seems highly probable.
To judge from modern evolutionary studies, open areas in a region
of regular drought would provide an ideal setting for early angiosperm
evolution. These sites would be the more exposed, better-drained slopes,
dry intermontane valleys, and rocky slopes, areas where a dry season
would provide a powerful stimulus for rapid, continuing evolution. As
formulated by Stebbins (1952), and discussed further by Axelrod
AXELROD: EARLY ANGIOSPERM HISTORY 283
(1967b), several factors would meet here in optimal interplay to favor
rapid, divergent evolution. It is recalled that many different specialized
structures can evolve concurrently which would adapt plants to live in
drier regions. Since the array of life forms possible in warm regions
subject to some drought is great, the potential for considerable adaptive
diversity would favor rapid evolution. Varied topography, soil, and ex-
posure have a greater control over plant distribution in areas where
moisture is limited than in humid regions. Diversity of local habitats and
geographic isolation combine to provide numerous opportunities for the
origin of isolating mechanisms, and for speciation. As populations become
subdivided into smaller units, new gene combinations become established,
and interdeme migration enables them to draw on a large supply of
genes. This interchange, which is enhanced by normal climatic fluctua-
tion, would be especially effective in disrupted, spatially isolated popula-
tions near the margins of their ranges. The genetic reorganization of
peripherally isolated, potential founder populations would favor rapid,
major change (Mayr, 1963; Lewis, 1966). In this connection, it is
emphasized that there is continuous flowering in areas of high equability
and adequate moisture. Under highly equable climates, therefore, small
founder populations in a diverse climatic-edaphic-topographic setting
might become established more readily. This would especially be true
at times of normal climatic fluctuation (e.g. "dry cycles," "wet cycles") in
regions of seasonal drought, for new adaptive combinations might have
high selective value for conditions somewhat warmer or cooler, drier or
moister, more equable or less, or for some new biotic relation (e.g.
pollination) closely attuned to one or more of the physical factors.
Finally, since all thermal zones (tropical to alpine) are compressed in
montane climates of high equability, they are spatially and thermally
closer. Therefore, rapid radiation into diverse thermal-moisture fields
is favored as compared with less equable regions; here tolerance for
greater extremes of moisture and/or temperature would be required for
entering the same zones (Axelrod, 1970). All these conditions must have
been met in tropical montane regions on the Gondwana shield. Terrain
was diverse; rock and soil type was varied; high relief favored regional
climatic gradients ranging from torrid to cool (or cold); precipitation
over the lowlands was strongly seasonal (see below) but at middle levels
rainfall increased and seasonality was less marked; equability decreased
from a maximum at middle altitudes to lower values at higher and lower
levels.
On this basis, position of the diverse terrain of Gondwanaland in
warm latitudes would favor the early evolution of taxa adapted to equable
montane tropical, temperate, and possibly alpine (depending on altitude)
climates at an early date. In terms of moisture-temperature gradients,
taxa would be radiating into diverse environments. Some would exploit
drier regions, and their derivatives might well return to more humid areas
(Stebbins, 1952; 1967). This early exploitation of a variety of equable
284 THE BOTANICAL REVIEW
CRETACEOUS HISTORY
Invasion of Lowlands. The question has frequently been asked: If
angiosperms were evolving in warm, upland areas during the pre-
Cretaceous, why did they not enter the lowlands during Jurassic or
earlier times? The paleogeography of the Gondwana shield provides a
basis for answering this question. In view of the large land area, low-
lands would be characterized by widespread, strongly monsoonal climate
to judge from climatic principles (Willett & Saunders, 1959, p. 199-210).
That such climate characterized the area from Triassic to Early Cretaceous
(Aptian) is demonstrated by the red bed, evaporite and aeolian deposits
in basins throughout the region (see maps in Narin, 1964). Furthermore,
broad belts of dry climate were also present across middle latitudes
of Eurasia and North America (see Takhtajan, 1954; 1969, p. 176-7;
Vakhrameev, 1964, 1966; in Narin, 1964). These relations suggest that
broad areas of torrid climate, with seasonally dry climate over the low-
lands, probably confined early angiosperms to upland areas where
extremes of temperature and drought were not severe. A similar climatic
relation occurs across lower latitudes today, for warn equable climates
are in the uplands, well removed from the torrid lowlands covered with
tropical rainforest, deciduous forest, savanna, grassland, or thorn scrub.
If angiosperms evolved initially in tropical uplands under climates
of high equability, they would appear first in the record at middle, not
at low latitudes. This follows because the warm temperate montane
zone of the tropics descends to sea level at middle latitudes, as may be
seen today in China, and also in eastern Australia and Brazil. Signifi-
cantly, dicot leaves in the Early Cretaceous floras from middle latitudes
(California, Portugal, Maryland-Virginia) are of moderate size (nanophyll,
microphyll, notophyll) and include taxa with entire margins as well as
those that are serrated or lobed. Such an assemblage is uniquely char-
acteristic of upland climates of high equability, the conditions postulated
for areas in which pre-Cretaceous angiosperms appear to have evolved.
Furthermore, a site in the uplands at generally low, warm latitudes is
also implied by the lack of angiosperms or their forerunners in Triassic
or Jurassic rocks at generally higher latitudes: their absence there in-
dicates that during those periods they must have been confined to areas
of warmer climate.
Pre-Cretaceous fold-belts (Umbgrove, 1947, see plates) were available
as upland dispersal routes to middle latitudes (Axelrod, 1952, fig. 11).
With some existing gaps they still connect the Gondwana shield areas
with Kazakhstan, Virginia-Maryland, California and Portugal, the regions
AXELROD: EARLY ANGIOSPERM HISTORY 285
that yield the earliest Cretaceous angiosperms. Furthermore, old orogenic
belts are suggestively close to areas where fossils that represent angio-
sperns are recorded from Jurassic (Sassendorfites in Germany, Phyllites
in England, Propalmophyllum in France, Palmoxylon in Utah), and
Triassic rocks (Sarnmiguelia in Colorado). Since palms regularly inhabit
streambanks, it is not surprising that their remains have been discovered
in the pre-Cretaceous lowland records; presumably they were transported
down drainage-ways from the bordering, more equable and moister
uplands. Significantly, these fossils either occur with saline deposits
(Palmoxylon), or are closely associated stratigraphically with them
(Sanmiguelia), or are at least geographically near them (Sassendorfitesv,
Phyllites, Propalmophyllum). This is consistent with the inference that
pre-Cretaceous angiospenns were largely restricted to upland regions
by drier and hotter, less equable climates over the lowlands, an analysis
also consistent with the distribution of Early Cretaceous angiosperms
now known from. the Soviet Union. As Samylina (1968, p. 212)
emphasizes, they occur at middle latitudes (400 to 500 N) in both the
Siberian and Indo-European paleo-floristic regions described by
Vakhrameev (1964), but "within the latter they occur only in areas
outside the arid belt."
The gradual entry of angiosperms into the lowland record may thus
be correlated with the spread of moister, more equable climates that re-
sulted from the gradual widening of the Atlantic and Indian Oceans by
sea-floor spreading, and from the progressive inundation of all the con-
tinents during the Early Cretaceous which culminated in the Cenomanian
transgression. Evidence for a general trend toward climatic moderation
is well documented by late Jurassic to late Albian floras from the Kolyma
River area in northeastern Siberia (Samylina, 1964), by the early Jurassic
to Albian floras from most of the Asian platform (Vakhrameev, 1964,
1966), and by the Early Cretaceous floral sequences on the arctic coast
of Alaska (Smiley, 1966, 1967, 1969a, 1969b) .4 In each region evidence
for the northward shift of milder climate from the early into the medial
Cretaceous, is revealed by the shifting percentages of ferns, conifers,
cycadophytes, ginkgophytes, and angiosperms. Clearly, angiosperms
were entering the record during the Early Cretaceous trend toward
increased equability, and they rapidly increased in numbers and diversity
as it reached its peak.
Fig. 1 shows a hypothetical setting for Jura-Triassic to medial
Cretaceous angiosperm evolution. The sinuous boundaries imply that
in their movement to higher and lower altitudes and latitudes, the rate
of advance depended chiefly on local climate. The progressively younger
areas represent approximately the expanding regions occupied by angio-
:3
90 60 30 0 30
N L a t i t u d e
FIG. 1. Generalized age-space relations of early angiosperm flora. The alliance radiated from
hotter lowlands and into cooler climates at higher altitudes and latitudes. Becaus
austral lands are still uncertain.
AXELROD: EARLY ANGIOSPERM HSTORY 287
sperms as climatic moderation increased. They are very rare in the
Neocomian, they are still rare though at more numerous localities in the
Aptian, they are uncommon and still subordinate in the early Albian,
and they surge to dominance at the end of that epoch and in the
Cenomanian as the equatorial Atlantic was fully established, and as
marine transgressions reached their greatest extent on all continents.
Evolutionary significance of Cretaceous megafossil-microfossil records.
The first angiosperms in the Cretaceous lowland record are megafossils
(leaves, wood, fruits) and they preceded definitely recognizable angio-
sperm pollen. The pre-Albian angiosperm megafossils do not display any
primitive features from a morphological standpoint; even the palm woods
(2 species) from the Jurassic are anything but primitive. As Samylina
(1968, p. 213) remarks in her review of the Early Cretaceous angiosperms
of the USSR: "As soon as we find fossil remains of obvious angiosperms
we immediately come across a great systematic diversity." By contrast,
Kemp (1968) and Doyle (1969) point out that the oldest angiosperm
pollen (probably latest Aptian or earliest Albian) is very simple and
presumably represents a very primitive or ancestral form. Doyle states
(1969, p. 28):
"The expansion and diversification of angiosperm pollen in the
Cretaceous is believed to reflect the basic adaptive radiation of the
group, within which morphological series documenting evolutionary
trends and the origin of major types may be recognized. Though
the angiosperms may have originated well before the observed radia-
tion, the idea that they are highly differentiated at their first ap-
pearance in the fossil record conflicts with the low diversity of Albian
angiosperm pollen and the regular sequential appearance of morpho-
logical types."
The factors that account for these divergent interpretations may be
considered in terms of the fossil sample and its interpretation. As for the
sample, medial Cretaceous megafossil and microfossil floras from the
same strata are often markedly different. A notable example is provided
by the low (5 per cent) representation of angiosperm pollen in the
Dakota formation (Stanley, 1967) of Kansas, for it has yielded a pre-
dominantly angiosperm leaf flora of no less than 200 taxa. Muller (1969)
points out that angiospermous pollen does not assume dominance until
post-Cenomanian time (Turonian-Senonian), yet Cenomanian and latest
Albian floras are wholly dominated by leaves of angiosperms that
represent numerous, diverse taxa. In the case of Kaolak River flora from
the arctic slopes of Alaska, of probable late Cenomanian age, Langenheim,
Smiley and Gray (1960) emphasize that the fossil pollen grains and
spores could not have been derived from plants in the megafossil record,
and that many of the latter are not represented by microfossils. Of the
factors that may account for the differences, failure of preservation and
selective preservation are significant. Some angiosperrn pollen (e.g.
288 THE BOTANICAL REVIEW
Another point that suggests we are not witnessing the adaptive radia-
tion of angiosperms during Albian-Turonian time is that this premise
calls for rates of evolution that are inconsistent with the observable
record. Scores of families and many tribes and genera that represent
ancient as well as derived groups are confined today to the inner tropics
and provide links between tropical America-Africa-Madagascar-India-
Australasia. They are at least as old as Albian-Cenomanian, their present
distribution having resulted chiefly from ocean-floor spreading which
conveyed these tropical lands farther apart. In addition, late Albian
and early Cenomanian floras have numerous taxa that represent advanced,
highly divergent adaptive types, including various Amentiferae, and
pollen compared with that of Sapindaceae or Proteaceae appears near
the end of the upper Albian in tropical Africa and Brazil (Doyle, 1969, p.
16-17). These records are separated by not more than 10 million years
from the earliest preserved undoubted pollen of the late Aptian-Albian.
Clearly, angiosperms could not have evolved to such a level in so brief
a time. The above-mentioned records of complex Aptian woods
(Woburnia, Aptiana), the Hauterivian fruit of Onoana, and the Jurassic
palm wood are also inconsistent with the view that the Albian and
younger pollen record provides us with a glimpse of the adaptive radiation
of angiosperms.
In this regard, an analysis of the climatic requirements of ancient
taxa that are still living (e.g. cycads, araucarians, tree ferns, podocarps,
redwood) demonstrates that they have survived chiefly in areas of very
high equability (Axelrod, 1964, p. 54-59; 1967a, fig. 4; Axelrod & Bailey,
1968, fig. 3). This is also true of the more "primitive" angiosperm al-
liances-magnoiioids, annonids, hamamelids-as well as the surviving
primitive members of the major angiosperm orders. Inasmuch as basic
adaptive radiation of angiosperms most probably occurred in relatively
open sites in equable tropical uplands characterized by some seasonal
drought (see above), they must have spread into mesic regions at a later
date. On this basis, the early angiosperm pollen may represent that of
ancient taxa which were shifting into moister, more equable areas-away
from the principal theatre of evolution. That the early Albian-Cenomanian
pollen is relatively simple seems clear, but the sequential relations suggest
not an ancestral evolutionary sequence resulting from adaptive radiation,
but a clisere that displays increasing complexity-a phemonenon common
in the history of land plants.
The Cradle of the Flowering Plants. Under this chapter heading,
Takhtajan (1969) has summarized evidence based on his own observa-
tions in Southeast Asia, as well as data presented by Smith (1967) and
others. He proposes that the extensive region between Assam and Fiji
may represent "a fragment of the ancient area which was first colonized
by the angiosperms" (p. 159). This view is based chiefly on the present
distributions of the more primitive living angiosperms. Takhtajan properly
asks the question: "Are we not taking a mere refugium, or center of
AXELROD: EARLY ANGIOSPERM HISTORY 291
survival, of primitive angiosperns in the 'paradise garden' of the islands
and peninsulas of Southeast Asia for the cradle of the angiosperms and
their initial distribution center?" (p. 157). In attempting to answer the
problem, he notes that the geographic distribution of living angiosperms
is very different from that of the Tertiary, and even more so from that of
Cretaceous. However, living angiosperms do in some cases exhibit suf-
ficiently complete phylogenetic series, and their patterns of distribution
can be studied so much more fully, that they are of considerable signifi-
cance for a solution of the problem. He notes that the rich flora of tropical
America is significantly poorer in primitive angiosperms than the flora
of the southwestern Pacific basin, and that the flora of tropical Africa
is almost devoid of them. "It is difficult to explain why no members of
the Magnoliaceae, Winteraceae, Himantandraceae, Degeneriaceae, or any
other archaic family have survived in the African flora, if they had
existed there previously. Of the families of the Magnolia.les, only the
Canellaceae and the Annonaceae are in Africa. In Madagascar there
are rather more representatives of primitive families than in Africa,
as besides the Canellaceae and Annonaceae, we also find Bubbia
(Winteraceae) and Ascarinopsis (Chloranthaceae), as well as Didy-
melaceae. . . Although primitive angiosperms are appreciably more
numerous in America than in Africa and Madagascar, even in America
they are still far fewer and, as a rule, more specialized than in east and
Southeast Asia. The American members of the Magnoliaceae and
Winteraceae, for example, are markedly inferior in number and diversity
to those of the western Pacific and are representatives of the less primitive
forms. It is exceedingly unlikely that the concentration of so large a
number of primitive angiosperms in east and Southeast Asia, Australasia
and Melanesia can be explained solely by the presence in this region of
optimum conditions for their survival. The variation in paleogeographical
conditions in this region has not been less, but significantly greater, than
in tropical America and in tropical Africa. In Assam, upper Burma,
Yunnan, in the mountain regions of Thailand, Laos, and Vietnam, and in
Malesia and Melanesia grow several very primitive Magnoliales and also
many other 'living fossils'. When one considers this striking concentration
of primitive angiosperms, amongst which are not a few that are 'missing
links,' . . . one is forced to the conclusion that this region of the world is a
fragment of the ancient area which was first colonized by the angio-
sperms. Admittedly, this conclusion is still far from proven, but it is
very likely that the initial center of angiosperm expansion (and perhaps
also their center of origin) was situated somewhere in or near this region"
(p. 159).
Viewed from the standpoint of ocean-floor spreading and plate
tectonics, the Indo-Australasian region rich in ancient angiosperms is
composed of the eastern fragments of Gondwanaland which were rafted
apart following the Early Cretaceous. (See Paleogeography.) India
was separated from Madagascar in the Cretaceous and conveyed north
292 THE BOTANICAL REVIEW
/ 3. ,-.- /,
~~~~~~~~~~~~~2
FIG. 3. Distribution of 5 tribes (34 genera) of the subfamily Moroideae (Moraceae): 1-Fato
Strebleae, 5-Dorstenieae. Of the tropical genera, 2 are American,4 are confined to A
2 are on Madagascar, 18 are in the Australasianregion, and 2 link the latter area w
pantropical and it also reaches into temperate regions. Only one genus (Maclura) is
AXELROD: EARLY ANGIOSPERM HISTORY 297
genera were common both to the Old and New World well into Paleogene
time, it is evident that at a minimum, the genera of the respective tribes
have largely developed since ocean-floor spreading separated lands
formerly connected. In this study, the distribution of genera of tribes
representing the following 18 families was plotted, using the data in
Hutchinson (1964), as a source:
Annonaceae Dilleniaceae Monimiaceae
Araliaceae Flacourtiaceae Moraceae
Bombacaceae Lauraceae Myristicaceae
Connaraceae Magnoliaceae Passifloraceae
Canellaceae Malpighiaceae Tiliaceae
Erythroxylaceae Mimosaceae Winteraceae
Inasmuch as the same general pattems of distribution are repeated, the
relations of only several of them are summarized here; several figures are
included to illustrate the general areal relationships of the tribes.
Moraceae. Fig. 3. This large family of 76 genera and over 1000
species is composed of 3 subfamilies, Moroideae with 5 tribes, Arto-
carpoideae with 4 tribes, and Concephaloideae which forms a natural
alliance of 8 genera. Only 3 of the genera in the entire family are
pantropical, notably Ficus, Artocarpus and Morus. Only two genera
(Maclura, Morus) reach into temperate climate, and most live in regions
well removed from frost. The distribution of the 5 tribes of the subfamily
Moroideae reveals that two occupy the Old World and find optimum
development in the southeast Asian-Melanesian region. The other three
tribes have a pantropical distribution, though most of the genera occur
only in one tropical region. Distribution of the genera of the Moroideae
is as follows.
Tribe 1. FATOUEAE. This small tribe of 4 genera is confined to the
Old World tropics, and two of the genera (Fatoua, Bleekrodea) link
both of the African-Madagascar region with that of Southeast Asia and
Melanesia. Pseudostreblus: 1 sp., India and Hainan; Fatoua: 3 spp.,
Old World tropics; Ctenocladus: 1 sp., West tropical Africa, Cameroons;
Bleekrodea: 3 spp., Madagascar, Indo-China, Borneo.
Tribe 2. MOREAE. This tribe of 11 genera has only one genus
(Morus) that is pantropical. The other genera are confined to single
regions, with most occurring in the area from Southeast Asia to Melanesia
and Polynesia. Paratrophis: Malaya to Polynesia and New Zealand;
Dimerocarpus: 1 sp., Indo-China; Pseudoirophis: 2 spp., New Guinea;
Pseudomorus: 3 spp., New Guinea to Polynesia and Norfolk I.; Morus:
60 spp., tropical and temperate regions; Ampalis: 1-3 spp., Madagascar;
Pachytrophe: 2 spp., Madagascar; Trophis: 4 spp., tropical America;
Metatrophis: 1 sp., Polynesia; Calpidochlamys: 2 spp., New Guinea;
Smithiodendron: 1 sp., SW China.
Tribe 3. BROUSSONETIEAE. The genera of this tribe have a
pantropical distribution, but only one genus (Chlorophora in America-
Africa) occurs in more than one tropical region. Maclura: 6 spp., North
16~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
F. Dtuo f tb ( ge of iTa e Po e pi a
7~~~~~~~~~~~~~~~~~~
Malaya, Philippines Is., to New Guinea and east Pacific Is.; Diplo-
phractum: 3 spp., Indo-China, Malaya.
Tribe 11. TRIUMFETTEAE. Pantropical in distribution. Erino-
carpus: 1 sp., Bombay; Triumfetta: 160 spp., tropics and subtropics;
Heliocarpus: 11 spp., Central America and tropical South America.
Tribe 12. BROWNLOWIEAE. Composed of 3 genera, each of which
is in a different tropical region. Christiania: 2 spp., tropical Africa;
Brownloowia: 30 spp., SE India through Malaya, Philippine Is. to, New
Guinea and east Pacific Islands; Pentaplaris: 1 sp., Costa Rica.
Similar relations have been documented for other alliances, notably
the leafy hepatics (Fulford, 1951), rainworms and scorpions (in Dutoit,
1937, see figs. 43, 44), copepods (Sewall, 1956), and non-marine molluscs
(Pilsbury, 1911). The distribution of angiosperm families, or sections,
or genera, as well as other alliances (mosses, scorpions, etc.), in two or
more tropical areas today is not to be explained by migration around
higher latitudes of Holarctica, from one tropical area to another, as has
been suggested (e.g. Sharp, 1966; MacGinitie, 1969). In view of the
high sensitivity of tropical taxa to chill or frost, it seems probable that
these alliances have always been confined to tropical or subtropical
regions because the climatic (physiologic) requirements of larger taxa
are genetically controlled and circumscribe natural alliances just as do
their morphologic features. Furthermore, the so-called "tropical" and
"subtropical" fossil plants in early Tertiary floras at middle to higher
latitudes lived under climates of high equability and were members of
mixed temperate, not tropical, rainforests. This is in accord with fossil
evidence which shows that tropical to subtropical forests have never
lived at higher latitudes. Equally convincing is the fact that there are
no records of tropical forests in eastern Asia at the latitude of Japan, for
they would be expected there in Eocene-Paleocene times if there was
interchange of taxa between low tropical latitudes via the Beringian
region. The forests recorded from Japan are-at the most-no more than
warm temperate (ET 60(F at a maximum), and most probably could
have lived under warmth ET 58?F to 590F if equability was high (+ M
65), as it was.
As first documented and discussed by Engler (1905), and reiterated
by others (e.g. Hutchinson, 1946, p. 12; 133-135; Camp, 1947; 1948; 1952;
Good, 1964; Boughey, 1957; Croizat, 1952; Axelrod, 1960; Aubreville,
1969), these distributions indicate former east-west connections across the
tropics. Foundered continents, drifting continents, isthmian links, and
island steppingstones have all been called upon to explain the relations.
It is now evident that the taxa occupied the region prior to the breakup
of Gondwanaland (Boughey, 1957; Hawkes & Smith, 1965; Melville,
1966; Aubreville, 1969), and the rafting of its segments apart by ocean-
floor spreading. If this was the case, lowland floras close to the suture
line, represented now by the opposing shores of the tropical Atlantic,
must have been essentially homogeneous into medial Cretaceous time.
AXELROD: EARLY ANGIOSPERM HISTORY 305
This is confirmed by the composition of the Cretaceous spore-pollen
floras recovered from sedimentary rocks in Brazil (Sergipe) and Congo/
Gabon, which reveal 34 of 39 taxa common to each area (Freake, 1966).
There are also marked similarities between the Cretaceous pollen floras
of Nigeria and Colombia (Hoeken-Klinkenberg, 1964), and comparable
relations are revealed by fresh-water ostracods and fish (in Reyment,
1967, 1969).
The preceding data lead directly to the general conclusion that the
angiosperm, families and genera (excluding widely distributed littoral
plants) that now link the tropical regions probably are at least as old
as the Albian-Cenomanian transition (100 million years), and they may
be considerably older (cf. Hawkes & Smith, 1965, p. 49). This means that
bradytely pervades the phylum to a far greater degree than has been
previously supposed. Since the transtropic links represent "primitive,"
"intermediate," and "advanced" alliances, angiosperms must have been
in existence long before the Cretaceous. Rare finds of plants which evi-
dently are angiosperms in Jurassic and Triassic rocks support an early
dating of angiosperm origin; it may well have commenced in the late
Permian.
Desert Links. The desert floras of the Northern and Southern Hemi-
spheres are now separated by broad tracts of tropical forests and savannas.
Those in the Southem Hemisphere (South America-Africa-Australia) are
isolated by wide oceans, those in the Northern (southwestern North
America-southern Eurasia) by ocean and frozen lands. The floras of
each of these desert regions are largely distinct today. They have long
been isolated and have largely had separate origins and histories. Never-
theless, in spite of their isolation there has been interchange between
them. Since links between the herbaceous floras of North and South
America have recently been reviewed (Raven, 1963), attention here is
focused chiefly on problems raised by the woody plants.
It is essential to keep in mind that the floras of each of the 6 major
warm-desert regions are characterized by two contrasting alliances in
terms of their general affinities. One group, which includes by far most
of the taxa in each desert, either ranges outside of the desert into
bordering communities, or if the species are confined to the desert they
are related to alliances in moister regions; the second group is relict,
with no close allies today. As for the first group, judging from the degrees
of difference the taxa display-from plants that are scarcely distinct
varietally, to subspecies, to distinct species, to unique species, to paired
genera, to related genera-plants in each of the dry regions have been
adapting to increasing aridity during the Cenozoic. Most of this evolution
did not take place in regional deserts, but in local dry areas. In these
sites, where evolution was speeded up (Axelrod, 1967b), taxa became
adapted to increasing aridity. Thus they were able to expand with
progressively drier climates commencing in the early Eocene as forests
and savannas withdrew from areas presently desert.
306 THE BOTANICAL REVIEW
CONCLUSIONS
Angiosperms were definitely contributing to the fossil record as far
back as the middle Jurassic, if not in the late Triassic, during a span of at
least 50 to 80 million years prior to their assumption of dominance. To
judge from their adaptive and evolutionary relations, and from paleo-
climatic and stratigraphic evidence, they probably inhabited seasonally
dry, open country in equable tropical uplands during pre-Cretaceous
time. Angiosperms were confined to upland areas early in their history
because the lowlands at lower latitudes were characterized by hotter,
drier and less equable climate-conditions to which they adapted later.
They first entered the record at middle latitudes, where the warm
temperate zone of the montane tropics descends to sea level. Their
AXELROD: EARLY ANGIOSPERM HISTORY 313
gradual appearance during the Early Cretaceous coincides with a climatic
trend toward increased equability which resulted from the increasing
ratio of sea- to land-surface. This was produced by ocean-floor spreading
which opened up the tropical Atlantic Ocean and widened the Indian
Ocean, and by advancing seas on all continents which reached maximum
extent at the close of the Albian and in the Cenomanian-as angiosperms
surged to dominance, and in great diversity.
The idea that taxa now common to the Old and the New World
tropical regions migrated from one area to the other via the North Atlantic
or Beringia during Paleogene times finds no support from paleobotanic or
paleoclimatic evidence, and is also inconsistent with their adaptive and
evolutionary relations. The numerous taxa (families, sections, genera)
that now link tropical regions probably had attained their distribution
by the middle Cretaceous, prior to the final breakup of Gondwanaland
or shortly thereafter, and before the tropical Atlantic had widened ap-
preciably. On this basis, related taxa now in the New and Old World
tropical regions largely evolved in isolation following the opening of
the tropical Atlantic by sea-floor spreading. Ties between Africa and
the Indo-Australasian region probably were not wholly severed by ex-
panding dry climate until Eocene time. This analysis requires the ap-
pearance of numerous angiosperm families before Cenomanian time, and
suggests that bradytely pervades the phylum to a far greater degree than
heretofore suspected.
Floras of warm to tropical deserts are composed of plants that
represent two discordant groups. In the first group are morphologic
isolates that often are bizarre adaptive types with no close living relatives.
Since numerous bizarre adaptive types also contribute to other types of
vegetation marginal to the desert and well out of the desert (e.g. savanna,
puna, dry deciduous forest) their evolution was not shaped by desert
climate. They appear to be derivatives of taxa that developed under
seasonally dry tropical to alpine climates in upland montane regions on
Gondwanaland and Laurasia in Early Cretaceous and still earlier times.
As moister climates spread widely during the Late Cretaceous and
Paleocene, close allies of many of the unique and bizarre taxa probably
became extinct, leaving isolated monotypes persisting in scarcely modi-
fied form in local dry areas. They probably were more numerous in the
drier, warmer parts of Laurasia into Paleogene time, but decreased as
equability was lowered and persist now in greatest diversity in equable
climates with seasonal drought. Alliances now common to the warm dry
regions of the Old World and the New probably had attained this dis-
tribution across Gondwanaland by medial Cretaceous time.
The second group, which accounts for by far the majority of plants
in desert and desert-border regions, was derived from taxa in moister,
bordering regions by gradual adaptation to increasing aridity during the
Late Cretaceous and Cenozoic. Evolution in each of the six major isolated
dry areas largely accounts for the distinctness of the desert floras today.
314 THE BOTANICAL REVIEW
The evidence suggests there have been three major periods of angio-
sperm evolution in response to dry climate. First, it is hypothesized that
angiospermy evolved in response to seasonal drought, and that the alliance
underwent its basic adaptive radiation in open, equable monsoonal areas
in tropical uplands on Gondwanaland, probably in Permo-Triassic time.
The second period was Trias-Jurassic, and accounts for most of the bizarre
taxa found in warm deserts, and also in vegetation zones of the drier parts
of the continents in lower latitudes, ranging from tropical savannas into
the.alpine puna. The second period has been essentially continuous since
the Cenomanian, first in local dry valleys and on exposed slopes in the
southwestern parts of the continents, then spreading as the trend to aridity
commenced following Paleocene time. Most of these taxa find relation-
ship to those in bordering, moister regions.
Changes in continental position, configuration, size and altitude, as
governed by ocean-floor spreading, plate fragmentation or joining, and
continental rafting ("drift"), have been operating throughout angiosperm
history. With plate fragmentation and separation, lands formerly desert
have become moist tropical (e.g. Brazil-Congo), lands formerly connected
have become isolated (South America, Africa, India, Australia), moun-
tains have been elevated as plates collided (e.g. Alpine belt, American
cordillera, etc.), and climates have been profoundly affected. The im-
portance of the "new tectonics" to angiosperm history is not so much
as a basis for explaining the geographic disjunction of taxa, which has
been the chief concern of most investigators, but rather as a means for
comprehending angiosperm evolution more clearly. New taxa evolve
by developing effective barriers to gene flow, with resulting changes in
frequency of alleles. The degree of variability in terms of novel recom-
binants which may have adaptive or preadaptive significance increases
greatly under isolation, as shown by insular floras. Thus, climatic change
coupled with isolation that accompanied plate fragmentation, ocean-floor
spreading, and continental rafting, has provided a major stimulus for
evolution of floras. The great diversity of taxa in numerous families
in the tropics and subtropics, as well as the evolution of unique floras
of arid to semiarid regions and those of the temperate climates as well,
seems directly related to the breakup of Gondwanaland following the
medial Cretaceous and subsequent evolution in isolation.
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316 THE BOTANICAL REVIEW