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Role of Actors in Policy Formulation Process in Development Plan For Land Transport Study Case in Tuban Regency
Role of Actors in Policy Formulation Process in Development Plan For Land Transport Study Case in Tuban Regency
Abstract
Related with policy formulation process in development plan, numbers of actors was involved into it. The roles of actors
were matched with main duties and functions of each actor. Those actors were involved since public aspiration activity
to formulation and socialization of policy. Every actor in policy making process has their own interest. Sometimes it
might cause a conflict among the actors. Policy making process needed involvement from policy maker. To ensure the
sustainability and success in transportation development in Tuban Regency, it should be determined by good policy.
The policy formulation in local areas, as well as central government, was influenced by many actors and factors. In
Tuban regency, the major role should be hold by Department of Transportation because it is a specific department in
transportation field, and together with local development planning agency were formulate and implement the policy of
transportation. However, the role of department of transportation was not prominent because of political factor and
internal factor such as the lack of fund and human resources.
1
Role of Actors in Policy Formulation Process in Development Plan for Land Transport (Ribka, et al.)
formulation in local areas, as well as central such as structure organization, duty and function
government, was influenced by many actors and of each agency and employees/officers data
factors. Every actor in policy making process has (Miles and Huberman, 1999; Moeloeng, 2005).
their own interest. Sometimes it might cause a
conflict among the actors. Transport Policy, RESULT AND DISCUSSION
Acceptance and the Media (2004) conducted by In government organization – in this case is
Bernhard Wieland, explained there was local government – main duty and function of
agreement about the factors that determine employee in local government are regulated in
success or failure of a certain policy. Likewise article 151 paragraph 1 and 2 Acts no. 32 year
there is agreement about the groups of actors 2004 on local government states local
that play a key role in the transport policy government agency formulate strategic plan
process. which is consist of vision, mission, strategy,
To formulate a policy, some stages should be policy, program and activity of development in
acknowledged and that matter became the focus accordance with duty and function, and guided
of this article. by Mid-term development plan.
Main duty and function of organization very
METHOD related with effectiveness of organization.
This research was a qualitative approach and Organization consist of individual and group,
utilized descriptive research method. The goal therefore, effectiveness of organization also
was to obtain systematic and factual phenomena included by individual and group effectiveness.
and the problems to be solved. The purpose of Through synergy between individual and group
descriptive research was to create a description, effectiveness, organization will get higher
picture, systematic factual and accurate effectiveness. In other word, main duty and
information on the facts, and the relationships of function in organization can influence
the phenomenon under study. effectiveness of individual and group.
Thus the objectives of this study were Main duty and function that has been made
conducted to obtain an overview, a description correctly were contained in a job description. Job
of how the process of development planning in description in organization, both in private or
the field of land transport in Tuban Regency governmental organization, are set of
operated and the analysis off actors and actors information about job and outline about the
that influenced it. Location of the study was obligation, responsibility, and authority that
Tuban Regency. The research site was Local should be hold by employee. Moreover, job
Development Planning Agency, Department of description also explains about procedure of the
Transportation, Department of Public Works, and duties in order to achieve organization goal
Local Parliament in Tuban Regency. The site was effectively and efficiently.
chosen because it fitted with the title and focus Policy actors have relation with policy
of research. formulation process. According to Howlet and
The researcher conducted face to face Ramesh (1995) states, actors in policy
interviews with the informants and explore the formulation process can be individuals or groups,
data directly. With the communicative and which are these actors involve in certain
dialogical interview to obtained the data with condition as policy sub-system. Howlet and
high accuracy. Documentation was the way data Ramesh divided actors of policy into 5 categories,
collection techniques to collect/gather material namely:
from various documents in the form of book 1. Elected officials, consist of executive and
report sand written documents that were related legislative
to problems in the study, and could later be used 2. Appointed officials, as bureaucrat assistance,
for more in-depth analysis, such as Mid-term usually role as basic key and central figure on
Development plan for 2011-2016, Spatial policy process in policy sub-system.
Planning Document for 2012-2032 in Tuban 3. Interest groups, government and politician
Regency, National Transportation System sometimes need information that provide by
Document, Regional Transportation System interest groups in order to effectiveness
Document, Local Transportation System achievement in policy making or attacking their
Document, Musrembang Document, Traffic opposition.
Forum Document, Annual Accountability Report 4. Research organization, formed universities
Document and another data from each agency and expertise or consultant of policy.
Performance
2011 Target (%) condition in
Performance
No Program (early the end of Outcome
indicator
condition) 2012 2013 2014 2015 2016 mid-term
plan
1 Administration Orderly office 15,00 30,00 45,00 60,00 75,00 90,00 100 1. Improveme
office service administration nt in facility
program and
2 Improvement in Increasing in 10,00 25,00 40,00 55,00 70,00 85,00 100 infrastructure
apparatus facility apparatus of
and infrastructure facility and transportation
program infrastructure quality
amount 2. Improveme
3 Improvement in Increasing in 10,00 25,00 40,00 55,00 70,00 85,00 100 nt
apparatus apparatus transportation
discipline program discipline role in
accelerating
4 Development of Increasing in 7,00 10,00 20,00 30,00 40,00 50,00 70
local
transportation transportation
economic
facility and facility and
growth
infrastructure infrastructure
3. Society and
program amount
government
5 Maintenance in Increasing in 7,00 10,00 20,00 30,00 35,00 50,00 70
Empowermen
traffic facility and traffic facility
t in transport
infrastructure and
implementatio
program infrastructure
n
maintaining
4. Increasing in
amount
local revenue
6 Improvement in Increasing in 15,00 30,00 45,00 60,00 75,00 90,00 100
especially in
transport service transport
transportation
program service
field
7 Traffic controlling Increasing in 15,00 30,00 45,00 60,00 75,00 90,00 100
and monitoring traffic
program monitoring and
control
8 Improvement in Increasing in 20,00 35,00 50,00 65,00 80,00 95,00 100
vehicle feasibility feasible vehicle
program amount
The other role of department of Indicator of human resources quality can be seen
transportation was socialization to take from education level. Furthermore, there must
aspiration from society. The society was asked to be provision about number of staff that needed.
more active in development of land transport.
For example department of transportation made
some activities such as competition of student
obey traffic (Pelajar pelopor taat lalu lintas) and
good public vehicle driver (supir angkutant
eladan).
In the other hand, the role of this department
is not significant when it related policing
infringement (this is happen because sectoral ego
between department of transportation and
traffic police unit). This role should be
strengthened because it could decrease the Figure 1. Numbers of Staff and Education level of
number of public vehicle which is not Department of Transportation in Tuban Regency
(Source: processed from interview)
roadworthy. This condition is more difficult
because the ownership of public vehicle in Tuban
According the chart above, this department
regency still owned by individual. The other issue
should be equipped with the employees who
is the lack of quality of human resources.
They have main function to formulate Recess process is local parliament activity
technical plan in economic, socio-culture, outside trial season. Recess conducted three
physical and infrastructure for Tuban regency. times a year or fourteen times in a period of 5
Local Planning and Development agency has years tenure of Parliament. Recess is two-way
roles in development planning since Musrenbang communication between legislative with
process from village level to regency level and constituent through working visit periodically.
involved in Long- term and Mid-term The aims of recess are to absorb and follow up
development Plan or another planning document constituent and society aspiration in order to
making process. give moral and politic accountability to
Local Planning and Development Agency as constituent as a manifestation of the people's
one of the government agency, Local Planning representation in the government.
and Development Agency had duty to make plans Moreover, for Non-official actors were society
about development in one area. One of phase to and public transport company.
make development plan was conduct the public 1. Land Transport Organization
aspiration activity called Musrenbang. Land transport organization is profession
Musrenbang activity begins from lowest level organization, which a place for public transport
such village level, sub-district level in to regency owner in unitary form. In Tuban Regency this
level. Development paradigm now put society as organization has function as representative body
main actor in development process. It means, to build bridge between government and public
government not as provider and executor transport business group and also with other
anymore, but become catalyst and facilitator of parties both inside and outside the country. In
development dynamic. From planning until addition to giving suggestion for government,
implementation process, society has right to get this organization also helping in policy
involved, give suggestion and take decision, in socialization especially related with land
order to fulfill their basic rights. It can be done by transport problems.
using Musrenbang Process as one of the way. 2. Society
Development will not move forward if one of the In policy formulation process, society can give
three component of governance (government, their opinion, suggestion, or even critique for the
society, and private sector) is not working. regulation draft. Society has role as supervisor so
Therefore, Musrenbang activity was educational that the policy output can give positive impact
forum for society to make them more active in for people. Society also has role as road
development process. This is the dominant role organizer, either as individuals, groups, and
of Local Planning and Development in policy business group. According to Regulation of
formulation in development plan. Minister of Public Work No. 1/PRT.M/2012,
4. Local Parliament society, either individuals, groups, and business
Role of parliament related with policy group may has role as organizer, supervisor, and
formulation is legislation function; in this case, developer. This role can be applied in National
local parliament makes local regulation together Road, Provincial road, and regency road. Form of
with head of regency. Besides making local society role is giving suggestion, proposal,
regulation, local parliament also gets involved in information even funder (Ministe of Public Work,
public aspiration activity, such as Musrenbang 2012)
and recess. 3. Mass Media
Local Parliament had given approval and The role of mass media in Tuban regency was
politic consideration in term of policy making only as the place to society giving their opinion
process. Their role also can be seen in recess. and as a tool of government do socialization of
Recess process is an obligation for leader and the policy that they made. The role of mass
member of local parliament in the way of taking media still cannot advocate the society’s
public aspiration continually to meet constituent problems.
in constituency. This process is to improve From explanation above, it can be seen,
quality, productivity, and performance of local Department of Transportation has a bigger
parliament to create equality and people welfare portion instead the other actor without override
and also, to create local parliament function in it. Department of Transportation as Government
developing checks and balances between the agency involved in formulation public policy. This
parliament and local government. is related with understanding about policy as
what government do in certain problem so that,
agency involvement as government apparatus in that was appointed by head of region. After that,
the way of determine policy is more open. With establish assistance team with local secretary or
that understanding, government agency in law section.
becomes important actor in policy making b. Process of preparation of local regulation
process. Moreover, government agency also draft in local government area.
becomes main source on policy proposal in In preparation process of local regulation
political system, in this case because Department from local government initiative can be seen in
of Transportation has technical ability. Regulation of Minister of Interior No. 53 year
Department of Transportation could actively 2011 on Procedure of formation of local
doing persuasion and using pressure in policy regulation. In this regulation, Government
making process in land transport. agencies (head of agency, head of department,
The local regulation based on Acts No. 12 and head of board) can propose initiative
year 2011 on Formation of Regulation was through Local Secretary; it is containing urgency,
established by local parliament with mutual argumentation, aims and objective, the material
agreement of head of region. In other word, local that would be set linkage with the other
government had regulation that was established regulations included in local regulation draft
by local parliament with head of region, whether (Minister of Internal Affairs, 2011)
in province or regency/city. In terms of Acts No. After the initiative reviewed by Local
32 year 2004 on Local Government, this Secretary regarding with the urgency,
regulation was set in order to implement of argumentation, and main material also
Tugas Pembantuan in line with local autonomy philosophy, sociology and juridical consideration,
(Local Government, 2004) then local secretary would be take decision and
Draft of local regulation should be derived commissioned from head of Law Section to do
from local parliament, governor or mayor/regent. harmonization of the material and
If in time during the trial, governor/regent/mayor synchronization of regulation.
and local parliament submitted a draft of local If Local secretary approved, then the head of
regulation with the same material, then the draft government agency should prepare the draft and
from local parliament would be discussed while discussing with Law Section, work unit (SKPD)
the draft from governor/regent/mayor was used who related with, and society. Afterwards,
for consideration. government agency can delegate local regulation
The formulation procedure was activity draft to Head of Law Section to do preparation
starting from planning until the stipulation. Local and discussion about it. The formulation of local
regulation making process consisted of 3 (three) regulation should be done through inter-
steps, namely (Indonesian Government, 2011): government agency team which leads by official
a. Preparation of local regulation draft, a government agency leader that appointed by
drafting and designing in local parliament area or Head of Regency and Head of Law Section as
in local government area. secretary team. Furthermore, after discussion of
b. Approval process, a discussion in local local regulation draft finish, the official
parliament. government agency leader will convey to Local
c. Legalization by head of region (governor/ Secretary through Head of Law Section. The local
regent/mayor) and enactment by local secretary. regulation draft that pass the stage above would
Those processes of local regulation process be submitted by Head of Regency to Local
can be explained as follow: Parliament and would be discussed together with
a. Process of preparation of local regulation local government.
draft in local parliament area c. The process to get approval from local
According to amendment I and II article 20 parliament
paragraph (1) Constitution 1945, the house of Discussing about local regulation draft in local
representative hold power to make acts and parliament both by local government or local
according to article 21 paragraph (1) constitution parliament initiative was conducted by local
1945, Parliament member can propose acts draft. parliament together with Governor/
This also happen in local area, local parliament Regent/Mayor. Usually the discussion would be
has power to make local regulation and propose conducted through several phase of discussion.
local regulation draft. Discussing local regulation This discussion conducted in plenary meeting,
draft base on local parliament initiative should be commission meeting, joint commission meeting,
coordinated with local secretary or work unit special committee meeting, and would be
decided in plenary meeting. Specifically for local role might be shows from department of
regulation initiative by local parliament, Head of transportation as technical and policy
Regency would be assigned local secretary or implementer of transportation policy. Even the
official working unit to do coordination about the role of that department still not strong enough,
draft. but it could be increased by strengthened
d. Process of legalization and enactment coordination among others agency. The policy
If discussion of local regulation in Local formulation process in development plan for land
Parliament finished and approved by Local transport in Tuban Regency could be seen from
Parliament, local regulation draft would be sent the local regulation making process. Local
by head of Local Parliament to Head of Regency regulation could be initiated from two sides
through Local Secretariat to get legitimation. namely, executive and legislative. Local
Numbering of local regulation was done by Law regulation making process are consist of 3 (three)
Section. Head of Law Section would be done steps. First, preparation of local regulation draft
authentication, legalization, and assignation of process. This step was a drafting and designing in
local regulation for later enacted by local local parliament area or in local government
secretary. Whereas, Law Section was responsible area, including formulation initiatives draft,
in multiplication, distribution and documentation academic draft and legal draft. Second, Approval
of the Local Regulation. process was a discussion in local parliament.
If found technical mistake in formulation of Third, legalization by head of region
local regulation, Secretary of local parliament (governor/regent/mayor) and enacted by local
with approval from head of Local Parliament and secretary. These actors get involved since the
Head of Regency couldbe enhanced technical of beginning, gathering the information (demands,
local regulation formulation before submitted to needs, suggestions and problems) until
Head of regency. If still found any errors in local discussion of policy formulation process.
regulation after submitted to head of regency, it In order to improve the roles of actors, job
could be enhanced by Head of Regency by description that contained main duty and
approval from Head of Local Parliament. After function for employees has important role in
the local regulation enacted, and still found any organization. Therefore, should be formulated
errors, then local secretary can fix it with clearly and directionally. Tuban regency should
approval from head of local parliament without prepare the efficient and effective regulation that
change any substance through Local Document. regulate about main duty and function and also
Local government should promulgate the local job description for each government agency to
regulation, so that society and stakeholders know prevent overlapping role in policy making and
about it. coordination. In order to deal with the inhibiting
factors, improvement of quality and quantity of
e. Local document human resources were needed.
In order to have legal force and can bind
society, local regulation that have been approved REFERENCES
by head of regency should enacted in local Acts No. 12 year 2011 on Formation of
document. In order to keep harmony and Regulation
interconnectedness of local regulation with the Acts No. 32 year 2004 on Local Government
explanation, local regulation explanation will Anderson, James E. 1979. Public Policy Making.
recorded in additional local document that Holt, Rinehartand Winston. New York.
established along with local regulation Conyers, Diana and Peter Hills. 1990. An
enactment. The official who can enact the local Introduction to Development Planning in the
regulation is local secretary. Third World. John Wiley and Sons. New York
Dye, Thomas R. 2002. Understanding Public
CONCLUSION AND RECOMMENDATIONS Policy, Tenth Edition. Prentice-Hall. New
The process of policy formulation influenced Jersey.
by several actors, they are executive Howlett and Ramesh.1995. Studying Public
(government agency that related with for Policy: Policy Cycles and Policy Sub-system.
example Department of Transportation, Oxford University Press. New York.
Department of Public Work and Local Planning Miles, B., Huberman. 1992. Analisa Data
and Development Agency), legislative, public Kualitatif. Jakarta : UI Pers
transport company, and society. The prominent