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Foundational Assumptions For Successful Transition: Examining Alternatively Certified Special Educator Perceptions
Foundational Assumptions For Successful Transition: Examining Alternatively Certified Special Educator Perceptions
ABSTRACT
Transition can be seen as the capstone of many if not most efforts of special
educators on behalf of students with disabilities. Transition programs must
build upon the foundation set by general and special education teachers to
promote accomplishments that will support engagement in adult life. The
assumption underlying transition policy is that classroom personnel are ade-
quately trained and supported to promote such outcomes. We investigated
that assumption through research on the perceptions of 17 graduate students
or recent completers of an alternative certification program serving a large
urban district in the northeast. Study participants were interviewed regarding
the provision of special education services at their assigned schools, the man-
ner in which they were utilized, the degree to which they felt prepared and
supported to teach students with disabilities, and recommendations for
improving special education services, teacher training, and support. All parti-
cipants taught special education students in secondary settings and were
assigned to different schools. Several themes were identified including stress
due to professional demands, concerns with collaboration and the quality of
special education services, and a need for additional special education train-
ing. Implications for transition are discussed.
Keywords: Transition; teacher preparation; alternative certification; special
education; FAPE; inclusion
Education legislation and policy have long recognized the necessity of providing
meaningful learning opportunities to all students and the role of highly qualified
teachers in the fulfillment of this responsibility. The Every Student Succeeds Act
(ESSA, 2015) addressed concerns with No Child Left Behind while maintaining
an emphasis on improving the achievement of student populations who have his-
torically struggled in school. According to ESSA (2015), all students are to be
taught according to high academic standards based on essential skills for college
and career readiness. The college and career readiness theme is also present in
the Individuals with Disabilities Education Act (IDEA, 2004). The IDEA
requires students with disabilities to engage in transition activities by the time
that she or he reaches the age of 16, if not sooner.
In addition to the insistence on teaching to high standards, the ESSA recog-
nizes the necessity of student access to highly qualified teachers and instruction
that is based on research-based practices. The emphasis on student access to
high quality, research-based instruction is also present in IDEA (2004). IDEA
requires that districts provide students with disabilities a free appropriate public
education (FAPE) that prepares them for success in areas such as independent
living, community engagement, employment, and postsecondary training and
education. Despite the good intentions of these aforementioned initiatives,
schools may have difficulty fulfilling this responsibility (see Flower, McKenna,
Haring, & Pazey, 2015; Mason-Williams, Bettini, & Gagnon, 2017).
In the Endrew F. v. Douglas County decision, the Supreme Court of the
United States (SCOTUS) affirmed the notion that individualized education pro-
grams (IEPs) are outcome based and services must confer benefit that is “more
than de minimis” (Yell & Bateman, 2017). Although SCOTUS did not mandate
the use of research-based practices, special education services are more likely to
achieve FAPE mandates when they are used (Couvillon, Yell, & Katsiyannis,
2018; Kauffman, Wiley, Travers, Badar, & Anastasiou, 2019). FAPE mandates
are also more likely to be achieved when services are provided by highly quali-
fied special education teachers who teach in manageable working conditions (see
Bettini, Crockett, Brownell, & Merrill, 2016; Bettini et al., in revision; Bettini,
Cumming, Merrill, Brunsting, & Liaupsin, 2017).
Beyond the immediate benefits of having highly qualified and effective tea-
chers is laying the foundation for all transition planning and subsequent activi-
ties. For example, the impact of a failure to learn to read, particularly in the
presence of the ability to do so with adequate support and intensity, has increas-
ingly become the focus of advocacy for individuals with dyslexia (Seidenberg,
2017; Stark, 2019). To quote a parent who recently spoke with one of us,
“If you don’t learn to read, it’s pretty much game over.” In an increasingly tech-
nical age where jobs demand high levels of technical ability, it seems likely
Examining Alternatively Certified Special Educator Perceptions 187
that mathematics and sciences can be added to reading proficiency. The contri-
butions of social sciences and the arts should also be acknowledged as they form
the basis for citizenship and rational thinking in ambiguity (see Garwood,
McKenna, Roberts, Ciullo, & Shin, 2019; Shuler, Norgaard, & Blakeslee, 2014).
All of these elements and others that we have not named underlie successful
transition efforts. Success in each of these areas, particularly for students with
disabilities, is predicated upon having effective teachers as well as other issues
related to school climate, funding, and community support.
METHOD
Qualitative methods were used to gain insight into experiences related to the
provision of special education services, teacher support, and professional devel-
opment in urban schools. Participant interviews, which are commonly used to
gain an understanding of how individuals experience a particular phenomenon
(Brantlinger, Jimenez, Klingner, Pugach, & Richardson, 2005), were completed
during the 20142015 academic year. Qualitative research that relies on inter-
views typically involves fewer overall participants than studies that employ
quantitative studies (Ritchie, Lewis, & Elam, 2003), with the value of recruiting
additional participants diminishing as data saturation occurs (Glaser & Strauss,
1967). In the current study, participants provided similar responses as we pro-
gressed through recruitment, data collection, and data analysis. This study
employed phenomenography (Booth, 1997) as a theoretical framework due to
(a) our interest in gaining insight into participant perceptions of teaching in
urban schools, the provision of special education services, and supports such as
Examining Alternatively Certified Special Educator Perceptions 189
professional development, mentoring, and coaching experiences; and (b) our use
of interview data from a small number of participants to gain an understanding
of this experience (Marton, 1986).
Participant Characteristics
Nineteen cohort members (43% of the two cohorts) consented to participate.
Interviews could not be conducted with two cohort members due to schedule
conflicts, resulting in a total of 17 participants. Table 1 provides demographic
information for each participant. Participants had a mean age of 26.2 years
(range 2347) with the majority recently completing the program (n ¼ 12; 71%)
and female (n ¼ 14; 82%). Seventy-one percent (n ¼ 12) were Caucasian, 23%
(n ¼ 4) were African American, and 6% (n ¼ 1) were Asian. All participants
taught students with disabilities, with 82% (n ¼ 14) serving as special educators.
Participants primarily taught at the middle school level (n ¼ 11; 65%) and spe-
cial education mathematics (n ¼ 9; 53%), with 24% of all participants (n ¼ 4)
teaching more than one content area. The majority of participants (n ¼ 13;
76%) taught in a particular service-delivery model (e.g., inclusive, self-contained,
or resource room), with 88% (n ¼ 15) in inclusive settings, 35% (n ¼ 6) in self-
contained classes, and 5.8% (n ¼ 1) assigned to a resource room setting. All but
one participant reported working with a co-teacher for at least part of the school
day, all of whom were certified general education teachers. All participants
190 JOHN WILLIAM McKENNA ET AL.
Data Analysis
Two researchers independently read all interview transcripts to become familiar
with the data (Braun & Clarke, 2006) and each created an initial set of codes
with operational definitions. Both researchers then met to discuss each set of
codes to create a master list. Upon creating the master set of codes, two
researchers independently coded each interview transcript and then met to dis-
cuss areas of coding agreement and disagreement within each transcript. We
used triangulation (Brantlinger et al., 2005) to ensure the reliability of our data
analysis. Specifically, both researchers analyzed the final set of interview coding
192 JOHN WILLIAM McKENNA ET AL.
RESULTS
The following major themes emerged: (1) teacher stress, (2) availability of
resources, (3) concerns regarding the quality of special education services,
(4) support from cohort, (5) administrative support, and (6) mentoring and
coaching experiences. It is interesting to note that although the majority of the
participants were teachers in middle and secondary settings, the topic of transi-
tion did not emerge as a distinct topic of discussion.
Teacher Stress
All participants (n ¼ 17; 100%) spoke of experiencing high levels of stress during
their on-the-job training. That is, being a preservice teacher trainee with sub-
stantial in-service responsibilities. All participants spoke of a relationship
between their experience of stress and their professional responsibilities. For
example: “You are basically thrown into the fire from the start. It is intensive. It
is overwhelming.” At least one participant regretted joining the program due to
job-related stress: “I had health conditions as a result of stress from the Program
Name. I wish I never joined.” Specifically, participants commonly spoke of diffi-
culties managing and fulfilling responsibilities related to planning and providing
instruction to students with disabilities. For example, one participant stated: “It
really feels like I am stretched too thin.” Another participant stated: “My sched-
ule is set up so that I am co-teaching all day so, if I am not actually in the class,
I am meeting with one of my co-teachers because I have two other co-teachers.
So it can be really challenging because I don’t feel like I have any time to sort of
reflect personally on what is happening in the classroom and then move on to
plan the next class.”
Availability of Resources
Fifteen of seventeen participants (88%) spoke of insufficient resources at their
schools to meet the needs of students with disabilities. The high stakes nature of
instruction coupled with insufficient access to veteran teachers was a common
concern: “It’s kind of like jumping into the deep end of a pool. There are a lot
of motivated people but there is also increased responsibility and accountability
and sometimes it can get spread too thin when you don’t have a lot of
Examining Alternatively Certified Special Educator Perceptions 193
She (e.g., participant’s co-teacher) also has this whole other teaching load and it feels as
though everyone here is covering more than is really reasonable and certainly more than what
we are being compensated for. But that is a much bigger issue than something that is just at
my school.
If there was some way of ensuring that everyone just had what they were contractually obli-
gated to do, that would work better because teachers would be able to put even more thought
and energy into everything that they did as opposed to really spreading themselves thin and
stretching themselves to make sure they are doing everything.
There seems to be students who are placed wrong and nobody seems to know anything about
them. It is hard to advocate for students when no one knows, when there is no communication
with each other.
My co-teacher who is the English licensed teacher, the gen ed teacher, she was programmed
out of the room for the first half of three out of 10 blocks per week so I felt like I had to take
on more of what a general ed teacher or an English teacher would have to do. I have had to
kind of neglect, not neglect in regard to my duties in special ed planning and differentiation,
but I felt like they have been back burnered because I had to concern myself with general
planning for ELA class with regard to the text we are working with, the key features we go
over.
I would strengthen the special education program and specific things like RtI (response to
intervention) and ensure that related services are provided in a way that really does monitor
student progress and is prescriptive in addressing student needs.
194 JOHN WILLIAM McKENNA ET AL.
A need for concrete strategies that are effective was commonly expressed:
“Over the summer I felt like we could have had much more training on being
special educators. Things like completing an IEP. What really goes into an IEP?
How do you write an effective IEP? Also more techniques in actually conveying
information and teaching special ed kids.” Another participant stated: “We are
going into inner city schools supposedly knowing how to work with kids with
special needs but there really is little training in that over the summer, almost
none. We take one course that kind of gives us the gambit of what all this spe-
cial needs could be but not really how to work with kids or what’s effective. We
need practices for students with special needs.” Participant responses suggested
that school-based professional development did not address this need for effec-
tive strategies. For example:
I think they try to provide supports in the form of professional development but they tend to
lack concrete things we can use. So I feel like people are there to support but they don’t really
know how to give it.
talk about what our different schools were like and different teaching practices that people use
and just vent in a way that you knew could not be held against you. It was a much safer place
to talk about what we were going through because sometimes schools can be very political
and you can’t do that at your job.
Administrative Support
Sixteen participants (94%) spoke of the perceived level of support they received
from school administrators, with half expressing positive perceptions. For exam-
ple, one participant stated:
I can honestly say that everybody in my building from administrators down to janitors, I feel,
care about kids. All our conversations are focused on how do we do this better?
DISCUSSION
The quality of educational services provided in urban schools has historically
been a concern (see Dunn, 1968). Alternative teacher certification programs
have been developed to address the gap between available teaching positions
and the number of highly qualified teachers available to fill them (Tyler &
Brunner, 2015). As a result, many students with disabilities, particularly those
who attend urban schools, receive instruction from provisionally certified tea-
chers. It is, therefore, essential to gain an understanding of the manner in which
these teachers are trained, supported, and utilized to achieve IDEA mandates
related to FAPE and preparation for transition from high school.
responsibilities they are asked to assume during the time that they are less than
adequately trained for the full responsibilities of their positions.
The demands of everyday survival as a beginning teacher are frequently diffi-
cult for a fully trained novice teacher (Hale, 2015). The demands facing an
unqualified teacher attempting to acquire professional training while simulta-
neously managing the workload of a beginning teacher are exponentially greater
than those faced by their fully trained peers. These teachers report what
amounts to a day-to-day challenge to meet the needs of their students, respond
to the expectations of school administrators and to keep up with their studies. It
is then likely that these teachers have little focus upon transition. Transition is a
forward-looking enterprise, and educators who are barely able to meet the day-
to-day expectations of lesson planning, classroom management, communicating
with parents, and completing the paperwork required of special education
service-delivery are seldom focused on the long view of where their efforts for
and with their students are leading. Teachers and students working in a survival
mode as described by the educators in this present study are unlikely to have the
emotional or temporal resources to engage in the kind substantive and meaning-
ful long-range planning required for transition.
perceptions of special education services, nor were they associated with feel-
ing prepared and supported to teach students with disabilities. Furthermore,
some participants who spoke of strong administrative support also spoke of
changing schools after their first year of teaching due to concerns with school
leadership, school climate, and their experience of stress. Poor administrative
support is associated with teacher burnout (Skaalivk & Skaalvik, 2007) and
attrition (Tyler & Brunner, 2015). Therefore, it is imperative that principals
have an appropriate level of resources to allocate and adequate training
and support to manage their schools (Bettini et al., in revision; Gardiner,
Canfield-Davis, & Anderson, 2009).
Expert teachers should be assigned as mentors and coaches to preservice tea-
chers with in-service responsibilities, and have sufficient time to fulfill this
incredible responsibility. Mentoring should be provided to preservice or novice
special education teachers by highly qualified special educators. Access to a
strong special education mentor teacher may help alleviate feelings of stress,
improve instruction and support for students with disabilities, and permit novice
teachers to focus more on transition planning and preparation than day-to-day
survival. However, principals play a critical role in making certain that the needs
of new teachers are met by scheduling time for mentor-mentee discussions and
for creating a school environment that promotes teacher development and col-
laboration (New Teacher Center, 2016).
Creating and maintaining structures that permit mentors to observe and pro-
vide performance feedback to novice special education teachers is one potential
method to improve teacher effectiveness (see Israel, Kamman, McCray, &
Sindelair, 2014), particularly in regard to providing instruction in concrete strat-
egies for working with students who have disabilities. Participants in this investi-
gation commonly expressed a need for additional training in special education
practices and strategies for effectively teaching and supporting students with dis-
abilities. However, research suggests that special education teachers may be less
likely to be relieved of other professional responsibilities to provide this type of
support (Washburn-Moses, 2010). In this investigation, only one participant
spoke of having access to a mentor or coach who was a special educator despite
teaching students with disabilities. This is a significant concern because access to
a highly qualified special educator could potentially help address concerns
related to insufficient training in special education and effective practices.
The majority of participants expressed a need for additional support and
training. Factors such as having an experienced, accessible mentor appeared to
contribute to positive views of the experience. Participants cited ineffective men-
tors and lack of access to their mentor as adversely affecting their ability to
provide high-quality instruction to students with disabilities. High quality
mentoring and induction programs are necessary to transform new teachers into
effective teachers (Goldrick, 2016). Recommendations for providing quality
mentoring experiences include allocating 1.25 to 2.5 hours per week for mentor-
mentee discussions, using data to inform mentoring activities, providing training
in effective mentoring methods, and release time for mentors (Goldrick, 2016;
New Teacher Center, 2016). These types of structures and supports may be
Examining Alternatively Certified Special Educator Perceptions 199
particularly critical for novice teachers who serve students with disabilities. IEPs
are outcome rather than placement based, with services selected and implemen-
ted to confer benefit that is more than de minimis (Yell & Bateman, 2017). For
secondary grade students with disabilities, special education services and their
intended outcomes may focus on a variety of competencies related to areas such
as employment and postsecondary training and education. Considering the indi-
vidualized nature of transition plans and services as well as the limited time
remaining for secondary grade students in K-12 settings, novice teachers such as
those in this investigation are likely to need substantial support to prepare their
students for college and career readiness.
Limitations
Five limitations are associated with this study. First, data analysis was based on
only seventeen participants. Although findings from this study may not be repre-
sentative of the majority of provisional or alternatively certified special educa-
tors, this sample size is sufficient for qualitative research. However, all students
with disabilities require high quality instruction to meet FAPE mandates and to
prepare students for transition from high school (Brigham, Ahn, Stride, &
McKenna, 2016; Flower et al., 2015; Yell & Bateman, 2017), including students
who attend urban schools and receive instruction from novice special educators.
A second limitation is that participants were primarily math special education
teachers. Having special education teachers with other professional responsibili-
ties may have revealed different themes, as would interviewing veteran teachers.
However, the purpose of this study was to investigate the perceptions of special
education teachers who were enrolled in or recently completed the program. The
program was designed to address special education teacher shortages such as in
the secondary grades and in mathematics. Third, this study did not include class-
room observations or student academic performance data, which would have
given context to the interviews. This study also did not compare teacher reports
to information in student IEPs. As a result, this study only reports teacher per-
ceptions and concerns and not the actual quality of special education services
students received and the degree to which they align with FAPE mandates and
prepare students for postsecondary life. However, participant perceptions are
based on their own observations and professional experiences. Reports of
teacher stress and concerns with special education training, special education ser-
vices, and insufficient resources across participants calls into question the manner
in which study participants were trained, supported, and utilized. Fourth, we did
not interview other stakeholders such as secondary grade students with disabilities,
parents/guardians, co-teachers, mentors, and administrators. Interviewing these
Examining Alternatively Certified Special Educator Perceptions 201
stakeholders would have provided a more holistic view of special education ser-
vices and teacher support, training, and preparation. Lastly, we did not ask ques-
tions that were specific to transition planning and transition services. However,
participant responses to interview questions did provide insight into aspects of
their experience that are salient to transition including high levels of stress, insuffi-
cient resources and training in special education methods, and concerns with the
manner in which students with disabilities were placed and served at their schools.
Future Research
This investigation points to three areas for future research. First, it is necessary
to identify effective methods for training and supporting urban preservice tea-
chers with in-servicing responsibilities and novice special education teachers in
general. The field must determine what structures and supports are absolutely
critical to the effectiveness of provisionally certified special education teachers.
Stakeholders must then commit to ensure that schools are able to implement
them with fidelity. This means making certain that school administrators have
sufficient resources to implement recommended practices for special education
teacher training and support. Findings from this investigation suggest that cur-
rent methods to train and support these novice teachers are inadequate, as indi-
cated by statements related to the experience of stress and concerns regarding
the provision of special education services. Consistent access to a highly quali-
fied mentor teacher, ongoing coaching in effective methods for teaching students
with disabilities, and more manageable workloads are critical to improving the
manner in which these teachers are trained and supported. Second, research
should continue to investigate the implications of having urban students with
disabilities instructed by teachers with minimal qualifications and experience. Is
the use of alternative certification programs to address teacher shortages neces-
sary and sufficient to meet the FAPE mandate of special education law? What
are the short and long term implications of this reliance? Is this necessary and
sufficient to meet the needs of a protected class of citizens? Lastly, future mixed-
methods investigations should be conducted to describe transition planning and
services for secondary grade students with disabilities. Studies that include
observations of instructional practices, observations of transition planning meet-
ings, and interviews of various stakeholders (e.g., students, parents/guardians,
teachers, admins) should be conducted to better understand current practices
and challenges as well as the potential implications of relying on novice teachers
to achieve FAPE mandates and positive transition outcomes.
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