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Optical Fiber Communication-The State of The Art: A Native of Xi, Eta Kappa
Optical Fiber Communication-The State of The Art: A Native of Xi, Eta Kappa
COMMUNICATIONS,
ON VOL.NO.
COM-26, 7 ,JULY 1978
Dr. Barnoski is a member of the American Physical Society and Robert S. Kennedy (S’58-M’63-SM’74-F’75)
the Optical Society of America. is a Professor of Electrical Engineering at M.I.T.
He received the B.S. degree from the University
(Invited Paper)
0090-6778/78/0700-0946$00.75 0 1978IEEE
OMMUNICATION-STATE
LI: FIBER OF THE ART 947
3
distances betweentelephonecentral officesare several kilo-
meters and transmission rates may range from 1 to lOOMbits/s.
Loss should be less than 10 dB/km and dispersion below a few
ns/km, especially if no repeaters are to be used in manholes
between central offices. Although LEDs and PIN photodiodes
are perfectly acceptable for operation at a few Mbits/s, lasers
and avalanche photodiodes (which have internal gain) are
required for thehigher-speed systems. Several field experiments
1
'72 '70 '74 '76 '78
are now being conducted in thisarea of application.
YEAR Requirements are most stringent forlong-haul, high-capacity
Figure 2. Progress in improvement of reliability of AlGaAs injection intercity systems thatmayoperateat transmissionrates of
lasers. several hundred Mbits/s or higher over distances of thousands
of kilometers. There, loss must not exceed a few dB/km and
dispersion must be well below 1 ns/km.The lowdispersion
projected mean life in excess of IO6 hours based on tempera- requirement dictates the use of single-mode fibers (or multi-
ture-accelerated aging tests has been r e p ~ r t e d . ~ mode fibers with very tightly controlled graded-index profiles).
This paper reviews recent progress in the field of optical- Operation near h = 1.3 pm where reported fiber loss and
fiber communications: the current state of research on optical material dispersion are minimal may be desirable. Single-mode
fibers, sources, and detectors will be reported; the state of the lasers and high-performance avalanche photodiodes are
art of fibercables,splices, connectors, and components will required. Much ofthecurrent research interest is directed
be described; and systems applications and field experiments toward this end.
will be discussed.
111. OPTICAL LOSS
11. APPLICATION OF OPTICAL-FIBER SYSTEMS
The very low-loss fibers of today are produced mostly by
The optical fiber is a very versatile transmission medium. the method of modified chemical vapor deposition (MCVD).l O
When suitably engineered,optical-fiber cables may be used in a It is one of the methods whichby extremely pureglass materials
variety of applications where twisted copper wire-pairs, coaxial (with impurity levels of transition metals less than one part in
cables and metallic waveguides are now used for transmission lo8) can be obtained to satisfy the requirements of low loss.
of information; these applications range from short data links In this method silicon tetrachloride (SiC14)gas reactswith
andequipmentinterconnections withinabuilding to long oxygen at high temperaturetoform silica (SiOz),which is
telecommunications trunk circuits connecting switching deposited on the inside surface of a silica tube. Other gases,
offices within a city or between cities. The small size of the such as GeC14, BC13, or POC13, forexample, can be intro-
individual fiber, the allowable small bending radius of the fiber duced atthe same timeto deposit dopant oxides such as
cable, the large information capacity, the flexibility of system GeO,, B203, or P205 for varying the refractive index of the
growth,thefreedomfrom electromagnetic interference,the deposit. After sufficient material has been deposited, the tube
immunity from
ground-loop problems and the
potential is collapsed at a higher temperature into a solid rod or preform,
economy are some of the features which make optical-fiber which is then drawn into a fiber. Several kilometers of fiber
systems appear more attractive than copper systems. can be drawn from a single preform.
948 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. COM-26, NO. 7, JULY 1 9 7 8
30.0 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 50 t
2 0.0 DOPED-SILICA CORE
BOROSILICATECLADDING
10.0 7
- 5.0 -
3.0 -
E
e -
-g 2.0
1.0 =
v)
v)
0
::;I, ,I
-I
0.5 -
,,,, ,,, , I , , I
% -200
%
0.I 07 08 0.9 1.0 1.1 1.2 1.3 1.4 1.5
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 WAVELENGTH Lpm)
WAVELENGTH ( p m )
Figure 4. Material dispersion of silica (SiOz), borosilicate(13mol%
Figure 3. Loss spectra of low-lossmultimodeopticalfibers(from B203*87mol%Si02), and germanium borosilicate (10mol%Ge02-4
Ref. 12). mol%B2O3.86mol%Si02) glasses commonly used for making low-
loss fibers. The ordinate is measured in ps/km of pulse delay spread
per nanometer of source spectral width. (Data taken from Ref. 16.)
The double-crucible technique is employedfor making
fibers from more conventional multicomponent glasses. High-
purity glass materials are placed in a platinum or silica double conceivable that future fiber cables may have a total transmis-
cruciblewith concentric nozzles from which the flowing sion loss less than 3 dB/km in the longer wavelength region of
molten glassis drawn continuously. Progress has been made 1.1-1.5 pm, making them well suited for high-capacity, long-
steadilyinreducing the loss of multicomponent glass fibers haul applications.
made by the double-crucible technique. A minimum loss of
3 . 4 dB/km at X = 0 . 8 4 pm hasbeen obtained in a sodium- IV. DISPERSION AND BANDWIDTH
borosilicate glass fiber.l
The lowest loss observed to date in MCVD-produced doped- Theinformation-carryingcapacity of optical-fiber wave-
silica multimode fibers is about 0.5 dB/km.8v12 These low-loss guides is limited by signal distortion in theform of pulse
fibers,with doped-silica (Ge02.Si02 and P205*Si02) cores (delay)spreading. Pulse spreadingwithina single mode,or
and borosilicate (B2O3 .SO2) claddings, exhibit rather wide intramodal dispersion, occurs when the group velocity of the
transmission “windows” in their loss spectra as shown in Fig. 3 . mode ug varies withthe wavelength X. Thusintramodal
Germanium-doped-silica (GeO2.SiO2) single-mode fibers with dispersion is a chromatic effectwhich increases withthe
0.5-dB/kmminimum loss and similar loss spectra have also spectral width of the optical signal source. In particular,u,(h)
~ loss in the visible part of the spectrum
been p r 0 d ~ c e d . lThe is a function of the refractive index n ( h ) and of thedimensions
(shown in Fig. 3) is determined by Rayleigh scattering, which of the waveguide relative to X. To first order, pulse spreading
is due to the frozen-in density and compositional fluctuations due to material effectsis proportional t o ( X/c)d2n/dh2,which
in the material, and by the tail of the intrinsic(electronic) is often referred to as material disperison. In single-mode fibers
absorptionbandofthe glass constituents in the ultraviolet material dispersion usually dominates over the dispersion
region. The absorption edge on the longer-wavelength side is associated with waveguide dimensional effects.
determined by the absorption of the OH ions present as an Pure silica exhibits zeromaterialdispersionnear X =
impurity, and by the tail of the intrinsic (vibrational) absorp- 1.27 pm.15 Dispersion in borosilicate (B203*Si02)and
tion band of the glass constituents in the infrared region. The germanium borosilicate (Ge02 *B2O3- S O 2 ) glasses used for
absorption peak near 1.4 pm is the first overtoneofthe low-loss fibers has been measured in the bulk and found to be
fundamental stretching vibration of the OH bond at2.72 pm. not too ,different from that of pure silica, as shown in Fig. 4.l
Besides absorption and Rayleigh-scattering losses which are Zero material dispersion near 1.3 pm has been verified experi-
inherent in glass materials, additionallosses may be introduced mentally in several doped-silica fibers by pulse-delay measure-
during fiberdrawing and cable manufacturing,and during ments using Raman radiation from asingle-mode silica fiber
actual usage of the fibercablein the field. Factorssuch as pumped by a Nd : YAG 1aser.l’ It is fortuitous and indeed
macroscopic imperfections in thebulk, irregularities atthe fortunate that these fibers also exhibit their lowest loss in the
core-cladding interface, insufficient cladding thickness, micro- vicinity of 1.3 pm.Naturally, intense research interest is
bends (minute but numerous curvatures inindividual fibers) presently focused on optical sources and detectors that will
introduced during cabling, severe cable bends in usage, work efficiently near this wavelength.
imperfect splices, etc., can all cause additional loss and mustbe Significant pulse spreading can occur in multimode fibers
avoided as much as possible. even if monochromatic sources are used. This spreading occurs
Fiber-drawing techniquesnow are well developed so that because the group velocities of the various modes differ from
geometric variations and waveguide imperfections in fibers are oneanother, causing group delay spread,or
intermodal
under control. Althoughcabling technology is at an earlystage dispersion. Intermodal dispersion is usually measured in terms
of development,experimental cables with negligible excess of urn,the root-mean-squarevalue of the delay spread per unit
cabling loss (<1 dB/km) have been d e m 0 n ~ t r a t e d . l ~I tis length of the fiber (assuming equal excitation ofall modes). A
LI: FIBER COMMUNICATION-STATE O F THE ART 949
12mm OD
In GRADED CONNECTOR
(a)
MEMBERSSTRENGTH OUTER MEMBER STRENGTH INNER
0.01
0.1 1 10 100
SOURCE SPECTRAL WIDTH (nm)
LIGHT
3 NUT 2, B LCL: L
\ p Go As(Active
(Substrate)
\ /
4 PLUG 1 SNAP CleavedEndMirror
RING
Figure 11. Sketch of a stripe-geometry AlGaAs double-heterostructure
Figure 9. Precision single-fiber connector made with silica-filled epoxy injection laser. The high-resistivity regions produced by proton
by transfer-molding process (Ref. 32). bombardment are indicated by cross-hatching.
p?yqr=i";;;;;
consideration.
The attractive features of lower loss and minimum material
disperison in optical fibers near h = 1.3 pm have stimulated
intense interest in research on materials for devices that will __
u
work efficiently and reliably near t h s wavelength. A material ELECTRIC
FIELD
system that showspromise is the InCaAsP quaternary alloy.
AVALANCHE
Stripe-geometry lasers and Burrus-type LEDs made with this PHOTODIODE
material have been operated continuously at room temperature Figure 12. Sketchesshowingtheconstruction of front-illuminated
~ , ~to~test their modulation
for thousands of h o ~ r s . In~ order siliconphotodiodes for applicationinthe 0.8-0.9 pm wavelength
region.
capabilities, the LED has been operated in a 137-Mbit/s data
linkandthe laser has been modulated witha 1.1-Gbit/s
pseudo-random pulse train, both emitting in the wavelength Silicon avalanche photodiodes developed forcommunica-
region of 1.2 to 1.3 pm.28,45 Other material systems under tions applications are of the form of n+-p-n-p+ "reach-through''
investigationinclude InAsP,InCaAs, GaAsSb. A desirable structure shown in Fig. 12. In practice, guard rings, channel
feature of these and other semiconductor alloys is that their stopsand field plates are addedto eliminate breakdowns
bandgaps andhencetheir. wavelengths of emission depend around the periphery of theshallow n+-p junction andt o keep
onthecompositions of theirconstituents.It is therefore surface leakage currents These reach-through structures,
possible to fabricate devices using a single material system to so-called because the electric field reaches through from the
cover a wide spectral range and to use them as sources for n+ to the p+ region, combine the desired .properties of high
wavelength-multiplexing, i.e., transmitting a number of chan- quantum efficiency and high speed with low excess noise.49
nels at different wavelengths via a single fiber. A practical siliconavalanche photodiode withhigh performance
A different type of laser that is also a candidate as a source i n d good reliability developed for operation near h = 0.82 pm
at longer wavelengths is the solid-state neodymium laser which exhibits a quantum efficiency greater than 90 percent and a
hasemission lines at 1.06and1.3pm. A Nd : YAG single- response time of approximately 1 1128.~~ The device operates
crystal fiber laser pumped by a single Burrus-typeLEDhas with a bias voltage between 100 and 400 V and photocurrent
been operated continuously at room t e m p e r a t ~ r e .A~ ~short- gain between 8 and 200. The excess noise factor is about five
coming of the Nd laser is that it cannot be modulateddirectly (times the shot noise limit) at a photocurrent gain of 100. The
and therefore requires an external modulator. dark
current
room
at temperature is in the low A
range.
VII. DETECTORS-PIN AND AVALANCHE PHOTODIODES Besides the requirement of a relatively high bias voltage, an
Silicon photodiodes having sufficiently high sensitivity and additional drawback of the avalanche photodiode when
fast response are presently available for application in the0.8 - operated to give high gain is that the gain varies considerably
0.9 pm wavelength region.47 Figure 12 shows the construction with temperature. In apractical receiver, compensationfor
of typical silicon PIN and avalanche photodiodes.The PIN temperature variationcan be incorporated in the automatic-
photodiode(without gain) is well suitedfor short-distance gaincontrol feedback
applications where receiver sensitivity is not as critical. The Detectors for operation at longer wavelengths ( h 2 1.3 pm)
avalanche photodiode(withinternal gain) increases receiver will have to use materials with narrower bandgaps, as silicon
sensitivity bymultiplyingthe primary signal photocunent becomes increasingly transparent for X > 1 pm. Germanium is
internally before itencountersthethermal noise associated a good candidate, and germanium avalanche photodiodes have
with the input circuit of the following amplifier. Because the been fabricated with gain-bandwidth products of -60 G H z . ~ '
multiplication process is random in nature some excess noise is However, their dark
currents are higher A) and
their
introduced,andthis noise increases as a function of gain. excess noise contributions are larger (excess noise factor -
Hence,for a given operatingcondition,there is an optimal current gain) than those of comparable silicon devices. Several
value of gain that maximizes the sensitivity. In general, the ternary and quaternary semiconductor alloys, such as InGaAs,
optimal gain depends on the bandwidth and the noise char- GaAsSb, and InGaAsP, are under active investigation as other
. ~ ~ a silicon potential longer-wavelength detector materials.
acteristics of the detector and the~ r e a m p l i f i e r For
photodiode followed by a bipolar transistor amplifieroperating
at approximately 100 Mbits/s, the optimal gain is about 100, VIII. REPEATER SYSTEMS
and the resulting increase of receiver sensitivity (over n o gain)
is about 15 dB.Fieldeffecttransistor amplifiers give better The modulation format for optical-fibertransmissioncan
performance at lower bit rates; therefore, the required optimal be either analog or digital. Analog modulation of LEDs has the
gain is not as large. For example, at 1 Mbit/s the optimal gain appeal of simplicity and economy, but thelarge signal-to-noise
is about 20, and the sensitivity increase is about 10 dB (see ratios required of analog systems limit its use to relatively low-
Fig. 15). bandwidth, short-distance applications. Bandwidth expansion
LI: FIBER COMMUNICATION-STATE OF THE ART 953
+*,,s
'*i,c ,
,-RECEIVER -,,-DECIDER 7 r T R A N S M l T T E R 7"
SOURCE
CONTROL
\+
"@OV
I1 1
TRANSMIlTING \%+
RfGENfRlTOR
10 ' ' ' I ' 'I I ' ' "
INltROFFICE
1 10 100 I000
FIBERCABLE DATA RATE (Mb/s)
Figure 15. Performance of optical repeaters. Receiver sensitivity
RCVG
REGENERATOR (ordinate) is represented by the averagenumber of primarysignal
SPLICE
photoelectrons per bit interval required to achieve an error probabil-
I I -I .I I I ity of 10-9 in the regenerator. The two (dotted) bands represent
theory based on current (silicon) device parameters (Ref. 27). The
large dots represent best experimental resultsachieved to date.
LINE
RECENERATOR '
to determineperformance values in terms of the average
Figure 14. Block diagram of an optical-fiber transmission system optical power (at h = 0.85 pm) required at the receiver. As can
(Ref. 52).
be seen,,agreement between experiment and theory is rather
good. The ultimate receiver sensitivity, limited by the funda-
techniques can be used to achieve improved noise immunity mentalquantum noise inherent in thedetected signal, is
and hence longer repeater spans. Digital modulation is highly represented by 1 1 average signal photoelectrons per bit; the
immune to noise and is therefore ideally suited to fiber trans- best performance achieved with devices available today at h =
mission where themedium has a uniform loss over a large 0.85 pm is -200 photoelectrons,orabout 12 dB from the
bandwidth. ultimate limit. Future devices with lower noise could bring the
Aside fromoptical carriersources anddetectors, digital performance closer tothequantum noise limit,butthe
repeaters for optical-fiber transmission systems are very similar required effort undoubtedly would become increasingly
tothoseforconventional copper-wiresystems. Figure 13 difficult as this limit is approached. Current research efforts in
shows a block diagram of a 45-Mbit/s optical repeater testedin repeater systems are directed toward pushing the frontiers of
a field e ~ p e r i m e n t The
. ~ ~ manner in which the various pieces high-capacitysystemsandbroadening the base of different
of repeater subsystems and terminal equipment might inter- areas of application.
face with the conventional digital facility and the optical-fiber
cable is shown in Fig. 14.52 IX. SYSTEMS EXPERIMENTS AND FIELD TRIALS
Optical repeater-system experiments conducted during the
last few years have produced results covering a wide range Variousoptical repeaters and terminals involving LEDs,
ofdata rates. Figure 15 summarizes thestateofthe art of lasers, photodetectors, amplifiers, and digital electronics have
theory and experiment of the performance of optical digital been built and tested in laboratories with fiber links at trans-
r e ~ e a t e r s . ~ ~ The
, ~ ordinate
'?~~ is the average numberof mission rates up to 800 Mbits/s.14 Their performances were
primary photoelectrons generated in the photodetector by the evaluated and found t o agree well with theoretical predictions.
received optical signal in an interval T = l/(bit rate) required During 1976 a field 'experiment involving optical-fiber
t o achieve a lop9 error probability; it is proportional to the cables in undergroundducts, cable splices, fiber connectors,
optical energy per bit (pulse). The abscissa is the bit rate. The and optical repeaters operating at 45 Mbits/s was conducted to
two bands represent calculated results based on current device obtain information on the performance and reliability of an
parameters for silicon fieldeffect transistors (FET) andsilicon integrated system under simulated field conditions. Overall
bipolar transistors that are used in the preamplifiers immedi- results from this first major field experiment were extremely
ately following the detector^.^' Theupperband is for PIN e n ~ o u r a g i n g . Subsequently,
~~.~~ trial systems that carry com-
photodiodedetectors, while the lower band is for silicon merical traffic have beeninstalled andtested in standard
avalanche photodiodes with optimal gain (ranging from about telephone company ducts, manholes, and centraloffices in the
20 at 1 Mbit/s to about 100 at 100 Mbits/s). The large dots UnitedStates,Europeand J a ~ a n . 1 ~Other
9 ~ ~ field trials
represent experimental results. The dashed diagonal lines help include systems for cable television, electric power companies,
954 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. COM-26, NO. I, JULY 1978
special military uses, anddata links for various applica- Appl. Opt., vol. 16, pp. 3136-3139, December, 1977.
t i o n ~ . ~ *Concurrently,
,~~ vital economic studies are being 18. D. Gloge and E. A. J. Marcatili, “Multimode Theory ofGraded-
Core Fibers,” BSTJ, vol. 52, pp. 1563-1578, November, 1973.
pursued to ferret out applications that are not only technically 19. R. Olshansky and D.B. Keck, “Pulse Broadening in Graded-Index
sound but also economically viable. Future development will Optical Fibers,” Appl. Opt., vol. 15, pp. 483491, February, 1976.
probablyfindoptical fibers in telephone subscriber loops, 20. H. M. Presby and I. P. Kaminow, “Binary Silica OpticalFibers:
Refractive Indexand Profiie Dispersion Measurements,” Appl.
undersea cables, and other information-transmissionsystems. Opt., vol. 15, pp. 3029-3036, December, 1976; and L. G. Cohen,
I. P. Kaminow, H.W. Astle, and L. W. Stulz, “Profile Dispersion
Effects on Transmission Bandwidths in Graded-IndexOptical
X. CONCLUSIONS Fibers,” IEEE J. Quant.Elect., vol. QE-14, pp. 3 7 4 1 , January,
1978.
Optical-fiber transmission is emerging as a major innovation 21. I. P. Kaminowand H. M. Presby, “ProfileSynthesis in Multi-
component Glass OpticalFibers,” Appl. Opt., vol. 16, pp. 108-
in telecommunications. Its technical feasibility is being demon- 112, January, 1977.
stratedinmany on-goingfield experimentsand trials. The 22. L. G. Cohen, F. V. DiMarcello, J. W. Fleming, W. G. French, J.
impact of this new technology upon the communicationsfield R. Simpson, and E. Weiszmann, “Pulse Dispersion Properties
of Fibers with Various Material Constituents,” BSTJ, vol. 57,
will depend on the economic viability of fiber systems com- pp. 1653-1662, May-June 1978.
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applications. vol. 50, pp. 843-859, March, 1971.
24. D. Marcuse and H. M. Presby, “Mode Coupling in an Optical Fiber
with CoreDistortions,” BSTJ, vol. 54, pp. 3-15, January, 1975;
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IEEE TRANSACTIONS ON COMMUNICATIONS, VOL.NO.
COM-26, 7 , JULY 1978 955
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of $2. *
vol. 14, p. 348, May 1978.
46. Stone
J. and A.
C. Burrus, “Nd:YAG Single Crystal
Fiber Laser: Tingye Li (S155-M’58-F’72) was born in Nan-
Structure
and
Output PowerRoom-Temperature
aof CW LED- king, China, on July 1931.
7, He received the
Pumped Device,” Fiber and Integrated Optics, vol. 2, no. 2, B.Sc. degree in electrical engineering from
the
1978. Johannesburg, Witwatersrand, University of
47. H. Melchior, “Detectors for Lightwave Communication,” Physics South Africa, in 1953, andthe M.S. and Ph.D.
Today, vol. 30, pp. 32-39, November, 1977. degrees in electrical engineering from North-
48. A. R.Hartman, H. Melchior, D.P. Schinke, and T. E. Seidel, western University, Evanston, Illinois, in 1955
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57, pp. 1797-1807, July-Aupst, 1978. He joined Bell Holmdel,
Laboratories,
49. P. P. Webb, R. J. McIntyre, and J. Conradi,“Properties of New Jersey, in 1957, where he has been engaged
Avalanche Photodiodes,” RCA Review, vol. 35, pp. 234-278, June, in research work in the fieldsof microwaves,
1974. lasers and optical communications. He is currently head of the Trans-
50. R. G . Smith, C.A. Brackett, and H. W. Reinbold,“Optical mission and Circuits Research Department, concernedwith research on
Detector Package,” BSTJ, vol. 57, pp. 1809-1822, July-August, optical transmission media and circuitry for optical communication.
1978. Dr. Li is a Fellow of the Optical Society of America and a member
51. T. L. Maione, D.D. Sell, and D.H. Wolaver, “Practical 45 Mb/s of Sigma Xi, Eta Kappa Nu, Phi Tau Phi and AAAS.
Abstract-A general discussion is made of opticalfiber video systems order to appreciate the tremendous potentials that the optical
from the viewpoint of system design concepts, transmission schemes, fiber cable systems can provide, especially in the area of optical
etc. Among possible analog CATV systems, the Higashi-lkoma F’roject is fiber video systems.Apractical design of optical fiber cable
reviewed as an optical fiber video system application.
The essential components and basic technologies required for optical systems requires basic components and technologies. Some of
fiber video systems arereviewed. these basic components have been developed and are already
System performance is reviewed by considering some of the typical commercially available. On theotherhand, there are some
field trial conditions. other components that are still in the process of development
or further improvement.
1. INTRODUCTION In spite of that, several field trials of optical cable com-
munication systems have been initiated or are being prepared