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Carvalho Et Al JAPS - Corrigido Vinícius Após Reviewers Reports - Color Graphics
Carvalho Et Al JAPS - Corrigido Vinícius Após Reviewers Reports - Color Graphics
Carvalho Et Al JAPS - Corrigido Vinícius Após Reviewers Reports - Color Graphics
Luís A. Pinheiroc*1
a
Postgraduate Program in Materials Engineering and Science, State University of Ponta
ABSTRACT
The Friedel-Crafts alkylation reaction has been applied to reactively compatibilize a ternary
blend of high density polyethylene (HDPE), polypropylene (PP), and polystyrene (PS). The
reactions were carried out in an internal mixer using varying catalyst concentrations. The
resulting compatibilizer was quantified after Soxhlet extraction. In addition, p-substitution due
to the grafting of alkyl groups onto the polystyrene benzene ring was identified via nuclear
magnetic resonance spectroscopy (NMR). The size of the PS domain in the reactive
compositions decreased by 80%. Moreover, the phase in which PS droplets were dispersed
varied, i.e., in the non-reactive blends they were found in the PP phase, and in the reactive
blends they shifted towards the HDPE phase. The effect of the compatibilizing agent was to
improve the mechanical properties of the blend. Even with the lowest catalyst content, the
1
*Corresponding author: Luís A. Pinheiro, e-mail: lapinheiro@uepg.br
properties of elongation at break, tensile strength, toughness and elastic modulus showed
improvements.
1. INTRODUCTION
These causing major environmental damage when improperly arranged [2]. The largest
technological recycling [3]. In the last decade, only 18% of Brazilian cities had municipal solid
waste management, produce up on average 180 tons / day of thermoplastics (PE, PP and
PS) from the polymeric fraction [4-6]. Reuse this fraction technologically as a blend is a
challenge [7]. Studies of polymer blends are important because they underpin the
be overcome in such cases are polymer processing volume and the recovery of
between phases (given that most polymer blends are thermodynamically immiscible and
low mechanical properties [8-10]. In a study of binary blends of polyolefins and polystyrene,
Kallel et al. [11] reported that one of the main problems in processing post-consumer
polymers was the deterioration of properties resulting from the incompatibility of components.
coalescence of dispersed particles [12-18]. Compatibilizing agents must have high molecular
weight or be able to form components of high molecular weight in the blend [13]. These
agents are located at interfaces, and parts of their molecular chain interact in some way with
each polymer phase. Compatibilizing agents produced by chemical reactions during the blend
The chemical structure of high density polyethylene (HDPE), polypropylene (PP), and
polystyrene (PS) lacks functional groups that enable direct interaction to form copolymers.
alkylation has been employed to compatibilize PE/PS and PP/PS polymer pairs [21-32]. A
proton of the aromatic ring may undergo electrophilic substitution with a halogen or an olefin
in the presence of strong Lewis acid [34]. Increased viscosity due to the presence of
demonstrated by Sheng and Li [34, 35] based on rheological properties and by Sun et al. [24]
Carrick [20] was the first to produce a PE-g-PS graft copolymer via F-C alkylation,
using aluminum chloride as catalyst in hexane solution at 81°C. The author demonstrated
that grafts reach maximum values as a function of the reaction time, and that polymer chain
scission and compatibilizer production are competing phenomena. Heikens and Barentsen
[21, 22] replicated the method and used the graft copolymer to compatibilize the molten
PE/PS blend. They identified a correlation between improved mechanical properties and
morphology, and also found that the copolymer activity had an emulsifying effect. Baker and
Sun [23] tested different Lewis acids and co-catalysts to develop the Friedel-Crafts route in a
PE/PS blend. They reported that grafting efficiency was improved by using anhydrous
aluminum chloride as catalyst and styrene monomer as co-catalyst. In another study, Sun et
al. [24] used the extrusion process to compatibilize PE/PS and PP/PS blends via the F-C
alkylation reaction. The competing behavior between graft copolymer formation and PP and
PS chain degradation was revealed by the increase in the mixing level inside the extruder.
Gao et al. [25] subjected LLDPE/PS and LLDPE/HIPS blends to F-C alkylation, and
spectroscopy. They confirmed that PE segments were grafted onto the para position of the
PS aromatic ring. Shahbai et al. [32], who were the first researchers to use HDPE with PS,
observed grafting at about 15% of the initial PS when the blend was compatibilized by the F-C
reaction. The authors confirmed the positive effects of the reactive compatibilization based on
Diaz et al. [26, 30] compatibilized a PE/PS blend using the F-C reaction and varying
the molar mass of the polyolefin, and examined the copolymer structures and their effects on
the mechanical properties. These authors showed that lower molecular segments are
preferentially grafted to the PS ring. This behavior confirms the theory proposed by Helfand
and Tagami [36], whereby species with lower molar mass tend to be located at the interfaces
due to their higher mobility. Diaz et al. [26, 30] also demonstrated that PE does not undergo
degradation when it reacts solely with catalysts, regardless of its molar mass. The
Diaz et al. [27, 28] also studied PP/PS blends compatibilized via F-C alkylation. The
degradation of PP was detected at the same time as the formation of copolymer. This
degradation process is catalytic, as is the degradation mechanism of PS, due to the presence
of Lewis acid. Diaz et al. [27, 30] also reported a point where the graft reaction was optimal
relative to the amount of catalyst they used. The authors examined the mechanical properties
and average particle size, and reported that optimum results were achieved in the graft
reaction with 0.4 wt% AlCl3 in the PE/PS blends, and with 0.7 wt% catalyst in the PP/PS
blend.
Strong Lewis acid is responsible for the catalytic degradation of PS [31, 32, 37],
conditions in the F-C compatibilizing route [27, 32]. The catalytic degradation of PS is reduced
by using a co-catalyst, which acts as a more reactive intermediary during the chemical
compatibilize binary blends justifies the efforts aimed at exploring its possible application in a
new scenario: ternary blends. This study evaluated the use of F-C alkylation to compatibilize
HDPE, PP, and PS blends, in terms of amounts of catalyst and blend compositions.
2. EXPERIMENTAL
2.1. Materials
Commercial grade HDPE (IE59U3) and PP (H301) were supplied by Braskem, and PS
came from Innova (N1941). These products presented densities of 0.96, 0.9 and 1.05 g/cm³
and melt flow rates of 5, 10 and 11 g/10min, respectively. Anhydrous AlCl 3 in powder form
with 99% purity was purchased from Vetec Química Fina (Brazil). The styrene monomer,
which was donated by Harima Chemicals, was produced by Brisco do Brasil in liquid form
Table 1 describes the blend compositions, which were mixed at 200°C in a HAAKE
internal mix, Rheomix QC Lab Mixer, operating at a rotor speed of 100 rpm. The internal
volume was kept constant at 83% of the mixer’s total volume of 69 cm³. The homopolymer
mass was calculated in blend fractions based on the polymer density. The same calculation
was applied to the catalyst (AlCl3) and co-catalyst (styrene monomer). The co-catalyst was
kept constant at 0.6% w/w in all the reactive blends. Blending was carried out in a normal
atmosphere. Physical blending consisted of melting together only the polymers until the
torque curve stabilized. In the reactive blends, the catalyst and co-catalyst were added to the
already melted and mixed homopolymers (3 minutes after beginning), followed by 3.5 minutes
Catalyst, %
Blends 0 0.3 0.5 0.7
(HDPE/PP/PS) Non-reactive
Reactive blends
blend
SET 1 50/30/20 S1-00 S1-03 S1-05 S1-07
The main compositions were SET 1 and SET 2, which reflect the mass composition of
these polyolefins in the polymer fraction of Brazilian urban waste [5]. However, two additional
sets of reactive blends, SET 3 and SET 4, were prepared to corroborate the morphological
behavior of SET 1 and 2. The HDPE mass fraction in SET 3 and SET 4 was kept constant to
form a matrix phase, while the composition of the dispersed phases was changed.
in liquid nitrogen in order to determine the type of final morphology resulting from Friedel-
Crafts compatibilization. The PS phase was then extracted by constant stirring overnight in
chloroform at room temperature. The samples were dried at room temperature for 48 hours
and then gold sputter coated using a Quorum SC7620 sputter coater. They were then
examined under a TESCAN MIRA3 field emission scanning electron microscope (SEM-FEG)
equipped with a secondary electron detector, and the data were processed using ImageJ
software. Particle size was calculated considering approximately 500 particles, with two
images for SET 1 and three images for SET 2 at different magnifications.
Samples from SET 1 and SET 2 were sliced by hand and placed in a Soxhlet extractor
for continuous extraction and refluxing for 76 hours, using boiling xylene as solvent. Eq.1 was
m
%grafed= ( )
m0
.100 (1)
where, m 0, is the initial mass of de blend and m is the final one, both dried.
reference in a 4mm NMR tube. Sample concentration was kept at 5 wt%. The samples were
examined by nuclear magnetic resonance using a Bruker FT-NMR Ascend 400 MHz
1
spectrometer equipped with temperature control, for H nuclei. ¹H NMR spectra were
spacer mold, in the dimensions specified by ASTM-D882. Tensile testing was performed at
Fig. 1 and Fig. 2 show the rheograms of the two sets of blends. The drop observed in
the reactive blends indicates the moment when the chamber was opened to add the catalyst
and co-catalyst to the melted polymers. The difference between drop time of the sets 1 and 2
and sets 3 and 4 was the time of stabilization of the torque curve for each composition. The
torque stabilization of samples containing 0.3 wt% catalyst was similar to that of the non-
reactive blends, suggesting that polymer chain degradation and copolymer formation reached
equilibrium (Fig. 1). Increasing the catalyst content resulted in a relative increase in torque,
followed by a decrease. This was attributed to the competitive behavior between the graft
reaction and the catalytic degradation of PP and PS chains described by Diaz [26, 27, 31]. As
can be seen in Fig. 1(a) and (b), the HDPE content kept the major phase constant and did not
undergo degradation due to the presence of AlCl 3 [27]. Additional resistance imposed on the
system was observed, resulting from species with high molar mass, which enhanced
viscosity.
Fig. 1. Torque vs. time inside the mixer: (a) SET 1, and (b) SET 2
Fig. 2. Torque vs. time inside the mixer: (a) SET 3 and (b) SET 4
In SET 3 (Fig. 2(a)), the torque of blend S3-05 initially increased after the F-C reaction
therefore showed little degradation behavior. In both SET 3 and 4, samples containing 0.3 wt
% catalyst each maintained their torque after presenting some increase. This was particularly
visible in blend S4-03, which showed gains in torque, indicating the presence of
compatibilizing agents in the reaction medium. Shahbazi et al. [32] reported similar results for
their HDPE/PP/PS blend compatibilized in situ via F-C reaction. Torque curves indicated the
formation of compatibilizing agents, since crosslinking during synthesis was discarded [27]
and the degradation processes – thermo-oxidative and catalytic – did not significantly affect
either because they had been completely solubilized or because their minuscule quantity was
undetectable. This finding was confirmed by the physical solubilization of the ternary blend
from the Soxhlet extractor. In this situation, 100% of the non-reactive blend was solubilized in
hot xylene.
On the other hand, the reactive blends had a residue remaining at the end of the
process, indicating that they are not completely soluble. This was attributed to the formation
of copolymers, which were separated at the end of the process. Copolymer concentrations
were calculated by the gravimetric method. These concentrations were 5.1, 5.7, and 5.4% for
0.3, 0.5, and 0.7 of catalyst, respectively, in SET 1, and 3.0, 4.1, and 3.0% for 0.3, 0.5, and
0.7 of catalyst, respectively, in SET 2. The composition with the highest HDPE content (SET
1) presented the highest copolymer concentrations. As for the catalyst concentration, both
scanning calorimetry (DSC) and Fourier transform infrared spectroscopy (FTIR). The infrared
spectra of the extraction residue did not reveal absorption bands between 800-860 cm -1,
which is where p-substitution occurs. Fig. 3 shows the FTIR spectrum of the S2-03 reactive
blend after extraction, along with the spectrum of pure polymer. PP signals were present at
1375 cm-1 (asymmetric stretching of methyl groups), 1000 cm -1 (angular deformation) and
1170 cm-1 (angular deformation in CH3 torsion). The extracted material did not show the
characteristic peak of HDPE (at 2017 cm -1) in FTIR spectrum, but their presence can be seen
in a small sign of crystallization in the DSC, Fig. 4. The absorption bands at 3000-2840 cm -1
characteristic of the alkanes remained unchanged in the extracted material. The PS aromatic
Fig. 3. FTIR spectra of the homopolymers compared with the insoluble fraction of the reactive
blend (S2-03).
Fig. 4 also illustrates the melt peaks of the reactive blend S2-05 extracted and non-
extracted by the Soxhlet technique, as well as the homopolymers. All the other reactive
blends which were also extracted continuously showed a similar thermal behavior. The non-
extracted reactive blend S2-05 presented melt temperatures characteristic of PP and HDPE.
The extracted S2-05 showed a sharp peak temperature around 166ºC, which was attributed
to PP phase, and a minor peak at 130 ºC (seven times smaller) attributed to HDPE. Thus, the
copolymer produced here presented both PP and HDPE polymer chains, but with
predominance of the first. However, two possible explanations can be proposed for the
difference in the magnitude of the peak melt temperatures: 1) the copolymer was composed
mainly of PP chains; and/or 2) the HDPE chains in the copolymer were prevented from
crystallizing.
D SC (m W )
100 120 140 160 180
Temperature (ºC)
D S C (m W )
HDPE
PP
Temperature (ºC)
Fig. 4. DSC identification of the homopolymers in the reactive blend (S2-05) based on
thermal variables.
In this study, the FTIR results were confirmed by DSC, showing that the residual
material consisted mainly of PP chains. This finding is in agreement with the mechanism of
the Friedel-Crafts reaction, which requires the presence of a more stable intermediary species
in the reaction medium. The results lead to the conclusion that segments of PP polymer were
grafted onto the PS aromatic ring simultaneously to the HDPE ones, producing a terpolymer,
expanding the compatibilizing agents formed by the Friedel-Crafts reaction. The ease with
which polymer segments become diffused in the molten medium and the stability of each
segment determines the predominance of one or the other in the terpolymer structure.
Fig. 5 depicts the 1H NMR spectrum of the non-reactive blend (S2-00), clearly showing
the deuterated solvent (S) and the reference substance (TMS) at 7.0–7.1 and 0 ppm,
respectively [38]. The polyolefin signals were in agreement with the non-reactive blends
studied by Pozzi and Marini [38], who solubilized PE/PP blends with deuterated toluene and
quantified each phase based on 1H NMR spectra. Both HDPE and PP presented signals of
primary alkyl, R-CH3, at 0.8–1.0 ppm, and secondary alkyl, R-CH 2-R, at 1.2–1.4. However,
only PP had a clear tertiary alkyl signal, R 3C-H, at 1.4–1.7, where R corresponds to alkyl
groups [39]. Moreover, the HDPE presented a strong secondary alkyl signal at 1.35 ppm,
while the PP showed weak signals of this group between 1.4 and 1.5 ppm, because the peak
area was proportional to the number of protons that originated the signal. The studies by
Bevington and Huckerby [40] and Takeichi et al. [41] helped to identify the characteristic PS
Fig. 5. 1H NMR spectra of the non-reactive blend (S2-00). Homopolymer signals are
highlighted.
Fig. 6 reveals changes in the spectral signals of SET 2 in response to increasing
catalyst concentrations. Two details were observed during the in situ F-C compatibilization:
spectral signals of p-substitution arose at 6.94 and 7.04 ppm (Fig. 6(a)), confirming the
polymeric coupling to the PS aromatic ring due to the formation of copolymer and when the
catalyst concentration increased, the p-substitution signal of the alkyl groups became
stronger. Trace quantities of PS diminished due to its catalytic degradation, Fig. 6(a).
Another noteworthy fact is that the signal of PP secondary alkyls increased (Fig. 6(b)).
This was attributed to the disproportionation reaction signal caused by the formation of R=CH 2
ending groups, as reported by Diaz [27]. An increase in this range may also indicate linkage
by PP macrocarbocations in the aromatic ring through the hydrogen belonging to the primary
alkyl carbon. However, this hypothesis is unlikely to be confirmed, given the weak chemical
al. [42] already observed this fact when a styrene monomer participated alone in the graft
range, (b) Secondary alkyl range. Circled peaks in (a) are attributed to p-substitution in the PS
aromatic ring.
F-C alkylation showed polyolefin phases quite similar to those of the co-continuous
concentration, with PS phase acting as dispersed domains. SET 1 presented the same
behavior. Favis et al. [44-47] defined the ternary morphology as an equilibrium between
‘complete wetting’ and ‘partial wetting’ morphologies. In the former, the thermodynamic
driving force makes PS droplets spread out across the PP phase (spreading coefficient,
Λ PS ∕ PP ∕ PEAD >0 ), while in the latter, all the spreading coefficients are negative, being
Λ PS ∕ PEAD ∕ PP < Λ PS / PP/ PEAD <0 . In Fig. 7(a), HDPE and PP are distinguishable due to the cryogenic
preparation: the latter undergoes brittle fracture (smooth surface), whereas the former
undergoes ductile fracture (rough surface). The PS phase is visible by the holes left after
chloroform extraction.
In the non-reactive blend, PS domains are dispersed in the PP phase; however, the
use of a catalyst/co-catalyst system for the F-C reaction seems to draw PS particles to the
HDPE phase. The migration of PS droplets from PP to the HDPE phase and the emulsifying
effect of compatibilization become visible upon increasing the catalyst concentration. This
migration is greater at the HDPE-PS interface than at the PP-PS interface, causing the
decrease in interfacial stresses between HDPE and PS than between PP and PS, resulting
from the action of the compatibilizing agents formed in situ. The lower grafting tendency of the
HDPE segments than the PP segments, as observed by FTIR and DSC, enabled the action of
the HDPE to be more effective at the interface. This behavior can be attributed to the higher
mobility of the HDPE segments in the corresponding homopolymer phase than that of the PP
segments.
The particle size decreased down to a content of 0.3 wt% aluminum chloride. The
emulsifier effect decreased until the particles reached the critical micelle concentration, but
began to increase in response to increasing catalyst content, with a tendency for the
Fig. 7. Morphological behavior of physical and reactive blends: a) S2-00, b) S2-03, c) S2-05
and d) S2-07.
A detailed examination of the SET 2 interface can be observed in Fig. 8. The non-
reactive blend (S2-00) showed only a few PS particles at the interface, with most of them
remaining dispersed in the PP phase. However, in the reactive blend, where copolymer is
formed, numerous PS droplets were visible at the interface of the PP and HDPE phases,
which is attributed to the formation of a terpolymer at the interface [48], corroborating FTIR
and DSC data. Formation of the terpolymer was attributed to the close HDPE/PP interfacial
Fig. 8. Close-up image of the interface of the blends: a) S2-00 and b) S2-03 in SET 2.
By keeping the HDPE mass fraction high in ternary blends (matrix phase) and
changing the composition of dispersed phases, which was done in SET 3 and SET 4, the PP
phase was encapsulated by the HDPE matrix (Fig. 9). However, despite this difference
between HDPE and PP concentrations (80 and 15 in SET 3 and 80 and 5 in SET 4,
respectively), the PS droplets were distributed in the same manner as in the previous
compositions: inside the PP phase in the non-reactive blends, and at the interface and inside
the HDPE phase in the reactive blends. This behavior suggests that the concentration of PS
did not affect its distribution inside the physical and reactive blends.
Fig. 9. Affinity of PS phase altered by compatibilization in: a) S3-00, b) S3-03, c) S4-00 and d)
S4-05.
agent in SET 2. The same behavior was found to occur in SET 1. The curve presented an
optimum point of particle size reduction, which means that small amounts of catalyst sufficed
to decrease the particle size in the dispersed phase. The aspect ratio indicates the low
deformation of the PS dispersed phase, possibly as a results of the viscosity ratio and particle
Fig. 10. Effect of wt% catalyst on the particle size (Feret’s diameter) in SET 1 and SET 2.
The effects of F-C compatibilization applied to the ternary blend were evaluated
qualitatively based on stress-strain curves. Elongation at break and toughness were found to
be correlated with interfacial adhesion, and provided information about resistance between
the compatibilized phases. On the other hand, tensile strength and yield stress were
correlated with the morphology and reduction of particle size in the dispersed phase domain.
Particle size reduction is expected to increase the blend’s tensile properties without changing
Table 2 summarizes the mechanical properties shown in Fig. 11 of the blends. The
poor mechanical properties of the non-reactive blend were attributed to the weak
intermolecular interaction between HDPE and PP. Improvements in interfacial strength and
mechanical strength were achieved with a of 0.3 wt% (improved morphology). Elongation at
break of the blend with 0.3 wt% catalyst content increased by 50% in relation to the non-
reactive blend, followed by a decrease when the catalyst concentration was increased. The
formation and catalytic degradation. Diaz [28, 29] reported similar results for a PP/PS blend
The samples containing 0.3 wt% of catalyst required twice as much energy to break as
the non-reactive blends, indicating improved toughness, and hence, greater compatibility.
This required energy was proportionally higher for S1-03 because of the higher HDPE content
in its composition. This finding is congruent with the presence of a compatibilizing agent. The
magnitude of the decrease of this property with the increase in catalyst content was similar to
that reported by Diaz [28]. The 50% improvement in the tensile strength of SET 1 and of 30%
in SET 2, and the 25% gain in yield stress of both sets indicate a better distribution and
reduction of the dispersed PS domain. Reactive blends are more favorable for load
distribution, given their larger surface area to support stresses. This parameter can be
The HDPE/PS and PP/PS interphases of the ternary blend underwent F-C
compatibilization. However, its effect on the mechanical properties of the former was more
marked than on the latter, which was attributed to the increase in catalytic degradation with
increasing PP concentration.
Fig. 12 compares the stress-strain curves of neat PS, HDPE, and PP with the reactive
blends S1-03 and S2-03. Each curve represents the average behavior of the 10 samples in
the tensile test performed under the same conditions. The reactive blends showed similar
mechanical behavior to that of neat PP but a higher Young’s modulus, indicating that the
effects of the compatibilization reaction outweighed the catalytic degradation. The reactive
blends showed higher yield stress than the neat homopolymers and their Young’s modulus
03 and S2-03).
4. CONCLUSIONS
It can be stated that in situ compatibilization of the PE/PP/PS ternary blend by Friedel-
Crafts alkylation improved interfacial adhesion, decreased interfacial stresses and the size of
PS dispersed phase, promoted adhesion and stabilized the morphology. As for the extracted
material, the DSC and FTIR analysis suggested that, during the compatibilization process, PP
segments were more readily coupled than HDPE chains. However, the latter are more
representative due to their high molecular mass. NMR evidenced the F-C alkylation reaction
through capture of p-substitution in the PS aromatic ring. The 1H NMR spectra proved to be
sufficiently sensitive to detect grafting onto PS chains. In the ternary blend, a balance was
achieved between complete and partial wetting morphology with the migration of dispersed
domains from one polyolefin phase to another as a result of F-C compatibilization. The
optimal emulsifying effect was achieved with 0.3% of Lewis acid. The dispersed PS droplets
at the HDPE/PP interface of the reactive blends exhibited two kinds of behavior: close
contact, in which there are copolymers at the interface to anchor polyolefins, and broad
contact, without any compatibilizing agent. The mechanical behavior of the blends indicated
that F-C compatibilization led to morphological dispersion and improved interfacial properties.
Acknowledgements
The authors thank the companies Braskem, Innova, and Harima for their donation of
the materials used in this work. We also acknowledge the Brazilian research funding agencies
CAPES (Federal Agency for the Support and Improvement of Higher Education), CNPq
(National Council for Scientific and Technological Development), and Fundação Araucária for
Data Availability
The raw/processed data required to reproduce these findings cannot be shared at this
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