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The Musical Brain: Don A. Hodges
The Musical Brain: Don A. Hodges
The Musical Brain: Don A. Hodges
don a. hodges
How does it happen that all children possess a musical brain? This question forms the focus
of this chapter, which describes the development of the musical brain from before birth
through the teenage years. As early as the last months of pregnancy, the fetus responds to
musical sounds and children naturally engage in musical experiences that shape inherited
neural systems toward the eventual adult musical brain. Children who begin formal music
instruction at an early age develop different brains from those who do not receive such
training. As adults, these musicians will have stronger and faster brain responses to musical
tasks than naïve listeners. It is becoming increasingly apparent that all human beings are
biologically equipped to be musical and that this genetic predisposition for musicality has
important consequences for us not only artistically, but emotionally and socially, as well.
The first section of this chapter describes general brain growth and development, while the
second reviews research literature dealing specifically with the development of the musical
brain.
Parietal lobe
Frontal lobe
Auditory cortex
Cerebellum Temporal lobe
Cerebellum
Figure 3.1 Major areas of the brain. (a) The exterior of the right hemisphere. (b) The interior of the brain.
axons) (Johnson, 1998). Most of the brain cells are in place by the end of the sixth month
of fetal development (Johnson, 2001); in fact, beginning around day 42 after conception
and for the next 120 days, brain cells proliferate at the rate of 580 000 per minute (Bruer,
1999). Even though additional brain cells are not produced in most brain areas after this
time, another contribution to brain growth is that glial cells (which support and nourish
neurons) continue to increase rapidly even after birth.
This overall growth moves in localized spurts, with some parts of the brain growing and
changing rapidly at the same time that other parts are more static. These growth spurts
are connected with changes in cognitive functioning. For example, rapid growth in the
auditory and visual areas in the first year corresponds to dramatic gains in auditory and
visual perception. Peak growth rates in the frontal circuits of the corpus callosum between
the ages of 3 and 6 result in greater ability to sustain focused attention and to plan new
actions (Thompson et al., 2000). Another part of the corpus callosum shows rapid, peak
growth rates (up to 80%) between the ages of 11 and 15, having to do with spatial association
and language development. Ages 6–15 see growth in temperoparietal systems also implicated
in language and spatial relationships.
By studying large samples of children from ages 2 months to early adulthood, researchers
have found overall continuous growth, but many examples of discrete growth spurts in
specific regions at specific times (Thatcher et al., 1987). In general, the right hemisphere
shows more steady, sustained growth, with spurts between birth and 2 and between 8 and
10. Left hemisphere growth is characterized by more abrupt spurts, particularly between
3 and 6. Left hemisphere pairings from front to back reach 90% of adult values by age 5,
but the right hemisphere does not reach this level until age 9. Interestingly, growth patterns
seem to broadly correspond to Piaget’s stages of development.
After age 15, growth is bilateral, primarily in frontal lobe connections, with few changes
found elsewhere (Sowell et al., 1999). The cerebral cortex and hippocampus are the slowest
parts of the brain to develop (Johnson, 2001). As the brain grows, it folds in upon itself as a
means of including more tissue into a constrained space. This cortical folding (gryrification)
begins as early as the 11–16th week of gestation, reaches adult levels soon after birth,
continues until the 38th week when it reaches 118% of adult values, then regresses and
stabilizes by age 20 (Zilles et al., 1997).
As a demonstration of cortical folding, try this simple experiment: cup the hands facing
each other with fingertips touching. Notice the distance from the first knuckle on each
finger to the first knuckle on the finger opposite. Roll the fingers inward so that the first
knuckles on all fingers are touching. This can be repeated so that the second knuckle on
each finger is touching the second knuckle on the finger opposite. Rolling the fingers inward
to make the total hand area smaller roughly approximates how the brain folded in upon
itself as it developed over the millennia from a brain of approximately 500 mL to one of
over 1300 mL (Cowan, 1979).
The next subsections of this review provide information on additional concepts that help
to refine an understanding of brain development, including myelination, plasticity, pruning,
and critical periods. A final subsection in this general discussion covers the development of
the auditory cortex.
Myelination
Myelination is a process of coating the neuronal axons with a fatty sheath that improves
message transfer with respect to accuracy and speed. Axons are fibres that transmit infor-
mation away from a cell body. Myelination begins in the fourth month after gestation and
continues for the next 30 years (Sowell et al., 1999). It occurs in different brain regions at
different times and, in general, proceeds from bottom to top and from back to front. The
brainstem and cerebellum come first and the frontal lobes last. The reticular formation
(which maintains alertness and consciousness) becomes coated throughout childhood into
adolescence (Berk, 2004), accounting for improved concentration. The corpus callosum
does not begin to myelinate until the end of the first year. As indicated previously, there
are spurts of rapid growth in different parts of the corpus callosum at different ages that
continue to age 15 (Thompson et al., 2000). Myelination is related to cognitive functioning
(Webb et al., 2001) and because the process is not a smooth, continuous one, development
of cognitive functioning is also not a smooth, continuous process.
Plasticity
Plasticity refers to the notion that brain structures are not rigidly defined, rather that they
are malleable. Brain structures can change over time as a result of learning experiences.
This has specific relevance for brain injury, in that when a portion of the brain is destroyed
other parts may take over that function (Chugani et al., 1996). This is more likely to be
the case the earlier the damage occurs and the more limited it is. Plasticity, however, is not
just a response to brain injury, but a central feature of the brain development and learning
that persists throughout life as experiences change the brain (Stiles, 2000). Plasticity can be
influenced by both negative (e.g., injury) and positive (e.g., learning) experiences (Nelson &
Bloom, 1997).
Mounting evidence suggests that musicians’ brains are models of neuroplasticity
(Pantev, et al., 2001a, 2003; Schlaug, 2001; Münte et al., 2002; Ross et al., 2003). Studies
of the effects of musical experiences on brain plasticity are reviewed subsequently under
the heading ‘Experiential factors in musicality’.
Pruning
A surprising feature of brain growth is that in the early years, there is a massive overpro-
duction and redundancy of synapses (Berk, 2004), with peaks of synaptic density coming
at different times for different regions (Johnson, 2001). Overproduction is as high as 50%
(Stiles, 2000). This, along with fuel expenditure during the coating of axons, leads to a
doubling of glucose metabolism in the frontal cortex from ages 2 to 4 (Thompson et al.,
2000), which reaches 190% to 226% of adult values between 3 and 8 (Chugani et al., 1993).
Genes and experience work together in a process called neural pruning, whereby the brain
is sculpted into its eventual configuration. There is a severe, spatially localized loss of brain
tissue of up to 50% between the ages of 7–11 and 9–13 (Thompson et al., 2000) and from
20 to 80% of cortical neurons and synapses may be lost in specific regions (Stiles, 2000).
Pruning can be ‘experience-expectant’ or ‘experience-dependent’. In experience-expectant
systems (e.g., language or music), development is based on expectations that experience will
provide the necessary influences to select the appropriate subset of synaptic connections
(Webb et al., 2001). Experience-dependent systems (e.g., vocabulary or specific musical
skills) are unique to each individual as a result of specific learning experiences. Competition,
particularly in terms of input, leads to both cell death and synaptic reduction (Stiles, 2000).
Synaptic connections that are infrequently or never activated are eliminated, while those
that are frequently used are retained and strengthened (Gopnik et al., 2001). As the brain
learns, it imposes restrictions on itself, such that what is learned influences what can be
learned (Quartz, 2003).
Neural pruning illustrates the interplay between nature and nurture. Genetic instructions
richly endow a youngster’s brain with numerous possibilities. Actual experiences sculpt the
brain toward its eventual adult makeup. For example, a child who is reared in a bilingual
home easily learns two languages. Whether these two are Japanese and Italian or English
and Spanish depends entirely on what she has the opportunity to learn and which sounds
she makes that are constantly reinforced.
Imagine, for a moment, a child growing up in an English-only home. During interactions
with adults, the infant is presented with ‘parentese’ speech with exaggerated visual and aural
models. She gazes at the lips and tongue of the speaker and tries to copy those facial
gestures. Similarly, she listens intently and tries to mimic the sounds she hears. Numerous
faulty attempts may go unacknowledged, but when there is a vocalization that approximates
a real word (e.g., ma-ma, da-da), there is a veritable explosion of reinforcement. The infant
is encouraged to try, try again. Gradually, what the novice speaker learns to do becomes
easier and easier and this, in turn, imposes a structure on awareness. Slowly, the infant
loses the ability either to hear or to produce certain sounds as she gains facility in hearing
and producing the English language. For example, adult English-only speakers are mostly
incapable of hearing or producing the Vietnamese name ‘Ng’ as native speakers can.
This scenario with language is much the same as with music. Thousands of Japanese
children have grown up to be bimusical as they learned both the traditional music of
their culture and Western classical music through Suzuki instruction. Children are born
with the capacity to learn any musical genre (an experience-expectant system); the specific
musical style or styles (experience-dependent systems) depend on the culture in which one
is raised. To an adolescent who has been exposed only to Western music, the microtunings
and polyrhythms inherent in non-Western music may be difficult, if not impossible, to
apprehend or produce (Patel et al., 2004).
Critical periods
As different regions of the brain go through growth spurts, there are critical periods dur-
ing which time appropriate stimulation is vital for normal development (Berk, 2004). If
appropriate stimuli are not provided during critical periods, proper connections will not be
made and deficits will occur. Physical, social, and emotional growth can be severely stunted
when children are raised in abnormal environments. For example, social and economic
problems in Romania in the 1980s caused a large number of infants to be placed in orphan-
ages where they received inadequate care and attention. The result was mild neurocognitive
impairment, impulsivity, and attention and social deficits (Chugani et al., 2001).
In children, critical periods are more clearly marked for basic, species-specific traits, such
as were previously identified as experience-expectant systems. The story of Genie details how
a child who led a severely deprived life until the age of 13 was thereafter extremely limited
in her use of language, even after years of concentrated efforts on the part of therapists
(Curtiss, 1977; Rymer, 1993). However, for experience-dependent systems, the window of
opportunity for learning may never be permanently shut and Bruer (1999) cautions against
an over-reliance on critical periods as rigid determinants of human learning.
In contrast to critical periods, optimal periods are growth phases during which time
learning may come more easily and more quickly. If appropriate experiences do not occur
during optimal periods, learning may still occur at a later time, though it may be more
difficult. (See Flohr & Hodges, 2002, for a discussion of this concept in a musical context.)
Once again, consider first a linguistic, then a musical example. Everyday experiences
teach us that while adults can learn a new language, it is more easily done at a young age.
A monolingual adult is less likely to learn to speak a second language without an accent.
A classic example is an adult Japanese speaker learning to speak English, who is unable to
distinguish ‘l’ from ‘r’ as in pray/play or rake/lake. Such a person is unable to hear or produce
the requisite sounds.
An examination of professional musicians supports the common perception that an early
start is essential to eventual success as a concert artist (D. Moore et al., 2003). Conversely,
It’s never too late (Holt, 1978) documents the author’s experiences in learning to play the
cello as an adult. It can be done, but as with language, it is more easily accomplished in
earlier years. In Tone deaf and all thumbs? An invitation to music-making for late bloomers
and non-prodigies, Wilson (1986) presents a neurological explanation of music learning,
with implications for adult beginners.
Neural activity in the auditory cortex that is functional and mature is restricted largely
to the top, outer layer (layer I) of gray matter before 4 months of age; infants’ ability to
process auditory information is thus most likely due to brainstem analysis (J. Moore, 2002;
see Figure 3.2). By age 2, axons are beginning to reach deeper layers (layers IV, V, and
VI), and interconnections increase significantly over the next few years. This development
from 6 months to age 5 reflects transmission of information from inner ear and brainstem
to the auditory cortex and results in increasing perceptual skills (e.g., for language and
music). From age 5 to 11 or 12, mature axons appear in layers II and III connecting the
two hemispheres and areas within hemispheres (e.g., auditory association areas). These
corticocortical connections are reflected in increasingly mature auditory perceptual skills.
For example, the ability to discriminate auditory stimuli has been studied in 2-, 3-, 4-, and
6-month-old infants. Although 2-month-old infants can discriminate between standard
and altered patterns, a clear developmental path was seen in that adult-like responses were
found in 31% of infants at 3 months, 58% at 4 months, and in most infants by 6 months
(Trainor et al., 2003a).
Differences in left and right hemispheric auditory processing are issues of interest with
musical implications that will be discussed subsequently. In 65% of adults, the left auditory
association area is larger than the corresponding area on the right (Johnson, 1998). This
same leftward asymmetry is seen in congenitally deaf adults and suggests that left–right
Figure 3.2 Neurofilament-immunostained sections of cortical tissue. At 40th fetal week (fw) and at 4.5 months’
postnatal age, mature axons are present only in marginal layer. By 2 years of age, mature neurofilament-expressing axons
are entering deeper cortical layers. By 11 years, mature axons are present with adult-like density in all cortical layers.
Reprinted from Moore, J. (2002) Maturation of human auditory cortex: Implications for speech perception. The Annals
of Otology, Rhinology & Laryngology, 111, 7–10. Used with permission.
differences are not a result of auditory experience but may, in fact, be present from birth
(Emmorey et al., 2003). Development to this state is not smooth. At 29 weeks, the left side is
already larger than the right; however, in many cases the right develops sooner than the left.
Changes in absolute threshold to pure tones can be seen over time, representing development
of the auditory cortex. At 2 weeks, absolute threshold is as much as 50 dB poorer than
adults; at 3 months the gap is 15–30 dB, and from 6 to 12 months it is 10–15 dB (Aslin
et al., 1998). These differences are also reflected in frequency and intensity discriminations,
with 6-month-olds requiring twice the levels of frequency and intensity as adults to detect
changes.
A fundamentally important aspect of auditory processing—segregation of sound
streams—has been studied using EEG measurements of newborn infants (2–5 days old)
and of young adults (18–23 years old) as they listen to a series of tones (Winkler et al.,
2003). Results confirm that newborns are already capable of segregating the sound streams
just as adults are. This means they come into the world able to focus attention selectively on
such tasks as separating the sound of their mothers’ voices from background noise. Follow-
ing a review of hearing in terms of both language and music perception, Aslin et al. (1998)
provide evidence for a general auditory mechanism adapted for both modes, though this
interpretation is not without controversy.
the results as reported are preliminary and should be considered with caution, findings are
comparable with performances of adult trained and untrained musicians. This indicates
that musical training enables these children to detect pitch variations in both music and
language better than those who have not had training. Whether this translates into improved
linguistic competency is still being studied.
of many particularized deficits (e.g., Broca’s aphasia, loss of ability to speak coherently;
Wernicke’s aphasia, loss of speech comprehension, etc.), amusia includes both receptive or
expressive limitations and can involve deficits in pitch, rhythm, timbre processing, and so
on (Hodges, 1996; Brust, 2001).
A number of cognitive impairments, based on known genetic defects, provide insights
into the heritability of musicality. Musical savants may display extraordinary perform-
ance skills, yet be severely limited in other cognitive domains (Miller, 1989). In Williams
syndrome, individuals are mentally asymmetric, often showing proclivities in music and lan-
guage with strong deficits in other cognitive domains (Levitin & Bellugi, 1998); linguistic
and musical skills may be based on more generic acoustical memory skills. Prodigies, of
course, do not have a cognitive impairment, but their situations may be similar in that
their amazing skills appear so early and provide evidence of heritability. It is not yet pos-
sible to explain the exceptional degree of musicality in musical savants, Williams syndrome
musicians, or musical prodigies. However, these behaviours are not merely a result of
learning experiences; clearly neural structures are intact that allow for these specialized
skills. Furthermore, these neural structures appear to be strongly influenced by genetic
instructions.
and more responsive right primary somatosensory cortex (which controls the fingers of the
left hand) than controls (Elbert et al., 1995). Once again, these effects are larger for those
who start music lessons at an early age.
The concept of use-dependent adaptation is that areas of the brain that are constantly
stimulated and that are required for successful task performance change in response. Thus,
children who begin musical studies at an early age will later show an enlarged corpus
callosum (Schlaug et al., 1995a ; Lee et al., 2003), reflecting the need for hand co-ordination
and for information sharing between the two hemispheres. They will also have a larger
cerebellum (Hutchinson et al., 2003), reflecting the need to synthesize motor, sensory,
and cognitive information and to co-ordinate responses. As trained musicians they will
show increased gray matter (Sluming et al., 2002; Gaser & Schlaug, 2003), reflecting motor
learning and the ability to translate musical notation into motor output.
Studying music at an early age also causes increases in the left auditory association cor-
tex (Schlaug et al., 1995b; Zatorre et al., 1998), reflecting increased auditory processing
demands. An alternative possibility is that left–right ratios are a result of neural pruning
in the right auditory association cortex among musicians (Keenan et al., 2001). Use-
dependency is also seen in the fact that auditory cortex in both hemispheres responding to
piano tones is 25% larger among experienced musicians and, again, the effect is greater for
those who begin musical studies at an early age (Pantev et al., 1998). Also, violinists and
trumpeters are more responsive to the tones of their own instrument (Pantev et al., 2001b).
Numerous studies have shown differences in electrical brain responses between trained
and untrained musicians (e.g., Faita & Besson, 1994; Lopez et al., 2003; Nager et al., 2003;
Tervaniemi & Huotilainen, 2003). In general, musicians show faster and stronger electrical
responses than controls, reflecting a greater ability to process musical information and to
complete musical tasks successfully.
Concluding statement
The development of the musical brain follows general brain development. Certain musical
processing abilities appear very early in life, others come at later stages. Musical abilities
as reflected in the musical brain appear to be influenced by both genetic instructions and
learning experiences. The musical brain is highly plastic, though significant changes are
likely to be smaller and weaker at later ages.
Information presented in this chapter may leave the reader with the impression that a
great deal is known about the development of the musical brain and a considerable amount
is indeed known. However, there is still so much yet to be learned. In fact, so little is known
that so-called brain-based music education is, for the most part, premature. Bruer’s (2002)
comments about brain-based education being no more than folk theory are apropos.
Consider but one example. Previously, it was stated that research supports the common
notion that early inception of music instruction is critical for later success. On that basis,
one might begin to advocate for increased amounts of practice time for young beginners.
However, closer investigation reveals that professional musicians actually practised less as
children than those who later became amateur musicians (D. Moore et al., 2003). What,
then, made the difference? Social factors, such as parental support, teacher’s personality,
and peer interactions, were central to their success. This clearly illustrates the need to place
neuromusical findings within a larger context. The musical brain does not grow in isolation.
It grows inside a whole person, who lives in a particular home environment, possesses
internal proclivities, experiences external motivations, and so on. Those concerned with the
musical development of children are encouraged to stay abreast of neuromusical literature,
but also to consider the context and to make applications with caution. With patience and
persistence, neuromusical researchers will undoubtedly provide a much better picture of
how children develop a musical brain.
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