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Policy Forum

Structural Violence and Clinical Medicine


Paul E. Farmer*, Bruce Nizeye, Sara Stulac, Salmaan Keshavjee

An emerging phenomenon of acquired of a conversation within medicine and


resistance to antibiotics — including public health, rather than the end of one.
antibacterial, antiviral, and antiparasitic
agents — is perforce a biosocial process,
one which began less than a century ago as Defining Structural Violence
novel treatments were introduced [9]. The term “structural violence” is one
Social analysis is heard in discussions way of describing social arrangements
about illnesses for which significant that put individuals and populations

B
environmental components are believed to in harm's way (see Box 1) [16]. The
exist, such as asthma and lead poisoning arrangements are structural because
ecause of contact with patients,
[10-15]. Can we speak of the “natural they are embedded in the political and
physicians readily appreciate that
large-scale social history” of any of these diseases without economic organization of our social
Forces — racism, gender inequality, addressing social forces, including racism, world; they are violent because they
poverty, political violence and war, and pollution, poor housing, and poverty, that cause injury to people (typically, not those
sometimes the very policies that address shape their course in both individuals and responsible for perpetuating such
them — often determine who falls ill and populations? Does our clinical practice inequalities). With few exceptions,
who has access to care. For practitioners acknowledge what we already know— clinicians are not trained to understand
of public health, the social determinants namely, that social and environmental such social forces, nor are we trained to
of disease are even harder to disregard. forces will limit the effectiveness alter them. Yet it has long been clear that
many medical and public health
Unfortunately, this awareness is
seldom translated into formal of our treatments? Asking these
frameworks that link social analysis to questions needs to be the beginning Funding: The authors received no specific
everyday clinical practice. One reason funding for this article.
for this gap is that the holy grail of Competing Interests: The authors have
modern medicine remains the search for declared that no competing interests exist.
Box 1. What Is
the molecular basis of disease. While
the practical yield of such
Structural Violence? Citation: Farmer PE, Nizeye B, Stulac S, Keshavjee S
(2006) Structural violence and clinical medicine. PLoS
circumscribed inquiry has been Structural violence, a term coined by Med 3 (10): e449. DOI: 10.1371 / journal.pmed.0030449
enormous, exclusive focus on Johan Galtung and by liberation
DOI: 10.1371 / journal.pmed.0030449
molecular-level phenomena has theologians during the 1960s, describing
contributed to the increasing social structures — economic, political, Copyright: © 2006 Farmer et al. This is an
legal, religious, and cultural — that stop open-access article distributed under the terms
“desocialization” of scientific inquiry: of the Creative Commons Attribution License,
a tendency to ask only biological questions individuals, groups, and societies from which permits unrestricted use, distribution, and
about what are in fact biosocial reaching their full potential [57]. In its reproduction in any medium, provided the
original author and source are credited.
phenomena [1]. general usage, the word violence often
Biosocial understandings of medical conveys a physical image; However, Abbreviations: ART, antiretroviral therapy;
phenomena are urgently needed. according to Galtung, it is the “avoidable MTCT, mother-to-child transmission; PIH,
Partners In Health; TB, tuberculosis
All those involved in public health sense impairment of fundamental human needs
this, especially when they serve or… the impairment of human life, which Paul E. Farmer is the Presley Professor of Medical
lowers the actual degree to which someone Anthropology, Department of Social Medicine,
populations living in poverty. Social Harvard Medical School, Boston, Massachusetts,
analysis, however rudimentary, occurs at is able to meet their needs below that United States of America. He is also in the Division of
the bedside, in the clinic, in field sites, which would otherwise be possible” [58]. Social Medicine and Health Inequalities, Brigham and
Women's Hospital, Boston, Massachusetts, United
and in the margins of the biomedical Structural violence is often embedded in
States of America, and at Partners In Health, Boston,
literature. It is to be found, for example, longstanding “ubiquitous social structures, Massachusetts, United States of America and Inshuti
normalized by stable institutions and Mu Buzima, Rwinkwavu, Rwanda. Bruce Nizeye is
in any significant survey of adherence to Director of the Program on Social and Economic
therapy for chronic diseases [2,3] and in regular experience” [59]. Because they Rights, and Sara Stulac is Director of Pediatric
studies of what were once termed “social seem so ordinary in our ways of Programs, Inshuti Mu Buzima, Rwinkwavu, Rwanda.
Salmaan Keshavjee is an instructor at the
diseases” such as venereal disease and understanding the world, they appear
Department of Medicine, Harvard Medical School,
tuberculosis (TB) (4-8 ]. The almost invisible. Disparate access to Boston, Massachusetts, United States of America,
resources, and a physician working with both the Division of
Social Medicine and Health Inequalities, Brigham and
a few examples. The idea of Women's Hospital,
structural violence is linked very
* To whom correspondence should be addressed. E-
The Policy Forum allows health policy makers around closely to social injustice and the mail: paul_farmer@hms.harvard.edu
the world to discuss challenges and opportunities for
social machinery of oppression [16].
improving health care in their societies.

PLoS Medicine | www.plosmedicine.org 1686 October 2006 | Volume 3 | Issue 10 | e449


interventions will fail if we are unable to The good news is that such biosocial understandings are far more "actionable" than is
understand the social determinants of widely recognized. There is already a vast and growing array of diagnostic and therapeutic
disease [17,18]. tools born of scientific research; It is possible to use these tools in a manner informed by an
understanding of structural violence and its impact on disease distribution and on every
step of the process leading from diagnosis
to effective care. This means working at
multiple levels, from “distal”
interventions — performed late in the
process, when patients are already sick —
to “proximal” interventions— trying to
prevent illness through efforts such as
vaccination or improved water and
housing quality.

As with many other concepts,


structural violence has its limitations
[19]. Nevertheless, we seek to apply the
concept to what remain the primary tasks
of clinical medicine: preventing premature
death and disability and

DOI: 10.1371 / journal.pmed.0030449.g001

Figure 1. Components of the Package for Prevention of Mother-to-Child Transmission


of HIV Provided by Partners In Health / Inshuti Mu Buzima in Rwanda
Photo: Ophelia Dahl, Partners In Health

improving the lives of those we care solely by individual behavior: Throughout the usually decade-long
for. Using the concept of structural susceptibility to infection and poor process of HIV progression, detrimental
violence, we intend to begin, or revive, outcomes is aggravated by social factors social structures and constructs —
discussions about social forces beyond such as poverty, gender inequality, and structural violence— have a profound
the control of our patients. racism [24--26]. Unsurprisingly, in less influence on effective diagnosis, staging,
These forces are not beyond the than a decade AIDS became and treatment of the disease and its
reach, however, of practitioners of a disease that disproportionately affected associated pathologies. Each of these
medicine and public health. In this America's poor, many of whom engaged determinants of disease course and
article, we describe examples of the in “risk behaviors” at a far lower rate than outcome is itself shaped by the very
impact of structural violence upon others who were not at heightened risk of social forces that determine variable risk
people living with HIV in the United infection with sexually transmitted of infection.
States and in Rwanda. In both cases, diseases [27–29].
We show that it is possible to the address Factors affecting disease course. HIV Although the variability of outcomes
structural violence through structural attacks the immune system in only one has been especially obvious in the
interventions. We then draw general way, but its course and outcome are era of effective therapy, it was so even
lessons from these examples for shaped by social forces having little to do before ART became widely available. In
health professionals and policy makers with the universal pathophysiology of the Baltimore in the early 1990s, Moore et al.
worldwide. disease. From the outset of acute HIV showed that race was associated with the
infection to the endgame of recurrent timely receipt of therapeutics: among
Delivering AIDS Care opportunistic infections, disease course is patients infected with HIV, blacks were
Equitably in the United States determined by, to cite but a few obvious significantly less likely
The distribution and outcome of chronic factors: than whites to have received ART or
infectious diseases, such as HIV / AIDS, (1) whether or not postexposure Pneumocystis pneumonia prophylaxis
are so tightly linked to arrangements that prophylaxis is available; (2) whether or not When they were first referred to an HIV
it is difficult for clinicians treating these the steady decline in immune function is clinic, regardless of disease stage at the
diseases to ignore social factors. Although hastened by concurrent illness or time of presentation [31].
AIDS is often considered a “social malnutrition; (3) whether or not multiple The timeline from HIV infection to
disease,” clinicians may have radically HIV infections occur; (4) whether or not death was further shortened in
different understandings of what makes TB is prevalent in the surrounding situations where TB was the leading
AIDS “social.” Many doctors have environment; (5) whether or not opportunistic infection, as it is in much
focused on the "behaviors" or "lifestyles" prophylaxis for opportunistic infections is of the poor world [32]. These
that place some at risk for HIV infection reliably available [30]; and fundamentally biosocial events call into
[20–23]. Yet risk has never been (6) whether or not antiretroviral therapy question a “natural history” of HIV
determined (ART) is offered to all those needing it. infection and AIDS.

PLoS Medicine | www.plosmedicine.org 1687 October 2006 | Volume 3 | Issue 10 | e449


Addressing disparities in HIV care. In disparities in care, researchers and racism and poverty — forms of structural
an attempt to address these ethnic clinicians in Baltimore reported how violence, though they did not use these
specific terms — were embodied [33,34] antibiotics; The rate of mutation may be barriers to quality care for AIDS and other
as excess among mortality among African hastened by imprudent use of antibiotics or chronic diseases. It is also a way of
Americans without insurance. After by inadequate or interrupted therapy creating jobs in rural regions in great need
documenting these disparities, these [40,41]. Although structural violence of them. We have used a similar model in
clinicians and researchers asked: what lessens both access and adherence to urban Peru [45,46], and in Boston,
would happen if race and insurance status effective therapy, it is a rarely discussed Massachusetts [37].
no longer determined who had access to contributor to epidemics of multidrug- The challenge of HIV in Rwanda.
the standard of care? resistant HIV. In reality, it is impossible to Rwanda presents unique challenges, but
Their subsequent interventions were understand the dynamics of drug-resistant many barriers to care are quite similar to
decidedly proximal: in addition to disease without understanding how those seen in Haiti and other settings
removing some of the obvious structural violence is embodied where social upheaval, poverty, and
economic barriers at the point of care, at the community, individual, and gender inequality decrease the
the clinicians and researchers microbial levels [9,42]. The lessons from effectiveness of distal services and of
considered paying for transportation Baltimore show us that by viewing access prevention efforts. Like Haiti, Rwanda is a
costs and other incentives as well to care and adherence to treatment as densely populated, predominantly agrarian
as addressing comorbid conditions structural issues requiring programmatic society. Although both countries have
ranging from drug addiction to mental solutions, we can alter the very biology of endured large-scale political violence, that
illness. They also implemented HIV and the “natural history” of AIDS. registered a decade ago in Rwanda due to
improvements in community-based care, war and genocide was unprecedented in
conceived to make AIDS scale. In the two rural districts of Rwanda
care more convenient and socially Preventing Pediatric AIDS in in which the PIH model was introduced in
acceptable for patients. The goal was to Rwanda: Lessons from Rural Haiti May 2005, an estimated 60 percent of
make sure that nothing within the The impact of structural violence is even inhabitants are refugees, returning exiles,
medical system or the surrounding more obvious in the world's poorest or recent settlers; not a single physician
community prevented poor and countries and has profound implications was present to serve 350,000 people.
otherwise marginalized patients from for those seeking to provide clinical
receiving the standard of care. services there. Over the past year, working AIDS has recently worsened this
The results registered just a few years with the nonprofit organization Partners In situation and is a leading cause of young
later were dramatic: racial, gender, Health (PIH), we have sought to address adult death. In spite of the availability of
injection-drug use, and socioeconomic AIDS and TB in Africa, the world's significant resources to treat
disparities in outcomes largely poorest and most heavily burdened complications of HIV infection in Africa,
disappeared within the study population continent. Specifically, we have almost all patients enrolled on ART live
[35]. In other words, these program transplanted and adapted the “PIH model” in cities or towns. Indeed, some have
improvements may not have dealt with of care, which was designed in rural Haiti noted that rapid treatment scale-up is
the lack of national health insurance, and to prevent the embodiment of poverty and likely to occur largely in urban settings,
still less with the persistent problems of social inequalities as excess mortality due where infrastructure, though poor, is
racism and urban poverty, but they did to AIDS, TB, malaria, and other diseases better than in rural regions [47]. The
lessen the embodiment of social of poverty [43,44 ]. challenge, however, is to reach rural
inequalities as premature death from Africa, where fewer than five percent of
AIDS. Similar work elsewhere has shown The PIH model. In some senses, the those who need ART receive it. Rural
the ability of providers to lessen the model is simple: clinical and community treatment scale-up is far from
impact of social inequalities on AIDS to care are removed as diagnosis and impossible: less than a year after our
outcomes among the homeless, the treatment are declared a public good and program began in 2005, more than 1,500
addicted, the mentally ill, and prisoners made available free of charge to patients rural Rwandans with AIDS were already
[36–38]. living in poverty. Furthermore, AIDS care enrolled in care using the PIH model.
The program in Baltimore was is delivered not only in the conventional
improved in part by linking an way at the clinic, but also within the To deepen our discussion of
understanding of social context to villages in which our patients work and interventions designed to counter structural
clinical services. The importance of such live. violence, consider the prevention of
programs is underscored by the mother-to-child transmission (MTCT) of
emergence of multidrug-resistant HIV in Each patient chooses an HIV in rural Rwanda. Where clean water
the United States [39]. Microbial accompagnateur, usually a neighbor, is unavailable and HIV prevalence is high,
acquisition of resistance to antibiotics, trained to deliver drugs and other the policy of universal breast-feeding —
including antiretrovirals, is necessarily a supportive care in the patient's home. driven by the desire to reduce diarrhea-
biosocial phenomenon. Most microbes Using this model, we currently provide related mortality — leads to increased
mutate challenged whened with daily supervised ART to more than 2,200 transmission of the virus to infants, even
patients in rural Haiti. This model, with when ART is offered. We knew from our
conventional clinic-based (distal) services experience in Haiti that we could reduce
PLoS Medicine | www.plosmedicine.org complemented by home-based (more rates of MTCT from as high as 25 to 40
proximal) care, is deemed by some to be percent to as low as two
the world's most effective way of
removing structural

October 2006 | Volume 3 | Issue 10 | e449


1688
percent. We knew that such a dramatic (1) providing combination ART to the formula-feeding and close follow-up
reduction could be made possible by: mother during pregnancy; (2) enabling
of infants; and (3) launching potable water The examples of Rwanda and Haiti 1689
projects within the catchment area — in have shown us that, to date, there is little
even the most difficult regions, where reason to believe that thoughtful structural
electricity is scarce, food insecurity interventions will fail to improve HIV
widespread, and health and sanitation prevention and treatment outcomes. Any
infrastructure rudimentary at best [48]. failure is more likely
to be due to programmatic shortfalls than
Although our pilot project in Rwanda is to stigma or to non-compliance on the
only a year old, its feasibility is almost part of the patients enrolled in the
certain. In the first six months of program. Structural interventions of the
operation, we screened for HIV infection sort described here remove the onus of
more than 31,000 persons in the two adherence from vulnerable patients and
districts in which we work. Without place it squarely on the health system
exception, pregnant women found to be and on providers.
infected with HIV expressed interest in
ART to prevent MTCT, and all requested Incorporating Structural
assistance not only with procuring infant Interventions in Medicine
formula, but also with the means to boil and Public Health
water and to store the formula safely If structural violence is often a major
(Figure 1). determinant of the distribution and
outcome of disease, why is it
or a similar concept not in wider
Medical professionals circulation in medicine and public health,
are not trained to make especially now that our interventions can
radically alter clinical outcomes? One
structural interventions. reason is that medical professionals are
not trained to make structural
Our distal intervention is to provide interventions. Physicians can rightly note
ART to all women in the catchment that structural interventions are “not our
area with the help of accompagnateurs. job.” Yet, since structural interventions
More proximal interventions include the might arguably have a greater impact on
distribution of kerosene stoves, kerosene, disease control than do conventional
bottles, and infant formula; We also clinical interventions, we would do well to
provide food aid and housing assistance pay heed to them.
when possible. Already, we are seeing a
lowering of HIV infection rates amongst Acknowledging and addressing
newborns, and we believe that, as the structural impediments, however, should
program becomes well established and never be the sole focus of our work. For
services become available earlier during decades, those who study the determinants
the course of pregnancy, rates of MTCT of disease have known that social or
will continue to decline. structural forces account for most
epidemic disease. But truisms such as
Unsurprisingly, opposition to the "poverty is the root cause of tuberculosis"
PIH model did not come from rural have not led us very far. While we do not
Rwandan women living with HIV. yet have a curative prescription for
Rather, we faced the most resistance to poverty, we do know how to cure TB.
this approach from local and global health Those who argue that focusing solely on
policy makers who continued to promote economic development will in time wipe
universal breast-feeding, a policy which out tuberculosis may be correct, but en
made eminent sense prior to the advent of route toward this utopia the body count
HIV. Instead of trying to overcome will remain high if care is not taken to
programmatic barriers, the experts argued diagnose and treat the sick. The same
that formula-feeding was simply not holds true for other diseases of poverty.
feasible in rural Rwanda and that HIV- Clean water and sanitation will prevent
related stigma would prevent women from cases of typhoid fever, but those who fall
enrolling in such projects. ill need antibiotics; clean water comes too
late for them.

The debate about whether to focus on


PLoS Medicine | www.plosmedicine.org
proximal versus distal interventions, or
similar debates about how best to use
scarce resources, is as old as medicine
itself. But there is little compelling be drawn from the examples of fundamental to the perpetuation of
evidence that we must make such either / or successful structural interventions in the structural violence [50].
choices: distal and proximal are diverse settings of Baltimore, rural
complementary, not competing. Haiti, and rural Rwanda? First, we have Second, we have learned that proximal
International public health is rife with false seen that it is possible to decrease the interventions, seemingly quite remote from
debates along precisely these lines, and the extent to which social inequalities the practice of clinical medicine, can also
list of impossible facing choices those who become embodied lessen premature morbidity and mortality.
work among the destitute sick seems as health disparities. While some To put this
endless. In reality, there is no good way to interventions are straightforward, we also in sociological terms, interventions that
tackle the health crisis in Africa when the have to recognize that there is an increase the agency of the poor will lessen
scant resources previously available are so enormous flaw in the dominant model of their risk of HIV. Similarly, it is not
bitterly contested; Thus is structural medical care: as long as medical services possible to have an honest discussion of
violence perpetuated at a time in which are sold as commodities, they will remain alcoholism among Native Americans [51],
science and medicine continue to yield available only to those who can purchase or crack cocaine addiction among African
truly miraculous tools. Without an equity them. National health insurance and other Americans [52], without discussing the
plan to bring these tools to bear on the social safety nets, including those that history of genocide and slavery in North
health problems of the destitute, these guarantee primary education, food America. Again, such commentary is often
debates will continue to waste precious security, and clean water, are important seen as extraneous in medical and public
time [49]. because they promise rights, rather than
commodities, to citizens. The lack of
The lessons of Baltimore, Haiti, and these social and economic rights is
October 2006 | Volume 3 | Issue 10 | e449
Rwanda. What are the lessons that can
health circles, where discussions of care as a public good [54]. When linked leaders might not have employed the term
substance abuse are curiously to more structural interventions, such “violence,” but they were well aware of
desocialized, viewed as personal and ostensibly specific campaigns can help to its toll and argued compellingly for
psychological problems rather than trigger a "virtuous social cycle" that proximal interventions: education, basic
societal ones. Here, too, structural promises to shift the burden of pathology sanitation, land reform, sovereignty, and
violence is perpetuated through away from children and young adults — a an end to political oppression. These
analytic omission. major victory in the struggle to lessen interventions are no less needed now that
Third, we have seen that structural structural violence. we have better distal tools, including
interventions can have an enormous vaccines, diagnostics, and
impact on outcomes, even in the face
of cost-effectiveness analyzes and the Conclusions a large armamentarium of effective
flawed policies of international bodies. Pioneers of modern public health therapeutics.
Taking the components of the distal during the nineteenth century, such as It does not matter what we call it:
interventions already underway in Rudolph Virchow, understood that structural violence remains a high-ranking
Rwanda — infant formula, clean water, epidemic disease and dismal life cause of premature death and disability.
fuel, and so forth — it is possible to go expectancies were tightly linked to We can begin to address this by
further and describe more proximal social conditions [55,56]. Such “resocializing” our understanding of
interventions to improve access to disease distribution and outcome. Even
each component of the project. These new diseases such as AIDS have quickly
would include, of course, legislation PLoS Medicine | www.plosmedicine.org become diseases of the poor, and the
to promote generic medications, development of effective therapies may
improved distribution networks for have a perverse effect if we are unable to
ART and infant formula, clean-water use them where they are needed most. By
campaigns, and the development of insisting that our services be delivered
alternative fuels. More proximally equitably, even physicians who work on
still, they would include enhancing the distal interventions characteristic of
agricultural production; creating clinical medicine have much to contribute
new jobs outside of the agricultural to reducing the toll of structural violence.
sector; addressing gender inequality The poor are the natural constituents of
through legislation about land tenure public health, and physicians, as Virchow
and political representation [53]; and argued, are the natural attorneys of the
promoting adult literacy. poor. In this struggle, equity in health care
These are not the tasks for which is our responsibility.
clinicians were trained, but they are
central to the struggle to reduce premature
suffering and death. The importance of Acknowledgments
structural interventions for the future of The authors work with large teams of
health care means that practitioners of providers — accompagnateurs, social
medicine and public health must make workers, nurses, physicians — in both Haiti
common cause with others who are trained and Rwanda. We are deeply grateful to our
colleagues.
to intervene more proximally. Sometimes
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