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Oxford Handbooks Online: Radiocarbon Dating in Rock Art Research
Oxford Handbooks Online: Radiocarbon Dating in Rock Art Research
Oxford Handbooks Online: Radiocarbon Dating in Rock Art Research
Radiocarbon dating has had a significant impact on rock art research, but an initial
enthusiasm for this dating method by archaeologists has been replaced by a degree of
scepticism. Radiocarbon dates undertaken directly on rock art or on associated mineral
crusts have often reinforced such scepticism, in part because organic carbon-based
materials are present in small quantities and their composition is of such variable
composition that the technique is stretched to its limits. For the researcher planning to
obtain radiocarbon dates, it is essential to have an understanding of the dating options
available, limitations of the technique, the potential impact of their own bias, and the
value of a dating programme that is fully integrated within a larger project. This chapter
outlines the various materials and methods used to radiocarbon date rock art. It includes
some recent examples and highlights some advances as well as shortfalls in the dating of
rock art.
Introduction
Radiocarbon dating remains the most widely applicable, accurate, and reliable
chronometric dating technique available to archaeologists. Radiocarbon (also called 14C)
dating measures the concentration of naturally occurring radioactive 14C that is formed in
the upper atmosphere. 14C is an unstable, or radioactive, isotope because it contains
extra neutrons in its nucleus and, as a consequence, will eventually return to a more
stable 14N isotope by the emission of a negatively charged beta particle. 14C becomes
incorporated into all living things through the nutrients they ingest, and the level of 14C
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The ability to use 14C dating was out of the reach of most rock art researchers until the
introduction of accelerator mass spectrometer (AMS) dating in the late 1970s. This
technique has enabled samples as small as a grain of rice to be routinely dated, which in
turn results in minimal damage to the artefact or surface sampled while also expanding
the range of materials that could be investigated. Despite this advantage, it was more
than a decade beforeHedges et al. (Hedges, Housley, Law, Perry, & Gowlett 1987) and
van der Merwe et al. (van der Merwe, Sealy, & Yates 1987) first applied14C to rock art.
Since then, advances in the AMS technique have enabled ever-smaller quantities (now
micrograms) of carbon to be dated routinely, as well as previously untested materials.
Such refinements have not been undertaken without considerable effort and associated
uncertainty, and critical questions should be addressed by those wishing to demonstrate
the reliability of their dates. These questions include: What is the source and nature of
the organic material to be 14C-dated?What is the reproducibility of 14C values derived
from a given sample? And, what is the relationship of that sample to the event in
question? Unfortunately, researchers investigating rock art have not always adequately
addressed these issues.
In the study of rock art, the identification of exactly what material is being dated is
difficult because most samples are small, amorphous, and of uncertain chemistry.
Consequently, it can be argued that the most significant recent advances in rock art
dating actually fall outside the realm of 14C, instead focussing on material
characterization (Bonneau, Brock, Higham, Pearce, & Pollard 2011; Livingston, Robinson,
& Armitage 2009; López-Montalvo, Villaverde, Roldán, Murcia, & Badal 2014; Mori et al.
2006; Vazquez, Maier, Parera, Yacobaccio, & Sola 2008). Rather than being driven by the
need to demonstrate 14C reliability, the use of chemical characterization techniques such
as gas chromatography, X-ray fluorescence, and Raman spectroscopy has been fuelled by
an interest in the provenance of raw materials and the technical processes used to
prepare the artworks. The introduction of portable machines with improved detection
limits, especially X-ray fluorescence, has enabled the characterization of material in the
field prior to sampling (Beck et al. 2013; McDonald et al. 2014). This in itself promises
greater control and more sample selection opportunities to those investigating the age of
rock art. It also highlights the importance of participation by specialists in each specific
field of analysis from the earliest stages of sample selection.
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The reproducibility and accuracy of rock art dates can also be problematic. Many of the
preparation methodologies used to remove contaminants are, by necessity, very general,
while others—designed specifically for a particular sample type—are experimental. There
is a large body of literature discussing disputed results (e.g., Combier & Jouve 2012;
Gillespie 1997; Nelson 1993; Pettitt & Bahn 2003; Watchman 1999; Valladas & Clottes
2003), in part because of the limited amount of (published) information on sampling
methodology, location, and sample chemistry pre- and post-treatment, but also because of
failure to demonstrate the ability to replicate results with blind and repeated tests
(Gowlett & Hedges 1986). Although researchers have only relatively recently started to
comprehensively address these issues, it should be stressed that the process for the
majority of rock art samples is no more “non-routine” or “experimental” (Pettit & Pike
2007:37) than other dating endeavours.
Last, the relationship of the sample to the target event is critical. This is entirely the
responsibility of the person collecting and submitting the sample for dating and, by
implication, necessitates the researcher understanding the limitations of the preparation
methodologies applied. Unfortunately, disassociation between the event and date is the
most common form of anomaly between 14C age and expected age, usually because of the
complexity of achieving such a goal when dealing with dynamic and complex contexts
(Taylor & Bar Yosef 2014:132–136). Whether it is “premature to construct grand schemes
or make meaningful generalizations” (Pettitt & Pike 2007:28) is open to debate, but this
attitude may in part explain the slow uptake of Bayesian methodologies that could enable
further refinement of chronologies by rock art researchers.
Regardless, such evaluation has become a valued component of rock art projects, such as
at Nawarla Gabarnmang—a large sandstone shelter in central-western Arnhem Land,
Australia, where occupation dates from the past few hundred years to back beyond
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45,000 cal BP (David et al. 2011). To provide a robust chronological sequence, Gunn et al.
(Gunn, David, Delannoy, & Katherine 2017) plotted patterns of superimposition for
overlapping designs found on three ceiling panels by cross-correlating common artistic
traits. They were able to combine beeswax radiocarbon dates from the identified micro-
layers of superimposed pigment artworks with additional dating information obtained
from a panel that displayed a painted motif thought to represent a horse, which would
have been unknown on the plateau before AD 1845 (Figure 1). Using these relative and
chronometric dating methods, three periods were established for the artworks: that older
than circa AD 1430; between circa AD 1430 and circaAD1640; and between circa AD 1640
and AD 1930. This work demonstrated that the recent artistic repertoire at Nawarla
Gabarnmang included a number of changes in colour and motif types.
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Direct Dating
Most rock art dating has been undertaken on black organic pigments of which charcoal is
assumed to be the primary ingredient, but a wide range of inorganic pigments can be
found, including red, orange, and brown ochre; iron oxides; and black manganese oxide
or hydroxide. These can be dated if an organic binder is present in the paint matrix. The
interpretation of dates from any material is complicated by the fact that we are not
necessarily dating the painting event, but the uptake of 14C prior to death by the
organism used in the paint. In most cases, the difference between the age of the targeted
event and that of the material dated is small, but large offsets are possible, as was the
case for bird track designs from the Canning Stock Route in the Western Desert of
Australia. These designs were expected to date to the time of early nineteenth- and
twentieth-century droving activity along the route, but ages of 12,970±270 BP,
12,620±460 BP, and 5520±290 BP suggested to McDonald et al. (2014:200) that the paints
used contained a petroleum-based binder resulting in values that reflected this ancient
14C source.
Regardless of the material, when selecting samples for dating, it is essential that the
extraction of organic carbon and subsequent purification is free from contamination. For
rock art samples, this is nearly impossible because of the large surface area, amorphous
nature of the paint, and small sample sizes; the researcher has to consider the potential
inclusion of fungi, algae, lichens and microbes, insects, rootlets, dust, and soil (Ridges,
Davidson, & Tucker 2000), all of which can be found naturally on rock surfaces, while the
very presence of humans will often accelerate the growth of a wide range of organisms
on the applied paint (Valladas 2003). There is also the possibility of subsequent animal
and anthropogenic activity. This can include both ancient (e.g., at Cova Remigia in Spain,
where a two-colour paint combination was due to ancient retouching and produced art
work that deviated from the more typical monochromatic drawings of the region [López-
Montalvo et al. 2014]) and modern activities (e.g., the application of kerosene during
modern times to aid photography at Great Gallery, Horseshoe Canyon, Utah [Chaffee,
Hyman, & Rowe 1994]). Often the impact of recent, chemically diverse contamination
may be complex, and care needs to be taken when evaluating the impact of different
contaminants (e.g., burning of tyres could result in either old or young results depending
on whether they were manufactured from fossil petrochemical sources or natural modern
materials; Steelman, Carrera Ramírez, Fábregas Valcarce, Guilderson, & Rowe [2005:
387] argued that a young age for site M10 at Coto dos Mouros, northwest Iberia, was
caused by contamination from burning tyres made from natural rubber products).
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Protocols for sampling and reporting rock art dates are well documented (e.g., Steelman
& Rowe 2012:572–573; Watchman 1999) and are not repeated here. The primary concern
of these authors has been to ensure minimal damage to the artwork while maximizing
sample size and the retention of valuable information. These works are undoubtedly
useful guides, but the wide variety of datable materials and environmental conditions
encountered mean that they can only be taken as a rough indication of what is required.
Without prior knowledge of a site, the artwork, and potential contaminants, it is very
difficult to sample effectively, as demonstrated by the complexity encountered when
dating artwork from along the Canning Stock Route (McDonald et al. 2014). Here, where
possible, the sampling strategy included the measurement of replicates from a single
motif or superimposed paint layers, as well as rock samples from adjacent unpainted
areas to investigate natural levels of organic contamination. Of the “charcoal” drawings
sampled, there was only a 53% dating success rate, and few of the collected charcoal
samples produced sufficient carbon to enable results to be duplicated adequately or at all
(e.g., duplicate samples from a black snake outline at Pinpi 5, in the Jilakurru Ranges,
weighing 6 milligrams and 8 milligrams, returned results of 225±40 BP and 470±270 BP,
respectively. The large error range on the 8 milligram sample is indicative of extremely
low levels of carbon).
Charcoal is a very popular material for dating. This stems from the fact that it has a high
carbon content and is relatively chemically stable. Charcoal dating, is not, however,
without issues. Of particular concern when dealing with charcoal, and derivatives such as
soot, is the old wood and/or old charcoal effect (also called inbuilt age) that can add an
unknown degree of older carbon into a sample depending on the age of the plant
combusted. Related to this is a storage effect by which charcoal or other materials may
have been curated for some time before being utilized in the paint (Schiffer 1987). In
both cases, the exact magnitude of error is impossible to predict because the impact
depends on the age of the art and contaminants. An extreme example of this has been put
forward by Combier and Jovue (2012), who suggested that the addition of fossil carbon in
the form of lignite or bitumen caused artificially old (circa 32,000 BP) dates from Chauvet-
Pont-d’Arc Cave in the Ardèche region of southern France. Such a hypothesis can be
controversial and difficult to prove either way, in part because of complexities associated
with small sample size and contaminant removal that can result in disparate duplicate
analyses, but also because of complexities with site interpretation. Indeed, this criticism
has been put forward for the Chauvet Cave chronology despite the fact that it has been
subjected to an intensive dating regime involving multiple dating techniques, test
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Most black rock art samples submitted for 14C analysis are highly amorphous, burnt
organic materials of unknown origin. Commonly called carbon black, this terminology
hides the fact that this material can originate from a wide variety of sources, including
incomplete combustion products of substances such as wood, charcoal, fruit, bone,
resins, oil, and fat (also variously termed ‘vegetable or plant black’, ‘ivory/bone black’, or
‘lampblack’) (Bonneau et al. 2011). Such materials are less stable chemically than
charcoal and often completely dissolve if routine pretreatment methods are used.
Moreover, contaminants, including carbon-containing oxalate minerals (CaC2O4) derived
from some rock surfaces (see the later section on Mineral Accretions), may become
preferentially concentrated in the sample during pretreatment (Hedges et al. 1998:36–
37).
Many experimental pretreatments have been devised to forgo or minimize these wet
chemistry steps. One such technique is plasma-oxidation ashing. This uses a low-
temperature, low-pressure oxygen plasma that is excited by an oscillating electric field.
The temperature of the gas components is increased by elastic collisions between the
electrons and the gas, which result in the electrons becoming sufficiently energetic to
break molecular bonds while the gas remains at temperatures below 150°C (see Russ,
Hyman, Shafer, & Rowe 1990, 1991 and Rowe 2009 for methodology). Theoretically, this
methodology prevents the decomposition of carbonate and oxalate minerals that occur at
the higher temperatures (circa 800°C) used during more traditional radiocarbon
combustion techniques. This process can be used to remove organic contaminants by the
controlled reduction of a percentage of the starting mass prior to recombustion at a
higher temperature (Bird et al. 2010) or to selectively remove and date tiny amounts of
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organic binder from the surface of a sample (Rowe 2009). Researchers are divided on the
reliability of plasma-oxidation. Steelman and Rowe (2012:577–578) concluded that
replicate measurements on the same image suggested an uncertainty of ±250 years and
that their tests were more successful in limestone environments than in sandstone
environments. Investigations by Bird et al. (2010) also indicated that plasma-oxidation
could not discriminate between similar organic components. This means that the wet
chemistry approaches used to remove humics prior to combustion are still recommended
if possible (cf. McDonald et al. 2014).
One novel approach to removing contaminants was implemented by Bonneau et al. (2011)
who used a density separation technique previously used on shells (Douka, Hedges, &
Higham 2010) to remove calcium oxalates (density of 2.0–2.2 g/cm3) from black pigments
(density 1.5 g/cm3). Although Fourier transform infrared (FTIR) spectroscopy indicated
that the black pigment was free from contaminants, the expense of the heavy liquid
(sodium polytungstate) and the possibility that the calcium carbonates and oxalates had
chemically bonded to the black pigment meant that the technique was not considered to
be viable. Experimentation with different preparation methodologies to find an
uncontaminated form of autochthonous carbon is sure to continue.
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As noted earlier,
improvements in analytical
techniques have seen the
advent of portable systems
that enable chemical
evaluation in the field
prior to sampling. Beck et
al. (2013) tested a portable
X-ray fluorescence (XRF)
Click to view larger elemental analyser and a
Figure 2 Fourier transform infrared (FTIR) spectra Raman spectrometer to
of rock art sample taken from RSATYN2, in the
Drakensberg Mountains showing progressive
investigate art from the
contaminant removal after different acid treatments caves of Villars and
(H2SO4 and HCl) (x: Wavenumber cm-1; y: FTIR Rouffignac in the
intensity)
Dordogne region of
(adapted from Bonneau et al. 2011:424, figure 6).
France. Although XRF
cannot detect carbon
directly, the absence of heavier elements such as manganese or iron—which are black
and therefore difficult to distinguish from carbon—lent support to the carbon nature of
the black pigments and enabled the researchers to isolate and sample scorch marks on
the rock surface that are thought to have originated from torches. Raman spectrometry,
on the other hand, enabled the detection of organic matter and could be used to separate
carbon additions from black inorganic pigments.
Other Inclusions
Inclusions in paints and other dated surfaces (e.g., mineral accretions) are rare, but can
include plant fibres, pollen, spores, insects, and microorganisms. Generally, inclusions
will originate from a heterogeneous range of processes and sources that are unrelated to
the artwork, potentially making date interpretation complex. It is unusual to find
undisputed evidence of deliberate additions such as those found at the Yam Camp site
near Laura, Australia. Here, Watchman and Cole (1993) recovered a quantity of matted
plant fibres mixed with the quartz-kaolinite paint. Typically inclusions are few and careful
evaluation of context prior to sampling is essential to ensure no cross-contamination has
occurred via contact with visitor’s hands and clothes, or animals (Bednarik 2002:12).
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Pigment Binders
The dating of non–charcoal-derived binders, including animal fats, egg whites, blood and
honey, is highly contentious. These materials often do not survive pretreatment, or
indeed environmental conditions, and/or it can be difficult to chemically characterize and
distinguish them from contaminants (Bednarik 2014:230; Gillespie 1997; Livingston et al.
2009). Of note is the oft-reported dating of a dark red pigment at Laurie Creek (Northern
Territory, Australia)—identified as human blood—that returned a 14C age of 20,320
+3100/−2300 BP (Loy et al. 1990). Subsequent tests on the sandstone surface indicated
that datable organic matter was also present in unpainted areas of the shelter (Nelson
1993), while the small sample size and, in hindsight, processing of the protein using
ultrafiltration techniques that are prone to humectant contamination (see Bronk Ramsey,
Higham, Bowles, & Hedges 2004) could also have contributed to the old apparent age
(see Gillespie 1997).
Beeswax
Surprisingly, beeswax figures are the most commonly dated art media in Australia (~48%
of radiocarbon dates obtained on rock art), despite its limited geographic distribution to
the northern and western regions of the country (Langley & Taçon 2010). Typically,
‘beeswax’ is a variable mixture of plant resins, gums, and wax. The dating of this material
has gained popularity because it is easy to sample and has few interpretative limitations
because the age of the wax will approximate the age of creation by bees, it is produced
seasonally, and use and collection are concurrent since it becomes brittle and unusable
over time. Theoretically, this material is also poorly soluble and is resistant to microbial,
bacterial, and fungal growth. Tests on the same sample (BW-4 from the site of
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A combination of superimposition studies with the dating of beeswax figures has resulted
in a re-evaluation of early European contact events. Taçon et al. (2010) took a total of 10
beeswax samples from the Djulirri art site in the Wellington Range, Arnhem Land,
Australia, including two samples from a human figure covered by a yellow/orange emu
painting; two beeswax pellets over a painting of a European tall ship; one piece of
beeswax from a figure with hands on hips and wearing a hat; two pieces from a snake
that overlays a large yellow painting of a prau (assumed to be of a southeast Asian sailing
vessel); one piece from a female human-like figure over a white painting of a prau; a
sample from a line that was above both the beeswax snake and over the white prau; and a
sample from an unidentifiable design under the tall ship. The results enabled Taçon et al.
(2010) to determine that the painting of the yellow prau was made prior to AD 1664 and
was therefore not only the oldest dated contact rock art depiction from Australia, but also
some of the earliest evidence for Southeast Asian visits to northern Australia. Similarly,
the dates for the beeswax human figure wearing a hat with hands on hips and the
painting of the tall ship indicated that a close encounter between local Aboriginal people
and Europeans probably occurred in the AD 1700s, much earlier than AD 1818 as
presupposed, opening up the possibility of Dutch rather than British contact at this time.
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Mineral Accretions
Oxalate minerals (whewellite and weddellite) that can form as crusts over artwork or can
contaminate carbon samples, as already discussed, can also provide dating opportunities.
Oxalates are isolated in the laboratory by treatment in warm, acidified permanganate,
which turns the oxalate into CO2 but leaves carbon from other sources such as amino
acids, peptides, and carbonates (Hedges et al. 1998; method reported in Gillespie 1997).
Therefore, this extraction methodology is more selective than plasma-oxidation or
traditional combustion methodologies. Watchman (1987) reported the first dates on
oxalate crusts from rockart sites in Australia. The methodology was subsequently
improved by isolating individual microscopic layers in stratigraphic sequence to provide
additional dating control and limit cross-contamination (Ruiz et al. 2012; Watchman 1993;
Watchman & Campbell 1996).
Most researchers assume that metabolic processes in algae and microorganisms form
oxalate minerals, but this remains speculative. Consequently, the age of carbon in these
accretions may be near contemporaneous with initial formation or could take place over
many years and theoretically could include both rejuvenation and re-deposition of carbon
(Bonneau et al. 2011; Watchman 1993:468; Watchmen & Campbell 196:411). Regardless,
calcium oxalate dating can be a valuable tool for confirming chronological limits for
pictographs that cannot be otherwise dated directly (e.g., the iron oxide painted “eye-
idols” at Abrigo de los Oculados, Spain [Ruiz et al. 2012] or engraved artworks such as at
Yiwarlarlay in the Northern Territory, Australia [Watchman, David, McNiven, & Flood
2000]).
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Insect Nests
Mud-dauber wasp and termite nests have also been used to provide age-delimiting
radiocarbon ages for artwork (Bednarik 2014; Brady, Thorn, McNiven, & Evans 2010).
Both types of insect gather mud that contains pollen and other organics from nearby
environments, and their nests are particularly common in tropical or subtropical
locations. In some instances, silica or oxalate minerals that can also be dated may
mineralize the nests over time. Often, however, in these instances the interval separating
the age of the dating event and the mineralization of the nest may be so great as to be of
limited use. This was the case for an artwork dated by Bednarik (2014:230) at Princess
Charlotte Bay, north Queensland, Australia. Here, a silicified mud wasp nest underlay the
white kaolinite painted lines of artwork documenting early pearling activities towards the
end of the nineteenth century. The resultant 14C age for organics removed from the nest
could only support an age for the artwork sometime in the past 19,000 years!
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most rock art chronologies are still largely based on graphic interpretation of individual
radiocarbon-calibrated age ranges. The potential value of Bayesian chronologies has been
highlighted by work at the Billasurgam Cave complex, southern India. Here, Taçon et al.
(2013) dated five pieces of flowstone associated with an engraving consisting of three
interlinked concentric diamond patterns (Figure 3A). Samples C1, C2, and C3 overlay the
engraving, C2 was thought to be younger than C1, and C3 older. C4 was taken from
above these, whereas C5 was taken from a surface that was considered to underlie the
painting (though about 1 metre away) (Taçon et al. 2013:1791). To refine the age of the
engraving, the authors then integrated the relative age sequence they had identified into
a Bayesian model using the program OxCal (Bronk Ramsey 2001). In the model, sample
C5 was designated as predating the engraving and C4 as postdating it. The other three
ages were incorporated within a single phase that Taçon et al. thought correlated most
closely to the period when the engraving was created. This sequence produced a
probable age for the engraving of between 5400 and 5000 cal BP, a significant refinement
when compared to visual inspection of the calibrated age ranges of the unmodelled dates
(Figure 3B).1 However, they noted that C2 produced a very low individual agreement
index (A; an index that gives a measure of how well the date fits within the model. The
threshold for a good agreement is 60%), suggesting that the date was too young, most
likely because of rejuvenation and/or contamination.
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Conclusion
Radiocarbon dating rock art is difficult; it pushes every parameter of the technique,
requiring attention to detail by the archaeologist and the collaborating 14C scientists.
Over the past few decades, a range of processing techniques for rock art dates have been
developed, but there is still no consensus on how to handle the diverse range of materials
incorporated into these art works, with alternative approaches favoured by different
laboratories and researchers. While most studies of rock art recognize the need for
replication of dates or comparison of sample preparation methodologies, the science is
still hampered by sample size and sample chemistry. Advances in chemical
characterization, especially the use of portable technologies and improved analytical
detection, combined with the dating of sample-specific fractions, nevertheless promises
to open up new avenues of 14C enquiry.
The relationship of a radiocarbon date to the artistic event of interest is also often
difficult to interpret because many dates are of materials that either pre-or postdate the
activity in question. While this problem is not specific to rock art dating, the microscopic
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Acknowledgements
I wish to thank the many collaborators who have given me the opportunity to be involved
in a diverse and interesting array of thought-provoking projects, in particular the Jawoyn
Association and Margaret Katherine, the senior traditional owner of Nawarla
Gabarnmang. Adelphine Bonneau kindly gave permission for the reproduction of Figure
2. I would also like to thank the editors of the Oxford Handbook of the Archaeology and
Anthropology of Rock Art for the opportunity to put forward my opinions and discuss the
many issues that should be considered before radiocarbon dating images. Last, but not
least, I would also like to give special mention to David Petchey who was my mentor in all
things and inspired my interest in archaeology and solving problems.
References
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Bayliss, A., Bronk Ramsey, C., van der Plicht, J., & Whittle, A. (2007). Bradshaw and
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Notes:
(1) This value is further qualified by an associated age offset because of the presence of a
possible dead carbon fraction (see text). Taçon et al. (2013:1792) suggest a conservative
terminus ante quem of circa 4100 cal BP.
Fiona Petchey
Radiocarbon Dating Laboratory, University of Waikato
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