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History and Discipline in Political Science

John S. Dryzek; Stephen T. Leonard

The American Political Science Review, Vol. 82, No. 4. (Dec., 1988), pp. 1245-1260.

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HISTORY AND DISCIPLINE

IN POLITICAL SCIENCE

JOHN S. DRYZEK

University of Oregon
STEPHEN T. LEONARD
University of North Carolina
Chapel Hill

O n c e sparce and sporadic, histories of political science


have proliferated in recent years. W e contend that such histories are a necessary feature
of the discourse of political science, because there are essential connections between the
history, identity, and actual practices of any rationally progressive discipline. In light of
the fact that the objects political scientists study are historically and contextually con-
tingent, there has been-and should be-a plurality of histories to match the diversity of
approaches in political science. Unfortunately, most histories of political science prove
either "Whiggish" and condescending toward the past, or "skeptical" and negative. The
consequence has been an inadequate understanding of the relationship between plural-
ity, rationality, and progress in the discipline. Taking into account both the deficiencies
and achievements of Whiggish and skeptical accounts, we argue that context-sensitive
histories would better serve the rationality and progress of political science.

Who controls the past controls the future. ies can contribute to the identity, practice,
Who controls the present controls the past. and progress of political science.
-George Orwell, 1984 Our account is designed to enable
political scientists to parse disciplinary
histories for positive and negative lessons.
T h e occasion The foundations of this account, how-
of this essay is a recent plethora of works ever, require that we say something about
attending to the history of political the relationship between disciplinary
science. Recent additions to what was history and identity, for two related
once a sporadic and discontinuous genre reasons. In the first place, it may not be
include books by Blondel (1981), Collini, obvious-especially in light of the variety
Winch, and Burrow (1983), Higgott of conclusions they have drawn-that dis-
(1983), Kavanagh (1983), Natchez (1985), ciplinary histories can provide practition-
Janos (1986), Ricci (1984), and Seidelman ers with any guidance for their research.
and Harpham (1985) and shorter pieces We shall argue that they can and indeed
by Riker (1982), Keohane (1983), and that such history is an ineliminable
Gunnel1 (1983).l On reading these works feature of any account of the discipline's
one is struck by the variety of conclusions identity. This connection arises not just in
drawn regarding the discipline's past and terms of an intimate relationship between
how it shapes the present state and future the history and philosophy of science-
promise of the discipline. Our intent is to two forms of commentary on the practice
ask what, if anything, disciplinary histor- of science. We shall argue that in political

AMERICAN POLITICAL SCIENCE REVIEW

VOL. 82 NO. 4 DECEMBER 1988

American Political Science Review Vol. 82

science more than elsewhere there is an tical" and excessively dismissive. We


essential link between disciplinary history build on our criticisms to argue that
and the actual practice of inquiry. And if political science has a past whose achieve-
this first thesis can be sustained, standards ments can be vindicated and a promising
of judgment for adjudicating competing future-but only if political scientists are
histories must also be articulated. willing and able to write disciplinary
We follow the lead of "postempiricist" histories that do full justice to past con-
philosophy of science to argue for the cen- texts.
trality of disciplinary history. This claim
is both prescriptive and descriptive, for Disciplinary History

the writing of disciplinary history is not and Disciplinary Identity

limited to the texts we cited at the outset


but rather pervades the discourse of We began this essay by noting that
political scientists. The purpose of this there have been a number of self-
section is thus to establish the importance consciously historical studies of the
of disciplinary history and its place in the discipline published in the last few years.
actual practices of political scientists. Several of the authors' aims are clear
The utility of such histories in under- enough: they intend to provide not only a
standing the identity of political science description of the past but also a set of
is, however, a different question. One of prescriptions for the discipline's future
the difficulties in establishing standards of (the one exception being Collini, Winch,
judgment for adjudicating disciplinary and Burrow 1983). The past rarity of such
histories is that our histories have a sustained treatments should not obscure
character different from those in the the fact that political scientists have fre-
natural sciences. Whereas the natural quently deployed historical reconstruc-
sciences generally enjoy hegemonic tions in arguments about the discipline.
histories to which their practitioners To test our contention the reader need
subscribe, political science has multiple only consult any collection of "scope and
histories. This difference turns out to methods" texts. Most of them-and we
follow from the socially constituted and found few exceptions-include some dis-
historically determined nature of the ob- cussion of the history of political science,
jects of political inquiry. Thus an ade- deployed to warrant a particular
quate understanding of the relationship methodological stance. Or consider the
between history and identity in political review essays that periodically grace the
science requires an appreciation of the professional journals, APSA presidential
historically and contextually contingent addresses on the state of the discipline, the
character of disciplinary practices. texts introducing students to a subfield,
In the final section we flesh out the im- and the numerous collections of essays on
plications of the preceding arguments by the state of subfields. All of these use
pinning down the contributions disciplin- historical reconstruction to warrant some
ary history has made-and could make- particular perspective.
to the progress of political science. This The same has always been true of
exploration is carried out by examining political philosophy. So, for example,
actual histories of the discipline. We shall Aristotle felt the need to wrestle with
argue that for all their virtues, these Plato (e.g., Nichomachean Ethics
works have often distorted the history 1095a32), and Machiavelli with those
and identity of the discipline. Virtually all who "imagined republics and principali-
of them are either "Whiggish" and overly ties which have never been seen or known
condescending toward the past, or "skep- in reality" (Machiavelli 1950, 56). Even
History and Discipline

Hobbes-that most antihistorical of Whiggish history (p. 5). Others have also
thinkers-felt he had to engage "the noted the ubiquity of such histories in the
philosophy schools, through all the uni- social sciences (see Bernstein 1976, 97-98;
versities of Christendom, grounded upon Lepenies and Weingart 1983, xiii).
the texts of Aristotle, [which] teach It is noteworthy that the attempt of
another doctrine" (Hobbes 1962, 22). Collini, Winch, and Burrow to sever dis-
Our point in noting these uses of ciplinary history from current disputes
historical reconstruction is that disciplin- about the identity of political science is
ary history in political science, as in other belied by their own work. While insisting
fields, is generally used to legitimate a that they "remain agnostic on . . . funda-
particular perspective while delegitimat- mental and ultimately epistemological
ing competing approaches (see Lepenies problems" (p. 7), they do in fact pass
and Weingart 1983, xv-xx). Such a con- judgment regarding such questions on
clusion does not sit well with some his- their subjects (Dugald Stewart, Malthus,
torians. Most notably, Collini, Winch, Bagehot, Sidgwick, etc.; see, e.g., p. 376).
and Burrow (1983) bemoan the insidious Now it might be objected that in fact
effects of such uses of disciplinary history. these judgments are merely contingent
Their own work stands out from the other features of their work: remove them and
histories now available for a number of one is left with a history having no par-
reasons. First, the authors are not political tisan intent. The difference between the
scientists, but rather self-styled intellec- approach advocated by Collini, Winch,
tual historians. Second, their concern is and Burrow and the approach of the
with a somewhat distant episode, "the political scientist interested in disciplinary
aspiration to develop a 'science of politics' history would then be that the former
in nineteenth-century Britain" (p. 3). But wish merely to explicate the self-
more significant for our purposes is that understandings of past figures while the
the authors proclaim an intellectual "aver- latter must care about the adequacy of
sion to discipline history" of the sort that those self-understandings.
would provide "nourishment or some This distinction, however, collapses on
other form of comfort" for present-day closer scrutiny. "Intellectual history,"
practitioners (pp. 4, 7) and so attempt to Rorty, Schneewind, and Skinner (1984,9)
sever the connection between disciplinary argue, "cannot be written by people who
history and identity. In fact, they deny are illiterate in the culture of their pro-
that theirs is a discipline history at all (pp. .
spective readers. . . To put present day
4-5). readers in touch with a past figure is
As they note, legitimating histories are precisely to be able to say such things as
often informed by "the present theoretical This was later to be known as . . .' and
consensus of the discipline, or possibly 'Since the distinction between X and Y
some polemical version of what that con- was yet to be drawn, A's use of "Z" can-
sensus should be" and as such "reconsti- not be interpreted as . . .' But knowing
tute" the past "as a teleology leading up to when to say such things-knowing what
and fully manifested in this consensus. to bracket when-requires knowing what
Consequently, "the intellectual map of the has been going on in all sorts of areas."
present, or some version of it" is superim- In other words, the very possibility of
posed on the past, thereby obliterating the writing about something that would
interests, concepts, categories, and self- count as an episode in a discipline presup-
understandings of past figures (pp. 4-5). poses some understanding of its identity.
There is more than a kernel of truth to Indeed, one need only read the introduc-
this criticism of what the authors call tory chapter of their book to recognize the
American Political Science Review Vol. 82

extent to which Collini, Winch, and Bur- without all kinds of engagement to each
row actively 'bracket" their subject for, other" (quoted in Lukes 1968, 119). Most
or make it intelligible to, contemporary modern practitioners place their faith in
practitioners. This task requires some the methodology of the natural sciences.
understanding of what these practitioners If these methodological aspirations
actually do (and should) mean by political could be realized, they would clearly vin-
science. dicate those political scientists who read
Our criticism of Collini, Winch, and the history of the discipline in terms of a
Burrow is not meant to disparage the modern break from a prescientific past.
substantive content of their historical On this account, the standards against
reconstruction but simply to stress that which the materials generated by the
there can be no nonlegitimating or neutral historian are to be judged would be pro-
stance from which a disciplinary history vided by the scientist. Moreover, the
can be written. All such histories will be identity of the discipline would be inde-
selective, and guided by some commit- pendent of its past, a methodological not
ment (or opposition) to a particular iden- a historical matter. The history (or better,
tity. prehistory) of political science would
But if disciplinary history must always have interest only as a source of examples
be written from some such perspective, of attempts to articulate a scientifically
might it not follow that we really have no grounded knowledge of politics.
need to tarry with the problem of which Unfortunately for its advocates, this
histories to accept as adequate? Here, it position is now discredited among philos-
might be argued that to write the history ophers of science. The undermining of
of the discipline is one thing, to actually this "method fetishism" (Putnam 1981,
do political science quite another. On this 188) had been in the offing for some time
objection, at least, intellectual historians (see Manicas 1987, 241-44) before the
such as Collini, Winch, and Burrow and death blow dealt to it by Kuhn (1970).
the political scientist might well agree-at Kuhn's work served as an important
least to the extent that both would like to catalyst in the development of post-
sever the connection between history and empiricist philosophy of science (Hesse
identity. 1980,167-86; Bernstein 1983,20-25). The
And indeed, for their part, political virtually unanimous conclusion of the
scientists have often treated the postempiricists is that the rationality and
discipline's past as if it were a history of progress of science do not depend on con-
"prescience" or "ideologies" or "philos- formity to the "logic of scientific inquiry,"
ophy," with the present (or imminent whether positivist, logical empiricist, or
future) bearing witness to the emergence Popperian. As Kuhn (1970, 200) put it,
of a real science. It is not only twentieth- "There is no neutral algorithm for theory
century practitioners who have tendered choice, no systematic decision procedure"
this line. Since Hobbes (at least) it has for determining the "scientific" status of a
been widely argued that social and knowledge claim. Or as MacIntyre (1977,
political science is a possibility if not a 468) argues, "There is no set of rules as to
reality. At the root of these arguments how science must proceed and all at-
one finds a common belief that science tempts to discover such a set founder in
proceeds by following a particular their encounter with the actual history of
method. Hobbes' method was one of science."
thinking of "men as if but even now MacIntyre's comment returns us to the
sprung out of the earth, and suddenly, history-identity connection. Against the
like mushrooms, come to full maturity apparent relativism implicit in a Kuhnian
Historv and Discivline

perspective, more recent postempiricist tations (metatheories, paradigms,


philosophy of science has tended to em- research programs, or research traditions)
phasize that the rational status of scien- vie for supremacy. The proponents of any
tific theories is secured in their historical new view must, of course, argue that their
development (Burian 1977,30). To evalu- program is superior. But if the postem-
ate a theory, or set of theories, or even a piricists are right, this superiority cannot
methodological and metatheoretical be one of methods2Rather, rational super-
stance is to write a particular sort of iority must be established through the
history in which the stance in question is writing of a disciplinary history in which
seen as rationally superior to its com- it can be shown that one program pro-
petitors, past and present. Following vides an account that is able to explain
Lakatos (1970), stances "are to be assessed both the successes and failures of its ex-
by the extent to which they satisfy histori- tant competitors (MacIntyre 1984, 43).
ographical criteria; the best scientific This superiority, however, must be
methodology is that which can supply the established not only over the current
best rational reconstruction of the history received wisdom but also with respect to
of science and for different episodes dif- all orientations that have previously held
ferent methodologies may well be success- prominence in the discipline (MacIntyre
ful" (MacIntyre 1977, 469). 1984, 44-45). In other words, the Young
Lakatos' claim that "philosophy of Turks, or at least some of their number,
science without history of science is must do disciplinary history of two
empty; history of science without philos- related sorts. In a narrow and fore-
ophy of science is blind" drives home the shortened sense, they need to demonstrate
point (1978, 102). Not only is disciplinary (following Lakatos) that their extant com-
history going to be articulated from a par- petitor has been running out of steam
ticular account of identity, but any iden- with time in terms of its ability to solve
tity must be grounded in a disciplinary problems or predict novel facts. Such
history. Disciplinary history and prescrip- arguments, however, also presuppose a
tions for identity are properly understood longer narrative in which all past ap-
as but two moments in the same reflective proaches (i.e., prior to the current com-
process. petitor) are safely dead and buried.
It follows from these claims that ''how On most accounts, the contemporary
we judge the status of a science depends natural sciences exemplify this kind of
on how we judge the quality of the history progressive history. Their practitioners
it assists in providing" (MacIntyre 1984, may safely assume that their history con-
44). This turns us toward the question of sists of the effective supercession of
the kind of history that can underwrite less- by more-fruitful research traditions.
the rationality and progress of political Thus they need not consider resurrecting
science. An answer can be approached by anachronistic research traditions to fur-
examining the differences between the ther their science. For example, in evolu-
history of political science and that of tionary biology, today's punctuated equi-
other rational disciplines-especially the librium theorists quite reasonably feel lit-
natural sciences. tle need to trouble themselves with pre-
Darwinian understandings. As Kuhn
(1969, 407) argues, "Science destroys its
Hegemony and Plurality past ."
in Disciplinary History It can, then, be argued that the contem-
porary natural sciences enjoy a hege-
All disciplines go through occasional monic (albeit multifaceted and complex)
upheavals during which competing orien- history and identity. And disciplinary
American Political Science Review Vol. 82

history can figure in natural scientific pro- of development in much of the third
gress to the extent of its ability to identify world.
the rational warrants of paradigm shifts. In this light, the progress of political
This kind of contribution can also apply science consists of an expanding capacity
in political science, but there is an impor- to cope with contingency in the content of
tant difference to be taken into account. empirical problems (Dryzek 1986,
For in political science we lack general 315-17). Thus political science is always
agreement on who counts as an important rationally going to be home to a variety of
figure and what counts as a progressive research orientations. Any approach try-
development. Instead, we allow ing to demonstrate its utility or superior-
numerous competing accounts of the in- ity must do so not just through reference
tellectual movements, research programs, to the extant range of traditions (and the
traditions, and central figures that have history of each) but also in relation to past
shaped (or on some accounts misshaped) traditions. Every approach needs its
the discipline. We have a variety of historians, to write (or rewrite) at least
histories to match our plurality of iden- some of the discipline's past.
tities. However, such histories will be limited
This contrast with natural science in their scope, for, as we have already in-
might be taken as grounds for arguing timated, the "objects" of political
that political science is "immature." But science-unlike those of the natural
such a claim ignores the particular sciences-are constituted by the beliefs
features that give rise to our disciplinary and self-understandings of social agents,
plurality. Unlike natural science, political among whom may of course be numbered
science cannot "destroy its past." political scientists themselves. The very
"Global" progress, at least in the com- existence of these objects-say, a bureau-
monly understood terms of linear succes- cracy, army, monetary system, political
sion of increasingly successful research party, monarchy, capitalist economy,
traditions, cannot occur in political socialist state, or democracy-is con-
science. For the empirical problems and tingent on the subscription by social
conceptual disputes that are the grist for agents to some particular beliefs or
comparative judgments across research theories. There is no analog to this in the
traditions are themselves historically natural sciences, where the objects-
specific and socially constituted. Thus however they may be conceptualized-
any computation of a standings table of are not constituted by theories. They exist
different traditions is contingent upon quite independently of whatever the
time, place, and a particular set of em- scientist may say about them (Hacking
pirical and conceptual problems. To take 1984, 115, 116). Moreover, in political
a crude example: behavioralist ap- science, as agents' "theories" change, the
proaches seem to work well in the ap- objects will be altered, come into, or go
parently placid fifties but are severely out of existence. Add to this the post-
strained by the turbulent sixties. Resur- empiricist claim that theories are "under-
rection of apparently obsolete research determined" by evidence (Hesse 1980, 32,
traditions is also possible if socially con- 144,187), and you have all that is needed
stituted empirical problems shift in a for a radical plurality of research tradi-
direction that gives them renewed tions, hence of disciplinary histories and
problem-solving power. So Marxism identities.
returns along with protest and conflict in What you also have, however, is the
the industrial world, and an obvious lack groundwork for the special centrality of
History and Discipline

disciplinary history in political science. In tion of such reform science makes most
this regard, political science resembles sense in terms of a competitor to the more
philosophy more than it does the natural radically anticapitalist agenda for
sciences. For to develop any creative political science to which Seidelman and
alternative to dominant current under- Harpham seem to subscribe. Here one can
standings-arguably the essence of readily see the legitimating function of
philosophy-the philosopher has to disciplinary history, for the very idea that
engage in "genetic" spadework of the sort there is an extended and coherent third
that would explain why some orthodoxy tradition of reformism is of interest
came to be victorious and how and why it primarily to those who seek an alternative
is vulnerable (Taylor 1984, 19). In so do- to it. On Seidelman and Harpham's own
ing, the philosopher can warrant the account, those who practiced and ex-
superiority of his or her favored alterna- tended the tradition did so without benefit
tive not just through reference to the ex- of the kind of history these two authors
tant range of traditions (and the history of have now written. So the most logical ap-
each) but also in relation to past tradi- proval for Seidelman and Harpham
tions. would come from leftists like themselves,
This need to do an indepth history of a or possibly antireformist conser~atives.~
discipline like philosophy or political An equally dramatic and ambitious
science is most obvious in those cases retelling of a hundred or more years of
where some orthodoxy is being chal- U.S. political science is offered by Ricci
lenged (Taylor 1989, 21-22).* Young (1984). To Ricci this history is a tragedy in
Turks, in other words, are less privileged which a desire for scientific respectability
than their orthodox opponents (whose has muffled the contributions the discip-
successful battles with other traditions are line could have made to the great conver-
often safely behind them) and must work sation of democratic development. Thus
harder at their history. Rcci reconstructs the last century of U.S.
Sometimes the Young Turks may even political science in terms of an enterprise
have to pin down the identity of the or- that is avowedly and self-consciously
thodoxy they are challenging. The hard scientific from the outset. Again, the legit-
work of reconstruction of a rival is ex- imating function of disciplinary history is
emplified by Seidelman and Harpham apparent. Ricci's narrative of tragedy
(1985),whose history confirms the demise makes sense only in contrast to his own
of what they call "third tradition" U.S. agenda for the discipline, which involves
political science. This tradition begins more in the way of a focus on the key con-
with Ward, ends with Lowi, and along the cerns of democratic politics, speculative
way is host to Woodrow Wilson, Bentley, thinking, and grand theorizing. However,
Beard, Merriam, Lasswell, Key, Truman, Ricci's reconstruction would probably
and Burnham. According to Seidelman make no sense to behavioralist disciplin-
and Harpham, the third tradition is de- ary historians. For example, to Easton
fined by its use of the tools of science in (1953, 4-7) the main problem with U.S.
democratic reform of a sick but not in- political science in the first half of the
curable U.S. polity. The leading figures in twentieth century was its repudiation of
this third tradition were doubtless scientific reason. Where Ricci sees only a
unaware of their common membership, lamentable obsession with science,
and lacked even a name until Seidelman behavioralists see only an equally lament-
and Harpham came along. In what sense, able absence of science.
then, do we have a real tradition here? The need to proclaim research agendas
The answer is surely that a coherent tradi- through reference to intellectual history
American Political Science Review Vol. 82

applies not just at the grand disciplinary in terms of explanatory power.


level of Seidelman and Harpham and While we could multiply examples
Ricci but also in the subfields of political here, our general point should by now be
science. Thus Natchez (1985) writes a clear enough. As long as there is variety in
history of opinion research to demon- orientations toward political science-
strate that nobody (partially excepting and this condition is to be fully expected
V. 0. Key) has studied voting behavior as long as there is history and politics-
from the angle of the liberal constitution- then there will be variety in disciplinary
alist political theory that Natchez believes histories. However, it does not follow
should be the wellspring of this research. that one can write a disciplinary history in
And Keohane (1983) justifies his self- any way one chooses, nor does it mean
consciously Lakatosian "modified struc- that all disciplinary identities are created
tural realist program" for international equal. We now turn to the question of
relations through references to the how one might separate the wheat from
achievements and failures of realists from the chaff in both histories and identities.
Thucydides to Morgenthau and beyond.
However important disciplinary
history is for Young Turks, the defenders The Limits and Lessons
of orthodoxies have to write it as well. of Disciplinary History
One reason for this is that given the
plurality and disunity of the discipline, Having established the importance of
"orthodoxy" in political science is a rather disciplinary history for our identity, we
tenuous and fleeting condition. So even a can appreciate the efforts of those who
widely accepted understanding of discip- have engaged the difficult task of address-
linary identity needs it historians in order ing this history and applaud their con-
to demonstrate its own historical coher- tributions to the rational pluralism of the
ence-that it really is a paradigm, re- discipline; for if our arguments are right,
search program, or research tradition then it is only by judging the quality of
worthy of the name. Equally important, these histories that practitioners can
every approach must fend off challengers determine the merits of the research pro-
by demonstrating the expansion of its ex- grams they presuppose. But this also
planatory or problem-solving capabilities means that any appreciation and applause
over time. Thus Riker's (1982) interpreta- must be tempered by a critical interroga-
tion of history of Duverger's Law is de- tion of these histories. We shall now at-
signed to bolster the rational choice re- tempt to advance some critical standards
search tradition, not to mention a positiv- for disciplinary historians and practition-
ist understanding of our history. To this ers alike.
end, Riker relates not just the refinement Our critique begins by noting that
of theory through its confrontation with disciplinary histories are necessarily link-
(what he takes to be) the eternal verities of ed to agendas for disciplinary identity, as
political life and party systems but also our earlier discussion of Collini, Winch,
the impact upon theory of events like the and Burrow sought to demonstrate. This
advent of a single party in India's plural link is at once a strength and a weakness.
voting system. Riker's interpretation pro- It is a strength because it provides both a
ceeds with the avowed intent of demon- reason and a vantage poict for historical
strating that what he calls political science reconstruction. Without this connection,
but what we may call the rational choice a history could hardly be a history at all;
research tradition does in fact have a his- devoid of an intelligible point of refer-
tory that is both coherent and progressive ence, it would itself be rendered unintelli-
-- --

Historv and Discivline

gible. Readers of such an imaginary described them: Whigs. On the other


history would lack the conceptual there are those best described as skeptics.
resources needed to make sense of the Whigs write the history of the discipline
story at hand. as though it were teleological, culminat-
But the link is also a weakness, for any ing in some correct current understanding
history so informed is going to be partial or, more usually, some bright imminent
and limited in some potentially debilitat- future in which past difficulties are re-
ing ways, especially when one considers solved. For them the past has little intrin-
the extreme variety in political science ap- sic value. Indeed, their inspiration stems
proaches-and hence in disciplinary his- from the ideal of liberating the discipline
tories. No Archimedean point is possible from the dead weight of past errors and il-
here. Disciplinary historians, no less than lusions.
other social agents, are limited by the con- Our Whigs are legion. To begin over 50
texts from which their own understand- years ago, Merriam (1925), with a little
ings arise. They cannot possible encom- foreshortening, classified the history of
pass the whole range of contemporary- political science into four increasingly
let alone past and future-perspectives. powerful stages. The first was a priori and
Variety in political science is a mixed deductive, ending in 1850; the second was
blessing. While we have argued that it is historical and comparative, dominating
both rational and necessary, unsympathe- the second half of the nineteenth century;
tic observers of the discipline might the third involved observation and
charge relativism and a lack of global pro- measurement, entering with the twentieth
gress. To make matters worse, disciplin- century; and the fourth, just beginning in
ary history as currently practiced might 1925, was to stress psychological analysis.
well lead one to conclude that political Only in this fourth, highest, stage would
science is without past achievement. Most true science arrive. Merriam repudiated
of the extant histories are at best con- his immediate predecessors such as Beard
descending toward past practitioners. and Bentley for their want of science.
Often they are outright condemnations. Later, the behavioral revolutionaries
This is particularly true in those cases would see only intimations of real science
where it is modern political science that is amid the supposedly dominant hyperfac-
in question (although still true in the tualism and institutionalism of their for-
longer history of political thought). If bears. But few among the revolutionaries
these histories are taken to heart, our past believed they were starting with a blank
would hardly seem to constitute proud, slate. Selected precursors like Bentley and
happy, and progressive disciplinary Merriam could be congratulated. Easton
development. (1953) pays homage to a long line of
Our own more sympathetic view is that thinkers from Aristotle to Bentham and
properly understood, such histories can beyond, even as he believed the momen-
indeed provide reasons for the adoption tum toward a science of politics was inter-
of one orientation or the rejection of rupted in the twentieth century.
others and so the stuff of a progressive Later still, the Kuhnian moment in
discipline. But as yet that promise remains APSA presidential addresses announced
unfulfilled, for reasons we shall now ex- the arrival of the first paradigm (e.g., Al-
plain. mond 1966). More recently, the contem-
Virtually all of these histories fall into porary "science of political science" has
two mutually exclusive categories. On the been celebrated by Weisberg, who (even
one hand we have those historians who while admitting he has no idea what
are just as Collini, Winch, and Burrow science means) asserts that "political
American Political Science Review Vol. 82

science has become more scientific over In contrast to our Whigs, skeptical
the years" (1986, 3, 10). Blondel (1981) historians find little to commend in the
and Kavanagh (1983) are equally pleased present and still less to approve of in the
with the momentum of post-1945 political modern history of the discipline. Skeptics
science in comparison to its primitive write the history of political science in
past. Within public administration, Miller terms of unremitting error. So Ricci
and Moe (1986,167) announce the arrival (1984)laments the results of the persistent
of the "positive theory of hierarchies" to efforts of the discipline to be a science just
rescue the subfield from its "lack of like all the others. Gunnell (1983) con-
theoretical progress." demns contemporary political theorists
Whigs generally restrict their approval for retreating from real political concerns
to a few precursors. For example, Riker and intelligible language into abstruse
(1982) takes pains to identify the individ- metatheory and incomprehensible idioms.
uals who, over a span of more than a cen- Natchez (1985) laments the all-pervasive
tury, have anticipated, stated, or refined atheoretical bent of voting studies, from
Duverger's Law. Yet Riker's approval of beginning to end. From an earlier era,
these people is for the most part luke- Crick (1959) is none too pleased with the
warm, for it is only in the last three Americanized scientism of politics (see
decades that the law has been taken under also Storing 1962). Remember, too,
the wing of rational choice theory, and Bentley's denunciation of the "soul stuff"
thereby "examined with increasing scien- of his predecessors and contemporaries;
tific sophistication" (Riker 1982, 765). For though, unlike Crick, Bentley wanted to
him, the past merits congratulation only turn toward, rather than away from,
for its intimations of a glorious present. science. Seidelman and Harpham (1985)
Riker does, of course, recognize that alter- are somewhat more sympathetic than
native disciplinary identities have been these other skeptics. Though in their eyes
advanced by those outside the rational the third tradition ultimately fails, the
choice tradition. But beyond cursory very reason they need to take it on lies in
denigration of 'belles lettres," Riker is its victory within the discipline over the
aware of no serious rivals. That is the first (institutionalist) and second (rad-
privilege of those who subscribe to ortho- ically democratic) traditions.
doxies. The skeptics are the Whigs' obverse;
Some Whigs are more charitable still in they conclude that the redemption of
ascribing to their predecessors the posses- political science requires that it abandon
sion of paradigms-albeit partial and its recent past entirely. Those we have
flawed ones. If the Kuhnian terminology noted hold to a common view that what
is taken at face value, these precursors should succeed the jettison of our past is a
thereby have scientific rather than pre- turn to practical political concerns with a
scientific standing. Thus Janos (1986)por- view to becoming relevant to society and
trays a switch of paradigms in the study its problems. To Seidelman and Harpham
of political development from the this turn would involve a radical agenda.
"classical" approach of Smith, Comte, To Natchez this same move would be con-
Mam, and Weber to contemporary servative: he believes that liberal constitu-
cultural theorists of postindustrial soci- tionalist political theory should guide
ety. Whether charitable or not, however, voting studies precisely because it is the
Whiggish histories treat the disciplinary dominant political tradition in the United
present and future in terms of triumph States. For Ricci this turn is to be accom-
over the limited perspectives of past prac- plished by moving beyond the apolitical
titioners. nature of contemporary political science
History and Discipline

and theory. Bentley attacked "soul stuff" that humans are political animals. Aris-
for the sake of a science committed to totle, of course, could not have even con-
democratic reform. One can imagine ceptualized the idea of most people failing
skeptical histories not committed to to take advantage of minimal and con-
political relevance, but we can locate strained opportunities to participate in a
none. governmental system that would not even
Between these two stances there would merit the name of politics in his terms.
appear to be no others. Nor should we be Quite simply, humans are indeed zoon
surprised by this: Whiggism and skep- politikon in the terms of Aristotle's own
ticism are simply historiographical ex- milieu, however much they have become
pressions of the contemporary rifts in the "apolitical" in most modem societies.
discipline of which most of us are-some- All this is not to say that the Whigs are
times painfully-aware. But must we con- without achievement. For they do engage
sort with either the Whigs or the skeptics? in what we have argued is the essential
We think we need not consort with either task of reconstructing research traditions,
but to see why we need to be clear thus providing historical warrants for the
about the errors-and strengths-of both triumph of their favored approaches. Yet
stances. the Whig's historical ledger is distorted.
As we have suggested, Whiggishness is The positive side of that ledger represents
defined by its attempted justification of a similarities between past problem con-
particular disciplinary present (or near texts and present ones, making particular
future). This present (or imminent future) past practitioners look like precursors of
may in its turn be defined by present ap- the present and present insights useful for
proaches, which are presumably proving understanding past circumstances. But as
themselves by their ability to cope with the present changes, so will its precursors,
empirical and conceptual problems as de- and Whigs will have to continue rewriting
fined and weighted by both present prac- history. Thus Bentley cornes to prorni-
titioners and the larger society in which nence as a precursor of pluralist political
they move. However, once we recognize science in the 1950s-and fades along
that these present problems are them- with pluralist interpretations in the 1960s
selves historically contingent and socially and 1970s.
constructed, the Whigs' accounts of the In all of this, then, the self-confidence
past become suspect. For Whigs fail to of Whiggish political science turns out to
allow that past practitioners could not be unjustified. Today's Whigs do not
have even conceptualized our problems, necessarily possess a better understanding
for they had their own problems to ad- of politics than past practitioners. In-
dress. As we noted above, research orien- stead, they may just have a better under-
tations wax and wane under the influence standing of a particular kind of politics.
of changes in socially determined and Political change may render older concep-
historically specific problems. So the tions anachronistic, but the claim that we
"superior" understanding of the present is are getting closer to some timeless truth as
itself historically contingent-and likely a result is unwarranted. The Whigs are
to meet condemnation from future Whigs bad historians because they miss the con-
for its failure to contribute to the resolu- textual dimension of inquiry. Their
tion of their problems. sweeping claims about political science
Consider, in this light, Dahl's (1961, will no doubt look as silly to future Whigs
279, 280-81) claim (as criticized by Ball as past Whigs look to them.
1983, 36-37) that modern opinion re- The skeptics' errors are in a sense the
search has falsified Aristotle's assertion obverse of the Whigs. Where Whigs see
American Political Science Review Vol . 82

nothing but brightening skies the skeptics "third traditionists. " According to them,
see nothing but ever darkening ones. Lowi has explained why the reality of in-
Their conclusion that the history of terest group liberalism is so resistant to
modern political science provides little reform (p. 201). Lasswell did indeed un-
worth salvaging would be justified if two cover many of the irrationalities of mass
arguments could be carried. The first is and elite politics (pp. 134-37). Bentley's
the argument that over the period of in- "muckraking" science did indeed expose
terest some exclusive approach has many of the illusions of U.S. politics held
dominated the discipline as a whole, or at by the public and reinforced by political
least some well-defined subfield of it. The scientists (pp. 69-81).
second, contingent upon the first, is the Consider, too, some of Ricci's (1984)
argument that this orthodoxy has en- villains. Even as he disparages the "Pop-
countered a crisis of sufficient magnitude perist" foundations of. midcentury polit-
finally to extinguish its claims upon the ical science, Ricci admits that Popper's
discipline. So, for example, Seidelman grounding of liberal democracy in a
and Harpham (1985) argue that the third model of scientific inquiry does indeed
tradition has dominated U.S. political provide a rationalistic defense of democ-
science. This tradition expires in the racy against its totalitarian rivals exactly
hands of Burnham and Lowi, for-besides when such a defense is needed-in the
advocating particular reforms rooted in 1940s (pp. 119-25). And Ricci recognizes
their science-these authors use their that the behavioralist voting studies he
science to explain why such reforms can disparages did tell us some interesting
never make any headway in the U.S. things about politics-if only that
polity (Seidelman and Harpham 1985, Western electoral democracy cannot
221). flourish unless both elites and masses are
The skeptics' first argument is over- ignorant of the voting studies findings (p.
stated: there is no hegemony, and there 175). Natchez (1985) inadvertently
never has been. However dominant insti- demonstrates that the voting studies have
tutionalism or behavioralism or the all along been corroborating liberal con-
Michigan model or realism may have stitutionalist claims about the limited
been in their time, they have never been capabilities of the ordinary person, even
exclusive. Disciplinary pluralism is the as the opinion researchers themselves, in
norm, and the existence of skepticism their theoretical ignorance, were unaware
itself accentuates that pluralism. of this fact. And Gunnell (1983) admits
The second argument typically carries that political theorists have not been com-
with it the charge that political science has pletely isolated from the political realities
always been-or has become-sundered of their time, even if they have not
from the hard and interesting questions of become engaged in the ways Gunnell
real politics. But the skeptics themselves would prefer.
and the occasional figures for whom they Like the Whigs, our skeptics fail to do
express some sympathy (as, for example, justice to success in context. So Lasswell's
Natchez [1985, 183-2101 pays homage to accounts of deranged political man are
V. 0. Key) have clearly revealed much successful in a deranged decade. Popper
about real political issues. More impor- and Dewey are successful in the context of
tant, our skeptical historians show that the midcentury global political struggle.
even those they attack have made impor- The muckraking science of Beard and
tant contributions. Bentley makes sense in the context of a
In this light, consider Seidelman and political agenda largely defined by the
Harpham's (1985) portrayal of certain Progressive political movement. The am-
-

History and Discipline

bitions for behavioralism of Key and of political science demonstrates that the
Truman are understandable in a context discipline has been-and will continue to
dominated by a seemingly well-functioning be-a historical one. Some methodologies
democracy. The Almond and Verba are indeed going to be more or less useful
(1963) account of the determinants of than others. But this determination will be
stable democracy are successful in a prob- contingent on the ability of a methodol-
lem context defined by a smug and self- ogy to substantiate its claims historicaliy;
satisfied U.S. political system. And skep- that is, by its ability to provide good,
ticism about the history of political hard-headed analyses of political life in
science makes sense in the context of a particular contexts. Recognizing this
polity and a discipline that have lost their would have the meritorious effect of
bearings. tempering the claims of those who claim
In sum, professionalization has not to have discovered the method of truth, as
meant irrelevance to hard political ques- if this alone were sufficient to establish the
tions. It is professional political scientists progress of the discipline.
who have identified iron triangles, ex- The second way in which disciplinary
posed the deficiencies of liberalism, and history serves disciplinary progress is at
provided rationalistic comfort for (imper- the theoretical level. Political science is
fect) Western democracy in the face of about theories of how we have lived, how
totalitarian challenges. we do live, and how we can and should
We can commend the skeptics' recogni- live together. And theories are, as the
tion of the limits and deficiencies of Whig- postempiricists have shown, historical en-
gish political science. As Gunnel1 (1983, tities: they develop over time. But in
38) argues, digging into the discipline's political science theories are doubly
past "demonstrates the inevitability of historical in that they are also time-bound
mortality and the demise of the present." (i.e., context-dependent). In this respect,
But this does not justify skepticism about good disciplinary history can serve the
the discipline, for the skeptics themselves double function of enabling "paradigm
have shown (just by their very existence) workers" (or "normal scientists") to be
that the discipline is not without redeem- sensitive to the history of their own
ing character. research programs and to the histc +a1
None of this should lead political scien- limits of those programs. Given the is-
tists to scoff at the histories Whigs and toricity of political life, theoretical pro-
skeptics have produced. For it is only by gress in political science will not be of the
critically examining these-and future- "vertical"-or transhistorically successive
disciplinary histories that we will be able and successful-kind found in the natural
to do better history. Such histories sciences. Instead, our progress can only
should, above all else, attend to episodes be a "lateral" accumulation of potentially
of political science in context. Practition- useful research traditions, each of which
ers, approaches, research traditions, is contextually constrained in its problem-
theories, and methods should be appre- solving power (Dryzek 1986). It may be
hended and adjudged for their success or the case that some long forgotten or ap-
failure according to how well they under- parently outdated research program will
stood and resolved the problems they shed light on newly encountered problems
confronted. In this, disciplinary history or even old ones that remain unresolved.
can serve-and to some extent already It may even be the case that in order to
has served-the progress and promise of understand the deficiencies of a theory we
political science, in two related ways. need to recover its history to find out
At the methodological level, the history why, how, and whether it can still be
American Political Science Review Vol. 82

useful or should be abandoned. Thus number of clearly progressive theories and programs
good disciplinary history can improve our would have been strangled (Burian 1977, 39). The
same is no less true in philosophy, where "analytical
abilities to make good, contextual choices philosophy" has been under attack for its failure to
by making available a varied menu of offer a coherent account of its own foundations
alternative approaches to our subject mat- (Taylor 1984; MacIntyre 1984).
ter, along with evidence about when each 3. For a useful overview of the philosophical
issues here, see Bernstein 1976. Disputes about the
tradition is likely to be useful, and when it philosophy of social science have for the better part
is likely to fail or be irrelevant. of a century involved the question of whether the
We conclude that there is no neutral natural sciences can provide us with methodological
stance for evaluating, accepting, or reject- guidance. Postempiricist philosophy of science has
ing disciplinary identities. Rather, stan- now shown that our methods are or can be the same
but that the nature of our objects will determine the
dards can only emerge in the conflicts and knowledge claims we can advance (see Bhaskar
debates within and between traditions of 1979, 1986). Isaac (1987) provides an interesting ac-
i n q ~ i r y It
. ~is in this conflict and debate count of the applicability of "scientific realism" to
that the relationship between disciplinary political science. Ultimately, these ontological theses
must ride on their ability to adequately reconstruct
history and identity crystalizes, as we scientific history. And in this, arguments about the
hope to have shown in our discussion of belief- or theory-constituted character of social
Whigs and skeptics. In this respect, phenomena can underwrite a better explanation of
plurality is going to be the essence of, plurality in the history of political science.
rather than an obstacle to, the progress of 4. Even postempiricist philosophy of science itself
needed to go back over the history of science to
political s ~ i e n c e But
. ~ complacency does establish its claims (Bemstein 1983, 73-74).
not follow from this approval of plural- 5. Seidelman and Harpham nowhere admit that
ism. We should be vigilant in our critic- they are anticapitalists or leftists, but Theodore
isms without being dogmatic, hard- Lowi, their mentor, so describes them in his fore-
word to their book (1985, xvii).
headed in our inquiries without being in- 6. The classical critique of Whiggish historiog-
tolerant of difference~,and vigorous in raphy is, of course, Butterfield 1931. While we do
the development of our own positions not agree with all of Butterfield's conclusions (our
without being parochial. Such attitudes objections can be read through our critique of Col-
result from recognizing the historical and lini, Winch, and Burrow), those inclined to Whig-
gish histories of political science might benefit from
contextual situation of perspectives held Butterfield's account of the mistakes of past Whigs.
by those with whom we disagree-and by 7. These categories might be applied to pre-
ourselves. Good disciplinary history both modem political theory as well, but such an applica-
reflects these attitudes and cultivates tion would take us far afield. In any case, the con-
temporary examples should be sufficient to illustrate
them. What remains, therefore, is to write our points.
histories that would sort out the lessons of 8. For a fuller development of the implications of
the past in a way that future practition- this kind of argument as it bears on more general
ers-and publics-might find useful. questions of rationality, see MacIntyre 1988, esp.
chaps. 18, 19.
9. Thomas (1979) argues for plurality in social
sciences in a way that differs from but complements
Notes our own. For those who think that plurality is a
problem, we recommend Thomas's analysis of
We thank Lee Cheek, David Jacobs, and Dean Soviet sociology (pp. 180-95), which indicates the
Minnix for their comments on an early draft of this sorts of difficulties an exclusive paradigm might en-
paper. Terence Ball and James Farr provided much tail for political science.
useful critical commentary on a later version.
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John S. Dryzek is Associate Professor of Political Science, University of Oregon,


Eugene, OR 97403.
Stephen T. Leonard is Assistant Professor of Political Science, University of North
Carolina, Chapel Hill, NC 27599.
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John S. Dryzek; Stephen T. Leonard
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Notes

2
More than a Marriage of Convenience: On the Inextricability of History and Philosophy of
Science
Richard M. Burian
Philosophy of Science, Vol. 44, No. 1. (Mar., 1977), pp. 1-42.
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Political Theory and Political Science


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More than a Marriage of Convenience: On the Inextricability of History and Philosophy of


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The Progress of Political Science


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The American Political Science Review, Vol. 76, No. 4. (Dec., 1982), pp. 753-766.
Stable URL:
http://links.jstor.org/sici?sici=0003-0554%28198212%2976%3A4%3C753%3ATTSADL%3E2.0.CO%3B2-B

NOTE: The reference numbering from the original has been maintained in this citation list.

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