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Lecture Notes in Physics: Founding Editors
Lecture Notes in Physics: Founding Editors
Lecture Notes in Physics: Founding Editors
Volume 939
Founding Editors
W. Beiglböck
J. Ehlers
K. Hepp
H. Weidenmüller
Editorial Board
M. Bartelmann, Heidelberg, Germany
P. Hänggi, Augsburg, Germany
M. Hjorth-Jensen, Oslo, Norway
R.A.L. Jones, Sheffield, UK
M. Lewenstein, Barcelona, Spain
H. von Löhneysen, Karlsruhe, Germany
A. Rubio, Hamburg, Germany
M. Salmhofer, Heidelberg, Germany
W. Schleich, Ulm, Germany
S. Theisen, Potsdam, Germany
D. Vollhardt, Augsburg, Germany
J.D. Wells, Ann Arbor, USA
G.P. Zank, Huntsville, USA
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Supersymmetric Grand
Unified Theories
From Quarks to Strings via SUSY GUTs
123
Stuart Raby
Department of Physics
The Ohio State University
Columbus, Ohio, USA
Particle physics is the study of the fundamental building blocks of nature, i.e. the
particles and their interactions. We have learned much about the four known forces
of nature—the strong, weak, electromagnetic and gravitational forces. This began
with the work of Coulomb, Ampére and Faraday on the phenomena of electricity
and magnetism, which led to the work of Maxwell in 1863 on the unified theory
of electromagnetism. The discovery of the radioactive decay of the elements in
1895 led along a jagged path to an understanding of the weak and strong forces,
culminating with Einstein’s general theory of relativity in 1915. Along the way
a quantum theory of nature was developed to understand the world of atoms
and molecules, while Einstein’s special theory of relativity was needed to unite
Newtonian mechanics with electrodynamics. Finally, these two paradigms were
combined in the very successful formalism of relativistic quantum field theory.
Beginning in 1905 with the discovery of the electron by J.J. Thomson, the particle
zoo has grown dramatically. It now includes three families of quarks and leptons.
The lightest up and down quarks are the constituents of protons and neutrons,
while the lightest leptons include the electron and three types of neutrinos. The
two additional families of quarks and charged leptons exist for no apparent reason.
These particles and their forces are the ingredients of the Standard Model of particle
physics which became complete with the discovery of the Higgs boson in 2012.
The Standard Model incorporates the great success of quantum electrodynamics,
using the paradigm of relativistic quantum field theory to describe all particles and
their interactions via the strong, weak and electromagnetic forces. The Standard
Model (plus Einstein’s gravity) describes, with amazing accuracy, phenomena on
the smallest distance scales measured in the laboratory and the largest distance
scales relevant for stars, planets and galaxies. It is used to understand the universe
from the time of the Big Bang until the present.
Whereas the Standard Model is now complete, it is far from a satisfactory theory
of everything. We don’t understand why the four forces have dramatically different
strengths. We don’t know why there are three families of quarks and leptons or why
they have their respective masses. There is apparently an unknown dark matter and
dark energy pervading the universe, and these don’t fit into the Standard Model.
vii
viii Preface
We don’t understand why the three types of neutrinos are massive, but all so
light. Finally, we don’t know if the four forces of nature are all that there is or
whether they are completely independent. For example, we learned in 1973 that
the electromagnetic and weak forces are not independent at all, but are unified
into the electroweak interactions. Perhaps all the fundamental building blocks of
nature, i.e. the particles and the four forces, are unified in some way. This idea
receives traction from the fact that quarks and leptons are all apparently point like
fundamental particles. J. Pati and A. Salam suggested in 1973 that perhaps quarks
and leptons can also be unified in some big picture.
It is this big picture which is the focus of this book. By 1976, when I received
my Ph.D., it seemed that all the necessary theoretical ingredients of the Standard
Model were present. It just took another 36 years of experiment to convincingly
demonstrate this point. Upon receiving my Ph.D., I began considering physics
beyond the Standard Model. Grand unification of the particles and forces had
already been discussed by Howard Georgi and Sheldon Glashow in 1974. From
their analysis and the work of H. Georgi, H. Quinn and S. Weinberg, it was clear
that grand unified theories can unify quarks and leptons and also the strong, weak
and electromagnetic forces. Proton decay was predicted to occur and experiments
looking for proton decay were constructed.
In 1980, while at Stanford, Leonard Susskind, Savas Dimopoulos, Hans Peter
Nilles and I began studying the remarkable new theoretical construct known as
“supersymmetry”. Savas and I constructed supersymmetric models of particle
physics which attempted to explain why the weak scale is so much smaller than
the Planck scale (where gravity becomes strong). Then in 1981, for a short period
of time, Frank Wilczek, Savas and I overlapped at U.C. Santa Barbara. In this brief
moment, we showed that supersymmetric grand unification was consistent with all
known data. We predicted that the early experiments searching for proton decay
might not see anything. Finally, just ten years later, in 1991 it was shown by the LEP
experiments at CERN that supersymmetric grand unification was consistent with
the measured strengths of the strong, weak and electromagnetic forces. However,
gravity was still an outlier. In subsequent years many attempts have been made to
combine all the known particles and forces into one unified theory. In my mind,
this requires embedding any theory of particle physics into string theory, which
successfully incorporates a quantum theory of gravity.
In these lectures, I will describe my own attempts in this direction. To be clear,
this work is not done. Moreover, at the time of this writing, it is still not known
experimentally whether supersymmetry is a property of nature. Nevertheless, the
theory of supersymmetric grand unification is so compelling that many physicists,
including me, feel that it will eventually be discovered. Let me now begin the
discussion of supersymmetric grand unified theories starting with the Standard
Model and ending with a string theory description of the fundamental building
blocks of nature.
I want to thank all my collaborators and colleagues for the many discussions over
the years. I have gained insight and understanding from all of you. I especially
want to thank my dear friends, Leonard Susskind, Savas Dimopoulos, Hans Peter
Nilles, Lawrence Hall, Graham Ross, Stefan Pokorski, Jihn E. Kim and Michael
Ratz, for the many illuminating discussions. Finally, I received partial support from
the Department of Energy grant, DE-SC0011726.
ix
Contents
1 Introduction .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 1
2 Brief Review of the Standard Model . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 3
2.1 Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 3
2.2 The Standard Model . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 4
2.3 Fermion Masses and Mixing . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 7
3 Minimal Supersymmetric Standard Model. . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 11
3.1 Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 11
3.2 The MSSM .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 12
3.3 MSSM in Terms of Component Fields . . . . . . . .. . . . . . . . . . . . . . . . . . . . 14
3.4 MSSM Spectrum and Supersymmetric Interactions . . . . . . . . . . . . . . 16
4 Soft SUSY Breaking Mechanisms . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 19
4.1 SUSY Non-renormalization Theorems . . . . . . . .. . . . . . . . . . . . . . . . . . . . 20
4.2 Soft SUSY Breaking Lagrangian . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 23
5 Introduction to SU.5/ and SO.10/ GUTs . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 25
5.1 Two Roads to Grand Unification .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 25
5.2 Introduction to SU.5/ .. . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 27
5.3 Spontaneous Breaking of SU.5/ to the SM . . . .. . . . . . . . . . . . . . . . . . . . 30
5.4 Gauge Coupling Unification Without SUSY .. . . . . . . . . . . . . . . . . . . . 31
5.5 Fermion Mass Relations in SU.5/ . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 33
5.6 Nucleon Decay .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 34
5.7 Introduction to SO.10/ . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 38
6 SUSY GUTs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 43
6.1 GUT Symmetry Breaking . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 44
6.2 Gauge Coupling Unification . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 45
6.3 Nucleon Decay .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 48
6.4 Gauge Coupling Unification and Proton Decay . . . . . . . . . . . . . . . . . . . 51
xi
xii Contents
References .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 409