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The Authority To Intern Prisoners of War in International Armed Conflict
The Authority To Intern Prisoners of War in International Armed Conflict
The Authority To Intern Prisoners of War in International Armed Conflict
1
For a similar definition, see Sandesh Sivakumaran, The Law of Non International
Armed Conflict (Oxford: Oxford University Press, 2012), 301.
2
See e.g. ICRC, ‘Internment in Armed Conflict: Basic Rules and Challenges’,
Opinion Paper, November 2014, 7, at https://www.icrc.org/en/document/internment
-armed-conflict-basic-rules-and-challenges (accessed 10 February 2020); ICRC,
XXXIInd International Conference of the Red Cross and Red Crescent, Resolution 1
‘Strengthening International Humanitarian Law Protecting Persons Deprived of their
Liberty’ (December 2015), Preamble.
3
The Copenhagen Process on the Handling of Detainees in International Military
Operations (The Process): Principles and Guidelines (19 October 2012), Preamble,
para. III.
97
4
ICRC, Customary IHL, IHL Database, at https://ihl-databases.icrc.org/customary
-ihl/eng/docs/home (accessed 10 February 2020), Rule 99, Commentary.
5
With the notable exception of Els Debuf’s excellent study on the topic: Els
Debuf, Captured in War: Lawful Internment in Armed Conflict (Paris: Pedone, 2012).
See also ICRC, ‘Internment in Armed Conflict’, Opinion Paper (n 2), 1, 3–6.
6
See e.g. ICRC, Strengthening International Humanitarian Law Protecting
Persons Deprived of their Liberty. Synthesis Report from Regional Consultations of
Government Experts (Geneva: ICRC, November 2013), 15–17; ICRC/Chatham House,
‘Expert meeting on procedural safeguards for security detention in non-international
armed conflict. Chatham House and International Committee of the Red Cross,
London, 22–23 September 2008’, International Review of the Red Cross, Vol. 91, No.
276 (2009), 864–865; Ramin Mahnad, ‘Beyond Process: The Material Framework for
Detention and the Particularities of Non-international Armed Conflict’, Yearbook of
International Humanitarian Law, Vol. 16 (2015), 33–51.
internees. This Part leaves aside, for instance, questions related to the authority
to intern (or rather, retain) the medical and religious personnel attached to
a party’s armed forces during an IAC. This issue has not been the object of
substantive legal challenges or debates in recent years and we would refer the
reader to Els Debuf’s work for further analysis.7
We shall start with prisoners of war, who are historically and conventionally
– although not contemporarily – the typical category of internees during IAC.
For that reason, it is relevant to start with the question of the permission to
intern them under IHL. Article 21 of GCIII states that ‘[t]he Detaining Power
may subject prisoners of war to internment’. Based on our definition of strong
permissions, it is clear that the article amounts to such a permission. Indeed,
there is no room for ambiguity here: the use of the modal verb ‘may’ denotes
a permission; and the latter is expressly worded. In addition, the position that
Article 21 of GCIII should be considered as a strong permission to intern pris-
oners of war in IAC is largely shared. Nevertheless, several questions should
be considered here. We shall first confirm the interpretation of Article 21 of
GCIII as a permissive rule allowing the internment of enemy combatants. This
will include a brief examination of the historical development of the permis-
sion to intern prisoners of war, as well as a discussion on how the principle
of military necessity serves as an underlying source of the permission. But
beyond enemy combatants, one may wonder whether Article 21 of GCIII also
7
Debuf, Captured in War (n 5), Chapter II-2. We agree with Debuf that the
general rule is that they should not be interned, for they do not pose a security or mili-
tary threat that would justify their internment. In any event, medical and religious per-
sonnel protected under GCI and GCII could not be interned on the basis of the relevant
provisions applicable to the internment of civilian internees. Art. 4 of GCIV excludes
them from the category of protected persons for the purposes of GCIV. Furthermore,
the right to adequate medical care and spiritual assistance of combatants ‘cannot effec-
tively be ensured unless the medical and religious personnel of the armed forces are
allowed to stay with their troops and carry out their functions at all times’ (ibid., at
266). When it comes to religious, medical and hospital personnel of hospital ships
and their crews, Art. 36 of GCII states that ‘they may not be captured during the time
they are in the service of the hospital ship, whether or not there are wounded and sick
on board’. In certain circumstances, however, medical and religious personnel may
be retained by the adverse party. The permission is granted under Art. 28 of GCI, but
internment remains an exceptional measure, allowed ‘only in so far as the state of
health, the spiritual needs and the number of prisoners of war require’ (Art. 28 GCI). In
addition, Art. 37 of GCII envisages the retention of religious and medical personnel on
ships others than those covered in Art. 36 mentioned above. For further reflexions on
these articles and their contemporary interpretation, see ICRC, Updated Commentary
on the First Geneva Convention (Cambridge: Cambridge University Press, 2016), in
particular Commentary on Arts 28 and 29; ICRC, Updated Commentary on the Second
Geneva Convention (Cambridge: Cambridge University Press, 2017), in particular
Commentary on Arts 36 and 37.
8
Jean Pictet (ed.), Commentary on the Third Geneva Convention relative to the
Treatment of Prisoners of War (Geneva: ICRC, 1960), 4.
9
US, The United States Army Judge Advocate General’s Legal Center and
School, Law of Armed Conflict Deskbook, 5th ed. (Charlottesville: TJAGLCS, June
2015), 67.
10
Howard S. Levie, ‘Prisoners of War in International Armed Conflict’,
International Law Studies, Vol. 59 (1979), 5.
11
Ibid. See also Art. 23 1874 Declaration of Brussels, Art. 4 1907 HR and Art.
12(1) GCIII.
From that point on, we started seeing the inclusion of references to prison-
ers of war in instruments on the laws of war, whether unilateral, bilateral or
international. Nevertheless, the first instruments to include some degree of
protection for prisoners of war12 do not make explicit references to the author-
ity to intern such persons.13 This was considered as too obvious to be explicitly
stated, and such instruments limit themselves to progressively granting protec-
tions to prisoners.
The first text to include some enunciation of the idea that enemy soldiers
may be taken as prisoners of war is the Lieber Code.14 The latter is a unilat-
eral instrument meant to regulate the conduct of the Union forces during the
American Civil War. Without going as far as containing a strong permission, it
nevertheless explicitly states a fact considered obvious until then: that enemy
soldiers will be taken as prisoners. Article 49 lists categories of persons who,
upon capture, shall be regarded as prisoners of war and benefit from the protec-
tions the Code grants such prisoners.15 Yet, the wording refers to the likelihood
that enemy belligerents will be captured and ensures that in such case they will
be correctly treated. It does not contain any of the elements that would denote
a strong permission. And for good reason: nothing prohibited the capture and
internment of enemy soldiers, and hence such permission was never regarded
as necessary.
The first provision containing a permissive wording appeared in the
Brussels Declaration in 1874. Article 24 thereof states that ‘[l]es prisonniers de
guerre peuvent être assujettis à l’internement dans une ville, forteresse, camp
ou localité quelconque, avec obligation de ne pas s’en éloigner au delà de cer-
12
Note that the latter were not called prisoners of war then.
13
At the national level, some official texts directly relate to the treatment of prison-
ers of war. See e.g. Decree of 4 May 1792 of the French National Assembly Concerning
Prisoners of War (4 May 1792), Decree of 3 August 1792 of the French National
Assembly Concerning Prisoners of War Captured in Combat (3 August 1792), Decree
of 16 September 1792 of the French National Assembly concerning the Exchange
of Prisoners of War (16 September 1792), Decree of 25 May 1793 of the French
National Convention concerning a Uniform Method for the Exchange of Prisoners
(25 May 1793), Imperial Decree of 4 August 1811 Concerning Prisoners of War and
Hostages (France) (4 August 1811), Opinion of the King’s Advocate Concerning the
Improper Treatment of Prisoners of War (Great Britain) (24 October 1832). At a bilat-
eral level, see e.g. Cartel for the Exchange of Prisoners of War between Great Britain
and the United States of America (12 May 1813), the ‘Dix-Hill Cartel’ for the General
Exchange of Prisoners of War entered into between the Union and Confederate Armies
(22 July 1862). In general, see Howard S. Levie, ‘Documents on Prisoners of War’,
International Law Studies, Vol. 60 (1979).
14
Instructions for the Government of Armies of the United States in the Field.
General Order No. 100 (Lieber Code) (24 April 1863).
15
Art. 49, para. 2 of the Lieber Code.
taines limites déterminées; mais ils ne peuvent être enfermés que par mesure
de sûreté indispensable’.16 Article 34 then acts as a confirmation that Article
24 is a strong permission. Article 34 indeed provides that ‘[p]euvent également
être faits prisonniers les individus qui, se trouvant auprès des armées, n’en font
pas directement partie, tels que : les correspondants, les reporters des jour-
naux, les vivandiers, les fournisseurs, etc. …’.17 The inclusion of ‘également’
is a reference to Article 24: persons accompanying armed forces may also
be made prisoners, just like combatants from enemy forces. The permissive
wording concerning the internment of prisoners of war was preserved in the
Hague Regulations annexed to the 1899 and 1907 Hague Conventions. The
latter were the first international texts to give prisoners of war ‘a definite legal
statute to protect them from arbitrary treatment by the Detaining Power’.18
Both Articles 5 of the 1899 and 1907 Regulations are an exact copy of Article
24 of the Brussels Declaration.19
This permissive wording may be understood in two different ways. First,
the provision can be understood as intended to provide a permission, where
the emphasis would be placed on ‘prisoners of war may be interned’, the
rest of the sentence only specifying where they may be held once they have
fallen into the Detaining Powers’ hands. Alternatively, the emphasis can be
seen as being on the location: ‘prisoners of war may be interned in a town,
fortress, camp, or other place’. The idea in this case is rather to circumscribe
the geographical limits of prisoner-of-war camps than to provide a legal basis.
A review of the 1929 Geneva Convention related to prisoners of war20 seems
to support the second reading. Article 9 of the 1929 GC reproduces Article 5
of the HR, but with some non-negligible additions. The phrase ‘prisoners of
16
Actes de la conférence de Bruxelles de 1874 sur le projet d’une convention inter-
nationale concernant la guerre: protocoles des séances plénières: protocoles de la
commission déléguée par la conférence: annexes / Conférence intergouvernementale
[Ministère des affaires étrangères] (Paris: Wittersheim, 1874), 61 (English version:
Prisoners of war may be interned in a town, fortress, camp, or other place, under obli-
gation not to go beyond certain fixed limits; but they can only be placed in confinement
as an indispensable measure of safety).
17
Ibid., 62 (English version: Individuals in the vicinity of armies but not directly
forming part of them, such as correspondents, newspaper reporters, sutlers, contractors,
etc., can also be made prisoners. These prisoners should however be in possession of
a permit issued by the competent authority and of a certificate of identity).
18
Pictet, Commentary on the Third Geneva Convention (n 8), 5.
19
James Brown Scott (ed.), Proceedings of The Hague Peace Conferences:
Translation of the Official Texts, Prepared in the Division of International Law of the
Carnegie Endowment for International Peace (New York: Oxford University Press,
1920–1921), 421.
20
Convention for the Amelioration of the Condition of the Wounded and Sick in
Armies in the Field (Geneva, 27 July 1929) (1929 GC).
war may be interned in a town, fortress, camp, or other place’ shall now be
read in conjunction with the fourth paragraph of Article 9: ‘[n]o prisoner may
at any time be sent to an area where he would be exposed to the fire of the
fighting zone, or be employed to render by his presence certain points or areas
immune from bombardment.’21 Read together, it seems that the purpose was to
clarify what areas are appropriate to hold enemy belligerents captive. Towns,
villages, fortresses, camps, and other places are appropriate places, as long as
they do not expose the prisoners to the dangers of war. The purpose of granting
a permission may hence have been completely absent.
Nevertheless, the underlying motive of the drafters is of little importance
here. Whether they primarily intended to grant a permission to intern prisoners
of war, or to limit the acceptable area of internment, the result is the same. If it
is permitted to intern prisoners of war in a town, fortress or camp, it is permit-
ted to intern them. The focus on the location of internment only suggests that
the permission to intern was taken for granted. In this wording, the reference to
the place of internment only serves as a limitation to the initial permission to
intern: it is permitted to intern prisoners of war, except in inappropriate places.
The wording remained similar until 1949. The travaux préparatoires to
GCIII confirm our reading. During the Diplomatic Conference that led to
the adoption of the GCs, what we now know as Article 21 of GCIII was the
result of a division between the three different questions dealt with in Article
9 of the 1929 GC.22 The authors of the Draft International Conventions for
the Protection of War Victims (‘Stockholm draft’)23 had preferred to sepa-
rate those three aspects into what eventually became the current Article 21
(restriction of liberty of movement), Article 22 (places and conditions of
internment) and Article 23 of GCIII (security of prisoners). Regarding the
first aspect (restriction of liberty of movement), Article 19 of the Stockholm
draft is said to ‘reproduce the substance of the first paragraph of Article 9 of
the 1929 Convention, which dealt with the places in which prisoners of war
might be interned and provided that they might even be confined or imprisoned
when reasons of health made it necessary’.24 The permission is hence clearly
expressed.
21
Art. 9, para. 4, of the 1929 GC.
22
Final Record of the Diplomatic Conference of Geneva of 1949, Diplomatic
Conference for the Establishment of International Conventions for the Protection of
War Victims (Geneva, 21 April–12 August 1949), Vol. II-A, 252.
23
Text of the Draft International Conventions for the Protection of War Victims as
approved by the XVIIth International Red Cross Conference at Stockholm in August 4,
1948 (taken as the basis for discussion at the Diplomatic Conference, and often referred
to as the Stockholm draft).
24
Final Record (n 22), Vol. II-A, 252.
This was, however, not of major importance to the drafters. The Final
Record of the Diplomatic Conference in general attests that no attention was
paid to the question of the permission to intern prisoners of war. All discus-
sions related to Article 19 of the Stockholm draft (to become Article 21)
focus on the second and third paragraphs of the article, related to release on
parole.25 Yet, as mentioned, the result is that the internment of prisoners of war
is permitted. The fact that the introduction of an explicit permission was not
noticed as a major change only shows that such permission was considered as
obvious. In that respect, it is also interesting to note that even Jean Pictet does
not deal with the question of the permission to intern prisoners of war in his
Commentary on GCIII26 and instead also takes such permission as obvious: in
order for a Detaining Power to keep enemy combatants under its power, ‘[t]he
usual method used for this purpose, expressly authorized by this paragraph of
the Convention, is internment’.27
In the end, it appears that Article 21 of GCIII was not seen as bringing any
major change to existing law; nevertheless, it would be incorrect to interpret
this as a sign that Article 21 cannot be regarded as permissive. To the contrary,
the discussions presented above reinforce the idea that the article only reflects
what had always been taken for granted: that belligerents had the power to
capture and intern enemy combatants. Article 21 of GCIII should in that
respect be understood as reflecting ‘international custom since the mid-17th
century’.28 The authority to intern prisoners of war was always considered
inherent in the belligerents’ powers during war and in that sense ‘beyond
controversy’.29 And at least since the 1899 Hague Regulations, a binding
instrument has expressly contained the permissive wording attesting to the
existence of that power under IHL. Today, Article 21 only spells out the
obvious: overcoming the enemy necessitates weakening its military forces to
the largest possible extent, including by preventing its armed forces from par-
ticipating in hostilities by way of internment.30 In that sense, as will be further
explained now, the principle of military necessity acts as the underlying source
of the permission.
25
The discussion around Art. 19 of the Stockholm draft are reproduced in ibid.,
Vol. II-A, 252–253, 347, 353, 391–392, 472–474, 564, 581, and in Vol. II-B, 267 and
281.
26
Pictet, Commentary on the Third Geneva Convention (n 8), 178–179: the section
in the Commentary deals with the first paragraph of Art. 21 and makes no mention of
the legal basis or of the permissible grounds for internment.
27
Ibid., 178.
28
Debuf, Captured in War (n 5), 228, footnote 747.
29
Ibid., 228.
30
Ibid.
31
Chapter 3, Section 3, at page 27.
32
See Geoffrey S. Corn, Victor Hansen, Richard B. Jackson, Chris Jenks, Eric
Talbot Jensen and James A. Schoettler, Jr., The Law of Armed Conflict: An Operational
Approach, 2nd ed. (New York: Wolters Kluwer, 2019), 173.
33
See Arts 40 and 41 API; Rules 46–47 of the ICRC’s Study on Customary IHL
(ICRC, Customary IHL, IHL Database (n 4)).
34
Canada, Joint Doctrine Manual: Prisoner of War Handling: Detainees and
Interrogation and Tactical Questioning in International Operations (2004), Art. 101,
1-1.
tion in a conflict or, when authorized, to prevent them from interfering with the
military mission’.35 In turn, the 2005 Military Manual of the Netherlands states
that ‘[c]aptivity in war is not a punishment, but only a means of preventing
the opponent from playing any further part in the conflict’.36 Turning to inter-
national caselaw, the International Military Tribunal referred in 1947 to the
statement made by Admiral Canaris that ‘war captivity is … solely protective
custody, the only purpose of which is to prevent the prisoners of war from
further participation in the war’.37 More recently, the United States has consist-
ently considered internment of enemy belligerents as a normal act of war jus-
tified by military necessity. It argued, for example, before the Inter-American
Commission on Human Rights that ‘[t]he petitioner’s detention and treatment
were justified under the 1949 Geneva Convention III … as in furtherance of
lawful military objectives’, and stated that ‘[t]he Geneva Conventions … do
authorize deprivation of liberty under certain circumstances’.38 In addition,
in relation to the internment of a US-born Italian soldier by the United States
in the Second World War, the US Ninth Circuit Court of Appeals held that
‘[t]he object of capture is to prevent the captured individual from serving the
enemy’.39 This has been a consistent reading by US jurisdictions, including in
Hamdi v. Rumsfeld,40 which itself made reference to a similar reference in Ex
parte Quirin.41
Doctrine generally shares that conception. Among others, we can refer
to Christiane Shields-Delessert, who writes that ‘[c]onquered and disarmed
enemies could be captured, but the purpose of making them prisoners was to
preclude them from taking up arms again and to weaken the enemy’.42 More
recently, Geoffrey Corn, Victor Hansen, Dick Jackson, Chris Jenks, E. Talbot
35
Canada, Office of the Judge Advocate General, Code of Conduct for CF
Personnel (2005), 2–9.
36
Netherlands, Humanitair Oorlogsrecht: Handleiding, Voorschrift No. 27-412,
Koninklijke Landmacht, Militair Juridische Dienst, 2005, para. 0224(b).
37
International Military Tribunal at Nuremberg, Case of Goering et al., Judgment,
1 October 1946, reproduced in The Trial of German Major War Criminals. Proceedings
of the International Military Tribunal sitting at Nuremberg, Germany Part 22 (22
August 1946 to 1 October 1946), 452.
38
IACmHR, Coard et al. v. United States, Case No. 10.951, Report No. 109/99, 29
September 1999, paras 30 and 47.
39
US, Ninth Circuit Court, In re Territo, 156 F. 2d 142 (CA9 1946), para. 145.
40
US, Supreme Court, Hamdi et al. v. Rumsfeld, Secretary of Defense, et al., 542
U.S. 507 (2004), para. 517.
41
US, Supreme Court, Ex parte Quirin, 317 U.S. 1 (1942), 28.
42
Christiane Shields-Delessert, Release and Repatriation of Prisoners of War at
the End of Active Hostilities: A Study of Article 118, Paragraph 1, of the Third Geneva
Convention Relative to the Treatment of Prisoners of War (Zurich: Schulthess, Études
suisses de droit international, 1977), 29–30.
Jensen and James Schoettler write that ‘[i]t is axiomatic that preventing cap-
tured enemy belligerent operatives from returning to hostilities is necessary
to bring about the enemy’s prompt submission’.43 In doing so, they too insist
on the principle of military necessity as part of the ‘foundation for military
detention’.44 For other authors, military necessity functions in a restrictive
or limitative manner, although with the same result: ‘The “authorization” to
intern is better understood as a limit on the kinds of force states do and will use
to confine PoWs’ – indeed, ‘States cannot “detain” or kill PoWs as a means to
prevent their return to the fight, but they may, though they need not, “intern”
them’.45
For many authors however, the reason for interning prisoners of war does
not even need to be mentioned. As Els Debuf insists, the fact that military
necessity is the underlying reason for internment of prisoners of war is ‘so
generally recognized that most scholars writing about prisoners of war do not
examine the grounds for prisoner of war internment, or even the lawfulness
of such internment’. And indeed, ‘[n]either Levie (1978) nor Rosas (1976)
devotes any attention to this issue in their comprehensive analysis of the pris-
oners of war regime under international humanitarian law’.46
In practice, States have interpreted Article 21 of GCIII as giving them
the permission to intern prisoners of war. For instance, the US Department
of Defense’s Law of War Manual from 2015 states that ‘law of war treaties
also sometimes recognize States’ authorities in war’, citing ‘GPW [Geneva
Convention III on Prisoners of War] art. 21 (recognizing that “[t]he Detaining
Power may subject prisoners of war to internment.”)’ as the example.47
Another example is the French Manuel de droit des conflits armés which, in
reference to Article 21 GCIII, states that ‘[l]’internement est une mesure de
sécurité qu’un État peut appliquer’.48 In caselaw, the UK Supreme Court reaf-
firmed in Serdar Mohammed that ‘Article 21 of the Third Geneva Convention
43
Corn et al., The Law of Armed Conflict (n 32), 174.
44
Ibid., 173.
45
Derek Jinks, ‘International Human Rights Law in Time of Armed Conflict’, in
Andrew Clapham and Paola Gaeta (eds), The Oxford Handbook of International Law
in Armed Conflict (Oxford: Oxford University Press, 2014), 667.
46
Debuf, Captured in War (n 5), 230, footnote 755.
47
US, Department of Defense, Law of War Manual, June 2015 (updated December
2016), para. 1.3.3.2. and footnote 46.
48
France, Manuel de droit des conflits armés, Ministère de la Défense, Direction
des Affaires Juridiques, Sous-Direction du droit international humanitaire et du droit
européen, Bureau du droit des conflits armés (2001), under ‘internement’.
of 1949 in terms confers on states a right to detain prisoners of war which they
had long enjoyed as a matter of customary international law’.49
In the end, the permission to intern prisoners of war as enshrined in Article
21 of GCIII is directly linked to the principle of military necessity: the auto-
matic internment of enemy combatants is doubtless one means to achieve the
‘complete or partial submission of the enemy at the earliest possible moment
with the minimum expenditure of life and resources’.50
To summarize, IHL provides a status-based authorization to intern prisoners
of war. The initial presumption that prisoners of war pose a threat to the enemy
forces indeed remains collective and Article 21 of GCIII does provide that
parties to the conflict may generally intern prisoners of war. Such authority
to intern having been determined, the question is now to delineate the exact
categories of persons who fall under the denomination of prisoners of war and
who may accordingly be interned on the basis of GCIII.
Article 4(A) of GCIII defines the categories of persons who shall be granted
prisoner-of-war status. In doing so, the article distinguishes between several
categories. We are interested here in the permission to intern enemy combat-
ants; hence we will discuss how Article 4(A) shall be read in conjunction with
Article 21 of GCIII as the permission to intern enemy combatants.
Article 4(A) contains four sub-headings that concern combatants:51
49
UK, Supreme Court, Al-Waheed v. Ministry of Defence; Serdar Mohammed and
others v. Ministry of Defence, Judgment, 17 January 2017 [2017] UKSC 2, para. 12.
50
Definition of the principle of military necessity contained in UK, The Joint
Service Manual on the Law of Armed Conflict, Joint Service Publication 383 (2004
edition, as amended in September 2010 by Amendment 3), 21–22.
51
We know that these categories refer to combatants through Art. 51 API, which
defines civilians as persons not considered combatants: ‘A civilian is any person who
does not belong to one of the categories of persons referred to in Article 4A(1), (2), (3)
and (6) of the Third Convention and in Article 43 of this Protocol.’
Articles 4(A)(1) and 4(A)(3) basically refer to the same category of combat-
ants, i.e. the members of the regular armed forces of a party to the conflict. The
difference concerns the recognition, by the adverse party, of the government
these members belong to as representing the other party to the conflict. For
both categories, though, there is no major legal difficulty, and we can safely
say that Article 21 of GCIII provides the permission to intern them. The only
difficulty, if it really is one, is that IHL does not define who actually belongs to
the armed forces of a State; this is a question dealt with at the domestic level,
which therefore entails looking at the domestic legislation and the effective
practice of the State concerned.52 In addition to Article 4(A)(2), concerned
with irregular combatants, the members of the regular armed forces represent
the typical prisoners of war during an IAC. Because they belong to the armed
forces of a party to the conflict, the presumption that they represent a threat to
the opposing armed forces and that their capture and ensuing internment will
weaken such enemy forces is obvious. For that reason, it is permitted to intern
them for the duration of active hostilities. Let us now look at the more complex
categories of enemy combatants.
Catherine Maia, Robert Kolb and Damien Scalia, La protection des prisonniers de
guerre en droit international humanitaire (Brussels: Bruylant, 2015), 23 ff.
constitute a threat (e.g. not all of them may be willing to actually fight), for
levée en masse participants such assessment would be superfluous: they only
belong to the category of persons receiving prisoner-of-war status because
they are participating in hostilities; otherwise they would have remained civil-
ians. In that sense, the military necessity to intern them during the invasion
phase is inherent in their belonging to a levée en masse. Hence, they may also
be interned.
This being said, this only holds true for those fallen into the power of the
enemy during the initial invasion phase. Once the levée en masse can no longer
be spontaneous – either because proper resistance movements have formed, or
because the invading troops have established a sufficient degree of control for
the territory to be considered occupied53 – Article 4(A)(6) can no longer be
used to justify the internment. Persons who continue participating in hostilities
after that stage may still potentially be interned, considering that the military
necessity of interning them remains. But the permission will be based either on
Article 21 in conjunction with another paragraph of Article 4(A) – primarily,
for resistance movement, Article 4(A)(2) if the resistance movement they join
meets the conditions posed by that article – or, as will be discussed later,54 on
a permission arising from GCIV – i.e. this time as civilians, and provided that
the conditions we will detail in Chapter 7 are met.55
53
Because Art. 4(A)(6) indeed circumscribes the definition of a levée en masse to
‘inhabitants of a non-occupied territory’, meaning that a levée en masse can only take
place at the invasion phase.
54
See generally Chapter 7.
55
In such a case, they would be civilians directly participating in hostilities, an act
for which they could be prosecuted (contrary to levée en masse participants who benefit
from combatant immunity).
56
Pictet, Commentary to the Third Geneva Convention (n 8), 68.
57
Ruth Lapidoth, ‘Qui a droit au statut de prisonnier de guerre?’, Revue générale
de droit international public, Vol. 82 (1978), 180.
58
Maia, Kolb and Scalia, Protection des prisonniers de guerre (n 52), 42.
We would add that this is one of the examples where a rule, based on the
principle of military necessity, comes to circumscribe the scope of applica-
tion of Article 21 of GCIII. For members of the armed forces of an occupied
territory, Article 4(B)(1) circumscribes the permission to the ‘necessity’ to
intern them. This is a legitimate and welcome precision in the provision: if
one considers that occupation entails the exercise of at least a certain degree of
control over the occupied territory by the Occupying Power, then the military
necessity of interning all members of the occupied armed forces is indeed very
slim. Therefore, it is justified that the provision specifies that it is only when
‘necessary’ that such members may be interned. In addition, in case of occu-
pation, it is possible to imagine that members of the occupied forces could be
asked to report daily to the Occupying forces in order to attest their continued
presence in the occupied territory, as a means to prevent them from (re)joining
the armed forces of a territory that is not occupied. We can, on the other hand,
imagine that it may remain necessary to intern certain high-ranking officers
who would be in a position to coordinate and plan resistance against the
Occupying Power. Finally, we should note that this only holds true as long as
hostilities continue outside of the occupied territory. As soon as active hostili-
ties end – even if occupation continues – all prisoners of war shall be released
and repatriated without delay according to Article 118 of GCIII.
Let us look at the article in more detail. For the sake of clarity, we shall
start with the second situation envisaged in Article 44. Paragraph 3 mentions
special situations where ‘owing to the nature of the hostilities an armed com-
batant cannot distinguish himself’ and provides that the person shall still carry
his or her arm openly ‘during each military engagement’ or during such time
as he or she ‘is visible to the adversary while he [or she] is engaged in [the]
military deployment preceding the launching of [the] attack in which he [or
she] is to participate’. Paragraph 4 of Article 44 then provides that, for such
type of situations, if the combatant fails to carry their arms openly, they shall
forfeit their right to prisoner-of-war status if they fall into the hands of the
enemy. Nevertheless, they shall still ‘be given protections equivalent in all
respects to those accorded to prisoners of war’. We understand this as meaning
that the provisions of GCIII and API still apply, the difference being that the
combatant loses their combatant privilege. If the provisions of GCIII and API
are still applicable, then Article 21 of GCIII still applies to the combatant as
part of the ‘treatment of prisoners of war’ even if the person is no longer offi-
cially granted prisoner-of-war status. This means that the permission to intern
them remains valid.
By contrast, the first situation envisaged in paragraph 3 of Article 44 of
API covers normal circumstances of armed conflict where a member of the
armed forces (as defined in Article 43) fails to distinguish himself or herself
from the civilian population while he or she is ‘engaged in an attack or in
a military operation preparatory to an attack’.59 For such cases, paragraph
4 does not mention that the treatment of prisoners of war shall be retained.
The fact that the consequence of his or her non-compliance with the require-
ments of paragraph 3 is not mentioned shall be interpreted a contrario to
the consequences of the second type of situation just discussed. Here the
argument is twofold: if the drafters had wanted such combatants to also lose
prisoner-of-war status but to retain prisoner-of-war treatment, they would not
have distinguished between the two types of situation, or would have included
them in paragraph 4; at the same time, if the drafters had not conceived any
consequence for non-compliance, they would not have made the requirements
of distinction contained in paragraph 3 part of the definition of combatant and
prisoner-of-war status. As a consequence, these two elements can only lead to
the conclusion that combatants who, during normal circumstances of armed
conflict, fail to distinguish themselves during engagement or during opera-
tions leading to such engagement, shall forfeit both prisoner-of-war status and
treatment. Because they are no longer prisoners of war, and do not even benefit
from the related treatment, Article 21 of GCIII can no longer apply. And
59
This is required by Art. 44 para. 3 of API.
because the GCs do not conceive of any gaps in treatment,60 this automatically
leads to the conclusion that if they fall into enemy hands, they shall be consid-
ered as civilians, and hence may only be interned in accordance with GCIV.
60
See Yves Sandoz, Christophe Swinarski and Bruno Zimmermann (eds),
Commentary on the Additional Protocols of 8 June 1977 to the Geneva Conventions
of 12 August 1949 (Dordrecht: ICRC/Martinus Nijhoff Publishers, 1987), 558. The
Commentary nevertheless recognizes that situations are not always straightforward,
but that in such (we would add rare) situations, IHL does ensure a certain degree
of protection. See also ICTY, The Prosecutor v. Zejnil Delalić, Zdravko Mucić aka
‘Pavo’, Hazim Delić, Esad Landžo aka ‘Zenga’, Trial Chamber, Judgment, Case No.
IT-96-21-T, 16 November 1998, para. 271. For more detail, see e.g. Knut Dörmann,
‘The Legal Situation of “Unlawful/unprivileged Combatants”’, International Review of
the Red Cross, Vol. 85, No. 849 (2003), 45–74.
61
See e.g. US Department of Defense, ‘Military Commission Act of 2006’,
17 October 2006, at http://www.loc.gov/rr/frd/Military_Law/pdf/PL-109-366.pdf
(accessed 10 February 2020).
62
Marco Sassòli, Antoine Bouvier, Anne Quintin and Julia Grignon, ‘Unlawful
combatants’, in How Does Law Protect in War? at https://casebook.icrc.org/glossary/
unlawful-combatants (accessed 10 February 2020).
lasts the loss of prisoner-of-war status and treatment. The United States was
of the opinion that ‘individuals who are part of private armed groups are not
immune from military detention simply because they fall outside the scope of
Article 4 of the Third Geneva Convention’ because ‘Article 4 does not purport
to define all detainable persons in armed conflict’.63 As mentioned, regardless
of whether that statement is correct, Article 21 of GCIII, which provides the
permission to intern, is explicitly limited to persons who are prisoners of war.
The United States not having ratified API, we do not even need to turn to the
complexities of Articles 43 and 44 of API. The only conventional legal basis
at the disposal of the United States in relation to enemy combatants during
IAC is Article 21 of GCIII. Therefore, for enemy combatants who are consid-
ered as having forfeited prisoner-of-war status and treatment, the permission
cannot emanate from GCIII. It may by contrast come from GCIV – based on
considerations that will be discussed in the next chapter.64 It may not, however,
come from Article 75 of API, which, although protecting all persons who are
not covered either by GCIII or by GCIV during an IAC, does not provide
a permission to intern anyone.65
One additional possibility would be to say that the authority to intern enemy
combatants who have forfeited prisoner-of-war status and treatment comes
from customary IHL. We contend that this claim would be difficult to support.
The first argument against a customary authority to intern unlawful combatants
is that the definition of unlawful combatants (or unprivileged belligerents) is
highly controversial, and so are the specifics on how IHL applies to such per-
sons.66 Second, and importantly, State practice has largely rejected the notion
of unlawful combatant and the related US interpretation of their treatment
under IHL. More precisely, State practice tends to consider that, in an IAC,
anyone who is not a combatant (and hence does not fall under the protection of
63
US, District Court of Colombia, ‘Respondents’ Memorandum regarding the
Government’s Detention Authority Relative to Detainees Held at Guantanamo Bay’, in
re: Guantanamo Bay Detainee Litigation (13 March 2009), 8, at http://www.usdoj.gov/
opa/documents/memo-re-det-auth.pdf (accessed 10 February 2020).
64
See discussion in Chapter 7 on the personal scope of the permission to intern pro-
tected civilians, at page 130. Note that this option was refused by the US. See ibid.
65
As already noted by Françoise Hampson, Art. 75 of API ‘does not appear to
provide the authority to detain but recognises that such detention may occur’. Françoise
Hampson, ‘Administrative Detention in Non-International Armed Conflicts’, in Mark
Lattimer and Philippe Sands (eds), The Grey Zone. Civilian Protection Between Human
Rights and the Laws of War (Oxford: Oxford Hart Publishing, 2018), 213.
66
Sassòli, Bouvier, Quintin and Grignon, ‘Unprivileged belligerent’, in How Does
Law Protect in War? at https://casebook.icrc.org/glossary/unprivileged-belligerent
(accessed 10 February 2020).
67
See e.g. P. C. Tange, ‘Netherlands State Practice for the Parliamentary Year
2005–2006’, Netherlands Yearbook of International Law, Vol. 38 (2007), 290; Israel,
Supreme Court, Public Committee against Torture in Israel v. Government of Israel,
Case No. HCJ 769/02, 13 December 2006, paras 26–28; Israel, Supreme Court, Iyad v.
State of Israel, CrimA 6659/06, 11 June 2008, paras 12–13, at https://casebook.icrc.org/
case-study/israel-detention-unlawful-combatants (accessed 10 February 2020); UK,
Ministry of Defence, Joint Doctrine Publication 1-10: Captured Persons (CPERS), 3rd
ed., January 2015, Section 3 on ‘Legal basis for CPERS activities’, 1–16, para. 141.
68
See e.g., Dörmann, ‘The Legal Situation of “Unlawful/unprivileged Combatants”’
(n 60); Emily Crawford, The Treatment of Combatants and Insurgents under the Law of
Armed Conflict (Oxford: Oxford University Press, 2010), 60.
69
US, District Court of Colombia, ‘Respondents’ Memorandum’ (n 63), 5.
70
Authorization for Use of Military Force (AUMF), Pub. L. 107-40, codified at
115 Stat. 224 and passed as S.J.Res. 23 by the United States Congress on September
14, 2001.
71
US, District Court of Colombia, ‘Respondents’ Memorandum’ (n 63), 9.
72
See Chapter 3, Section 3, at page 27.
The idea behind the internment of such categories of persons is less obvious:
their non-combatant status dismisses the a priori argument that it is militarily
necessary to intern them. It is therefore necessary to analyse the reasons behind
their inclusion in Article 4(A) of GCIII and, by extension, the reason why they
are covered by the permission to intern prisoners of war.
We have already mentioned that Article 34 of the Brussels Declaration
provides that ‘[p]euvent également être faits prisonniers les individus qui,
se trouvant auprès des armées, n’en font pas directement partie, tels que: les
correspondants, les reporters des journaux, les vivandiers, les fournisseurs, etc.
73
Actes de la conférence de Bruxelles (n 16), 62.
74
Scott, Proceedings of The Hague Peace Conferences (n 19), 422.
75
Ibid.
76
Ibid.
77
Pictet, Commentary on the Third Geneva Convention (n 8), 64.
78
Ibid., 65–66.
79
Final Record (n 22), Vol. II-A, 238.
A neutral Power which receives on its territory troops belonging to the belligerent
armies shall intern them, as far as possible, at a distance from the theatre of war. It
may keep them in camps and even confine them in fortresses or in places set apart
for this purpose.
It shall decide whether officers can be left at liberty on giving their parole not to
leave the neutral territory without permission.
80
Ibid. See also Levie, ‘Prisoners of War in International Armed Conflict’ (n 10),
62.
81
Final Record (n 22), Vol. II-A, 238.
82
Levie, ‘Prisoners of War in International Armed Conflict’ (n 10), 63.
83
Ibid., 63.
84
Convention (V) respecting the Rights and Duties of Neutral Powers and Persons
in Case of War on Land (The Hague, 18 October 1907).
If, notwithstanding the notification of the neutral Power, a belligerent ship of war
does not leave a port where it is not entitled to remain, the neutral Power is entitled
to take such measures as it considers necessary to render the ship incapable of taking
the sea during the war, and the commanding officer of the ship must facilitate the
execution of such measures.
When a belligerent ship is detained by a neutral Power, the officers and crew are
likewise detained.
The officers and crew thus detained may be left in the ship or kept either on
another vessel or on land, and may be subjected to the measures of restriction which
it may appear necessary to impose upon them. A sufficient number of men for
looking after the vessel must, however, be always left on board.
The officers may be left at liberty on giving their word not to quit the neutral
territory without permission.
The Detaining Power, the Power on which the prisoners of war depend, and a neutral
Power agreed upon by these two Powers, shall endeavour to conclude agreements
which will enable prisoners of war to be interned in the territory of the said Power
until the close of hostilities.
The difference in the wording between GCIII and Hague Conventions V and
XIII reflects the difference in the situations covered: Article 111 of GCIII refers
to persons who are already prisoners of war before being interned in a neutral
country. This is why the rationale behind the two sets of provisions is also
different. GCIII intends to incite belligerents to prefer internment on neutral
territories for humanitarian purposes.86 By contrast, Hague Conventions V and
XIII are part of the law of neutrality and take into consideration operational
exigencies. In order to preserve its neutrality, a neutral country shall prevent
belligerents from either side of an IAC from using its territory for military
purposes. The mere presence of enemy combatants may in that respect be
considered as a violation of its neutrality; for that reason, Hague Convention V
not only permits, but actually obliges, neutral States to intern such combatants.
As such, one may consider that, here, the underlying source of authority is the
law of neutrality. Because on the one hand the neutral Power has an obligation
to ensure that its territory is not used for military purposes, and because on the
other hand it has no other legal authority to restrict the right of aliens to leave
85
Convention (XIII) concerning the Rights and Duties of Neutral Powers in Naval
War (The Hague, 18 October 1907).
86
Pictet, Commentary on the Third Geneva Convention (n 8), 511.
its country, internment may actually be the only means available to a neutral
Power to preserve its neutrality.
87
Debuf, Captured in War (n 5), 232. While this seems to contradict our pre-
vious section on release on parole, practice has unfortunately proved that it was not
always respected, which contributed to the fact that the practice of release on parole has
today fallen into desuetude. For instance, Els Debuf recalls British conduct during the
Falklands/Malvinas war, where ‘Argentina decided to release captured British Marines,
presumably on the assumption that article 117 GCIII would prohibit the U.K. from
redeploying them. No parole or promise was tied to the release however and the U.K.
– arguing that article 117 GC III only applies to repatriated wounded and sick prison-
ers of war – saw no legal objection to redeploying its Marines in the ongoing conflict’,
ibid., 236.
88
Marie-Louise Tougas, ‘Determination of Prisoner of War Status’, in Andrew
Clapham, Paola Gaeta, and Marco Sassòli (eds), The 1949 Geneva Conventions:
A Commentary (Oxford: Oxford University Press, 2015), 943, para. 24.
89
See also Sandoz, Swinarski and Zimmermann, Commentary on the Additional
Protocols (n 60), 550, para. 1741.
90
Ibid., 553, para. 1746.
91
ICRC, Strengthening International Humanitarian Law Protecting Persons
Deprived of their Liberty, Synthesis Report (n 6), 16.
required. The detaining State is not obliged to provide review, judicial or other, of
the lawfulness of POW internment as long as active hostilities are ongoing because
POWs are considered to pose a security threat ipso facto.92
This is confirmed by the fact that ‘[n]o state in the world has legislated to
provide a legal basis for interning POWs or to provide for any procedure for
deciding to intern POWs’.93 This fact confirms that Article 21 of GCIII is
considered by States as ‘a sufficient legal basis and … implicitly excluding
the need to conduct an individual assessment of the need to intern a POW’.94
This being said, one may think that the collective permission should be
replaced with an individual assessment. Marco Sassòli suggests, for instance,
although de lege ferenda,
[i]n conformity with the growing tendency in international law to take the circum-
stances of each individual case fully into account, the time may have come in many
conflicts not to determine collectively the time when a fighter must be released and/
or repatriated, but to determine this through individual decisions. One might thus
imagine that even during an armed conflict, periodic individual determinations
would need to be made to balance that individual’s right to freedom against the
legitimate security interests of the Detaining Power, i.e. the probability that this
individual will again participate in hostilities and the extent of the threat this indi-
vidual represents when doing so.95
We would argue that the operational reality of a battlefield will usually prevent
the establishment of such a review process. This does not mean that no pro-
cedure whatsoever should be put in place. But we believe that two situations
should be distinguished: on the one hand, cases where the prisoner of war is
challenging the legal basis for his or her internment, and, on the other hand,
cases where the prisoner of war – on whose status no doubt exists – wishes to
challenge the presumption that he or she poses a threat.
The former case relies on a broadened interpretation of Article 5 GCIII,
which institutes tribunals in cases where the Detaining Power has a doubt as
92
ICRC, ‘Internment in Armed Conflict’, Opinion Paper (n 2), 4.
93
Marco Sassòli, ‘The Convergence of the International Humanitarian Law of
Non-international and International Armed Conflicts – The Dark Side of a Good
Idea’, in Giovanni Biaggini, Oliver Diggelmann and Christine Kaufmann (eds), Polis
und Kosmopolis – Festschrift für Daniel Thürer (Zürich/Baden-Baden: Dike/Nomos,
2015), 686.
94
Ibid.
95
Marco Sassòli, ‘Release, Accommodation in Neutral Countries and Repatriation
of Prisoners of War’, in Andrew Clapham, Paola Gaeta, and Marco Sassòli (eds), The
1949 Geneva Conventions: A Commentary (Oxford: Oxford University Press, 2015),
1065, para. 65. Sassòli there refers to Shields-Delessert, Release and Repatriation (n
42), 106–110.
96
UN Working Group on arbitrary detention, ‘United Nations Basic Principles and
Guidelines on the right of anyone deprived of their liberty to bring proceedings before
a court’, Report, WGAD/CRP.1/2015, 4 May 2015, para. 48.
97
Ibid.
98
Ibid., Principle 16.
99
The report adds that Principle 16 ‘complements and mutually strengthen the rules
of international humanitarian law’. Ibid.
The fact that the internment of prisoners of war is justified by military neces-
sity poses the question of whether Article 21 of GCIII can continue to act as an
independent permission even when the internment is not rendered necessary
by military considerations.
As mentioned, the principle of military necessity cannot in itself serve as
a permission, and neither can its absence serve to change the content of a valid
rule of IHL. However, as in other cases, the principle of military necessity
has been included in certain provisions of the GCs, showing that the drafters
intended to grant a possibility to revoke the permission to intern in specific
cases where military necessity is absent.
The possibility of releasing captured enemy combatants while the hostili-
ties are still ongoing supports a strong link between Article 21 of GCIII and
military necessity. The practice of release on parole, for instance, is linked to
the fact that internment is no longer justified by military necessity. Although
the practice is no longer used today (but is still theoretically applicable as it
is included in GCIII),100 Article 21 of GCIII provides that ‘[p]risoners of war
may be partially or wholly released on parole or promise, in so far as is allowed
by the laws of the Power on which they depend’. Parole ‘means a promise
freely given by a prisoner of war either not to bear arms again against the
Detaining Power (in case of complete release) or not to escape (in case of
partial release)’.101 It was traditionally accompanied by an obligation on the
part of the prisoner not to take part in hostilities again after release, although
as stated in Article 21, the exact content of that obligation depended on the
laws and regulations of the prisoner’s State of origin.102 As a consequence,
‘a prisoner of war who is offered the possibility of liberty on parole is supposed
to know the corresponding laws and regulations of the power on which he [or
she] depends’.103 Indeed, the ‘laws and regulations may either forbid prisoners
of war to accept release on parole in any circumstances, or may allow them to
do so subject to certain conditions’.104
100
See Section VII of the Lieber Code – The Lieber Code devoted an entire section
to release on parole, and we would refer the reader to those provisions for additional
explanations.
101
Yoram Dinstein, ‘The Release of Prisoners of War’, in Christophe Swinarski
(ed.), Studies and Essays in International Humanitarian Law and Red Cross Principles
in Honour of Jean Pictet (Geneva/The Hague, ICRC/Martinus Nijhoff Publishers,
1984), 37.
102
Ibid.
103
Pictet, Commentary on the Third Geneva Convention (n 8), 179.
104
Ibid. Several States prohibit members of their armed forces from giving their
parole. See e.g., US, Department of the Army, The Law of Land Warfare, FM 27-10
(Washington, 1956), para. 187(a).
105
Art. 21 para. 2 GCIII.
106
Pictet, Commentary on the Third Geneva Convention (n 8), 179.
107
Art. 109 para. 1 GCIII.
108
Art. 12 HR.
109
Pictet, Commentary on the Third Geneva Convention (n 8), 181.
110
Art. 109 para. 2 GCIII.
111
Gordon Risius, ‘Prisoners of War in the United Kingdom’, in Peter Rowe (ed.),
The Gulf War 1990–91 in International and English Law (London: Routledge/Sweet &
Maxwell, 1993), 292.
112
Debuf, Captured in War (n 5), 236.
While we may recommend that the law should in the future evolve towards
including an obligation to the effect that such alternative measures be preferred
to internment, this is not currently a binding obligation under IHL.
To summarize, the principle of military necessity cannot be used on its own
to invalidate the permission to intern provided in Article 21 of GCIII. Certain
cases where the military necessity of interning prisoners of war is lessened
are provided for in GCIII, such as release on parole. But even those are only
recommendations and not strict obligations; as such even they would not
invalidate the permission to intern. This confirms that the principle of military
necessity is not meant to apply on its own to limit the scope of existing rules.
Rather, other individual rules need to be provided to limit such scope; other-
wise, Article 21 GCIII will apply fully.
Nevertheless, we contend that the permission contained in Article 21 GCIII
may be limited by another factor: the capacity and willingness to respect the
rules safeguarding the conditions of detention for prisoners of war.
113
Ibid., 237.
114
Ryan Goodman and Derek Jinks, ‘International Law, U.S. War Powers, and the
Global War on Terror’, Harvard Law Review, Vol. 118, No. 7 (2005), 2660–2661.
115
Pictet, Commentary on the Third Geneva Convention (n 8), 153.
116
Ibid.
117
Goodman and Jinks, ‘U.S. War Powers’ (n 114), 2661, footnote 44 (emphasis in
original), referring to Final Record (n 22), 837.
118
We should add the qualification that respect for certain articles is made depend-
ent upon what is required by the circumstances – for instance Arts 26 (food), 27 (cloth-
ing) or 30 (medical attention) – or dependent upon an equivalent protection to that
granted to the Detaining Power’s own forces – e.g. Arts 20 (conditions of evacuation),
25 (quarters), or 51 (working conditions).
119
Goodman and Jinks, ‘U.S. War Powers’ (n 114), 2661.
120
See Art. 20 HR; Art. 75 1929 GC. The Versailles Peace Treaty between France
and Germany after the First World War made release and repatriation conditional
not only on the existence of that treaty, but also of its coming into force, which only
occurred in January 1920 (Art. 214 of the treaty).
121
Georg Schwarzenberger and E. D. Brown, A Manual of International Law, 6th
ed. (Milton: Professional Books, 1976), 175.