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Preoperative Characteristics of Over 1,300 Functional Septorhinoplasty Patients
Preoperative Characteristics of Over 1,300 Functional Septorhinoplasty Patients
Objective: To identify characteristics of patients presenting preoperatively for functional septorhinoplasty associated
with increased Nasal Obstruction Symptom Evaluation (NOSE) scores.
Study Design: Retrospective analysis of a prospective cohort at a tertiary medical center. Only baseline assessments were
analyzed in this cross-sectional study.
Methods: 1,338 patients completed baseline nasal evaluation, resulting in 1,034 NOSE scores. Demographics, medical his-
tory, surgical history, and physical exam findings were recorded.
Results: The average preoperative NOSE score was 59.8 out of 100 (standard deviation: 24.9). Fifty-four percent
(578 per 1,074) of respondents were female, although sex did not affect baseline NOSE score (P = 0.7). Forty-five percent
(404 per 896) reported prior nasal surgery. History of rhinoplasty was not associated with a difference in baseline NOSE score
(P = 0.1924); however, history of septoplasty (P = 0.0390) was associated with an increased baseline NOSE score. Snoring was
also both associated with higher baseline NOSE score (P = 0.0003). All 12 septal/nasal valve measurements were associated
with higher preoperative NOSE score, whereas the internal nasal valve narrowing variables retained significance in multivari-
ate analysis (left: P = .0490; right: P = .0077).
Conclusion: Patients presenting for nasal airway obstruction were evaluated. Sex was not associated with difference in
NOSE score. History of septoplasty was associated with higher baseline NOSE score, as were snoring and internal nasal valve
narrowing at rest.
Key Words: Septorhinoplasty, nasal valve, NOSE, nasal airway obstruction.
Level of Evidence: 2C
Laryngoscope, 00:1–7, 2019
Laryngoscope 00: 2019 Justicz et al.: Medical History Predicts NOSE Scores
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rhinoplasty.5 In a subsequent study, Chambers et al. demon- my nose during exercise or exertion. Question response scores are
strated that patients with nasal obstruction refractory to summed and converted to a total score from 0 (no nasal obstruc-
septoplasty who underwent FSRP had statistically signifi- tion) to 100 (severe nasal obstruction).
cant improvement in NOSE scores at 2 months, 4 months,
and 6 months postoperatively and the most common preop-
erative physical exam finding was internal nasal valve
narrowing.6 Since that time, Fuller et al. have demonstrated Physical Exam
Physical exam findings were documented on a nasal exam
improvement in NOSE scales with the use of PDS plates in
and nasal anatomic worksheet in REDCap (Vanderbilt Univer-
FSRP.7 sity). The nasal exam worksheet focused on external nasal anat-
In this study, we expand on this foundation by omy and the nasal anatomic worksheet (NAW) on intranasal
assessing characteristics associated with an increase in anatomy.8 On the NAW, deviation of the septum and nasal valve
NOSE scale in patients presenting for the consideration of narrowing and collapse were analyzed by unique categories: left
FSRP. To accomplish this, we compare patient demo- superior septal deviation (rated 0 if not present, 1 for mild, 2 for
graphic information, health information, and preoperative moderate, 3 for severe), right superior septal deviation (0–3), left
characteristics with NOSE scores. This is the largest cross- inferior septal deviation (0–3), right inferior septal deviation (0–3),
sectional evaluation of a preoperative cohort yet described. left internal valve narrowing at rest (rated 1 for absent/mild, 2 for
moderate, 3 for severe), right internal valve narrowing at rest
By studying baseline trends, we can better understand the
(1–3), left external valve narrowing at rest (1–3), right external
clinical and anatomic factors that influence quantitative
valve narrowing at rest (1–3), left internal valve collapse with
subjective measures of nasal obstruction and identify inspiration (1–3), right internal valve collapse with inspiration
patients who will benefit from specific surgical techniques (1–3), left external valve collapse with inspiration (1–3), and right
based on clinical and anatomic factors, increasing our external valve collapse with inspiration (1–3). Each item was
awareness of specific patient populations that report higher scored individually. The individual scores were combined to create
severity of nasal obstruction symptoms. In addition, this the total NAW score.
data will provide clinical researchers with baseline ranges
of NOSE scores for patients with varying demographics.
Statistical Analysis
MATERIALS AND METHODS Unless otherwise stated, means and standard deviations
for numeric variables are reported, as are frequencies for cate-
Patient Selection gorical variables. Cross-sectional analyses were performed. A
This is a single-center, prospective observational study con- P value of <0.05 was considered statistically significant. SAS sta-
ducted at a tertiary care medical center under an approved pro- tistical software version 9.4 (SAS Institute Inc., Cary, NC) was
tocol by the institutional review board human subjects research used for analyses.
committee. The study period spanned 5 years (2013–2018). Eligi- Given that there were many predictor variables whose rela-
ble subjects consisted of adult and pediatric (less than 18 years tions to preoperative NOSE scores we wished to examine, we
old) patients who presented to the Massachusetts Eye and Ear reduced the data to four subsets of variables related to: 1) medi-
Infirmary Facial Plastic and Reconstructive Surgery (Boston, cal history; 2) surgical history; 3) physical examination; and 4)
MA) clinic for assessment and treatment of nasal obstruction by septum and nasal valve assessments, respectively. Table I lists
the senior author (R.W.L.). Eligible participants had a concern for the variables in the respective categories and indicates whether
NAO. Some were referred for surgical intervention, whereas each was categorical (binary) or numeric. For each of these sets
others wanted to discuss medical and surgical options. The sub- separately, we analyzed relations of the variables to NOSE
jects completed a preoperative NOSE questionnaire in the clinic scores first by assessing the univariate relation of each predictor
on paper or electronically and underwent a standardized nasal to NOSE, followed by a multivariate assessment in which all pre-
history and physical exam.8 All data were collected utilizing dictors within a set were simultaneously related to NOSE,
REDCap (Research Electronic Data CaptureJ) (Vanderbilt Uni- adjusting each predictor for all others in the set. For the univari-
versity, Nashville, TN), an electronic data-capture platform ate analyses, if the predictor was binary, we employed an inde-
designed for academic clinical and translational database devel- pendent group t test, using the Satterthwaite approximation
opment.9 Patient demographic characteristics, nasal history, version if a pretest indicated significantly different variances
nasal exam, and preoperative NOSE scores were recorded between the groups, contrary to the assumption of a conventional
through REDCap (Vanderbilt University) in a Health Insurance t test. The t test result was confirmed with a Mann-Whitney non-
Portability and Accountability Act-compliant manner. parametric test if the distribution of NOSE scores did not strictly
conform to the assumption of normality. Multivariate analysis
permitted both categorical and numeric predictors to be in the
Outcome Measures same model as needed. Residuals from the multivariate regres-
The NOSE scale was used as the primary outcome measure. sion were examined for conformance to assumptions of normal-
The NOSE scale is a standardized and validated, patient-reported, ity. The multivariate regression additionally included the
disease-specific QOL assessment instrument that contains five covariates of gender and age of the participant at time of assess-
questions related to nasal obstruction rated along a five-point ment. The univariate analyses allowed us to descriptively assess
Likert scale.2–4,10 Patients are queried: “Over the past ONE the marginal relations of each predictor to NOSE scores primar-
month, how much of a problem were the following conditions for ily for purposes of clinical utility, whereas the multivariate tests
you?” and asked to circle the most correct response on a scale of in which all predictors were statistically adjusted for each other
0 to 4. These include five areas: 1) nasal congestion or stuffiness, allowed for a more mechanistic interpretation of predictors that
2) nasal blockage or obstruction, 3) trouble breathing through my were most operative in their relation to NOSE as opposed to only
nose, 4) trouble sleeping, and 5) unable to get enough air through indirectly or spuriously related.
Laryngoscope 00: 2019 Justicz et al.: Medical History Predicts NOSE Scores
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TABLE I.
Preoperative Characteristics.
General Linear Model
Significance Re: NOSE
Correlation
Univariate vs. NOSE Partial Adjusted
Significance (for Numeric Regression Means
N Mean SD Re: NOSE (P) Predictors) P Value Coefficient (NOSE)
(Continues)
Laryngoscope 00: 2019 Justicz et al.: Medical History Predicts NOSE Scores
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TABLE I.
Continued
General Linear Model
Significance Re: NOSE
Correlation
Univariate vs. NOSE Partial Adjusted
Significance (for Numeric Regression Means
N Mean SD Re: NOSE (P) Predictors) P Value Coefficient (NOSE)
Laryngoscope 00: 2019 Justicz et al.: Medical History Predicts NOSE Scores
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A multivariate analysis was also performed to estimate regression model was significant for both left and right
a single regression model; NOSE scores were the main out- internal valve narrowing at rest (P = .0490; P = .0077,
come variable. In the multivariate analysis, only the predic- respectively). Our summative NAW variable of all 12 cat-
tors snoring (P = 0.0003) and smoking (P = 0.0476) had egories was also significant in the multivariate regres-
significant relations with NOSE (“Yes” always associated sion model (P < 0.0001).
with a higher NOSE mean than “No”). Nasal steroid usage
was only marginally significant (P = 0.0664). The covariate
age also had a significant (P = 0.0359) relation to NOSE DISCUSSION
(older higher; partial regression coefficient = B = 0.15). The We performed an in-depth analysis of a large cohort
overall model was significant (P = 0.0001, i.e., the optimal of patients presenting to a facial plastic and reconstruc-
linear combination of all predictors was significantly related tive surgery surgical practice for the evaluation of NAO
to NOSE), although the model only accounted for 6.3% of the to determine historical and anatomic factors associated
variance in NOSE scores. In these analyses and those below, with symptom severity. Currently, most operative decision
variables that predicted NOSE in the univariate tests but making primarily is determined through clinical expertise
not in the multivariate analysis presumably were primarily uninformed by quantitative symptom assessment with vali-
related to NOSE indirectly via their connections with other dated patient-reported outcome measures (PROMs). Utiliza-
predictors or covariates; however, when they were adjusted tion of PROMs has become the standard for evaluation of
for the latter, their univariate relations with NOSE were patients with NAO for providers engaged in clinical research
weakened or eliminated. and increasingly in clinical practice. Universal adoption of
routine PROM administration for all patients seeking evalu-
ation of NAO is supported by the Clinical Advisory Commit-
Surgical History tee of the American Academy of Otolaryngology Head and
In the univariate tests, the variables for any history Neck Surgery as a metric to ensure high quality care. Clini-
of nasal surgery (P = 0.0732), history of closed nasal re- cal practice guideline: improving nasal form and function
duction (P = .3018), history of rhinoplasty (P = 0.1477), after rhinoplasty published in 2017 recommends that nasal
and history of sinus surgery (P = .1060) were not signifi- function should also be assessed by all clinicians after rhino-
cantly related to NOSE scores. However, history of plasty surgery using a patient-reported outcome measure.11
septoplasty (P < 0.0001) and history of turbinoplasty As the use of PROMs expands, it is important to understand
(P = 0.0006) were each significantly related to NOSE the clinical and anatomic factors that influence quantitative
scores, for which in each case a “Yes” was associated with subjective measures of nasal obstruction. In our analysis, we
a higher mean on NOSE than was a “No.” found the following: gender did not influence baseline NOSE
In the multivariate analysis, only the predictor of scores; a medical history of snoring was associated with
history of septoplasty (P = 0.0390) retained significance higher baseline NOSE scores; surgical history of septoplasty
(“Yes” higher). History of closed nasal reduction gained but not rhinoplasty had a significant negative impact on
significance (P = .0453), whereas history of turbinoplasty NOSE scores; and a physical exam finding of internal nasal
lost significance (P = .6585). The covariate age also had a valve narrowing was associated with a higher baseline
significant (P = 0.0051) relation to NOSE (older higher; NOSE score.
partial regression coefficient = 0.14). The overall multi- All variables were initially tested with univariate
variate regression was significant (P = 0.0004), although it analysis to identify for associations, which were then rea-
only accounted for 3.3% of the variance in NOSE scores. nalyzed in multivariate analysis. Multivariate analysis
allowed us to control for confounding relationships and ana-
lyze for more accurate relationships between the demo-
Physical Exam graphic variables and NOSE scores. Univariate analysis has
In the univariate tests, the variables for deviation of the potential to show relationships between two variables
the bony dorsum (P = .0211), deviation of the cartilagi- when a confounding variable is causing the observed effect.
nous dorsum (P = .0244), and narrowing of the middle Multivariate analysis demonstrated that men and women do
vault (P = .0008) were significantly correlated with NOSE not differ on baseline NOSE scores. However, age was found
scores, for which in each case a “Yes” was associated with to significantly increase with NOSE scores on multivariate
a higher mean on NOSE than was a “No.” analysis, suggesting that advanced age (65 or greater) should
In the multivariate analysis, deviation of the bony dor- be considered during data analysis of prospective outcomes
sum, deviation of the cartilaginous dorsum, and narrowing research using NOSE scores that have a high percentage of
of the cartilaginous dorsum did not retain significance older patients.
(P = .1676; P = .4775; P = .5369, respectively). The covariate We found that a medical history of snoring is a predic-
age, as before, had a significant (P = 0.0051) relation to tor of a significantly increased preoperative NOSE score in
NOSE (older higher; partial regression coefficient = 0.16); both univariate and multivariate analysis (P < .0001;
however, the overall multivariate regression model was not P = .0003), whereas OSA was only significant in univariate
significant (P = 0.3115) and accounted for only 2% of the var- analysis alone (P = .0011). Associations between nasal anat-
iance in NOSE. omy and OSA severity have previously been studied,12,13
All 12 variables individually demonstrated signifi- and NOSE scores have been suggested to be a possible
cant correlations with NOSE due to our high sample screening tool for OSA patients with nasal obstruction and
size, but the effect sizes were weak. The multivariate snoring.14 Snoring has been associated with lower sleep
Laryngoscope 00: 2019 Justicz et al.: Medical History Predicts NOSE Scores
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quality.15 However, snoring alone has not previously been demonstrating that they are the most important physical
demonstrated to be associated with higher NOSE score as exam predictors of NAO and a resultant increase in NOSE
compared to patients who do not snore. One possible expla- scores. Patients with internal valve narrowing may be the
nation for this new finding is that patients who have symp- best candidates for relief via FSRP. These data may also sug-
toms of nasal obstruction and who also snore may also have gest that, in patients undergoing surgically intervention
decreased sleep quality, influencing symptom severity. with multiple anatomic defects, the treatment of internal
Patients may therefore rate their symptoms of nasal obstruc- nasal valve narrowing should take priority if grafting mate-
tion higher, secondary to the impact on sleep quality, rial is limited. Additional research will be needed to confirm
because nasal obstruction is having a greater impact on this finding.
QOL as compared to patients who sleep well. Providers This study has several limitations. Patients were
should consider reporting of snoring as a marker for higher only included in the NOSE correlation portion of this
symptom severity. Additional research is needed to deter- study if they were able to complete a preoperative NOSE
mine if the relationship between higher NOSE scores and survey. Patents completed the baseline NOSE on the day
snoring is secondary to decreased sleep quality or reduced of initial clinic visit, which may have caused patients to
nasal airflow in this patient population. focus on their disease and rate their disease as having a
Surgical history of septoplasty was significantly more negative impact on their QOL compared to their
associated with an increased NOSE score both in univari- average baseline. In statistical analyses, the P values
ate and multivariate analysis (P = < .0001; P = .0390). were not adjusted for multiple significance tests. Despite
Many patients undergo septoplasty for primary surgical these limitations, this study has a large sample size of
management of nasal obstruction; however, if nasal valve patients and provides a valuable baseline study for NOSE
compromise is not recognized prior to septal surgery or scores prior to surgical intervention via FSRP.
unmasked by septoplasty, symptoms of nasal obstruction
will persist after surgery. Septoplasty alone cannot allevi-
ate nasal valve narrowing caused by dorsal or caudal CONCLUSION
deviation of the septal L-strut. In patients with nasal The NOSE survey, a disease-specific QOL assessment
valve collapse, septoplasty will not correct underlying lat- instrument, was administered to patients presenting preop-
eral wall insufficiency (LWI).16,17 If not corrected at the eratively to FPRS clinic. NOSE scores of patients were mea-
time of the septoplasty, LWI can worsen after the septal sured and correlated with patient demographics, medical
deviation is corrected, resulting in persistent symptoms and surgical history, and physical exam findings. NOSE
of NAO despite correction of the septal deviation. Thus, score increases with age. Medical history of snoring and
we theorize that patients with history of septoplasty in our smoking are correlated with higher NOSE score, as is the
study may have exacerbated underlying LWI or had under surgical history of septoplasty and physical exam findings
treatment of their internal nasal valve a narrowing second- of internal valve narrowing. Future studies are required to
ary to significant dorsal deviation of the L-strut, leading determine if patients with certain preoperative characteris-
them to seek additional surgical assessment and care. tics and physical exam findings will benefit to a great extent
Alternatively, there may be an adverse psychologic impact from surgical management (FSRP), as well as to determine
of surgical failure that results in patients reporting higher which specific surgical techniques are the most useful for
symptoms of nasal obstruction. Interestingly, a history of the treatment of NAO.
previous rhinoplasty was not associated with an increase in
NOSE scores such as a surgical history of septoplasty. Addi-
tional research is needed to determine the specific cause of
Acknowledgment
this association.
Study data were collected and managed using REDCap
Clinically, multiple physical exam findings are asso-
electronic data capture tools hosted at Massachusetts Eye
ciated with NAO. Multiple surgical techniques, including
and Ear Infirmary (MEEI).9 REDCap is a secure, web-based
septoplasty,18 extracorporeal septoplasty,19 spreader
application designed to support data capture for research
grafts,5,20 and LCS grafts,5,21 have been demonstrated
studies, providing 1) an intuitive interface for validated data
to improve symptoms of NAO. However, an association
entry, 2) audit trails for tracking data manipulation and
between specific physical exam findings and the severity of
export procedures, 3) automated export procedures for seam-
NAO has not been previously reported. We identified 12 spe-
less data downloads to common statistical packages, and 4)
cific anatomic defects observed on anterior rhinometry that
procedures for importing data from external sources.
have clinically been associated with NAO and scored
each anatomic area and combined the individual score to
create a summative NAW score. By assigning numerical
weighting to the relative deviation, narrowing, and collapse BIBLIOGRAPHY
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