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Causes and Effects of Delays in Construction of Medium Scale Drinking Water Supply Projects in Sri Lanka
Causes and Effects of Delays in Construction of Medium Scale Drinking Water Supply Projects in Sri Lanka
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Abstract: Most of the infrastructure developments are carried out on project basis. Construction
projects frequently suffer from delay, though there are many sophisticated tools and techniques
available for construction project management. This paper presents the results of a questionnaire
survey conducted to identify and rank the causes and effects of delays in construction of medium
scale drinking water supply projects in Sri Lanka. Both Severity Index (SI) and Frequency Index (FI)
were used to rank the importance of the factors and the findings of the study indicate that inclement
weather conditions, contractors’ financial difficulties, shortage of labour, rules and regulations of road
authorities, delays in sub contractors’ work, material import delays and ineffective planning and
scheduling of projects by contractors are among the most important factors causing delay in
construction of medium scale drinking water supply projects. Moreover, time overruns, cost overruns,
funding difficulties, development of unfair relationships among the parties and disputes are the most
important effects due to delay. Delays are costly for both clients and contractors and often result in
disputes and claims. Therefore in order to improve the situation and avoid /mitigate delays in
construction of medium scale water supply projects, several prescriptions are recommended for
clients and contractors.
Keywords: Water supply projects, Causes and effects of delays, Ranking of delay factors
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excavation and trenching works in varied soil site, changes in specifications and labour
and site conditions, works are heavily disputes and strikes were found to be the
dependent on equipment and machineries, major causes of schedule delay in road
which are susceptible to repairs and need to construction projects in Zambia [10].
get approvals from various authorities [4].
Further, the procedures in issuing of approval Both the project owners and contractors suffer
certificates for excavation for trenching from from the delays. The owner loses his money
government authorities are complex and time due to increased overheads for supervision,
consuming due to lack of coordination and contract administration and also delaying the
various other reasons [5]. There are different use of the final product or result of the project
perceptions among the major parties involved [4]. On the other hand, the contractor losses
in projects regarding the causes of project may be the lost opportunities for new projects,
delays. Both contractors and consultants agree increased overheads, etc. But, most of the
that owner interference, inadequate contractor construction projects suffer from delay, though
experience, financing and payments, labour there are many tools and techniques available
productivity, slow decision making, improper for project management.
planning and sub-contracting are among top
ten causes of construction delays in traditional However, there are only few previous studies
contracts [6]. In most of the developing available on this topic and related to our
countries, infrastructure development projects construction projects. Therefore, there is a
are implemented through the major need for more efforts to identify the causes and
government authorities that still act as effects of delays in different types of
traditional organizers and strictly bound to construction projects in Sri Lanka and made
follow government rules and regulations on awareness of the relevant parties involved to
procurement. There are a lot of criticisms on avoid or minimize them and complete the
the inefficiencies of these government projects successfully.
institutions regarding project implementation.
2. Objectives of the Study
The Contractor’s improper planning is the
major cause of delay in Malaysian construction
industry [7]. According to this study, · To identify and rank causes and effects of
contractors often fail to come out with a delays in construction of medium scale
practicable and workable “work program” at drinking water supply projects in Sri
the initial planning stage and this failure is Lanka.
interrelated with lack of systematic site
management and inadequate contractor’s · To study the difference in perceptions of
experience towards the projects. On the other the two major parties involved in
hand, the significant factors causing delays in construction of drinking water supply
Hong Kong construction projects are: ‘poor projects namely clients and contractors on
site management and supervision’, causes and effects of delays in construction
‘unforeseen ground conditions’, low speed of of medium scale drinking water supply
decision making involving all project teams’, ‘ projects.
client – initiated variations’ and ‘necessary
variations of work’ [8]. Further, the most · Propose measures to mitigate delays in
significant problems causing construction construction of medium scale drinking
project delays in Thailand includes lack of water supply projects.
resources, poor contractor management,
shortage of labour, design delays, planning
and scheduling deficiencies, change orders 3. Research Methodology
and contractors' financial difficulties[9].
Moreover, delayed payments, financial A detailed literature review was carried out to
processes and difficulties on the part of identify the previous studies in the research
contractors and clients, contract modification, area and found the major causes and effects of
economic problems, materials procurement, delays in projects in Sri Lanka and other
changes in drawings, staffing problems, counties. Then, a careful identification of the
equipment unavailability, poor supervision, factors related to the study were done and a
construction mistakes, poor coordination on survey questionnaire was developed to assess
152
the perceptions of contractors and clients who low productivity level of workers,
were involved in construction of medium scale shortage of labour, labour union actions.
water supply projects on the relative vii. External factors: Inclement weather
importance of causes and effects of conditions, delay in obtaining permits,
construction delays. The questionnaire services, etc. from local authorities and
consisted of four parts; part I- respondents’ other organizations such as electricity
details, part II–causes of delays, part III–effects board, traffic/security problems, changes
due to delays, part IV– mitigation actions. The in government regulations and laws, rules
first part of the questionnaire requested the and regulations of Road Development
respondents’ general details while the second Authority(RDA), Provincial Road
part of the questionnaire consisted of thirty Development Authority (PRDA) and local
nine causes of delay that were categorized government authorities (PS) on road
under seven major groups: excavation work approvals.
i. Project related: Inadequate project
The third part of the questionnaire consisted of
duration, Improper contract formulation
the effects due to delay checklist: Time overrun
(large Nos. of contracts for a single project,
cost overrun, dispute, arbitration, litigation,
intake civil construction work included in
total abandonment, funding difficulties, delay
a pump contract, etc.),type of project
in commissioning other related projects and
bidding and award (tendency in awarding
develop unfair relationships with other
the contracts to lowest bidder)
organizations such as RDA, PRDA, PS, etc. The
ii. Owner/consultant related: Delay in
last part of the questionnaire is for getting the
progress payments by owner, delay in
respondents prescriptions to reduce delays in
handing over the site to the contractor,
construction of medium scale water supply
delay in approval of shop drawings and
projects. For each cause/effect two questions
samples, delay in inspection and testing of
were asked: what is the frequency of
works, Inadequate Liquidated damages,
occurrence for this cause? and what is the
too many change orders, slow decision
degree of severity of this cause on project
making, poor contract management of
delay? Both frequency of occurrence and
owner/consultant.
degree of severity were categorized on a four
iii. Contractor related: Contractors financial
point scale. Frequency of occurrence was
difficulties, mistakes during construction
categorized as: Rarely, Sometimes, Often and
and rework, shortage of project staff with
Always. Similarly, degree of severity was
required experience, Poor
categorized as: Little, Moderate, Great and
coordination/communication by the
Extreme.
contractor with other parties, Ineffective
planning and scheduling of project by
In Sri Lanka, almost all the medium scale
contractor, improper construction methods
drinking water supply projects are carried out
implemented by contractor, delays in sub
by the National Water Supply and Drainage
contractors’ work, insufficient delegation
Board and the contractors are involved in
of power to the site management team.
these developments. The questionnaire was
iv. Design related: Delays in producing
distributed among the professionals of the
construction drawings, unclear and
above two groups and the sampling method
inadequate details in drawings, mistakes
used in this study was convenience and
and discrepancies in drawings and bills of
snowball sampling that comes under the class
quantities, inadequate specifications for
of non-probability sampling techniques [7].
materials.
v. Materials related: Shortage of construction
materials in market, changes in material 3.1 Ranking of delay factors
types and specifications during The ranking of causes and effects of delays
construction, restrictions on issuing from the viewpoints of three parties involved
permits to transport materials, rejection of in construction projects; owners, contractors
imported materials due to non-compliance and consultants can be done using three
with the contract specifications. indices; frequency index, severity index and
vi. Equipment and Labour related: Frequent importance index [11]. The similar method was
equipment breakdown, shortage of applied in the study and the following
equipment and hiring delays, low equations were used for the calculation of
productivity and efficiency of equipment, three indices. Frequency index (FI) is a formula
153
used in the study to rank causes of delay based 4.2 Data Analysis
on frequency of occurrence as identified by the The responses to the questionnaires were
participants. : analyzed from client’s, contractor’s and overall
perspectives based on severity and frequency
(FI) (%) = ∑a (n/N)*100/4 (1) of occurrence of the causes and effects to
identify the most important causes and effects
where, a is the constant expressing weighting of delays. The ranking indices were calculated
given to each response (ranging from 1 for using the three formulas stated under
rarely up to 4 for always), n is the frequency of methodology and are presented in Tables 3
the responses, and N is total number of and 4.
responses. Severity Index (SI) is a formula Table 2 - Respondent’s Qualifications
used in the study to rank causes of delay based Basic No. of
on severity as identified by the participants. Category Qualification Respondents %
Dip. 11 25.6
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Table 3 - Ranking of Causes of Delay Table 4 - Ranking of Effects due to Delay
Client Contractor Overall
Factor Description Contractor's view Client's View Overall view
Rank
Rank
Imp.
Imp.
Imp.
Rank
Inde
Inde
Inde
No Effects due to delay
Index
Index
Index
SI
FI
SI
FI
SI
FI
Rank
Rank
Rank
Imp.
Imp.
Imp.
Causes of delay
SI
FI
SI
FI
SI
FI
Project related
1 Time overrun 78.8 90.0 70.9 1 80.2 86.6 69.50 1 82.8 88.3 73.10 1
1 Inadequate Contract duration 64.5 47.1 30.4 22 86.9 84.4 73.3 5 75.3 65.1 49.0 16
2 Cost overrun 84.4 81.9 69.1 2 79.7 76.2 60.66 2 81.9 78.9 64.65 2
2 Improper contract formulation 63.4 34.9 22.1 34 60.0 42.5 25.5 36 61.7 38.6 23.8 35
3 Dispute 36.3 85.0 30.8 7 34.9 89.5 31.23 5 44.0 88.6 38.94 5
3 Tendency in awarding the 51.7 77.9 40.3 18 68.1 76.9 52.4 21 59.6 77.4 46.2 17
4 Arbitration 68.1 51.9 35.3 5 63.4 47.1 29.84 6 70.5 51.8 36.51 6
contracts to lowest bidder
Owner/consultant related 5 Litigation 82.5 39.4 32.5 6 79.7 34.3 27.32 8 81.0 36.7 29.77 7
4 Delay in progress payments by 76.2 56.4 43.0 16 88.1 84.4 74.4 4 81.9 69.9 57.3 11 6 Total abandonment 96.9 28.8 27.9 8 94.8 29.1 27.55 7 88.6 28.9 25.61 8
owner
5 Delay in handing over the site to 77.3 72.1 55.7 8 81.3 78.1 63.5 19 79.2 75.0 59.4 9
7 Funding difficulties 83.8 81.3 68.0 3 66.3 75.0 49.71 3 72.9 78.0 56.86 3
155
‘labour union actions’ and ‘changes in
government regulations and laws’ as very rare Table 5 - Important Delay Factors
causes of delay in construction of medium Contractor’s Overall
Client’s view
scale water supply projects although in some view view
other sectors in Sri Lanka ‘union actions’ are 1 Ineffective Inclement Inclement
very frequent. One of the reasons for this is planning and weather weather
less opportunities in the construction industry scheduling of conditions conditions
to organize for bargaining for their benefits. project by
contractor
But in the recent past the union actions of
2 Contractors Delays in sub Contractors
clients professional staff had been affected financial contractors’ financial
project activities and there had been delays in difficulties work difficulties
extra work approvals, tender evaluations, 3 Shortage of RDA, PRDA, Shortage of
tender awarding, and etc., which caused labour and PS rules labour
delays in construction of water supply and
projects. regulations on
road
The construction of water supply projects excavation
work
requires getting various types of approvals
approvals
from government institutions. Due to 4 Inclement Delay in RDA,
improper coordination with these weather progress PRDA, PS.
organizations, it has been facing difficulties in conditions payments by rules and
getting these approvals on time. The delays in owner regulations
getting approvals for road excavation that on road
requires for pipe laying in public roads have excavation
been identified as a frequent causes of delay in work.
construction of water supply projects. Further, 5 RDA, PRDA, Inadequate Delays in
PS. rules and contract sub
the introduction of new rules and regulations
regulations on duration contractors’
of Road Development Authority (RDA) on road excavation work
road reinstatement after trenching has severely work approvals
affected the implementation of water supply 6 Material import Material Material
projects, as it requires some time to adjust to delays (Pipes, import delays import
new requirements and take necessary policy fittings, etc.) (pipes, fittings, delays
decisions to develop relevant systems to carry etc.) (Pipes,
out the works. Therefore early attention fittings, etc.)
should be drawn in this regard and develop 7 Delays in sub Mistakes and Ineffective
contractors’ discrepancies planning
some effective and efficient systems to handle
work in drawings and
RDA requirements and provide necessary and bills of scheduling
provisions in contracts to do the temporary as quantities of project by
well as permanent road reinstatement. contractor
8 Delay in Shortage of Too many
Important delay factors handing over labour change
The results of the analysis show that there are the site to the orders
several important factors underlying causes of contractor
delay in construction of medium scale water 9 Too many Unclear and Delay in
change orders inadequate handing
supply projects in Sri Lanka. Ten most
details in over the site
important delay factors as identified by clients,
drawings to the
contractors and overall view are presented in contractor
Table 5. 10 Delay in Slow decision Delay in
obtaining making obtaining
Contractors ranked inclement weather permits, permits,
conditions first, whereas the clients ranked it services, etc. services, etc.
fourth. The construction of medium scale from local
water supply projects normally includes authorities and
other
construction of head works, laying of
organizations
transmission and distribution systems and
such as
construction of office, stores and other Electricity
facilities. Board.
156
medium scale water supply projects due to
The inclement weather affects most of these many reasons, the relevant organizations have
works, and especially for pipe laying works taken measures to complete the projects
and intake construction works. Contractor’s without abandonment. Further, the clients and
ineffective planning and scheduling of the contractors agreed that time overruns and cost
project will make worse the situation if he does overruns are among the most severe effects
not consider or fails to predict the weather due to delay. These effects may lead to other
pattern at the initial planning. effects such as disputes, funding difficulties,
delay in commissioning related projects, etc.
Skills and experience of workforce,
management, job planning, workers On the other hand, both clients and contractors
motivation, and material availability were the agreed that time overruns, cost overruns and
major drivers of productivity of water and disputes are the most frequent effects due to
waste water treatment plant construction delay in construction of medium scale
works [13]. It is essential to draw special drinking water supply projects in Sri Lanka.
attention to these factors and apply in Most of the delay factors, which were
construction of medium scale water supply categorized under seven sections in this study,
projects as this will help to speed up of the affect the completion of the projects and cause
works and also help to expedite the delayed time overrun, cost overrun and disputes.
works due to various causes identified in this Similar effects have been identified as the most
study. frequent effects due to delays in Nigerian
construction industry through a study carried
Agreement among groups out concentrating the building construction
The degree of agreement between the clients industry [15]. This study mainly
and contractors on causes of delays in recommended providing sufficient
construction of medium scale water supply contingency provisions in total cost estimates
projects was calculated using spearman’s rank to handle the project uncertainties. As the
correlation coefficient. The equation, rs = 1- construction of water supply projects also
(6∑d2/N(N2-1)) was used to calculate this faces a lot of uncertainties due to their nature
coefficient when there are no tied links [14]. [4], it is better to consider this recommendation
Where rs = Spearman’s rank correlation and decide contingency percentages wherever
coefficient, d = the difference in ranking necessary after carefully considering the
between the clients and the contractors and N requirements rather than providing fixed
= the number of variables. The spearman’s percentages from the contract value.
correlation coefficient calculated was 0.55 for
the causes of delays ranked by the clients and The importance of the effects due to delay the
contractors. Spearman’s rank correlation same as the importance of causes of delay is
coefficient equals to +1 means that two determined by considering both severity and
variables are having perfectly positive frequency of occurrence. Hence some effects
correlation while -1 gives perfectly negative due to delay, which were having higher
relationship. The somewhat low value of rank frequency indices with low severity indices,
correlation coefficient (0.55) indicates low were ranked as the lesser important factors. As
agreement between clients and contractors on an example, “Disputes” has the highest
the ranking of the factors. This low agreement frequency index of 88.6% and the least severity
has created disputes between the parties and index of 44.0% as per the overall view, were
the most delays occur at the project ranked at 5th as per the importance with
construction phase. 38.94% importance index. Therefore the
identification of these effects due to delay
5.2 Effects due to Delay based on the above three indices will help the
Clients as well as contractors ranked, total project management to select the causes of
abandonment as the most severe effect due to delay, which requires more attention based on
delay in construction of medium scale water their consequences.
supply projects and the severity indices
calculated for them are 94.8 and 96.9,
respectively. But they ranked it as a very rare
effect due to delay and the frequency indices
are 29.1 and 28.8, respectively. This depicts
that though there are delays in construction of
7
157
6. Conclusions and construction of medium scale drinking water
Recommendations supply projects.
158
· Minimize change orders during 10. Chabota Kaliba, A, Cost escalation and
construction to avoid delays. schedule delays in road construction projects
· The client should coordinate with other in Zambia. International Journal of Project
Management, pp.522-531, 2009.
organizations such as local authorities, road
authorities and various other government 11. Assaf, S., & Al-Hejji, S., Causes of delay in
organizations at various stages of projects. large construction projects. International
Journal of Project Management, pp.349-357,
2006.
6.1 Recommendations for Future Studies
Similar study can be conducted for other types 12. Frimpong, Y., Oluwoye, & Crawford, L.,
of infrastructure development projects such as Causes of delay and cost overruns in
road development projects, telecommunication construction of ground water projects in
projects, power generation projects, etc. and developing countries; Ghana as a case study.
compare the similarities and differences of International Journal of Project Management,
pp.321-326, 2003.
causes and effects of delays in these projects.
2. Levy, S. M. (1994), Project Management in 14. Dowdy, S., & Wearden, S., Statistics for
Construction. Mgraw-Hill Inc.USA, pp. 54-65. research. New York: John Wiley & Sons,
pp.233-247, 1985.
3. Trauner, T.J., Construction Delays, Publisher,
Butterworth Heinemann, pp.126-143, 2009.
15. Aibinu, A., & Jagboro, G., The Effects of
4. Al-Khalil, M., & Al-Ghafly, M., Delay in public Construction Delays on project delivery in
utility projects in Saudi Arabia. International Nigerian Construction Industry. International
Journal of Project Management, pp.101-106, Journal of Project Management, pp.593-599,
1999. 2002.
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