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S265173 Von Staich PFR Answer
S265173 Von Staich PFR Answer
S265173 Von Staich PFR Answer
JONATHAN SOGLIN
Executive Director
J. BRADLEY O’CONNELL
Assistant Director
(Bar No. 104755)
L. RICHARD BRAUCHER
Staff Attorney
(Bar No. 173754)
First District Appellate Project
475 Fourteenth Street, Suite 650
Oakland, CA 94612
Telephone: (415) 495-3119
Emails: jboc@fdap.org
rbraucher@fdap.org
ARGUMENT .................................................................................. 14
2
C. Respondent’s Return Did Not Present Any Factual
Basis or Allegations Rebutting the Infectious Disease
Experts’ Analysis of the Grave Public Health Risks
Presented by San Quentin’s Population Level Due to
the Grave Risks Exacerbated by Its Unique Features.
..................................................................................... 27
CONCLUSION ............................................................................... 44
3
TABLE OF AUTHORITIES
FEDERAL CASES
4
STATE CASES
In re Lynch (1972)
8 Cal.3d 410 ............................................................................... 18
In re Serrano (1995)
10 Cal.4th 447 ........................................................................... 24
DOCKETED CASES
Plata v. Newsom,
N.D. Cal., 01-CV-1351-JST ...................................................... 16
5
FEDERAL CONSTITUTIONAL PROVISIONS
AND STATUTES
6
OTHER AUTHORITIES
7
Charts Show How Bay Area’s Current Coronavirus
Surge Is Already Worse Than the Last One, San
Francisco Chronicle (Nov. 21, 2020)
https://www.sfchronicle.com/bayarea/article/Chart
s-show-how-Bay-Area-s-current-coronavirus-
15738406.php {reviewed Nov. 21, 2020} ............................ 39, 40
8
IN THE SUPREME COURT OF THE STATE OF CALIFORNIA
9
INTRODUCTION AND SUMMARY OF ARGUMENT
10
did take a number of steps to mitigate the pandemic, such as
distributing masks, cleaning supplies and hand sanitizers;
disinfecting showers, etc. (Return p. 34-35.) However, based on
the factual record, including the unrebutted analyses of infectious
disease experts, the Court of Appeal found those measures
woefully inadequate because they did not address the
circumstances that fueled the epidemic within San Quentin.
Respondent failed to squarely address the analysis of
infectious disease experts that, due to its unique architectural
features, San Quentin could not safely protect inmates from
spread of the COVID-19 contagion unless CDCR promptly
reduced the inmate population by 50% or more. (Slip opn., pp. 16-
11
Guidance” from the federal Centers for Disease Control &
Prevention (CDC). But, despite the crucial role of habeas
pleadings in “joining” the issues, respondent never referred to that
CDC “Guidance” in its Return. Because the habeas pleadings
were the proper mechanism for framing the issues and
development of the record, it is too late for respondent to assert
that this “Guidance” was the basis for CDCR’s failure to heed the
public health experts’ recommendations on the dangers posed by
San Quentin’s specific features.
Even leaving aside respondent’s failure to present this
assertion in its Return, the CDC “Interim Guidance” provides no
justification for CDCR’s inaction. The “Guidance” was a highly
12
directed CDCR to reduce the inmate population by 50% -- to 1775
– through a combination of early releases and transfers.
The Court of Appeal’s disposition affords CDCR broad
discretion in how it reaches the target level of 1775. The
disposition is considerably different than that urged in Von
Staich’s petition and gives CDCR far greater leeway. Petitioner
has urged the appellate court to direct CDCR to release specific
categories of vulnerable inmates – those 60 or older or with pre-
existing conditions enhancing their vulnerability to the disease.
But the Court of Appeal chose not to mandate which categories of
inmates should be released. Moreover, though the petition had
sought the remedy of supervised releases of vulnerable inmates,
13
ARGUMENT
14
The Eighth Amendment … and article I, section 17 of
the California Constitution both require correctional
officials to provide inmates adequate medical care.
[Citations.] In order to prevail on a constitutional
claim of inadequate care, a prisoner must establish
that the responsible prison official treated him with
“deliberate indifference to serious medical needs.”
[Citation.] “Deliberate indifference” is established
where the challenged deficiency is “sufficiently
serious,” and prison officials “know[] that inmates
face a substantial risk of serious harm and disregard
that risk by failing to take reasonable measures to
abate it.” [Citation.] (Slip opn. at p. 18.)
15
That respondents are presently disregarding the risk
of harm and will continue to do so is also not disputed
by any evidence the Attorney General has provided.
…. [P]etitioner produced evidence that the efforts
respondents have taken to control COVID-19 in San
Quentin are insufficient to protect inmates from
COVID-19 without the speedy reduction of the
population of that prison by at least half.
Respondents disagree with that claim, but have
provided no evidence at all contradicting the
substantial evidence petitioner has marshalled.
Respondents thus disregard uncontested evidence
that the measures CDCR has taken to protect San
Quentin will be ineffectual if prison officials do not
immediately reduce the population of San Quentin
dramatically. (Slip opn. at pp. 33-34 (emphasis
added).)
16
Eighth Amendment’s prohibition on cruel and unusual
punishment. (Brown v. Plata (2011) 563 U.S. 493.) The Supreme
Court affirmed a three-judge district court decision requiring
CDCR to reduce its overall inmate population to 137.5% of design
capacity. Although 9 years have passed since the Supreme Court
decision, the Plata litigation remains pending in district court.
Respondent refers throughout the petition for review to the
district court’s ongoing review of the CDCR system, including its
response to the COVID-19 pandemic, and the involvement of a
federal Receiver appointed by the district court. However, as the
Court of Appeal underscored, the California courts remain the
primary guarantors of the rights of inmates confined in California
17
that are in no way ‘dependent on those guaranteed by the United
States Constitution’ (Cal. Const., art. I, § 24).” (People v. Buza
(2018) 4 Cal.5th 658, 684.) Indeed, this Court has sometimes
afforded greater protections under article I, section 17, than
federal applications of the Eighth Amendment. 1
California courts review conditions of confinement claims
under article I, section 17, under the same “deliberate
indifference” test as Eighth Amendment precedents. “The same
basic test employed in the federal courts is appropriate to
assessing conditions of confinement challenged under the
California Constitution.” (Inmates of the Riverside County Jail v.
Clark (1983) 144 Cal. App.3d 850, 859.) Although the standard is
19
formulation of the governing standard. There is no review-
worthy issue, and this Court should decline review.
20
II. Respondent’s Defense of San Quentin’s Response to
the COVID-19 Outbreak Rests on Arguments Never
Presented to the Court of Appeal – Especially Its
New Assertion that CDCR Declined to Follow
Infectious Disease Experts’ Urgent Recommendation
to Reduce San Quentin’s Population Based on a
General “Interim Guidance” from CDC.
A. The Return Did Not Allege That CDCR Rejected
the Experts’ “Urgent” Recommendation to
Reduce San Quentin’s Inmate Population Based
on an “Interim Guidance” from CDC.
21
layout of its 5-tier open-grill cells, which made it exceptionally
conducive to widespread contagion with the virus:
22
physical features and the “crowding of inmates in single large
settings.” (Trav. Appx. 1 at 5-7; Slip opn., pp. 11-12.)
The Petition for Review attempts to justify CDCR’s failure
to heed the infectious disease experts’ “urgent” call for a 50% (or
greater) population reduction by asserting that “prison officials
acted on the advice of different experts, in this case the advice of
the CDC.” (Pet. Rev. 26 (emphasis in original).) The Petition for
Review cites an “Interim Guidance” for correctional institutions
first issued in March 2020. (CDC, Interim Guidance on
Management of Coronavirus Disease 2019 (COVID-19) in
Correctional Facilities (Mar. 23, 2020, updated through Oct. 21,
2020) (“CDC Interim Guidance”).) 2 The Interim Guidance is a
2 https://www.cdc.gov/coronavirus/2019-
ncov/community/correction-detention/guidance-correctional-
detention.html {reviewed Nov. 24, 2020}
23
to any alleged omission or misstatement … in a petition for
rehearing.” (Id., rule 8.500(c)(2).) Respondent did not file any
rehearing petition contesting any such “omission” – presumably
because respondent had not claimed any such reliance on the
Interim Guidance in its briefing.
Respondent’s attempt to offer a new justification for
CDCR’s failure to heed the infectious disease experts
recommendations concerning the perilous conditions at San
Quentin contravenes this Court’s precedents defining the crucial
function of the return. The return and the traverse establish the
framework through which “‘both factual and legal issues are
joined for review.’ [Citation.] This process of defining the issues is
25
necessarily address every possible custodial setting…,” and
emphasizes: “The guidance may need to be adapted based
on individual facilities’ physical space, staffing,
population, operations, and other resources and
conditions.” (Ibid. (emphasis in original.) As respondent notes,
“the CDC recommends prison officials ‘increase the physical
space between incarcerated[ ] persons (ideally 6 feet between all
individuals, regardless of symptoms) and to minimize mixing of
individuals from different housing units.’” (Pet. Rev. 27.)
26
San Quentin to prioritize which units to depopulate further,
including the high-risk reception center and gymnasium
environments. It is important to note that we spoke to a number
of incarcerated people who were over the age of 60 and had a
matter of weeks left on their sentences. It is inconceivable that
they are still in this dangerous environment.” (Supp. Pet. Appx. B
at 12 (emphasis in original); Slip opn., p. 8).)
27
analysis (which was seconded by other infectious disease experts
such as habeas declarants Drs. Chin-Hong and Beyrer).
Respondent fails to present any review-worthy issue,
because its Return – its most crucial pleading in the habeas
proceeding – failed to rebut that medical analysis. The function
of the formal habeas pleadings – particularly, the Return – is to
“join” “the factual and legal issues” of the habeas proceeding.
(Duvall, 9 Cal.4th at 478.) To “join” the issues is to meet the
opposing party’s factual and legal contentions directly to enable
the Court to determine which issues are genuinely contested.
Here, rather than “join” the issues by presenting any contrary
medical analysis, the Return sidestepped the facts presented in
28
Respondent did submit copious exhibits, including selected
items from Von Staich’s individual records intended either to
discredit his individual medical vulnerabilities or to raise
dangerousness concerns. It also submitted documents describing
other steps CDCR was taking – which conspicuously did not
involve inmate releases anywhere near the level prescribed in the
Urgent Memo. The Urgent Memo (and the other experts’
concurring declarations) were crucial components of “the basis of
the claim” that the conditions of confinement in San Quentin
were “unlawful.” (Duvall at 476.) But the Return did not present
any contrary expert analysis or any other facts countering the
Memo’s factual premises and medical analysis. Nor did it allege
29
the Return must plead facts and reasons for that showing. “We …
reiterate the centrality of the return in this process and the
requirement that the return state facts and respond to the factual
allegations set forth in the petition.” (Duvall at 477 fn. 4
(emphasis added).)
To this day, respondent has not articulated any basis for
discounting the infectious disease experts’ findings. The Return’s
general assertions that CDCR could “reasonably” disregard that
analysis raise more questions than they answer. For example:
• Does respondent dispute the credentials of Dr. Brie
Williams and Dr. Stefano Bertozzi or other members
of the UCSF/Berkeley Public Health team?
30
to do.” (Slip opn., p. 21.) The Urgent Memo made clear that the
crucial circumstances making San Quentin a Petri dish for
contagion were its dense population level and the facility’s
architecture and other physical features. The return did not
state any medical basis for believing that CDCR’s more modest
steps could abate the wide contagion which the crowded
conditions and poor ventilation made inevitable.
The same goes for respondent’s assertions that prison
authorities must consider danger to the public. It is a truism to
say that some San Quentin inmates would pose a danger to the
public if released. But the Return did not offer any specific data
or analysis of the inmate population indicating the numbers of
31
which respondent has far greater access to the facts than
petitioner.
CDCR has ready access to cadres of medical staff and other
experts and is well-positioned to investigate any perceived errors
in the petition’s factual showing regarding the physical
conditions at San Quentin. Similarly, CDCR has access to
inmates’ records. But the Return made no effort to analyze the
inmate population and assess the numbers of inmates whose age,
prior offenses, and/or prison disciplinary records indicated a
substantial ongoing risk to the public and the numbers of
inmates who could be safely released into supervised re-entry
programs.
32
III. The Court Of Appeal’s Disposition Represents A
Measured Remedy That Affords CDCR Broad
Discretion In Achieving The Necessary Reductions.
Respondent’s “Issue Presented” appears to include a
dispositional question in addition to its challenge to the
“deliberate indifference” determination: “[M]ay a court on that
basis order officials to reduce the total prison population by
50%?” (Pet. Rev. 6) But the body of the petition addresses only
the “deliberate indifference” finding and does not raise any
challenge, much less any review-worthy question, concerning the
appellate court’s formulation of the remedy.
The measured disposition affords CDC extraordinarily
broad discretion, and the petition does not argue that the
33
inmates should also be released. But the Court structured the
remedy in a different way that preserved CDCR’s ability to make
the crucial decisions as to which inmates to release or transfer.
“The Remedy We Provide Will Benefit All San Quentin Inmates
and Provide CDCR Latitude to Determine How That Happens.”
(Slip opn., p. 37 (heading).)
The Court did not prescribe which categories of inmates
should be released in order to achieve the requisite reduction of
the population to 1775. The court was careful to leave those
decisions up to CDCR. The petition had argued that any
reduction of the inmate populations should be achieved through
releases of vulnerable inmates. While the opinion noted several
34
B. Respondent Does Not Assert that the Appellate
Court’s Remedy Is Unworkable or That It
Would Pose Any Danger to Public Safety.
The petition for review is most noteworthy for what it does
not assert. Respondent does not contend that CDCR will be
unable to achieve the prescribed reduction of San Quentin’s
inmate population to 1775.
Over the course of the pandemic and the Von Staich
litigation, CDCR has made progress in reducing San Quentin’s
population. At the time of the June 2020 UCSF/Berkeley Public
Health Urgent Memo, San Quentin housed 3547 inmates. (Slip
opn., p. 8; Supp. Pet. Appx. B at 12.) CDCR’s most current
population statistics show that this progress has continued, albeit
4https://www.cdcr.ca.gov/research/wp-
content/uploads/sites/174/2020/11/Tpop1d201118.pdf {reviewed
Nov. 23, 2020}.
35
facilities.” (Slip opn., p. 26.) The petition for review does not
dispute that feasibility.
In response to the pandemic, CDCR has initiated three
distinct early release programs. (Slip opn., pp. 23-24.) The
problem is that, in their current forms, those programs’ criteria
are so restrictive that they render “a large population of San
Quentin’s inmate population” categorically ineligible. The 180-
day and 365-day programs’ exclusions of all inmates serving time
for a “violent” offense bar consideration of early release for
“virtually all life prisoners eligible for parole (lifers).” “The
expedited release plans also exclude most inmates convicted of
second or third strikes. [Citations.]” (Slip opn., p. 24.)
36
also among those most vulnerable to death or grave illness if
infected with COVID-19, they should be prime candidates for
early release. “Respondents … have the authority [under Govt.
Code § 8658] to include all elderly inmates eligible for parole in
the expedited release plans…, but have chosen not to do so
despite such inmates’ heightened vulnerability to the virus and
reduced risk of dangerousness to the public.” (Slip opn., p. 31.)
What is most noteworthy about the petition for review, is
“the dog that didn’t bark.” Respondent does not attempt to
dispute that CDCR can achieve the necessary population
reduction through a combination of transfers and early releases.
Nor does the petition dispute that CDCR can take these steps
37
necessary reductions and to make the relevant programmatic and
individual decisions along the way. There is no cause for this
Court to intervene through a grant of review.
38
IV. In View of the Continuing Urgency Posed By the
Pandemic, Especially During the Coming Winter
Months, This Court Should Deny Review To Allow
Expeditious Implementation of the Appellate Court’s
Remedy.
Sometimes the urgency of a matter calls out for
intervention by the state’s highest court. Here the opposite is
true. It is imperative that CDCR implement the appellate
court’s disposition now and bring the San Quentin
population down to 1775 with all deliberate speed,
because the pandemic is entering its most dangerous
phase.
By every measure – new infections, hospitalizations, deaths
– COVID-19 cases are now surging in California and throughout
5 https://www.nytimes.com/live/2020/11/20/world/covid-19-
coronavirus?referringSource=articleShare#as-curfews-multiply-
the-us-breaks-more-records-for-new-cases-and-hospitalizations
{reviewed Nov. 21, 2020}.
6 https://www.sfchronicle.com/bayarea/article/The-third-wave-of-
7 https://www.sfchronicle.com/bayarea/article/Charts-show-how-
Bay-Area-s-current-coronavirus-15738406.php {reviewed Nov. 21,
2020}.
8 CDCR, Population COVID-19 Tracking,
https://www.cdcr.ca.gov/covid19/population-status-tracking/
{reviewed Nov. 24, 2020}.
9 These include Avenal, California Rehabilitation Center,
10In re Ian Hall et al., Marin County Super. Ct. SC212933 et al.,
Respondent’s Br. re Effects of Von Staich Decision, p. 4 (Nov. 16,
2020). See accompanying Motion for Judicial Notice.
41
resolution for several months. 11 Yet, the current escalating surge
in California is a stark reminder that time is the essence. Robust
steps of the kind directed in the appellate opinion are necessary
to prevent further tragedy.
Review is unnecessary. There is no unresolved issue
concerning proper formulation of the constitutional standard. The
case comes down to a highly complex set of facts. The opinion
attests to the care and thoroughness of the appellate court’s
evaluation of those facts under the governing principles. There is
no cause for this Court to undo that decision and to re-examine
those facts anew.
Finally, a grant of review would send the wrong message.
12
https://www.nytimes.com/2020/11/21/opinion/sunday/coronavirus-
prisons-jails.html?smid=nytcore-ios-share {reviewed Nov. 23,
2020}.
43
this Court to deny review and to remove any uncertainty over
CDCR’s duty to fully comply with these responsibilities.
CONCLUSION
JONATHAN SOGLIN
Executive Director
/s/ J. Bradley O’Connell
J. Bradley O’Connell
Assistant Director
/s/ L. Richard Braucher
44
CERTIFICATE OF WORD COUNT
JONATHAN SOGLIN
Executive Director
/s/ J. Bradley O’Connell
J. Bradley O’Connell
45
DECLARATION OF SERVICE BY MAIL AND ELECTRONIC SERVICE BY TRUEFILING
Re: In re Ivan Von Staich Case No.: S265173
Court of Appeal Case No. A160122
Marin County Superior Court Case No. C58351
I, the undersigned, declare that I am over 18 years of age and not a party to the
within cause. I am employed in the County of Alameda, State of California. My business
address is 475 Fourteenth Street, Suite 650, Oakland, CA 94612. My electronic service
address is eservice@fdap.org. On November 25, 2020, I served a true copy of the attached
on each of the Answer to Petition for Review following, by placing same in an
envelope(s) addressed as follows:
Marin County Superior Court Marin County District Attorney
3501 Civic Center Drive 3501 Civic Center Drive
San Rafael, CA 94903 San Rafael, CA 94903