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Voice and Equality: Civic Voluntarism in American Politics
Voice and Equality: Civic Voluntarism in American Politics
SIDNEY VERBA
KAY LEHMAN SCHLOZMAN
HENRY E. BRADY
' L Introduction 1
III
The Civic Voluntarism Model
267
268 Voice and Equality
1 . .In con rra sc ro la bels such as rhe SES model" o r the " rational cho ice mode.l," che
269
270 Voice and Equality Explaining Parricipation 271
Ali three components of the model are importanr. However, ·- guishes between the social positions from which resources de-
·.·y· place greater emphasis on the resources that facilitare • rive-for instance; the respondent's family background or occupa-
participatio and on rhe varíety of psychological predispositions •tion-and the resources themselves. This allows a focus on the
toward politi . rhat we label "political engagement" than on .· processes by which resources are acquired in the context of social
political recruitmen Recruitment to political activity-being positions.
asked to take part-pla an important role, but participation can, We emphasize three kinds of resources: time, money, and civic
and <loes, rake place ( the absence of specífic requests for skills. Many forms of polirical activity-campaign work, informal
activity. In contrast, it is har to imagine activity without ar least .efforts to solve community problems, even voting-require time.
a modicum of resources an sorne political engagement. With \ Conrriburions to candidates or política) causes, a mode of activism
respect to resources and engag ment, for several reasons we \ that has grown in relative importance in recent decades,
place great er stress on the forme' First, we can measure obviously demand money. Finally, the citizen who possesses the
resources with greater reliability and validi·. than we can requisite organizatíonal and communications capacities-what we
measure the other factors. Second, the causal priori of resources call civic skills-will find it less daunting to take part. Indeed,
is easier to establish. Third, a theoretical model base on when inputs of time and money are coupled ro civic kills, citizens
resources is more interpretable. And, last, a resource-base model become not only more likely to participare bur also more likely to
has significant substantive relevance for American politic, We be effective
shall explícate rhese reasons further as we develop our mod .w hen they do.
In our analysis, we consider not only overall participation b We trace the origin of these resources back to the fundamental
particular political acrs as well. As will become clear, forms · ····.. · involvements of individuals in májor social institutions. Experi-
política] participation vary in terms of rhe explanarory factors cha ences in the family, at school, and in the workplace and citizens'
matter mosr. In particular, the requirements for activities th . _ voluntary affiliations with non-política! associations and religious
demand ínputs of money are quite different from the requiremen .. institutions-a function of their socially structured circumstances
for those that demand inputs of time. · ; and the constrained choices they make about their lives-affect
the srockpile of time, money, and civic skills available for politics.
RESOURCES Depending on the nature of the insritutions and the nature and
The literature on part1c1pation refers ro a heterogeneous se·t extent of a citi zen's involvement with them , families, schools,
factors-ranging from such aspects of social position as a hi jobs, voluntary associations, and churches provide differential
leve! of education or income to such psychological predjspositio amounts of each of the three resources. Since the resources of time,
money,
as a sense of political efficacy or group solidarity-as resources f¡ ,
political activity. In the Civic Voluntarism Model, we define f . s díscussion of the na cure of che relevant resour ces and its emphasis upon che rol e of
.f So mces in movemenc success, resource mobilizacion rheor y is very relevant ro our con
sources more concretely and treat their relationship to particip·: ·5 ms. Charles Tilly suggests rhat land, labor, capital, and tec hnical experrise are fundamen
tion more comprehensively, probing their origins and investiga ti tal r sources to movem ents in Frorn Mobilization to Revolution ( Reading , Mass.: Addison
how they operare to facilitare participation.2 Our approach disti . esley, 1978), p. 69. John D. McCarthy and Mayer N. Zald refer to rime and money and to
"skil!s in lo bbying, acco un ting, and fund raisi ng" in " Resource Mobilization and Social
Movcmenrs: A Parcial Theory," American Sociologica/ Review 82 (19 77 ): 1224 and 123 4. In
Civic Vo!untarism Model is not very descriptivc. Howeve r, we delibcrare!y chose an ap the literat ure on political participation, resources are imp lic it in the "soc io ccono mic"
lation that is non -resrricriv e in arder to accommodate the range of facrors that we b :mode l of Sidney Verba and Norman H. Nie in Participatio11 in America: Po litical Dernoc
to bear 011 the explanation of participation. tªc)• ond Social Equality { New Yor k: Harper and Row, 1972). However, Verba and Nie
2. Our approach has srrong affinitics with resource mobilization theory in socio) . ·· either explain whar resour ces are involved and how they work to enhan ce par rici patio n
However, while we concentrare upan rhe resour ces available to individual s, the focu·s . socio! or delineate clearly betw een resources and other factors- for example, políti ca! efficacy
ogical .resource mobilizat ion theo ry is up on social moveme nt organizations. St,ill . , r inte resr- rhat intervene betwcen socioe conomic position and political activiry.
272 Voice and Equality Explaining Participation 273
and skills are differentially useful for various forms of activity, Iead to participation. Those who are asked in this way might have
explanation of political activity that is based on resources intended to act anyway, but the request was the triggering factor.
us to link basic life circumstances and choices to pattems ·• Scholars have demonstrated the role of various institutions in
political activity. mobilizing cítizens to política! action. In particular, they have
.•.•. remarked upon party efforts to get out the vo te.4 However, they
ENGAGEMENT .•· have also paid attention to the role of religious institutions in
The variety of psychological predispositions that we group und ··• mobilizing activity: both the Black churches and, more recently,
the rubric of engagement is the second component of the Civ > White conservative Protestant churches.5 Our data are unusual in
Voluntarism Model. Measures of psychological engagement wí .. ·· that, as we have already seen in Chapter 5, we investigare the
politics have played a central role in theories of political partic; phenomenon across a variety of activities ín severa! institutional
pation. Scholars have emphasized such characteristics as the inte.r: settings and relate the characteristics of the respondent to the
est in politics that makes individuals want to take part; the sensi characteristics of the person making the request. We incorporate
of political efficacy that provídes the subjective feeling that th the attempts to recruit activists into our rnodei of participation.
can rnake a difference when they do; the civic values that impl
that participation will be accompanied by the psychic gratificatio
Resources, Engagement, and Recruitment as Explanations
of having fulfilled a duty; the group consciousness that endo ··
individuals wíth a sense that their fate is linked to that of othe No explanation of political activity will ever be complete. As
identification with a political party; and commitment to speci with any attempt to explain human be"havior, there are too many
policies that individuals would like to see implemented3.
indi vidual social and psychological characteristics, too many
f stimuli externa! to the individual, too many experiences, too
As with resources, we shall show the way in which these vari ou; many acci dental events to permit us ever to explain fully the
indicators of engagement relate to the non-política! involvementi ways citizens take part in politics. Hence, we must satisfice,
of individuals-beginning with early experiences at home and aaj. seeking an expla-
school and continuing imo adult life. And, as with resources, w#
shall investigate how various measures of engagernent are diffef¿
4. Sce, among orbers, Robert Huckfeldt and John Sprague, "Political Parties and Elec
entially relevant depending upon the particular mode of political; toral Mobilization: Politica .1 Strucrure, Social Structure, and tbe Party Canvass," American
activity. Political Science Review 86 (1992): 70-86; and Steven J. Roscnsrone and John Mark
Hansen, M obilization, Participation, and Democracy in America (New York: Macmillan,
1993 ), chap . 6. Cross-nationa l studies are especially belpful in demonstrating the role of
RECRUITMENT ··.•·
t
parries. See, for example, Sidney Verba, Norman H. Nie, and Jae-On Kim, Partici/Jation
As shown in Chapter 5, requests for participation that come . and Política/ Equality: A Se11en-Nation Comparison (Cambridge: Cambridge University
indíviduals at work, in church, or in organizatíons-especiallf ·: Press, 1978); and G. Bingham Powell, "American Voter Turnout in Comparative Perspec
tive," American Political Science Review 80 (1986): 17- 43.
those that come from friends, relatives, or acquaintanc es- ofte ; 5. Analyscs tbat demonsrrate rhe mobilizing role of churches include C. Eric Lincoln
and Lawrence H. Mamiya, The Black Church in the A frican-American Experience (Dur
ham, N.C.: Duke University Pres s, 1990); Kenneth D. Wald, Religion and Politics in the
3. Far descriprions of tbese various measures and bow they are used in the lirera rure( 1 United States, 2nd ed. {Washington, D.C.: CQ Press, 1992); Clyde Wilcox, God's Warriors:
see, among others, Paul R. Abramson, Political Attitudes in America: Formation and : . : The Christian Right in Twentieth Century America (Balrimore: Johns Hopkins University
Change (S;n Francisco: W. H. Freeman, 1983), p. 135; Steven Earl Bennm, Apathy in: Press, 1992); Kennerh D. Wald, Lyman A. Kel!stedr, and David C. Leege, "Church lnvolve
America, 1960-1984: Causes and Consequences of Citizen Political Indifference (Dobbs menr in Political Behavior," in David C. Leege and Lyman A. Kellstedt, eds., Rediscovering
Ferry, N.Y.: Transnational .Publisher s, 1986 ); and Lester W. Milbrath and M. L. Goel/ the Re/igious Factor in American Politics (Armonk, N.Y.: M. E. Sharpe, 1993), chap. 6;
Politica/ Participation: Ho w and Why Do People Get Involved in Politics?, 2nd ed. (Chi·i · and A!lan D. Hertz ke, Echoes of Discontent: Jesse ]ackson, Pat Robertson ., and the Resur
cago: Rand McNally, 'J 977). gence o( Populism (Washington, D.C.: CQ Press, 1993).
274 Voice and Equality
Explaining Partícipatíon 275
nacion that uses a limired a set of variables to account foras muq citizens wíth a means of communicating ínformation about their
as possible-in short, an explanarion that is simultaneously po ·
preferences ro those who govern and generating pressure to com
erful and parsimonious. However, we seek more than explanato ply. The nature of that voice depends on the representativeness of
power. The social sciences are replete with models that are stati
the activists-whether and in what ways they differ from the
tically powerful, but methodologically unsound or substantive / population at large. To the extent rhat those differe nces hew to
trivial. Thus, we are concerned that any model we propose shouf .•. the fault lines of política!cleavage, our explanation gains political
be based on explanatory factors chat are measurable, causall .· resonance. If the factors that have an impact on the propensity of
ordered, theoretically interpretable and interesting , and releva
· .individuals to cake pare in politics are also related to the funda
to politics. Let us introduce each of these criteria.
mental divisions that underlíe American politics, not only do we
Obviously, no empírica! study, ours included, is sound if iti
improve our ability to predice activity but wc enrich our under
not based on measurable factors. We shall show that che explari
standing of the way in which particípation shapes public
tory factors included in our model of política! actívity are reliab
outcomes in America. Thus, we will discuss both the factors that
(that is, they can be measured with a good <leal of confidence)
predispose citizens to be active and the way in which the
well as valid (that is, chey measure what we think they measure
distribution of chese factors affects che ability of polítically
The faccors we use to explain political activity should be cau
relevant groups defined by, for example, their race or income to
al/y prior to that activity. Causal direction is usually difficult
add theír voices to the American política! debate.
identify in the social sciences. Since our analysis is based on ero{
We can evaluate the triad of explanatory factors on the basis of
sectional data, this is a particular problem for us. Although
these críteria-measurement, direction of causality, theoretícal in
shall make causal inferences, we shall attempt to be as clear
tcrpreta bílity and interest, and política! relevance. The criteria all
possible about the basis for any inference and the uncertain
lead us in the direction of making resources the centerpieccof our
surrounding it.
explanatory model.
We also seek explanatory factors that are theoretically interpre
. able and substantively interesting. That a variable generates
MEASUREMENT
robu· coefficients in predíctive equations is insufficient. We seek
Political motivations, such as interese in politics or a sense of
facto·•· for which the impact on participation is understandable
efficacy or group consciousness, are more dífficult than either
within t framework of sorne more general model or theory of
resources or rccruitmcnt to measure in a reliableand valid
what lea to participation. We want, in other words, to know why
manner. We depend- as survey rescarchers must-on rhe answers
a paf ticular factor operares as it <loes. Furthermore, we prefer
we re ceive to questions. Reports of motivations are difficult to
explana'. tory factors that tell us somethíng interesting about
compare reliably across individuals. The measurement of such
participation' lnteresting factors tend to be ones that are less
resources as money, time, and skills rests on relatively concrete,
proximate to tha which is to be explained: it is, for instance, more
objective ques tions. With respect to money, we asked about both
interesting ( explain an individual's vote on the basis of econo
total family income from all sources and che respondent's own
mic circum stances or family background than on the basis of
earnings. In terms of time, we asked about the number of hours
candidat preference just before entering the voting booth. As we
devoted to such activities as paid work, necessary tasks at home,
shall see; not all powerful predictors of participation are terribly
and sleep. Although we know that there is error in these
ínterestin •
measurcs, the metrics used, dollars and hours, are unlikely to vary
Fínally, we seek an explanation that is relevantto real issues 6 .
in meaning from respondent to respondent . Questions about skills
American politics. As we have argued, política! participation mat
are factual as well. We asked about actual experíences of
ters because it constitutes che voice of the people: it provide ..
exercising specific
276 Voicc and Equality .Explaining Participation 277
skills-for example, making a public presentation or organizin' , olitical contributions. The existence of an industry dedicated to
meeting-rather than abouc subjective assessments of respondé . is kind of fund raising attests to the fact that these impersonal
capacities. ppeals for financia! support are sufficiently likely to bear fruir to
Similarly, the measures of recruitment are fairly clear and c ustify the enterprise. However, ir is well known that the quickest
crete. As discussed in Chapter 5, we asked at separare points· y,ay to generare a mailbox foil of additional solicitations is to
the interview about mobilization attempts in three institutio ¡espond favorably to the first one. Since fund raising is expensive ,
settings---on the job, in church, in organizations. These measu professionals in the field are careful to targer likely prospecrs. Who
are relatively unambiguous in meaning, and respondenrs had 1· i ·s more likely to say yes toan appeal for money than a past donor?
difficulty in answering these questions or in describing the s ' he same principie obtains for appeals made through personal,
characteristics of those making requests. ;; ¡;ather than electronic, networks. Surely activity results from re-
When it comes to the various indicators of political engagem 4 uests for activity: when asked, especially when asked by a friend,
it is less clear just what is being measured. We know, more or 1 people engage in political acts that they might not orherwise have
what it means when a respondent has a salary of a particular si under taken . However, those who ask others to take part in politics
has given a speech or presentation at work thus exercising a ci , skill, have no incentive to waste their efforts on unlikely prospects. Once
or has been asked by a friend to go to a protest. We are l clear what it .again, who is more likely to assent than a former panicipant?
means when a respondent indicates being "intere·.·.. in politics and }> In contrast, we are more comfortable inferring causal priority
public affairs" or agrees that "people like me h no say over ' hen it comes to a resource-centered explanation, for the institu
what the government does."6 Survey researchers t we are, we use tional involvements out of which citizens acquire resou.rces are,
measures of engagement such as political intei: and efficacy, but we believe, antecedent to política! activity. In the absence of actual
we try to rest our argum enr on measures t .· have clearer face life histories collected over respo ndents ' lifetimes, we cannot be
meaning and greater measurement solidity. absolutely certain that individuals make decisions about family,
\ vork, organizational involvements, or affiliations with religious
DIRECTION OF CAUSALITY / ;institutions apart from and in advance of choices to take part po
Direction of causality, always a problem in the social sciences/ litically. However, these seem to be plausible assumptions. Obvi
particularly troublesome when it comes to both political engag ously, family background and early experiences in school, critica!
mene and recruitment. Political interest and a sense of politié: in their implications both for the development of resources for
efficacy probably lead to political activity but, presumably, parti .· politics and far the future institutional commitments that permit
pating in politics also enhances political interest and :.the further enhancement of political resources, precede adult po
cultiva( feelings of political efficacy. Similarly, the direction of litical activity. Even decisions about adult institutional involve
causalitY ments-the nature, direction, and extent of commitment to the
problematic with respect to requests for política! activity. Th ii workplace, religious institutions, or non-political organizations
particularly obvious in the case of mail and phone solicitations f would seem to be largely independent of political inclinations.
They do not derive from voluntary political activity or, even, from
6. A part icula rly vexing problem is whether effica cy is a propcn y o f t hc
anticipation of voluntary political activity.7
responden·t of the syst em: that is, do responses to ef6cacy qu esrions tell us something
abo u t the
a pa rt icula r individu al is constit ut ed psychologically or somerhing a bour the probabil" 7. Huckfeldt and Sprague ta ke a similar posirion in th eir careful review óf the li t erat ure
that the political sysrem will be respon siv e ? T he distinct io n between interna! and exte :. . on contextual cffecrs in pol itics, They express skepcicism abou c " simp le versio ns of ch e
efficacy helps to short- círcuit chis dilemm but does no t eli minare all of the ambiguities ;\ self-seleccio n argum enr. To wh at extent do pcople choosc their location in the social
meaning. For a discussion o.f the li teratu re on int erna! and externa! efficacy, sec Abrams .
Political Attitude s in America, chap. S .
278 Voice and Equality
Explaining Participa tion 279
It might be objected that, contrary to this line of reasoning, there ices-thar matters far political participation bue how actively en
are well-known-albeit infrequent--examples in which someone gaged the individual is in each sercing. Furthermore, apart from
chose a line of work, married into a politically prominent family, the accivicy of the individual, institution differ in their capacity
or even worshipped in a particular church a che result of political ro incubate the skills thar facilitare political participation. For
ambitions. In these cases che purported causal direction is reversed, example, we shall demonstrate that it matters far política! partici
with politics dictating adule non-political af.filiations. However, in parion what kind of church one attends-a choice that is relacively
all the cases of which we know, the political motivation is to run unlikely ro reflecta generalized ta ce for involvement.
for office or to have a career in publíc life rather than to enha nc.e
opportunities as a volunteer political activist. Although it is surely . THEORETICAL INTERPRETAB!LJTY AND INTEREST
possible for an aspiring political parcicipant to make life choices Most measures of political engagement are not very distant frorn
on the basis of a desire for expanded volunteer opportunities, we political participation. Asking whether someone feels able to parti
believe that it would be a rare occurrence. . cipare in politics or is interest ed in politics is ufficiently proximace
Af:filiations with voluntary a ociations present a specíal chal-· to that which is to be explained, activit y, that any relationship
lenge ro chis perspective. Involvements in organizations-which becomes less interesting theoretically. In contrast, the resource of
are much more likely than, say, church affiliations to be fluid-are time, money, and skills on which we focus-and che non-política!
often inspired by political concern . For this reason, when domain in which they are nurcured-are concept ually quite dif ferent
discuss ing the developmem of resource far politics in non- from political activity. This linking across domains- fr om the
política! con texts, we confine our purview to involveme nts in non-política! realms of everyday life to the political-is oneof che
organizations that do not take stands on public issue .8 This hallmarks of our appro ach. Sínce the in tirutions on which we
permits us to make the assumption of causal priority even for concentrare ai:e the most fundamenta] ones to which individuals
volumary organizatio ns:· There is a final aspect to the problem become connected as they move through the ordinary stages of
of causal inference that life, we believe we have an explanato ry model of wide generality
we should consider: the possibility that there is sorne omitted that is deeply grounded in the subs tance of people's lives. In
variable that explains the i:elationship between experiences in non:. addition, as we shall see shor rly when we connect our analysis of
política! settings and political activity. One possible omitted vari· resources ro two of rhe principal models of political activity, ra
able might be a " taste" for social activities that affects ali the· cional actor theory and the socioeconomic model, resources pro
measures we have, both rhe independent measures of involvement vide a theoretically interpretable relationship between che explana
in non-political institutions and the dependent variable of political tory and dependent variables.
activity. However, as we shall see, it is not simply being affiliated- ·
having a job, joining an organizat io n, or attending religious serv- POLJTICAL RELEVANCE
A reso urce-cemered explanation also tel.ls us a good deal about
scructure? How man y of us rcally chao e o ur workplace co lleagues, o ur coreligionists, our . the nature of contemporary American politic . A central concern
neighbor s? To th e extent tbat we are able to excrcise co ntro l o ver o ur surroundings, do wc in the study of participation i tbe extent to which disparities in
use politica l ccite ria in exerci ing such cboi e? O r do we choo e a joh becausc ir pays well?
A c hurch because our parents raised us in it? And then we cake the poliric s tl1at acco mpanies · participation are consonant with group differences in política!
the choic e. Robert Hur kfeldt and John Sprague, "Ci t izens, Comexrs, and Polirics, " in preferences or needs. We have a!ready seen that many groups rhat
J>o lit ical Science: The Srate o f the Discipline, ed. Ada W, Finifter (W ashington, D.C.: Th .
Amer ican Polirical Scicnce Associa tion , 1993), p. 294. · .. .. matter for politics in America- gro ups based on, for examp.le,
8. See Chapter 3 for a discussion of our defini tions of political and non-politic ií.l class, race, ethnicity, or receipt of means -tested government bene-
or ganizations.
Explaining Participation 281
280 Voice and Equality
component of the Civic Voluntarism Model b _rlacmg it m many studies in which this result is replicate d.
10. Sce Milbrath and Goc!, Political Parti cipation , chap. 4; and M. Margaret Conway,
context of two important approaches to poht1cal act1v1ty, Po /iti a1 l Participatiorr in t he Un ited States, 2nd ed. (Washington, D.C.: CQ Press, 1991),
· p. 21- 27. ln Participation in America (p. 133), Verba ami Nie ind icate a variety of
socioeconomic, or SES, model and the rational ac:or appro
factors hat link socioeconomic status with activity, resour ces such as time, money, skills,
The strengths of the SES model are in its empmcalp owe \ and nowledge- rhe reso urccs oo which we focus-as well as subjecrive characteris tics like
predict activity and in the political rele:a ce of th groupsu cacy: "What is it t hat links higher socioeconomic status with politica l participation? As
icated , man y con nective link s have been su ggested. Sorne depend on rhe social
which the analvsis is based. However, lt 1s theoret1cally de .... in cnviron nt of uppc r-starns citizens: They are more likely to be members of organizario
failing to spe ify che mechanism that links ?ocioeconomic s.•·t•· ns, aod
to political participation. In contrast, the ational actor appro y are likely ro be surroundcd by orhers who are parricipating. Sorne coonecting lin ks
end on the availa biliry of resources and skills: Upper-starus citizens have the time, che
is theoretically rich but weak in its pred1ct1ve power and relev<l ney, and the knowledge to be effective in politics. Other connecting links depend on the
for politics. Our model seeks to draw on the merits of each cbological character istics of upper-status citizens: They are more likely to be concemed
compensating for its shortcomings.
Explaining Participation 283
282 Voice and Equality
moving from socioeconomic status to esources-which are at and the denomination of the church one attends. As we shall see,
higher leve! of abstracrion and generahty-we are able to defi individuals wirh low SES may acquire civic skílls if they atrend
more fully the oature of the connection between SES andac t iv i . church-and if the church is che right denomination. Conversely,
As we shallse e, resources link backward to SES and forward· jndivid uals who are otherwise well endowed with resources be
political acrivity. The th e reso rces f money, time, and t· caus e of their high socioeconomic status will be lower in civic
skills if they do not attend church regularly-or if the church they
skills vary in their associanon w1th SES. Money and so e km of
attend is the wrong denomination . Frequency of church atten ance
civic skills are dosely relared to SES; they are moreava 1la b le .
and the kind of church one attends are, in turn, closely
rhose in higher socioeconomic positions. Time and other ci
·· onnected to race and ethnicity. This allows us to provide an
skills are less stratified by socioeconomic status. The three
sources also vary in their forward link to partícipation: eacK e:xplanation of differences in política! activity across race and
more useful far sorne kinds of activities than for others. By shd '.ethnic lines. In this manner, a reso urce-centered model provides a
;more solid theoretical foundation for the robust predictions and
ing how resources that are diff rentially availabl .º º theb_ s i ( .
politica lly relevant findings of che SES mod el. And ir accounts as
socioeconomic status affect vanous modes of pohttcal act1v1ty, .
well for sorne of the deviarions from what the SES model would
explain not only why sorne individuals are more ac ive and oth
less but also why certain kinds of people are more hkely to eng predict.
in ;articular participatory acts. The _r sult is.ª. fuller andm
RESOURCES AND RATIONAL CHOJCE
complex picmre of the sources of poh tic_ al ct1v1_ty. .
A resource-centered explanation of pohucal act1V1ty, then, A model of political acrivity based on resources <loes jusr rhe
hances che SES model by providíng an interpretation of che . , o pposite for rational actor theory: lt provides greater empírica!
rhat model works. Resources explain why people of higher e cation grounding and política! relevance to a model of political activity
or income or occupation are, in general, moreac t ive / resource- that is more satisfying for its theoretical elegance than for its
centered explanation, however, does more thanim p ro . predictive power or its relevance to politics. Although rational actor
upan the SES explanation of política! activity. lt goes beyondt theories have clearly specified how and why indivíduals ight
SES model to encompass other factors not linked to SES. The nC decide to participare in politics in order to pursue their d f i
model provides an explanation of many of the deviations from r terest, these theories have done a very poor job of predicting
oltt1cal participation. Rational actor theory falls short in predict- 1g
predictions of che SES model by isolating other social char
teristics, not part of the bundle of characteristics associatedw SES, how much política! activity there will be, and ir fa1ls short in
· redicting who will take part.
that generare parricipatory resources. ._ _ .
Our prime example involves the role of rehg1on. Rehg10us The faílure to predict the volume of activity constitutes the basic
aradox of participation. According to che theory, few should
stitutions are the source of significant civic skills which, int ,,
foster political activity. The acquisition of such civic skills isn o. articipate given the costs and the benefits, but many do. In
function of SES but depends on frequency of church attenda · hapter 4, we considered this paradox by examining rhe benefits
. ar people mention in discussing their participation. We con-
uded that activisrs can and do cite a multitude of benefits-rnost
w it h g ene ral p o l i tica l prohlems, and they are mor e likel y to feel efficacious." •
f which go substantially beyond self-interest narrowly defined.
In Who Votes ? ( Ne w Hav en: Yale Univer si ty Press, 1980), Ra ymond E.Wol figne r ar from being unable to deliver benefits commensurate with its
. .osts, political parriciparion seems able to provide substantial and
Steven J. Rose ns t0ne unp ack SES into iis constituent parts na d dcm ons tra tc t ha
t ' e duca coi n,ra th er tl,an income or occupati on, that bas co nseq ucnce s for vo jgnificant benefits. Once the range of selective benefits is, as it
ring. Howe
they dono t explain why ed ucation has an impact on tumout.
Explaining .Participation 285
284 Voice and Equality
must be enlarged to encompass such psychic benefits as the satis The Civic Voluntarism Model highlights the resources necessary
faction ;ttendant to doing one's civic duty, political participatio to bear the costs of various kinds of activity and the way in which
delivers more rhan enough benefits to satisfy any rational actor; a given configuration of resources enhances, or places constraints
The theory, however, becomes almost unfalsifiable once we enlarg on, the ability to participare in polit ics.14
the set of benefits and, thus, loses its analytical bite. ,. In focusing on resources, the Civic Voluntarism Model applies
Furthermore, even if the expansion of the meaning of bene to politics an important variant of rational choice theory that is
to embrace such a wide range is acceptable as a means of mak1 less commonly applied to economics and rarely applied to
the theory predictive, rational choice approaches f il to predi politics. The standard model of economic behavior assumes
who will participare. The theory is, for insta ce, amb1guous _abo stable prefer ences, maxímizing behavior, and budget constraints-
how SES is related to participation. Accordmg to one vers1on that is, lim ited resources such as time, money, and skills-with the
the theory, people of high SES should be less active because th emphasis on the preferences. As we have noted, students of
have the education and intellectual sophistication to comprehen political partici pation have also emphasized the preference
the free-rider problem and because their high salar_ies rai e th aspect of the model that is, the benefits accruing from the
opportunity cost of participation. 11 ow ver pl s1bl th_1sa activity-with less than satísfying results. By focusing on
proach, the strongest empirical regulanty tor part1c'.pat1on 1s ht • rcsources, we follow an alterna tive approach. The Chicago
rhose with high levels of SES, who are not otherw1se known f School of Economics has shown how a powerful theory of choice
particular irrationality in the c nduct of th ir lives, are the mo can be built, not upon restrictions on che motives for choice, but
Jikely to be active. Another vers10n of the rat10nal actor appr_oac on the budget constraints on resources that limit choice.15 In this
dating back at least to Anthony Downs,12 holds that.lower mf ;. approach, regardless of preferences even random and
mation and transaction costs for the well educaced 1mply that . idiosyncratic preferences-differential resource
will be easier for chem to take part in politics. This approach ha
the virtue of fitting the facts bur seems somewhat post hoc. Littlt
has been done to verify whether the mechanism specified operate For a d is cussion of cosrs as an explanation for activity, see Angus Deaton and John
constraints will result in predictable differences in behavior1.6 probe the ímplications of resour ce constraints for the ability ro
In their work on consumer theory, Angus Deaton and John bear the costs of different kinds of participation. By considering
MuelfY bauer state this posítion clearly: civic skills, we are able to understand why transaction and infor
mation coses might be lower for those of higher socioeconomic
Consumer behavior is frequendy presented in terms of preferences,
status. lncorporating income and free time as well helps to explain
on the one hand, and possibilities on the other. The emphasis in the
why parcicipants might choose modes of activity that require
discussion is commonly placed on preferences, on the axioms of
inputs of time as opposed to inputs of money. Thus, by focusing
choice, on utility functions and thcir propcrties. Thc specification of
on coses as well as benefits, a resomce approach retains the as
which choices are actually available is given a secondary place,
sumption of rational choice but provides a more complete expla
and, frequently, only very simple possibilities are considered. . . .
nation of political activity. In this way, we do not contradict the
We begin, however, wirh rhe limits to choice rarher rhan the choices
calculus of rational choice; instead we build upon its basic logic
rhemselves. Unlike preferences, the opportuniries for choice are
to gain additíonal empírica! insights.
often directly obs erva ble so thar, to the extent that variation in
In sum, the resource component of the Civic Voluntarisrn
behavior can be traced to variarions in opportunities, we have a
Model links both rational choice theory and the socioeconomic
straightforward and objecriveexplanation of observed phenomena.
approach to política! activity. Stratification theories suggest that
lt is our view that much can be so explained and that the part played
che distri bution of class and status are fundamental featmes of
by preferences in determining behavior rends to be overestimated.17
any society and often determine íts politics. A resource-centered
Substituting "political behavior" for "consumer behavior" neatlyi explanacion of política! participation shows how class and status
surnrnarizes our position. That Deaton and Muellbauer focus ori stratification shape individual resources to constrain individual
"the limírs to choice" which are "often directly observable" rather choices about political participation.
than on preferences is the economic parallel to our emphasis or( The task of the next few chapters is to develop and test the
resources rather rhan on bencfits. Because preferences are, by Civic Voluntarism Model of political participation. We consider
their/ very nature, subjective and, therefore, difficult to measure, it each of the components- resources, engagement, and recruitrnent-
is / much easier, and more productive, to base an explanation of and demonstrate how they are related both to overall political
política! participation on differences in resources . partici pation and to particular modes of activity. We also trace
Not only does the consumer theory associated with the Chicago their origins back to involvements with the major non-polít ica!
School demonstrate the importance of resource constraint s, but it: institu tions of American society: the family, school, workplace,
shows how different resource constraints operare in different cir church, and non-política] organizations. Taken togethcr, the
cumstances.18 Similarly, by analyzing the way in which multipl·e·.·· various fac rors in the Civic Voluntarism Model offer a powerful
resources are disrributed across the population, we are able to and new explanation of policical pa rticipatío n.
16. This is the conclusion in Gar y Becker' s " lrrational Beltavior and Economic Theory,
journal of Política/ Econom y 70 /1970): 1- 13. He shows that the main implication of the
trad it ional tbeory, '' that market demand curves are negatively ind ined- can also be
de rived from a wide variecy of irrational behavior." In his disc ussio n of rcvealcdprcferences,
Paul Samuclson has srressed that tht real power of the approach comes from the budget
co nstrainr. See his Foundati o11s of Economic Ana / ysis (Camb ridge, Ma ss.: Ha rvard Uni·
versity Press, 194 7).
17. Deamn and Mucllbaucr, Eco11o mic s and Cons11111er Behavior, p. 1 (emphasis in
original).
18. Michael and Becker, ''On rhe New Theory of Consumer Bchavior."
Resources: Time and Money 289
288
290 Voice and Equality
Resources: Time and Moncy 291
between the busiest and most leisured. Indeed, of al! the resources have more free time to spare for politics. On one hand, we
that facilitate política] involvement, money is the most stratified. might guess that the rich would be better off when it comes to
Income and wealth are especially highly stratified in the United time because they can hire others-gardeners, accountants, and
States. In comparíson with other developed democracies, income and the like-to do what most people have to do for themselves. On
wealth are distributed relatively unequally in the United States.5 the other, we might expect that the rich would have less free
Moreover, there is strong evidence that, after a long period of time because they manage to accumulate wealth by dint of the
stability beginning after World War II, income inequality has grown long hours they log at work. 7 Indeed, the ambiguity is
in the last decade and a half.6 expressed in the cliché that "If you want sornething done, ask a
Money plays a dual role in our analysis of política! participa busy person." Again, the contrast between time and money is
tion: it is at the same time an important source of política! con apparent. Imagine an old saw asserting, "If you want a large
flict-one of the characteristics that defines citizens' needs and contribution, ask a poor person."
interests-and an important resource for political action. In earlier
chapters we have shown how political contributions vary substan
WHO HAS MONEY? WHO HAS TIME?
tially by income group and how income is related to substantial
We can learn more about the distinction between money and time
differences in needs, circumstances, and interests. In this important
as política! resources by considering their availability to politically
respect, money functions quite differently from time. Although
relevant groups. Figure 10.1 shows the average family income and
citizens differ in theír access to free time, American politics has
average free time for respondents differentiated by their educa
not involved conflicts between the harried and the leísured in the
cional attainment and, if working, their job level (that is, the
way that it has sometimes involved conflicts between the affluent
education and on-the-job training required). The data in the top
and the less well-heeled. Not only are income groups themselves
portian of the figure show, not unexpectedly, that average family
politically relevant, but income inequa!ities, not unexpectedly, hew
income rises steeply with the respondent's educational leve!. In
to other fault lines of política! dívision. As we shall see, those who
contrast, there is no analogous pattern of stratification when it
are advantaged in other ways also report more income. This is
comes to free time. Those who never finished high school (a
another way in which money is dístinguished from time as a
disproportionate share, 51 percent, of whom are retired, keeping
política! resource.
house, or permanently disabled} have more spare time; beyond
Whereas those with incorne and wealth self-evidently have more
this, however, educational leve! is not associated with differences
money to spare for politícs, it is less obvious whether they also
in free time. The data in the bottom portian of Figure 10.1 repeat
tbis pattern for position in the job hierarchy.8 Once again, the data
5. For recent data thar place the l lnite d States in the se.t of countdes with the lowest
income equality, see M.ichael O'Higgins, Gunther Schmaus, and Geoffrey Stephenson,
" Income Distr i bution and Redistribution: A Microdata Analysis for Seven Conntries," in
7. In fact the se conjectures re/lect the contradictory predictions of economic theory
Pouerty, Inequality, and Jncome Distribt1tion in Comparative .Perspective: The
which holds both that an income effect would produce more leisure for the wealthy beca
Luxembot1rg Income Study {LIS), ed. Timothy M. Smeeding , Michael O'Higgins, and Lee
use tbey are able to purchase it and rhat a substitut ion effect would produce less because
Rainwater (Washington, D.C.: The Urban lnstiture Press, 1990), pp. 20-56.
6. On tbis issue sce, far example, the papers and bibliographical citations in Uneuen their higher wages raise the opportunity cost of free time. See Mincer, "Labor Force
TidEs: Rísing lnequa /íty in America, ed. Sheldon Danzigcr and Peter Gottscbalk (New York: Participa tion," p. 63.
8. The job level variable captures respondents' assessments of the education and/or
Russell Sage Foundarion, 1993). Kevin P. PhiLlips makes a similar argument in The I'olitics
training on rhe job required to handle a job like rheirs. The caregories rangc from jo bs
of Rich a,ul Poor: Wealth ami the American Electontte in the Reagan ,t(ter¡nath {New
requiring no more than a high school diploma and less than one month of on-the-job
York: Random House, 1990 ).
training to jobs requiring eithcr a graduare degree or a college degree and at .leasr two years
A. Family Income and Free Time by Education Rcsources: Time and Mo.ney 293
Education Average Fam il y lncome (S 1 ,00 0 ' s )
No H igh School Diplom a $19 bear out our expectatio ns with respect to income: those whose
High School Grad uate $34 jobs require high levels of education or long periods of on-the- jo b
training have much higher family inco mes. When it comes to free
Sorne College
time, however, we had contradictory expectations. On one hand,
$61
we hear a great deal abour the long hours worked by those in
$41 high -level jobs-for examp le, corporate lawyers in large fi.rms. On
$60 $80 the other, those ac the opposite end of rhe job spectrum oft en have
Co llege Graduare
to moonlight simp ly to make ends meet. In fact, free time due nut
$0 $20 $40 8.7 vary systematically with occupation leve!. Those at che top may
Education Average } four s fr ee per Day
feel harried-or they may complain especially loudly-but they
are not disadvanraged when it comes to time.
No High School Diploma
Similar patterns emerge when we consider the availability of
money and time to Latinos, African-Americans, and Anglo-Whites
and to men and women in Figure 10.2. As we would expect,
Sorne College
· College Grnduate
o 2 4 6 8 10 Anglo -Whites and men are discincdy advantaged when it comes
co fami ly income. Once aga in, however, they enjo y no analogous
advantage with respect to free time. Men and women are equally
B. Family Income and Free Time by Job Leve!
busy. Anglo-Whir es have slightly mo re time than African-Ameri
Job Leve! Ai·erage Famil y Jnco m e ($1 ,000's)
cans, and Latinos reporc somewhat less time than the ot her two
Least Trnining
groups. But the differences are minimal compared with the gaps
m mcome.
$38
If various measures of socioeco nomic advantage, race and eth
nicity, and gender are not related to the availabi.lity of free time,
$50 what does influence the amounr of leisure an individual enjoys?
Most T raining $65 The answer is strikingly simple and, in retrospect, obvious. The
$40$60$80 data are shown in Figure 10.3. The factors that affect free time are
"life circumstances." Having a job reduces free time. So <loes
having
4.4
o f o n-rhe-j o b rrain ing. The scale has fivc categorics. Alt hough the job lcvel d a ss ilications
a re based on what rcspondenrs rold us rathcr tha n on objcctive assessments, exa mination of
4.J actua l cases suggesrs rhat respondents make judgments fairly accura tely. Exa mples of occ
upati on s at each le ve[ includ e:
4.7
Mo st Training 5.0 l . Dis hwasher Jan iro r C a s hier
2. Bank teller Mail ca Machine o perntor
4 o 3. Ele c rrier Mac Constructio n inspecto r
trician hinist .Elemen rnr y teacher
4. Insurnnce agcnt Engineer Atrorne y
5. Physician Arc hite ct
Figure 10.1 Family Income and Free Time by Education
For the questions, see Append ix B.11. b.
and Job Lcvel.
Resources: Time and Money 295
294 Voice and Equality
Av
;
o 3 6 9 12
$37
Men Children at Home.
$44
Wornen erage Family ln come (S1 ,00 0 ' s) Figure 10.3 Free Time by Employmenr, Spouse's Employment, and
Aiierage Hours Free per Day basís of variables measuring socioeconomic status and other life
Wornen
j: 6.5 circumstances. For this purpose, we turn to multiple regression
=Men
o 2 ' 4 6
6.S
8
analysis. The results of a multiple regression analysis predicting
income and free time are given in Table 10.1. Since rhis is a mode
of analysis we use often in this book, we digress briefly to discuss
Figure 10.2 Family Income and free Time by Race why we use regression techniqu es and how to interpret the results.
or Ethnicity and Gender. We hope this discussion will help readers unfamiliar with this
technique to understand the data. More technically sophisricated
readers may wish to skip this explication-although they may be
young children at home---especially pre-school ers- although hav interested in our explanation of why we use ordinary least squares
ing grown children seems to have no effecr. Having a spouse with multiple regression, a technique we supplement ar various points
a job also diminishes free time. In addition, data not shown in with other techniques.
Figure 10.3 indicare that among rhose not in the work force, the
rerired have the most time not committed ro other activities.
A Note on Multiple Regression
PREDICTING INCOME AND FREE TIME Multiple regression is a commonly used statistical technique that
We can deepen our understanding of thc differences between money indicares which putative causes (or independent variables) are
and time by undertaking analyses that predict each of them on the associated with a dependent variable. It was developed to deal
296 Voice and Equality Resources: Time and Moocy 297
Table 10.1 Predicting Family Income and Free Time: OLS Regression Results able. The interpretation of a regression coefficient can be illus
Free Time
trated by the .57 coefficient for education as a predict or of income
Family Income
on Table 1O.l. Because the equation contains multíple indepen
B SE B Beta B SE B dent variables, the coefficient for the impact of education on in-
Variable
. come measures that effect while taking account of--controlling
EDUCAT!O N AND .57*' ' .os .29 -·.07 .OS for-the other factors included in the analysis, for instance , the
JOB
Education
Working .08 .08 .02 - 2.71" * .09 kind of jo b. Educatíon is measured as eight steps that go from
Job kvel .16'' .os .08 .011 .06 gramruar schuul ec.lucation tu Ph.D. or professional degree. Thus,
FAMILY CHARACTERISTICS
everything else remaining the same, a respondent whose education
Spou.sc working .52 '" .16 -1.92*''
.48** .08 increases one leve] obtains a .57 increase in famíly income. Sínce
''
.06 .00 -.10 íncome is measured in tens of thousands of dollars, this is a $5,700
Pre-school children - .01 .17
.16 .03 --.97*'" .19
School-age children .20 increase for each of the eight steps up the educational ladder! A
respondent who moves two levels obcains $11,400 more income
DEMOGRA PHIC CHARACTERISTJCS
-.15 .19 -.01 .10 .23 (2 X .57 X $10,000 = $1 1,400 ). Changes of this magnitude are
Black
Larino -.46 .24 - .05 -.37 .28 certainly substantively significant.
Gender - .33 "' .12 - .05 -1.12** .14 The change in the dependent varia ble, however, míght be the
result of errors in our estimation of this equatíon which come from
(Constant) 2.60'' '' .41 13.24** 48
having only a sample to represent che entire population of the
R" .19 .53 Uniced States and from other uncertainties in our understandíng
Sample Size 2,445 2,463 of the determinants of family income . The second column of
weighted cases weighted cases
Table
• Significant at .05 level. 10.1 contains a measure called the standard error of B which tells
•• Significant ac .01
leve!. us how precise our estimare is. The usual convenrion is to use che
standard error to construct a confidence interva l of possible values
Note: Age is also inc!L1de<l in the equa tio n but not .reported in che table .
for the regression coefficient. This is conscructed by taking the
regression coefficient in the first column of Table 10 .1 and adding
with multiple overlapping causes and to distinguish those causes and subtracting approximately two standard errors. If that ínter
that are systematic across people and situarions from those that val does not include zero, we can have sorne confidence that the
are idiosyncratic to particular people and situations . Regression regression coefficient is not zero- that it has, in statistical terms,
analysis considers a set of possible systematic determinants of the a statistically significant impact, in contrast to the substantively
dependent variable and assigns each potential determinant a re- significant in-ipact. The asterisks in Table 10.1 indicate that a
gression coefficient . coefficient is scatistical!y significa nt. Both substantive
The unstandardized regres sion coefficient ( B) in the first column significance and statistical significance are imporrant-the former
of Table 10.1 measures che effect on the dependent variable of a measuring the amount of effect an independent variable has, the
change in the independent variable. A one-unit change in the · latter the likelihood thar che effect was not produced by chance.
independent variable produces a change in the dependent variable equal The two forros of significance are relat ed, but not identical. In
to the regression coefficient multiplied by thc units in which. •.·· the discussing mulciple regressions, we shall refer to boch meaníng s.
dependent variable is measured. The size of that impact is a. ··. Let us íllustrate by continuing wich the examp le of the coef
measure of the substantive significance of the independent vari- ficient for education as a predictor of income in Table 10.1. Using
298 Voice and Equality
Resources: Time and Moncy 299
the analysis, the finding as to the size of the effect of race would
timare the relationship betwe en independent and dependent vari
not be a false finding. Rather, it would be an incomplete finding.
ables. At various stages of our analysis of participation, however ,
A more serious error would emerge if the omitted variable that
the danger of simultaneous causation will assume greater propor
was correlated with the included factors truly explained income.
tio ns. In these cases, we shall try to solve the simultaneity
Let us suppose for the rnoment thar the underlying real cause of
problem by using a technique called "two-stage least-squares"
income leve! were a psychological predisposition to try hard-an
{2SLS). To be conservative, we often display the results from
ambition factor-rhat also affected education level. The results .
would misleadingly suggest that income was caused by both OLS and
2SLS analyses. /
educacional attainment, when both income and education were the
result of thís psychological predisposirion. As we try to explain
political activity, we must pay attention to the possible existence.··· We now return to the analysis of Table 10 .1.. Table 10 .1
of such reports two regression equations, one far family íncome and
predispositions. another for free tim e. For each equation, nine regression
These examples illustrate the care that must be taken in making coefficienrs are listed for nine differ ent inde pendent variables
decisions about what to exclude or include in regression equations. including three measures of socioeconomic status, rhree measures
Ideally, we must be sure that we have included all of the most of family structure, and measures of race, ethnicity, and gender.10
important variable s so rhat the error term is uncorrelated wirh the The comparison between
included independent variables. In the end, theor y, common sense, the variables that best predict family income and free time is quite
striking.
and sorne empirical testing are the only way to be certain. In
presenting results, one strategy is to include all the variables con Family income is closely related to the socioeconomic stratifica
sidered relevant at once. We adopt this approach for income and tion variables that distinguish in various ways the advantaged
free time in Table 10.1. On other occasions-for example, when from rhe disadvanraged, in particular to ed ucation and the leve!
we try to explain participation in Chapter 11-we take a more step- of the job. Havíng a working spouse also increases income. In
addítion, even with these factors taken into account Blacks La-
by-step approach in order to avoid a false sense of finality and tinos, and women ha ve somewhat lower family in'comes. '
certainty. In so doing we hope to provide the reader with a The
predictors of free time are different. Free time is a function of such
life circumsrances as having a job, a working spouse, or small
sense of how rhe model we develop carne ro have rhe shape ir does children at hom Education, so powerful a predictor of income,
eu.
and why we have substantial faith in ir. has no effecc on. free cime .1 2 Note thar the leve! of the job--che
There is still another major problem we have to face in inter education and on-the-job training needed for the job-is signifi-
preting our regression analyses. What appears to be our inde
pendent variable may not be the cause but the effect of our de
pendent variable. Or, to make things worse, the causal arrow
10. The definirions of rhe variables for 1able 10.1 are given in Appendix B. We also
might run both ways, creating a problem of símultaneous causa included dummy variables for various age categories in the equacion to cake inco acco unt
tion. This danger will vary with the substance of the variables the confounding effec ts of age on in com e and free time. In onler not to overburden Table
10.1 wirh additional figur es, we did nor include rhc age darn rhere.
under consideration. The variables in Table 10.1, which seeks to U . lf we add fam ily income to che regression for free time, we find thac ir also has no
explain income and free time, do not appear to pose a real prob irnpact. Ir is inrerest ing to note rha t, as one would expect, having a working spouse increases
lem: it seems highly unlikely that having a high family income income but d iminis hes free rime.
12. Jn contrast wirh income , which increases by $5,700 with each step up rhe ed ucarional
causes a respondent to be male or to have a working spouse. In ladder, the coefficient for free time is - .07; rhat is, each step up in cducarion is assoc iared
general, if we are not in doubt as to the correct causal order, we with a decline of .07 of an hour of free time (about 5 minutes). In fact, the standard error
can use "ordinary least squares" {OLS) regression analysis to es- isa l mos r as large as thc coefficienr, indicating rhat the coefficier.r is statistically insignificant.
302 Voice and Equality
Resourccs: Time and Money 303
cant as a predictor of fam ily income, but whether one is working . in leisure deriving from full-time cmployment is greater for
or not <loes not predict family income .B For free time the situation , women th an for men. This is not the resulc of greater time spent
is reversed; what counts is having a job, while the level of the job on the joh, but of the fact that women who work full time continue
<loes not seem to have an effect. What chis means is that time, in,· to assume disproportionate responsibility for caring for home and
sharp contrast to money, is a resource relatively equally available· children.15 Among those who work full time, women reponed
to the rich and the poor, to Blacks and Whites, and to the educate cL. working somewhat shorter hours, 9.5 hours per <lay, than men,
and the less well educated . In this busy world, the proper lo cutio ri\ who average 10.1 hours. However, the additional time spent by
might be that it is equa lly unavailable to ali sor ts of people- but women on chores at home more than compensares for mcn's
the equality in its availabílity is what counts.14 · greater time on the job. Among full-time workers, men repon ed
devoting 2.6 hours a <lay and women 3.7 hours a day to home and
GENDER AND FREE TIME: A NOTE /'.t child care.1 6 In sh ort, what may once have been an advantage for
Careful readers may have noticed a potential inc onsistency in tbei women in terms of the resource of time has disappeared with
data we have presented. Figure 10.2 shows no gender differe nce\ women's increasing work force participation. However, we must
in terrns of the average number of hours left over after accounting remember that in comparison with money, for which there is an
for life's necessary ac tivi ties: paid work, household chores and ·. unambiguous masculine advantage, tim e seems in the aggregate to
child care, school , and sleep. Yet the seeming gender similari t y in- · be relacively equally distríbuted wich respect to gender.
Figure 10.2 obscures a finding that emerged from the equation· To summarize, we have seen that time ís more equally distrib
reported in Ta ble 10.1: with other factors controlled, men have uted than is money. Moreover, in sharp contrast to money, spare
significantly more free time available than women do. time is not differentially available to those who are in other ways
The solution to the puzzle Hes in the way in which women's and \ privileged by virtue of their education, occupation, race, or eth
men's lives have traditionally heen patterned by differenc commitc\
nicity. The implications for política] activity are profound. If the
ments to home and the workplace. The data on time constraints/
necessary resource for participation is money, politics will be more
make clear that life circurnstances have a different impact on free stratified than if che necessary resource is time. The data suggest,
time for women than for men. Not surprisingly, those who work \ and we shall demonstrate, that a participatory system based on
ful! time, a group that is dísproportionately male, have less free\ money will be more unequal than one based on time. We shall
time rhan those who work part time or are not in the work force{ , return to this theme when we look at the impact of resources on
a group that is disproportionately fema le. However, the reduction \ various participatory acts.
13. This is notro say that wher her oc nor one works has no impact on incomc. Rarher
ir savs tha t when one takes inro accounc che leve] of rhe job--in relarion to which those 15. See, for exarnple, Arlie Hochschild, The Sec011d Shi(t: Working Parents and the
who· are not working are categorized in rhe lowesc category-rhe fact of working per se Re101 /11tio11 at Home (New York: Vikin g, 1989).
has no impact. Tbis is an example wherc r.he omj ssio n of a correlated variable would 16. A regression analysis of how rhe free rime available ro women and men relates ro
change· .'. t he coefficient of an included variab le. If we had left job leve! out of the fornily and work circumstances shows char rhe same Jjfc cir cumst ances affect the free time
equarion, the .. available ro women and to men: working (especially full time), having a working spo use,
c oefficient for working would more than double and be statisrically significanr. and having children ar hom e. With one exception, there are no gendcr d iiferences in the
coefficients. The exceptíon is that, whi!e having pre-schoo!ers at home leads to a statistically
i significant drop in free time for both men and wo men, women lose twice as much free rime
from pre-schoolers as men do. Look ed at another way, if we considcr those with foil-time
14. Just as the distribution of free time is nor connecced to class or gender, so th;e
<.; jobs and pre-schoolers ar home, women rcport thar, in comp,1rison to men, rhey give, on
shrin.king of free time ,s an " across-rhe-board" phenomen on. "[T]he rise of work is not <' average, 1.3 hours less to paid work and 1.9 hours mure ro housewo rk.
confined to a few ,electivc groups, but bas a ffe cred the great majurity of working Aroeri, \
cans. Hours have risen for men as well as women, for those in the working dass as well i
as pro fessiona ls. They have grown for alJ marita l staruses ancl income groups." Sch or;\
Overworked American, p. 5. ··
417
15
416
418 Voice and Equality
The Root s of Participatory Factors 419
these participatory factors affect the amount and kinds of political tions; ano ther the tra nsmis sion of more dir ect poli tical cues. These
activity. processes have been investigat ed extensive ly in the social sci nces,
To depict this chain of int errelated proc esses is a rask of daunt ing
magnitud e. We do not aspire to exp la i n fully ever y single i the former in the field of social mobility,1 the la tter in the field of
political socialization.2 We consider both and find that we can dis
participatory factor. For example, we leave tO st ud en ts of social tinguish their effects on future act ivity. With respect to the trans
stratification the ful! exp lanation of family income. Still, we are mission of social class, we begin with the socioeconomic stat us of
able to highlight sig nificant aspects of the accum ulation of partici the parents, which we measur e in terms of parental educa tion.
patory factors from generatio n to generation and wirhin the indi - , Although rhose who study social stratification differ in rhe extent to
vidual's own life . which they find rhat social background determines life chances, there
Thi s enterprise raises the usual questi ons about the imputation , is no doubt that circumstances of iniria l social advantage or
of causality. To tackle the i ntell ect ual problem we have set for / disadvantage have consequen ces for ultimar e educational attain
our selve s, longitudinal dat a gathered throughout rhe life-cycle o( ment, occupational choice, and income level. In terms of political
an individual would be far preferable to the cross-sectional data ' rhat socialization, we are int eres ted in the implica tions of exposure to
we have. This mean s that we shall, as always, need to exercise•. •. politically relevant stimuli in the famil y early in life- having po
caution and be clear about the uncert aint y associated with the . liticall y involved parents or being expo sed to política] discussion at
inferences thar we make. Furthermore, because a nwnber of our home-for the propensity to become active in politics as an adult.
measures involv e retrospective recon srructi ons of experien ces that •: We consider another form of int ergener ational influence as well.
may have taken place decades ago, we need to be cognizant of the . Both parental religious attendance and pa rental education have an
extent to which assessmenrs of the past are distorted by the vaga impact on religious commitments, which are in turn relat ed ro
ríes of memory or the lens of subs equent commitments and events.. •·· political activity. These parental characteristics are also related to
Nevert heless, what we find out about the processes by which par residencial mobil ity in la ter life, which has an effect on política!
ticipatory factors are srockp iled is so interesti ng and plaus ible thar; < activity in the community. This constitutes a third rout e for inter
exer cisin g due caution, we feel it appropriate to make causal con- < generational transmission.
nectio ns.
Two Central Themes: 1. Importan, works in a vast literacure includc Peter M, Blau and Otis Dud]cy Duncan,
The American Occu patio nal Structure ( N ew Yo rk: Free Press, 1967 ) aad David L,
Intergenerational Transmission and Educa tio n Feather· man and Ro bert M, Hauser, O pport,mity and Change ( New Yo rk: Acadcmic
Pre ss, 1978).
In our analysis, we pay special attention to two aspects of 2. Works on pol irical so cializario n have dealt with the transmissio n of general orienta
rnulti-stage process: the importa nce of imergenerarional transmis- .• tio ns roward the legirimacy of the political syste m, more specific attimdes such as polirical
ideology or parrisan identificati on, as well as wirh the propensity ro be polirically engaged
sion and the crucial role of education . The two are closely relate d) and active. 1l1e lite rat ure is exrensive , For general acco unr s see Richar d E. Dawson,
and, together, play an important role in the p rocess by wh.ich some : Kenneth Prewit t, and Karen S. Dawson, l'úlitical Socialization: An Analytic Study , 2nd ed.
citizens come ro be active while others do not. ·· (Boston: Little Brown, 1977 ); Stanley Allen Rensho n, Handbook o( Political Socialiw tion:
Theory and Resear ch (New York: Free Press, 1.977); and Keun eth P. Langton, Politiail
Participation and Leaming ( Nort h QL1incy, Mass.: Christopher Publishing Housc, :
I NT E R GE N ER AT JO N AL TRANSM!SSION 1980 ). l'or works particularly relevam to our concern wírh experiences during ado lcscence,
see M. Kent Jennings and R ich ard G. Niemí, The Pol itical Character o( Adolescenca: The
We are concerned with the legacy of past generations in various
fof/uence o/ Families and Schools {Princeron: Princeton Univers.iry Press, 197 4); and
ways: one involves the transmission of social class across genera- \ ' Jennin g and Niemi, Generations and Politics: A Panel Study o(Yo,mg Adults and Their
Parents (Prim,e ton: Princeton Un iversity Press, 198 1).
420 Voice and Equalit y The Roots of Participatory Facto.rs 421
race, ethnicity, and sex cannot vary over the life course of the fosters activity. In order to investigate what it is about educational
individual, their meaning for the factors associated with political experiences that promotes future political participation, we in
acti vity can. cluded a series of items in our questionnaire. The list covered a
var iety of ways in which schooling might affect political involve
YOUTH EXPERIENCES ment.8 We asked whether:
From these inirial characteristics, we move to rhree sets of vari The respondent had taken any courses tbat required students
ables reflecting experiences at home and school while growing to p::1y attention to current events;
up. We focus first on the family, considering the extent to which Students in the respondent's high school were concerned
the respondents were exposed to politically relevant stimuli at
about current events and politics;
home
Students in the respondent' s high school were encouraged to
whether, at the time when respondents were sixteen, their parents ..
were politically active and there were discussions of politics at < debate and make up their own minds about current events;
Students in the responden t's high school were allowed to com-
home.7 These measures presenr no problems of temporal priority.
plain if they thought something was unfair;
However, there is reason to be concerned that they may not be
The respondent was concerned about current events and politics;
acc urate reports of the past. Those who are currently active might
The respondent was active in schoo l s ports;
well be more likely to report past exposures-because they are
The respondent was active in schoo l governrnent;
unconsciously harmonizing memories of home with their present
The respondent was active in other school clubs or activities.
commitments or because they were more sensitive to the political
cues at the time they were growing up. We cannot eliminare this In short, these questions asked about the civic culture of the
possibility and should, thus, view any effects on participation of school, the political engagement of its students and of the respon
politícs ar home with particular cauti.on. However, when we con-< dent, and the extracurricular activity of the respondent. However,
sider the data later in the chapte r, th e pattern of effects of these .·•· it is important to recognize that respondents' experiences reflect
variables is sufficiently compelling as to suggest that we are tap- : not only their own tastes and commitments but also the opport u
ping a real phenomenon. •.•. nities offered by the school. In order to take courses requiring
Education and Educational Experiences. As we have already ···•· attention to current events, there must be such courses in the
indicated, education is the key to much of the analysis in this currículum. In order to get involved in school activities, there must
chapter. As a vehicle through which parental social class operares be sports programs and clubs to join.
to affect future participatory life, education links backward to the We used the answers to these questions in a regression analysis
previous generation. Moreover, it links forward in severa! ways to with the overall scale of political activity as the dep ende nr vari a
enhance the likelihood that an individual will become active. One ble.9 The analysis is not intended ro be an explanation of partici-
of the main goals of this chapter is to sort out the multiple
implications of education for participation.
In spite of the large volume of data confirming the relationship 8. for the ful! questio ns, see Appcndix B. 10. b.
.9. Although we do nor rcport rh e coe fficients in Table 15.1, we also included che
between educational attainment and political participation, there respondent's age, educational ar tainment, and rhc " initial. characteristics" (pa rencs' educa
have been relatively few empirical inquiries as to why schooling ·•·.. tion, gender, race, and ethn ici ty). The co ntr o l for age is usef ul to eliminare generational
effecrs. We carry it along in thc cur rent analysis. At larer stages in the analysis, contro lling
for age controls as well for li fe-cycJe effcc ts which are irrelevant ,\t this pmnr since we are
considering high school exper iences. Tber e is more to thc impact of age rha n the a nalys is
7. Jenn ings and Niemi, Generatirms and Politics, show that parents who are active are·
in rhis cha pter can rcveal-burrhar musr wait for furure rcsearch. The control for cducation
more likely to produce children who are active. For the questions a:,out parental activity,
see Appendix B.18.b.
424 Voice and Equality The Roots of Participatory Factors 425
Table 15.1 Predicting Overall Participation by High School suggest that the most important predictive variables are not those
Experience: OLS Regressions (among high school that measure the attributes of the school-the extent to which fellow
graduares) students were politically involved or to which the school
Variable B SE B Beta encou.raged students to debate current events or permitted them to
complain. Rather, the variables most closely related to sub sequent
Respondent cared about .31 .06 .13**
participation are those that measure the activiry of the respondent as
current events
a high school student-ín particular, involvement in high school
FELLOW STUDENTS
government, bur also involvement in other clubs and activities- tho
Cared about current evenrs -.ll .06 --.04
Encouraged ro debate .06 .05 .02 ugh not activity in high school sports. In addition, having taken a
Had a chance to complain - .09 .06 -.03 course that includes discussion of current events an experience that
RESPONDENT'S ACTIVITIES IN HIGH SCHOOL
is shared by 79 percent of hígh school gradu ares and that may
Civics course .25 .08 .06*'' reflect either a decision by the respondent or a requirement by
High school government .21 .04 .13** the school-is related, though somewhat less
Clubs .10 .03 .OT"' strongly, to future activity. 10
Sports - .07 .03 - .05*
That activity in school government or school clubs is such a
(Constant) .13 .22 strong predíctor of later political activity fits nicely with our em
R' .25 phasis on the role of civic skills as a resource for politics, for these
Sample size 2,146 activities would presumably develop communications and organ
-------
' Significant at .05 level.
izational skills. Indeed, the fact that actual participatory experi
'' * Significanr at .01 level. ences appear to be the most important school effect is a significant
Note: Also in the equarion are age, paren ts' educ ation , gendtr, race ,1nd etbnicity, and finding for understanding civic education. To writers like Tocque
the respondent's ultimare educational achievemenr.
ville, local governments and voluntary organizations are "schools
of democracy," not because they give formal instruction in demo
pation, a task to which we return at the end of this chapter. Rather, cratic governance but because they give opportunities to practice
we use the analysis to help us choose which variables to carry democratic governance. At least as far as our data suggest, Ameri
along as the argument un folds . The data, which are presented in can high schools nave a similar effect, not by teaching about
Table 15.1, indicare how closely each of these experiences relates democracy but by providing hands-on training for future partici
to later política! activity. Not surprisingly, respondents' retrospec tive pation.
reports on how much they cared ahout current events while in With respect to the measures of expericnces in high school, we
high school are strongly related to adult activity. This measure is must, however, repeat sorne of thc same concerns raised when we
the one most likely to be tainted by backward projection of current discussed rcspondents' memoríes of their homes. The questions
víews ami is, thus, not entirely trustwortby. Nevertheless, it is a are retrospective and allow a good <leal of backward projection.
useful indicator of a general taste for politics. The other aspects of In addition, even if the responses are accurate depictions of high
high school experiences are more ínteresring. Tbe data
1 O. The regression coefficient for tak ing a civics course is quite high, bu t, in this case,
is usdul in ensur ing· that the results a re not a func, t o n of educa ti o n in general. The the beta weights are probably a better measure of the relarive power of the va ria bles in Table
data are for those who compkted high school, so rhat al! respondents hadan equa! chance to 15.l. The measure of civics cou rse involvement is a dichotomy, whi!e the measures of
experience rhe high school effocts. lf the ana ly s is is replicated for all who attendcd high involvement in clubs or student government have four categories running from " not ar aH
schoo!, whcthe r or not tbey finished, the results are simila r. active , to 'very active.,,
426 Voice and Equality Tbe Roots of Participatory Factors 427
school experiences, there is che danger uf an omitted variable; analysis, are familiar: job leve!, affiliation with non -política! or
chat is, that sorne unmeasured taste for activity is responsible for ganizarions, and frequency of religious attendance.
both .. activity while in high school and subsequent política!
participa tion. In spite of these concerns, we are given sorne
PARTICIPATORY FACTORS
encouragement by the fact that the variables do not ali behave in
As demonstrated by the earli.er analysis, these institutional affilia
the same way. Taking part in school sports <loes not predice
tions are the source, in turn, of various factors that influence the
future activity in the way that participation in high school
amount and kinds of política! activity. The factors we shall con
government or clubs does) indeed, arhlctic participation is
sidcr are thc oncs introduccd in preceding chapters. I Iowever, in
negatively related to subsequent política! involvement.
order to simplify a complex analysis, we use sorne summary meas
Moreover, other factors that might be ex,) pected to have an
ures. Let us enumerare these facto rs.
equally strong impact on political participa,< tion-for example,
fellow studencs who are interested in politic·s ora school Resources. We focus on family income and civic skills. As be
atmosphere conducive to debate or complaint-do no,t. In short, fore, we simplify the analysis by using a summary of the three
different skill measures- skills pracciced on the job, in non-politi
although we must interpret these data with caution, they present
an interesting indication of how early experiences affect later cal organizations, and in church. In addition, we use the measure
civic life. of vocabulary skill as a general measure of cognitive and commu
nica tions ability.12
In the analysis that follows, we shall use three variables that
Política! Engagement. We use two measures, political int erest
derive from early experiences: exposure to política! stimuli in the
and política! information, as measures of affective and cognitive
family; educational attainment; and, as a measure of both early
engagement, As we argued in Chapter 12, where we originally
interest in being active and organ.izational and communications.
discussed these variables, política! information may also legiti
skills, high school activity, a combination of the measures of ac-.•.
mately be considered as a resource. We believe ir indexes both
tivity in high school government and other high school clubs. 11
engagement and skill.13
lnstitutional Recruitment. As in Chapter 13, we sum the num
INST!TUTIONAL INVOLVEMENTS ;·
ber of requests for política[ activity on the job, in non-política!
As adults, individuals enter the institutional realms of the work 0
11. Although raking a civics course is positively relatcd t(l larer politica l ac rivity io Table
15.1, for severa! reasoos we are not in cludin g ir in ou r analysis . First, since four out of five
report taking such a course, rhe measure does nor discr iminare well amon g respondents.
In additi.on, ch e ch aractcri sr ics associared with high schnol activit tes are closer to our 12. We do not con s ider free rime as a reso urce at chis point in thc anal ysis bm shall
consider it later in che chaprcr. The root s of free time are different from those associated
theorc tica l interese in the acquisition of co mmunications and organizational civic ski lls.
with che focrors wc are disc ussing here.
Finally, the civics course variab le., unlike the measurcs of high school activity, does not
rcmain a significant predictor of latcr activicy once othcr adule var iables are added ro che 13. We omit the eflicacy and part isa nship measures as pa rt of rhe simplificatio n o.f the
analysis. Thus, given the necessit)' of simpli fying our model as we move along, it seemed analysis. Unlike politic I interese a11d information, neither variable was significant in the
wise to use che high school activities variable only. rwo -srage lc ast squares analysis. (See C hapter 12, Tab le 12.6.)
428 Voice and Equality
The Roots of Participatory Factors 429
Figure 15.l we add new variables into the equations. At any stage.
tics," affect later variables, such as " participation factors," but
the full effects of any variable on a dependen! variable are its direq
these later variables do not affect the earlier ones. This assumption
:, effect at that stage plus any indirect effects through other
seems reasonable for the four-stage process illustrated in Figure
variables• that appear at earlier stages in the model. Thus, we use
. 15.1. In sorne instances- for example, the impact of parents'
the four, initial background characteristics (parents' education, · .. e ducational attainment on that of the respondent and, in turn, the
sex, race and ethnicity) to predíct youth experiences (education, impact of the respondent's educational attainment on a participa
high sebo participation, and politics at home). At the next step, we tion factor such as income-the assumptíon seems straightfor
use thes seven variables (the four initial background variables plus ward. For other connections-for example, the purported causal
the thr pre-adult variables) to predict each of the institutional link between civic skills and política! participat ion- where the
a.ffiliatio variables. For example, the full impact of parents' causal direction might be more ambiguous, the analyses and dis
educat10n o institutional variables such as job level is its direct cussion in Chapters 9, ll, and 12 provide evidence for the as
effect in th regression predicting job level plus any indirect effects sumption about the di.rection of causality.15 In sho rt, we think it
from th preceding steps in the analysis, such as the effect that appropriate to consider this a triangular causal system.
parent. education might have on the respondent's job level through The analysis depends on a second basic assumption: that the
th impact of parents' education on the respondent's education. 1 4 B omitted variables that are incorporated in the error terms in the
fore turning to the analysis of the data, we offer sorne commen
equations implied in Figure 15.1 are not correlated with one an
on ou.r choice of statisticai method.
other. When error terms are not correlated, a triangular system is
said to be recursive. One way to increase our confidence that the
CAUSAL DIRECTION, TRIANGULAR SYSTEMS,
omitted variables are not correlated is to indude in each equat ion
AND 01.S REGRESSION
The basic analytical method in this chaprer is ordinary least squar .. a set of explanatory variables that is as comprehensive as possible.
(OLS) regression analysis, which we described in Chapter 10. A Another approach is to estímate the model using two-stage least
chis point we need to put it into the context of thc long causa squares regression to correct for correlated error terms as well as
chain we are exploring in this chapter, a chain that runs fro for simultaneous causation. We have done this in earlier chapters
characteristics acquired at birth to current political behavior. O. for analyses that are part of the overall Civic Voluntarism Model
use of this technique is based on the assumption, one we consid•. and have demonstrated that the results for OLS and 2SLS are very
reasonable that we are estimating a recursive, triangular system{ similar. We do the same for the extension of the model across
A triang lar system is one in which the arrows linking variable generations in this chapter.
in a chain of causality aligo in one dircction-as they do in Figur
15.l. Variables earlier in the chain, such as " initial characteri PRE-ADULT EXPERIENCES
To begin, we use the four initial background characteristics to
predict the respondent's political exposure at home, educational
14. Consistent with what we have done in the prcvio us chapters, we carry addi th · attainment, and activity in high schoo l. Table 15.2 presents the
controls as we move rhrough rhe chaprer. These are control, for age (through a set results of OLS regressíons. Not unexpectedly, parents' education
dummy variables), gender, race or ethnicity, being Catholic, speaking English at home, a1
cirizm ship. These conrrols have little effoct on che resulcs and are noc reported 111 the rabi has a largc and significan! effect on all three dependent variables:
Since rney make no sense for understanding pre-adu lt experiences, we add conrrols f
whether rhe respondent is working or retired la tcr in rhe chapter. Si nce employment sta .
int eracts with jo b leve! in relacion to sorne of thc partici pation focto rs, we shall deal Wl 15. A more rechnical díscussion of this iss ue can be found in Henry Brady, Sídney Verba,
ir explicicly. and Kay Lehman Schlozman, "Beyond SES: A Rcsource Model of Partícip ation," American
Political Science Review 89 (19 95): 271- 2 94.
430 Voice and Equaliry The Roots of Participatory Faccors 431
Table 15.2 Predicting Pre-Adu lt Experiences by Initial Characterist ics:/ Predicting Institut ional Involvement s by Initial Character istics and
OLS Regressions (srandardized regression coefficients) \/
Pre-Adule Experiences: OLS Regression (standardized regression
.Predicting: .Politics High Schoo coefficients)
f'. a t H ome Educ at io n Activity ·
Affiliation with
Work Force Job Non-Politi cal Religious
rNITIAL CH ARA C T ERJSTI CS
.42... Pan iciparion Leve!' Organization Artendance
Parenrs' Education .27 * .22'*
Female .00 - .06*• .07 "" L CHARA CTER!STICS
Bla ck - .01 - .05""" .02 - .04" .02 .05'' - .06* ''
- .06' " - .10 "' - .05" - .22'' -.12 * * .01 .12**
Latino
'' -.06*" - .03 .08"*
R' .08 .23 .08 . Ol - .01 -.07*'' .01
Sample size 2,517 2,517 2,517 --.01
factor
432 Voice and Equality
The Roots of Participatory Factors 433
To simplify our analysis, as we move forward through the variables shown in Tables 15.2 an d 15.3. Because the data are
argumem, we retain measures of work force participation and job complex, !et us highlight the major points.
leve!. However, we report only che coefficients for job leve!.
Ordi narily, the work force participation variable has no effect. THE DOMINANT ROLE Of ED UCA T IO N
Where it does, we comment on it. Education is rhe prime factor in most analyses of políti ca!
Non-politica/ O rgani zationa l Affiliation. Education is the single activity. The data in Table 15.4 help us to understand why.
best predictor of affi!iation with a non-political organization. The Educarion has a sígníficant dírect role with respect to each of the
other substantial effcct comes from having been active in high:
participation factors. It affecrs the acquisition of skills; it channels
school, presumably reflecting both skills obtained as a high school é
opportunities for high levels of income and occupation; it places
activisr and a propensity for activity. ··
individuals in institutional settings where they can be recruited to
Church Attendan ce. Consistent with what we have seen, church
political activ ity; and ít fosters psychological and cognitive
attendance is the exception to the strong association between f
engagement with politics. Scholars have sometimes asked why ed
education and institutional affiliation. While education plays a /
ucation is so im portant when it comes to political participation. Is
strong and significant role in relation to jobs and organization, it .:
it skílls, psy chological engagement, being in a network of
has no effec"t on religious attendance. Wíth respect to church •.·
recruitment, or the good job and income to which it provides
attendance, we see in Table 15.3 the familiar pattern whereby
access? Table 15.4 makes clear the answer: Ali of these are
other things being equal-wornen and Blacks are active. As with
components of the role of educatíon in participatíon. Moreover,
organizational involvernent, acrivity in high school is related ro
the direct impac t of edu cation is compounded by its indirecr
attendance at religious servíces. In addition, parental education is >:::
effects. Let us consider the role of education with respecc to each
negarively related to the responde nr's church attendance. We re- ;··
of the participatory factors. Education and Jn come. Education is
turn to the secularizing effect of having well-educated parents at · ,
the prime mover when it comes to rhe economic position of rhe
the end of this chapter. ·i
individual. It ís a dominant force in determining income, which,
Overall, the pattern of predictive variables for institutional in- <.
as we saw in Chapter _12, is a crucial political resource
volvements varies from institution to institution. No single vari-;
especially when it comes to the increas ingly important activity of
able has a powerful irnpact on affiliation across all three domains .·
mak ing carnpaign contributions. As shown in Table 15.4,
of adult non-política! involvement. Educacional attainrnent, so
education has direct consequences for ín come. In addition, as
critica! for job leve! and organizational involvement, has no role
indicated in Table 15. 3, education influences
when it comes to attending church. The youth exposure vari ables-
íncorne indirectly rhrough irs irnpact on job level.
which affect organizational and church involvement, but not job
Education and Vocabulary Skill. As we rnight expect, education
level-appear to lead to a broader social involvernent by the
is closely related to vocabulary skill. In this case, rhe direction of
individual. We turn now ro the forward links to parricipatory
causality is ambiguous but, for our purposes, irrelevant. It is nor
factors.
clear whether education develops vocabulary, or whether people
with good verbal skills stay in school. With respect to our enter
Participatory Factors prise, ít is not necessary to assign causal prioríty. As we saw in
Chapter 11, cognitive ability is a prime resource for politics-as
The data in Table 15.4 show the predictive equations for the sixi
it is for rnany other forms of endeavor.
participatory factors we have used before. The ful! effect of the•·
Education and Civic Skills. Education develops civic skills. Not
various predictive variables involves as well the índirect impact of
only does schooling itself foster communications and organiza
tion al skills, but educational atraín rnent is also a principal factor
434 Voice and Equality
The Roots of Parricipatory Factors 435
l'r w 't
r-,. "1
e: e: e: e:
1t
,· 'r N ,_,., ..
O\ ,.,.,
r: C:-;
...,
o
*'ir, *.,,
e:oo e:
O\
e:
N
itm ent in non-political institutions. The data in Ta
ble 15.3 demonstrated the consequences of educacional attainment
for occupational leve! and organizational affüiation (though not
1 1 1 1
for church attendance ). Those presented in Table 15.4 indicate
that, as with civic skills, educacion has a direct impact on political
recruitment among those affiliat ed.
Education and Political Interest and In formation. Table 15 .4
17. Ed uca rion a ffects rhe acquisition of civic sk ills on the jo b and in organ izarions,
but 110 1 i n chu rch. [f we look at rhe measures of skills acqu ir ed in each of the rhree doma
ins separa tely, rarher than ar a com posite skill rneasurc as in Tab le 15 .4, we find char
educat ion has a su bstantial and sta tist ic ally signi ficant effect on rh e acquisitio n of
skills on rhe job and in o rgani,,a tions-e ven cont rolling for a ffiliati on. Thc beta weights
are ,l 4 and .07 respccrively ( both significa nt a r the .01 levd ). The bet a weighr for chur ch
skills is an insignifica nc .02.
436 Voice and Equality The Roots of Participatory Factors 437
confums a finding from Chapter 12: education fosrers politic :; parttc1pation, it is relative pos1t1on in the educational hierarchy
engagemem. Educated citizens are more likely to be interested'" that counts. Thus, at any moment in time, education plays a
and, especially, ínformed about politics. Severa! other correlates : significant role, but over time it <loes not lead to more activit y.2 0
political interest and information. are also worth noting. Pre-ad· , we cannot solve this puzzle. What is important frorn our perspec
experiences influence política! engagement in adulthood. Activi i tive is that at any moment in time, education plays a major role
in high school is associated with both polit ica l interest and info ·• in determining who is active and who is not. Indeed, at the same
mation. While it has no direct effect on other participatory factoÍ; \ rime as education has been going up and turnout going clown, the
political stimulation at home has a significant impact on politié
i strong relationship between e<luL:atiun ami activity has remained
information and, especially, political interest. In addition, remarkably steady.2 1 These data suggest that the long-terrn struc
volunta' involvements are related to política! engagement. While tural relationship between education and activity is unlikely to
chu[ attendance increases political interest, affiliation with a change.
non-poli cal organization enhances both political information
and, es •·· cially, political interest.
In short, these data hig hlight the multiple paths by which ed The Parental Legacy
cation influences the development of the factors that foster pa:'
ticipation. Education has a direct impact of varying strength· Among the rnost fascinat ing data in Tables 15.2, 15.3, and 15.4
are those that delineare the various paths by which initial back
each of the six factors sum ma riz ed in Table 15.4. Through·
influence on job level and organizational involvernent, educati . ground affects the accumulation of participatory factors. Perhaps
has additional indirect consequences for all of these factors. the main road for the intergenerationa l transmission of political
: involvement is parents' educarion. Its principal effect on the par
Education and the Growth o( Participation: A Note. We
ticipation factors listed in Table 15.4 is indirect-through che
shou make clear that, in placing education at the center of the und
•. standing of participation and in specifying its multiple effects .
activity, we are not arguing that aggregate changes in the level ·. : can Politiwl Science Revieu: 76 (1 982 ): 502-521; Lee Sigelman, et al., "Voring and Non
education of the population will be associated with commensuraf \ Voring: A Multi-elecrion Per spectivo," Am erican J o u rnal of Political Science 29 (1985):
o' 749-765; Ruy A, Teixeira, Why Americans Don ·'t \lote: Tumout Declme in the United
changes in the aggregate leve! of parti ipation. It is well know : Sta t es, 1960-1984 ( New York: Greenw ood Press, 1987); Corol A. Cassel and Rob ert C.
that, over the past generation, in.creasing educational attaínm eii: '-: .Luskin, "Si mple Explana tions of Turno ut D clin ," Ame,·ican Política/ Scierice Revi ew 82
has not been accornpanied by parallel increases in political activit (1988): 1321- 1330; Warren E. MiUer, " The Puule Transformed: Explaining Declining
Turnout, " Political Behavior 14 (1992): 1-43; and Ruy A. Teixei ra, The Disa¡, pearing
In fact, over the period there has been unambiguous erosion in ·· American Voter (Washin gton, D.C.: The Brno k ings Instit urion, 1992).
im po rta nt , although atypical, form of participation, voring. 18 20. See Norman H. Nie, Ja ne Junn , and Kenneth Stehlik-Berrv, Education and Citizen
·, ship in America (Chicago: Univ ersit y o f Chicago Press, forthco ing ).
There have been numerous attempts to explain this, includi
· 21. In an equatio n predic ting an overall scale of po lit ical activity (w ith income and age
the decline in strength of the political parties and disillusionme . with in th e equario n), the standar d,zed coefficient for educat io n is .33 ín 19 6, 7 .37 in 1987,
candidates.1 9 Another possibility is that when it comes t aod
' .38 in 1990. (The 1967 coelficienr is calculated from the data frorn the survey used in
e Sidney Verba and Norman H. Nie, Participatioti in America [New York: Harpér and Row,
· 1967]; the 1987 coefficient is from the Narional Opinion Research Ceoter's Geoeral Social
18. Richard A. Brody called attention to this in "T he Puzzle of Political Participati· Survey of that year; and the 1990 data come from rhe Citizen Parricipation Stud y. ) Similar
in Amer ica," in The New American Political Systtmz, ed. Anthony King (Washington, D.C findings are reponed in Jan E. Leighl ey and Jonathan Nagler, "Socio-Economic Bias in
American Enterprise lnst it ut e, 19 78), pp. 287- 324. . < . Turnout: 1964-1988: The Voters Remai n the Same," American Política/ Science Review
19. See, for instance, Rich ar d A. 13rody, "The Puzzle of Participation''; Paul R. · 86 (1992): 725-737. They find that alrh ou gh voting has gone down, the relationship
Abramsd" and John H. Aldrich, "The Decline of Electoral Participation in the United berween voring and socioeconomic cla,s has srayed the same. See ,1lso Nie, Junn , and
States," Ame° Stehlik-Berry, Educatio11 and Citizenship in America.
438 Voice and Equ ality T he Roots of Participatory Factors 439
educari o n of the child. Still, íts consequence s for rhe respondent's Well-educated parents are more likely also to be pol it ically active
edu cario nal attaínment imply that it deserves sorne credít for the and to discuss politics at home an d to produce children who are active
multíple ed ucationa l effects just díscussed. Over and above the in high school. Growing up in a poliri cized household and being
impa ct of parent s' educa tion on the respond ent's education and, active in high school are associated with política! engage ment as
thro ugh educational attainment, on job leve[, ir has a dir ect effe ct an adult.23
on the respondent's income- wh ich presumably reflects the ínter The data to this point illustrate a complex process of the accu
generacional t ra nsmission of wealth as well as opportunitíes. In mulatio n of parricip arory factors. The famiJy plays a major role
add it ion, parental education has a moderately strong direc t effect by chann eliug the ne:xt generation into socioecon omic positions
on vocabulary skílls and a somewhat weaker one on politica l and imo insti tutions associated with those posirions. Through this
inte rese and inform ation. process, resources for political activity are acq uired. The family
An especially inreresring stream of intergeneratíonal transmis sion also provides direct política! stim ul i, which in turn arouse political
is the one that runs thro ugh respondent s' political expos ures while interest. Although there are many links from the family to the
yo ung. Parents ' educati o n has a strong effec t on the likeli hood that part icipatory facrors, the key l ink is education. Educarion, in turn,
respond ents wíll be exposed to politi cal stimuli in the hom e and has much of its impact through inv olvem ents with non-political
active in high school. In turn, those early poli tical exposurcs have adule institutions.
long -term implic a tion s. They are strongly associ ated with interest
in polirics. Inde ed, exposure to politic s a t home and involvement in
school acti vities are the strongest predictors of polirical interest. A
The Origins of Free Time
distinction between these two variables is noteworthy: act ivi ty in To round out our analysis, we co nsider one last resourc e, free time.
high school is positively relared ro the acquisition of civic s.k ills, but As we saw in Chapte r 10, ir has a somewhat different origin from
exposure to politics in the home has no effect. This diffe rence other resour ces. Unlike other resources, free time is not rooted in
wou]d suggest that one pro ba bly learns o rga nizatíonal and such stra tifica tion varia bles as education al or occupational leve!.
communicarions skills more effectively by do ing rh an by watching- Inst ead, it is related to life c.i rcumstances, especially wor k ami
that is, by taking part in high school governmenr and clubs than by o family commitmen ts. Table 15.5 presents the results of an OLS
bs rvirig polirically act ive parents and listening to polirical regression that repears the analysis in Ta ble 10.1 but adds the
discussions at home.22 variables in the life-course model that were used to predice the
The data confirm the existence of two paths from charact eristics other participation factors. 24 The addition of che new variables
of one generation to the acquis ition of the factors rhat foster leave s the earlier results unchanged. What aff ects the ava il ability
políti ca! parti cipation in the next. The starting point of each one of free time is having a job ( rather than the kind of job), children
is the educarion of rh e parenrs, and respond ents' educacional ar (especially pre-schoo lers), and having a wo rk ing spouse. In addi
tainm ent figu res im portan tly in both. One path is more or less tion, ali else being eq ua], women have less time rhan men. 25
socioeconomic. The main effect along this path is the impact of
parenrs' educa tion on respondenrs' education and from there to
the job and income levels thar they ultimately attain. The second 23. Un fortunately, we did noc ask questions analogou s to rhose just discusscd about
che rd igiou s affiliation and activity of responde nts' parenrs. We were a ble, however, to
path runs through political stimul ario n in the home and schooL ask such a que srion in a smaller follow-up surv ey. We refer to parents' relígious
commírments lare r in t he chapter.
24. The analysis in Tab le 15.5 also contains thc variables for age and other demographic
22. That we find such differe nrial effect among early exper iences also lends Cl"cde oce char acteristics carried as controls for rhe other analyses in this chapter.
to our belief rhat rhe ren-ospective quesrions :ihout school and famil)' do not a ll rep(esent a 25. Since the single grear est con sum er of ot herwise free time is paid work, and since
projectio n backwards of rhe currenr srare of the respondent . wornen are less likely than men to be in rhe wor k force an d less likely to work long ho urs
440 Voice and Equality The Roots of Participatory Factors 441
Table 15.5 Predicting Free Time by Initial Character istics, Pre-Adult Table 15.6 Predicting Overall Participation by Initial Characteristícs,
Experiences, Institutional Involvements, and Family Pre-Adult Experiences , Institutíonal Invo lvements, and
Variables: OLS Regression (standardized regression Participatory Factors: OLS Regression (standardized
coefficients) regression coefficiems)
INITIAL CHARACTERISTICS IN!TfAL CH A RAC TERISTICS
Parents' Education .01 Parems' Education .04*
Female -.10''" Female --.03"
Rlack .01 Rlack .02
Latino .00 Latino .03
PRE-ADUlT EXPERIENCES PRE-ADULT EXPERIENCES
Educarion - .01 Education .12'' *
Politics at Home - .02 Politics at Home .04'' *
High School Activity -.03" High School Activity .08'' ''
INSTITimONAL INVOLVEMENTS INSTITUTIONAL INVOLVEMENTS
Working - _51 *'' Job Leve! - .03
Job Leve] .01 Non-Política! Organization _01
Retired .11** Religious Attendance -.01
Non-Political Organization -.01
PARTIC!PATORY FACTORS
Religious Artendance - .04*
Family lncome _09*''
FAMILY VARIABLES Free Time -.02
Married - .01 Civic Skills .14*''
Pre-school Children - .1 5 1 ... '
Vocabulary .05''
School-Aged Chíldren -.08*'" Recruitment .13''''
Working Spouse --.09*'' Political Interest .24''*
Political Informarion .1.2''*
R' .53
Sample size 2,436 R.1 .45
Sample size 2,404
" Significant at .05 leveL
** Significant at .01 leve!. * Significant ar .05 leve!.
Note: Age, Catholic religious preference, citizensh ip, and English ski!\ in the eq, i; amm * * Significant at .01 leve!.
-:, Note: Age, Catnolic religious preference, citizenship, working, retired, and English
skill in the cquation.
exercise of civic skills and requests for political involvemenr-have We have cautioned repeatedly about che difficulties in making
been taken into account. By incorporating measures of demo causal inferences from cross-sectional data in which sorne of che
graphic background and pre-adule experiences-including activity explanatory variables-far example, a respondent's recollections
in high school, a possible measure of a long-term taste for poli tics- of parental política! accivicy or leve! of politícal interese-are pos
the analysis provides a challenging test of che model pre-., sented sibly the result rather than the cause of that which is to be ex
earlier. Nonetheless, the results show unambiguously tha •· the plained, political participation. As we have done previously, we
Civic Voluntarism Model-based on resources, engagement, and replicated the OLS analysis using two-scage least squares regres
recruitment-holds. .., sion wíth the six participatory factors from the last step of che
Interestingly, once their intervening effects on subsequent vari+ causal chain as explanatory variables and che variables from ear
ables are taken into account, che inicial characteristics have almos . lier steps in che causal chain and other prior variables as instru
no direct influence on participation. With other factors cont rolled) ments.
neither being African-American nor being Latino has a dírect Table 15.7 , which presents the data, reinforces our earlier con
impacc on activity; having well-educated parents has a srnall posi clusions. With two exceptions, ali the participatory factors are
tive effect and being female a small negatíve effect. We should significant predictors of activity. Civic skills retain their irnpact
underline what this finding rneans . The analysis reported in Table even with addicional variables entered into the analysis. Income
15.6 <loes noc imply that groups defined by their race or ethnicity, and education also are significant. Once the measure of free time
gender, and parental educatíonal attainment are idenrical in their'· is corrected for u nrelia bili ty chrough 2SLS, it becornes a
levels of participation. Quite the contrary. As we have seen in significant factor for participation. Furrhermore, che two measures
earlier chapters, there are group differences of varying magn it ude . of engage ment, political interest and política! information, have
with, on average, men and Anglo-Whites sornewhat more active significant consequences far political activíty. In short, then, che
than women, African-Arnericans, and, especially, Latinos. What Civic Volun tarisrn Model based on measures of resources-time,
this analysis does is to explain how these attributes are línked tq money, and skills-and política! engagement hold up quite well as
actív ity. Social class, race or ethnicity, and gender are related i··· an expla nation of política! participation.
cornplicated ways to the participatory factors that shape activi ... The two variables that are not significant are vocabulary skill
The absence of direct effects <loes not reduce the significance o and institutional recruitrnent. We are not sure why the former does
these groups for politics or the política! irnplications of the fac:t not have a significant effect on accivicy-except that severa! other
that che government hears more from sorne people, and sorne variables in the rnodel overlap with vocabulary skill. Wíth respect
kinds of people, than from others. to inscitutional recruitment, we are uncertain. An inventory of our
Finally, the continuing direct effect of exposure to politics in the instruments suggests that we do not have as effective instrumental
farnily and involvement in high school is striking. Over and above variables in relacion to institucional recruicment as we have for the
rheir effects on política! activity through política! interese, these other rneasures. This means chat the two-stage least squares results
factors have direct consequences for participation. Once again, may underestirnace the importance of institucional recruitrnem.
chis suggests the rnultiple roles thac the family and school experi On the basis of che strengch of the results from the OLS analysis,
ences play in bringing individuals into politics, indirectly by shap ; we suggest, cautiously, thac it makes sense to retain institucional
ing opportunities to acquire education, jobs, and income and mo(
directly by providing political stimula tion.26 ·
\ t.r:: child may be contaminared by currcn r polirical invo l verncm . Hence, we would nor want to
2 6. We mus t, howc ver, repeat the caurion rhat rh c measure of exposure to politics as· overemphnsize che residual effecr of exposu re ro politics at home.
444 Voice and Equality The Roots of Partícipatory Factors 445
Table 15.7 Predicting Overall Partícipation: Two-Stage Least When we repeated the analysis of overall activity reported in Table
Squares Analysis 15.6 for these two modes of participation, we found, once again,
--------------------------·---- that what matters most far making political contributions is family
B SE B Beta
income and what matters most for electoral turnout is political
RESOURCES engagement, especially political interest. In each case, other vari
Education .13 .03 .12** ables are also significant. However, they are much less important.
Vocabulary .01 .02 .02
.09'*
Of particular note is the role of education. Though education
Family lncome .05 .01
Free Time .04 .01 .10*' is generally considered to be the dominant single variable in rcla
Civic Skills (sum) .11 .03 .16"' tion to partícipation, it is insignificant far voting and for making
Citizenship .72 .09 .07"" contributions. We believe that this tells something additional about
POLITICAL ENGAGEMENT education, but what we learn from Table 15.8 is not that educa
Polít ica! lntcrest .50 .05 .49" tion is unimportant. Rather, we learn the way in which it is im
Political Information .11 .06 .13*
portant. For política] contributions, income is the dominant vari
RECRUITMENT able. Education is not irrelevant, howev er, since it plays a major
Recruitment (sum) .04 .14 .02 role in determining income, directly and through occupation. For
(Constant) -2.55 .19 voting, political interest is dominant. But again education is im
R1
portant as a main source of política! interest. (See Table 15.4 as
.37
Sample size 2,389 well as rhe discussion in Chapter 12.) To repeat, we have not
found education to be irrelevant; instead we have specified the
'' Significant at .OS leve!.
• ,. Significanr ar .01 leve!.
different effects of education upon activity. The effect on contri
Note: Insrruments for the 2SLS axe: citizenship, education, vocabulary, speak ing butions is through the socioeconomic path of job and income. The
English at home, family income, working, retired, job leve!, non-political organiutional effect on voting is through the development of política! interest.
affiliation, religious arrendance, Catholic, number of children under eighteen, preschool
children, gender, spouse workíng full or parr-time, Black, Latino, education of parents,
age, ancl (frorn rhe scrccner) policical interese, política! informacion, and partisan
srrengtb..
Sub-Groups and Origins of Panicipation
recruitment in the model. In a model as complexas this, we can, The model we have developed appears to be a powerfnl one for
perhaps, be grateful that we have so few puzzles remaining. predicting political activity across the publicas a whole. However,
the Cívic Voluntarism Model should be relevant for significant
OTHER MODES OF POUTIC.AL PARTICIPATION
sub-groups of the population as well. We repeatcd the analysis
Our analysis thus far has concentrated on overall activity. How reported in Table 15.6-predicting overall activity-for the various
ever, as we have seen, making financia! contributions and going to groups we have considered throughout this book: men, women,
the polis are forms of political activity that have distincr origins. African-Americans, Latinos, and the poor. The results are pre
Chapter 12 demonstrated that making contributions depends on sented in Table 15.9. Since there are severa! different groups, a
having money and on little else; voting depends upon política! complex model, and a smaller case base for severa! of the groups,
engagement- being politically interested and, to a lesser extent, there is sorne variation in the standardized regression coefficients
infarmed-and requires little cívic skill. Table 15.8 confirms that and levcls of significance for particular variables across the
these findings hold up when measures of initial background char groups. Overall, however, rhe basic analysis holds. The measures
acteristics and pre-adult experiences are included in the model. of insti tutional involvement do not, by and large, predict
participation.
446 Voice and Equality The Roots of Participatory Factors 447
Table 15.8 Predicting Time-Based Acts, Voting, Contributions, and Political Predicting Overall Participation for Sub-Groups of the Population:
Discussion by Initial Characteristics, Pre-Ad ult Experiences, OLS Regressíons (standardized regression coefficients)
Institucional Involvements, and Participatory Factors: OLS
Men Wornen Blacks Latinos Poor
Regressions (standardized regression coefficients) ------
Political !AL CHARACTERISTICS
Time-Based
.03 .05* .01 -.06 .04
Acts Voting Contributions
.03 - .ll '' * - .00
-.01 .05* .03
INlTIAL CHARACTERISTICS
.03 -.01 .02 .03 -.03 .06
Parents' Education
Female -.02 .01 - .03
Black .02 .02 .01 ducation .13** .11'"' .19'" · .07 .26'0 '"
Latino .03 - .02 .03 olitics at Home .02 .06* .01 .03 .03
PRE-ADULT EXPERIENCES
igh School Activity .09' "' ' .07" '' .08'' -.01 .14'"'
Education .06'" .03 .04 STITUTIONAL INVOI.VEMENTS
Politics at Home .02 .05'' .03 ob Leve! -.05 .01 .00 -.01 .01
High School Activity .09'"' .06** .03 - .02 .05 -.06 .09'' .03
INSTITITT!ONAL INVOLVEMENfS -.03 .00 .00 .01 .06
Job Leve! -.05'' -.01 -.00
on-Political Organization .03 .02 - .02
.07''* .11** .06 .12*" .03
Religious Attendance -.04* .10'º* -.03 -·.09'' .OJ -.02 .00 -.10
.15 ''* _13,- ,, .26'"' .14* .04
PARTICIPATORY FACTOR$
Family Income . .04'' .30'·'' .05 .05 .01 .05 - .03
.14'' '· 1,,,,, .17'"'' .20** .16**
Free Time .01 -.03 .05*
.17'" º .00 .04 .26''* .23'''' .22'''' .21,.,. .18' " ·
Civíc Skills
Vocabulary - .01 .04'' -.03 .13''* .10''* .08' ' .10* .16''*
Recruitrnent .13'''' .05'' m
.06'"' .43 .46 .49 .48 .41
Political Interest .21'"'· .26**·
.02 1,156 1,248 452 343 425
Political Inforrnation .06''* .12.''"*
is communicated across the public as a whole, it may produce a Table 15.10 Education, High School Activity, Government and
similar bias within groups in terms of what activists from thé Politics at Home: Direct Effects on Overall Political
group communicate. We return to this point in the next chaptet Activity and Effects through Other Variables
where we consider the implications of the participatory proces
High School Politics
for the representation of politically relevant characteristics. Education Actívíty at Home
-------
DIRECT EFFECT .12 .08 .04
Youth Variables and Participation: A Summary
Effrcts Through Institutional
Our data show complicated paths from experiences as a youth Involvements:
Job .01 .00 .00
política! activity. Because the analysis in this chapter has Non-Política! Organizations .03 .02 .00
so many variables and such complex results, it may be useful Church .00 .01 .00
summarize the ways in which education, involvement in hi.g Effects Through
school activicy, and política! stimulation in the home affect parH Participatory Factors:
Income .02 .01 .00
ticipation. We present such a summary analysis in Table 15.10;
Free Time .00 .00 .00
which shows the effects of these pre-adult experiences-both di- Civic Skills .02 .01 .00
rectly and through other variables-on political activity. \. Vocahulary .02 .00 .00
Consider the various effects of education. As we have seen, its' Recmitment .02 .01 .00
greatest single effect is direct.27 However, the effects of educatíoh Politícal Interest .03 .04 .04
Política! Information .03 .01 .01
on participation through the impact that education has on insti-/
tutional location and on a wide range of the participatory factors; TOTAL EFFECTS THROUGH .18 .11 .os
OTHER VARIABLES
when added together, are even more substantial than education's
direct effect. The table illustrates the varíous ways in which edu TOTAL EFFECT .30 .19 .09
-------
cation influences participatíon by increasing institutional involve-
27. The figures for direct effects are che standardized reg.ressíon coefficients for th·e " ment (especially voluntary association involvement), by ra1smg
effects oi education, activity in high school, and politics ar home on activity afrer one haf socioeconomic status (especially income), by enhancing civic
controlled for their effects via other variables. The effocrs of education, activity ín high \
school, and home politics on activity rhrottgh other variables are ca!culared as the sum of.i skills, and, most strongly, by fostering political interest and
the effects of the various paths through these other variables to activity. An example shoul. d· information. The overall impact on política! activity of
make tbis clearer. 'fake the effect of education on activity that runs tnrough affiliation wit!i
a non-polirical orgarrization (the parh educatíon > organization > activity). This effect is .
participation in high school activities is quite substantial
the sum of the standardized regression coefficient far the effect of education on organiza, .: though less than that of edu cational atta inment . About half of
tional affiliation mnlríplied by the standardizecl coefficient for the effect of organizational · the effect of thís mcasure is dírect and the other half through
afliLiation on acrivity plus thc seven additional three stcp paths from educaüon to orgaok ·:
zation to participatory factors to activity (for instance, education > organization > civi:c
various participatory factors the strongest of these effects beíng
skills > activity). The three step paths are the producr of the coefficienrs for each step. Note·': vía the development of political interest. The socioeconomic path
one feature of the way we sum these índirect effects that cliffers from rhe standard way of : from high school activities through
so doing. In the previous exaruple, the three step path education > organizati011 > cívi{ skills >
activíty could he counted as the dfect of education through civic skills or through··•
job and income is quite small.
organizatíon. We count it as an effect through organization since tbe social process we are · Political stimulation in the home also has consequences for
describing iovolves tbe effects of education; and the proximate effccc of education is to get . política[ activity. It has, however, less effect on política! activity
one into organizations (or a good job), which then has forther consequcnces. ·
than either educatíon or high school activities. The data in Table
15.10 help us to understand why. Its direct effect is smaller. Its
450 Voice and Equality
The Roots of Participatory Factors 451
effect through the development of political interest is substantial-: Table 15.11 Direct, Indirect, and Total Effects of Pre-Adult and
similar to rhe effects of educational attainment and high school Adult Institutional Involvements on Overall Activity
activity through interest. Political stimularion at home, however,
Direct lndirect Total
has minimal effect through the other possible paths. The politica[ Effect Effect Effoct
involvement of the parents can, thus, be passed on to the child, ) INITIAL CHARACTERISTICS
but its overall in.íluence on political activíry cannot match theJ Parenrs' Education .04 .22 .26
multiple effects of education. · PRE -ADULT EXPERIENCES
The data in Table 15.10 are for the overall measure of politícaL Respondent's Educatíon .12 .18 .30
activiry. If we were to consider political contributions rather tharl High School Activity .08 .J1 .19
Politics at Home .04 .05 .09
overall activity, we would find, not surprisingly, a simpler patterá
for the impact of youth variables. Education has the largest effect. INSTIHJT!ONAL INVOLVEMENTS
Most of this is through income , with much less running through Job ª .02 .05 .07
Non-Política! Organization
other paths.28 Thus, in contrast to the multiple roles played b. f .01 .11 .12
Religious Atrendance - .01 .08 .07
education in stimulating overall political activity by, for example;
fostering the development of civic skills or polirical interest, when a. Tbis includcs tbc effects of working, job leve!, and retired.
it comes to makíng política! contributions, it is the economic.
effects of education-determining job opportunities and influenc.á fifth (.04) goes through the high school activity of the child. In
ing earnings-that are central. addition, there is a .03 indirect effect through política[ discussion
ar home .2 9 The data show how significant effects on activíty run
Family, School, Job, Organization, and Church: from generation to generation. The main way they do so is via the
education that educated parents provide for their children, but
The Role of Institutions
maintaining a stimulating politicaJ environment around the dinner
Citizens move through many institutions during rhe lífe course. table helps as well.
Our analysis has highlighted the way in which these institutions The second section of Table 15.11 contains the summary of the
provide the factors that foster participation, a process that begins direct and indirect effects of pre-adult experiences-repeated here
in the family and continues through adult institutional involvé- { from Table 15.10 for comparison purposes. The powerful role of
ments. In Table 15.11 we summarize these institutional education still stands out, but it is interesting to note that its role
effects( showing the direct and indirect impact that they have on
activity. We begin with the effect of parental education on política!
activity·. The effects are substanrial, but largely indirect, The main 29. The smaller rcmaining effects run through income and engag ement. The <lirect and
indirecf effect (data not shown in Table 15 .11) is through the link in di rect effect s of parents' education a re calculated in a manner sim ilar to t hat in Table
betweerf parental education and respondent's education. Of the .22 15.10. The effect of parents' education on activity through the respondent's education is
calculated as the product of the standardiz ed coefficicnt for tbe effect of parents' education
indirecf : on respondent's education and the total effect of educarion on acriviry. For instance, rhe
effect on activity deriving from parental education, more than half patb parents' education > res(JiJn dent"s edu cation > jo/1 leve/ > income > acti 1Jity is
(.13) goes through the educational level of the child and about a! consid cred to be a component of the effect of parents' education on activity tbrough
respondent's education , not a component of thc effect of parents' edncation 011 activity
through job leve! or income. Again, this makes the most substantive sense in this context.
Tbe dfects of porents' education through other participatory factors ore cakuJated as the
28. Thc total effect of education on giving political contributions is sum of tbose effects thac do not run throug h respondent's ed uc ation.
is direct and .09 ind.irect. Of the larter, .06 is vía income.
452 Voice and Equality
The Roots of Participatory Factors 453
Finally, we can note that the sum of the three institutional effects
is about equal to the effect of parental education. < From the perspective of the model we have developed in this
One of the main themes of our book has been the way in which i chapter, the role of close ties to the community is particularly
the política! behavior of Americans is rooted in the non-poliricaf intriguing. We use three measures: the number of years the respon
world. Table 15.11 provides data--comparing various non-po lití- < dent has lived in the community, whether or not the respondent
cal institutions-on how deep these roots are.
is a homeowner, and whether the respondent has school-aged
? children.32 We entered these three variables into the equation used
to produce Table 15.6-that ís, the equation to predict overall
participation on the bases of the variables from each of the steps
Roots in the Community and Religious Attendance
of the model developed in this chapter. Because the effect of
Our analysis of the factors thar foster participation has omitted a. community attachment is likely to be felt most strongly in con
potentially important one: ríes to the local community. We might junction with local activity, we also repeated the analysis for local
expect that roots in the community-living in one place for a long and national political participation. 33
time, owning a home, and havíng children in the local schools Table 15.12 reports the effects of these variables measuring
would enhance the resources and motivation for política! activity. community rootedness on overall activity, as well as on local and
Roots in the community would, presumably, increase concern·• • national activity. Because the effects of the other variables in our
about local issues, connections to others in the community, and •·• model do not change in any significant way, we report only the
knowledge about local political customs, leaders, and controver- .·. coefficients for the explanatory variables measuring community
síes. The importance of long-term residence in the community has . rootedness. The data make clear that length of residence in the
often been noted in relation to voting turnout. Highly mobile
citizens are less likely to vote,.1° Furthermore, community attach-\
ment is likely to enhance various other forms of participat ion.3 1 ·· and Why Do People Get [n volv ed in Politics?, 2nd cd. (Chicago: Rand McNally Coilege
···•.
Pub. Co., 1977), p. 113; and Steven J. Rosenstonc and John Mark Hansen, Mobilizatian,
Participation, cmd Democracy in America (New York: MacMillan, 1993), pp. 157- 159.
30. See Wolfinger and Rosenstone, Who Votes?, chap. 3. ·C. 32. See Appendix B.14 and 17 for rhe questions.
31. See thc studies cited ín Lester Milbrath and M. L. Goel, Political Participation: How ·. 33. For the local and nationai particip,uion scales, see Appendix B.1.1.
454 Voice and Equality
Thc Roots of Participatory Factors 455
34. In addition, there are differences across various participatory acts in the impact of 35. In her study of participation in a small Vermont town, Jane J. Mansbridge shows
these measures of comnrnnity rootedness. They have no effect on giving money, a how the long-term residcnt farmers use that status-and the speciol skills and respect that
moderare effect on time-based acts, and-os we would expect-a strong effect 011 voting accnmpany ir-to counterbalance the skills and self-confidence of the newer, arrículate
turnout. The coefficients nf a combined measure of years in the community and home ncwcomers who have moved to Vermont from New York and other large cities. Beyond
ownership on contributions, tíme-base<l acts, and voting are .03, .05, and .1l Aduersary Democracy (New York, Basic Books, 1980), chap. 9.
respectívely.
456 Voice and Equality The Roots of Participatory Factors 457
alternative path to política! activity, one not connected to the usual that counterbalances, at lcast in part, the force of education-both
strati.fication variables that structure política! participation. Justas parents' and respondent's-in fostering participation. Families with
families can transmitan educational heritage to their offspring, so less education and families that atcend church pass on a legacy of
might they transmit a religious one. If involvernent in a religious community attachment as well as church involvement, offering an
institution is iníluenced by parental involvement, we would then alternative path to activity--especially locally based activity.
have an alternative form of intergenerational transmission. In light of thís discussion, it makes sense to introduce the data
Unfortunately, although we asked respondents about the edu on community rootedness into the analyses used to generate Ta
cational attainment of their parents in our original survey, we <lid bles 15. l O :rnd 15 .11 in order to re:1ssess the effects of the
not ask about their parents' church attendance. In a smaller fol low- respon dent's and parencs' education on participation. We can
up survey, we were able to re-interview a random sample of about calculare the indirect effect of education on local political activity
one-quarter of our original respondents and ask them to recall through education's iníluence on years in the community. The resu!
whether, at the time chey were growing up, their parents went to t is a small diminution of política! activity with increased
church regularly. Not unexpectedly, respondents whose parents educacion-a coef.ficient of about -.01, which is about half the size
were regular churchgoers are much more likely to attend church of the indirect positive effect of education through ics impact on
regularly themselves. Compared with those whose parents rarely income or information. A similar calculation-parallel to that used
attended religious services, those whose parents attended church for Table 15.11-shows parental education (both through its direct
almost every week or more frequendy are twice as likely both to effect on years in the community and through its indirect effect
be regular church attenders themselves and to be active in their vía education on years in che community) to have a negative effect
churches beyond attendance at services. Having highly edu cated on local activity of roughly the same magnitude, - .01. Once again,
parents, however, decreases slightly the Likelíhood that the this is not a major impact, but an interesting counterbalance.
respondent will become a church attender. 36 Since those respon Similar calculations can be made for the influence of parental
dents whose parents were churchgoing are, themselves, more re churchgoíng on accívíty-38 The impact of parents' religiosity on
ligiously involved as adults, they obtain che opportunicies far the política! participation is all indirect. Most of ir comes through the
development of civic skills and institutional recruitment in their effect of parental religious involvement on the respondent's church
churches. attendance and the impact, in turn, of church attendance on the
Parental churchgoing is also related to community rootedness. kinds of church-based activicy that lead to the exercise of civic
Those whose parents were regular church attenders are likely to skills and to institutional recruitment. An addicional increment
scay in their communities. On average, the children of church-at also derives from thc impact of parental religious attendance on
tending parents report 6.5 more years of residence in their com length of residence in the community and the effect of the latter,
munities than do the children of parents who <lid not attend in tum, on activity. The impact is very small: the effect on overall
church.37 In short, there appears to be a cluster of characteristics participation of parental church attendance is about one-temh the
magnitude of that uf parental education. J9 Nonetheless, in spite of
36. Contro.lling for age and the respondent's education, rhe relarionship between parents'
38. We use the overall measure of activity here sincc church artendance does not
and respondent's chmch attendance is .18 (significant at .001 leve!, N = 507), while the
influence local and nationai activ1t)' differently.
rclationship between parenrs• education and respondent's church attendance is - .06 {sig 39. lf we ca!cu!ate rhe cffects of parental church artendance on political activity exactly
nificant at rhe .05 leve!). as we did for parenrs' education, as reported in Table 15.11, we fincl a total effect of .028,
37. The relationship holds up, evco rakiog the educacional leve! of both parents and the which is abom one-tenth che size of rhc figure reponed for parental education.
rcspondent into account.
458 Voice and Equality
The Roots o.f Parricipatory Factors 459
rhe small size of the effect, the process we have described repre 0
add ition, parents who are educated are more likely to expos e tbeir
sents a different, and quite independent, way in which participa
children to politics-by taking part in politics themselves and by
tion can be transmitted from generation to generation. Parental
discussing politics at the dinner rable-which has an impact on
religious involvement, not conn ected to the educational attainment
future political activity by enhancing polirical interest Jacer in life.
· of the child or to the consequent socioeconomic advantages of
Parental education 1,Jnd community roots: Respondents with
educational attainment, thus constitutes a separa te path to activity,
highly educated parents and high levels of education thems elves
are less likely to remain in the community, which, in turn, reduces
From Generation to Generation: A Summary the community ties that foster activity. In this way, parental cdu
cational attainmenr reduces slightly participation in local politics.
We have seen severa! processes by which one generation has an
Parental chur ch atte ndanc e, respondent ' s church att
influence on the political acrivity of the next. One is grounded in
endance, and communit y roots: Parent s who attend church are
the reproduction of social status, the way in which socioeconomic
likely to have children who do likewise, which, in rurn, puts them
position is passed from generation to generation. A second inc
.in a position to acquire civic skills and to be recruited to politics.
volves política! socialization, the more direct transmission of po
In addi tion , churchgoing parents have children who are more
litical orientations. Our data show that both processes are at work,
likely to maintain roots in the community, which also enhances
and thac both have significant effects on political activity. In addi
slightly their later activity.
tion, we have loca red other processes associated with religious ··
commitment and roots in the commtm ity4.0 Indeed, we can isolate
four intergenerational processes. Three begin with the educational Conclusion
leve! of the parents, and rhe last wirh the religious attendance of
This chapter has presented a complex analysis chat attempts to tie
the parents. Two of che processes reinforce che social stratification
together the various strands of our argument about the social
·. of política! participation across the generations and two
sources of political acrivity. There is no single path to polirical
provide· a very partial counterweight to that stratification.
participation. The factors associated with polirical activity-re
Parental education and the so cioeconomi c path to politícal ac
so urces, política! engagement, and institurionally based political
tivity: Highly educated parents pass ontheir advantage to children
mobilization--derive from econornic position in the labor force,
mostly because their children tend also to be highly educated and;
from involvement with voluntary associations and religious insti
thus, to have high-level jobs, to be affluent, and to affiliate with
tutions, and from families and schools. At rhe outset, the family
organizations. These effects, in turn, enhance ali the factors-re
of origin plays a significant role, setting the broad boundaries of
sources, engagement, and recruitment-that fosrer political activity.
che individual's educational and occupational opportu nities and
Parental education and po liticat so cializati on in the home: In ·
providing exposure to political stimuli and to religious institu
tions. Experiences in school build upon the foundation laid at
40. Fer an ana ly sis th a t shows s imilar effects, sec Darren E. Sherkat. and T. Jean Blocker, home. Later on, jobs and economic position produce resources;
" T he Pol i rica l Develop ment of Six ties' Activis ts: Identif yin g ch e Jnflue nce of Class, Gen<le affiliation with secondary institurions produces resources, fosters
r, and Socializa r.io n on Prorest Part icipatio n," Social Forces 72 (1 994): 821- 842. They
political cngagemenr, and provides exposure to requests for políti
lind that pa rents influenced th e future prot est po tencial of their children borh by d irec t po
lítica! socializario n a nd by inf\u encing thei r future aca demic c ar eers. Parallcl to what we fiod ca! activity; and che structure of the family created in adulthood
here; Sherkat and Blocker also show the contras ring influ ences of edu ca ted pare nrs, influences the avai lability of free time.
who se ch il dren were more likely to pro test, and religio us parents, wh ose cn ildr en were les These data enable us to give a fuller account of the process by
s likdy to do so.
which citizens become polirica1 activists. First of ali, the data
460 Voice and Equality