Professional Documents
Culture Documents
Corpus Vs Pamular
Corpus Vs Pamular
MAYOR "JONG" AMADO CORPUS, JR. AND This Petition for Certiorari[4] under Rule 65 of
CARLITO SAMONTE, PETITIONERS, VS. the Rules of Court assails the February 26,
HON. JUDGE RAMON D. PAMULAR OF 2009 Order[5] and Warrant of Arrest[6] issued
BRANCH 33, GUIMBA, NUEVA ECIJA, MRS. by Judge Ramon D. Pamular (Judge Pamular)
PRISCILLA ESPINOSA,* AND NUEVA of Branch 33, Regional Trial Court, Guimba,
ECIJA PROVINCIAL PUBLIC PROSECUTOR Nueva Ecija in Civil Case No. 2618-G. The
FLORO FLORENDO, RESPONDENTS. assailed Order granted the prosecution's
Motion to Amend the Original Information for
DECISION murder filed against Carlito Samonte
(Samonte) to include Mayor Amado "Jong"
LEONEN, J.:
Corpus (Corpus) as his co-accused in the
An allegation of conspiracy to add a new crime charged.[7] Furthermore, it directed the
accused without changing the prosecution's issuance of a warrant of arrest against
theory that the accused willfully shot the Corpus.[8]
victim is merely a formal amendment.
[1]
However, the rule provides that only formal Angelito Espinosa (Angelito) was shot by
amendments not prejudicial to the rights of Samonte at Corpuz Street, Cuyapo, Nueva
the accused are allowed after plea. [2] The test Ecjia on June 4, 2008, causing his death.
[9]
of whether an accused is prejudiced by an Samonte was caught in flagrante
amendment is to determine whether a delicto and thereafter was arrested.[10] After
defense under the original information will still the inquest proceedings, an Information [11] for
be available even after the amendment is
murder dated June 5, 2008 was filed against
him, thus:[12] CONTRARY TO LAW.
That on or about the 4th day of June, 2008 at Despite Florendo taking over the case,
around 10:30 a.m. at Corpuz St., Dist., in the Bonifacio still issued a Review Resolution
Municipality of Cuyapo, Province of Nueva dated January 26, 2009, where he reinstated
Ecija, Phillippines (sic), and within the the Regional Trial Court October 7, 2008
jurisdiction of this Honorable Court, the Resolution and affirmed the dismissal of the
above-named accused, conspiring and murder complaint against Corpus.[39] The
confederating together, did then and there, dispositive portion of his Resolution provided:
with malice aforethought and with deliberate
intent to take [the] life of ANGELITO In view of the foregoing and probable cause,
ESPINOSA, willfully, unlawfully and the Resolution of Assistant Provincial
feloniously, treacherously and taking Prosecutor Edison V. Rafanan, dated October
advantage of superior strength attack the 7, 2008, being in accord with the facts
latter and shot with an unlicensed firearm (1 obtaining in this case and with established
Colt .45 cal. Pistol with SN 217815), thereby rules, procedures and jurisprudence, is
inflicting upon him gunshot wounds, which reinstated.
directly caused the death of said Angelito
Espinosa, to the damage and prejudice of his The criminal complaint for murder against
heirs. respondent Mayor Amado "Jong" Corpu[s]
is DISMISSED.[40] (Emphasis in the original)
CONTRARY TO LAW.
Cabanatuan City for Guimba, Nueva Meanwhile, Florendo filed an undated Motion
[38]
Ecija, January 26, 2009. (Emphasis to Amend Information, praying for the
supplied) admission of the amended information.
[41]
Corpus and Samonte opposed this Motion filed with the Department of Justice.[49]
by filing a Joint Urgent
Manifestation/Opposition dated February 2, However, despite the manifestation, Judge
2009.[42] Pamular of Branch 33, Regional Trial Court,
Guimba, Nueva Ecija issued the assailed
The prosecution filed a Motion for February 26, 2009 Order, which granted the
[43]
Reconsideration. Samonte and Corpus motion to amend the information and to admit
opposed this through a Vehement Opposition the attached amended information. The
and Omnibus Motion dated February 4, 2009. assailed Order also directed, among others,
[44]
They averred that Judge Pamular's action the issuance of a warrant of arrest against
was premature considering that the Motion to Corpus.[50] The dispositive portion of the Order
Amend Information has yet to be scheduled read:
for hearing.[45] Moreover, Samonte was
[46]
already arraigned. Samonte and Corpus WHEREFORE, premises considered, this
also claimed that the issuance of a warrant of Court after personally examining the amended
arrest should be suspended because the latter information and its supporting documents
intended to appeal through a Petition for finds probable cause and hereby orders to:
Review before the Department of Justice. [47]
1. Grant the motion to amend the
information;
Samonte and Corpus jointly filed a Petition for
2. Admit the attached amended
Review dated February 9, 2009 before the
information;
Department of Justice.[48] They also filed a
3. Issue the Warrant of Arrest for the
Manifestation and Motion dated February 9,
immediate apprehension of the
2009 with the Regional Trial Court, asking it to
respondent-movant Amado
desist from acting further on the Amended
Corpu[s], Jr.; and
Information in view of the Petition for Review
4. Deny the motion to defer/suspend warrant of arrest issued pursuant to it. [54]
arraignment and further
proceedings of this case. Priscilla filed her comment on April 3, 2009.
[55]
She cites Oaminal v. Castillo,[56] which
SO ORDERED.[51] provided that in filing a petition for certiorari
under Rule 65, Section 1 there should be "no
appeal nor any plain, speedy and adequate
Hence, a direct recourse before this Court, remedy in the ordinary course of law"
through a Petition for Certiorari under Rule 65 available.[57] Considering that there is still a
with a prayer for an immediate issuance of a remedy available for the accused apart from
temporary restraining order, was filed by filing a petition, the petition shall fail. She
Corpus and Samonte on March 3, 2009. claims that petitioners should have first filed a
[52]
This Petition seeks to enjoin Judge Pamular motion for reconsideration with the Regional
from enforcing the February 26, 2009 Order Trial Court before resorting to a petition for
and the warrant of arrest issued pursuant to certiorari before this Court.[58]
the Order, and from conducting further
proceedings in the murder case. She insists that the Regional Trial Court is
correct in granting the motion to admit the
Through its March 9, 2009 Resolution, this amended information because it has no effect
Court required respondents to comment on on Samonte's case and reasoned that:
the Petition.[53] It also granted petitioners'
[F]irst, because there would only be an
prayer for a temporary restraining order.
addition of another accused with prior
Judge Pamular, Florendo, Priscilla, and all
authority f[ro]m the Honorable Provincial
other persons acting on the assailed Regional
Prosecutor, second, the amendment will not
Trial Court February 26, 2009 Order were
cause any prejudice to the rights of the
enjoined from implementing it and the
accused and more importantly, that is what is different from that which is to be made by the
provided for by the Rules[.][59] herein respondent judge. I have no cogent
reason to question the validity of the findings
of the Honorable Provincial Prosecutor. I have
She claims that the alleged lack of much respect for the latter. Thus, after giving
determination of probable cause before the due course to the arguments of parties and
issuance of a warrant has no basis since their respective counsels, I was fully
petitioners failed to present evidence or facts convinced in good faith that, indeed, there
that would prove their claim. [60] was a reasonable ground to believe in the
existence of probable cause for ... the
Judge Pamular filed his Comment on April 8, immediate apprehension and prosecution of
2009.[61] He asserts that he made a careful Mayor Amado "Jong" Corpu[s], Jr. Hence, the
perusal of the case records in issuing the issuance of the assailed controversial Order....
[63]
assailed order. His independent judgment on
the existence of probable cause was derived
from his reading and evaluation of pertinent
documents and evidence. He states that he On July 22, 2009, Priscilla filed a
[64]
had set the case for hearing on February 13, Manifestation before this Court. She asserts
2009, when both parties were heard and given that this "present petition questioning the
the opportunity to argue.[62] He also added: alleged impropriety of the admission of the
amended information as well as the issuance
Yes, indeed, while the undersigned could rely of a warrant of arrest against Mayor Amado
on the findings of the Honorable Provincial Corpu[s], Jr. has no more legal legs to stand
Prosecutor, I am nevertheless not bound on."[65] She claims[66] that Florendo's January
thereby. The termination by the latter of the 26, 2009 Resolution was upheld by the
existence of probable cause is for a purpose
Department of Justice in its June 26, 2009 [Priscilla] should have been more candid.
Resolution,[67] the fallo of which read: [She] should have informed the Honorable
Court that a motion for reconsideration with
WHEREFORE, premises considered, the the Department of Justice was filed by the
petition for review is hereby dismissed. herein petitioner, and is still pending
Accordingly, the Officer-in-Charge Provincial resolution. And in the event said motion for
Prosecutor of Nueva Ecija is directed to file reconsideration is denied, and as a part of
the appropriate Information against the petitioner/accused right to due process of law,
respondent Mayor Amado Corpu[s], Jr., and to it being clearly provided by the rules, he
report the action taken thereon within ten would elevate said resolution to the
(10) days from receipt hereof. Court of Appeals on certiorari – and,
certainly, the aggrieved party would
SO ORDERED.[68] (Emphasis supplied) bring the matter before this Honorable
Court - during which interregnum, the
appealed resolution of the Provincial
Priscilla asserts further that the issue Prosecutor . . . would not have yet attained
regarding the suspension of proceedings finality which is what jurisprudence
pending resolution by the Department of underscores before the respondent court
Justice can now be considered moot and should have proceeded with the amended
academic.[69] information.[72] (Emphasis supplied, citations
omitted)
On July 24, 2009, petitioners filed a Counter
Manifestation.[70] They claim that respondent
Priscilla's prayer for the lifting of the They further claim that lifting the temporary
temporary restraining order is premature, restraining order would be a relief "too harsh
thus:[71] and preposterous" since Corpus would be
immediately imprisoned and constrained to the suspension of arraignment provided for
face trial due to a flawed amended under Rule 116, Section 11 of the Revised
information.[73] In case this Court resolves to Rules of Criminal Procedure, which ordinarily
quash the amended information and nullify happens after a trial court has acquired
the warrant, Corpuz will have already jurisdiction.[77]
"suffered grave and irreparable injury—as he
would not be able to discharge his The Office of the Solicitor General also adds
constitutional mandate/duty to his that the insertion of the phrase "conspiring
constituents as their duly elected and confederating together" in the amended
[74]
mayor." As to Samonte, he will be allegedly information will not affect Samonte's
[78]
"forced to face another set of defense— substantial rights. Thus, the original charge
against the theory of conspiracy in the against Samonte of murder and his deliberate
amended information which, as we have manner of shooting Angelita remain
[79]
heretofore stated, after his arraignment and unaltered:
trial half way, could no longer be proper." [75]
Even if one or all of the elements of the crime
On August 6, 2009, the Office of the Solicitor of murder as alleged in the original
General filed its Comment.[76] It claims that information filed against petitioner Samonte is
petitioners should have made a distinction on not proven, the addition of conspiracy in the
the propriety of respondent judge's acts in amended information, if duly proven, would
granting the admission of the amended not in any way result in his conviction because
information and in ordering the issuance of a conspiracy is not an essential or qualifying
warrant. It posits that these acts are at par element of the crime of murder.[80]
with the court's acquisition of jurisdiction over
the subject matter and the person of the
accused. These acts have nothing to do with The Office of the Solicitor General avers that
respondent judge was well acquainted with Justice.[84] They cite Ledesma v. Court of
the legal and factual circumstances behind the Appeals,[85] which stated:
filing of the original information against
Samonte. The amended information merely Where the secretary of justice exercises his
added Corpus as a co-conspirator. Thus, power of review only after an information has
before respondent judge issued the assailed been filed, trial courts should defer or suspend
order, a prior hearing was held on February arraignment and further proceedings until the
13, 2009, when all the parties were heard. [81] appeal is resolved. Such deferment or
suspension, however, does not signify that the
The Office of the Solicitor General also asserts trial court is ipso facto bound by the
that while respondent judge committed error resolution of the secretary of justice.
when he denied petitioners' motion to suspend Jurisdiction, once acquired by the trial court,
proceedings, what the law only requires under is not lost despite a resolution by the
Rule 116, Section 11 is a maximum of 60-day secretary of justice to withdraw the
[86]
suspension of the arraignment. In this case, information or to dismiss the case.
the 60-day period had already lapsed,
rendering the issue raised by petitioners
moot. Hence, there is no longer any hindrance Petitioners also cite the dispositive portion
for respondent judge to continue with Corpus' of Tolentino v. Bonifacio,[87] which directed the
arraignment.[82] respondent judge in that case to desist from
proceeding with the trial until after the
Petitioners filed their reply on August 7, 2009. Department of Justice would have finally
[83]
They claim that respondent judge should resolved a pending petition for review.
[88]
have suspended action on the issuance of a Thus:
warrant considering the pendency of their
Petition for Review before the Department of
While [w]e have noted from acts of his co-accused since "the act of one is
the expediente that the petitioner has utilized the act of all."[90]
dilatory tactics to bring the case against her to
trial, still she is entitled to the remedy she Petitioners also claim that respondent judge
seeks. The respondent judge should not be failed to comply with the mandate of making a
more anxious than the prosecution in prior determination of probable cause before
expediting the disposition of the case absent issuing the warrant. They insist that this
any indication of collusion between it and the mandate "is never excused nor dispensed with
defense. The Ministry of Justice should not be by the respondent [judge]'s self-serving
deprived of its power to review the action of narration of the law (not the required facts)
the City Fiscal by a precipitate trial of the stated in [his] assailed order."[91]
case.
On the issue of whether the arraignment of
WHEREFORE, the petition is granted. The Corpus may proceed despite the lapse of the
respondent judge is hereby ordered not to 60-day maximum period of suspension under
proceed with the trial of the above-numbered Rule 116, Section 11(c), petitioners aver that
criminal case until after the Ministry of Justice "[w]hat jurisprudence underscores is not the
has resolved the petition for review filed by lapse of the 60-day period, but the issue of
Mila P. Tolentino. No costs.[89] (Emphasis finality of the decision on appeal."[92] The
supplied) matter should not only cover the suspension
of arraignment but for respondent judge to
defer from further proceedings on the
Petitioners claim that due to the theory of amended information pending the final
conspiracy in the amended information, resolution of the Department of Justice. [93]
Samonte will have an additional burden of
setting up a new defense particularly on any This Court, through its August 26, 2009
Resolution, required the parties to submit of the Revised Rules of Criminal Procedure
their respective memoranda.[94] provides that upon motion by the proper
party, the arraignment shall be suspended:[99]
Petitioners filed their memorandum on
October 15, 2009.[95] In their memorandum, Rule 116
they attached the Department of Justice Arraignment and Plea
September 8, 2009 Resolution,[96] which
granted their motion for reconsideration, thus:
[97] Section 11. Suspension of Arraignment. —
Upon motion by the proper party, the
WHEREFORE, the motion for reconsideration arraignment shall be suspended in the
of the respondent is hereby GRANTED. following cases:
Accordingly, the Resolution promulgated on
June 26, 2009 (Resolution No. 473) is ....
hereby REVERSED AND SET ASIDE. The
Provincial Prosecutor of Nueva Ecija is hereby (c)A petition for review of the resolution of the prosecutor
directed to cause the withdrawal of the is pending at either the Department of Justice, or the
Office of the President; provided, that the period of
information for murder against the
suspension shall not exceed sixty (60) days counted
respondent, if one has been filed in court, and
from the filing of the petition with the reviewing office.
to report the action taken thereon within ten
(10) days from receipt hereof.
Petitioners add that respondent judge should
SO ORDERED.[98] (Emphasis in the original)
have refrained from issuing the assailed
warrant of arrest because he was aware of the
fact that the amended information was a
Petitioners assert that Rule 116, Section 11(c) result of the flip-flopping stand of the public
prosecutor from his original stand. [100] Thus, full blown trial. No law or rule states that
they claim that the motive behind the filing of probable cause requires a specific kind of
the amended information that included Corpus evidence. It is determined in the light of
as an additional accused is political. [101] conditions obtaining in a given situation.[103]
Ako si Carlita Samonte kasalukuyang Kusa po akong gumawa ng sarili kong affidavit
nakakulong sa Provincial Jail ng Cabanatuan at salaysay na walang nagbayad, pumilit at
City sa kasong Murder kay Angelita Espinosa nanakot sa akin para gawin ang salaysay at
sa utos po ni Mayor Amado R. Corpuz Jr. ay affidavit kong ito, at marami pa po akong
matagal na pong plano ang pagpatay kay isasalaysay pagharap ko po sa korte.
Gumagalang,
Second, whether or not the arraignment of
Subscribed and sworn toCarlita Samonte petitioner Amado Corpus, Jr. may proceed
before me:(signed) after the lapse of the maximum 60-day period
(signed)
suspension provided for under Rule 116,
Atty. Marcus Marcellinus
Section 11(c) of the Revised Rules of Criminal
S. Gonzales[113]
Procedure;
It is settled that a motion for reconsideration (d) where, under the circumstances, a motion
is a "condition sine qua non for the filing of a for reconsideration would be useless;
Petition for Certiorari."[121] This enables the
court to correct "any actual or perceived (e) where petitioner was deprived of due
error" through a "re-examination of the legal process and there is extreme urgency for
and factual circumstances of the case." [122] To relief;
dispense with this condition, there must be a
"concrete, compelling, and valid (f) where, in a criminal case, relief from an
reason." [123]
However, the following exceptions order of arrest is urgent and the granting of
apply: such relief by the trial court is improbable;
[125]
(g) where the proceedings in the lower court These are "jurisdictional and mandatory
are a nullity for lack of due process; requirements which must be strictly complied
with."[126] Therefore, petitioners' failure to file
(h) where the proceedings [were] ex parte or a motion for reconsideration with the Regional
in which the petitioner had no opportunity to Trial Court before filing this Petition is fatal.
object; and
II
(i) where the issue raised is one purely of law
or where public interest is involved.[124]
Two (2) kinds of determination of probable
cause exist: executive and judicial. [127] These
two (2) kinds of determination of probable
Nothing in the records shows that petitioners cause were distinguished in People v. Castillo.
filed a motion for reconsideration with the [128]
Thus,
Regional Trial Court. Apart from bare
conclusion, petitioners failed to present any There are two kinds of determination of
plausible reason why they failed to file a probable cause: executive and
motion for reconsideration before filing a judicial. The executive determination of
petition before this Court. While this issue was probable cause is one made during
raised by respondent Priscilla in her Comment, preliminary investigation. It is afimction that
this was not sufficiently addressed by properly pertains to the public prosecutor who
petitioners either in their Reply or is given a broad discretion to determine
Memorandum. whether probable cause exists and to charge
those whom he believes to have committed
It must be stressed that the filing of a motion the crime as defined by law and thus should
for reconsideration, as well as filing it on time, be held for trial. Otherwise stated, such
is not a mere procedural technicality. official has the quasi-judicial authority to
determine whether or not a criminal case that no manifest error or grave abuse of
must be filed in court. Whether or not that discretion can be imputed to the public
function has been correctly discharged by the prosecutor.[129] (Emphasis supplied, citations
public prosecutor, i.e., whether or not he has omitted)
made a correct ascertainment of the existence
of probable cause in a case, is a matter that
the trial court itself does not and may not be Thus, courts do not meddle with the
compelled to pass upon. prosecutor's conduct of a preliminary
investigation because it is exclusively within
The judicial determination of probable cause, the prosecutor's discretion.[130]
on the other hand, is one made by the judge
to ascertain whether a warrant of arrest However, once the information is already filed
should be issued against the accused. The in court, the court has acquired jurisdiction of
judge must satisfy himself that based on the the case. Any motion to dismiss or
evidence submitted, there is necessity for determination of the guilt or innocence of the
placing the accused under custody in order accused is within its discretion. [131]
not to frustrate the ends of justice. If the
judge finds no probable cause, the judge Crespo v. Mogul [132] provided:
cannot be forced to issue the arrest warrant.
The filing of a complaint or information in
[T]he public prosecutor exercises a wide Court initiates a criminal action. The Court
latitude of discretion in determining whether a thereby acquires jurisdiction over the case,
criminal case should be filed in court, and that which is the authority to hear and determine
courts must respect the exercise of such the case. When after the filing of the
discretion when the information filed against complaint or information a warrant for the
the person charged is valid on its face, and arrest of the accused is issued by the trial
court and the accused either voluntarily consideration of the Court. The only
submitted himself to the Court or was duly qualification is that the action of the Court
arrested, the Court thereby acquired must not impair the substantial rights of the
jurisdiction over the person of the accused. accused or the right of the People to due
process of law.
The preliminary investigation conducted by
the fiscal for the purpose of determining Whether the accused had been arraigned or
whether a prima facie case exists warranting not and whether it was due to a
the prosecution of the accused is terminated reinvestigation by the fiscal or a review by the
upon the filing of the information in the Secretary of Justice whereby a motion to
proper court. In turn, as above stated, the dismiss was submitted to the Court, the Court
filing of said information sets in motion the in the exercise of its discretion may grant the
criminal action against the accused in motion or deny it and require that the trial on
Court. Should the fiscal find it proper to the merits proceed for the proper
conduct a reinvestigation of the case, at such determination of the case.
stage, the permission of the Court must be
secured. After such reinvestigation the finding However, one may ask, if the trial court
and recommendations of the fiscal should be refuses to grant the motion to dismiss filed by
submitted to the Court for appropriate the fiscal upon the directive of the Secretary
action. While it is true that the fiscal has the of Justice will there not be a vacuum in the
quasi-judicial discretion to determine whether prosecution? A state prosecutor to handle the
or not a criminal case should be filed in court case cannot possibl[y be] designated by the
or not, once the case had already been Secretary of Justice who does not believe that
brought to Court whatever disposition the there is a basis for prosecution nor can the
fiscal may feel should be proper in the case fiscal be expected to handle the prosecution of
thereqfter should be addressed for the the case thereby defying the superior order of
the Secretary of Justice. once a complaint or information is filed in
Court any disposition of the case as [to] its
The answer is simple. The role of the fiscal or dismissal or the conviction or acquittal of the
prosecutor as We all know is to see that accused rests in the sound discretion of the
justice is done and not necessarily to secure Court. Although the fiscal retains the direction
the conviction of the person accused before and control of the prosecution of criminal
the Courts. Thus, in spite of his opinion to the cases even while the case is already in Court
contrary, it is the duty of the fiscal to proceed he cannot impose his opinion on the trial
with the presentation of evidence of the court. The Court is the best and sole judge on
prosecution to the Court to enable the Court what to do with the case before it. The
to arrive at its own independent judgment as determination of the case is within its
to whether the accused should be convicted or exclusive jurisdiction and competence. A
acquitted. The fiscal should not shirk from the motion to dismiss the case filed by the fiscal
responsibility of appearing for the People of should be addressed to the Court who has the
the Philippines even under such circumstances option to grant or deny the same. It does not
much less should he abandon the prosecution matter if this is done before or after the
of the case leaving it to the hands of a private arraignment of the accused or that the motion
prosecutor for then the entire proceedings will was filed after a reinvestigation or upon
be null and void. The least that the fiscal instructions of the Secretary of Justice who
should do is to continue to appear for the reviewed the records of the investigation.
[133]
prosecution although he may turn over the (Emphasis supplied, citations omitted)
presentation of the evidence to the private
prosecutor but still under his direction and
control. Hence, when a Regional Trial Court has
already determined that probable cause exists
The rule therefore in this jurisdiction is that for the issuance of a warrant of arrest, like in
this case, jurisdiction is already with the arraignment shall be suspended in the
Regional Trial Court.[134] Therefore, it can following cases:
proceed in conducting further proceedings on
the amended information and on the issuance ....
of a warrant despite the pendency of a
Petition for Review before the Department of (c) A petition for review of the resolution of
Justice. the prosecutor is pending at either the
Department of Justice, or the Office of the
III.A President; provided, that the period of
suspension shall not exceed sixty (60) days
counted from the filing of the petition with the
Petitioners insist that respondent judge should reviewing office. (Emphasis supplied)
have deferred from conducting further
proceedings on the amended information and
on the issuance of a warrant considering the
Rule 116, Section 11 of the Revised Rules of
pendency of their Petition for Review before
Criminal Procedure pertains to a suspension of
the Department of Justice.[135] They cite Rule
an arraignment in case of a pending petition
116, Section 11 (c) of the Revised Rules of
for review before the Department of Justice. It
Criminal Procedure, which provides:
does not suspend the execution of a warrant
RULE 116 of arrest for the purpose of acquiring
Arraignment and Plea jurisdiction over the person of an accused.
(a) after a valid indictment; (b) before a People v. Dela Torre[179] underscored the
competent court; (c) after arraignment; (d) protection given under the prohibition against
when a valid plea has been entered; and (e) double jeopardy:
when the accused was acquitted or convicted,
or the case was dismissed or otherwise Double jeopardy provides three related
terminated without his express consent.[175] protections: (1) against a second prosecution
for the same offense after acquittal, (2)
against a second prosecution for the same
offense after conviction, and (3) against
The test for the third requisite is "whether one multiple punishments for the same offense.
offense is identical with the other or is an ....
attempt to commit it or a frustration thereof;
or whether the second offense includes or is The ban on double jeopardy is deeply rooted
necessarily included in the offense charged in in jurisprudence. The doctrine has several
the first information."[176] avowed purposes. Primarily, it prevents the
State from using its criminal processes as
Also known as "res judicata in prison grey,"
an instrument of harassment to wear out the prosecution. The protection given to the
the accused by a multitude of cases with accused by the double jeopardy rule does not
accumulated trials. It also serves the attach only after an acquittal or a conviction.
additional purpose of precluding the State, It also attaches after the entry of plea and
following an acquittal, from successively when there is a prior dismissal for violation of
retrying the defendant in the hope of securing speedy trial.
a conviction. And finally, it prevents the State,
following conviction, from retrying the An arraignment, held under the manner
defendant again in the hope of securing a required by the rules, grants the accused an
greater penalty.[180] (Emphasis supplied, opportunity to know the precise charge
citations omitted) against him or her for the first time. [181] It is
called for so that he or she is "made fully
aware of possible loss of freedom, even of his
Double jeopardy is a fundamental [or her] life, depending on the nature of the
constitutional concept which guarantees that crime imputed to him [or her]. At the very
an accused may not be harassed with least then, he [or she] must be fully informed
constant charges or revisions of the same of why the prosecuting arm of the state is
charge arising out of the same facts mobilized against him [or
[182]
constituting a single offense. When an her]." Thereafter, the accused is no longer
accused traverses the allegations in the in the dark and can enter his or her plea
information by entering a plea during the knowing its consequences.[183] It is at this
arraignment, he or she is already put in stage that issues are joined, and without this,
jeopardy of conviction. Having understood the further proceedings cannot be held without
charges, the accused after entering a plea being void.[184] Thus, the expanded concept of
prepares for his or her defense based on the double jeopardy presupposes that since an
possible evidence that may be presented by accused can be in danger of conviction after
his or her plea, the constitutional guarantee accused and affect the form of defense he has
against double jeopardy should already apply. or will assume; and (4) an amendment which
does not adversely affect any substantial right
IV.C of the accused, such as his right to invoke
prescription.[187] (Citations omitted)
In the 1987 Constitution, the judge is required In Lim v. Felix,[222] the ruling in Soliven was
reiterated. The main issue raised in Lim is records of the investigation are in Masbate, he
whether a judge may issue a warrant of arrest or she has not personally determined
without bail "by simply relying on the probable cause. The determination is made by
prosecution's certification and the Provincial Prosecutor. The constitutional
recommendation that a probable cause requirement has not been satisfied. The Judge
exists."[223] In that case, the preliminary commits a grave abuse of discretion.
investigation records conducted by the
Municipal Court of Masbate were still in The records of the preliminary investigation
Masbate. However, the Regional Trial Court conducted by the Municipal Court of Masbate
Judge of Makati still issued a warrant of arrest and reviewed by the respondent Fiscal were
against the petitioners. This Court ruled that still in Masbate when the respondent Fiscal
the respondent judge "committed a grave issued the warrants of arrest against the
error when he relied solely on the Prosecutor's petitioners. There was no basis for the
certification and issued the questioned respondent Judge to make his own personal
Order ... without having before him any other determination regarding the existence of a
basis for his personal determination of the probable cause for the issuance of a warrant
existence of a probable cause" [224] and of arrest as mandated by the Constitution. He
reasoned that: could not possibly have known what
transpired in Masbate as he had nothing but a
At the same time, the Judge cannot ignore the certification. Significantly, the respondent
clear words of the 1987 Constitution which Judge denied the petitioners' motion for the
requires "... probable cause to transmittal of the records on the ground that
be personally determined by the judge ..." not the mere certification and recommendation of
by any other officer or person. the respondent Fiscal that a probable cause
If a Judge relies solely on the certification of exists is sufficient for him to issue a warrant
the Prosecutor as in this case where all the of arrest.
the circumstances of the case so require.
We reiterate the ruling in Soliven v.
Makasiar that the Judge does not have to ....
personally examine the complainant and his
witnesses. The Prosecutor can perform the We reiterate that in making the required
same functions as a commissioner for the personal determination, a Judge is not
taking of the evidence. However, there should precluded from relying on the evidence earlier
be a report and necessary documents gathered by responsible officers. The extent of
supporting the Fiscal's bare certification. All of the reliance depends on the circumstances of
these should be before the Judge. each case and is subject to the Judge's sound
discretion. However, the Judge abuses that
The extent of the Judge's personal discretion when having no evidence before
examination of the report and its annexes him, he issues a warrant of arrest.
[225]
depends on the circumstances of each case. (Emphasis supplied)
We cannot determine beforehand how cursory
or exhaustive the Judge's examination should
be. The Judge has to exercise sound Soliven provided that as dictated by sound
discretion for, after all, the personal policy, an issuing judge is not required to
determination is vested in the Judge by the personally examine the complainant and his
Constitution. It can be as brief or as detailed witnesses as long as he or she has satisfied
as the circumstances of each case require. To himself or herself of the existence of probable
be sure, the Judge must go beyond the cause.[226] To rule otherwise would unduly
Prosecutor's certification and investigation burden judges with preliminary examination of
report whenever necessary. He should call for criminal complaints instead of attending to
the complainant and witnesses themselves to more important matters. However, due to
answer the court's probing questions when recent developments in the legal system
which include the judicial affidavit rule, the — (a) By the Regional Trial Court. — Within
evil sought to be prevented in Soliven does ten (10) days from the filing of the complaint
not exist anymore. To minimize the time or information, the judge shall personally
required for completing testimonies of evaluate the resolution of the prosecutor and
witnesses in litigated cases, this Court its supporting evidence. He may immediately
approved the use of judicial affidavits in lieu of dismiss the case if the evidence on record
witnesses' direct testimonies.[227] Thus, this is clearly fails to establish probable cause. If he
more in tune with the Constitutional mandate finds probable cause, he shall issue a warrant
by lessening the burden imposed upon judges of arrest, or a commitment order if the
by expediting litigation of cases for them to accused has already been arrested pursuant
attend to their exclusive and personal to a warrant issued by the judge who
responsibility of satisfying themselves with the conducted the preliminary investigation or
existence of probable cause when issuing a when the complaint or information was filed
warrant. pursuant to section 7 of this Rule. In case of
doubt on the existence of probable cause, the
V.B judge may order the prosecutor to present
additional evidence within five (5) days from
notice and the issue must be resolved by the
Rule 112, Section 6 of the Revised Rules of court within thirty (30) days from the filing of
Criminal Procedure provides: the complaint or information. (Emphasis
supplied)
RULE 112
Preliminary Investigation