Breast Cancer Issues in Developing Countries: An Overview of The Breast Health Global Initiative

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World J Surg (2008) 32:2578–2585

DOI 10.1007/s00268-007-9454-z

Breast Cancer Issues in Developing Countries: An Overview of the


Breast Health Global Initiative
Benjamin O. Anderson Æ Raimund Jakesz

Published online: 19 February 2008


 Société Internationale de Chirurgie 2008

Abstract economic capacities. The BHGI guidelines provide a hub


Background Of the 411,000 breast cancer deaths around for linkage among clinicians and alliance among govern-
the world in 2002, 221,000 (54%) occurred in low- and mental agencies and advocacy groups to translate
middle-income countries (LMCs). Guidelines for breast guidelines into policy and practice.
health care (early detection, diagnosis, and treatment) that Conclusions The breast cancer problem in LMCs can be
were developed in high-resource countries cannot be improved through practical interventions that are realistic
directly applied in LMCs, because these guidelines do not and cost-effective. Early breast cancer detection and
consider real world resource constraints, nor do they pri- comprehensive cancer treatment play synergistic roles in
oritize which resources are most critically needed in facilitating improved breast cancer outcomes. The most
specific countries for care to be most effectively provided. fundamental interventions in early detection, diagnosis,
Methods Established in 2002, the Breast Health Global surgery, radiation therapy, and drug therapy can be inte-
Initiative (BHGI) created an international health alliance to grated and organized within existing health care schemes in
develop evidence-based guidelines for LMCs to improve LMCs. Future research will study what implementation
breast health outcomes. The BHGI held two Global Sum- strategies can most effectively guide health care system
mits in October 2002 (Seattle) and January 2005 reorganization to assist countries that are motivated to
(Bethesda) and using an expert consensus, evidence-based improve breast cancer outcome in their populations.
approach developed resource-sensitive guidelines that
define comprehensive pathways for step-by-step quality
improvement in health care delivery.
Results The BHGI guidelines, now published in English Introduction
and Spanish, stratify resources into four levels (basic,
limited, enhanced, and maximal), making the guidelines Breast cancer is the most common cancer of women,
simultaneously applicable to countries of differing comprising 23% of all female cancers around the globe,
with an estimated 1.15 million cases diagnosed in 2002 [1].
There is marked geographical variation in incidence rates,
B. O. Anderson being highest in the developed world and lowest in the
Breast Health Global Initiative, Fred Hutchinson Cancer developing countries in Asia and Africa. The age-stan-
Research Center, Seattle, WA, USA dardized incidence in North America is the highest, at 99.4
per 100,000, while the lowest is in central Africa where it is
B. O. Anderson (&)
Department of Surgery, University of Washington, 1959 NE 16.5 per 100,000 [2]. However, in most low- and middle-
Pacific St, Box 356410, Seattle, WA 98195, USA income countries (LMCs), incidence rates are increasing at
e-mail: banderso@u.washington.edu a more rapidly than in areas where incidence rates are
already high. Global breast cancer incidence rates have
R. Jakesz
Division of General Surgery, Vienna Medical School, increased by about 0.5% annually since 1990, but cancer
Waehringer Guertel 18-20, Vienna A-1090, Austria registries in China are recording annual increases in

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World J Surg (2008) 32:2578–2585 2579

incidence of 3-4% [1]. In the urban areas of India, cervical evidence-based, economically feasible, and culturally
cancer had the highest incidence of cancers 15 years ago appropriate guidelines that can be used in LMCs with the
but has been overtaken by breast cancer as the most aim of improving breast health outcomes. The first evi-
commonly diagnosed cancer among women [3]. dence-based guidelines were developed at the 2002 BHGI
Prognosis from breast cancer is rather good, although Global Summit, creating guidelines for (1) early detection,
globally it still ranks as the leading cause of cancer mor- (2) diagnosis, and (3) treatment. These guidelines, pub-
tality among women. Very favorable breast cancer survival lished in 2003, are free and available on the internet
rates in the United States and other developed countries (http://www.fhcrc.org/science/phs/bhgi/). They outline
have been attributed to early detection by screening, and by general principles for programmatic improvement in breast
timely and effective treatment [4]. For example, women health services as applied to LMCs [15–18].
diagnosed with breast cancer between 1990 and 1992 and
reported in the population-based case series from the Sur-
veillance, Epidemiogy, and End Results (SEER) program BHGI Global Summit 2002
(13,172 women) had an 89% 5-year survival rate [5]. By
contrast, age-adjusted survival rates for breast cancer in The first BHGI Global Summit adopted two axioms as
developing regions average 57% and are as low as 46% in principles for guideline development [15]:
India and 32% in sub-Saharan Africa [1].
1. All women have the right to have access to health care,
Poorer survival in LMCs is largely due to late presen-
although considerable challenges exist in implement-
tation of the disease which, when coupled with limited
ing breast health-care programs when resources are
resources for diagnosis and treatment, leads to particularly
limited, and
poor outcome [6]. Of the over 75,000 new cases that
2. All women have the right to education about breast
present for treatment each year in India, between 50% and
cancer, but it must be culturally appropriate and
70% have locally advanced breast cancer at diagnosis [7].
targeted and tailored to the specific population.
Compounding the problem of late diagnosis, breast cancer
case fatality rates are high because LMCs typically lack It was recognized that early detection should be empha-
major components of health-care infrastructure and sized in developing countries because breast cancer
resources necessary to implement improved methods for presents in advanced stages in which survival is the
early detection, diagnosis, and treatment of breast cancer poorest. It was also recognized that each country is unique
[8, 9]. Although low-resource countries have not identified and there is a need to build programs specific to its needs.
cancer as a priority health-care issue because infectious Poor data collection was identified as a barrier to
diseases are a predominant public health problem, never- determining how best to apply resources and to measure
theless, as the control of communicable diseases improves outcomes. These observations from the first global summit
and life expectancy rises, cancer care will become an served as a basis for the following summit in 2005.
increasingly important health problem [10].
Evidence-based guidelines outlining optimal approaches
to breast cancer detection, diagnosis, and treatment have BHGI Global Summit 2005
been well-developed and disseminated in several high-
resource countries [11, 12]. Even in some developing At the 2005 BHGI Global Summit, the guidelines were
countries, there have been attempts to develop clinical updated and expanded into a flexible, fully comprehensive
practice guidelines for the treatment of breast cancer based framework for improving the quality of health-care deliv-
on the resources available [13]. Most guidelines define ery based upon outcomes, cost, cost-effectiveness, and use
optimal practice, which have limited utility in developing of health-care services. Held January 12–15, 2005, and
countries where resources are poor. Optimal practice hosted by the Office of International Affairs of the U.S.
guidelines may be inappropriate to apply in LMCs for National Cancer Institute in Bethesda, Maryland, the 2005
numerous reasons, including poverty, infrastructure con- BHGI Global Summit convened 67 international experts
straints, drugs, and cultural barriers. Hence, there is a need representing 33 countries and 5 continents to define spe-
to develop clinical practice guidelines oriented toward cific ‘‘best practices with limited resources’’ and was
countries with limited financial resources [14]. For these expanded to include medical ethics, international health,
reasons, the Breast Health Global Initiative (BHGI) was medical economics, and sociology. Twelve national and
established in 2002. Cosponsored by the Fred Hutchinson international groups (including Breast Surgery Interna-
Cancer Research Center in Seattle, Washington, and the tional, International Union Against Cancer, International
Susan G. Komen For The Cure in Dallas, Texas, the BHGI Atomic Energy Agency, International Society of Breast
is a program that strives to develop, implement, and study Pathology, and World Society for Breast Health) joined the

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BHGI as collaborating organizations. In addition, the enhanced categories on the basis of extreme cost and/or
BHGI established affiliations with three WHO programs: impracticality for broad use in a resource-limited
The Cancer Control Programme, Health System Policies environment. In order to be useful, maximal-level
and Operations, and the Alliance for Health Policy and resources typically depend on the existence and func-
Systems Research. The 2005 guidelines addressed (1) early tionality of all lower-level resources.
detection and access to care [19], (2) diagnosis and
Each panel created tables that prioritize resources to
pathology [20], (3) cancer treatment and allocation of
facilitate programmatic improvement in breast cancer early
resources [21], and (4) health-care systems and public
detection (Table 1), diagnosis and pathology (Table 2),
policy [22].
treatment (Tables 3–6), and health-care systems (Table 7),
The stepwise systematic approach to health-care
each stratified for resource level of basic, limited,
improvement outlined by the 2005 BGHI panels involved a
enhanced, and maximal. This stratified matrix scheme
tiered system of resource allotment defined using four
assumes incremental resource allocation and
levels—basic, limited, enhanced, and maximal—based on
implementation.
the contribution of each resource toward improving clinical
During the BHGI Summits, several key points were
outcomes:
identified or demonstrated [23]. First, early breast cancer
• Basic level—Core resources or fundamental services detection improves outcome in a cost-effective fashion
absolutely necessary for any breast health-care system assuming treatment is available [24]. Second, the effective-
to function. By definition, a health-care system lacking ness of early-detection programs requires public education to
any basic level resource would be unable to provide foster active individual participation in diagnosis and treat-
breast cancer care to its patient population. Basic-level ment [25]. Third, clinical breast examination combined with
services are typically applied in a single clinical diagnostic breast imaging (breast sonography with or with-
interaction. out diagnostic mammography) can facilitate cost-effective
• Limited level—Second-tier resources or services that tissue-sampling techniques for cytologic or histologic diag-
produce major improvements in outcome such as nosis [20]. Fourth, breast-conserving treatment (BCT) with
increased survival, but which are attainable with partial mastectomy and radiation requires more health-care
limited financial means and modest infrastructure. resources and infrastructure than mastectomy but can be
Limited-level services may involve single or multiple provided in a thoughtfully designed limited-resource setting
clinical interactions. [26]. Fifth, the availability and administration of systemic
• Enhanced level—Third-tier resources or services that therapy are critical to improving the survival of breast cancer
are optional but important. Enhanced-level resources patients. Sixth, estrogen-receptor testing allows patient
may produce minor improvements in outcome but selection for hormonal treatments (tamoxifen, oophorec-
increase the number and quality of therapeutic options tomy), which is better for patient care and allows proper
and patient choice. distribution of services. Seventh, chemotherapy, which
• Maximal level—High-level resources or services that requires substantial allocation of resources and infrastruc-
may be used in some high-resource countries and/or ture, is needed to treat locally advanced breast cancer, which
may be recommended by breast care guidelines that represents the most common clinical presentation of the
assume unlimited resources but that should be consid- disease in low-resource countries. Furthermore, when che-
ered a lower priority than those in the basic, limited, or motherapy is unavailable, patients presenting with locally

Table 1 Early detection and


Level of Detection method(s) Evaluation goal
access to care (reproduced from
resources
[40] with permission)
Basic Breast health awareness (education ± self-examination) Baseline assessment and repeated
Clinical breast examination (clinician education) survey
Limited Targeted outreach/education encouraging CBE for at-risk Downstaging of symptomatic
groups disease
Diagnostic ultrasound ± diagnostic mammography
Enhanced Diagnostic mammography Opportunistic screening of
Opportunistic mammographic screening asymptomatic patients
Maximal Population-based mammographic screening Population-based screening of
BHA = breast health Other imaging technologies as appropriate: high-risk asymptomatic patients
awareness; CBE = clinical groups, unique imaging challenges
breast examination

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World J Surg (2008) 32:2578–2585 2581

Table 2 Diagnosis and pathology (reproduced from [40] with permission)


Level of Clinical Pathology Imaging and lab tests
resources

Basic History Interpretation of biopsies


Physical examination
Clinical breast examination
Surgical biopsy Cytology and/or pathology report
Fine-needle aspiration biopsy describing tumor size, lymph node
status, histologic type, tumor grade
Limited Core needle biopsy Determination and reporting of ER and Diagnostic breast
PR status ultrasound ± diagnostic
mammography
Plain chest radiography
Image-guided sampling Determination and reporting of margin Liver ultrasound
(ultrasonographic ± mammographic) status Blood chemistry profile /
complete blood count (CBC)
Enhanced Preoperative needle localization under On-site cytopathologist Diagnostic mammography
mammographic or ultrasound guidance Bone scan
Maximal Stereotactic biopsy HER-2/neu status CT scanning, PET scan, MIBI
Sentinel node biopsy IHC staining of sentinel nodes for scan, breast MRI
cytokeratin to detect micrometastases
ER = estrogen receptors; PR = progesterone receptors; CBC = complete blood count; IHC = immunohistochemistry

Table 3 Treatment and allocation of resources: Stage I breast cancer (reproduced from [40] with permission)
Level of Local-regional treatment Systemic treatment (adjuvant)
resources
Surgery Radiation therapy Chemotherapy Endocrine therapy

Basic Modified radical Ovarian ablation


mastectomy Tamoxifen
Limited Breast-conserving Breast-conserving whole-breast irradiation Classical CMFb
therapya as part of breast-conserving therapy
Postmastectomy irradiation of chest wall and AC, EC, or FACb
regional nodes for high-risk cases
Enhanced Taxanes Aromatase inhibitors
LH-RH agonists
Maximal Sentinel node biopsy Growth factors
Reconstructive surgery Dose-dense chemotherapy
CMF = cyclophosphamide, methotrexate, and 5-fluorouracil; AC = doxorubicin and cyclophosphamide; EC = epirubicin and cyclophospha-
mide; FAC = 5-fluorouracil, doxorubicin, and cyclophosphamide; LH-RH = luteinizing hormone–releasing hormone
a
Breast-conserving therapy requires mammography and reporting of margin status
b
Requires blood chemistry profile and complete blood count (CBC) testing

advanced, hormone receptor–negative cancers can receive available [27, 28]. The only screening method that has been
only palliative therapy [21]. demonstrated to reduce mortality from breast cancer is
mammographic screening [29–32]. However, mammogra-
phy is expensive and requires manpower and technical
Breast cancer in LMCs: Early diagnosis and access to expertise that is not affordable in most LMCs. As a result,
care BHGI guidelines recommend that breast health awareness
(BHA) should be promoted to all women at the basic level.
There is solid evidence supporting the value of diagnosing In addition to this basic facility, further development will
cancer early, and guidelines on early detection are require training of relevant staff to perform clinical

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Table 4 Treatment and allocation of resources: Stage II breast cancer (reproduced from [40] with permission)
Level of Local-regional treatment Systemic treatment (adjuvant)
resources
Surgery Radiation therapy Chemotherapy Endocrine therapy

Basic Modified radical —a Classical CMFc Ovarian ablation


mastectomy AC, EC, or FACc Tamoxifen
Limited Breast-conserving Breast-conserving whole-breast
therapyb irradiation as part of breast-conserving
therapy
Postmastectomy irradiation of chest wall
and regional nodes for high-risk cases
Enhanced Taxanes Aromatase inhibitors
LH-RH agonists
Maximal Sentinel node biopsy Growth factors
Reconstructive surgery Dose-dense chemotherapy
CMF = cyclophosphamide, methotrexate, and 5-fluorouracil; AC = doxorubicin and cyclophosphamide; EC = epirubicin and cyclophospha-
mide; FAC = 5-fluorouracil, doxorubicin, and cyclophosphamide; LH-RH = luteinizing hormone–releasing hormone
a
Chest wall and regional lymph node irradiation substantially decreases the risk of postmastectomy local recurrence. If available, it should be
used as a basic-level resource
b
Breast-conserving therapy requires mammography and reporting of margin status
c
Requires blood chemistry profile and complete blood count (CBC) testing

Table 5 Treatment and allocation of resources: Locally advanced breast cancer (reproduced from [40] with permission)
Level of Local-regional treatment Systemic treatment
resources
Surgery Radiation therapy Chemotherapy Endocrine therapy

Basic Modified radical mastectomy Neoadjuvant AC, FAC, Ovarian ablation


or classical CMFb Tamoxifen
Limited Postmastectomy irradiation of the
chest wall and regional nodes
Enhanced Breast-conserving therapya Breast-conserving whole-breast Taxanes Aromatase inhibitors
irradiation LH-RH agonists
Maximal Reconstructive surgery Growth factors
Dose-dense chemotherapy
CMF = cyclophosphamide, methotrexate, and 5-fluorouracil; AC = doxorubicin and cyclophosphamide; EC = epirubicin and cyclophospha-
mide; FAC = 5-fluorouracil, doxorubicin, and cyclophosphamide; LH-RH = luteinizing hormone–releasing hormone
a
Breast-conserving therapy requires mammography and reporting of margin status
b
Requires blood chemistry profile and complete blood count (CBC) testing

evaluation, including taking a history and performing a Breast cancer in LMCs: Diagnosis and pathology
clinical breast examination (CBE) for both symptomatic
and asymptomatic women. Higher-level early-detection Histologic diagnosis of breast cancer is essential before
programs may include opportunistic screening with CBE, embarking on treatment, and the type of biopsy (fine-nee-
trials of organized screening using CBE and/or breast self- dle aspiration cytology, core needle biopsy, and excisional
examination (BSE), and finally feasibility studies of biopsy) should depend on the available tools and expertise.
mammography screening (Table 1). There are sociocul- The basic level required for diagnosis includes a history,
tural barriers to breast cancer detection that need to be clinical examination, tissue diagnosis, and record keeping.
overcome among women from traditional cultures. In some Increasing resources require imaging facilities (mammo-
cultures, the woman’s decision and actions are controlled gram with or without ultrasound), staging investigations for
by men who may be unaware of breast screening as an metastases, and hormone receptor testing (Table 2). With
effective, life-saving modality [25, 33]. opportunistic and population-based screening, further

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Table 6 Treatment and allocation of resources: Metastatic and recurrent breast cancer (reproduced from [40] with permission)
Level of Local-regional treatment Systemic treatment
resources
Surgery Radiation therapy Chemotherapy Endocrine Supportive and
therapy palliative therapy

Basic Total mastectomy for ipsilateral breast Ovarian Nonopioid and opioid
tumor recurrenceb ablation analgesics
Tamoxifen
Limited Palliative Classical CMFa
radiation Anthracycline monotherapy or
therapy in combinationa
Enhanced Taxanes Aromatase Bisphosphonates
Capecitabine inhibitors
Trastuzumab
Maximal Growth factors Fulvestrant
Vinorelbine
Gemcitabine
Carboplatin
CMF = cyclophosphamide, methotrexate, and 5-fluorouracil
a
Requires blood chemistry profile and complete blood count (CBC) testing
b
Required resources are the same as those for modified radical mastectomy

Table 7 Healthcare systems and public policy (reproduced from [40] with permission)
Level of resources Services Facilities Record-keeping

Basic Primary care services Health facility Individual medical records and
Pathology services Operating facility service-based patient registration
Surgical services Pathology laboratory
Oncology services Pharmacy
Nursing services Outpatient care facility
Palliative services
Limited Imaging services Imaging facility Facility-based medical records and
Radiation oncology services Radiation therapy centralized patient registration
Peer support services Clinical information systems
Early detection programs Health system network Local cancer registry
Enhanced Opportunistic screening programs Centralized referral cancer center(s) Facility based follow-up systems
Cancer follow-up
Rehabilitation services Population-based cancer registry Regional cancer registry
Group support
Maximal Population-based screening program Satellite (noncentralized or National cancer registry
Individual psychosocial care regional) cancer centers

expertise with image-guided biopsy and training individu- with more advanced disease where therapeutic options are
als to perform and interpret biopsies are required [20]. limited and resource-intensive. This panel’s recommenda-
tions have to apply to all four levels of resources, from
basic to maximal, and at all stages of disease [21]. The
Breast cancer in LMCs: Treatment and allocation of early and accurate diagnosis of breast cancer is important
resources for optimizing treatment.
With surgical treatment, since radiation therapy is not an
Breast cancer patients in limited-resource countries differ available basic facility, only mastectomy and axillary dis-
from those in high-resource countries in that they present section are recommended at the basic level, while breast-

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conserving surgery appears in the limited level upward, and Approaches to implementing a breast health program
breast reconstruction after mastectomy is offered at the can be vertical, i.e., runs parallel to but is separate from
maximal level (Tables 3–6). other programs, or horizontal, i.e., integrated with the
For adjuvant therapy in Stage I–III breast cancer, che- existing system and programs. The problem with the ver-
motherapy becomes available at the limited level beginning tical approach is that the program ends up competing with
with anthracyclines in Stage II at the basic level and all the other disease-specific programs for the same
moving on to taxanes in the enhanced level and dose-dense resources. Integrating the breast health program within
chemotherapy with growth factors in the maximal level. At existing programs, e.g., integrating breast health education
the time the guidelines were written, the data on adjuvant with child and maternal health care services, would allow
trastuzumab was not available, but with the positive results optimization of resources at the same time that other
obtained so far [34], adjuvant trastuzumab is likely to be health-care needs are met [37, 38].
recommended for HER2-overexpressing breast cancers in To determine the basic health-care systems available to
the enhanced-resource level at the next consensus. run a breast cancer program, the services required at the
With respect to hormone therapy, tamoxifen is recom- basic-resource level are primary care, surgical, pathology,
mended at the basic and limited levels for estrogen receptor oncology, nursing, and palliative care, with a health facility
(ER)-positive tumors, and aromatase inhibitors are rec- offering operating, pathology, pharmacy, and outpatient
ommended for postmenopausal ER-positive tumors at the services and individual medical record-keeping (Table 7).
enhanced and maximal levels in both the adjuvant and the
metastatic setting.
In metastatic breast cancer, the basic requirement is Program implementation
supportive care, and mastectomy is a palliative rather than
therapeutic procedure. Because metastatic breast cancer is The BHGI guidelines are designed with sensitivity to the
an incurable disease, it makes sense not to actively treat at existing diversity in the delivery of breast health care and
the basic level, hence more resources can be spent on the recognize the economic and cultural differences in LMCs.
other areas of breast care. A key characteristic of these guidelines is the concept of
With stratification based on resource levels, the panels stratification into four resource levels, making it applicable
hope for the establishment of a ‘‘minimum standard of to countries with differing resource levels. This approach is
care’’ as a foundation on which to build an incremental more realistic and each country should make an effort to
model for improving treatment of breast cancer in all improve its delivery of breast health care [39].
stages. This incremental allocation of resources should lead Improving breast health care in LMCs requires collab-
to the development of a multidisciplinary breast cancer oration of multiple sectors, both public and private. A
treatment system that gives priority to the most effective strength of the BHGI guideline development process is its
resource-sensitive treatment interventions. collaborative nature, creating partnerships between various
organizations to improve health care in these countries. In
the end it will be political will that will be the final decisive
Breast cancer in LMCs: Health-care systems and public factor in whether these guidelines will succeed.
policy The 2005 BHGI guidelines can be used to commu-
nicate programmatic needs to hospital administrations,
The health-care systems in limited-resource countries lack government officials, and/or health-care ministries. The
core infrastructure elements required to sustain a breast thesis of the BHGI is that these guidelines create a
care program. The three areas described above—early framework for change by defining practical pathways
detection, diagnosis, and treatment—are inextricably through which breast cancer care can be improved in an
linked. With programs to detect breast cancer early, diag- incremental and cost-effective fashion [23]. However,
nosis and treatment facilities need to be developed to cater guidelines do not in and of themselves improve out-
to the expected increase in the number of cases. All these comes for women. Implementation is the critical step by
activities depend on the organizational as well as the which the value of the guidelines can be measured. The
resource capacity of the health-care system. results of pilot research projects and demonstration pro-
There is no perfect health-care system because any jects need to be studied and reported to determine the
system must strike a balance between the many diverse effectiveness of the guidelines and to create evidence
health needs of the population. Specifically, the health-care that will guide and facilitate guideline implementation in
system must achieve a balance among four primary health- other settings. The 3rd BHGI Global Summit, held in
care system tradeoffs, including equity of access, scope of Budapest, Hungary in October 2007, was directed at
services, quality of care, and cost containment [35, 36]. defining the next steps for programmatic implementation

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