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Prevention of Venous Thromboembolism in

Neurosurgery: A Metaanalysis
Jacob F. Collen, Jeffrey L. Jackson, Andrew F. Shorr and Lisa K. Moores

Chest 2008;134;237-249; Prepublished online July 18, 2008;


DOI 10.1378/chest.08-0023
The online version of this article, along with updated information
and services can be found online on the World Wide Web at:
http://chestjournal.org/cgi/content/abstract/134/2/237

CHEST is the official journal of the American College of Chest


Physicians. It has been published monthly since 1935. Copyright 2007
by the American College of Chest Physicians, 3300 Dundee Road,
Northbrook IL 60062. All rights reserved. No part of this article or PDF
may be reproduced or distributed without the prior written permission
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(http://www.chestjournal.org/misc/reprints.shtml). ISSN: 0012-3692.

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Copyright © 2008 by American College of Chest Physicians
Original Research
PULMONARY EMBOLISM

Prevention of Venous
Thromboembolism in Neurosurgery*
A Metaanalysis
Jacob F. Collen, MD; Jeffrey L. Jackson, MD, MPH;
Andrew F. Shorr, MD, MPH, FCCP; and Lisa K. Moores, MD, FCCP

Background: Venous thromboembolism (VTE) is an important complication of neurosurgery.


Current guidelines recommend pharmacologic prophylaxis in this setting with either unfraction-
ated heparin or low-molecular-weight heparin (LMWH). We conducted a systematic review
asking, “Among patients undergoing neurosurgical procedures, how safe and effective is the
prophylactic use of heparin and mechanical devices?”
Methods: We searched the medical literature to identify prospective trials reporting on VTE
prevention (either mechanical or pharmacologic). The rates of VTE and bleeding were our
primary end points and were pooled using a random-effects model.
Results: We identified 30 studies reporting on 7,779 patients. There were 18 randomized
controlled trials and 12 cohort studies. The results of pooled relative risks (RRs) showed LMWH
and intermittent compression devices (ICDs) to be effective in reducing the rate of deep vein
thrombosis (LMWH: RR, 0.60; 95% confidence interval [CI], 0.44 to 0.81; ICD: RR, 0.41; 95% CI,
0.21 to 0.78). Similar results were seen when pooled rates from all 30 trials were analyzed. In
head-to-head trials, there was no statistical difference in the rate of intracranial hemorrhage
(ICH) between therapy with LMWH and nonpharmacologic methods (RR, 1.97; 95% CI, 0.64 to
6.09). The pooled rates of ICH and minor bleeding were generally higher with heparin therapy
than with non– heparin-based prophylactic modalities.
Conclusions: In a mixed neurosurgical population, LMWH and ICDs are both effective in the
prevention of VTE. Sensitivity analyses have suggested that isolated high-risk groups, such as
those with patients undergoing craniotomy for neoplasm, may benefit from a combination of
prophylactic methods, suggesting the need for a more individualized approach to these patients.
(CHEST 2008; 134:237–249)

Key words: hemorrhage; intracranial hemorrhages; neurosurgery; thromboembolism; thrombosis

Abbreviations: CI ⫽ confidence interval; CS ⫽ compression stocking; DVT ⫽ deep venous thrombosis; ICD ⫽ intermittent
compression device; ICH ⫽ intracranial hemorrhage; LMWH ⫽ low-molecular-weight heparin; PE ⫽ pulmonary embolism;
RCT ⫽ randomized controlled trial; RR ⫽ relative risk; UFH ⫽ unfractionated heparin; VTE ⫽ venous thromboembolism

N eurosurgery patients are at high risk of venous


thromboembolic events postoperatively, partic-
tent compression devices (ICDs) postoperatively,
with or without compression stockings (CSs), low-
ularly patients undergoing intracranial surgery for dose unfractionated heparin (UFH) perioperatively,
malignancy, the elderly, and those undergoing pro- or low-molecular-weight heparin (LMWH) postop-
longed surgery. In patients undergoing elective pos- eratively.3–7 However, neurosurgeons are concerned
terior lumbar spinal surgery, the known risk factors about bleeding complications, and to date there has
include prolonged immobilization/bed rest, lengthy been no systematic assessment of the data on phar-
operative procedures, prone positioning on frames macologic prophylaxis efficacy and safety in neuro-
with flexion of the hips/knees, and distraction of the surgery and spinal surgery patients. Our purpose was
spine (which may compress lower extremity venous to conduct a systematic review to answer the ques-
return).1,2 The current recommendations for throm- tion, “Among patients undergoing neurosurgical pro-
boembolism prophylaxis include the use of intermit- cedures, what is the relative efficacy of LMWH,

www.chestjournal.org CHEST / 134 / 2 / AUGUST, 2008 237


Downloaded from chestjournal.org on September 1, 2008
Copyright © 2008 by American College of Chest Physicians
UFH, and mechanical devices in preventing throm- Study Quality Assessment
boembolism, and what are the relative bleeding RCTs were rated for eight elements of quality using the
complications?” methods of Jadad et al.8 In addition, we created a quality
assessment tool that was adapted from the criteria of McMaster9
for evaluating the validity of studies about prognosis, which we
also used for the evaluation of RCTs in addition to the prospec-
Materials and Methods tive cohort trials. Studies were assessed for the presence of the
following eight features: a description of the characteristics of
Literature Search the patient sample; a description of the inclusion and exclusion
criteria; potential selection bias; the completeness of the
While our goal was to analyze only randomized controlled trials follow-up; a description of the reasons for incomplete follow-up;
(RCTs) that were head-to-head comparisons of different methods the definition of outcomes stated at the start of the study; and the
of prophylaxis, in order to systematically retrieve the literature objectivity of outcomes. Two raters independently assessed qual-
from around the world, we also searched for prospective cohort ity (Jadad et al criteria: ␬, 0.56; McMaster criteria: ␬, 0.37;
trials of venous thromboembolism (VTE) prophylaxis. Two inves- p ⫽ 0.005). Disagreements were resolved by consensus.
tigators, with the assistance of a medical librarian, independently
searched the published literature (from 1960 through August
Data Extraction
2007) to identify published RCTs and prospective clinical trials of
VTE prophylaxis in neurosurgical patients, using either pharma- We extracted the following data from each study: study design
cologic or mechanical methods. The search was not limited to (ie, efficacy, safety, and prospective, randomized, or double-
studies published in the English language. The following data- blind); exclusion criteria; patient demographics (ie, number of
bases were searched: MEDLINE; PubMed; Cochrane RCT; patients, sex, age, and type of neurosurgical intervention); DVT
Embase; Biosis; PASCAL; Sci Search; IPA; and Computer prophylaxis modality (ie, mechanical [ICDs or CSs]; or pharma-
Retrieval of Information on Scientific Projects. The search terms cologic [LMWH or UFH]); the method of DVT diagnosis (ie,
included “neurosurgery,” “neurosurgical procedures,” “thrombo- fibrinogen scanning, venography, or ultrasound); the method of
embolism,” “thromboprophylaxis,” “heparin,” “Lovenox,” and PE diagnosis (ie, CT scan, pulmonary angiogram, or ventilation
“enoxaparin.” Full-text articles of all potentially appropriate perfusion scan); the length of follow-up; and the number of
studies were reviewed, and a hand search of the bibliographies of patients lost to follow-up and the reasons for being lost to
each retrieved article was conducted. follow-up. The outcomes assessed were DVT, PE, minor bleed-
ing events, major bleeding events, intracranial hemorrhage
Study Selection Criteria (ICH), reoperation for bleeding and deaths, and whether deaths
were study related.
The inclusion criteria included the following: (1) a randomized
trial or prospective cohort study evaluating pharmacologic VTE Statistical Analysis
prophylaxis (with UFH or LMWH); or (2) a randomized trial or
prospective cohort study evaluating mechanical VTE prophylaxis Our primary goal was to pool the relative risks (RRs) from RCTs
(with ICDs or CSs); (3) an objective assessment of deep venous that included head-to-head comparisons of different modalities
thrombosis (DVT) [ie, with Doppler compression sonography, of prophylaxis. These RRs were pooled using the DerSimonian
impedence plethysmography, radiofibrinogen uptake scanning, and Laird10 random-effects method. Because there were rela-
autopsy, or venography] and pulmonary embolism (PE) [ie, with tively few such trials, and in order to exhaustively synthesize the
CT angiography, ventilation perfusion scanning, or pulmonary literature, we also calculated the overall rates as well as the
angiogram, or by autopsy] with the reporting of incidences; and annualized rates from the data provided in each article for all
(4) a neurosurgical population. Studies were excluded if they trials, including both prospective cohort trials and RCTs. The
were not primarily related to neurosurgery patients, were not variance for each outcome was calculated using exact binomial
prospective studies, were not specifically about VTE prophylaxis, methods11 and were pooled using a random-effects model.10 For
or if they were articles primarily about patients with penetrating both RRs and rates, pooled heterogeneity was assessed visually
or closed head injuries, spinal cord injuries, or stroke. with Galbraith plots,12 Q statistics (␹2 test),13 and the I2 statistic.
Studies with an I2 statistic of 25 to 50% are considered to have
*From the Department of Medicine (Dr. Collen), Walter Reed low heterogeneity, those with an I2 statistic of 50 to 75% to have
Army Medical Center, Washington, DC; the Uniformed Services moderate heterogeneity, and those with an I2 statistic of ⬎ 75%
University of the Health Sciences (Drs. Jackson and Moores), to have a high degree of heterogeneity.14 Publication bias was
Bethesda, MD; the Department of Pulmonary Medicine (Dr. assessed visually using funnel plots as well as statistically using the
Shorr), Washington Hospital Center, Washington, DC. methods of Begg and Berlin,15 Egger et al,16 and Duvall and
The opinions or assertions herein are the private views of the Tweedie.17 In addition, we performed a sensitivity analysis,
authors and are not to be construed as reflecting the views of the assessing the effects of study quality and various other study
Department of the Army or the Department of Defense.
characteristics using stratified analysis and metaregression. A
The authors have reported to the ACCP that no significant
conflicts of interest exist with any companies/organizations whose random-effects metaregression was used to adjust for the poten-
products or services may be discussed in this article. tial differences between studies. All analyses were performed
Manuscript received January 4, 2008; revision accepted March using a statistical software package (Stata, version 9.2; StataCorp;
12, 2008. College Station, TX).
Reproduction of this article is prohibited without written permission
from the American College of Chest Physicians (www.chestjournal.
org/misc/reprints.shtml).
Correspondence to: Jacob F. Collen, MD, 1672 North Twenty-
Results
First St, Apartment 7, Arlington, VA 22209; e-mail: Jcollen2002@
hotmail.com We identified 2,520 potential studies in our liter-
DOI: 10.1378/chest.08-0023 ature search. We excluded 2,490 studies, leaving 30

238 Original Research


Downloaded from chestjournal.org on September 1, 2008
Copyright © 2008 by American College of Chest Physicians
Online Literature Search conducted using key words:
concealed allocation; 44% were blind. On the prog-
Thromboembolism, Thromboprophylaxis, Neurosurgery, nosis quality rating scheme, 93% had an adequate
Neurosurgical procedures,Low Molecular Weight Heparin,
And Heparin outcome definition, 80% had an unbiased sample,
80% had adequate follow-up, 70% had adequate
Searched the following Databases: inclusion/exclusion criteria, and 53% had an unbi-
PUBMED, SciSearch, Cochrane RCT,
Embase, Biosis, Pascal, MEDLINE, CRISP ased selection process.
The search was limited to RCT and
Clinical Trials, but no limits with regards to
Of the 30 included articles, 18 were RCTs and 12
age, publication type, language were prospective cohort studies. Among the 18
RCTs, 4 directly compared UFH to LMWH, 2
2520 initial articles located online
RCTs21,23 were conducted in craniotomy patients,
2064 articles excluded because unrelated to Neurosurgery
and 2 RCTs27,28 were conducted among spinal sur-
gery patients. Two RCTs18,25 compared LMWH to
142 articles excluded because not RCT or prospective trials CSs, mostly in craniotomy patients. Two RCTs19,22
compared LMWH to ICDs, also primarily in crani-
133 articles excluded because not related to VTE prophylaxis otomy patients. Three RCTs31,32,34 compared UFH
to placebo; 2 of these RCTs31,32 looked at craniotomy
65 articles excluded because dealt with cranial or spinal cord injury or stroke
patients and one RCT34 looked at spinal patients.
Seven of the RCTs evaluated mechanical prophy-
86 duplicate articles excluded
laxis. Five of these RCTs compared ICDs to CSs;
three of these RCTs37,44,45 were conducted mostly in
craniotomy patients, and two RCTs41,46 were exclu-
sively in spinal patients. One RCT42 compared ther-
30 articles remained for inclusion apy with ICDs to placebo in a mixed neurosurgical
population. Another RCT30 compared the use of
ICDs to electrical calf stimulation, also in a mixed
Figure 1. Article search and selection process. population, and another RCT46 compared thigh
ICDs to foot ICDs in spinal patients. These latter
two studies30,46 were pooled as prospective cohorts.
studies (Fig 1). These 30 studies reported on 7,779 Among the 12 prospective cohorts, 7 involved
patients who were undergoing neurosurgical proce- pharmacologic prophylaxis and 5 involved mechani-
dures (Table 1). Eleven trials18 –28 assessed LMWH, 12 cal prophylaxis. Two articles24,26 looked at therapy
trials21,23,27–36 assessed UFH, 18 trials2,19,21–23,33,35– 46 with LMWH alone in craniotomy patients. Four
assessed ICD, and 10 trials18,20,25,27,28,37,41,44–46 assessed articles studied UFH, one alone29 and three in
CS. Nine articles18,22,23,25,27,28,30,33,37 reported both safety combination with ICDs,33,35,36 also primarily in cra-
and efficacy, 8 articles20,24,26,29,32,34–36 assessed safety, and niotomy patients.
13 articles2,19,21,31,36,38–44,46 assessed efficacy. Of the 30 There were five articles2,38 – 40,43 on mechanical
studies, 18 were RCTs18,19,21–23,25,27,28,30–32,34,36,37,41,42,44,46 prophylaxis alone. These included cohort studies of
(6 of these were double-blinded studies18,21,25,28,32,34) ICDs alone38 – 40 all in spinal cases, and ICDs and
and 12 were cohort studies.2,20,24,26,29,33,35,38 – 40,43,45 CSs together,2,43 also primarily in spinal patients.
The timing of chemical prophylaxis differed across
studies (Table 2), as follows: nine studies19,27–32,34,36
Efficacy
utilized preoperative prophylaxis; eight stud-
ies18,20 –22,24 –26,33 utilized postoperative prophylaxis; The results of the head-to-head pooled RRs are
and two studies23,35 utilized intraoperative prophy- given in Table 3 and Figure 2. For DVT prophylaxis,
laxis. Of these, preoperative prophylaxis was used in ICDs were statistically better than placebo (RR,
one trial using LMWH alone,19 in six studies using 0.41; 95% confidence interval [CI], 0.21 to 0.78), and
UFH alone,29 –32,34,36 and in two studies comparing LMWH was better than CS (RR, 0.60; 95% CI, 0.44
both methods. Postoperative prophylaxis was used in to 0.81). None of the other head-to-head compari-
one study using UFH alone,33 in seven studies using sons were statistically significant for reducing DVTs
LMWH alone,18 –20,22,24 –26 and in one study21 com- or PEs. When the rates of all trials, including
paring both methods. Intraoperative prophylaxis was prospective trials, were pooled, the five trials that
used in two studies, one with both methods,23 and managed patients perioperatively without prophy-
one with UFH alone.25 laxis had high rates of DVT formation (15.5 per 100
Most of the studies we reviewed had problems patients; 95% CI, 3.9 to 27.2; n ⫽ 5; Q statistic, 32.1;
with quality. Of the RCTs, the average Jadad score I2 statistic, 87.5%) [Fig 3]. CSs minimally reduced
was 5.81 (range, 2 to 8). Only 25% of studies had this rate (11.6 per 100 patients; 95% CI, 3.4 to 19.8;

www.chestjournal.org CHEST / 134 / 2 / AUGUST, 2008 239


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Copyright © 2008 by American College of Chest Physicians
Table 1—Included Studies

240
Minor
Craniotomy
Efficacy Male and Other Neoplasm Vascular
Study/Year vs Age, Patients, Gender, Craniotomy, Craniotomy, Craniotomy, Spine, Quality
(Country-Language) Intervention Design Safety yr No. % No. No. No. No. DVT Dx PE Dx Score Quality Problems
18
Agnelli et al /1998 LMWH vs placebo Double-blind Both 56 307 50 0 299 0 46 V, US A, V̇/Q̇ 8 None
(Italy-English) (all with CSs) PCT
Barnett et al29/1977 UFH Cohort Safety NS 150 NS 3 36 3 98 NS NS 3 Sample definition;
(United States- inclusion/exclusion
English) criteria; selection bias;
outcome definition
Bostrom et al30/1986 UFH vs electrical RCT Both 60 104 54 0 39 14 25 F, V NS 6 Follow-up
(Sweden-English) calf stimulation
Bucci et al37/1989 Mechanical (ICD RCT Both NS 70 NS 0 39 20 0 V A 6 Sample definition;
(United States- vs CS) selection bias
English)
Bynke et al38/1987 Mechanical (ICD) Cohort Efficacy 59 31 52 0 31 0 0 F, V NS 6 Inclusion/exclusion
(Sweden-English) criteria; selection bias
Cerrato et al31/1978 UFH vs placebo RCT Efficacy 52 100 51 0 100 0 0 F A 5 Inclusion/exclusion
(Italy-English) criteria; selection bias;
outcomes discussion
Constantini et al32/ UFH vs placebo Double-blind Safety 56 103 47 0 103 0 0 NS NS 8 None
2001 (Israel- PCT
English)
Dickinson et al19/ LMWH vs RCT Efficacy 47 66 NS 9 66 0 0 US NS 8 None
1998 (United mechanical
States-English) (ICD/CS vs
LMWH/CS vs
LMWH/CS/
ICD)
Epstein39/2005 Mechanical (ICD) Cohort Efficacy 50 200 61 0 0 0 200 US CT 6 Inclusion/exclusion
(United States- criteria; selection bias
English)
Epstein40/2006 Mechanical (ICD) Cohort Efficacy 53 139 56 0 0 0 139 US CT 6 Inclusion/exclusion
(United States- criteria; selection bias

Downloaded from chestjournal.org on September 1, 2008


English)

Copyright © 2008 by American College of Chest Physicians


Frim et al33/1992 UFH (with ICD) Cohort Both NS 138 NS 0 16 23 26 V, US A, V̇/Q̇ 5 Sample definition;
(United States- inclusion/exclusion
English) criteria; selection bias
Gerlach et al20/2003 LMWH (and CSs) Cohort Safety NS 2,823 NS 1,504 584 438 0 V, US NS 5 Sample definition;
(Germany- inclusion/exclusion
English) criteria; selection bias
Goldhaber et al21/ UFH vs LMWH Double-blind Efficacy 47 150 53 11 139 0 0 US CT 7 Follow-up
2002 (United (all with ICD PCT
States-English) and CSs)
Gruber et al34/1984 UFH vs placebo Double-blind Safety 46 50 50 0 0 0 50 V A 7 Selection bias
(Switzerland- PCT
English)
(Continued)

Original Research
Table 1—Continued

Minor
Craniotomy
Efficacy Male and Other Neoplasm Vascular
Study/Year vs Age, Patients, Gender, Craniotomy, Craniotomy, Craniotomy, Spine, Quality
(Country-Language) Intervention Design Safety yr No. % No. No. No. No. DVT Dx PE Dx Score Quality Problems

www.chestjournal.org
22
Kurtoglu et al / LMWH vs RCT Both 37 120 39 0 0 119 11 US CT 8 None
2004 (Turkey- mechanical
English) (ICD)
MacDonald et al35/ UFH (with ICD Cohort Safety 49 106 48 0 58 38 0 V, US A, V̇/Q̇ 8 Follow-up
1999 (United and CSs)
States-English)
MacDonald et al23/ UFH vs LMWH RCT Both 50 97 47 0 63 24 0 US A, CT, 7 Follow-up
2003 (United (all with ICD) V̇/Q̇
States-English)
Nelson et al41/1996 Mechanical (ICD/ RCT Efficacy 52 117 48 0 0 0 117 U NS 6 Selection bias; follow-up
(United States- CS vs CS)
English)
Norwood et al24/ LMWH Cohort Safety 40 150 NS 25 NS NS NS US A, CT 8 None
2002 (United
States-English)
Nurmohamed et LMWH vs placebo Double-blind Both 52 485 54 0 400 51 7 V, US A, V 6 Follow-up
al25/1996 (all with CSs) PCT
(Netherlands-
English)
Paoletti et al26/1989 LMWH Cohort Safety 48 97 62 0 62 26 0 U, V NS 8 None
(France-French)
Prestar27/1992 UFH vs LMWH RCT Both 43 200 30 0 0 0 200 V V̇/Q̇ 8 None
(Germany- (all with CSs)
German)
Rokito et al2/1996 Mechanical (ICD Cohort Efficacy 45 75 NS 0 0 0 75 U NS 7 Follow-up
(United States- and CSs)
English)
Skillman et al42/1978 Mechanical vs RCT Efficacy 50 95 NS 0 31 7 50 F, V NS 5 Sample definition;
(United States- placebo (ICD vs inclusion/exclusion
English) placebo) criteria; selection bias

Downloaded from chestjournal.org on September 1, 2008


Copyright © 2008 by American College of Chest Physicians
Smith et al43/1994 Mechanical (ICD Cohort Efficacy 41 317 NS 0 0 0 317 US NS 6 Inclusion/exclusion
(United States- and CSs) criteria; selection bias
English)
Turpie et al44/1989 Mechanical vs RCT Efficacy 50 239 60 0 117 54 14 F, V NS 8 None
(Canada-English) placebo (ICD/
CS vs CSs vs
placebo)
Voth et al28/1992 UFH vs LMWH Double-blind Both 53 179 44 0 0 0 179 F NS 7 Selection bias
(Germany- (all with CSs) PCT
English)
Wautrecht et al45/ Mechanical (ICD/ RCT Efficacy NS 23 NS 0 23 0 0 V NS 8 None

CHEST / 134 / 2 / AUGUST, 2008


1996 (Belgium- CS vs CS)
English)
(Continued)

241
n ⫽ 7; Q statistic, 118.3; I2 statistic, 94.9%). Among

*PCT ⫽ prospective controlled trial; NS ⫽ not stated; US ⫽ ultrasound; CT ⫽ CT angiogram; A ⫽ angiogram; V ⫽ venogram; V̇/Q̇ ⫽ ventilation-perfusion scan; F ⫽ 125I fibrinogen scan; Dx ⫽ diagnosis.
sample; selection bias
the 12 trials with patients managed exclusively with

Quality Problems

Lack well-defined
ICDs, the DVT rate was 1.9 per 100 patients (95%
CI, 0.6 to 3.3; n ⫽ 12; Q statistic, 20.51; I2 statistic,
46.4%). The pooled rate of DVT for studies using
LMWH was 4.1 per 100 patients (95% CI, 2.0 to 6.1;

None
n ⫽ 11; Q statistic, 77.1; I2 statistic, 85.7%), and for
Quality UFH it was 0.9 per 100 patients (95% CI, 0.0 to 1.8;
Score n ⫽ 12; Q statistic, 20.9; I2 statistic, 47.5%). There
6

8
were no statistical differences when heparin therapy
PE Dx

was combined with ICDs or CSs. The pooled rate of


NS

NS
DVT for LMWH alone was 0.98 per 100 patients
(95% CI, 0.0 to 2.8; n ⫽ 3; Q statistic, 2.8; I2 statistic,
DVT Dx

29%), the rate of DVT for LMWH combined with


NS

US

ICDs was 5.7 per 100 patients (95% CI, 2.6 to 8.8;
n ⫽ 9; Q statistic, 73.6; I2 statistic, 49%), the rate of
Spine,
No.

134
NS

DVT for UFH alone was 3.3 per 100 patients (95%
CI, 0.0 to 7.2; n ⫽ 5; Q statistic, 8.2; I2 statistic,
Craniotomy,

51%), and the rate of DVT for UFH combined with


Vascular

No.

NS

ICDs was 1.5 per 100 patients (95% CI, 0.0 to 3.1;
0

n ⫽ 7; Q statistic, 12.2; I2 statistic, 51%).


Pulmonary emboli were uncommon, and the pooled
Craniotomy,
Neoplasm

rates were similar between the different therapeutic


No.

NS

modalities. Patients receiving placebo had a PE rate


0

of 0.22 per 100 patients (95% CI, 0.00 to 1.81; n ⫽ 5;


Table 1—Continued

Q statistic, 1.3; I2 statistic, 0%), patients using ICDs


Craniotomy,
Craniotomy
and Other

had a pooled PE rate of 0.32 per 100 patients (95%


Minor

No.

CI, 0.0 to 0.81; Q statistic, 4.0; I2 statistic, 0%). For


0

LMWH therapy, the rate of PE was 0.11 to 100


patients (95% CI, 0 to 0.25; n ⫽ 11; Q statistic, 3.6;
Gender,

I2 statistic, 0%), and for UFH therapy the rate was


Male

NS

58
%

0.29 per 100 patients (95% CI, 0.00 to 0.23; n ⫽ 12;


Q statistic, 3.06; I2 statistic, 0%). None of these PE
Patients,

rates were significantly different. Similarly, there


No.

872

134

were no differences in PE rates when heparin


therapy was combined with ICDs or CSs. In a pooled
Age,

NS

40
yr

analysis of three studies37,41,45 comparing the efficacy


of CSs to mechanical compression devices (ie, ICDs)
Efficacy

Efficacy
Safety

Safety

for the prevention of DVT, there was no difference


vs

in the pooled RR (RR, 0.81; 95% CI, 0.32 to 1.78)


[Table 3], though the results tended to favor ICDs,
Design

which is consistent with the differences found when


Cohort

the rates from all studies were included.


RCT

Safety
ICD and CSs vs
Mechanical (thigh
UFH (with ICD

foot ICD and


Intervention

There were four RCTs18,19,22,25 comparing LMWH


and CSs)

to nonpharmacologic management, four RCTs21,23,27,28


CSs)

comparing LMWH to UFH, and three RCTs31,32,34


comparing UFH and placebo. None of the pooled
RRs for ICH, minor bleeding, major bleeding, or
(Country-Language)

Wood et al46/1997
(United States-
States-English)

death were statistically significant (Table 4, Fig 4),


Wen and Hall /
1988 (United
Study/Year

36

though the heparin modalities tended to have higher


English)

rates of ICH and minor bleeding.


The pooled rates (Fig 5) demonstrated that pa-
tients managed perioperatively without heparin had

242 Original Research


Downloaded from chestjournal.org on September 1, 2008
Copyright © 2008 by American College of Chest Physicians
Table 2—Timing of Pharmacologic Prophylaxis*
LMWH Agent, Dose, UFH Dose and Timing of Prophylaxis
Study/Year and Frequency Frequency Dose in Relation to Surgery Comment
23
MacDonald et al /2003 Dalteparin qd 5,000 U bid Intraoperatively With induction anesthesia
MacDonald et al35/1999 5,000 U bid Intraoperatively With induction anesthesia
Goldhaber et al21/2002 Enoxaparin 40 mg qd 5,000 U bid Postoperatively Postoperative day 1
Kurtoglu et al22/2004 Enoxaparin 40 mg qd Postoperatively 24 h after hospital admission
Agnelli et al18/1998 Enoxaparin 40 mg qd Postoperatively Within 12–24 h after surgery
Dickinson et al19/1998 Enoxaparin 30 mg bid Preoperatively Before anesthesia
Frim et al33/1992 5,000 U bid Postoperatively Postoperative day 1
Gerlach et al20/2003 Nadroparin qd Postoperatively 24 h after surgery
Wen and Hall36/1988 5,000 U bid Preoperatively Evening prior to surgery
Norwood et al24/2002 Enoxaparin 30 mg bid Postoperatively 24 h after surgery
Constantini et al32/2001 5,000 U bid Preoperatively 2 h prior to surgery
Barnett et al29/1977 5,000 U bid Preoperatively With preoperative medications
Bostrom et al30/1986 5,000 U bid Preoperatively 2 h prior to surgery
Paoletti et al26/1989 Fraxiparin qd Postoperatively 24 h after surgery
Cerrato et al31/1978 5,000 U bid Preoperatively 2 h prior to surgery
Voth et al28/1992 1,500 U APTT LMWH qd 5,000 U bid Preoperatively 2 h prior to surgery
Gruber et al34/1984 2,500 U bid Preoperatively 2 h prior to surgery
Prestar27/1992 1,500 U APTT LMWH qd 5,000 U tid Preoperatively Evening prior to surgery
Nurmohamed et al25/1996 Nadroparin qd Postoperatively 18–24 h after surgery
*APTT ⫽ activated partial thromboplastin time.

low rates of intracranial bleeding (0.04 per 1,000 statistic, 21.0; I2 statistic, 19%), while the rate with
patients; 95% CI, 0.00 to 3.7; n ⫽ 19; Q statistic, 1.9; LMWH therapy was 12.3 per 1,000 patients (95%
I2 statistic, 0%). ICH rates among patients receiving CI, 0.22 to 24.4; n ⫽ 11; Q statistic, 38.2; I2 statistic,
LMWH was 1.52 per 1,000 patients (95% CI, 1.09 to 74%) and with UFH therapy it was 5.3 per 1,000
1.94; n ⫽ 12; Q statistic, 17.18; I2 statistic, 36%) and (95% CI, 0 to 14.6; n ⫽ 12; Q statistic, 23.9; I2
that among patients receiving UFH was 0.35 per statistic, 53%). There were no statistical differences
1,000 patients (95% CI, 0.00 to 7.4; n ⫽ 12; Q in the rates of minor bleeding.
statistic, 6.12; I2 statistic, 0%). Patients receiving Major bleeding rates were low. For patients not
LMWH had statistically significantly higher bleeding receiving heparin, the rate of major bleeding was
rates than those receiving therapy with mechanical 0.59 per 1,000 patients (95% CI, 0.00 to 0.57;
modalities (p ⬍ 0.0005), though patients receiving n ⫽ 17; Q statistic, 0.97; I2 statistic, 0%), for patients
UFH did not have higher rates (p ⫽ 0.40) Minor receiving UFH the rate was 0.82 per 1,000 patients
bleeding was more common, and its incidence was (95% CI, 0.0 to 2.1; n ⫽ 11; Q statistic, 1.93; I2
statistically greater than zero for all modalities, in- statistic, 0%), and for patients receiving LMWH the
cluding placebo (p ⬍ 0.001 for all). Patients not rate was 0.16 per 1,000 patients (95% CI, 0.0 to 0.67;
receiving heparin had minor bleeding at a rate of 1.7 n ⫽ 10; Q statistic, 1.58; I2 statistic, 0%). None of
per 1,000 patients (95% CI, 0.0 to 6.1; n ⫽ 19; Q these major bleeding rates were statistically different

Table 3—Efficacy (Pooled RRs of RCTs)*

Comparisons Studies, No. DVT PE

ICD vs CSs 3 0.81 (0.32–1.78) 0.49 (0.08–2.85)


关4.05; 26%兴 关0.26; 0%兴
ICD vs placebo 2 0.41 (0.21–0.78) 0.37 (0.03–4.06)
Q ⫽ 0.18, I2 ⫽ 0% 关0.42; 0%兴
LMWH vs CSs 2 0.60 (0.44–0.81) 0.29 (0.05–1.85)
Q ⫽ 0.48, I2 ⫽ 0% 关0.55; 0%兴
LMWH vs ICD 2 0.79 (0.30–2.12) 1.62 (0.35–7.46)
Q ⫽ 0.01, I2 ⫽ 0% Q ⫽ 0.40, I2 ⫽ 0%
LMWH vs UFH 4 1.46 (0.61–3.51) 0.43 (0.08–2.41)
Q ⫽ 2.32, I2 ⫽ 0% 关0.67; 0%兴
UFH vs placebo 3 0.50 (0.11–2.38) 0.96 (0.10–9.06)
Q ⫽ 3.98 I2 ⫽ 49% 关0.0; 0%兴
*Values are given as the mean (95% CI) 关Q statistic; I2 statistic兴.

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Copyright © 2008 by American College of Chest Physicians
Efficacy: DVT
Favors LMWH Favors UFH Favors LMWH Favors CS
Risk ratio

Study (95% CI) % We

Goldhaber
Macdonald Agnelli
agnelli 0.53 ( 0.33, 0.84) 4

Prestar Nurmohamed
nurmohamed 0.66 ( 0.44, 0.98) 5

Voth
Overall
Overall 0.60 ( 0.44, 0.81) 10
Overall

0 1 100 .331245 1 3.01890


Risk ratio Risk ratio

LMWH vs UFH LMWH vs CS


Favors ICD Favors Placebo Favors UFH Favors Placebo
Risk Ratio (95% CI)

Skillman Cerrato

Constantini
Turpie
Gruber
Overall
Overall

0 1 8
0 1 70
Risk ratio
Risk ratio

ICD vs Placebo UFH vs Placebo

Figure 2. Peto plot of pooled RRs for DVT from RCTs.

than zero (nonheparin, p ⫽ 0.77; UFH, p ⫽ 0.93; ing the procedure for vascular procedures had higher
LMWH, p ⫽ 0.96) or differed from each other. rates of ICH. There was no difference in the rates of
ICH between heparin being administered preoper-
Sensitivity Analysis atively (0.28 per 100 patients; 95% CI, 0.0 to 0.59),
intraoperatively (0.39 per 100 patients; 95% CI, 0.0
We performed a sensitivity analysis exploring the to 1.25), or postoperatively (0.77 per 100 patients;
potential effects of several variables on our results, 95% CI, 0.16 to 1.4). None of the variables were
including the year of publication, the type of study related to our findings for major or minor bleeding
(ie, prospective cohort vs controlled trial), the type of or PE rates. In addition, there was no effect of
procedure, the underlying disease (ie, neoplasm, quality ratings on the results we report for ICH,
vascular, complex spine, or other), the length of major or minor bleeding, DVT, or PE, with either
follow-up, the mean age, lost to follow-up, gender, the Jadad or the prospective cohort rating scale.
the timing of heparin administration, and the study After adjusting for age, neoplasm, and study de-
quality. Prospective cohort trials reported lower rates sign, both heparin modalities (LMWH, p ⫽ 0.02;
of DVT than randomized trials (cohort trials: RR, UFH, p ⫽ 0.001) and ICDs (p ⫽ 0.04) had signifi-
1.11; 95% CI, 0.23 to 1.99; RCTs: RR, 7.6; 95% CI, cantly lower rates of DVT formation than patients
5.5 to 10.01; p ⫽ 0.03) but had no differences in given either CS or placebo. There were no statistical
bleeding rates. Older patients and those undergoing differences, even before adjustment between the
procedures for treatment of neoplasms also had rates of DVT among LMWH, UFH, or ICD therapy.
higher rates of DVT formation. Patients receiving After adjustment, patients receiving LMWH had a
heparin prophylaxis preoperatively had statistically higher incidence of ICH than those receiving non-
lower (p ⬍ 0.001) rates of DVT formation than those heparin modalities.
patients receiving their first dose postoperatively
(preoperative dosing: DVT rate, 3.3 per 100 patients;
95% CI, 1.2 to 5.5; n ⫽ 11; Q statistic, 29.3; I2 Discussion
statistic, 65.8%; postoperative dosing: DVT rate, 5.4
per 100 patients; 95% CI, 2.4 to 8.4; n ⫽ 10; Q In the general surgery and orthopedic patient
statistic, 87.2; I2 statistic, 89.7%). Patients undergo- populations, pharmacologic prophylaxis has been

244 Original Research


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Copyright © 2008 by American College of Chest Physicians
Rate/100 (95% CI)
Cerrato (1978) 34.0 (21.2-48.8)
Constantini (2001) 4.2 (0.5-14.3)
Placebo Gruber (1984) 0.0 (0.0-13.7)
Skillman (1978) 25.0 (13.6-39.6)
Turpie (1989) 19.8 (11.7-30.1)
Subtotal 15.5 (3.9-27.2)
Agnelli (1998) 27.4 (20.4-35.0)
Bucci (1989) 0.0 (0.0-10.9)
Nelson (1996) 0.0 (0.0-3.1)
Compression Normohamed (1996) 20.9 (15.9-26.6)
Stockings Rokito (1996) 0.0 (0.0-8.4)
Turpie (1989) 8.8 (3.7-17.6)
Wautrecht (1996) 40.0 (23.2-65.5)
Subtotal 11.6 (3.4-19.8)
Bucci (1989) 3.1 (0.1-13.8)
Dickinson (1998) 13.6 (2.9-34.9)
Epstein (2005) 4.0 (1.7-7.7)
Epstein (2006) 2.9 (0.8-7.2)
Intermittent Kurtoglu (2004) 6.7 (1.9-16.2)
Nelson (1996) 0.0 (0.0-3.1)
Compression Rokito (1996) 0.0 (0.0-10.6)
Skillman (1978) 8.3 (2.3-19.9)
Device Smith (1994) 0.6 (0.08-2.3)
Turpie (1989) 8.9 (3.6-17.2)
Wautrecht (1996) 0.0 (0.0-14.8)
Wood (1997) 0.8 (0.02-4.0)
Subtotal 1.9 (0.6-3.3)

Agnelli (1998) 14.4 (9.2-20.9)


Dickinson (1998) 11.4 (3.8-24.6)
Gerlach (2003) 0.14 (0.04-0.4)
Low Goldhaber (2002) 12.0 (5.6-21.6)
Molecular Kurtoglu (2004) 5.0 (1.0-13.9)
MacDonald (2003) 4.1 (0.5-13.9)
Weight Normuhomed (1996) 13.7 (9.6-18.7)
Heparin Norwood (2002) 1.3 (0.2-4.7)
Paoletti (1989) 0.0 (0.0-3.7)
Prestar (1992) 0.0 (0.0-3.6)
Voth (1992) 1.1 (0.03-6.2)
Subtotal 4.1 (2.0-6.1)

Barnett (1977) 0.0 (0.0-2.4)


Bostrom (1986) 10.2 (3.4-22.2)
Cerrato (1978) 6.0 (1.3-16.6)
Constantini (2001) 3.6 (0.4-12.5)
Frim (1992) 0.0 (0.0-2.6)
Unfractionated Goldhaber (2002) 6.6 (2.2-14.9)
Heparin Gruber (1984) 4.0 (0.1-20.4)
MacDonald (2003) 0.0 (0.0-7.4)
Macdonald (1999) 6.6 (2.7-13.1)
Prestar (1992) 1.0 (0.03-5.5)
Voth (1992) 2.2 (0.3-7.6)
Wen (1988) 0.0 (0.0-0.4)
Subtotal 0.9 (0.00-1.84)

0 65

Figure 3. Peto plot of overall DVT rates (all studies).

proven to safely and significantly reduce VTE. Ac- The primary data on the appropriate preventive
cepted methods include mechanical prophylaxis, but measures in neurosurgical patients are less estab-
there is a clear emphasis toward pharmacologic lished. Two prior metaanalyses,7,47 evaluated four
methods (ie, UFH and LMWH), with increasing and three articles, respectively, assessing LMWH
emphasis on LMWH and fondaparinux.6 Current and UFH for VTE prophylaxis in neurosurgery
guidelines extrapolate these data to make similar patients. They found that LMWH was safe and
recommendations in neurosurgery patients. Based effective, but lacked enough data to comment on
on published surveys of practicing neurosurgeons, UFH. Three other articles have reviewed VTE pro-
however, attempts to apply these recommendations phylaxis in neurosurgical patients. In 1998, Clagett et
have been met with resistance, primarily due to the al4 recommended ICD with or without CS in pa-
surgeons’ fear of CNS bleeding complications with tients undergoing intracranial surgery, with LMWH
potentially catastrophic neurologic deficits.5 and UFH as acceptable alternatives, and noted that

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Copyright © 2008 by American College of Chest Physicians
Table 4 —Safety (Pooled RRs of RCTs)*

Comparisons Studies, No. ICH Minor Major Death

LMWH vs nonpharmacologic management 4 1.97 (0.64–6.09) 2.06 (1.07–3.96) 0.95 (0.18–5.09) 0.96 (0.47–1.96)
关3.77; 0%兴 关0.87; 0%兴 关0.51; 0%兴 关3.27; 0%兴
UFH vs nonpharmacologic management 3 2.11 (0.39–11.31) 1.00 (0.48–2.11) 0.85 (0.12–5.99) 0.97 (0.13–7.37)
关0.01; 0%兴 关0.91; 0%兴 关0.99; 0%兴 关0.26; 0%兴
LMWH vs UFH 4 1.78 (0.37–8.50) 1.28 (0.64–2.59) 1.00 (0.18–5.74) 0.72 (0.11–4.42)
关0.27; 0%兴 关0.30; 0%兴 关0.00; 0%兴 关0.3; 0%兴
*Values are given as the mean (95% CI) 关Q statistic; I2 statistic兴.

combination therapy using pharmacologic and me- not find a statistically increased rate of ICH with the
chanical modalities was probably more effective than use of heparin modalities in head-to-head trials, trends
therapy with either modality alone.4 In 2004, Ag- in these and the rates seen when all trials were used for
nelli3 again performed a structured literature review a pooled rate seem to validate the surgeons’ concerns
and found that pooled data from patients receiving about ICH. Importantly, our results suggest that me-
LMWH prophylaxis showed increased rates of ICH chanical prophylaxis measures may be as effective as
(LMWH therapy, 2.1%; mechanical modalities, heparin therapy in this population, thus allowing the
1.1%). He recommended the use of LMWH in surgeon to avoid this possible small increased risk of
craniotomy patients with caution.3 In 2005, Danish bleeding. This key finding in our review is contrary to
et al5 performed a decision-tree analysis based on a the existing belief and practice. Mechanical methods
review of the literature and comparison to the are historically less efficacious than pharmacologic
experience of his institution, and recommended methods in other surgical populations, but appear to
mechanical prophylaxis in favor of LMWH, due to show a significant contribution in this population, with-
concerns about increased ICH.5 out bleeding complications. By convention, these are
Our study helps to quantify both the risks and the typically applied to the patient preoperatively or intra-
benefits of the various preventive measures in mixed operatively, and although not statistically well assessed,
neurosurgical populations. In addition, although we did this may have an advantage over postoperative applica-

Safety: ICH
Favors LMWH Favors UFH Favors LMWH Favors No Heparin
Risk Ratio (95% CI)

Risk Ratio (95% CI)


Goldhaber 3.00 (0.12-72.49)
Agnelli 0.75 (0.17-3.32)
Macdonald 2.00 (0.19-21.34)
Dickinson 5.00 (0.61-41.08)
Prestar 0.98 (0.02-48.93)
Kurtoglu 1.00 (0.06-15.62)
Voth 1.06 (0.02-52.69)
Nurmohamed 6.07 (0.74-50.08)

Overall 1.78 ( 0.37, 8.50) 1.97 (0.64-6.09)


Overall

0 1 72 0 1 50
Risk ratio Risk ratio

LMWH vs. UFH LMWH vs. no heparin

Favors UFH Favors No Heparin


Risk Ratio (95% CI)

Cerrato 1.96 (0.07-57.19)

Constantini 2.29 (0.21-24.49)

Gruber 1.93 (0.07-54.99)

Overall 2.11 (0.39-11.31)

0 1 57
Risk ratio
UFH vs. no heparin

Figure 4. Peto plot of pooled RRs of ICH from RCTs.

246 Original Research


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Copyright © 2008 by American College of Chest Physicians
Rate/1000 (95% CI)
Agnelli (1998) 0.0 (0.0-23.7)
Bostrom (1986) 0.0 (0.0-77.1)
Bucci (1989) 0.0 (0.0-51.3)
Bynke (1987) 0.0 (0.0-112.2)
Cerrato (1978) 0.0 (0.0-71.1)
Constantini (2001) 41.7 (5.1-142.5)
Dickinson (1998) 0.0 (0.0-142.5)
Placebo Epstein (2005) 0.0 (0.0-18.3)
Gruber (1984) 0.0 (0.0-137.2)
Kurtoglu (2004) 0.0 (0.0-59.6)
Nelson (1996) 0.0 (0.0-31.0)
Normuhomed (1996) 4.1(0.1-22.6)
Rokito (1996) 0.0 (0.0-32.9)
Skillman (1978) 0.0 (0.0-38.1)
Smith (1994) 0.0 (0.0-11.6)
Turpie (1989) 0.0 (0.0-15.3)
Wautrecht (1996) 0.0 (0.0-148.2)
Wood (1997) 0.0 (0.0-26.7)

Subtotal 0.04 (0.0-3.7)


Agnelli (1998) 19.6 (4.0-56.2)
Dickinson (1998) 113.6 (37.9-245.6)
Gerlach (2003) 15.2 (11.0-20.4)
Goldhaber (2002) 13.3 (0.3-72.0)
Kurtoglu (2004) 16.7 (0.4-89.4)
LMWH MacDonald (2003) 40.8 (4.9-139.8)
Normuhomed (1996) 24.9 (9.2-53.4)
Norwood (2002) 40.0 (14.8-85.0)
Paoletti (1989) 82.5 (36.3-156.1)
Prestar (1992) 0.0 (0.0-35.9)
Voth (1992) 0.0 (0.0-41.5)
Subtotal 1.52 (1.09-1.94)
Barnett (1977) 6.7 (0.2-36.6)
Bostrom (1986) 51.2 (10.8-143.8)
Cerrato (1978) 0.0 (0.0-71.1)
Constantini (2001) 18.2 (0.5-97.2)
UFH Frim (1992) 0.0 (0.0-26.4
Goldhaber (2002) 0.0 (0.0-48.0)
Gruber (1984) 0.0 (0.0-137.2)
MacDonald (2003) 20.8 (0.5-110.7)
Macdonald (1999) 37.7 (10.3-93.8)
Prestar (1992) 0.0 (0.0-36.6)
Voth (1992) 0.0 (0.0-39.3)
Wen (1988) 3.4 (0.7-10.0)
Subtotal 0.35 (0.0-7.4)

0 25

Figure 5. Peto plot of overall ICH rates (all studies).

tion.1,2 In our analysis, the administration of heparin might benefit from chemical prophylaxis. Given that
preoperatively was statistically more effective in pre- LMWH appears to be more efficacious and have a
venting VTE than postoperative administration. It is mortality benefit in cancer patients,48 –51 further
important to note that this interpretation is limited by studies in these select high-risk groups are needed.
the fact that there are only two direct comparison Based on our results, an RCT comparing therapy
studies of LMWH and ICDs, involving only 186 total with ICDs with LMWH in these patients would be
patients. ethically possible.
Sensitivity analysis revealed a higher rate of DVT
in elderly patients and those undergoing craniotomy
Limitations
for neoplasm. Unfortunately, the smaller numbers of
these patients and the lack of primary data preclude There are several limitations to our analysis. First,
our ability to ascertain whether this select group the quality of the articles reviewed varied widely, and

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Downloaded from chestjournal.org on September 1, 2008
Copyright © 2008 by American College of Chest Physicians
many suffered from potential selection bias. In ad- however, it appears that prophylaxis with ICDs alone
dition, the interrater agreement on study quality was or LMWH alone are equally efficacious, and the
low (although we analyzed our data using consensus rates of ICH may be lower with the use of ICDs.
scores). The effect of quality on study findings in Even a potentially small reduction in bleeding com-
metaanalyses has been varied. Most, like our study, plications is especially relevant in this population.
have found little effect. Second, many of the studies There may be a role for the combination of mechan-
were small trials. Particularly for rare events, such as ical and pharmacologic methods in high-risk pa-
pulmonary emboli, the studies may be too small to tients, such as the elderly or those undergoing
give reliable incidence estimates. For example, in craniotomy for the treatment of malignancy, but
our pooled analysis of the risk of PEs, there were further studies are needed in this population of
only seven trials18,25,31,32,34,42,44 that used no prophy- patients. In the meantime, a more individualized
laxis (placebo groups) and reported PE rates. Six of discussion about the risks and benefits between the
the seven trials18,25,31,32,34,44 reported no PEs, and surgeon and the higher risk patient should guide the
one trial42 had two PEs from among 48 placebo ultimate decision.
patients, resulting in only two PEs among 650 pa-
tients (0.3%). While one benefit of metaanalysis is to
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Prevention of Venous Thromboembolism in Neurosurgery: A
Metaanalysis
Jacob F. Collen, Jeffrey L. Jackson, Andrew F. Shorr and Lisa K. Moores
Chest 2008;134;237-249; Prepublished online July 18, 2008;
DOI 10.1378/chest.08-0023
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