Professional Documents
Culture Documents
Interventions Supporting Caregiver Readiness When Caring For Patients With Dementia Following Discharge Home: A Mixed-Methods Systematic Review
Interventions Supporting Caregiver Readiness When Caring For Patients With Dementia Following Discharge Home: A Mixed-Methods Systematic Review
Interventions Supporting Caregiver Readiness When Caring For Patients With Dementia Following Discharge Home: A Mixed-Methods Systematic Review
|
Revised: 2 December 2019
| Accepted: 9 December 2019
DOI: 10.1111/ajag.12765
REVIEW ARTICLE
1
Occupational Therapy Department, Alfred
Health, Prahran, Victoria, Australia
Abstract
2
Monash University, Melbourne, Victoria, Objective: To explore programs and information provided to caregivers of inpatients
Australia with dementia to assist with readiness to provide care following discharge.
3
Occupational Therapy Department, Alfred Methods: A mixed-methods systematic review with meta-analysis was conducted.
Health, Caulfield, Victoria, Australia
4
Search terms included dementia, inpatient, caregiver, anxiety, discharge and
Caulfield Hospital Library Services,
Alfred Health, Caulfield, Victoria, Australia
counselling.
5
Occupational Therapy Department, Results: The search yielded 1938 studies (six databases), 13 met the inclusion cri-
St Vincent’s Health, Fitzroy, Victoria, teria. Meta-analysis showed no statistically significant changes in anxiety, depres-
Australia
sion, burden or quality of life 3 months postintervention. Three emergent qualitative
Correspondence themes for staff consideration were: understanding personal characteristics of both
Elizabeth Pritchard, Monash University, patient and caregiver; presenting an inclusive organisational culture; and providing
553 Saint Kilda Road, Melbourne 3004
appropriate information at all stages of admission. A Model of Caregiver Readiness
Victoria, Australia.
Email: Pritchard.ek@gmail.com was created from the qualitative results.
Conclusion: The programs did not significantly decrease the outcomes measured.
However, caregivers identified that inclusion at all stages during hospital admission
was a vital factor to reduce stress and increase caregiver readiness.
KEYWORDS
adult, caregivers, dementia, patient discharge, inpatients
(n = 218) (n = 205)
Community setting
(n = 118)
Studies included in Grey literature
qualitative synthesis (n = 25)
(n = 7) Rehab/aged care
(n = 22)
Not carers
Included
(n = 20)
Studies included in Incorrect diagnosis
quantitative synthesis (n = 9)
(meta-analysis) Missed duplicates
(n = 6) (n = 5)
Not a primary study
(n = 4)
Non-English
(n = 2)
TABLE 1 Characteristics of studies
|
Carer
Carer prepared Information/ Method of
Cross- Carer anxiety/ ness/ Home education intervention Risk
RCT/ sectional/ self- Carer depression attitudes for Course/ assessment/ given to given to of
Study n experimental cohort Qualitative Country efficacy Carer QOL burden assessed caregiving education modifications carers carers bias
a
Two or more studies using the same cohort.
PRITCHARD et al.
5
|
the two warrant separate analysis and then syntheses of find- (MS).30 Caregiver burden was measured on five different
ings; and (d) quantitative and qualitative findings need to be scales including the Caregiver Burden Inventory (CBI) and
synthesised with appropriately developed methods.18 the Modified Caregiver Strain Index (CSI) (Table 1).
Only three studies were able to be included in the meta-anal-
ysis due to missing or incomplete data.28-30 Outcomes reported
3 | R E S U LTS in two or more studies were anxiety,29,30 depression,28-30
caregiver burden28-30 and QOL.28,30 Pooled data reported no
The literature search yielded 1938 papers. Following du- significant changes from baseline to 3 months following in-
plicate removal and screening by title and abstract, 218 tervention, anxiety (Standard Mean Difference [SMD] −0.21;
remained. Thirteen studies met the inclusion criteria with 95% CI −0.57, 0.16; I2 33%), depression (SMD −0.22; 95%
205 excluded for varied reasons (eg conducted in a com- CI −0.46, 0.01; I2 0%), caregiver burden (SMD 0.05; 95% CI
munity setting [n = 118], grey literature [n = 25]; See −0.18, 0.28; I2 0%) and QOL (SMD 0.32; 95% CI −0.03, 0.60;
Figure 1). I2 0%) (Figure 2A-D).
Study designs included randomised controlled or qua-
si-experimental trials (n = 4), cross-sectional/cohort designs
(n = 2) and qualitative/exploratory studies (n = 7). Studies 3.3 | Qualitative study findings
were conducted in Europe (n = 6), Australia (n = 4) and the
USA (n = 3). Sample sizes ranged from 9 to 495 caregivers, Thematic analysis of the seven qualitative studies identi-
with mean ages of 59.8 years (standard deviation [SD] 13.9) fied three major themes from caregivers to support them
to 68.7 (SD 8.6) (Table 1). The relationship of caregiver to prior to the patient returning home: (a) personal charac-
the patient with dementia included spouse/partner (ranged teristics; (b) organisational culture; and (c) information
from 23% to 80%),19,20 family member (ranged from 20% to provision.
67%)20,21 and friend/other (ranged from 5% to 23%),22,23 and
five did not state specifics.24-28
3.3.1 | Theme 1: Identifying and
addressing the personal characteristics of
3.1 | Risk of bias (quality assessment) patient and caregiver
Six of the 13 studies were assessed as moderate quality (50%- This theme describes the importance for staff to consider the
70%), five as high (70%-90%) and one as very high (100%) personal characteristics of both patient and caregiver and
(Table 1). Bronson24 did not meet the 50% cut-off (10%) and comprised three subthemes: (a) cognitive and physical skills
was excluded. Twelve studies remained and were included of both; (b) psychological coping ability of the caregiver; and
for analysis. (c) confidence of the caregiver to be an advocate. Broadly,
the level of cognitive and physical functioning displayed by
both the patient and caregiver was found to contribute to car-
3.2 | Interventions and outcomes measured egiver readiness. Patients with greater cognitive impairment
and complex physical needs appeared more likely to be dis-
The interventions provided to the caregivers during hospitali- charged to a nursing home23 as they required input beyond
sation comprised a 5-hour training session with caregivers,29 the capabilities of the caregiver.22 If the caregiver was frail,
a 4-week 15-hour per week program of group and individual this also impacted on their ability to look after the patient at
interventions,28 or individualised nurse education sessions home as they needed to be able to increase input as the de-
both during hospitalisation and 6-months following dis- mentia progressed:
charge home.30 All programs aimed to provide information
and support to the caregivers, to assist them to return to their I have to do everything for her, it’s difficult.
role as caregivers following discharge. She can’t do anything, any household duties, fi-
Caregiver outcomes reported on anxiety,29,30 depres- nances or shopping.
sion,28-30 burden19,23,28-30 and QOL.28,30 Outcome mea- (20)
sures were the Hospital Anxiety and Depression Scale
(HADS),30 the Impact of Event Scale (IES),29 the Geriatric As dependency increases, the level of stress, distress and re-
Depression Scale (GDS),28,29 two questions from the Center duced psychological coping of the caregiver became evident.
for Epidemiologic Studies Depression Scale (CES-D),19 the This in turn impacted on the degree of anxiety, depression and
Quality of Life in Alzheimer's disease scale (QOL-AD),28 the burden scored by the caregivers in some of the studies. These
Negative Health Index scale (NHI),23 and the Mutuality Scale areas were also identified as contributing to the degree of
|
6 PRITCHARD et al.
(A)
(B)
(C)
(D)
F I G U R E 2 A, Change in caregiver anxiety 3 mo postintervention. B, Change in caregiver depression 3 mo postintervention. C, Change in
caregiver burden 3 mo postintervention. D, Change in caregiver quality of life 3 mo postintervention
readiness the caregiver felt to resume their role at home. The you came in. I was just trying to keep everything
caregiver identified that distress could be allayed by staff to together and really needed support…
some degree: (21)
When you go into hospital it is one of the most Caregiver readiness appeared to depend on the coping abil-
vulnerable times in your life. You walk in and ities the caregiver had previously acquired and how they re-
you are terrified of everything… it’s the time sponded at times of uncertainty.
when you need someone to be nice to you, a lit- Finally, the caregiver's capacity to advocate for their own
tle bit of tender loving care I suppose. needs and those of the patient was identified as being vital
(21) across the care continuum. The patient often experienced di-
minishing abilities to advocate for themselves. Five studies
Caregivers stated that their level of distress was not often reported that the caregiver had the primary responsibility of
addressed during hospitalisation, as the primary focus and in- conveying the needs of the patient with dementia and ensur-
tervention was on the patient: ing they were met:21,22,25,27,31
I think it would be good if nurses had an under- …you really need family there [in hospital] to
standing of how stressful it was for you when articulate what’s going on. She can’t advocate
PRITCHARD et al.
|
7
for herself or explain you know. She can’t say around.26 Caregivers wanted to be acknowledged as a val-
“I’m different to normal”... ued team member for their expertise in caring for the patient
(31) with dementia, extensive source of information and potential
contribution to decision-making.21,26,27,31 When the caregiver
The need for advocacy was reiterated several times as being was not involved as a valued team member, it led to unmet
able to speak up for the patient with dementia and promote their needs for the patient,22 increased caregiver stress/burden and
needs to the staff. decreased caregiver readiness.32
‘I think our main role is to actually liaise with the doc- Timeliness of involvement throughout the hospital admis-
tors as Mum has no recall or memory. Basically just to in- sion was highlighted as important to caregivers. Caregivers
form the staff of what I know about her care and what her wanted to be involved at all stages of the admission including
needs are’.27 The experience of fulfilling the advocacy role discharge planning.20 They were often only consulted at the
was at times met with opposition from health professionals. beginning and then reported to at the end of hospitalisation.
Caregivers highlighted the challenges of not being listened Discharge planning was a period when caregivers reported
to or being passed around when faced with advocating for frustration at the lack of collaboration and poor communica-
the patient: tion received from staff.31
Lack of staff knowledge and understanding of demen-
You just get passed around, somehow its no- tia negatively impacted the experience for caregivers and at
body’s job, I just had to manage as best I could. times caused increased distress:31
(25)
… they [staff] did not understand her condition
This increased the level of caregiver frustration and distress or her specific needs, and they were totally at a
and negatively impacted their ability to prepare for discharge. loss to understand how to treat her.
(21)
3.3.2 | Theme 2: Organisational culture The caregiver continued to state how they had become
an expert in identifying triggers and managing behaviours,
This theme included four subthemes: (a) the attitudes, val- but the staff were not listening to them. Furthermore, care-
ues and assumptions held by the organisation and individ- givers reported frustration with staff, assuming the patient
ual staff; (b) timeliness of caregiver involvement; (c) staff was able to make decisions or recall information (when
knowledge about dementia; and (d) effectiveness of commu- this was incorrect), which led to a lack of confidence in
nication strategies. It is also important to recognise how these the ability of the staff to provide adequate care for the
subthemes interact with one another to create a therapeutic patient.
relationship with both the person with dementia and the car- A lack of effective or timely communication between
egiver. When health professionals build strong relationships the staff and caregivers was reported.20 Poor communi-
with the caregiver, they are more likely to be able to support cation contributed to a feeling of exclusion that compro-
the readiness of the caregiver to continue their role. It was mised the advocacy role and negatively impacted carer
reported that this relationship greatly contributed to caregiver readiness:21,25,26,31
satisfaction and readiness for discharge home.21
The attitude of the staff towards the caregiver was identi- … there was never any communication with me,
fied as an important part of being recognised as an expert in when I did try and say something they just ig-
the patient care, and feeling prepared to take back the role of nored me and listened to him.
caregiver when the patient was discharged: (25)
F I G U R E 3 A proposed model of
caregiver readiness
Nobody tells me anything. I haven’t talked to a were often given information at the beginning of admission
doctor…only once… I am in the dark. when they were stressed and adjusting to the patient's recent
(22) deterioration, and this was often not reinforced or repeated at
a more suitable time.26 Information was not distributed using
The constant changes of processes, staff and lack of consis- the most appropriate method for the needs of the caregiver:
tent information was frustrating:
Even when information is available to carers, it
Sometimes it was a bit frustrating to try and find could either be difficult to access or in a form
who’s looking after her and where is that per- that fails to match the carer’s preferred learning
son… unless you actually caught somebody at style.
the bedside, we didn’t have a lot of information. (20)
(31)
Appropriate modality and timing of information means the
Caregivers indicated information provision of techniques person may require information to be presented in different
to manage the person with dementia and ongoing support ways (eg in writing, diagrams) repeated on several occasions
services available following discharge, as the highest priority and in person, not over the phone.20
for them, as the patient with dementia was unable to relay These three themes were strongly interconnected when
discussions which occurred when the caregiver was absent. considering caregiver readiness, and following thematic
Information that caregivers identified as important to their analysis, a Model of Caregiver Readiness was developed
role was often not given by the health professionals, and they based on the emergent themes. This identified what was
were unable to establish whom to ask. Provision of accurate important to the caregivers, to support caregiver readiness
information about diagnosis, prognosis and trajectory was (Figure 3). The interaction between the personal character-
important in promoting caregiver readiness for discharge.21,26 istics of both the patient and caregiver is not always consid-
Caregivers emphasised the importance of having one central ered by health professionals. However, because the skills of
source for information, for example a key worker to liaise the caregiver can impact the patient and vice versa, consid-
with during visits.26,27,31 ering the interaction is paramount. Personal characteristics
Consideration of the timing, modality and information is also influenced by and influences organisational culture
delivery method to caregivers was highlighted.31 Caregivers and the level of information provision. Caregivers who are
PRITCHARD et al.
|
9
more confident in being an advocate for the patient are likely them to continue caring for the patient with dementia fol-
to receive more information and support at the appropriate lowing discharge home; and (b) describe the factors that
times (information provision); however, they could also be caregivers identified as important for them to receive from
seen as being ‘pushy’ and may tend to alienate staff. This staff during hospitalisation. Meta-analysis of three quan-
can depend on the attitude of the health professionals to the titative studies found that providing caregiver programs
caregiver, their knowledge of dementia and the effectiveness did not significantly reduce the level of anxiety, depres-
of communication employed in the service (organisational sion, burden or increased QOL, thereby potentially failed
culture). to meet the needs of the caregivers. The thematic analysis
identified three main themes: consideration of the charac-
teristics of both patient and caregiver; the organisational
3.4 | Aggregated synthesis culture embraced by the hospital (caregiver is part of the
team); and the level of information provided and knowl-
Synthesis of the quantitative and qualitative data identified edge of dementia demonstrated by staff, during hospitali-
aspects that were potentially interrelated. The interventions sation. The Model of Caregiver Readiness was created to
addressed the need for clear information about the disease, highlight the relationships between the emergent themes,
identification of psychological response, development of cop- which could be used when designing future caregiver pro-
ing mechanisms and assessment of the home environment. grams. Health professionals need to consider both the car-
When interventions are provided to the caregiver in the context egiver and the patient abilities, how they are supported to
of the hospital setting to enhance these skills, there is a like- communicate with the staff, the response from the staff to
lihood of reducing anxiety, depression, caregiver burden and both the caregiver and patient and the timing of the infor-
improving QOL. However, the meta-analysis did not identify mation provided.
a significant reduction in these outcomes 3 months following Despite the inclusion of information and support from
intervention and further investigation is required. Caregivers the caregiver programs, these three themes may have been
identified when personal characteristics of both patient and missing. Therefore, the findings did not reach statistical
caregiver are considered, caregivers are included as an integral significance. The interaction between caregiver programs
part of the team (as they requested), and they receive timely and potential outcomes of level of anxiety, depression,
and effective information, the level of stress is likely to reduce, carer burden and QOL is complex. The overall impact of
and their ability to cope to be ready for discharge is likely to the programs was not consistently measured or reported in
increase. If we address the Model of Caregiver Readiness with the reviewed studies. It appears that information and sup-
caregivers in hospital settings and identify levels of anxiety de- port on their own do not significantly decrease the stressors
pression, burden, QOL and coping abilities, then we could po- identified or positively impact the readiness for caregivers
tentially promote higher levels of readiness with the caregiver. to continue their role at home. The findings suggest the
Even though these caregiver outcomes did not change signifi- need to investigate this area with more rigour and consis-
cantly in the meta-analysis, the caregiver returned to their role tency. Perhaps the measures of anxiety and depression can-
(in most instances as primary caregiver) for the patient at home. not be addressed by such interventions even though they
This indicated that some anxiety and depression is not necessar- can impact ability to cope with transitions.12 However, if
ily a barrier to care for the patient with dementia, but neverthe- we do not incorporate the themes proposed in the model
less a factor for consideration. throughout hospitalisation, we may further increase care-
Only five studies measured caregiver burden on a vari- giver stress escalating higher levels of adverse effects. This
ety of validated scales and two measured QOL. Although the may in turn negatively impact the caregiver burden and
impact of caring for a patient with progressive dementia is QOL even further.
dynamic, many of the studies did not measure this outcome. The QOL outcome was only measured in two reviewed
This could potentially suggest that these variables were dif- studies28,30; however, this was mentioned in additional
ficult to capture in this population. Caregiver burden was the studies as being an important consideration when caring
only factor that overlayed each of the emergent themes and for those with dementia.19,31 QOL can be perceived as
therefore requires further consideration in research regarding being influenced by the personal characteristics of both the
promotion of caregiver readiness. patient (level of function, stage of dementia, level of depen-
dency) and the caregiver (physical/mental health).33 These
factors can influence the decision of whether a person re-
4 | D IS C U SSION turns home or requires residential care.34 Along with the
demands of caring for someone at home, there have been
This mixed-methods systematic review sought to explore positive rewards documented such as reciprocity, increased
two areas: (a) the impact of caregiver programs to support meaning in life and development of deeper relationships.5
|
10 PRITCHARD et al.
These rewards alongside potential financial implications, Given that organisational cultures and practices are likely
the closeness of relationship, the family dynamics and cul- to differ across hospitals and individuals, it is difficult to cre-
tural beliefs, all appear to play a part on QOL and the de- ate a consistent approach. Supporting the caregiver to provide
cision to continue caregiving at home or not.33,35 Personal care for a person with dementia following discharge to home
and family factors are likely to impact both positively and is not likely to improve unless models of caregiver support
negatively on the level of caregiver readiness and whether are updated and evaluated for efficacy. Health professionals
caregivers perceive they are able to continue, regardless of need to consider an integrated approach of these three vital
the strain they may feel. areas to support effective caregiver readiness for discharge.
This review suggests that health professionals need to Further research is required to investigate the impact of a
provide targeted information to the needs of the caregiver consistent approach of intervention programs and measure-
within an inclusive organisational culture using highly ment of outcomes for caregivers.
effective and timely communication.30,32 Best practice
suggests the need to include the caregiver throughout the ACKNOWLEDGEMENTS
patient's admission (not just at discharge) and identify The authors wish to thank the occupational therapy team and
the caregiver as an integral part of the caring process.31 clinical performance unit at Alfred Health for assistance with
Caregivers identified that staff working with them need access to the data.
to be trained in dementia care to better understand the de-
mands. Although there are identified factors that need to CONFLICT OF INTEREST
be included in programs to support caregiver readiness No conflicts of interest declared.
for discharge, the most efficacious interventions are still
unknown. ORCID
Elizabeth Pritchard https://orcid.org/0000-0003-4284-4378
Veronica Delafosse https://orcid.org/0000-0002-6862-2717
4.1 | Limitations Laura Jolliffe https://orcid.org/0000-0002-1369-9442
APPENDIX 1
Online Search
Ovid MEDLINE (R) <1946 to May Week 3 2018
#
1 Exp Dementia/ 146681
2 Dementia.tw 78487
3 1 or 2 167211
4 Caregivers/ 30187
5 (carer* or Care?giv*).tw. 54086
6 4 or 5 62062
7 Hospitalization/ 93178
8 Hospital#ation*.tw. 115416
9 Inpatients/ 18089
10 In?patient*.tw. 78824
11 (hospitali$ adj1 patient*).tw 34441
12 7 or 8 or 9 or 10 or 11 261775
13 Directive Counseling/ or Motivational Interviewing/ or Social Support/ or Anxiety/ or Grief/ or Fear/ or Guilt/ or 172572
Frustration/ or Loneliness/
14 (directive counsel$ing or motivational interview* or coach* or teach* or knowledge or inform* or counsel* or anxiety 2055794
or grief or fear* or guilt* or lonely or loneliness or frustrat*).tw.
15 ((non$pharmacological* or non-pharmacological*) adj5 (intervention* or approach* or therap* or treatment* or 6004
management*)).tw.
16 13 or 14 or 15 2130643
17 Occupational Therapy/ 12181
17 Occupational therapy*.tw. 9916
19 17 or 18 15481
20 Patient Discharge/ 25248
21 Homecare services/ or home care services, hospital-based 32956
22 3 and 6 and 12 and 16 155
23 3 and 6 and 12 and 19 5
24 3 and 6 and 12 and 20 16
25 3 and 6 and 12 and 21 35
26 22 or 23 or 24 or 25 179
27 Limit 26 to English language 159
28 Limit 27 to ed=20170203-20180528 26