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Petitioner vs. vs. Respondents: en Banc
Petitioner vs. vs. Respondents: en Banc
Petitioner vs. vs. Respondents: en Banc
MARY ANN RIVERA ARTIEDA , petitioner, vs. HON. LUIS SANTOS, in his
capacity as Secretary of the Department of Local Government,
NICANOR M. PATRICIO, in his capacity as Chief, Legal Service of the
Department of Local Government, and SALVADOR CABALUNA, JR. ,
respondents.
SYLLABUS
DECISION
SARMIENTO , J : p
The petitioners take common issue on the power of the President (acting
through the Secretary of Local Government), to suspend and/or remove local officials.
The petitioners are the Mayor of Iloilo City (G.R. Nos. 93252 and 95245) and a
member of the Sangguniang Panglunsod thereof (G.R. No. 93746), respectively. cdasia
In her veri ed complaint (Annex A), Mrs. Cabaluna, a clerk assigned to the City
Health, O ce of Iloilo City charged that due to political reasons, having supported
the rival candidate, Mrs. Rosa O. Caram, the petitioner City Mayor, using as an
excuse the exigency of the service and the interest of the public, pulled her out
from rightful o ce where her quali cation are best suited and assigned her to a
work that should be the function of a non-career service employee. To make
matters worse, a utility worker in the o ce of the Public Services, whose duties
are alien to the complainant's duties and functions, has been detailed to take her
place. The petitioner's act are pure harassments aimed at luring her away from
her permanent position or force her to resign.
In the case of Dra. Felicidad Ortigoza, she claims that the petitioner handpicked
her to perform task not be tting her position as Assistant City Health O cer of
Iloilo City; that her o ce was padlocked without any explanation or justi cation;
that her salary was withheld without cause since April 1, 1988; that when she led
her vacation leave, she was given the run-around treatment in the approval of her
leave in connivance with Dr. Rodolfo Villegas and that she was the object of a
well-engineered trumped-up charge in an administrative complaint led by Dr.
Rodolfo Villegas (Annex B).
On the other hand, Mansuelo Malabor is the duty elected Vice Mayor of Iloilo City
and complainants Rolando Dabao, Dan Dalido, German Gonzales, Larry Ong and
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Eduardo Peña Redondo are members of the Sangguniang Panglunsod of the City
of Iloilo. Their complaint arose out from the case where Councilor Larry Ong,
whose key to his o ce was unceremoniously and without previous notice, taken
by petitioner. Without an o ce, Councilor Ong had to hold o ce at Plaza
Libertad. The Vice-Mayor and the other complainants sympathized with him and
decided to do the same. However, the petitioner, together with his fully-armed
security men, forcefully drove them away from Plaza Libertad. Councilor Ong
denounced the petitioner's actuations the following day in the radio station and
decided to hold o ce at the Freedom Grandstand at Iloilo City and there were so
many people who gathered to witness the incident. However, before the group
could reach the area, the petitioner, together with his security men, led the remen
using a firetruck in dozing water to the people and the bystanders.
Another administrative case was led by Pancho Erbite, a barangay tanod,
appointed by former mayor Rosa O. Caram. On March 13, 1988, without the
bene t of charges led against him and no warrant of arrest was issued, Erbite
was arrested and detained at the City Jail of Iloilo City upon orders of petitioner.
In jail, he was allegedly mauled by other detainees thereby causing injuries. He
was released only the following day. 3
The Mayor thereafter answered, 4 and the cases were set for hearing. The opinion
of the Court of Appeals also set forth the succeeding events:
xxx xxx xxx
The initial hearing in the Cabaluna and Ortigoza cases were set for hearing on
June 20-21, 1988 at the Regional O ce of the Department of Local Government
in Iloilo City. Notices, through telegrams, were sent to the parties (Annex L) and
the parties received them, including the petitioner. The petitioner asked for a
postponement before the scheduled date of hearing and was represented by
counsel, Atty. Samuel Castro. The hearing o cers, Atty. Salvador Quebral and
Atty. Marino Bermudez had to come all the way from Manila for the two-day
hearings but was actually held only on June 20, 1988 in view of the inability and
unpreparedness of petitioner's counsel.
The next hearings were re-set to July 25, 26, 27, 1988 in the same venue — Iloilo
City. Again, the petitioner attempted to delay the proceedings and moved for a
postponement under the excuse that he had just hired his counsel. Nonetheless,
the hearing o cers denied the motion to postpone, in view of the fact that the
parties were notified by telegrams of the scheduled hearings (Annex M).
Then the next investigation was set on September 21, 1988 and the petitioner
again asked for a postponement to September 26, 1988. On September 26, 1988,
the complainants and petitioner were present, together with their respective
counsel. The petitioner sought for a postponement which was denied. In these
hearings which were held in Manila, the petitioner testi ed in Adm. Case No. C-
10298 and 10299.
The investigation was continued regarding the Malabor case and the
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complainants testified including their witnesses.
On October 10, 1988, petitioner's counsel, Atty. Onginal moved for a
postponement of the October 24, 1988 hearing to November 7 to 11, 1988 which
was granted. However, the motion for change of venue was denied due to lack of
funds. At the hearing on November 7, 1988, the parties and counsel were present.
Petitioner reiterated his motion to change venue and moved for postponement
anew. The counsel discussed a proposal to take the deposition of witnesses in
Iloilo City so the hearing was inde nitely postponed. However, the parties failed to
come to terms and after the parties were noti ed of the hearing, the investigation
was set to December 13 to 15, 1988.
The petitioner sought for another postponement on the ground that his witnesses
were sick or cannot attend the investigation due to lack of transportation. The
motion was denied and the petitioner was given up to December 14, 1988 to
present his evidence. LexLib
Amidst the two successive suspensions, Mayor Ganzon instituted an action for
prohibition against the respondent Secretary of Local Government (now, Interior) in the
Regional Trial Court, Iloilo City, where he succeeded in obtaining a writ of preliminary
injunction. Presently, he instituted CA-G.R. SP No. 16417, an action for prohibition, in the
respondent Court of Appeals.
Meanwhile, on May 3, 1990, the respondent Secretary issued another order,
preventively suspending Mayor Ganzon for another sixty days, the third time in twenty
months, and designating meantime Vice-Mayor Mansueto Malabor as acting mayor.
Undaunted, Mayor Ganzon commenced CA-G.R. SP No. 20736 of the Court of Appeals,
a petition for prohibition, 6 (Malabor, it is to be noted, is one of the complainants, and
hence, he is interested in seeing Mayor Ganzon ousted.)
On September 7, 1989, the Court of Appeals rendered judgment, dismissing CA-
G.R. SP No. 16417. On July 5, 1990, it likewise promulgated a decision, dismissing CA-
G.R. SP No. 20736. In a Resolution dated January 24, 1990, it issued a Resolution
certifying the petition of Mary Ann Artieda, who had been similarly charged by the
respondent Secretary, to this Court.
On June 26, 1990, we issued a Temporary Restraining Order, barring the
respondent Secretary from implementing the suspension orders, and restraining the
enforcement of the Court of Appeals' two decisions.
In our Resolution of November 29, 1990, we consolidated all three cases. In our
Resolutions of January 15, 1991, we gave due course thereto.
Mayor Ganzon claims as a preliminary (G.R. No. 93252), that the Department of
Local Government in hearing the ten cases against him, had denied him due process of
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law and that the respondent Secretary had been "biased, prejudicial and hostile"
towards him 7 arising from his (Mayor Ganzon's) alleged refusal to join the Laban ng
Demokratikong Pilipino party 8 and the running political rivalry they maintained in the
last congressional and local elections; 9 and his alleged refusal to operate a lottery in
Iloilo City. 1 0 He also alleges that he requested the Secretary to lift his suspension since
it had come ninety days prior to an election (the barangay elections of November 14,
1988), 1 1 notwithstanding which, the latter proceeded with the hearing — and meted out
two more suspension orders — of the aforementioned cases. 1 2 He likewise contends
that he sought to bring the cases to Iloilo City (they were held in Manila) in order to
reduce the costs of proceeding, but the Secretary rejected his request. 1 3 He states
that he asked for postponement on 'valid and justi able" 14 grounds, among them, that
he was suffering from a heart ailment which required con nement; that his "vital" 1 5
witness was also hospitalized 1 6 but that the latter unduly denied his request. 1 7
Mayor Ganzon's primary argument (G.R. Nos. 93252 and 95245) is that the
Secretary of Local Government is devoid, in any event, of any authority to suspend and
remove local o cials, an argument reiterated by the petitioner Mary Ann Rivera Artieda
(G.R. No. 93746).
As to Mayor Ganzon's charges of denial of due process, the records do not show
very clearly in what manner the Mayor might have been deprived of his rights by the
respondent Secretary. His claims that he and Secretary Luis Santos were (are) political
rivals and that his "persecution" was politically motivated are pure speculation and
although the latter does not appear to have denied these contentions (as he, Mayor
Ganzon, claims), we can not take his word for it the way we would have under less
political circumstances, considering furthermore that "political feud" has often been a
good excuse in contesting complaints.
The Mayor has failed furthermore to substantiate his say-so's that Secretary
Santos had attempted to seduce him to join the administration party and to operate a
lottery in Iloilo City. Again, although the Secretary failed to rebut his allegations, we can
not accept them at face value, much more, as judicial admissions as he would have us
accept them, 1 8 for the same reasons above-stated and furthermore, because his say-
so's were never corroborated by independent testimonies. As a responsible public
o cial, Secretary Santos, in pursuing an o cial function, is presumed to be performing
his duties regularly and in the absence of contrary evidence, no ill motive can be
ascribed to him.
As to Mayor Ganzon's contention that he had requested the respondent
Secretary to defer the hearing on account of the ninety-day ban prescribed by Section
62 of Batas Blg. 337, the Court nds the question to be moot and academic since we
have in fact restrained the Secretary from further hearing the complaints against the
petitioners. 1 9
As to his request, nally, for postponements, the Court is afraid that he has not
given any compelling reason why we should overturn the Court of Appeals, which found
no convincing reason to overrule Secretary Santos in denying his requests. Besides,
postponements are a matter of discretion on the part of the hearing o cer, and based
on Mayor Ganzon's above story, we are not convinced that the Secretary has been guilty
of a grave abuse of discretion.
The Court can not say, under these circumstances, that Secretary Santos'
actuations deprived Mayor Ganzon of due process of law.
We come to the core question: Whether or not the Secretary of Local
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Government, as the President's alter ego, can suspend and or remove local officials.
It is the petitioners' argument that the 1987 Constitution 2 0 no longer allows the
President, as the 1935 and 1973 Constitutions did, to exercise the power of
suspension and/or removal over local o cials. According to both petitioners, the
Constitution is meant, rst, to strengthen self-rule by local government units and
second, by deleting the phrase "as may be provided by law," 2 1 to strip the President of
the power of control over local governments. It is a view, so they contend, that nds
support in the debates of the Constitutional Commission.
The provision in question reads as follows:
SECTION 4. The President of the Philippines shall exercise general
supervision over local governments. Provinces with respect to component cities
and municipalities, and cities and municipalities with respect to component
barangays shall ensure that the acts of their component units are within the
scope of their prescribed powers and functions. 2 2
The petitioners submit that the deletion (of "as may be provided by law") is
signi cant, as their argument goes, since: (1) the power of the President is "provided by
law" and (2) hence, no law may provide for it any longer. LLphil
It is to be noted that in meting out the suspensions under question, the Secretary
of Local Government acted in consonance with the speci c legal provisions of Batas
Blg. 337, the Local Government Code, we quote:
SECTION 62. Notice of Hearing. — Within seven days after the complaint is
led, the Minister of Local Government, or the sanggunian concerned, as the case
may be, shall require the respondent to submit his veri ed answer within seven
days from receipt of said complaint, and commence the hearing and investigation
of the case within ten days after receipt of such answer of the respondent. No
investigation shall be held within ninety days immediately prior to an election, and
no preventive suspension shall be imposed within the said period. If preventive
suspension has been imposed prior to the aforesaid period, the preventive
suspension shall be lifted. 2 4
SECTION 63. Preventive Suspension. — (1) Preventive suspension may be
imposed by the Minister of Local Government if the respondent is a provincial or
city o cial, by the provincial governor if the respondent is an elective municipal
o cial, or by the city or municipal mayor if the respondent is an elective
barangay official.
(2) Preventive suspension may be imposed at any time after the issues are
joined, when there is reasonable ground to believe that the respondent has
committed the act or acts complained of, when the evidence of culpability is
strong, when the gravity of the offense so warrants, or when the continuance in
o ce of the respondent could in uence the witnesses or pose a threat to the
safety and integrity of the records and other evidence. In all cases, preventive
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suspension shall not extend beyond sixty days after the start of said suspension.
(3) At the expiration of sixty days, the suspended o cial shall be deemed
reinstated in o ce without prejudice to the continuation of the proceedings
against him until its termination. However, if the delay in the proceedings of the
case is due to his fault, neglect or request, the time of the delay shall not be
counted in computing the time of suspension. 2 5
The issue, as the Court understands it, consists of three questions: (1) Did the
1987 Constitution, in deleting the phrase "as may be provided by law" intend to divest
the President of the power to investigate, suspend, discipline, and or remove local
o cials? (2) Has the Constitution repealed Sections 62 and 63 of the Local
Government Code? (3) What is the signi cance of the change in the constitutional
language?
It is the considered opinion of the Court that notwithstanding the change in the
constitutional language, the charter did not intend to divest the legislature of its right —
or the President of her prerogative as conferred by existing legislation to provide
administrative sanctions against local o cials. It is our opinion that the omission (of
"as may be provided by law") signi es nothing more than to underscore local
governments' autonomy from congress and to break Congress' "control" over local
government affairs. The Constitution did not, however, intend, for the sake of local
autonomy, to deprive the legislature of all authority over municipal corporations, in
particular, concerning discipline.
Autonomy does not, after all, contemplate making mini-states out of local
government units, as in the federal governments of the United States of America (or
Brazil or Germany), although Jefferson is said to have compared municipal
corporations euphemistically to "small republics". 26 Autonomy, in the constitutional
sense, is subject to the guiding star, though not control, of the legislature, albeit the
legislative responsibility under the Constitution — and as the "supervision clause" itself
suggest — is to wean local government units from over dependence on the central
government.
It is noteworthy that under the Charter, "local autonomy" is not instantly self-
executing, but subject to, among other things, the passage of a local government code,
2 7 a local tax law, 2 8 income distribution legislation, 2 9 and a national representation
law, 3 0 and measures 3 1 designed to realize autonomy at the local level. It is also
noteworthy that in spite of autonomy, the Constitution places the local government
under the general supervision of the Executive. It is noteworthy nally, that the Charter
allows Congress to include in the local government code provisions for removal of local
o cials, which suggest that Congress may exercise removal powers, and as the
existing Local Government Code has done, delegate its exercise to the President. Thus:
SECTION 3. The Congress shall enact a local government code which shall
provide for a more responsive and accountable local government structure
instituted through a system of decentralization with effective mechanisms of
recall, initiative, and referendum, allocate among the different local government
units their powers, responsibilities and resources, and provide for the
quali cations, election, appointment and removal, term, salaries, powers and
functions and duties of local o cials, and all other matters relating to the
organization and operation of the local units. 3 2
As hereinabove indicated, the deletion of "as may be provided by law" was meant
to stress, sub silencio, the objective of the framers to strengthen local autonomy by
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severing congressional control of its affairs, as observed by the Court of Appeals, like
the power of local legislation. 3 3 The Constitution did nothing more, however, and
insofar as existing legislation authorizes the President (through the Secretary of Local
Government) to proceed against local o cials administratively, the Constitution
contains no prohibition.
The petitioners are under the impression that the Constitution has left the
President mere supervisory powers, which supposedly excludes the power of
investigation, and denied her control, which allegedly embraces disciplinary authority. It
is a mistaken impression because legally, "supervision" is not incompatible with
disciplinary authority as this Court has held, 3 4 thus:
xxx xxx xxx
It is true that in the case of Mondano vs. Silvosa, 51 Off. Gaz., No. 6 p. 2884, this
Court had occasion to discuss this scope and extent of the power of supervision
by the President over local government o cials in contrast to the power of
control given to him over executive o cials of our government wherein it was
emphasized that the two terms, control and supervision, are two different things
which differ one from the other in meaning and extent. Thus in that case the
Court has made the following digression: "In administration law supervision
means overseeing or the power or authority of an o cer to see that subordinate
o cers perform their duties. If the latter fail or neglect to ful ll them the former
may take such action or step as prescribed by law to make them perform their
duties. Control, on the other hand, means the power of an o cer to alter or
modify or nullify of set aside what a subordinate o cer had done in the
performance of his duties and to substitute the judgment of the former for that of
the latter." But from this pronouncement it cannot be reasonably inferred that the
power of supervision of the President over local government o cials does not
include the power of investigation when in his opinion the good of the public
service so requires, as postulated in Section 64(c) of the Revised Administrative
Code. . . . 3 5
xxx xxx xxx
"Control" has been de ned as "the power of an o cer to alter or modify or nullify
or set aside what a subordinate o cer had done in the performance of his duties and
to substitute the judgment of the former for test of the latter." 36 "Supervision" on the
other hand means "overseeing or the power or authority of an o cer to see that
subordinate o cers perform their duties." 3 7 As we held, 3 8 however, "investigating" is
not inconsistent with "overseeing", although it is a lesser power than "altering".
The impression is apparently exacerbated by the Court's pronouncements in at
least three cases, Lacson v. Roque, 3 9 Hebron v. Reyes, 4 0 and Mondano v. Silvosa, 4 1
and possibly, a fourth one, Pelaez v. Auditor General. 4 2 In Lacson, this Court said that
the President enjoyed no control powers but only supervision "as may be provided by
law," 4 3 a rule we reiterated in Hebron, and Mondano. In Pelaez, we stated that the
President "may not . . . suspend an elective o cial of a regular municipality or take any
disciplinary action against him, except on appeal from a decision of the corresponding
provincial board." 4 4 However, neither Lacson nor Hebron nor Mondano categorically
banned the Chief Executive from exercising acts of disciplinary authority because she
did not exercise control powers, but because no law allowed her to exercise disciplinary
authority. Thus, according to Lacson:
In Hebron, we stated:
Accordingly, when the procedure for the suspension of an o cer is speci ed by
law, the same must be deemed mandatory and adhered to strictly, in the absence
of express or clear provision to the contrary — which does not exist with respect to
municipal officers. . . . 4 6
In Pelaez, we stated that the President can not impose disciplinary measures on
local o cials except on appeal from the provincial board pursuant to the
Administrative Code. 4 8
Thus, in those case that this Court denied the President the power (to suspend
remove) it was not because we did not think that the President can not exercise it on
account of his limited power, but because the law lodged the power elsewhere. But in
those cases in which the law gave him the power, the Court, as in Ganzon v. Kayanan,
found little difficulty in sustaining him. 4 9
The Court does not believe that the petitioners can rightfully point to the debates
of the Constitutional Commission to defeat the President's powers. The Court believes
that the deliberations are by themselves inconclusive, because although Commissioner
Jose Nolledo would exclude the power of removal from the President, 5 0
Commissioner Blas Ople would not. 5 1
The Court is consequently reluctant to say that the new Constitution has repealed
the Local Government Code, Batas Blg. 37. As we said, "supervision" and "removal" are
not incompatible terms and one may stand with the other notwithstanding the stronger
expression of local autonomy under the new Charter. We have indeed held that in spite
of the approval of the Charter, Batas Blg. 337 is still in force and effect. 5 2
As the Constitution itself declares, local autonomy means "a more responsive
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and accountable local government structure instituted through a system of
decentralization." 5 3 The Constitution, as we observed, does nothing more than to break
up the monopoly of the national government over the affairs of local governments and
as put by political adherents, to "liberate the local governments from the imperialism of
Manila." Autonomy, however, is not meant to end the relation of partnership and
interdependence between the central administration and local government units, or
otherwise, to usher in a regime of federalism. The Charter has not taken such a radical
step. Local governments, under the Constitution, are subject to regulation, however
limited, and for no other purpose than precisely, albeit paradoxically, to enhance self-
government.
As we observed in one case, 5 4 decentralization means devolution of national
administration — but not power — to the local levels. Thus:
Now, autonomy is either decentralization of administration or decentralization of
power. There is decentralization of administration when the central government
delegates administrative powers to political subdivisions in order to broaden the
base of government power and in the process to make local governments "more
responsive and accountable," and "ensure their fullest development as self-reliant
communities and make them more effective partners in the pursuit of national
development and social progress." At the same time, it relieves the central
government of the burden of managing local affairs and enables it to concentrate
on national concerns. The President exercises "general supervision" over them,
but only to "ensure that local affairs are administered according to law." He has
no control over their acts in the sense that he can substitute their judgments with
his own.
Decentralization of power, on the other hand, involves an abdication of political
power in the favor of local governments units declared to be autonomous, In that
case, the autonomous government is free to chart its own destiny and shape its
future with minimum intervention from central authorities. According to a
constitutional author, decentralization of power amounts to "self-immolation,"
since in that event, the autonomous government becomes accountable not to the
central authorities but to its contituency. 5 5
The plain truth is that this Court has been ill at ease with suspensions, for the
above reasons, 5 8 and so also, because it is out of the ordinary to have a vacancy in
local government. The sole objective of a suspension, as we have held, 5 9 is simply "to
prevent the accused from hampering the normal cause of the investigation with his
in uence and authority over possible witnesses" 6 0 or to keep him off "the records and
other evidence." 6 1 It is a means, and no more, to assist prosecutors in rming up a
case, if any, against an erring local o cial. Under the Local Government Code, it can not
exceed sixty days, 6 2 which is to say that it need not be exactly sixty days long if a
shorter period is otherwise su cient, and which is also to say that it ought to be lifted
if prosecutors have achieved their purpose in a shorter span.
Suspension is not a penalty and is not unlike preventive imprisonment in which
the accused is held to insure his presence at the trial. In both cases, the accused (the
respondent) enjoys a presumption of innocence unless and until found guilty. cdphil
The sixty-day suspension against the petitioner, Mary Ann Rivera Artieda, is
AFFIRMED. No costs.
SO ORDERED.
Fernan, C . J ., Narvasa, Melencio-Herrera, Gutierrez, Jr., Cruz, Paras, Feliciano,
Gancayco, Padilla, Bidin, Griño-Aquino, Medialdea, Regalado and Davide, Jr., JJ ., concur.
Footnotes
7. Id., 21.
8. Id.
9. Id., 27.
10. Id., 28.
11. Id., 30.
12. Id., 31-32.
13. Id., 34-35.
14. Id., 36.
15. Id.
16. Id.
17. Id., 38.
18. Id.
19. By virtue of the Temporary Restraining Order the Court issued on June 26, 1990.
21. CONST. (1935), art. X, sec. 10(1). The 1973 Constitution contained no similar provision,
but see art. VII, sec. 18.
31. See supra, sec. 14, providing for regional development councils to be organized by the
President.
62. Supra.
63. Layno, Sr. v. Sandiganbayan, supra.