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Carrara1992 PDF
Carrara1992 PDF
as possible of sinusoidal shape employing simple control ages. A full-bridge bipolar structure allows three levels.
techniques. Indeed, current harmonics caused by nonsi- From our point of view these are, respectively, two- and
nusoidal voltage feeding imply power losses, electromag- three-level structures.
netic interferences (EMI), and pulsating torques in ac mo- In the case of a three-phase half-bridge inverter we de-
tor drives. Harmonic reduction can then be strictly related fine output phase voltages those between the output ter-
to the performance of an inverter with any switching strat- minals a, b, c, and the central point 0 of the dc input
egy. source (see Fig. l(b)). We also define load phase voltages
Under the aspect of harmonic content reduction, mul- as those across each phase of the three-phase load.
tilevel inverters are of the highest importance [l]. They A bipolar three-phase half-bridge VSI is clearly a two-
are particularly suitable in high-power applications when level structure because the voltages vaorUb,, and U,, can
the semiconductor devices are not able to operate at high assume only the E or - E values. As far as a full-bridge
switching frequencies. It is also worth noting that, when bipolar inverter is concerned, it behaves substantially like
adopting traditional bipolar inverter topologies, very high three single-phase full-bridge structures [3] having the
powers cannot be obtained unless using problematic se- same dc input source, but it is not commonly employed.
ries/parallel combinations of the solid-state switches, For a long time, bipolar inverters were the most com-
which further lower the highest possible switching fre- monly employed structures. Only in this last decade have
quencies. The multilevel structures allow to raise the other structures been applied in practice, like the NPC
power handled in the conversion processes, in a very nat- inverter [4]which is a three-level inverter, or the multi-
ural and powerful way [2]. To introduce the multilevel level structure presented in [ 5 ] , which is made up of series
concept, we refer to the number of voltage levels which connected full-bridge bipolar inverters. A very simple
the output waveforms can assume. Referring to Fig. l(a), three-phase half-bridge multilevel inverter has been pre-
we define output phase voltage of the single-phase in- sented in [6]. New structures of generalized multilevel
verter the voltage between the output terminals A and B. inverters are reported in [7] and [8]. In this paper we are
Obviously, for single-phase inverters phase voltage and not interested in the actual structure of the inverter but
voltage across the load are the same. A half-bridge bi- only in the number N of the output phase voltage levels.
polar inverter allows only two levels for the output volt- Thus we say that a VSI allows multilevel operation if
Manuscript received July 25, 1990; revised September 2, 1991.
N I3. Because the level 0 is obviously of the most im-
G. Carrara and R. Salutari are with the Department of Electric Systems portance we will discuss only the case with N odd.
and Automation, University of Pisa, 56100 Pisa, Italy.
S. Gardella is with the Industrial Products Research Institute, Ibaraki
305, Japan. 11. THEMULTILEVEL PWM TECHNIQUE
M. Marchesoni and G. Sciutto are with the Electrical Engineering De- Having more than two voltage levels to build a sinu-
partment, University of Genova, 16145 Genova. Italy.
IEEE Log Number 9200723. soidal shape it is intuitive that we can have reduction of
498 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 7, NO. 3, JULY 1992
II 1
CARRARA er al.: A NEW MULTILEVEL PWM METHOD: A THEORETICAL ANALYSIS 499
.,.‘U v v v v v v v v v wvv I
- -.t
IE
alternatively + E and - E (see Fig. 6).
The function F is periodic in both x and y and thus it is
possible to expand it in a double Fourier series. To have
the PWM signal directly, we must intersect the surface
with the plane (dashed lines in Fig. 6) perpendicular to
the xAy plane and having as the trace on it the straight line
produced as described above. The intersection is mathe-
matically obtained introducing the relation
y = Px. (2)
To find the time expression of the PWM signal we must
introduce the following relations:
7 m,
x = w,t
y = w,t. (3)
In the case of overmodulation (M > 1) the sinusoids gen-
erated by the process described above partially overlap,
delimiting new zones that must not be taken into account,
the value of F inside these zones being the same as out-
-*E-
side.
II 1
500 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. I, NO. 3, JULY 1992
. I I I \ ',
I
Fig. 6 . Three-dimensional model for a bipolar modulation.
2AC
AC
-AC 0
2 AC
AC
-
O A.
t .---)
X
Y
I
AC
c
0 A X
- AC
-2AC
(4 (h)
Fig. 7 . Building the mathematical model for a multilevel modulation with N = 5 , M = 0.75, P = 8, PH disposition. (a), (b),
(c) Construction of F generated by the first carrier above the zero reference. (d), (e), (f). Same for the second carrier. (g) Same
for the first carrier below. (h) Same for the second carrier below. (i) Superimposition. (j) Resulting three-dimensional model.
bipolar processes. Each bipolar process gives a function (b), and (c) the construction of F generated by stretching
Fi(x,y ) , which can assume only two values. These values the first carrier above the zero reference is shown. Note
are 0 and E for the carriers above the zero reference, 0 in Fig. 7(b) how the sinusoids overlap giving a zone en-
and - E for the carriers below. To obtain the final result closed by dashed lines, which must not be considered be-
we have to add the functions Fi,building a discontinuous cause the value inside is E as outside. In (d), (e), and (f)
surface composed of many superimposed walls. As an ex- we repeat the process for the second carrier above zero.
ample, see Fig. 7, which outlines the process for N = 5 , In (g) and (h) we give the results, respectively, for the
P = 8, C#I = 0, M = 0.75, and a PH disposition. In (a), first and second carrier below zero. In (i) we show the
II 1
-
I
CARRARA et a l . : A NEW MULTILEVEL PWM METHOD: A THEORETICAL ANALYSIS 50 1
4 where
‘I
We choose as integration area the square 0 Ix I2 n ,
+ n Iy I n, which gives x* = 0 and y* = -n. To
calculate the coefficients of the series we divide the inte-
gration area in a number of parts called “bases.” As an
example, it is evident from Fig. 9 that the bases equally
dashed have a similar shape. Therefore the bases can be
gathered in families. A generic base extends between the
points (xi, -n), (xi, n), ( x i f l , n) and ( x i + l , -n). It can
be noted that each base includes a piece of two zones,
whose value depends on M and the position of the base.
A . APO Disposition
We start calculating the Fourier coefficients for the APO
disposition. The most important features of F(x, y ) are
ti) that:
Fig. 7 . (Continued.)
1 ) F has odd symmetry. Thus the series expansion will
contain only sinusoidal terms.
superimposition of the various figures. Note that the pic- 2) The pieces of sinusoid that delimit the zones can be
tures ((c), (f), (g), and (h)) must be superimposed in such expressed as
a way to have coincidence of the points labeled A . A three-
dimensional sketch of the surface obtained is shown in f B f Q sinx (7)
Fig. 7(j). With respect to a bipolar modulation, it is in- where
teresting to note that the shape of the surface changes not
only when overmodulation occurs but each time a higher B=i2a iEZ (8)
voltage level is required, i.e., at M = l / N ’ , 2 / N ’ , Q = MN’T. (9)
* . ., l .
The families of bases are 4 as indicated in Fig. 10.
The integration is similar for the bases of the same
IV. SPECTRAL
ANALYSIS family. Having added the contributions of each
base, and introducing the relations (3), we can wnte
The function F(x, y ) is periodic. In Fig. 8 we show the after several calculations expression (10) for the
contour curves of the surface for the three dispositions in PWM signal:
the square 0 Ix I2 n , - n s y In.
V
N “ = [MN’] + 1 ~ ( t=
) - { M [ h ,+ - sin (%I, + I >I
(4) n
the number of strict positive levels required by the mod- + 4 cos ( x , ~ + ~ ) }sin (wmt + 4)
ulation process, the influence of the parameters N ’ and M
on the shape of the figures is considered by defining N ”
n - 1
values xl, x 2 , * --
, x N t p which
, are the abscissas of the
points where the pieces of sinusoid intersect among them
or with the boundary of the square. x N l +t = n / 2 is con-
4v ‘c” 1
sidered too, even if at this point there is no intersection.
+=
F(x, y ) can be expressed as a double Fourier series as fol-
lows:
- sin (nwmt + n 4 )+- a2N’m=l -
m C
n=-w
Sm,n
+a
sin (mw,t + nwmt + n 4 ) (10)
F(x, Y ) = Ao,o 5 + n=l [4,0 cos (m) + %,0 sin 0741
where
+a +a
1
+ mC= l Cn=-a
[A,,, COS (nx + my) Sm,n = J n ( m M N ’ n ) x N , + -
l c
h # -n,odd
Jh(mMN’n)-
n + h
+ Bn,msin (nr + my)] (5) sin [(n +h ) ~ ~ t + ~ ]
II1 I
502 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. I, NO. 3, JULY 1992
Fig. 8. Contour curves of the surface F(x, y) in a square. (a) APO disposition ("odd). (b) APO disposition ("even). (c) PO
disposition. (d) PH disposition.
1 +-
+- 2 v E
? r 2 ~ mf = l m n =C
-
-m
sm,n
v(t) = -
V
{M[2xN,+ - sin (2xNc+ )] + 4 cos (xN, ,)}
+
- {sin [(n +h ~ ][(n + h)xk]}.
) ~ ~ -+ sin
7r
In ( l l ) , as well as in the following, we indicated
sin (w,t + 4) + -v n = 3C, o d d
.?r
[I - (-I)"] with V = N f E half the total dc input voltage.
1.1,
C. PH Disposition I
F has no symmetry properties, and thus sine and cosine
terms will be present in the series expansion. In this case,
B=in iEZ (13)
Q = MN'n (14)
The result is expressed by (15).
V
u(t) = -
n
{M[bN,+1 - sin (bN,+1)] + 4 COS (~"+1)}
- m1 n=--m
-
+m
, , (mo,t + nwmt + n 4 )
C { c ~cos
+ s ~sin, (mo,t
~ + numt + n 4 ) } (15)
where
(b)
Fig. 11. Amplitude of the main spectral components as a function of M
for the APO case with (a) N = 3 and (b) N = 5 .
I
N'
* [ J n ( m M N ' n ) [ z l cos[m(k- l)nl(Xk+l - xk) 4) The same term for m fixed and n variable provides
the amplitude of the harmonics in the sidebands
1 " centered around each multiple of the carrier fre-
C
-
h # -n,odd
Jh(mMN'n)-
n + h kC= i cos [m(k - 1) n] quency. In the APO and PO cases only odd-order
components exist in each sideband. In the PH case
. {sin [(n + h ) ~ ~ -+ sin
~ l[(n + h)xkl} .
8, t
OJ t /
o.6 t / ..............
b . 0
0.2
..... h.nsa*.
F 5.0 ..........
.... ...... ......
.......... (c)
0 05 I1 IJ 1 U 3 3 J h , 4 Fig. 14. Example of the spectra obtained with a five-level synchronous
modulation with M =0.75, P = 15, and + = 0 compared with those of a
(b) three-level modulation with the same parameters. (a) APO. (b) PO. (c) PH.
Fig. 12. Amplitude of the main spectral components as a function of M
for the PO case with (a) N = 3 and (b) N = 5 .
When the frequency ratio P is high, there are no sub-
stantial differences among the three carrier dispositions
proposed because all the harmonics are shifted to high
frequencies so that are easily filtered. A comparison be-
comes significant when P is not sufficiently high. In this
case the PH disposition seems the least interesting due to
the large value (greater than the fundamental) of the har-
monic at U, for M low (see Fig. 12). However, dealing
with three-phase inverters and using a single-phase mod-
ulation, that harmonic will be of a cophasal nature and so
will be not present in the current spectrum of the load. In
this case the PH disposition becomes the most interesting
due to the very little values of the other harmonics.
0 03 I 13 1 2.5 3 3.5 1
To check the validity of the expressions we simulated
several synchronous modulation processes with different
(a)
values of the parameters. The spectra obtained applying
I .4 a Fourier series algorithm were compared with those cal-
1 culated starting from (lo), (12), and (15) by vectorial
summation of the components overlapping at the same
frequency. The errors are always < 1% and are due to the
i
data processing. In Fig. 14 an example of the spectra ob-
tained with a five-level modulation is shown, compared
o'a:
0.6 with the results of a unipolar ( N = 3) modulation.
V. CONCLUSIONS
0.2 In this paper three multilevel PWM techniques for VSI
inverters were presented. The multilevel modulation pro-
cesses were analyzed with a powerful and mathematically
(b) rigorous method that provides the analytical expressions
Fig. 13. Amplitude of the main spectral components as a function of M of the output phase voltages of the inverter. The results
for the PH case with (a) N = 3 and (b) N = 5 . are valid even in overmodulation operation. The improve-
-
ments in the harmonic contents due to the increased num- Simone Gardella was born in Genova, Italy, on
June 9 , 1966. He received the B.S.E.E. degree in
ber N of levels were highlighted. The most important fea- electronic engineering with maximum marks in
tures of the three techniques were exposed. As a 1989 from the University of Pisa, Italy.
conclusion, the use of a multilevel inverter proves to be From September 1989 to March 1991 he was
with the European Patent Office in The Hague as
very interesting under the aspect of reducing the harmonic a patent examiner in the fields of power converters
contents. However, several considerations on the actual and motor drives. Since April 1991 he has been a
structure of the inverter and on the system in which it has guest researcher at the Industrial Products Re-
_ - search Institute in Tsukuba, Japan, with a STA
to be employed should be done case by case to determine fellowship. HIS interests currenily Include neural
the practical convenience of this solution. On the other networks and cybernetics
hand it is worth noting that the multilevel approach is the
only permissible when both reduced harmonic contents
and high power are required.
REFERENCES
Mario Marchesoni (M’89) was born in Genova,
[ I ] M. Marchesoni, “High performance current control techniques for Italy, on June 15, 1959. He received the B.S.E.E.
applications to multilevel high power voltage source inverters,” PESC degree cum laude and the Ph.D. degree in 1986
89 Con$ Rec., Milwaukee, WI, June 26-29, 1989. and 1990, respectively, from the University of
[2] M. Marchesoni, R. Salutari. S . Savio, and G. Sciutto, “Control strat- Genova, Italy, both in electrical engineering.
egies for electric traction ac drives directly fed through 3 kV over- After graduation he began his research activity
head,” Proc. of COMPRAlL 90, Roma, Italy. March 27-29, 1990. in the Electrical Engineering Department of the
[3] H. S . Patel and R. G. Hoft, “Generalized techniques of harmonic University of Genova. He is presently a Consul-
elimination and voltage control in thyristor inverter: Part I-harmonic tant at the University of Genova. His research in-
elimination,” IEEE Trans. Industry Applications, vol. IA-9, 1973. terests are in power electronics, rotating ma-
[4] A. Nabae, I . Takahashi, and H. Akagi, “A new neutral-point clamped chinerv. and automatic control, particularly in
PWM inverter,’’ IEEE Trans. Industry Applications, vol. IA-17, no. high-power converters, robotics, and electric vehicle propulsion. He has
5 , 1981. published more than 35 papers in these fields.
[5] M. Marchesoni, M. Mazzucchelli, and S. Tenconi, “A nonconven-
tional power converter for plasma stabilization,” PESC 88 Con5 Rec.,
Kyoto, Japan, April 11-14, 1988.
[6] P. M. Bhagwat and V. R. Stefanovic, “Generalized structure of a
multilevel PWM inverter,” IEEE Trans. Industry Applications, vol.
1A-19, no. 6 , 1983.
[7] A. Campagna, G. Carrara, D. Casini, and R. Salutari, “A new gen-
eralized multilevel three-phase structure controlled by PWM,” in Raffaele Salutari was born in La Spezia, Italy,
Proc. 4th European Power Elecrronics Conf,, Firenze, Italy, 1991. on July 14, 1964. He received the B.S.E.E. de-
[8] M . Carpita, M. Fracchia, and S . Tenconi, “A novel multilevel struc- gree in electronic engineering cum laude in 1989
ture for voltage source inverters,” in Proc. 4th European Power from the University of Pisa, Italy, where he is cur-
EIectronics Conf., Firenze, Italy, 1991. rently a Ph.D. student.
[9] S . R. Bowes and B. M. Bird, “Novel approach to the analysis and After graduation he began his research activity
synthesis of modulation processes in power converters,” in Proc. IEE, in the Department of Electric Systems and Auto-
vol. 122, no. 5 , 1975. mation of the University of Pisa. His research in-
[IO] M. Mazzucchelli, L. Puglisi, and G. Sciutto, “PWM systems in terests are in the fields of power systems and power
power converters: An extension of the ‘subharmonic’ method,” IEEE electronics.
Trans. Ind. Conrr. Insrr., vol. IECI-28, no. 4 , 1981.
[ I I ] T. L . Grant and T. H. Barton, “Control strategies for PWM drives,”
IEEE Trans. lndusr9 Applications, vol. IA-16, no. 2, 1980.
[I21 B. Velaerts, P. Mathys, E. Tatakis, and G . Bingen, “A novel ap-
proach to the generation and optimization of three-level PWM wave-
forms,” PESC88 Con$ Rec., Kyoto, Japan, April 11-14, 1988.
1131 J . Hammon and F . S . Van der Menve, “Voltage harmonics generated Giuseppe Sciutto was born in Predosa (Alessan-
by voltage-fed inverters using PWM natural sampling,” IEEE Trans. dria), Italy, on January 2, 1948. He received the
Power Elecrron., vol. PE-3, no. 3, 1988. B.S.E.E. degree in electrical engineering at the
1141 S . R. Bowes, “New sinusoidal pulsewidth modulated inverter,” in University of Genova, Italy in January 1973.
Proc. IEE, vol. 122, no. 11, 1975. After graduation, he worked in the Research and
[I51 H. S . Black, Modulation Theory. New York: D. Van Nostrand, Development Laboratories of Ansaldo S.p.A., in
1953. the area of vibrations and noise. From November
1977 to June 1986 he was associate professor of
Industrial Electronics at the Electrical Engineer-
ing Department, University of Genova. Since June
Giuseppe C a r r a r a was born in Viareggio 1986. he has been full professor of Power Elec-
(Lucca), Italy, on October 6, 1936. He received tronics and with the charge of professor of Electric Traction at the Electri-
the B.S.E.E. degree in electrical engineering from cal Institute, Faculty of Engineering, University of Pisa. Since November
the University of Pisa, Italy. 1989 he has been full professor of Traction Electrical Drives at the Elec-
After graduation he became Assistant Professor trical Engineering Department of the University of Genova and with the
and then Associate Professor of Electrical Ma- charge of professor of Power Electronics Systems. He has served as chair-
chines at the Department of Electric Systems and man, cochairman and steering committee member of international meet-
Automation of the University of Pisa. At present, ings, and he is a reviewer of international journals, including the PRO-
he is Associate Professor of Power Electronics. CEEDINGS OF THE IEEE. His technical and scientific activities are mainly
His research interests include power converters, oriented toward electrical transportation systems and power electronics and
electricai drives, and robotics. He has published electrical drives. He is the author of more than 100 papers presented at
more than 50 papers. international conferences and published in international journals.