Download as pdf or txt
Download as pdf or txt
You are on page 1of 6

Respiratory Physiology & Neurobiology 238 (2017) 41–46

Contents lists available at ScienceDirect

Respiratory Physiology & Neurobiology


journal homepage: www.elsevier.com/locate/resphysiol

Positive airway pressure therapy in heart failure patients: Long-term


effects on lung function
Henrik Fox ∗ , Susanne Witzel, Thomas Bitter, Dieter Horstkotte, Olaf Oldenburg
Clinic for Cardiology, Herz- und Diabeteszentrum NRW, Ruhr-Universität Bochum, Bad Oeynhausen, Germany

a r t i c l e i n f o a b s t r a c t

Article history: Purpose: The prevalence of sleep-disordered breathing (SDB) in patients with heart failure (HF) is high.
Received 9 September 2016 Positive airway pressure (PAP) is first-choice therapy, but recent data indicates that PAP therapy may
Received in revised form 17 January 2017 increase mortality in HF patients with reduced ejection fraction (HF-REF) and predominant central sleep
Accepted 21 January 2017
apnea (CSA). This study investigated long-term effects of PAP therapy on pulmonary function, including
Available online 23 January 2017
respiratory muscle strength. All patients underwent multichannel cardiorespiratory polysomnography
(PSG) and comprehensive lung function testing at baseline and follow-up (mean 588 ± 43 days).
Keywords:
Results: 350 patients (mean age 68 ± 10.7 years, 88% male) were included, inspiratory vital capacity,
Heart failure
Positive airway pressure
3.3 ± 0.9 vs 3.2 ± 0.8 L; forced expiratory volume in 1 s, 2.5 ± 0.7 vs 2.4 ± 0.7 L; lung diffusion capacity,
Obstructive sleep apnoea 6.2 ± 1.9 vs 5.9 ± 1.8 mmol/min/kPa; correction for hemoglobin, 1.1 ± 0.02 vs 1.1 ± 0.3 mmol/min/kPa/L;
Central sleep apnoea and mouth occlusion pressure, 0.42 ± 0.11 vs 0.4 ± 0.12 kPa.
Lung function Conclusions: PAP therapy had no negative nor positive impact on lung function, including respiratory
muscle strength, in stable HF-REF patients with SDB, and is therefore safe from a respiratory perspective.
© 2017 Elsevier B.V. All rights reserved.

1. Introduction 2001). PAP therapy is considered the standard of care in SDB treat-
ment. In obstructive SDB, continuous PAP therapy is used to keep
Interest in sleep-disordered breathing (SDB) in patients with the upper airways open. In central SDB, adaptive servo-ventilation
heart failure (HF) is growing, as strong epidemiological data link (ASV) was developed to overcome cessation in breathing occur-
SDB and HF (Bitter et al., 2009; Linz et al., 2015; Oldenburg et al., ring as a result of a loss of central respiratory drive. Recently the
2007b; Woehrle et al., 2014). In addition, SDB is associated with Treatment of Sleep-Disordered Breathing with Predominant Cen-
increased morbidity and mortality in patients with HF (Javaheri, tral Sleep Apnea by Adaptive Servo-Ventilation in Patients with
2005; Javaheri et al., 2007; Jilek et al., 2011; Khayat et al., 2015; Heart Failure (SERVE-HF) study showed increased mortality in
Oldenburg et al., 2016; Wang et al., 2007), and with impairment patients treated with ASV therapy, despite effective suppression
of cardiac function and HF severity. SDB is therefore an important, of respiratory events (Cowie et al., 2015). The reason behind this
but still frequently under-recognized, risk factor for poor prognosis increased mortality is not yet known. As a result, the influence of
in chronic HF patients (Linz et al., 2015; Oldenburg et al., 2007a; PAP therapy on lung function is a topic of lively debate, particu-
Woehrle et al., 2014). There are two major types of SDB, and the larly because literature on this subject is scarce, and conclusive or
occurrence and distribution of sleep apnea type may be dependent mechanistic studies are missing, and many unanswered questions
on factors such as HF severity and heart rhythm (Fox et al., 2016). remain (Cowie et al., 2015). The hypothesis that PAP therapy might
SDB can be treated using positive airway pressure (PAP) ther- have a negative influence on lung function and diffusion has not
apies (Becker et al., 2003; Linz et al., 2015; Teschler et al., 2001) yet been thoroughly investigated.
or implantable devices (Abraham et al., 2015; Fox et al., 2014a,b), This study determined lung function parameters in HF-REF
which have been shown to provide good suppression of respira- patients before any treatment of SDB and after long-term PAP ther-
tory events (Becker et al., 2003; Linz et al., 2015; Teschler et al., apy and compared the findings with values obtained in a matched
control group who did not receive PAP therapy.

∗ Corresponding author at: Clinic for Cardiology, Herz- und Diabeteszen-


trum NRW, Ruhr-Universität Bochum, Georgstrasse 11, D-32545 Bad Oeynhausen,
Germany.
E-mail address: akleemeyer@hdz-nrw.de (H. Fox).

http://dx.doi.org/10.1016/j.resp.2017.01.010
1569-9048/© 2017 Elsevier B.V. All rights reserved.
42 H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46

physician specially trained in SDB and standard definitions were


used to describe and score SDB as follows: an apnea was scored
if the breathing signal had a reduction in flow of ≥90% for ≥10 s
(without any abdominal or thoracic breathing efforts for central
sleep apnea [CSA], and with visible ribcage and abdominal respi-
ratory impedance signals for obstructive sleep apnea [OSA]) (Berry
et al., 2012). Hypopnea was defined as a ≥30% reduction in flow,
lasting ≥10 s and accompanied by a ≥3% drop in oxygen satura-
tion. Patients were classified as having either predominately CSA or
OSA. Obstructive hypopnea events were scored if there was snoring
during the event, “flattening” of nasal pressure during inspiration
and/or paradoxical thoracoabdominal excursions during the event.
Hypopneas were scored as central if none of the above criteria were
met. The AHI is an established maker of SDB severity and describes
the number of episodes of apneas and hypopneas per hour of sleep.
SDB severity was graded according to guideline recommendations
(Berry et al., 2012) and our clinical routine as mild (AHI ≥5 to
<15/h), moderate (≥15 to <30/h) or severe (AHI ≥30/h). Patients
with an AHI <5/h were considered to have no relevant SDB and
were excluded. The decision on what PAP therapy to use was based
on established society recommendations.
All recordings were performed using SomnoMedics PSG equip-
ment (SomnoMedics, Randersacker, Germany). The American
Fig. 1. Flow of patients through the study (CONSORT diagram). Academy of Sleep Medicine (AASM) definition was used in this
study; oxygen desaturation index (ODI) referred to the number of
2. Patients and methods ≥3% arterial oxygen desaturations per hour (Berry et al., 2012).

2.1. Study design


2.4. Lung function testing
This retrospective analysis of prospectively collected data
between July 2009 and March 2016, as well as the study protocol, All enrolled patients underwent full lung function testing using
were approved by the institutional ethics committee. The study body plethysmography at baseline and follow-up. This included
was conducted in accordance with the Declaration of Helsinki and assessment of static and dynamic lung function (including forced
Good Clinical Practice. All patients provided informed consent prior vital capacity [FVC], inspiratory vital capacity [IVC], forced expi-
to inclusion in the study. ratory volume in one second [FEV1 ], ratio of FEV1 to FVC, peak
expiratory flow [PEF], mid expiratory flow at 25, 50 and 75% of FVC
2.2. Participants [MEF25, 50, 75], total airway resistance [RAW] and total lung capac-
ity [TLC], as well lung diffusion capacity [TLCO; transfer factor of the
All eligible HF-REF patients presenting with HF to our Aca- lung for carbon monoxide] and KCO [correction for hemoglobin,
demic Medical Center were eligible for inclusion. All study patients based on the method of Cotes (Cotes, 1963) as recommended by
underwent SDB screening with polygraphy, and those with an the American Thoracic Society, facilitated corrections for altitude,
apnea-hypopnea index (AHI) of ≥15/h then underwent full mul- hemoglobin, and carboxyhemoglobin], and mouth occlusion pres-
tichannel cardiorespiratory polysomnography (PSG). Inclusion sure determined 0.1 s [P0.1] after the start of inspiration).
criteria were stable HF-REF with left ventricular ejection fraction Baseline testing was performed before initiation of SDB therapy
(LVEF) ≤45% and medically stable treatment, including indicated in the PAP therapy group. All lung function tests were con-
®
device therapy, according to current European Society of Cardiology ducted with the use of KoKo Px (nSpire Health, Inc., Longmont,
guidelines (Ponikowski et al., 2016). CO, USA). Calibration was checked daily and all lung function
Exclusion criteria were acute cardiac decompensation, oxy- testing data were reviewed and graded for quality. Acceptabil-
gen therapy, ongoing infections, acute coronary syndrome within ity and reproducibility were assessed according to the American
3 months prior to enrollment, active myocarditis, complex con- Thoracic Society (ATS)/European Respiratory Soceity (ERS) crite-
genital heart disease, constrictive pericarditis, chronic hypoxemia ria (American Thoracic Society/European Respiratory, 2002; Miller
(sustained oxygen saturation ≤85%) to exclude severely under- et al., 2005) and only tests that had high quality scores were
lying lung disease or oxygenation dysfunction, including chronic included in the final analysis. Respiratory muscle strength was
obstructive pulmonary disease [COPD] GOLD stage >II), transient assessed by using the manufacturers flanged mouthpiece attached
ischemic attack (TIA) or stroke within 3 months prior to enrollment, to the tube and system valve including a little leakage to pre-
status post-heart transplant or left ventricular assist device (LVAD) vent glottis closure and recruitment of buccal muscles. Patients
implantation, prescribed inotrope therapy, primary hemodynami- needed to hold inspiratory and expiratory pressure ideally for 1.5 s
cally significant uncorrected valvular heart disease, pregnancy, and to enable recording of a maximum pressure level sustained for one
participation in a pharmaceutical or treatment-related clinical trial second. Mouth occlusion pressure determined 0.1 s (P0.1) after the
within 6 months of study enrollment (Fig. 1). start of inspiration was measured 8–15 times during spontaneous
breathing. For these measurements, several recordings were per-
2.3. Assessments formed to ensure that at least 3 tracings with reproducible values
were obtained. Results are expressed as percentage of the pre-
During PSG, nasal airflow (measured by nasal pressure, chest dicted values for gender and age. Measurements were obtained
and abdominal effort), pulse oximetry, snoring and body position in all patients on the same day as PSG recording. All assessments
were continuously recorded. PSG recordings were analyzed by a were performed according to ATS/ERS guidelines and recommen-
H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46 43

Table 1
Patient demographic and clinical characteristics at baseline.

PAP group (n = 231) Control group (n = 119) p-value

Age, years 67.9 ± 10.3 68.2 ± 11.5 n.s.


Male gender, n (%) 207 (89.7) 100 (83.9) n.s.
Coronary artery disease, n (%) 140 (60.8) 70 (58.5) n.s.
NYHA class 2.5 ± 0.5 2.5 ± 0.6 n.s.
BMI, kg/m2 29.6 ± 5 28.4 ± 5.1 <0.05
Heart rate, beats/min 68.3 ± 10.1 67.5 ± 9.8 n.s.
LVEF, % 34.2 ± 7.5 34.5 ± 7.9 n.s.
Baseline NT-proBNP, pg/nL 2741 ± 7943 3718 ± 17278 n.s.
Hypertension, n (%) 226 (97.8) 116 (97.4) n.s.
Diabetes, n (%) 93 (40.1) 44 (37.3) n.s.
Nocturia (times per night) 2.3 ± 1.4 2.0 ± 1.1 n.s.
COPD GOLD I, n (%) 92 (39.8) 45 (37.8) n.s.
COPD GOLD II, n (%) 42 (18.2) 21 (17.6) n.s.
Chronic bronchitis 30 (12.9) 15 (12.6) n.s.
Asthma 18 (7.8) 10 (8.4) n.s.
Lung emphysema 42 (18.2) 21 (17.6) n.s.
Pulmonary hypertension 46 (19.9) 23 (19.3) n.s.
Mean follow-up, days 578 ± 44 592 ± 48 n.s.

Values are mean ± standard deviation, or number of patients (%).


BMI: body mass index; COPD: Chronic obstructive pulmonary disease; Global Initiative for Chronic Obstructive Lung Disease; LVEF: left ventricular ejection fraction; NT-
proBNP: amino-terminal B-type natriuretic peptide; NYHA: New York Heart Association; n.s.: not significant; PAP: positive airway pressure.

dations (American Thoracic Society/European Respiratory, 2002; Table 2


Lung function parameters in the PAP therapy and control groups at baseline and
Miller et al., 2005).
at follow-up. p-values for all comparisons within-group vs baseline, and between
In addition, data on the type of PAP therapy, PAP therapy groups at baseline and follow-up were >0.05 (not statistically significant).
pressures, therapy adherence and nightly use were collected and
PAP group (n = 231) Control group (n = 119)
analyzed. The expiratory positive airway pressure was increased
manually to control OSA and, in ASV treatment, maximum pressure Baseline Follow-up Baseline Follow-up
support was increased to control CSA, when necessary. A full-face TLCO, mmol/min/kPa 6.4 ± 1.9 6.2 ± 1.9 5.9 ± 1.8 5.9 ± 1.8
mask was recommended for the initiation of PAP therapy. Patients KCO, mmol/min/kPa/L 1.2 ± 0.02 1.1 ± 0.02 1.1 ± 0.3 1.1 ± 0.3
were advised to use PAP therapy for at least 4 h per night and 7 days P0.1, kPa 0.37 ± 0.14 0.42 ± 0.11 0.38 ± 0.13 0.4 ± 0.12
per week. Adherence to therapy was defined as the use of PAP ther- IVC, L 3.3 ± 0.9 3.3 ± 0.9 3.2 ± 0.9 3.2 ± 0.8
FEV1 , L 2.5 ± 0.7 2.5 ± 0.7 2.4 ± 0.7 2.4 ± 0.7
apy for an average of at least 3 h per night. The target was to reduce ERV, L 0.7 ± 0.4 0.6 ± 0.4 0.8 ± 0.4 0.7 ± 0.4
the AHI to less than 10/h. IC, L 2.6 ± 0.8 2.6 ± 0.8 2.5 ± 0.7 2.5 ± 0.7

Values are mean ± standard deviation.


2.5. Statistical analysis ERV: expiratory reserve volume; IC: Inspiratory capacity; FEV1 : forced expiratory
volume in 1 s; IVC: inspiratory vital capacity; KCO: correction for hemoglobin based
on the method of Cotes for transfer factor of the lung for carbon monoxide; P0.1:
Statistical analysis was performed using IBM SPSS 22, IBM Cor-
mouth occlusion pressure at 0.1 s; TLCO: transfer factor of the lung for carbon
poration, Armonk, NY, USA, for Mac, Apple Inc., Cupertino, CA, monoxide.
USA. A p-value of <0.05 was defined as statistically significant.
Data are expressed as percentages for discrete variables and as
means ± standard deviation for continuous variables. Continuous was good and comparable to adherence in SERVE HF (Cowie et al.,
variables were compared by ANOVA. Categorical comparisons were 2015). Therapy pressures needed were low and were comparable to
compared using Chi-square analysis and non-parametric inferen- other large studies, including pressures used in the SERVE-HF study
tial statistical analyses were performed using Mann–Whitney U, (Cowie et al., 2015). Mean expiratory positive airway pressure was
Wilcoxon rank sum test and Spearman’s rank correlation coeffi- 6.7 ± 1.6 cmH2 O, minimum pressure support was 3.1 ± 0.9 cmH2 O,
cient. and maximum pressure was 12.7 ± 4.1 cmH2 O.
Mean follow-up was 588 ± 43 days. There were no significant
changes in lung function parameters in PAP therapy users com-
3. Results
pared with baseline and control (Table 2). There were also no
significant changes in lung function compared with baseline in sub-
A total of 350 patients were included; clinical and demographic
groups of patients with predominant OSA or CSA in both the control
data by study group are summarized in Table 1. Mean AHI at base-
and PAP therapy groups, or between the two types of SDB at any
line was 29.7 ± 17/h; 192 patients (54.9%) had moderate SDB (AHI
time (Table 3).
≥15/h and <30/h) and 158 (45.1%) had severe SDB (AHI ≥30/h). A
total of 58% of patients had predominant CSA and 40% had pre-
dominant OSA. One-third of patients (n = 119, 34%) did not receive 4. Discussion
any PAP therapy and served as the control group. Multiple reasons
led to non-application of PAP therapy, such as patient’s sensation of The results of this study conducted in a large population of 350
high pressure, cold air, running nose and nose congestions, pressure patients fulfilling the cardiovascular inclusion criteria of the SERVE-
marks of the mask or its holding, mouth and mask leakage, dryness HF study (LVEF ≤45%, NYHA functional class ≥II (Cowie et al., 2015))
of the mouth and individual aversion to mask based therapy, as well found that PAP therapy had no significant effects on lung function
as concomitant individual health conditions. There was no differ- parameters during long-term follow-up in patients with OSA or
ence in medication between the two groups. In the group receiving CSA, compared with baseline and a control group not using PAP
PAP therapy, 143 patients (40.9%) were treated with ASV, 3 (1%) therapy. However, previously described positive effects on inspira-
with bilevel PAP and 85 (24.3%) with CPAP. Therapy adherence tory muscle strength were not seen.
44 H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46

Table 3
Lung function parameters by type of SDB in the PAP therapy group. p-values for all comparisons between OSA and CSA at baseline and follow-up in both the PAP therapy and
control groups were >0.05 (not statistically significant).

PAP group (n = 231) Control group (n = 119)

Baseline Follow-up Baseline Follow-up

OSA CSA OSA CSA OSA CSA OSA CSA

TLCO, mmol/min/kPa 6.2 ± 1.9 6.2 ± 1.6 6.1 ± 1.9 5.9 ± 1.7 6.0 ± 1.4 5.7 ± 1.7 6.1 ± 1.6 5.6 ± 1.8
KCO, mmol/min/kPa/L 1.2 ± 0.3 1.1 ± 0.3 1.2 ± 0.2 1.1 ± 0.3 1.1 ± 0.2 1.0 ± 0.3 1.2 ± 0.2 1.0 ± 0.3
P0.1, kPa 0.35 ± 0.14 0.38 ± 0.14 0.38 ± 0.13 0.43 ± 0.08 0.35 ± 0.15 0.38 ± 0.14 0.39 ± 0.12 0.4 ± 0.14
IVC, L 3.2 ± 0.8 3.3 ± 0.9 3.1 ± 0.9 3.1 ± 0.9 3.2 ± 1.0 3.2 ± 0.8 3.2 ± 0.9 3.2 ± 0.7
FEV1 , L 2.4 ± 0.8 2.4 ± 0.7 2.4 ± 0.7 2.4 ± 0.7 2.3 ± 0.8 2.4 ± 0.6 2.3 ± 0.8 2.3 ± 0.6
ERV, L 0.6 ± 0.4 0.7 ± 0.4 0.6 ± 0.4 0.7 ± 0.4 0.7 ± 0.3 0.8 ± 0.4 0.7 ± 0.3 0.7 ± 0.4
IC, L 2.6 ± 0.8 2.6 ± 0.8 2.6 ± 0.8 2.6 ± 0.8 2.5 ± 0.8 2.5 ± 0.6 2.5 ± 0.8 2.5 ± 0.7

Values are mean ± standard deviation.


ERV: expiratory reserve volume; IC: Inspiratory capacity; FEV1 : forced expiratory volume in 1 s; IVC: inspiratory vital capacity; KCO: correction for hemoglobin based on the
method of Cotes for transfer factor of the lung for carbon monoxide; P0.1: mouth occlusion pressure at 0.1 s; TLCO: transfer factor of the lung for carbon monoxide.

This important topic was investigated because the recent ran- tivity, without alteration of the apneic threshold could play a role
domized, multicenter, controlled SERVE-HF study (Cowie et al., in improving CSR during CPAP treatment, although CPAP alone is
2015) reported an increase in mortality in HF-REF patients random- not able to actively ventilate central apneas with open airways.
ized to ASV versus control. Since the publication of these findings, One possible theory is that PAP therapy may diminish chemosen-
there has been much speculation as to the mechanisms underlying sitivity (controller gain) to stabilize the respiratory control system,
the unexpected results (Mehra and Gottlieb, 2015; Oldenburg and because augmented chemosensitivity to hypercapnia is believed
Horstkotte, 2015), but the specific effects of PAP therapy on lung to be a major factor in the pathogenesis of CSA in patients with HF
function parameters has not yet been thoroughly investigated. It (Narkiewicz et al., 1999; Wilcox et al., 1998; Yasuma et al., 2007).
not yet known whether or not SDB has a negative impact on lung These influences of respiration in HF are directly linked to vari-
function, thus negatively influencing cardiac function in this con- ous lung function parameters because HF patients often experience
text (Linz et al., 2016). Our study is the first study to systematically reductions in lung function (Agarwal et al., 2012) that by them-
analyze the influence of PAP therapy on lung function parameters selves deteriorate and contribute to HF symptoms and reductions
in a defined chronic HF population, treated according to current in quality of life. Moreover, it is known that severe impairment
European Society of Cardiology guidelines (McMurray et al., 2012) of lung function is associated with impaired left ventricular filling
and compared with a control group. This topic is relevant given the (Funk et al., 2008). In addition, published data suggest left ventric-
growing interest in SDB and its association with morbidities and ular diastolic and systolic dysfunction are often found in mild, and
prognosis in HF patients (Javaheri et al., 2007; Jilek et al., 2011; even subclinical, lung function impairments (Barr et al., 2010), but
Khayat et al., 2015). PAP therapy is the mainstay of SDB treatment, the direct influence of PAP therapy for SDB on lung function has not
but recent investigations have questioned the value of PAP therapy been studied yet and our investigation is the first to report on this
for lack of benefit (Arzt et al., 2013) or the occurrence of unwanted important topic, showing PAP therapy to be safe in HF-REF patients,
effects (Cowie et al., 2015), including hemodynamic alterations although HF-REF itself seems to be associated with impaired lung
(Oldenburg et al., 2012). function. It is known that chronic HF patients often have respiratory
One small study randomized 17 patients to nasal continuous muscle weakness (McParland et al., 1992), which not only interferes
positive airway pressure (CPAP) or a control group and documented with lung function and capacity, but is also believed to be associ-
improved inspiratory muscle strength, increased LVEF and reso- ated with aggravation of HF symptoms (Granton et al., 1996). A
lution of dyspnea and fatigue (Granton et al., 1996), while other small study of 17 patients showed that PAP therapy may improve
studies have highlighted the negative influence of ventilation ther- respiratory muscle strength in chronic HF (Granton et al., 1996), a
apy on diaphragm atrophy and reduced respiratory muscle strength finding confirmed by our study with respect to the safety of PAP
(Grosu et al., 2012; Jaber et al., 2011). Inspiratory muscle strength is therapy, but with no significant changes in our large study popu-
known to be reduced in patients with chronic HF (Anker et al., 1997; lation. Our findings also suggest that respiratory muscle strength
Coats, 1996; Lindsay et al., 1996; Meyer et al., 2001) and it has been might be slightly different in patients with different types of SDB
suggested that wasting may be an independent predictor of poor (mouth occlusion pressure CSA 0.38 ± 0.14 kPa in patients with CSA
prognosis in chronic HF (Meyer et al., 2001). We found that TLCO vs 0.35 ± 0.14 kPa in those with OSA; NS). Whether PAP therapy
was already reduced at baseline in our study population (at 64.7% could be considered as a type of exercise for respiratory muscles
of expected values). It was previously reported that lung diffusion or whether other mechanisms are involved remains unknown and
capacities were impaired in patients with HF (Szollosi et al., 2008) needs to be investigated further.
and, as mentioned above, it has been suggested that PAP therapy Regarding the search for an explanation of the findings of the
might improve muscle strength in patients with chronic HF and SERVE-HF trial, our study contributes additional information that
CSA (Granton et al., 1996). PAP therapy does not appear to have any (negative) impact on lung
One potential explanation for these findings may be changes function, including respiratory muscle strength.
in lung physiology. Underlying mechanisms such as augmented A major limitation of our study is its retrospective nature,
chemosensitivity to hypercapnia may be an important factor in patients were not randomized to the therapy and control groups.
the pathogenesis of CSA (Narkiewicz et al., 1999; Wilcox et al., In addition, follow-up time points were not mandated by a study
1998) because there are reports on changes in chemosensitivity protocol, but instead were based on routine clinical care.
with CPAP treatment of CSA in congestive HF (Yasuma et al., 2007). In conclusion, long-term PAP therapy does not influence lung
This was indicated by a flattening of the slope of the regression line function in HF-REF patients. However, these HF-REF patients with
for minute ventilation versus carbon dioxide pressure (PCO2 ) after 3 SDB had impaired lung function at baseline and had a variety
months of CPAP treatment, without changes in the apneic threshold of SDB phenotypes. Nevertheless, pulmonary parameters are of
(Yasuma et al., 2007). Such documented changes in chemosensi-
H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46 45

importance in the field of PAP therapy and should be taken into Grosu, H.B., Lee, Y.I., Lee, J., Eden, E., Eikermann, M., Rose, K.M., 2012. Diaphragm
consideration whenever PAP therapy is used. muscle thinning in patients who are mechanically ventilated. Chest 142,
1455–1460.
Jaber, S., Petrof, B.J., Jung, B., Chanques, G., Berthet, J.P., Rabuel, C., Bouyabrine, H.,
Disclosures Courouble, P., Koechlin-Ramonatxo, C., Sebbane, M., Similowski, T.,
Scheuermann, V., Mebazaa, A., Capdevila, X., Mornet, D., Mercier, J.,
Lacampagne, A., Philips, A., Matecki, S., 2011. Rapidly progressive
All authors state that they have no conflicts of interest to declare. diaphragmatic weakness and injury during mechanical ventilation in humans.
Am. J. Respir. Crit. Care Med. 183, 364–371.
Javaheri, S., Shukla, R., Zeigler, H., Wexler, L., 2007. Central sleep apnea, right
Funding ventricular dysfunction, and low diastolic blood pressure are predictors of
mortality in systolic heart failure. J. Am. Coll. Cardiol. 49, 2028–2034.
This research did not receive any specific grant from funding Javaheri, S., 2005. Central sleep apnea in congestive heart failure: prevalence,
mechanisms, impact, and therapeutic options. Semin. Respir. Crit. Care Med.
agencies in the public, commercial, or not-for-profit sectors
26, 44–55.
Jilek, C., Krenn, M., Sebah, D., Obermeier, R., Braune, A., Kehl, V., Schroll, S.,
Acknowledgement Montalvan, S., Riegger, G.A., Pfeifer, M., Arzt, M., 2011. Prognostic impact of
sleep disordered breathing and its treatment in heart failure: an observational
study. Eur. J. Heart Fail. 13, 68–75.
English language editorial assistance was provided by Nicola Khayat, R., Jarjoura, D., Porter, K., Sow, A., Wannemacher, J., Dohar, R., Pleister, A.,
Ryan, independent medical writer. Abraham, W.T., 2015. Sleep disordered breathing and post-discharge mortality
in patients with acute heart failure. Eur. Heart J. 36, 1463–1469.
Lindsay, D.C., Lovegrove, C.A., Dunn, M.J., Bennett, J.G., Pepper, J.R., Yacoub, M.H.,
References Poole-Wilson, P.A., 1996. Histological abnormalities of muscle from limb,
thorax and diaphragm in chronic heart failure. Eur. Heart J. 17, 1239–1250.
Abraham, W.T., Jagielski, D., Oldenburg, O., Augostini, R., Krueger, S., Kolodziej, A., Linz, D., Woehrle, H., Bitter, T., Fox, H., Cowie, M.R., Bohm, M., Oldenburg, O., 2015.
Gutleben, K.J., Khayat, R., Merliss, A., Harsch, M.R., Holcomb, R.G., Javaheri, S., The importance of sleep-disordered breathing in cardiovascular disease. Clin.
Ponikowski, P., remedē Pilot Study Investigators, 2015. Phrenic nerve Res. Cardiol. 104, 705–718.
stimulation for the treatment of central sleep apnea. JACC Heart Fail 3, Linz, D., Fox, H., Bitter, T., Spiesshofer, J., Schobel, C., Skobel, E., Turoff, A., Bohm, M.,
360–369. Cowie, M.R., Arzt, M., Oldenburg, O., 2016. Impact of SERVE-HF on
Agarwal, S.K., Heiss, G., Barr, R.G., Chang, P.P., Loehr, L.R., Chambless, L.E., Shahar, management of sleep disordered breathing in heart failure: a call for further
E., Kitzman, D.W., Rosamond, W.D., 2012. Airflow obstruction, lung function, studies. Clin. Res. Cardiol. 105, 563–570.
and risk of incident heart failure: the Atherosclerosis Risk in Communities McMurray, J.J., Adamopoulos, S., Anker, S.D., Auricchio, A., Bohm, M., Dickstein, K.,
(ARIC) study. Eur. J. Heart Fail. 14, 414–422. Falk, V., Filippatos, G., Fonseca, C., Gomez-Sanchez, M.A., Jaarsma, T., Kober, L.,
American Thoracic Society/European Respiratory, 2002. ATS/ERS Statement on Lip, G.Y., Maggioni, A.P., Parkhomenko, A., Pieske, B.M., Popescu, B.A.,
respiratory muscle testing. Am. J. Respir. Crit. Care Med. 166, 518–624. Ronnevik, P.K., Rutten, F.H., Schwitter, J., Seferovic, P., Stepinska, J., Trindade,
Anker, S.D., Ponikowski, P., Varney, S., Chua, T.P., Clark, A.L., Webb-Peploe, K.M., P.T., Voors, A.A., Zannad, F., Zeiher, A., ESC Committee for Practice Guidelines,
Harrington, D., Kox, W.J., Poole-Wilson, P.A., Coats, A.J., 1997. Wasting as 2012. ESC Guidelines for the diagnosis and treatment of acute and chronic
independent risk factor for mortality in chronic heart failure. Lancet 349, heart failure 2012: The Task Force for the Diagnosis and Treatment of Acute
1050–1053. and Chronic Heart Failure 2012 of the European Society of Cardiology.
Arzt, M., Schroll, S., Series, F., Lewis, K., Benjamin, A., Escourrou, P., Luigart, R., Kehl, Developed in collaboration with the Heart Failure Association (HFA) of the ESC.
V., Pfeifer, M., 2013. Auto-servoventilation in heart failure with sleep apnoea: a Eur. Heart J. 33, 1787–1847.
randomised controlled trial. Eur. Respir. J. 42, 1244–1254. McParland, C., Krishnan, B., Wang, Y., Gallagher, C.G., 1992. Inspiratory muscle
Barr, R.G., Bluemke, D.A., Ahmed, F.S., Carr, J.J., Enright, P.L., Hoffman, E.A., Jiang, R., weakness and dyspnea in chronic heart failure. Am. Rev. Respir. Dis. 146,
Kawut, S.M., Kronmal, R.A., Lima, J.A., Shahar, E., Smith, L.J., Watson, K.E., 2010. 467–472.
Percent emphysema, airflow obstruction, and impaired left ventricular filling. Mehra, R., Gottlieb, D.J., 2015. A paradigm shift in the treatment of central sleep
N. Engl. J. Med. 362, 217–227. apnea in heart failure. Chest 148, 848–851.
Becker, H.F., Jerrentrup, A., Ploch, T., Grote, L., Penzel, T., Sullivan, C.E., Peter, J.H., Meyer, F.J., Borst, M.M., Zugck, C., Kirschke, A., Schellberg, D., Kubler, W., Haass, M.,
2003. Effect of nasal continuous positive airway pressure treatment on blood 2001. Respiratory muscle dysfunction in congestive heart failure: clinical
pressure in patients with obstructive sleep apnea. Circulation 107, 68–73. correlation and prognostic significance. Circulation 103, 2153–2158.
Berry, R.B., Budhiraja, R., Gottlieb, D.J., Gozal, D., Iber, C., Kapur, V.K., Marcus, C.L., Miller, M.R., Hankinson, J., Brusasco, V., Burgos, F., Casaburi, R., Coates, A., Crapo, R.,
Mehra, R., Parthasarathy, S., Quan, S.F., Redline, S., Strohl, K.P., Davidson Ward, Enright, P., van der Grinten, C.P., Gustafsson, P., Jensen, R., Johnson, D.C.,
S.L., Tangredi, M.M., American Academy of Sleep Medicine, 2012. Rules for MacIntyre, N., McKay, R., Navajas, D., Pedersen, O.F., Pellegrino, R., Viegi, G.,
scoring respiratory events in sleep: update of the 2007 AASM Manual for the Wanger, J., ATS/ERS Task Force, 2005. Standardisation of spirometry. Eur.
Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Respir. J. 26, 319–338.
Definitions Task Force of the American Academy of Sleep Medicine. J. Clin. Narkiewicz, K., Pesek, C.A., van de Borne, P.J., Kato, M., Somers, V.K., 1999.
Sleep Med. 8, 597–619. Enhanced sympathetic and ventilatory responses to central chemoreflex
Bitter, T., Faber, L., Hering, D., Langer, C., Horstkotte, D., Oldenburg, O., 2009. activation in heart failure. Circulation 100, 262–267.
Sleep-disordered breathing in heart failure with normal left ventricular Oldenburg, O., Horstkotte, D., 2015. Heart failure: central sleep apnoea in HF—what
ejection fraction. Eur. J. Heart Fail. 11, 602–608. can we learn from SERVE-HF? Nat. Rev. Cardiol. 12, 686–687.
Coats, A.J., 1996. The muscle hypothesis of chronic heart failure. J. Mol. Cell. Oldenburg, O., Faber, L., Vogt, J., Dorszewski, A., Szabados, F., Horstkotte, D., Lamp,
Cardiol. 28, 2255–2262. B., 2007a. Influence of cardiac resynchronisation therapy on different types of
Cotes, J.E., 1963. Effect of variability in gas analysis on the reproducibility of the sleep disordered breathing. Eur. J. Heart Fail. 9, 820–826.
pulmonary diffusing capacity by the single breath method. Thorax 18, Oldenburg, O., Lamp, B., Faber, L., Teschler, H., Horstkotte, D., Topfer, V., 2007b.
151–154. Sleep-disordered breathing in patients with symptomatic heart failure: a
Cowie, M.R., Woehrle, H., Wegscheider, K., Angermann, C., d’Ortho, M.P., Erdmann, contemporary study of prevalence in and characteristics of 700 patients. Eur. J.
E., Levy, P., Simonds, A.K., Somers, V.K., Zannad, F., Teschler, H., 2015. Adaptive Heart Fail. 9, 251–257.
servo-ventilation for central sleep apnea in systolic heart failure. N. Engl. J. Oldenburg, O., Bartsch, S., Bitter, T., Schmalgemeier, H., Fischbach, T., Westerheide,
Med. 373, 1095–1105. N., Horstkotte, D., 2012. Hypotensive effects of positive airway pressure
Fox, H., Nolker, G., Gutleben, K.J., Bitter, T., Horstkotte, D., Oldenburg, O., 2014a. ventilation in heart failure patients with sleep-disordered breathing. Sleep
Reliability and accuracy of sleep apnea scans in novel cardiac Breath. 16, 753–757.
resynchronization therapy devices: an independent report of two cases. Oldenburg, O., Wellmann, B., Buchholz, A., Bitter, T., Fox, H., Thiem, U., Horstkotte,
Herzschrittmacherther. Elektrophysiol. 25, 53–55. D., Wegscheider, K., 2016. Nocturnal hypoxaemia is associated with increased
Fox, H., Oldenburg, O., Nolker, G., Horstkotte, D., Gutleben, K.J., 2014b. Detection mortality in stable heart failure patients. Eur. Heart J. 37, 1695–1703.
and therapy of respiratory dysfunction by implantable (cardiac) devices. Herz Ponikowski, P., Voors, A.A., Anker, S.D., Bueno, H., Cleland, J.G., Coats, A.J., Falk, V.,
39, 32–36. Gonzalez-Juanatey, J.R., Harjola, V.P., Jankowska, E.A., Jessup, M., Linde, C.,
Fox, H., Bitter, T., Horstkotte, D., Oldenburg, O., 2016. Cardioversion of atrial Nihoyannopoulos, P., Parissis, J.T., Pieske, B., Riley, J.P., Rosano, G.M., Ruilope,
fibrillation or atrial flutter into sinus rhythm reduces nocturnal central L.M., Ruschitzka, F., Rutten, F.H., van der Meer, P., Authors/Task Force
respiratory events and unmasks obstructive sleep apnoea. Clin. Res. Cardiol. Members, 2016. 2016 ESC Guidelines for the diagnosis and treatment of acute
105, 451–459. and chronic heart failure: the Task Force for the diagnosis and treatment of
Funk, G.C., Lang, I., Schenk, P., Valipour, A., Hartl, S., Burghuber, O.C., 2008. Left acute and chronic heart failure of the European Society of Cardiology
ventricular diastolic dysfunction in patients with COPD in the presence and (ESC)Developed with the special contribution of the Heart Failure Association
absence of elevated pulmonary arterial pressure. Chest 133, 1354–1359. (HFA) of the ESC. Eur. Heart J. 37, 2129–2200.
Granton, J.T., Naughton, M.T., Benard, D.C., Liu, P.P., Goldstein, R.S., Bradley, T.D., Szollosi, I., Thompson, B.R., Krum, H., Kaye, D.M., Naughton, M.T., 2008. Impaired
1996. CPAP improves inspiratory muscle strength in patients with heart failure pulmonary diffusing capacity and hypoxia in heart failure correlates with
and central sleep apnea. Am. J. Respir. Crit. Care Med. 153, 277–282. central sleep apnea severity. Chest 134, 67–72.
46 H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46

Teschler, H., Dohring, J., Wang, Y.M., Berthon-Jones, M., 2001. Adaptive pressure Woehrle, H., Oldenburg, O., Arzt, M., Graml, A., Erdmann, E., Teschler, H.,
support servo-ventilation: a novel treatment for Cheyne-Stokes respiration in Wegscheider, K., SCHLA-HF Investigators, 2014. Determining the prevalence
heart failure. Am. J. Respir. Crit. Care Med. 164, 614–619. and predictors of sleep disordered breathing in patients with chronic heart
Wang, H., Parker, J.D., Newton, G.E., Floras, J.S., Mak, S., Chiu, K.L., failure: rationale and design of the SCHLA-HF registry. BMC Cardiovasc. Disord.
Ruttanaumpawan, P., Tomlinson, G., Bradley, T.D., 2007. Influence of 14, 46.
obstructive sleep apnea on mortality in patients with heart failure. J. Am. Coll. Yasuma, F., Mori, T., Noguchi, M., Kuru, S., Konagaya, M., Hayano, J., 2007. Changes
Cardiol. 49, 1625–1631. in chemosensitivity with continuous positive airway pressure of 5 cm H2O for
Wilcox, I., McNamara, S.G., Dodd, M.J., Sullivan, C.E., 1998. Ventilatory control in cheyne-stokes respiration in congestive heart failure. Respiration 74, 475–477.
patients with sleep apnoea and left ventricular dysfunction: comparison of
obstructive and central sleep apnoea. Eur. Respir. J. 11, 7–13.

You might also like