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Respiratory Physiology & Neurobiology: Henrik Fox, Susanne Witzel, Thomas Bitter, Dieter Horstkotte, Olaf Oldenburg
Respiratory Physiology & Neurobiology: Henrik Fox, Susanne Witzel, Thomas Bitter, Dieter Horstkotte, Olaf Oldenburg
a r t i c l e i n f o a b s t r a c t
Article history: Purpose: The prevalence of sleep-disordered breathing (SDB) in patients with heart failure (HF) is high.
Received 9 September 2016 Positive airway pressure (PAP) is first-choice therapy, but recent data indicates that PAP therapy may
Received in revised form 17 January 2017 increase mortality in HF patients with reduced ejection fraction (HF-REF) and predominant central sleep
Accepted 21 January 2017
apnea (CSA). This study investigated long-term effects of PAP therapy on pulmonary function, including
Available online 23 January 2017
respiratory muscle strength. All patients underwent multichannel cardiorespiratory polysomnography
(PSG) and comprehensive lung function testing at baseline and follow-up (mean 588 ± 43 days).
Keywords:
Results: 350 patients (mean age 68 ± 10.7 years, 88% male) were included, inspiratory vital capacity,
Heart failure
Positive airway pressure
3.3 ± 0.9 vs 3.2 ± 0.8 L; forced expiratory volume in 1 s, 2.5 ± 0.7 vs 2.4 ± 0.7 L; lung diffusion capacity,
Obstructive sleep apnoea 6.2 ± 1.9 vs 5.9 ± 1.8 mmol/min/kPa; correction for hemoglobin, 1.1 ± 0.02 vs 1.1 ± 0.3 mmol/min/kPa/L;
Central sleep apnoea and mouth occlusion pressure, 0.42 ± 0.11 vs 0.4 ± 0.12 kPa.
Lung function Conclusions: PAP therapy had no negative nor positive impact on lung function, including respiratory
muscle strength, in stable HF-REF patients with SDB, and is therefore safe from a respiratory perspective.
© 2017 Elsevier B.V. All rights reserved.
1. Introduction 2001). PAP therapy is considered the standard of care in SDB treat-
ment. In obstructive SDB, continuous PAP therapy is used to keep
Interest in sleep-disordered breathing (SDB) in patients with the upper airways open. In central SDB, adaptive servo-ventilation
heart failure (HF) is growing, as strong epidemiological data link (ASV) was developed to overcome cessation in breathing occur-
SDB and HF (Bitter et al., 2009; Linz et al., 2015; Oldenburg et al., ring as a result of a loss of central respiratory drive. Recently the
2007b; Woehrle et al., 2014). In addition, SDB is associated with Treatment of Sleep-Disordered Breathing with Predominant Cen-
increased morbidity and mortality in patients with HF (Javaheri, tral Sleep Apnea by Adaptive Servo-Ventilation in Patients with
2005; Javaheri et al., 2007; Jilek et al., 2011; Khayat et al., 2015; Heart Failure (SERVE-HF) study showed increased mortality in
Oldenburg et al., 2016; Wang et al., 2007), and with impairment patients treated with ASV therapy, despite effective suppression
of cardiac function and HF severity. SDB is therefore an important, of respiratory events (Cowie et al., 2015). The reason behind this
but still frequently under-recognized, risk factor for poor prognosis increased mortality is not yet known. As a result, the influence of
in chronic HF patients (Linz et al., 2015; Oldenburg et al., 2007a; PAP therapy on lung function is a topic of lively debate, particu-
Woehrle et al., 2014). There are two major types of SDB, and the larly because literature on this subject is scarce, and conclusive or
occurrence and distribution of sleep apnea type may be dependent mechanistic studies are missing, and many unanswered questions
on factors such as HF severity and heart rhythm (Fox et al., 2016). remain (Cowie et al., 2015). The hypothesis that PAP therapy might
SDB can be treated using positive airway pressure (PAP) ther- have a negative influence on lung function and diffusion has not
apies (Becker et al., 2003; Linz et al., 2015; Teschler et al., 2001) yet been thoroughly investigated.
or implantable devices (Abraham et al., 2015; Fox et al., 2014a,b), This study determined lung function parameters in HF-REF
which have been shown to provide good suppression of respira- patients before any treatment of SDB and after long-term PAP ther-
tory events (Becker et al., 2003; Linz et al., 2015; Teschler et al., apy and compared the findings with values obtained in a matched
control group who did not receive PAP therapy.
http://dx.doi.org/10.1016/j.resp.2017.01.010
1569-9048/© 2017 Elsevier B.V. All rights reserved.
42 H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46
Table 1
Patient demographic and clinical characteristics at baseline.
Table 3
Lung function parameters by type of SDB in the PAP therapy group. p-values for all comparisons between OSA and CSA at baseline and follow-up in both the PAP therapy and
control groups were >0.05 (not statistically significant).
TLCO, mmol/min/kPa 6.2 ± 1.9 6.2 ± 1.6 6.1 ± 1.9 5.9 ± 1.7 6.0 ± 1.4 5.7 ± 1.7 6.1 ± 1.6 5.6 ± 1.8
KCO, mmol/min/kPa/L 1.2 ± 0.3 1.1 ± 0.3 1.2 ± 0.2 1.1 ± 0.3 1.1 ± 0.2 1.0 ± 0.3 1.2 ± 0.2 1.0 ± 0.3
P0.1, kPa 0.35 ± 0.14 0.38 ± 0.14 0.38 ± 0.13 0.43 ± 0.08 0.35 ± 0.15 0.38 ± 0.14 0.39 ± 0.12 0.4 ± 0.14
IVC, L 3.2 ± 0.8 3.3 ± 0.9 3.1 ± 0.9 3.1 ± 0.9 3.2 ± 1.0 3.2 ± 0.8 3.2 ± 0.9 3.2 ± 0.7
FEV1 , L 2.4 ± 0.8 2.4 ± 0.7 2.4 ± 0.7 2.4 ± 0.7 2.3 ± 0.8 2.4 ± 0.6 2.3 ± 0.8 2.3 ± 0.6
ERV, L 0.6 ± 0.4 0.7 ± 0.4 0.6 ± 0.4 0.7 ± 0.4 0.7 ± 0.3 0.8 ± 0.4 0.7 ± 0.3 0.7 ± 0.4
IC, L 2.6 ± 0.8 2.6 ± 0.8 2.6 ± 0.8 2.6 ± 0.8 2.5 ± 0.8 2.5 ± 0.6 2.5 ± 0.8 2.5 ± 0.7
This important topic was investigated because the recent ran- tivity, without alteration of the apneic threshold could play a role
domized, multicenter, controlled SERVE-HF study (Cowie et al., in improving CSR during CPAP treatment, although CPAP alone is
2015) reported an increase in mortality in HF-REF patients random- not able to actively ventilate central apneas with open airways.
ized to ASV versus control. Since the publication of these findings, One possible theory is that PAP therapy may diminish chemosen-
there has been much speculation as to the mechanisms underlying sitivity (controller gain) to stabilize the respiratory control system,
the unexpected results (Mehra and Gottlieb, 2015; Oldenburg and because augmented chemosensitivity to hypercapnia is believed
Horstkotte, 2015), but the specific effects of PAP therapy on lung to be a major factor in the pathogenesis of CSA in patients with HF
function parameters has not yet been thoroughly investigated. It (Narkiewicz et al., 1999; Wilcox et al., 1998; Yasuma et al., 2007).
not yet known whether or not SDB has a negative impact on lung These influences of respiration in HF are directly linked to vari-
function, thus negatively influencing cardiac function in this con- ous lung function parameters because HF patients often experience
text (Linz et al., 2016). Our study is the first study to systematically reductions in lung function (Agarwal et al., 2012) that by them-
analyze the influence of PAP therapy on lung function parameters selves deteriorate and contribute to HF symptoms and reductions
in a defined chronic HF population, treated according to current in quality of life. Moreover, it is known that severe impairment
European Society of Cardiology guidelines (McMurray et al., 2012) of lung function is associated with impaired left ventricular filling
and compared with a control group. This topic is relevant given the (Funk et al., 2008). In addition, published data suggest left ventric-
growing interest in SDB and its association with morbidities and ular diastolic and systolic dysfunction are often found in mild, and
prognosis in HF patients (Javaheri et al., 2007; Jilek et al., 2011; even subclinical, lung function impairments (Barr et al., 2010), but
Khayat et al., 2015). PAP therapy is the mainstay of SDB treatment, the direct influence of PAP therapy for SDB on lung function has not
but recent investigations have questioned the value of PAP therapy been studied yet and our investigation is the first to report on this
for lack of benefit (Arzt et al., 2013) or the occurrence of unwanted important topic, showing PAP therapy to be safe in HF-REF patients,
effects (Cowie et al., 2015), including hemodynamic alterations although HF-REF itself seems to be associated with impaired lung
(Oldenburg et al., 2012). function. It is known that chronic HF patients often have respiratory
One small study randomized 17 patients to nasal continuous muscle weakness (McParland et al., 1992), which not only interferes
positive airway pressure (CPAP) or a control group and documented with lung function and capacity, but is also believed to be associ-
improved inspiratory muscle strength, increased LVEF and reso- ated with aggravation of HF symptoms (Granton et al., 1996). A
lution of dyspnea and fatigue (Granton et al., 1996), while other small study of 17 patients showed that PAP therapy may improve
studies have highlighted the negative influence of ventilation ther- respiratory muscle strength in chronic HF (Granton et al., 1996), a
apy on diaphragm atrophy and reduced respiratory muscle strength finding confirmed by our study with respect to the safety of PAP
(Grosu et al., 2012; Jaber et al., 2011). Inspiratory muscle strength is therapy, but with no significant changes in our large study popu-
known to be reduced in patients with chronic HF (Anker et al., 1997; lation. Our findings also suggest that respiratory muscle strength
Coats, 1996; Lindsay et al., 1996; Meyer et al., 2001) and it has been might be slightly different in patients with different types of SDB
suggested that wasting may be an independent predictor of poor (mouth occlusion pressure CSA 0.38 ± 0.14 kPa in patients with CSA
prognosis in chronic HF (Meyer et al., 2001). We found that TLCO vs 0.35 ± 0.14 kPa in those with OSA; NS). Whether PAP therapy
was already reduced at baseline in our study population (at 64.7% could be considered as a type of exercise for respiratory muscles
of expected values). It was previously reported that lung diffusion or whether other mechanisms are involved remains unknown and
capacities were impaired in patients with HF (Szollosi et al., 2008) needs to be investigated further.
and, as mentioned above, it has been suggested that PAP therapy Regarding the search for an explanation of the findings of the
might improve muscle strength in patients with chronic HF and SERVE-HF trial, our study contributes additional information that
CSA (Granton et al., 1996). PAP therapy does not appear to have any (negative) impact on lung
One potential explanation for these findings may be changes function, including respiratory muscle strength.
in lung physiology. Underlying mechanisms such as augmented A major limitation of our study is its retrospective nature,
chemosensitivity to hypercapnia may be an important factor in patients were not randomized to the therapy and control groups.
the pathogenesis of CSA (Narkiewicz et al., 1999; Wilcox et al., In addition, follow-up time points were not mandated by a study
1998) because there are reports on changes in chemosensitivity protocol, but instead were based on routine clinical care.
with CPAP treatment of CSA in congestive HF (Yasuma et al., 2007). In conclusion, long-term PAP therapy does not influence lung
This was indicated by a flattening of the slope of the regression line function in HF-REF patients. However, these HF-REF patients with
for minute ventilation versus carbon dioxide pressure (PCO2 ) after 3 SDB had impaired lung function at baseline and had a variety
months of CPAP treatment, without changes in the apneic threshold of SDB phenotypes. Nevertheless, pulmonary parameters are of
(Yasuma et al., 2007). Such documented changes in chemosensi-
H. Fox et al. / Respiratory Physiology & Neurobiology 238 (2017) 41–46 45
importance in the field of PAP therapy and should be taken into Grosu, H.B., Lee, Y.I., Lee, J., Eden, E., Eikermann, M., Rose, K.M., 2012. Diaphragm
consideration whenever PAP therapy is used. muscle thinning in patients who are mechanically ventilated. Chest 142,
1455–1460.
Jaber, S., Petrof, B.J., Jung, B., Chanques, G., Berthet, J.P., Rabuel, C., Bouyabrine, H.,
Disclosures Courouble, P., Koechlin-Ramonatxo, C., Sebbane, M., Similowski, T.,
Scheuermann, V., Mebazaa, A., Capdevila, X., Mornet, D., Mercier, J.,
Lacampagne, A., Philips, A., Matecki, S., 2011. Rapidly progressive
All authors state that they have no conflicts of interest to declare. diaphragmatic weakness and injury during mechanical ventilation in humans.
Am. J. Respir. Crit. Care Med. 183, 364–371.
Javaheri, S., Shukla, R., Zeigler, H., Wexler, L., 2007. Central sleep apnea, right
Funding ventricular dysfunction, and low diastolic blood pressure are predictors of
mortality in systolic heart failure. J. Am. Coll. Cardiol. 49, 2028–2034.
This research did not receive any specific grant from funding Javaheri, S., 2005. Central sleep apnea in congestive heart failure: prevalence,
mechanisms, impact, and therapeutic options. Semin. Respir. Crit. Care Med.
agencies in the public, commercial, or not-for-profit sectors
26, 44–55.
Jilek, C., Krenn, M., Sebah, D., Obermeier, R., Braune, A., Kehl, V., Schroll, S.,
Acknowledgement Montalvan, S., Riegger, G.A., Pfeifer, M., Arzt, M., 2011. Prognostic impact of
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