Mary Nichols - 2018 Annual

STATEMENT OF ECONOMIC INTERE
CALIFORNIA FORM 700

FAIR POLITICAL PRACTICES COMMISSION
COVER PAGE APR 1)22019
Please type or print in ink. A PUBLIC DOCUMENT 0 10\
(MIDDLE)
NAME OF FILER (LAST) (FIRST)
BY:
Nichols Mary Dolores
1. Office, Agency, or Court

Agency Name (Do not use acronyms)
California Environmental Protection Agency
Division, Board, Department, District, if applicable Your Position
California Air Resources Board Chair
p. If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency: Position.
2. Jurisdiction of Office (Check at least one box) —0

Ei State D Judge or Court Commissioner (Statewide Jurisdiction) co
LI Multi-County County of
El City of ['Other
(i)
()I
Type of Statement (Check at least one box) LL)
•
Annual: The period covered is January 1, 2018, through 0 Leaving Office: Date Left
December 31, 2018. (Check one circle.)
-Or-
The period covered is , through 0 The period covered is January 1, 2018, through the date of
December 31, 2018. -or. leaving office.
0 Assuming Office: Date assumed 0 The period covered is through

the date of leaving office.
LI Candidate: Date of Election and office sought, if different than Part 1:

"MI
Schedule Summary (must complete) Total number of pages including this cover page: 4E2_
Schedules attached
Schedule A-1 - Investments — schedule attached dule C - Income, Loans, & Business Positions — schedule attached
LI Schedule A-2 - Investments — schedule attached chedule D - Income — Gifts — schedule attached
LI Schedule B - Real Property — schedule attached N,Sihedule E - Income — Gifts — Travel Payments — schedule attached
-or- D None - No reportable interests on any schedule AIM
Verification
MAILING ADDRESS STREET CITY STATE ZIP CODE
(Business or Agency Address Recommended - Public Document)
1001 I Street Sacramento CA 95814
DAYTIME TELEPHONE NUMBER EMAIL ADDRESS
( 916 ) 322-5840 mary.nichols@arb.ca.gov

I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the foregoing true and corrept.
March 29, 2019 711

Signature (7 (
Date Signed
(month, day year) ( (File e originally signed paper statement with your filing official.)
FPPC Form 700 (2018/2019)

FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
Page - 5
SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAIR POLITICAL PRACTICES COMMISSION
Stocks, Bonds, and Other Interests Name

(Ownership Interest is Less Than 10%) Mary Nichols
Do not attach brokerage or financial statements.
<BLUE> is a required field
FAIR MARKET VALUE NATURE OF IF-APPLICABLE, LIST DATE.

GENERAL DESCRIPTION OF
NAME OF BUSINESS ENTITY (Select from drop down INVESTMENT (mm/dd/2018)
THIS BUSINESS ACTMTY
list) (Select from drop down list. ACQUIRED DISPOSED
Apple Computers Technology $100,001 -$1,000,000 Stock
ABB Ltd Manufacturing Technology $10,001 -$100,000 Stock 5/4/2018
AbbVie Inc Pharmaceutical Products $100,001 -$1000000 Stock
AmerisourceBergen Corp . Pharmaceutical Products $2,000 - $10,000 Stock 4/16/2018
Abbott Laboratories Healthcare Products and Services ' $100,001 -$1,000,000 Stock
ACI Worldwide Inc ' Software Products $2,000 -$10,000 Stock 5/4/2018 5/8/2018
Acdenture PLC Consulting $10,001 -$100,000 Stock
Adobe Inc Software Products $10,001 -$100,000 . Stock 4/16/2018

Analog Devices Inc Communication Products $10,001 -$100,000 Stock
Adient PLC Automotive Seat Manufacturer $2,000 -$10,000 Stock 4/26/2018

Automatic Data Processing Administrative Services $2,000- $10,000 Stock • 4/3/2018
Advanced Energy Industries Power Conversion Products $2,000 -$10,000 Stock • 5/4/2018
Aetna Inc Healthcare $2,000 -$10,000 Stock. ' 4/16/2018
Aflac Inc Insurance $10,001 -$100,000 Stock
Allergen PLC Pharmaceutical Products $10,001 -$100,000 Stock
AGNC Investment Corp Real Estate $2,000- $10,000 Stock 4/16/2018

Assured Guaranty Ltd Insurance $2,000 -$10,000 Stock 4/16/2018
Adecco Group AG Employment Services $2,000 -$10,000 Stock 4/12/2018
American International Group Insurance $2,000 -$10,000 Stock 4/16/2018
Albany International Corp ' Textiles and materials products . , $2,000 -$10,000 Stock 4/26/2018
Arthur J Gallagher & Co . Insurance Services - $2,000 - $10,000 Stock . 4/26/2018
Akamai Technologies Inc. Software Services $10,001 -$100,000 Stock 5/4/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700

PAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

THIS BUSINESS ACTIVITY
Akzo Nobel NV Chemical Manufacturer $10,001 -$100,000 Stock 4/12/2018
Albemarle Copr Chemical Manufacturer $10,001 -$100,000 Stock 4/26/2018
Allete Inc Energy Services $2,000 -$10,000 Stock 4/26/2018
Align Technology Inc Dental Services $2,000 -$10,000 Stock 4/16/2018
Alaska Air Aviation $2,000 -$10,000 Stock 4/16/2018
Autoliv Inc Automotive Safety Systems $2,000 -$10,000 Stock 4/26/2018
Alexion Pharmaceuticals Inc Pharmaceutical Products $10,001 -$100,000 Stock 4/26/2018
Applied Materials Inc Semiconductors $10,001 -$100,000 Stock
Ambarella Inc Semiconductors $2,000 -$10,000 Stock 4/12/2018

Affiliated Manager Group Inc Investment Firm $2,000 -$10,000 Stock 6/4/2018
Amgen Inc Biotechnology Medicines $10,001 -$100,000 Stock
AP Moller - Maersk AIS Transport and Logistics $2,000 -$10,000 Stock 4/12/2018
Alerian MLP ETF Energy ETF $10,001 -$100,000 Stock 4/30/2018
AMN Healthcare Services Inc Healthcare $10,001 -$100,000 Stock 3/21/2018
Amphastar Pharmaceuticals Inc Pharmaceutical Products $2,000 -$10,000 Stock 4/16/2018
American Tower Corp Real Estate $2,000 -$10,000 Stock 5/18/2018
Amazon Online Retailer $10,001 -$100,000 Stock 4/16/2018
American National Insurance Co Insurance $2,000 -$10,000 Stock 4/16/2018
Artista Network Inc Cloud Networking $2,000 -$10,000 Stock 5/6/2018
ANSYS Inc Software Solutions $2,000 -$10,000 Stock 3/21/2018
Anthem Health Benefits $2,000 -$10,000 Stock 4/16/2018
Air Products & Chemicals Chemical Manufacturer $10,001 -$100,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
Investments
CALIFORNIA FORM 700

(FAIR MARKET VALUE OF IF APPLICABLE, LIST DATE

NAME OF BUSINESS ENTITY Select from drop down INVESTMENT (mm/dd/2018)
[ list) (Select from drop down list. ACQUIRED DISPOSED
Apollo Comercial Real Estate Finance Real Estate $2,000- $10,000 Stock 4/16/2018
Arconic Inc Aerospace Products $10,001 - $100,000 Stock 4/27/2018
Array BioPharma Inc Pharmaceutical Products $2,000- $10,000 Stock 12/20/2018
Arrowhead Pharmaceuticals Inc Pharmaceutical Products $2,000- $10,000 IStock 10/5/2018
Activision Blizzard Inc Software Products $2,000 -$10,000 Stock 4/16/2018
AvalonBay Communities Inc Real Estate $2,000- $10,000 Stock 4/27/2018
.
Broadcome Inc Semiconductors $10,001- $100,000 Stock 4/3/2018
Aviva PLC . Insurance $2,000 - $10,000 Stock ' 4/12/2018
Avery Dennison Corp Manufacturing $10,001 -$100,000 Stock 4/26/2018
AXA SA Financial Services $10,001 -$100,000 Stock 4/12/2018
American Express Co Global Payment Services $10,001 -$100,000 , Stock 4/27/2018
Axalta Coating Systems Ltd Coating System Manufacturer $2,000 -$10,000 Stock 4/16/2018
AstraZeneca PLC Pharmaceutical Products $10,001 -$100,000 Stock 5/4/2018
Aspen Technology Inc . Software Services ' $10,001 -$100,000 - Stock 3/21/2018
AZZ Inc Manufacturers Electrical Equipment $100,001 -$1,000,000 Stock 3/28/2018
Boeing Company Aviation $100,001 -$1,000,000 Stock
Alibaba Group Holding Ltd . E-Commerce - $10,001 -$100,000 Stock 8/24/2018 .

Bank of America Banking' $10,001 -$100,000 Stock 4/16/2018
BASF SE Chemical Manufacturer $2,000 - $10,000 Stock . 4/16/2018
Baxter Intl Inc Pharmaceutical Products $2,000 - $10,000 Stock 5/4/2018
BHP Group PLC Mining $10,001 -$100,000 Stock 5/21/2018
BB&T Corp Banking $10,001 -$100,000 Stock
. FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700

FAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

NAME OF BUSINESS ENTITY (Select from drop down INVESTMENT (mmidd/2018)
Barclays PLC Financial Services $2,000 -$10,000 ;Stock 4/12/2018
Becton Dickinson and Co Medical Technology $100,001 -$1,000,000 Stock
Franklin Resources Inc Investment Firm $10,001 -$100,000 Stock
Berry Global Group Inc Manufacturing $2,000 -$10,000 Stock . 4/18/2018
Bright Horizons Family Solutions Child Care Services $2,000 -$10,000 Stock . 10/11/2018
Brown-Forman Corp Spirit and VVine Company $2,000 - $10,000 Stock 4/16/2018
BGC Partners Inc Real Estate $10,001 -$100,000 Stock 4/26/2018
BeiGene Ltd Pharmaceutical Products $2,000 - $10,000 Stock 10/11/2018
B&G Foods Food Distributor $2,000 -$10,000 Stock 4/26/2018
Bar Harbor Bankshares Banking $10,001 -$100,000 Stock 5/2/2018

Baker Hughes a GE Co Oilfield Products and Services $2,000 -$10,000 Stock 4/16/2018 11/26/2018
BHP Group Ltd Mining $10,001 -$100,000 Stock 5/2/2018

Biogen Inc Medical Technology $10,001 -$100,000 Stock •
Bioverativ Inc Medical Technology $2,000 - $10,000 Stock
Bank of New York Mellon Corp Financial Services $2,000 - $10,000 Stock , 4/18/2018
Black Hills Copr Utilities $10,001 -$100,000 Stock 5/4/2018

Booking Holding Inc Online Travel Provider $2,000 - $10,000 Stock 4/27/2018 5/22/2018
BlackRock Inc Investment Management $10,001 -$100,000 Stock 4/5/2018

Bluebird Bio Inc Biotech Products and Services $2,000 - $10,000 Stock 10/10/2018
Banco Latinoamericano de Comercio Exterior SA Banking • $2,000 -$10,000 Stock - 4/30/2018
BioMarin Pharmaceutical Pharmaceutical Products $2,000 -$10,000 Stock 5/4/2018
Bayerische Motoren Werke AG Auto Manufacturer ,_$10,001 -$100,000 Stock' 4/16/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700

FAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

Bristol-Myers Squibb Co Pharmaceutical Products $10,001 -$100,000 Stock 4/30/2018
BNP Paribas SA Financial Services $10,001 -$100,000 Stock 4/12/2018
Bank of Nova Scotia Banking $10,001 - $100,000 Stock 3/26/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700

NATURE OF INVESTMENT IF APPLICABLE, LIST DATE

GENERAL DESCRIPTION OF FAIR MARKET VALUE
NAME OF BUSINESS ENTITY (Select from drop down Ilst. (inalktd/20111)
THIS BUSINESS ACTIVITY (Select from drop down lig)
If 'other," describe) ACQUIRED DISPOSED
Bok Financial Group Financial Services $2,000- $10,000 Stock 4/26/2018
Broadridge Financial Solutions Financial Services $10,001 -$100,000 Stock 4/26/2018
Berkshire Hathaway Inc Holding Company $10,001 -$100,000 Stock 4/26/2018
Brujer Copr Scientific Devices Manufacturer $2,000 -$10,000 Stock 4/16/2018
BT Group PLC Telecommunication $10,001 -$100,000 Stock 4/4/2018
Anheuser-Busch InBev SA/NV Alcoholic Beverages Manufacturer $10,001 -$100,000 Stock 5/16/2018
Borg Warner Inc Auto Engineering $2,000 -$10,000 Stock 4/27/2018
Brambles Ltd Information Management nom -$10,000 Stock 4/12/2018
Citigroup Inc Financial Services $10,001 -$100,000 Stock 4/16/2018
CA Inc Technology $2,000 -$10,000 Stock 4/16/2018
Cardinal Health Inc Healthcare $10,001 -$100,000 Stock 2/23/2018 12/4/2018
Caterpillar Inc Construction Equipment $10,001 -$100,000 Stock 5/1/2018
Chubb Ltd Insurance $2,000 -$10,000 Stock 4/18/2018
Cambrex Corp Chemical/Life Science Manufacturer $2,000 -$10,000 Stock 4/16/2018
CBRE Group Inc Real Estate $2,000 -$10,000 Stock 5/8/2018 10/12/2018
Crown Castle International Corp Real Estate $10,001 -$100,000 Stock 4/13/2018
Carnival Corp Cruise Ships $10,001 -$100,000 Stock 4/26/2018
CDW Corp/DE Information Technology $10,001 -$100,000 Stock 3/21/2018
Celgene Corp Pharmaceuticals $10,001 -$100,000 Stock 5/4/2018
Cerner Copr Healthcare $2,000 -$10,000 Stock 4/16/2018
Citizens Financial Group Financial Services $2,000 -$10,000 Stock 4/16/2018
Cullen Frost Bankers Inc Banking $10,001 -$100,000 Stock
Chiba Bank Ltd ADR Banking $2,000 -$10,000 Stock 4/16/2018 5/11/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC www.ippc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAHT POLITICAL PRACTICES COMMISSION


NAME OF BUSINESS ENTITY (Select from drop down Pat (mmIdd/2018)
THIS BUSINESS ACTIVITY (Select from drop down ist)
If "other," describe) ACQUIRED DISPOSED
Churchill Down Inc Horse Racing $2,000- $10,000 Stock 10/11/2018
Charter Commincations Inc Telecommunication $2,000 -$10,000 Stock 4/16/2018
Cinga Copr Insurance $2,000 -$10,000 Stock 4/16/2018
China Construction Bank Corp Banking $10,001 -$100,000 Stock 4/12/2018
Cincinnati Financial Corp Financial Services $10,001 -$100,000 Stock
Cielo SA Payment Solutions $2,000 -$10,000 Stock 4/12/2018
Chow Tai Fook Jewellery Group Jewelry $2,000 -$10,000 Stock 9/24/2018
Colgate-Palmolive Co Consumer Products $100,001 -$1,000,000 Stock 3/28/2018
Core Laboratories NV Energy $10,001 -$100,000 Stock 3/23/2018 10/26/2018
Clorox Co Consumer Products $10,001 -$100,000 Stock 5/4/2018
Canadian Imperial Bank of Commerce Banking $10,001 -$100,000 Stock 5/4/2018
Comc,ast Corp Media Broadcasting $10,001 -$100,000 Stock
CME Group Inc Electronic Trading Marketplace $2,000 -$10,000 Stock 4/18/2018
Chipotle Mexican Grill Inc Restaurants $2,000 -$10,000 Stock 5/8/2018
Cente Corp Medical Care $2,000 -$10,000 Stock 4/16/2018
CNH Industrials NV Transportation Equipment $2,000 -$10,000 Stock 4/16/2018
Canadian National Railway Goods Transportation Services $10,001 -$100,000 Stock 5/4/2018
CenterPoint Energy Inc Utilities $2,000 -$10,000 Stock 4/27/2018
Consolidated Communications Holdings Inc Telecommunication $2,000 -$10,000 Stock 4/26/2018
Cie de Saint-Gobain Manufacturer $10,001 -$100,000 Stock 4/12/2018 9/2/2018
Capitol One Financial Corp Financial Services $2,000 -$10,000 Stock 4/18/2018
CyrusOne Inc Data Center $2,000 -$10,000 Stock 7/6/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAJR POLITICAL PRACTICES COMMISSION

NATURE OF INVESTMENT IF APPLICABLE, LIST DATE 7

GENERAL DESCRIPTION OF FAIR MARKET VALUE mama from drop down list.
NAME OF BUSINESS ENTITY (mmkk1/201a)
THIS BUSINESS ACTIVITY (Select from &op down 14
Cooper Cos Inc Healthcare Products $10,001 -$100,000 Stock 3/21/2018
ConocoPhillips Energy Producer $2000- $10,000 Stock 4/16/2018
Costco Wholesaler Corp Retailer $10,001 -$100,000 Stock
Contivit Holdings Healthcare $10,001 -$100,000 Stock 3/23/2018
Canadian Pacific Railway Ltd Transportation $10,001 -$100,000 Stock 2/23/2018 5/4/2018
Campbell Soup Co Food Products $2,000 - $10,000 Stock 5/18/2018
Cathay Pacific Airways Ltd Airline Services $2,000 -$10,000 Stock 5/9/2018
Copart Inc Vehicle Sales $10,001 -$100,000 Stock 3/21/2018
Crane Co Engineer Manufacturing $2,000 -$10,000 Stock 4/26/2018
Charles River Labatories Inc Pharmaceuticals $10,001 -$100,000 Stock 9/11/2018
Salesforce.com Inc Software $2,000 -$10,000 Stock 4/16/2018
Credit Suisse Group AG Financial Services $10,001 -$100,000 Stock 4/12/2018

Cisco System Inc Network and Information Technology $100,001 -$1,000,000 Stock
CSL Ltd Pharmaceuticals $10,001 -$100,000 Stock 3/21/2018

CSX Corp Freight Transportation $10,001 -$100,000 Stock 2/23/2018
CenturyLink Inc Communication $2,000 -$10,000 Stock 4/16/2018
Continental AG Automotive Manufacturer $2,000 -$10,000 Stock 4/12/2018 8/7/2018

Cenovus Energy Oil $2,000 -$10,000 Stock 4/12/2018 10/15/2018
CVS Health Corp Pharmacy/Healthcare Provider $10,001 -$100,000 Stock
Chevron Corp Energy $10,001 -$100,000 Stock 4/30/2018 5/10/2018

Cemex SAB de CV Build Products $2,000 -$10,000 Stock 4/12/2018
Danone SA Food Processing $10,001 -$100,000 Stock 4/12/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list. (mm810(2018)
THIS BUSINESS ACTIVITY (Select from drop down list)
Xtrackers MSCI EAFE Hedged Equity ETF MSCI EAFE Dollar Hedge Index $100,001 -$1,000,000 Stock 4/4/2018
Xtrackers MSCI Japan Hedged Equity ETF MSCI Japan Dollar Hedge Index $2,000.- $10,000 Stock 8/16/2018
Deere & Co Agriculture/Construction Equipment $10,001 -$100,000 Stock 4/26/2018
Diageo PLC Alcohol Beverage Manufacturer $10,001 -$100,000 Stock 5/4/2018
Discover Financial Services Credit Card Issuer $10,001 -$100,000 Stock .
Quest Diagnostics Inc Medical Research $10,001 -$100,000 Stock 12/16/2018
Walt Disney Co Entertainment 4100,001 -$1,000,000 Stock
Dish Network Corp Broadcasting $2,000 -$10,000 Stock 4/16/2018 11/28/2018

Delek US Holdings Inc Holding Company $2,000 -$10,000 Stock 10/25/2018
Dolby Laboratories Audio Signal Systems $2,000 -$10,000 Stock 5/8/2018
Dollar Tree Inc Discount Variety Store Chain $10,001 -$100,000 Stock 4/26/2018
Deluxe Corp Business Services $100,001 -$1,000,000 Stock
Dunkin' Brands Group Inc Restaurants $2,000 -$10,000 Stock - 5/4/2018

DocuSign Inc Electronic Signature Solutions $10,001 -$100,000 Stock 10/23/2018
Dr Pepper Snapple Group Beverages $2,000 -$10,000 Stock 4/16/2018
Domino's Pizza Inc Restaurants $2,000 -$10,000 Stock 5/4/2018
Dill-Quip Inc • Offshore Drilling Equipment $2,000 - 410,000 Stock 3/21/2018 5/2/2018
Daiwa Securities Group Inc Financial Services $2,000 -$10,000 Stock 4/16/2018
DaVita Inc Healthcare $2,000 - $10,000 Stock 4/16/2018
Dell Technologies Inc . Computer Technology • $10,001 -$100,000 Stock
Devon Energy Corp Energy $2,000 -$10,000 Stock 4/16/2018 12/6/2018

eBay Inc _ ecommerce $10,001 -4100,000 Stock 4/16/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTRY (Select from drop down list. (mm/dd/2018)
THIS BUSINESS ACTIVRY (Select from drop down est)
Encana Corp Energy $2,000 -$10,000 Stock 4/12/2018
Ecolab Inc Food servicing $10,001 -$100,000 Stock 5/4/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list (mm/cid/2018)
THIS BUSINESS ACTIVITY (Select from drop down Nst)
If 'other, describe) ACQUIRED DISPOSED
Consolidated Edison Inc :Energy Products and Services $2,000 -$10,000 Stock 4/27/2018
- -
iiShares MSCI EAFE ETF - 'MSC! EAFE Index $100,001 -$1,000,000 Stock
_
;iShares MSCI EAFE Growth ETF MSCI EAFE Growth Index ". $100,001 -$1,000,000 Stock 12/24/20181_
rElanco Animal Health Inc Animal Healthcare $10,001 -$100,000 4'Stock 9/21/2018
'iShares FP Morgan USD - - .1 $10,001 - $100,000- iStoCk
.Emerging Markets Bond ETF Emerging Markets Bond Index 5/2/2018
rt-MCOR_Group_Inc_ Mechanical and Electrical Construction $2,000 -$10,000 'Stock 5/4/2018
(Eastman Chemical Co Chemicals $2,000 - $10,000 Stock f 4/16/20181
Emerson Electric Co Electronic Equipment $10,001 -$100,000 !Stock
En. bridge . Inc . Energy Products and Services $10,001 -$100,000 'Stock ' -5/14/2018
EnLink Midstream LLC Energy Products and Services $2,000 - $10,000 'Stock - 4/26/201-Et
'Energizer Holdings Inc Batteries and Flashlight Manufacturer $2,000 -$10,000 'Stock 4/26/20181
Entegris Holdings Electronic Equipment $2,000 -$10,000 !Stock I 5/4/2018
EOG Resources
4Natural Gas and Crude Oil
Pacific ex Japan Index
$2,000 - $10,000 !Stock 4/16/2018
liShares MSCI Pacific ex Japan ETF $10,001 -$100,000 [Stock 3/26/2018'
1EP-R Plopertie-s- Real Estate 1 $2,000 - $10,000 'Stock 4/26/2018'
Equinix Inc Real Estate i $10,001 - $100,000 iStock 4/27/2018'
f Express Scripts Holding Co 'Pharmaceuticals $2,000 - $10,000 ''Stock 4/27/2018 F
Entercome Communications Corp ---4-Broadcasting $2,000 - $10,000 !Stock I 4/27/2018,
Eaton Corp PLC jEngineering Products $100,001 -$1,000,000 Stock iL
1 -"tsy Inc
-_ lecommerce $2,000 - $10,000 Stock - 1--- 8/17/2018:-
Envision Healthcare Corp THealthcare $2,000 - $10,000 Stock -I 4/16/2018
--1- -4-
rEvercore Inc !Investment Banking $2,000 -$10,000 Stock 5/4/2018
iBanking I
-
East West Bancorp $2,000 -$10,000 Stock 4/26/2018
!-i-§Rares MSCI CanadaETF li_vISCI Canada Custom Capped Index $10,001 -$100,000 Stock t 3/26/2018
flare MSCI JapanETF Tmsci Japan Index $100,001 -$1,000,000 ,Stock I 3/26/2018'
Exelon Corp tUtility Services $2,000 -$10,000 Stock I 4/27/2018
Exelixis Inc ._ - IBiotech $2,000 - $10,000 IStock 12/13/2018
nle Materials Inc Supplies Industrial Building Supplies $2,000 -$10,000 Stock 5/4/2018, 12/13/2018
!Expeditors International of Washington Inc IGlobal Logistics $10,001 - $100,000 Stock 1 3/21/2018;
FPPC Form 700(2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC wwwippc.ca.gov
SCHEDULE A-1 CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from dnop down list, (mmidd12018)
THIS BUSINESS ACTIVITY (Seiect from diop down list)
if "other,' describe) ACQUIRED DISPOSED
Expedia Group Inc Travel $10,001 -$100,000 Stock
iShares MSCI Eurozone ETF MSCI EMU Index $10,001 -$100,000 Stock 3/26/2018
Ford Motor Co Automobile $2,000 -$10,000 Stock 4/16/2018
Diamondback Energy Inc Oil and natural gas company $2,000 -$10,000 Stock 5/4/2018
Facebook Inc Social Media $10,001 -$100,000 Stock 4/16/2018
Fedex Corp Shipping Services $10,001 -$100,000 Stock 4/26/2018
Fidelity National Information Servicess Inc Financial Services $2,000 -$10,000 Stock 4/16/2018
Fiserv Inc Information Technology $2,000 -$10,000 Stock 5/18/2018
Fifth Third Bancorp Financial Services $2,000 -$10,000 Stock 5/18/2018
FLIR Systems Inc Camera Manufacturing $10,001 -$100,000 Stock 044/20/18
Flowers Foods Inc Food Producer $10,001 -$100,000 Stock 5/4/20i8
Fly Leasing Ltd Commercial Aviation $100,001 -$1,000,000 Stock 5/2/2018
FNB Corp/PA Financial Services $2,000 -$10,000 Stock 4/16/2018
Fidelity National Financial Inc Financial Services $2,000 -$10,000 Stock 4/26/2018
Fox Corp Entertainment $2,000 -$10,000 Stock 4/16/2018
First Republic Bank/CA Banking $10,001 -$100,000 Stock
TechnipFMC PLC Oil and natural gas company $2,000 -$10,000 Stock 4/12/2018
Fortinet Inc Security $2,000 -$10,000 Stock 5/8/2018
Fortis Inc/Canada Gas and Electric Distribution $10,001 -$100,000 Stock
HB Fuller Co Manufacturing $2,000 -$10,000 Stock 4/16/2018
Liberty Media Corp-Liberty Formula One Media $2,000 -$10,000 Stock 4/16/2018
General Dynamics Corp Defense $10,001 -$100,000 Stock 4/26/2018
General Electric Diversified Technology/Manufacturing $100,001 -$1,000,000 Stock 2/1/2018
Graco Inc Manufacturing $2,000 -$10,000 Stock 5/4/2018
GGP Inc Real Estate $2,000 -$10,000 Stock 4/27/2018
Gilead Sciences Inc Pharmaceuticals $10,001 -$100,000 Stock 1/30/2018
Corning Inc Global Technology $10,001 -$100,000 Stock
General Motors Co Automotive Manufacturing $2,000 -$10,000 Stock 5/1/2018
Acushnet Holdings Corp Golf holdings company $2,000 -$10,000 Stock 4/26/2018
Alphabet Inc Technology Holding Company $10,001 -$100,000 Stock 4/26/2018
FPPC Form 700 (2018/2019) Sch. A-1



GENERAL DESCRIPTION OF FAIR MARKET VALUE (nun/cid/2018)
NAME OF BUSINESS ENTITY (Select from drop down list.
THIS BUSINESS ACTIVITY (Select from drop down list) ACQUIRED DISPOSED
If "other," describe)
Gramerct Property Trust Real Estate $2,000 - $10,000 Stock 4/26/2018 7/12/2018
Garmin Ltd Navigation Communications $2,000 - $10,000 Stock 4/26/2018
GrubHub Inc Online food delivery platform $2,000- $10,000 Stock 5/4/2018
- Stock
Goldman Sachs Group Inc Financial Services $10,001 - $100,000
GlaxoSmithKline PLC Pharmaceuticals $10,001 -$100,000 Stock
Guidewire Software Inc Software $2,000 -$10,000 Stock 5/4/2018
VVW Grainger Inc Manufacturing $10,001 - $100,000 Stock .
Great Plains Energy Incorperated Electric Utility Company $2,000- $10,000 Stock 4/26/2018
Hawaiian Holdings Inc . Transportation $2,000- $10,000 Stock 4/26/2018
Halliburton Co Energy and Engineering Services $2,000 -$10,000 Stock . 4/16/2018
Hasbro Inc Toy Manufacturer $10,001 -$100,000 Stock 4/3/2018
HCA Healthcare Inc Healthcare $2,000 - $10,000 Stock 4/27/2018
Healthcare Services Group Inc Healthcare $100,001 -$1,000,000 /Stock 514/2018
Home Depot ' Home Improvement Retailer $10,001 -$100,000 Stock •
HeidelbergCement AG Manufactures building materials $2,000 -$10,000 Stock 4/12/2018
Hengan International Group Co Ltd Personal Hygiene Manufacturer $2,000 -$10,000 Stock 4/12/2018 -
-..
Hess Corp Global Independent Energy $2,000- $10,000 Stock 4/27/2018 11/28/201.8
_ 4/16/2018
HollyFrontier Corp Petroleum Products $2,000 -$10,000 Stock
Hilton Grand Vacations Inc Timeshare resorts $2,000 -$10,000 Stock 5/4/2018 10/11/2018
Hartford Financial Services Group Inc Insurance $2,000 -$10,000 Stock 5/1/2018 12/16/2018
Hecla Mining Co Mining $2,000 - $10,000 Stock 6/4/2018 11/8/2018
Helix Energy Solutions Group Inc Offshore oil operator $2,000 -$10,000 Stock 10/5/2018
Honda Motor Co Ltd Automobile Manufacturer $10,001 -$100,000 Stock 4/12/2018
HNI Corp Manufactures officer furniture $2,000 -$10,000 Stock . 4/26/2018
\.Hoya Corp Semiconductors $2,000 - $10,000 Stock• 9/21/2018
Honeywell International Inc Technology $10,001 -$100,000 * Stock
Hope Bancorp Inc Banking $2,000 -$10,000 Stock 4/16/2018
Helmerich & Payne Inc Oil and Gas Drilling $10,001 -$100,000 Stock
Hewlett Packard Enterprise Co - Information Technology $10,001 -$100,000 Stock
,
HP Inc • Printing and Computing Systems $10,001 -$100,000 Stock 5/2/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from dmp down list. (nunkIcli2018)
Hill-Rom Holdings Inc Healthcare Manufacturing $2,000- $10,000 Stock 4/16/2018
Hormel Foods Corp Food Producer $10,001 -$100,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list. (mmidd12018)
If "other," desctibe) ACQUIRED DISPOSED
HCBC Holdings PLC Financial Services $10,001 - $100,000 Stock
Henry Schein Inc Healthcare Products $2,000- $10,000 Stock 4/16/2018
Hershey Co Candy Manufacturer _ $2,000 - $10,000 Stock 4/27/2008
,
Hercules Capital Inc Venture Capital Firm $2,000- $10,000 Stock 4/26/2018 11/14/2018
Hitachi Ltd Electronics $10,001 -$100,000 Stock 4/12/2018
Huazhu Group Ltd Hotel Operator $2,000 - $10,000 Stock 5/4/2018
Hubbell Inc Electronics $2,000 - $10,000 Stock 4/26/2018
Humana Inc Healthcare $2 000 - $10,000 Stock 4/27/2018 10/23/2018
Huntsman Corp Chemical Manufacturer $2000- $10,000 Stock 4/26/2018
. _
Hypera SA Pharmaceuticals $2,000 - $10,000 Stock 4/12/2018
IAC/InterActive Copr Media $2,000 -$10,000 Stock 5/4/2018
Interactive Brokers Group Inc Financial Services $10,001 -$100,000 Stock 12/18/2018
International Business Machine Corp Computers $10,001 -$100,000 Stock
Intercontinental Exchange Inc Global Trade $2 000 - $10,000 Stock 4/16/2018
ICON Plc Pharmaceuticals _ __ $2,000 - $10,000 Stock 5/4/2018
ICU Medical Inc Medical Manufacturing $2,000 - $10,000 Stock 4/16/2018
iShares Core MSCI EAFE ETF MSCI EAFE Index $100,001 -$1,000,000 Stock 5/21/2018
iShares Core MSIC Emerging Markets ETF MSCI Emerging Markets Index $100,001 -$1,000,000 Stock 3/26/2018
iShares Core MSCI Europe ETF MSCI Europe Index _ $2,000 -$10,000 Stock 3/26/2018
IDEX Corp Manufacturer $2,000 -$10,000 Stock 4/26/2018
iShares Core S&P Mid-Cap ETF MSCI Mid-Cap Index $100,001 -$1,000,000 Stock 3/26/2018
iShares Core S&P Small-Cap ETF MSCI Small-Cap Index $100,001 -$1,000,000 Stock 3/26/2018
Illumina Inc Medical Technology $10,001 - $100 000 Stock 4/16/2018
Incitec Pivot Ltd Chemical Manufacturer $10,001 -$100,000 Stock 4/12/2018
HIS Market Ltd Data Analytics $2,000 -$10,000 Stock 4/27/2018
Infosys Ltd Information Technology $2,000 -$10,000 Stock 4/12/2018
Ingredion Inc Refines Corn $2,000 -$10,000 Stock • 4/26/2018
Intel Corp Information Technology $100,001 -$1,000,000 Stock
lonis Pharmaceuticals Inc Biotech $2,000- $10,000 Stock 5/4/2018 10/11/2018
International Paper Co Paper Manufacturer $2,000 -$10,000 Stock 4/27/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helaine: 866/ASK-FPPC www.fppc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list. (mmIdd12018)
If "other,' descnbe) ACQUIRED. DISPOSED
Bloomberg Barclays US Gov Inflation Bond $2,000 -$10,000 Stock .
SPDR Bloomberg Barclays TIPS ETF Index 3/27/2018
Intesa Sanpaolo SPA Financial Services $10,001 -$100000 _ Stock 4/12/2018
-
Itau Unibanco SA Banking $10,001 - $100,000 Stock 4/12/2018
Illinois Tool Works Manufacturer $10,001 -$100,000 Stock
iShares S&P 500 Value ETF S&P 500 Value TR Index $10,001 -$100,000 Stock 3/26/2018 10/30/2018
Invesco Ltd Financial Services $2,000 -$10,000 Stock . 4/16/2018 ' 2/6/2018
iShares US Real Estate ETF Real Estate $100,001 -$1,000,000 Stock 4/2/2018
Jazz Pharmaceuticals PLC Pharmaceuticals $2,000 -$10,000 Stock 5/4/2018
Johnson Controls International plc Building Products and Technology $2,000- $10,000 Stock 4/16/2018
j2 Global Inc . Cloud Computing $2000- $10,000 Stock 4/26/2018
Jacons Engineering Group Inc ' Construction Services $100,001 - $1,000,000 Stock
Jack Henry & Associates Inc Computer Systems $10,001 -$100,000 Stock 3/21/2018
Johnson & Johnson Health Care Products $100,001 -11,000,000 Stock
JPMorgan Chase & Co • Financial Services $10,001 -$100,000 -Stock l
James River Group Holdings Ltd Insurance $2,000 - $10,000 Stock 4/26/2018
Kellogg Co Food Manufacturer $2,000 - $10,000 Stock
KAR Auction Services Inc Auction Services $2,000 - $10,000 . Stock 4/26/2018
Kraft Heinz Co Food Manufacturer $2,000 - $10,000 Stock 4/16/2018
Kulicke & Soffa Industries ' Manufacturer $2,000 - $10,000 Stock 7/25/2018 _
-
Kinder Morgan Inc Energy Storage $2,000 -$10,000 Stock 4/16/2018
Carmax Inc Auto Retailer $10,001 -$100,000 , Stock 4/26/2018
Coca Cola Co . Beverage Manufacturer $10,001 -$100,000 Stock .
KT Corp Telecommunication Services ' $2,000 - $10,000 Stock 4/12/2018
' Invest in MLPs and Midstream Energy • $10,001 -$100,000 Stock
Kayne Anderson MLP/Midstream Investment Co Companies 4/26/2018
Lithia Motors Inc . Used Vehicles $2,000- $10,000 Stock • 5/8/2018 10/15/2018
LCI Industries Manufactures Recreation Vehicles $2,000 -$10,000 Stock 7/19/2018
Leidos Holdings Inc Scientific System ,Solutions $2,009 -$10,000 StOck 4/30/2018
Lincoln Electric Holdings Inc Welding Products • $2,000 -$10,000 Stock • 4/30/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list, (mm/cid/201a)
THIS BUSINESS ACTNITY (Select from drop down Nst)
If 'Other," describe) ACQUIRED DISPOSED
iShares JP Morgan EM Local Currency Bond ETF JP Morgan GBI-EM Global Diversified $2.000 - $10,000 'Stock 3/28/2018 5/25/2018
,Littelfuse Inc ;Electronics Manufacturer $2,000- $10,000 'Stock 4/30/2018
1---
Lennox International Inc Climate Control Solutions $10,001 -$100,000 Stock 3/23/2018
$2,000- $10,000 Stock
L3 Technologies Inc Communication and Electronics Equipment 5/1/2018 11/28/2018
Eli Lilly & Co ;PharMaceuticals $2,000 - $10,000 Stock ,2 8/28/2018 ,
Legg Mason Inc 'Global Asset Management Company J$2,000 -$10,000 Stock 4/18/2018r
Lockheed Martin Corp 1 ,Defense Contractor J $10,001 -$100,000 Stock 4/5/2018
Lincoln National Corp Financial Services $2,000 -$10,000 Stock 4/18/2014_ 11/28/2018
peniere Energy Inc Energy operations $2,000 - $10,000 Stock 5/8/2018 10/10/2018
____t
$2,000 -$10,000 Stock
Alliant Energy Corp Supplies electricity, water and natural gas 4/30/2018.
Lowe's Cos Inc Home Improvement Retailer Over $1,000,000 [Stock
Index of Investment Grade $10,001 -$100,000 Stock
iShares iBo)c< Investment Grae Corporate Bond ETF Corporate Bonds 3/28/2018
Lam Research Corp Semiconductors $2,000 -$10,000 Stock 10/12/2018
Large/Midcap stocks with factor style $100,001 -$1,000,000 Stock
iShres Edge MSCI Multifactor USA ETF constraints 5/7/2018
1Landstar Systems Inc Truckload Carrier $10,001 -$100,000 Stock 3/23/2018
Southwest Airlines
_ Co . Transportation $2,000 -$10,000 Stock 4/30/2018
LyondellBasell Industries NV *Manufacturer $10,001 -$100,000 Stock
Live Nation Entertainment Inc Entertainment $2,000 -$10,000 Stock 5/8/2018
MasterCard Inc ..; Payment Services $2,000 -$10,000 Stock 4/18/2018
Manhatten Associates Inc Information Technology $10,001 -$100,000 Stock 3/23/2018 4/6/2018
Marriott International Inc/MD Hotel Franchise $2,000 -$10,000 Stock
McDonald's Corp .I,Restaurants $100,001 -$1,000,000 Stock
Microchip Technology Inc Technology $100,001 -$1,000,000 Stock
McKesson Corp Pharmaceuticals $2,000 -$10,000 Stock 4/18/2018
Mondelez International Inc Food and Beverage Company $2,000 -$10,000 Stock 5/1/2018
Medtronic PLC Medical Products $10,001 -$100,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC wwwippc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700


GENERAL DESCRIPTION OF FAIR MARKET VALUE (mm/cid/201e)
NAME OF BUSINESS ENTITY (Select from drop down list
MDU Resources Group Inc Commercial Services $10,001 -$100,000 Stock 4/4/2018
MercadoLibre Inc Online Trading $2,000 -$10,000 Stock 5/8/2018
IVIetLife Inc Insurance $10,001 -$100,000 Stock
American Fundamental Investors Mutual Fund Mutual Fund $100,001 -$1,000,000 Stock 4/3/2018
Daimonf Hill Small Cap Mutual Fund Small Cap Mutual Fund $100,001 -$1,000,000 Stock 4/2/2018
Harding Loevner International Equity International Manager $100,001 -$1,000,000 Stock 12/24/2018
Loomis Syales Bond Fund Bond Fund Manager $10,001 -$100,000 Stock 4/3/2018
FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests - Name

NATURE OF INVESTMENT IF APPLICABLE. LIST DATE

GENERAL DESCRIPTION OF FAIR MARKET VALUE 01m/01d/2018)
If "other," describe)
Thornburg Developing World Fund International Mutual Fund $100,001 -$1,000,000 Stock
AMG Southern US Equity Fund US Mutual Fund $100,001 :$1,000;000 Stock 4/2/2018
Stock 4/2/2018
Loomis Sayles Strategic Income Fund US Income Fund _ $100,001 -$1,000,000
Pimco Rae Fundamental Advantage Plus Fund - US Income Fund $100,001 -$1,000,000 Stock 4/6/2018
US Income Fund $100,001 -$1,000,000 Stock 4/2/2018
Pimco All Asset All Authority Fund
International Mutual Fund $100,001 - $1 ,00p,000 Stock 4/16/2018
Cambiar International Equity
Flooring Manufacturer $2,000- $10,000 rStock 10/23/2018
Mohawk lndustires Inc
Food Equipment Manufacturer $2,000 -$10,000 Stock 5/4/2018
Middleby Corp .
PIMCO Enhanced Short Manturity $100,001 -.$1,000,000 Stock
Active Exchanged-Traded Fund Bond Fund 4/4/2018
Spices Distributer $10,001 -$100,000 Stock .
McCormick & Co Inc
Semiconductor $2,000 -$10,000 Stock 4/26/2018
MKS Instruments Inc
Construction $10,001 -$100,000 Stock 4/16/2018
Martin Marietta Materials Inc
6---
Barclays Capital AMT-Free Long Municipal $2,000 -$10,000 Stock
VanEck Vectors AMT-Free Long Muni Index 3/26/2618 11/5/2018
Business Services $10,001 - $100,000 Stock 4/3/2018
Marsh & McLennan Cos Inc
Various Manufacturing $100,001 -$1,000,000 Stock
3M Co
Monster Beverage Corp Beverage Manufacturing $2,000 -$10,000 • Stock 4/16/2018
Momenta Pharmaceuticals Inc Pharmaceuticals $2,000 -$10,000 Stock 5/4/2018 10/9/2018

Tobacco Holding Company $10,001 -$100,000 Stock 4/3/2018
Altria Group Inc
Agriculture Distributor $2,000 - $10,000 Stock 4/16/2018
Mosaic Co
Real Estate $2,000 -$10,000 Stock 4/26/2018
Medical Properties Trust Inc
Healthcare $10,001 -$100,000 Stock 2/23/2018 5/2/2018
Merck & Co Inc
Financial Services $2,000 - $10,000 Stock 4/16/2018
Morgan Stanley •
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helphne: 866/ASK-FPPC www.fppc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700

<BLUE> is a required field_ _

GENERAL DESCRIPTION OF FAIR MARKET VALUE (mmidd/2018)
NAME OF BUSINESS ENTITY (Select from drop dovm list
THIS BUSINESS ACTIVITY (Select from drop down 1st)
lf ^other° describe) ACQUIRED DISPOSED
MSA Safety Inc 1.Safety Product Manufacturer $2000- $10,000 'Stock 4/26/2018
MSCI Inc 'Investment Firm $10,001 -$100,000 Stock 3/21/2018
Microsoft Corp iTechnology $100,001 -$1,000,000 Stock
Mettler-Toledo International Inc Weighing Instruments $2,000 - $10,000 Stock 4/27/2018
Vail Resorts Inc Resorts Operations $2,000 -$10,000 Stock 5/4/2018

Muenchener $2,000 - $10,000 Stock
Rueckversicherungs-Gesellschaft AG
in Muenchen Financial Services 4/12/2018
Maxim Integrated Products Inc Circuit Manufacturing . $2,000 -$10,000 Stock 4/3/2018
Navient Corp Educational Loan Portfolio Management $2,000- $10,000 Stock 5/4/2018
Nordson Corp Adhesive Manufacturer $10,001 -$100,000 Stock 3/21/2018
ris-1-
e-xtera Energy Inc Sustainable Energy Distributor $100,001 -$1,000,000 Stock
I-- Mining $2,000 -$10,000 Stock 4/16/2018
Newmont Mining Corp
Neogen Corp Food and Animal Safety Producer $2,000 -$10,000 Stock • 4/16/2018
NewMarket Corp Fuel and Lubricant Products $10,001 -$100,000 Stock
New Relic Inc Cloud Computing $2,000 -$10,000 Stock 12/10/2018

,-
Netflix Inc Entertainment $2,000 - $10,000 Stock 4/16/2018
National grid PLC Utility Company $10,001 -$100,000 Stock 5/4/2018
National Health investors Inc Health Services $2,000 -$10,000 Stock 4/26/2018
NiSource Inc Energy Holding Company $2,000 -$10,000 Stock 4/27/2018
NIKE Inc Athletic Apparel $10,001 -$100,000 Stock 4/26/2018
Annaly Capital Management Inc Asset Manager $2,000 -$10,000 Stock - 4/16/2018
National Retail Properties Inc Real Estate $2,000 -$10,000 Stock 6/19/2018k
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC mrww.fppc.ca.gov
' SCHEDULE A-1
CALIFORNIA FORM 700

(Ownership Interest is Less Than 10%) .Mary Nichols

GENERAL DESCRIPTION OF FAIR MARKET VALUE (mm/dd/2018)
. NAME OF BUSINESS ENTITY (Select from drop down list.
ff "other," describe) ACQUIRED DISPOSED
Northrop Grumman Corp Defense $2,000 - $10,000 Stock 5/18/2018
National Oilwell Varco Inc- Oil and Gas Drilling $2,000 -$10,000 Stock 4/16/2018
Rail Transportation Services $10,001 -$100,000 Stock -
Norfolk Southern Corp .-
Packed Food Company' $10,001 -$100,000 Stock
Nestle SA
Nintendo Co Ltd Video Games • . $2,000 -$10,000 Stock 4/12/2018
Nutanix Inc ' Cloud Computing $10,001 -$100,000 Stock 5/4/2018

__.
Northern Trust Copr Financial Services $10,001 -$100,000 Stock
Nucor Corp• Steel Manufacturing $10,001 -$100,000 Stock , 10/23/2018
NVIDIA Corp 3D Graphic Processors $2,000 - $10,000 Stock 4/16/2018
Novo Nordisk A/S Pharmaceuticals $10,001 -$100,000 Stock' 5/2/2018
Novartis AG Healthcare Products $10,001 -$100,000 Stock
Newell Brands Inc Consumer Products Stock
Realty Income Corp . Real Estate Stock 4/3/2018
Owens Coming Building Supplies Stock 5/4/2018
Old Dominion Freight Lines Inc Transportation Stock 5/4/2018
Omega Healthcare Investors Inc Real Estate Stock 4/26/2018 .

iPath B S&P GSCI Crude Oil TR E
. TN Crude Oil Index . Stock 5/23/2018
Diversified Energy Company Stock '
Oneok Inc
Owen & Minor Inc Medical and Surgical Supplies Stock
Oracle Corp 0 Cloud Computing Stock.
0 Reilly Automotive Auto Maintenance Stock
Occidental Petroleum Corp Crude Oil and Natural Gas Producer $100,001 -$1,000,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTRY (Select from drop down list. (mmidd/2018)
THIS BUSINtSS ACTIVITY (Select (mm dmp down list)
If "other" describe) ACQUIRED DISPOSED
Bank Ozk Banking $10,001 -$100,000 Stock 8/20/2018
Bank of the Ozarks Inc • Banking $10,001 -$100,000 Stock• 3/21/2018
PacWest Bancorp Banking $2,000 - $10,000 Stock 4/16/2018
Phibro Animal Health Corp Animal Health and Nutrition- $2,000 -$10,000 Stock 4/16/2018
Palo Alta Networks Inc Network Security Solutions . $10,001 -$100,000 Stock 5/4/2018
Paychex Inc Payroll Solutions $10,001 -$100,000 Stock 4/3/2018
Prestige Consumer Healthcare Inc Healthcare . $2,000 -$10,000 Stock 4/16/2018
ProSiebenSat.1 Media SE TV Broadcasting $2,000- $10,000 Stock 5/31/2018 10/15/2018
PACCAR Inc Truck Producer $2,000 -$10,000 Stock 4/27/2018

Invesco Optimim Yield Diversified $2,000- $10,000 Stock
Commodity Strategy No K-1, ETF Commodity Strategy ETF 8/16/2018
Patterson Cos Inc Dental Products Producer $10,001 -$100,000 Stock 4/16/2018
Public Service Enterprise Group Inc Utility Company $2,000 -$10,000 Stock 4/27/2018
Pepsico In Beverage and Food Services $10,001 - $1.00,000 Stock
Pfizer Inc Pharmaceuticals $10,001 -$100,000 Stock
Principal Financial Group Inc Financial Services $2,000 -$10,000 Stock 4/16/2018
Procter & Gable Co Consumer Products $10,001 -$100,000 Stock 5/2/2018
Progressive Corp . Insurance $10,001 -$100,000 Stock
PGT Innovations Building Producer $2,000 - $10,000 Stock 10/5/2018
PulteGroup Inc Constructs Homes .$2,000 - $10,000 Stock 5/4/2018 12/13/2018
ParcelPal Technology Inc Operates a courier Platform $2,000 -$10,000 Stock 4/26/2018
POSCO Steel Manufacturing. $2,000 - $10,000 Stock - _ 4/12/2018
Prologis Inc Real Estate . $2,000 - $10,000 Stock 4/27/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


GENERAL DESCRIPTION OF FAIR MARKET VALUE (min/cid/2018)
NAME OF BUSINESS ENTITY (Select from drop dowry 1st.
Tobacco Holding Company $10,001 -$100,000 Stock 4/3/2018 8/24/2018
Philip Morris International Inc
Financial Services $100,001 -$1,000,000 Stock
PNC Financial Services Group
Utility Company $2,000 -$10,000 Stock 4/26/2018
Pinnacle West Capital Corp
Swimming Pool Supplies $10,001 -$100,000 Stock 3/21/2018
Pool Corp
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700
Stocks, Bonds, and Other interests Name

t NATURE OF INVESTMENT IF APPLICABLE, LIST DATE

GENERAL DESCRIPTION OF FAIR MARKET VALUE (mm/M/2018)
If "other" describe)
Power Integrations Inc Analog Integrated Circuit Producer $2,000 -$10,000 Stock 5/4/2018
P0 Group Holdings Inc Chemical Holdings Company $2,000 - $10,000 Stock 4/16/2018
PRADA SpA Italian Fashion $2,000 -$10,000 Stock 4/12/2018
Primerica Inc Financial Services $10,001 -$100,000 •Stock 3/21/2018
Financial Services $10,001 -$100,000 Stock 4/16/2018
Prudential Financial Inc
Real Estate $2,000 -$10,000 Stock 4/27/2018
Public Storage REIT
Energy Company $2,000 - $10,000 Stock 4/3/2018
Phillips 66
Financial Services $10,001 -$100,000 Stock 5/2/2018
Prudential PLC
Gas Company $10,001 -$100,000 Stock 4/16/2018
Praxair Inc
Pioneer Natural Resources Co Gas Exploration Company $10,001 - $100,000 Stock 5/4/2018
PayPal Holdings Inc Digital Payments $10,001 -$100,000 Stock 4/16/2018

$10,001 - $100,000 Stock
Invesco National AMT-Free Municipal Bond ETF Long tern Core Plus Muni Securities Index 3/26/2018 11/5/2018
Digital Communication . $100,001 -$1,000,000 Stock
Qualcomm Inc
Science Research $2,000 -$10,000 Stock 4/16/2618
Qiagen NV
Qualys Inc Information Technology $2,000 -$10,000 Stock 7/19/2018
Qurate Retail Inc ecommerce Services $2,000 -$10,000 Stock 4/16/2018
Reckitt Benckiser Group PLC - Consumer Products $2,000 - $10;000 Stock• 2/12/2019
Royal Bank of Scottland Banking $10,001 -$100,000 Stock. 4/12/2018
Roger Communications Inc Communication $2,000 -$10,000 Stock 5/2/2018
Regeneron Pharmaceuticls Inc Pharmaceuticals $2,000 - $10,000 Stock 5/4/2018
Reinsurance Group of America Inc Insurance $2,000 -$10,000 Stock . 5/4/2018
Roche Holdings AG Pharmaceuticals $10,001 -$100,000 Stock 4/16/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Ton-Free Hetpline: 866/ASK-FPPC wwwippc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list. (rnmAld(2018)
Red Hat Inc Software $10,001 - $100,000 Stock 5/4/2018
RLI Corp Insurance $100,001 -$1,000,000 Stock 3/26/2018
Gibraltar Industries Inc Metal and building materials . $2,000 -$10,000 Stock 4/27/2018 10/23/2018
RBC Bearings Inc Bearing Manufacturer $10,001 -$100,000 Stock 3/21/2018
RPM International Lin Chemical Manufacturing $2,000 - $10,000 Stock 4/16/2018
RPT Realty Real Estate 82,000 -$10,000 Stock 4/26/2018 .
Republic Services Inc Solid Waste Services $2,000- $10,000 Stock 4/27/2018
Raytheon Co Defense Company $10,001 -$100,000 Stock 6/26/2018
Sage Therapeutics Inc Medical $2,000 -$10,000 Stock 5/4/2018
Banco Santander SA Banking $10,001 -$100,000 Stock 4/12/2018

-...._
SAP SE Software $100,001 -$1,000,000 Stock 4/12/2018
Saimpem SpA Drilling Services $2.000 - $10,000 Stock 6/8/2018

_
Schneider Electric SE Electrical Power Products $2,000 -$10,000 Stock 4/12/2018
. _.
Signature Bank New York Banking $10,001 -$100,000 Stock 3/21/2018
. Coffee Producer $10,001 -$100,000 Stock
Starbucks Corp
Scana Corp Electric and Natural Gas Utility $10,001 -$100,000 Stock
Schwab Charles Corp Financial Services $10,001 -$100,000 Stock 4/16/2018
Shinhan Financial Group • Financial Services $2,000 - $10,000 Stock , 5/11/2018

$10,001 - $100,000 Stock .
Siemens AG Engineering and Manufacturing Company 3/26/2018
SiteOne Landscape Supply Landscape Supplies Distributor $10,001 -$100,000 Stock 10/8/2018
Tanger Factory Outlet Centers Inc Real Estate $2,000- $10,000 Stock 4/26/2018
Schlumberger Ltd Oil Services Company $10,001 -$100,000 Stock 4/12/2018

...
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down 1st. (nun/W/201e)
If "other," descdbe) ACQUIRED DISPOSED
Standard Life Aberdeen PLC Investment Company $10,001 -$100000 Stock 11/15/2018
Sumitomo Mitsui Financial Group Financial Services $10,001 -$100,000 Stock 4/12/2018
Scotts Miracle Gro Lawn and Garden Products $10,001 -$100,000 Stock 3/21/2018
Snap-on Inc Tool and Equipment Manufacturing $10,001 -$100,000 Stock 3/21/2018
Sony Corp Electronics $2,000 -$10,000 Stock 4/12/2018
Synovus Financial Corp Financial Services $2,000 - $10,000 Stock 11/8/2018
Simon Property Group Inc Real Estate $2,000 -$10,000 Stock 4/3/2018
Splunk Inc Software $10,001 -$100,000 Stock 4/16/2018
Sensata Technologies Holding PLC Electronics $2,000 -$10,000 Stock 4/12/2018
Steris PLC Infection Prevention Services $10,001 -$100,000 Stock 4/16/2018
Equinor ASA Energy Company $10,001 -$100,000 Stock 4/12/2018
State Street Corp Asset Manager $2,000 -$10,000 Stock 4/16/2018

Constellation Brand Inc Alcoholic Beverages $2,000 -$10,000 Stock 4/16/2018 12/4/2018
Suncor Energy Inc Energy Company $10,001 -$100,000 Stock 2/23/2018 4/12/2018
Supernsu Pharmaceuticals Inc Pharmaceuticals $2,000 -$10,000 Stock 5/8/2018
Stanely Black and Decker Inc Hand Power Tool Manufacturer $2,000 -$10,000 Stock
Skyworks Solutions Semiconductor $2,000 -$10,000 Stock 10/10/2018 11/28/2018
Sensient Technologies Corp Fragrances Producer $2,000 -$10,000 Stock 4/18/2018 12/16/2018
Symantec Corp Security Systems $2,000 -$10,000 Stock 4/18/2018
Sysco Corp Food Distribution Services $10,001 -$100,000 Stock 11/28/2018
AT&T Inc Communications $10,001 -$100,000 Stock
Molson Coors Brewing Co Beer Producer $10,001 -$100,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700

<BLVE> is a required field

NAME OF BUSINESS ENTITY (Select from drop down list. (mmickU2018)
If "other, describe) ACQUIRED DISPOSED
Teradata Corp Database Management Company $2,000 -$10,000 Stock 5/18/20181 11/1/2018
Bio-Techne Corp Biotechnology $2,000 -$10,000 Stock 4/18/2018 9/7/2018
TE Connectivity Ltd Electronics and Telecommunications - $10,001 -$100,000 Stock
Teradyne Inc Semiconductor $10,001 -$100,000 Stock. 3/23/2018
Teva Pharmaceutical Industries Ltd Pharmaceuticals $10,001 -$100,000 Stock 4/16/2018
Teleflex Inc Medical Technology $2,000 -$10,000 Stock 4/30/2018
Target Corp Consumer Products Retailer $10,001 -$100,000 Stock 11/28/2018
Thor Industries Inc Recreation Vehicles $100,001 -$1,000,000 Stock
Telecome Italia SpA/Milano Telecommunications I $2,000 -$10,000 Stock 4/16/2018

h Apparel and Home Fashion Retailer $2,000 -$10,000 Stock 5/1/2018
1TJX Cos Inc
Thyssenkrupp AG Steel and Automobile Parts $10,001 -$100,000 Stock 4/16/2018
Turkiye Garanto Bankasi AS Banking Services $2,000 -$10,000 Stock 4/16/2018
Thermo Fisher Scientific Inc Chemical Manufacturing $10,001 -$100,000 Stock 5/4/2018
Total SA Oil and Natural Gas Producer $10,001 -$100,000 Stock 5/2/2018
Targa Resources Corp Natural Gas Services $2,000- $10,000 Stock 4/16/2018
TripAdvisor Inc Online Research Travel Company $2,000 -$10,000 Stock 4/16/2018
Trimble Inc Location Based Software $2,000 - $10,000 Stock 5/4/2018
TransCanada Corp Natural Gas Services $10,001 -$100,000 Stock 5/2/2018
Travelers Cos Inc Insurance $10,001 -$100,000 Stock 4/27/2018
Tractor Supply Co Farm maintenance equipment $2,000 -$10,000 Stock 5/4/2018
Total System Services Inc Electronic Financial Services $2,000 - $10,000 Stock 5/4/2018
TravelSky Technology Ltd Information Technology $2,000 -$10,000 Stock 4/12/2018
FPPC Form 700(2018/2019) Sch. A-1

FPPC Toll-Free HeIpline: 866/ASK-FPPC wwei.fppc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAR POLITICAL PRACTICES COMMISSION


NAME OF BUSINESS ENTRY (Select from drop down list. (mmIdd/2010)
THIS BUSINESS ACTIVITY (Select from drop down Nst)
TELUS Corp Telecommunications $10,001 -$100,000 Stock
Travelport Worldwide Ltd Payment services for tourism industry $2,000 -$10,000 Stock 4/26/2018
Time Warner Inc Entertainment $100,001 -$1,000,000 Stock
FPPC Form 700 (2018/2019) Sch. A-1


---<---
BLU E> isarquired fdj
-

NAME OF BUSINESS ENTITY (Select from drop down list (mm/dcU201 8)
Texas Instruments Inc
1. ;Semiconductors $100,001 -$1,000,000 Stock I
UBS Group AG iFinancial Services $10,001 -$100,000 Stock 4/12/2018
rOGI Corp TE-nergy products and services $10,001 - $100,000 Stock 4/26/2018
runrv-ersal Health Services Inc Healthcare $2,000 - $10,000 Stock 4/16/2018
_ . __ _ _ _ . __
I-Unilever PLC Consumer Goods $2,000 - $10,000 Stock -- 4/12/2018
Ultimate Software Group Inc Software Solutions $2,000- $10,000 Stock - 5/4/2018
Unilver NV Consumer Goods $10,001 -$100,000 Stock 4/12/2018
United Natural Foods Inc Food Distribution $100,001 -$1,000,000 Stock 5/2/2018
.._ _
UnitedHealth Group Inc Healthcare $2,000 - $10,000 Stock
Unum Group Insurance $2,000 - $10,000 Stock 5/18/2018 11/26/2018
,Union Pacific Crop 1Rail Transportation $2,000 -$10,000 Stock 4/16/2018

r 4
Delivery Service $10,001 - $i0.6,600 Stock

United Parcel Service Inc
lUnited Rentals Inc Equipment Rental Services $10,001 -$100,000 Stock 5/4/2018
ILJS Bancorp Banking $10,001 -$100,000 Stock

$10,001 -$100,000 Stock
United Technologies Corp Technology Products and Support Services
isa Inc Payment Services $10,001 -$100,000 Stock 4/16/2018

VVarian Medical Systems Inc Medical Equipment $100,001 -$1,000,000 Stock
$2,000- $10,000 Stock
Vanguard Materials ETF MSCI US Investable Market Materials Index 3/26/2018 8/17/2018
Vanguard Small-Cap ETF CRSP US Small Cap Index $10,001 -$100,000 Stock 5/21/2018
1.Vanguard
_ FTSE Developed Markets ETF FTSE Developed All Cap ex US Index $100,001 -$1,000,000 Stock 10/12/2018 12/21/2018
Veeva Systems Inc Cloud Business Services $2,000 -$10,000 Stock 5/4/2018 10/4/2018
Vermilion Energy Inc Produces Oil and Natural Gas $2,000 -$10,000 Stock 4/26/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700


GENERAL DESCRIPTION OF FAIR MARKET VALUE (mmidd/2018)
"other;" describe) ACQUIRED DISPOSED
-
VF Corp International Apparel $10,001 -$100,000 Stock .
Vanguard FTSE Europe ETF FTSE Developed Europe All Cap Index $100,001 -$1,000,000 Stock 3/26/2018
--..
Viking Therapeutics Inc Biopharmaceutical Company $2,000 - $10,000 Stock 10/5/2018
Valero Energy Corp Petroleum Refining $10,001 -$100,000 Stock 4/3/2018
Voestalpine AG Steel Producer $10,001 -$100,000 Stock 4/12/2018
Vmware Inc Data Solutions $2,000 - $10,000 Stock 5/4/2018
Vanguard Mid-Cap ETF CRSP Mid Cap TR Index $10,001 -$100,000 Stock
Vanguard Utilities ETF MSCI Investable Market Utilities Index $2,000 -$10,000 Stock 3/26/2018
Varex Imaging Corp X-rays imaging components $2,000 -$10,000 Stock
Versum Materials Inc Semiconductors $2,000 -$10,000 Stock_ 5/8/2018

- 1
$10,001 -$100,000 Stock
Vanguard Tax-Exempt Index ETF S&P National AMT-Free Muni Bond Index 3/26/2018
Ventas Inc Real Estate $10,001 -$100,000 Stock
WC Exploration Corp Explores for Gold in China $2,000 -$10,000 Stock 4/26/2018 5/10/2018
Vanguard FTSE Emerging Markets ETF FTSE Emerging Markets Index * $100,001 -$1,000,000 Stock 5/23/2018
Verizon Communications Telecommunications $100,001 -$1,000,000 Stock

.
Wabtec Corp Rail Transportation $2,000- $10,000 Stock 5/4/2018 6/27/2018
Western Alliance Bankcorp Banking $2,000 - $10,000 Stock 5/4/2018 •
Washington Trust Bancorp Inc Banking $2,000 -$10,000 Stock 4/26/2018
Waters Corp Chemicals $2,000- $10,000 Stock 4/16/2018
Walgreens Boots Alliance Inc Retail Drugstores , . $100,001 -$1,000,000 Stock . 5/4/2018
WABCO Holdings Inc Electronic Braking Manufacturing $10,001 -$100,000 Stock 3/21/2018
.-.
Wienerberg AG Construction Materials Producer $10,001 -$100,000 . Stock 4/12/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC wvn.v.fppc.ca.gov

[ <BLUE> is a required field
NATURE OF INVESTMENT IF APPLICABLE. LIST DATE

GENERAL DESCRIPTION OF FAIR MARKET VALUE (mmfddf2018)
THIS BUSINESS ACTIVITY (Select from drop down list) DISPOSED
If "other," descifbe) ACQUIRED
WellCare Health Plans Inc Insurance $2,000 - $10,000 Stock 10/2/2018
Western Digital Corp Digital Content Management $2,000- $10,000 Stock _ 6/26/2018 11/26/2018
Lubricant Manufacturer $2,000 -$10,000 Stock 4/16/2018
WD-40 Co
- Electric and Natural Gas Delivery Co $10,001 - $100,000 Stock 4/3/2018
WEC Energy Group Inc
Real Estate $2,000 - $10,000 Stock 4/16/2018
Welltower Inc
Wells Fargo & Co Financial Services $100,001 -$1,000,000 Stock
Wyndhm Hotels & Resorts Inc • . Resort Operations $2,000 -$10,000 Stock 10/15/2018
Whirlpool Corp Home Appliance Manufacturer $10,001 -$100,000 Stock ,

Winmark Corp Operations for Retail stores ' $10,001 -$100,000 Stock • 3/21/2018
Willis Towers Watson PLC Financial Services $2,000 - $10,000 Stock 4/16/2018
Wright Medical Group NV Medical Device Company $2,000 -$10,000 Stock 10/26/2018
.
Walmart Inc . - Consumer Goods Retailer $100,001 -$1,000,000 Stock
WPP PLC Communication Services $10,001 -$100,000 Stock 8/7/2018
iShares International Developed Property ETF Real Estate $10,001 -$100,000 Stock 12/20/2018
WPX Energy Inc Energy Producer $2,000- $10,000 Stock 10/5/2018
WR Berkley Corp Insurance Agency $10,001 -$100,000 Stock 3/21/2018
WildHorse Resource Development Corp Oil and Natural Gas Company $2,000 -$10,000 Stock 10/8/2018 -
Westrock Co Packaging Solutions $2,000 -$10,000 Stock 4/27/2018

.
West Pharmeutical Services Inc Pharmaceuticals $2,000 -$10,000 Stock 4/16/2018
.
Whitebread PLC Hotel and Restaurant Group $2,000 -$10,000 Stock • 4/12/2018
Weyerhaeuser Co Forest Products Services $100,001 -$1,000,000 . Stock
Wynn Resorts Ltd Resort Operations $10,001 -$100,000 . Stock 5/4/2018
FPPC Form 700 (2018/2019) Sch. A-1


Li <BLUE> is a required field

NAME OF BUSINESS ENTITY (Select from drop down list (min/cid/2018)
If 'other,° describe) ACQUIRED DISPOSED
Xcel Energy Inc Electric and Natural Gas Services $10,001 -$100,000 Stock 3/26/2018
XL Group Ltd Insurance $10,001 -$100,000 Stock
Materials Select Sector SPDr Fund Materials Select Sector Index $10,001 -$100,000 Stock 3/26/2018
Communication Services
i $10,001 -$100,000 Stock
Select Sector SPDR Fund Communication Services 9/20/2018
Energy Select Sector SPDR Energy $10,001 -$100,000 Stock 3/26/2018
Financial Select SectorSPDR Fund ETF Financial Services $100,001 -$1,000,000 Stock 3/26/2018
Industrial Select Sector SPDR Fund ETF Industrials $10,001 -$100,000 Stock 3/26/2018
Technology Select Sector SPDR ETF Technology $100,001 -$1,000,000 Stock 3/26/2018
Xilinx Inc Programing Solutions $100,001 -$1,000,000 Stock
Consumer Staples Consumer Staples $10,001 -$100,000 Stock 3/26/2018

_ Select Sector SPDR ETF
Real Estate Select Sector SPDR ETF Real Estate $10,001 -$100,000 Stock 3/26/2018
Utilities Select Sector SPDR ETF Utilities $10,001 -$100,000 Stock 3/26/2018
Health Care Select Sector SPDR ETF Healthcare $100,001 -$1,000,000 Stock 3/26/2018
CO-F
isiimg DFciTeticTniTy -- $100,001 -$1,000,000 Stock
Select Sector SPDR ETF Consumer Discretionary 3/26/2018
Exxon Moil Corp Petroleum $2,000 -$10,000 Stock 4/3/2018
Dentsply Sirona Inc Dental Supplies $10,001 -$100,000 Stock 5/4/2018
Alleghany Corp Insurance $10,001 -$100,000 Stock 4/26/2018
iyuml Brands Inc Restaurants $10,001 -$100,000 Stock 5/2/2018
Yum China Holdings Inc Restaurants $10,001 -$100,000 Stock 5/4/2018
Zoetis Inc Animal Health Medicines $100,001 -$1000000 Stock
Zuruch Insurance Group AG nsurance $2,000 -$10,000 Stock 5/2/2018
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC wvAvAppc.ca.gov
SCHEDULE A-1
CALIFORNIA FORM 700


NAME OF BUSINESS ENTITY (Select from drop down list. (mmkid/2018)
$10,001 -$100,000 Partnership/Income
Received of $500 or more
Americom Reno Media Group) Radio Station (Report on Sch. C)
$2,000 -$10,000 Partnership/Income
OMM Fund Investment Partnership (Report on Sch. C)
Moreland, CA Municipal Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
Butte-Glenn Community College Bond Municipal Bond $10,001 - $100,000 ' Bonds 7/24/2018
FPPC Form 700 (2018/2019) Sch. A-1

SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAR POLITICAL PRACTICES COMMISSION


NAME OF BUSINESS ENTITY (Select from drop down list. (mm/dd/2018)
If *other," describe) ACQUIRED DISPOSED
$100,001 - $1 000 000 Bonds
Los Angeles CA Muni IMP Bond Municipal Bond
- — - - -
L. $100,001 _$1,000,000---4i---
—• - - - - -
Bonds
- - - -—
5/30/201
rrtijum-rr Wind-Project Authority Bond . - - - M unicipal Bond $10,001 -$100,000 Bonds 7/24/20181
Los Angeles CAUSD SR Bond Municipal Bond $100,001 -$1,000,000 iBonds 5/24/2018,
California State BE/R Bond I-Municipal Bond $100,001 -$1,000,000 1Bonds -- - 5/24/2018T - —
Univ CA Bond Municipal Bond $10,001 -$100,000 tliTonds 7/24/2018
San Diego County California Bond. Municipal Bond $100,001 -$1,000,000 Bonds 6/4/2018
California St PUB WKS BR RV Municipal Bond $100,001 -$1,000,000 Bonds 5/31/2018i,
University California Revs SR AZ RV Bond , Municipal Bond $100,001 -$1,000,000 Bonds 5/24/2018
West Hollywood CA PUB Fl RV Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
Trustees of the CA St UN SR A RV [Municipal Bond _ $10,001 - $100,000 Bonds 7/16/2018
_ _
-Sacramer-ito MIN UTL -DIST Bond - Nunicipal Bond $100,001 -$1,000,000 Bonds 6/7/2018
New Haven CA UNI Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
San Diego Cal PUB FACS Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
LISai-a-dena CA UNI Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
IS-anta Rosa CA HSD SR Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
"gT Center California CMTY SR Bond Municipal Bond $10,001 -$100,000 Bonds 7/24/2018
$100,001 -$1,000,000 Partnership/Income
Oneok Inc NEW ' Oklahoma Natural Gas Distributor (Report on Sch. C)
FPPC Form 700 (2018/2019) Sch. A-1

FPPC Toll-Free HelplIne: 866/ASK-FPPC wwwippc.ca.gov
SCHEDULE C CALIFORNIA FORM 700
Income, Loans, & Business FAIR POLITICAL PRACTICES COMMISSION
Positions Name
(Other than Gifts and Travel Payments) Mary Nichols
<BLUE> is a required field **you are not required to report loans from commercial lending institutions, or any indebtedness
created as part of a retail installment or credit card transaction, made in the lender's regular course
of business on terms available to members of the public without regard to your official status.
* Select from drop down list Personal loans and loans received not in a lender's regular course of business must be disclosed
as follows:
t Income Received 2. Loans Received or Outstanding

CONSIDERATION NAME AND ADDRESS
SECURITY FOR LOAN
GROSS FOR WHICH OF LENDER** INTEREST
NAME AND ADDRESS BUSINESS YOUR BUSINESS BUSINESS HIGHEST TERM REAL PROPERTY
INCOME INCOME WAS (Business Address RATE
OF SOURCE ACTIVITY, IF ANY POSITION ACTIVITY, IF ANY BALANCE* (Mos/Yrs) ADDRESS/OTHER
RECEIVED* RECEIVED* Acceptable) AND (%) INFORMATION*
(if "other," describe) GUARANTOR, IF ANY
Americom
300 E. 2nd Street $1,001-
Reno, NV 89501 Radio Station Limited Partner $10,000 Partnerhsip
O'Melveny & Myers

LLP
400 S. Hope Street
Los Angeles, CA $1,001- Other: deceased
90071 Pension None $10,000 spouse pension
OMM Fund
400 S. Hope Street
Los Angeles, CA Investment $1,001-
90071 Partnership None $10,000 Partnerhsip
FPPC Form 700(2018/2019) Sch. C

Schedule D
Income - Gifts
CALIFORNIA FORM 700
Name
[ <BLUE> is a required field Mary Nichols
ADDRESS OF SOURCE DATE

NAME OF SOURCE ZIP CODE BUSINESS ACTIVITY. IF ANY, OF SOURCE VALUE DESCRIPTION OF GIFT(S)
(Business Address Acceptable) (mm/cIdtyy)
Global Climate Action Summit N/A N/A Non-Profit 09/13/18 $ 64.00 Dinner
Sempra Energy 488 Eight Avenue 92101 Utility 03/18/18 $ 42.55 Breakfast and Lunch
San Diego CA 92101
"
FPPC Form 700(2018/2019) Sch. Dx

FPPC Toll-Free Helpline: 866/ASK-FPPC wv,iw.fppc.ca.gov
Schedule D
Income - Gifts
CALIFORNIA FORM 700
Name
<BLUE> is a required field Mary Nichols
ADDRESS OF SOURCE DATE

NAME OF SOURCE ZIP CODE BUSINESS ACTIVITY, IF ANY, OF SOURCE VALUE DESCRIPTION OF GIFT(S)
(Business Address Acceptable) (mmiddlyy)
FPPC Form 700 (2018/2019) Sch. Dx

SCHEDULE E CALIFORNIA FORM 700
Income - Gifts
Travel Payments, Advances, Name Mary D Nichols
<BLUE> is a required field and Reimbursements
Mark either the gift or income box.

Mark the "501(c)(3)" box for a travel payment received from a nonprofit 501(c)(3) organization or the "Speech" box if you made a speech or participated in a panel. These
payments are not subject to the gift limit, but may result in a disqualifying conflict of interest.
For gifts of travel, provide the travel destination.
DATE(S) TYPE OF MADE A SPEECH/
NAME AND ADDRESS OF SOURCE BUSINESS ACTIVITY, IF ANY, OF 501 DESTINATION
(mmkkityy) AMOUNT PAYMENT PARTICIPATED IN DESCRIPTION
(Business Addtess Acceptable) SOURCE (OM Of WO
(If girt) (Gift or Income) A PANEL
Association of Women in Water Energy Non- 11/01/18-11/02/18 $ 235.54 Gift La Jolla, CA MADE A SPEECH
& Environment profit
1215 K Street
Sacramento, CA 95814
Fresh Energy Yes 10/02/18-10/03/18 $ 487.68 Gift Minneapolis, MADE A SPEECH
480 Saint Peter Street Suite 220 MN
Saint Paul, MN 55102
University of San Diego School of Law Academia 11/08/18-11/09/18 $ 171.30 Gift San Diego, MADE A SPEECH
5998 Alcala Park CA
San Diego CA 92110
FPPC Form 700(2018/2019) Sch. E

Form 700 Comments
CALIFORNIA FORM 700
Name
Mary Nichols
[Schedule A-1:
This year Chevron (CVX) was purcahsed and then sold twelve days later due to a UBS trading error, not by the direction or request of Mary
Nichols.
[Schedule A-2:
[Schedule B:
[Schedule C:
[Schedule D:
-Schedule E:
FPPC Form 700 (2018/2019) Comments


Mary Nichols - 2018 Annual

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Mary Nichols - 2018 Annual

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STATEMENT OF ECONOMIC INTERE

CALIFORNIA FORM 700

1. Office, Agency, or Court

2. Jurisdiction of Office (Check at least one box) —0

0 Assuming Office: Date assumed 0 The period covered is through

LI Candidate: Date of Election and office sought, if different than Part 1:

-or- D None - No reportable interests on any schedule AIM

( 916 ) 322-5840 mary.nichols@arb.ca.gov

March 29, 2019 711

FPPC Form 700 (2018/2019)

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

FAIR MARKET VALUE NATURE OF IF-APPLICABLE, LIST DATE.

Adobe Inc Software Products $10,001 -$100,000 . Stock 4/16/2018

Adient PLC Automotive Seat Manufacturer $2,000 -$10,000 Stock 4/26/2018

Allergen PLC Pharmaceutical Products $10,001 -$100,000 Stock

AGNC Investment Corp Real Estate $2,000- $10,000 Stock 4/16/2018

FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

PAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

Ambarella Inc Semiconductors $2,000 -$10,000 Stock 4/12/2018

FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

(FAIR MARKET VALUE OF IF APPLICABLE, LIST DATE

Alibaba Group Holding Ltd . E-Commerce - $10,001 -$100,000 Stock 8/24/2018 .

. FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

FAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

Becton Dickinson and Co Medical Technology $100,001 -$1,000,000 Stock

Franklin Resources Inc Investment Firm $10,001 -$100,000 Stock

Berry Global Group Inc Manufacturing $2,000 -$10,000 Stock . 4/18/2018

BGC Partners Inc Real Estate $10,001 -$100,000 Stock 4/26/2018

BeiGene Ltd Pharmaceutical Products $2,000 - $10,000 Stock 10/11/2018

B&G Foods Food Distributor $2,000 -$10,000 Stock 4/26/2018

Bar Harbor Bankshares Banking $10,001 -$100,000 Stock 5/2/2018

BHP Group Ltd Mining $10,001 -$100,000 Stock 5/2/2018

Bioverativ Inc Medical Technology $2,000 - $10,000 Stock

Black Hills Copr Utilities $10,001 -$100,000 Stock 5/4/2018

BlackRock Inc Investment Management $10,001 -$100,000 Stock 4/5/2018

Banco Latinoamericano de Comercio Exterior SA Banking • $2,000 -$10,000 Stock - 4/30/2018

BioMarin Pharmaceutical Pharmaceutical Products $2,000 -$10,000 Stock 5/4/2018

Bayerische Motoren Werke AG Auto Manufacturer ,_$10,001 -$100,000 Stock' 4/16/2018

FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

FAIR MARKET VALUE NATURE OF IF APPLICABLE, LIST DATE

FPPC Form 700 (2018/2019) Sch. A-1

Stocks, Bonds, and Other Interests Name

<BLUE> is a required field

NATURE OF INVESTMENT IF APPLICABLE, LIST DATE

Borg Warner Inc Auto Engineering $2,000 -$10,000 Stock 4/27/2018

Brambles Ltd Information Management nom -$10,000 Stock 4/12/2018

Citigroup Inc Financial Services $10,001 -$100,000 Stock 4/16/2018

CA Inc Technology $2,000 -$10,000 Stock 4/16/2018

Cardinal Health Inc Healthcare $10,001 -$100,000 Stock 2/23/2018 12/4/2018

Caterpillar Inc Construction Equipment $10,001 -$100,000 Stock 5/1/2018

Chubb Ltd Insurance $2,000 -$10,000 Stock 4/18/2018

Cambrex Corp Chemical/Life Science Manufacturer $2,000 -$10,000 Stock 4/16/2018

Carnival Corp Cruise Ships $10,001 -$100,000 Stock 4/26/2018

CDW Corp/DE Information Technology $10,001 -$100,000 Stock 3/21/2018