Professional Documents
Culture Documents
Securities and Exchange Commission Sec Form Sca R-002 Application For Renewal of Surety Company Accreditation
Securities and Exchange Commission Sec Form Sca R-002 Application For Renewal of Surety Company Accreditation
Securities and Exchange Commission Sec Form Sca R-002 Application For Renewal of Surety Company Accreditation
TIN #:
Complete
Address: Tel #
Fax #
List of Broker/Dealer Client/s . (use another sheet if necessary) Types of business engaged in:
(1)
(2)
(3)
(4)
(5)
Contact Position in
Person: Contact #
the firm
The above-named Surety Company hereby makes the application for the renewal of its registration located
at the address shown above and hereby certifies that the information contained in its most recent filing of
SEC Form SCA R-002 is true, correct, accurate and complete.
……………………………………………………………………………………………………………………………….
Renewal Requirements:
1. Notarized certification that the firm is in compliance with the general qualification requirements
under Section 2 of the Guidelines on Accreditation of Surety Companies.
2. Board Resolution authorizing the signatory in SEC Form SCA R-002.
3. Current Certificate of Accreditation issued by the Commission.
4. Payment of Php5050.00 renewal fee.
5. Payment of additional fee based on broker/dealer client in excess of 5.