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"55H, pone nT aa NTS iohoperste snr an Oo. >Re PY aS TOTS | ain Parla NAY Fro — paar aa Ee SS TET ISS) SSoOTRPGIRTOEVAZ | enemamencn2¢ coveavtaWott OraupConeependet ring Dw ines stone (C8000) V2 [roves Veta mpl nar ho AST PTT aposen Ba rtomataneA lt teren ta ba Ey ceetng te 00a) | aes Bek fe [raion casing aay ana requir Jott parert, Vise ig sia re Basan ws apple are ut a le Sern Wah ManapST ee [commas ang | crestor Gatkng Investment Banting far [Franca inet Tang — Secor Sova Curedy bss sel Davao ies\e2\4| fr loner [Sees he Fy a ORES Oar Jor) roe ssterar bass tar by nvr meme na domed tba reactor Jr costomes er by venues (are No bank sane re era ala? i proe dois ote cour ane 1s — [somes cea at lisa _[uunbor et onpiyes Ta. fee ret assets [ces ian nD on [Corts st a eapneae one ne [move Secton ENTITY 8 OVNUERSH aro leposenaie a al hes ranches TN ay en unin renal saa to and tne trance thts apes apenas anal lection canoe othe nave his ome nebo Go 16‘wotenrs reap Conafenen Bohig Due Ogesn Questo (000) ¥4.2 Bz DUCTS & SERVICES. boosie En oer he ftonra poauce and a [cores Sng as rv jrraz eas a Ey ar Coresponde Bekng domes bat [Dos ty Sow donasi= ban nso io? rar ty have prcanss and pore Inpiace cent owns restensips jut doneste boas? bras [Sse ery ler covespnden anna [nies to Farin Sant [bse he Eis sownszau elaionatipe bt Farin Banke [Ose ey rave processes aa rosa fnolsceto ety dowrateam alnsnpe jw Fersgn Barts? Boos tony ofr corespnde tang quite Shan ee iy Slow doonaoar aahps ees he Emly have Hcaanee wd pw In place to went sevnavoam raaionsps hh MSS ANTS caning ree Twomey] — Vee ras Poe Ne Peja Toh Aa no [Stree Vas inert no [rss Bader Ba Gab Oa Ro [mes Bak ah Ob Re sre Carnot Ro erste Gepost Cope i [li Canes a terns oaroar Ne al (Gor Sor Re colo uel citoness (ROTA — Yu Sponeorng oa ATS Jomer nih sk produ nd aos ita lhe erty [cont tal alreapome pono ie |ssove Secon PRODUCTS & SERVICES we |¥os hes ssn of he La eR cry wri queens theatres [sso ana the anes tis pas I serena, pone ay saan lemon anette answer he estan, oma ntengoonza8 Poet caveavi2zots crap Corerpontet thing Dw Cgc Gusta (CHO) V2 [5 AML CTF & SANCTIONS PROGRAMME. fr [dae Ey have ror Ta ee Jinn AML CT na Seton Sinaia loan compan fire Povoried orice wih scent prise (ash paring. RASS (coo rec] Oona yee caper! Teng eras Review Assent ree [pep Sasa reise Sze Suspsous acy Reparing rang a Eaten [anes Henna ee any tale englyaee se ihe [nts a CTF Sanctions Conganee Les than 1 porn fst — athe eratys Aa, CTF & Sanctions poley lreroved test aruaty bythe oar |Yos fez —|oces ti are or enavatent Sen Ianageman Contos ocee regular foparing on hosts he AML, CF & [zwrecneris fs Al, CTF & Sanchone fay — cs the Eni ure tra paras te cay oar er arama fara vores er doe ase eerieton according oe 6 pa no 1 Ausfan Fano Mel Money Launderng| pet rMGNG) Rattezen Serice Cantar cares the et vatng of Re tena tons menting [Son tat a eapnees prow ne [seen at CTT & SANCTIONS Programe. | Ye= fe oan re ranches hat is ope Sewsseale cali LE eat fata aN, cary wr quien te aterencts 26 F270 [Fanon prone any saamonaT leornaton cone ote anavers hie oT weeteg ou 78oer Group Carespondent Banting Oe Digeoe Guster (000) ¥1.2 (&,ANTI BRIBERY & CORRUPTION fab seth ely Socata pols ar pocscre orien wi appcata ABC estos ar requirement oascrsth] raven slot and epon bby ana [uton? ves fi —JOoss to Eri have an aia wae rors tat sls mim ABC sans yes far |p ny api cated ar lcors wth sun! exerancleparse fer ccosaneig me ae fai Des te ty have aqua a wih larereraio tse wepeencsexparce [element be ABC pram? Yer fab eas ABC prove appa: [apa [aaron Yes [apo ie partes acing an Baha a Ey fo Poss te En nave a gobl ABC pote at joa Probe he oring ad eco of es? tis ettee romisng,eforng, 969, Jecexaton or eating of ayn fv, lector make, mproperty rondo to lnuene acon of ean an eavenaa fig [rceos enhanced equrenarisreasra least ity ble eal? fare feuds a pron gate aeEaTon Jocks and rocerds tis maybe wath he ABC Joye any oer pole aopicbl tote Lesl lena vee [st — [bse me Ey rave conan pice > Irene he aeiveess a her ABC ewer? Yes [52 — [Deas he Enis Bondo Saar Warapomet Joma ree equ Marcon Intomaton on ABC mater? Yes Doss te Ent paren an Engoe We Inst asenemene? [sa Vote te ewency iNew fa a aty have an ABC Tesla) Ines eet eau of e cores ltarivrons and e neon rot ea? omevetenaons 018 Pas‘Wataru naponan Being Du DugenceGustonne (C8000) ¥1.2 5 Passe Ets ABC EVAR cor aT [ak eampoers doa bow a Ponta aby weedy waren Ere ticpery peace a apopfas | You dinates nine Cty dss babes, | Ys eno og medias Be fmsaions sass a ae, PIE aks alowed Satori | Yer sop eee afte at sso ih ae ant otiy, nets, chaste yor rons anplcal eonons os ess es ot ly fsoraty sao pe Enns eomapton ck | Vos Eton a OT a ; | ps Dae re ERR ea wo eer PSearieosenriotacas |r | | 57 ins i ra YRC Wa 7a pa a Ser Cae War 7 fans ot Oto os ad Fra fers eh aoa compan chon, Fiesta nectwe toon asus vt vse 7 EN REET 4 Eaaraoaa |, i Sa ep FORT HSE fiona ote & Conon fresh oho es betes a cic ans eae feito adit ances al is peso Tena pe ay ina oaENWotabr r0up Conapandn Ging Due gens Cuestenne (8050) ¥4.2 (5. POLICIES & PROCEDURES [a> [ss he Edy cocumenia potas and [oceaures consistent wn epplcane AM, [ctf & Sancens eguisons and roquraments fotos und [io [Tenet naneng Ware [Seaton ea let Jaw meni pote and procera nde ales annul Fa ete ys poles ns FoRIER Re lara [0s Singers I cco he Cyto eco at i eu Sinaia er I coe he Cy a ecard i ves lag) Scene Ey hae pcos ma omer [aba [Pon he opening se eesng oT ananOW| Jn tettovs named scents Yer fas [pen opera ae eosng a accra lor nicanand bank ane (ase [Pens dain wih ores at poe lari sere need tanks fas eR aaa WE aT Ba ver jase [PER dang wh athe ety a pow Isrts to shel ke laste erg ae eepng aT acon or secton 31 dengratad ens fete oon ae Weeping of oR Tor ony ot nteoneahreguntedemtsncs spe, exchanger hums, cave decal, beau do change or money ante! agen ves [azn [Aenea iis ot eaananipe wR PE, neigh amiy ae dose asscdtes [2st [Dene essa prcsaresToancal wine sk nies [237 [oene me oes, wher pyronia lero exstng custome ean due ls tnana ce ik [asx |speciy now potent usps ain ictuted by enpioyecs sobs excited and jrvetiaes 1 tne the process rogaina cxoona sects. PePs and nepae eda ves [em [Saine a process tar in maionance [ners watts [at — [ie Ent aetna a raxaarancs semen or rar document wach cees & [sk noun rou ar bushes? ver [a5 — [Danse Ea rave aoc ean rocedires nat corny win apical ws? fas [wns tenon pi? 5 — [Catan bat arasponss one ltove Seton POLICES # PROCEDURES ae (represen of athe L's ranches lass], cay wich questions re areca sata ann ance tts apoio. fe rp eae seat seston, ome nmteng oa 208 Petotters rou cones ond Sang Ou one Custom (8000) 4.2 ‘CTF & SANCTIONS RISK ASSESSMENT does ertys Am. arr RA coverte loneretrsk components deste baw a Pat Yer (oraet Yer ia [secarsany [does ho ntlys AUC OTF EVRA cove Jsnels tocteners components desled lara [nsasion Wontar lane ister Baers laee PEP anon lave Fransscin Seam iri Seng spahal Adare Weal & Iegate News vee [Tiina me Faeaion es [Sovenancs er barn anapear TE es [ise Enya AN A CTF EDEN Jemlted nots 12 mone? yee TEN roe a da when eos NL ET [Ena was comps Does ie Ey Simeone ERA Svar erro ek component ese Pel. [omer cana [Seeraphy Yee [Sesto ints Sanalons EWRA cove he Joes foehanate components seated Soames GER Yee late areacon Sree Yer late Name Senn Yor [bs manasa ai rane and Eason ra [Govern Yer [Nenaaenent wornaen Yen [Rast Enya Secions CWRA aan [smote nthe tr mone? ves I pro a at wh Ta Sanco Na was comglates, conta at aeararaes poo He Jssove Secon Ata, Ci & SANCTIONS RISK [assessirn mevepesenatvectatine | YOe le banehes I ty wi quasi To creo o an tr bronco arrose IPsec, rode ary ator lvomaton cone fone name ie lsc ‘ome nator cmp 708otra Guy Corasondet ning Ou Dine neon (C8000) 12 (KVE, cop and EDD. Bees teeny very ery he Jestomer?| De i va pais aa proces ear oam Jaren COD mn be competes, ol ete | rboaring erwin 20 dys Yes le liek ae Tatavng does a Eat gatiar ssa when conucing COD? Seat stat apo [soma ee fe [rs [citer antetin i late especies sary fe laa eae i Fe Poser i FT [Pine nao SRN es fig Sooee ane vee fh Sasa oer Yer fr es ach oF Tog fara [tnt near oonee re laa ew ae bnalcaonnanvetea? | You lab aera rates ne RIRERT —| You ire [Royeonorn fa fara rca a fia sR na nea wre Joriedto rete cwrmehoicrestion? | ay, loses am aga pos omar |emtnerevechngavonsorcaton? |v, (° [rastnners ac nntston Sot st [er a amar aa eames Drea a |asTea ea oon stor esi ome Weep Geap 2018Wotourg GroupCeeronint Banting Ds lgneeQveslooae(e8000) V2 ess Er ve m7 ase proach TO rswenng conor aero 7 nestnegaive ows? la [rate iia [orioara 7 fab Cone = fe Tresereve = fais ita eye ETI aH Irate mada repte ews? fare fia na favo fear = fe Sontntan oan RATT [no fr — ost Ey rave rex oaea apTOasT™ [eer castro and earnest scr wnaor eyo PePa ont | Yee reese heme sa [Oboe fsb VC renead le [Teaser fe — art mona aE Re Eos Var i ra = Co [Bees te Ey ave pales, proweaures and lroareestorevew andes pte! |natres tom seeing custo and |rnnacos ports to arrane woe oy JeoPers,ecconroludby PEPs? [Does Ey ve a pram ow vase customs omatonbesad on riage er ver [Ds he Eliya anon mics on Jeemert an pan ps or ger evert ce lstgecerevews? Yee eomavitten Gmp 218oer Croup Coreepndent Dring Oe Dignes Questo (0000)V12 [Fo [Fo ttn, aap ot lisoner ar nduies ae suede EDD ena lr ara rested orchid by he Cty [Fee procamme? faa [Revco casos Probie [rob [oars castors EDD & Reseda a ik base ape ad | WTSTST SEN EDD & Rested on ak bas approach 10 [PEP EDD isk based approach OT PEP Raed EDD oak based aparoach 9 PEP ioe aaa EDD ona rak bated perch [ran[Seraepondon Ban EDD ona isk based approach Front [FEOD ercOOu Reni does a EOD [mssesaren contin aments ol 8 [ne Worsbur Conesponert Bking Yee Panes 2086? 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COD ana EDD are feoresaraive of lites Manchos oe Five [aN cari aries quetene a ara [atta andthe ences at ns pts Fe [Rape pansy seats ema venes Gey aris‘Wor croup Coeapondn Seting Ov DgenseQustonnie ©8000) ¥4.2 [K WONTORING & REPORTING Joes ne niy Rav ix based pois, procedure ane mansrng process rho Jieuriaionandraporng of suspticus Gia ate INS ado Ee monte enesctane or secu eres? pares Yen [ee rar tee [canRten oI manaled a mana raat or craton seed. pecly what Ivo transac aremantoed manuty | St snaetons [FF a a iy ave roqunto raquo (enon urencywesasion? Ne I, aoa a En rave poles, pomeres lindpeceane o emp cuenoy [coring routemets? [a ha ERR ave pans, proces are rccestes orev ae ele alts rang tom ne ments feast \ansaceos and sc? yer [ccna respons poeta re |sove Secon MONITORING & REPORTING [aeesrooniatve tale Ls bonchoe IFN, ay whic ques eae Jresote anne anaes hat saps Farrel, ponte my aot fama cate ot answers nhs (a-PA IT TRANSPARENCY. a8 a Ent aches oho WIDE Sup [PamentTanepereney Standard? i i iy have pes, pieces and [ncceesoPooroaby| comply wh aha [tls m pace to nate comptes wa FAT RecaneeRR TE [are Leet Reguaons favor a era Fi-Gnt (aurza Fanci rats Ati Noney urderig Aa), WHERGG (Beil Owner Reger At), BW (Austen Banking Ae) nagar Dossy have process plas eepnta Regus x lomaton (EF) fom ter ents inate manner? [Sos he Ent have onfou vompporTe jncason eeqares an accurate ogis: [eormaten mn arcona payest messages] ome vate cmupzi8oteery romp Careaponrt Seng Du gece Guten ($8000) V1.2 [at [Besse Ey nave sone spor he lection of rire Pee etnst Jsynent essapee? [as [Gann hat avespanses ve te lsoveSecton PARENT TRANSPARENCY ar represaratve ofl ho L's tranches [bra [FN carey we quien aMeencae feito onde ache that hs ops, [aro [rappers orn ans Iirnalan conte ote avers ne 10, SANCTIONS: fat [oser he enya a Sanatane Poy [proves by management rgerag [glee wn arco iw appease one ent, meng we respec bushes cence wh oF trough accounts eat org tancal tons? ves [a7 — [bose Eityrave pas, proeauas or eter cont reasons esgned prevent Ineo of another ry account or series jnamaner cas ne oer ty vate Isnctne penis apples othe ote fry nein renin win tec frye toca uneoctey? vos [at — [oes ie Ey hava pate promrrea her cant eaearasy desgne lo ron fre aaa actans steno cveteapcalo lrnconeprattions, suc a ppg oF Jresamissin ape masng eens livre ivomaton noes baer frnsacone? lab — [onary coon is tones chang Inner! ounce rornaton colecte by In ny, cn oroarang ae eq {erat agaist Sarena is? [no [arse aad use ye EV? [so [auonaiaa 9 ¢ —[Conbnaion ot Auto a an Doss Esty scren a sarcton lard fares rena ly an Ineaion mormon, conan ross bose \ansactons gan! Soncons Us? iis Ts od ee I [eons uaa and Wa [seas Sandton ite vss by 2 feay ns sano szeeing process: lava | Sanetaned Utes Nata Seer Causey Saneton Ut (UN). ‘Used for serenng customers ad Bnei ours (Le. eeence dia) [aro [Ontos Sate Depart ot Tease [oc of Fregn Ases Cantal (OFAC) Used fr sroenng customers ad bene overs. efeenee dla) [RF e [ore of Franca Sanctions impanerision nar ors) ‘Ured for erenng customers an neti! enres Le. erence ta) [ara _[Ewepean on Consniaaoa URED) ‘Used fr arena coir and bora nner ( rafreca aa) [as [ce maaiea by oer GT mam counties coon vtTr eer fst — [nen naw ais and natal prea we lates sacens Ins, pow many bess [ey etre he Eudes es? ‘Same ayo cays [ib [nor opens or asians oe Sancine stare mace, how mary tushess days ten te Ent upset ave aru Jena automate scecring system apa [asa [comer Daa JorAc, OFS, EU ane G7 manbecounes [nie crated comprehensive uredconSeeod [Santen cna daly bai (BB [raeaons (evedaty bass [ss [Does he Einav a pla procooe a. ranches, sbatros of eresorate fees Jzcatedn counteareponsaganet wen UN, | yj, 7 oct tt at espones proven Inove Seton SANCTIONS sre eposonitie Ital he wancnes lara FN. cary wien questions We aera rao to anne roenes nat sees [572 [Tapwepiae, prove any aaa Iromaton cane e ansvers NS reson ‘Pass slat Keven apart ol ho Rl Group, RE as very tigen uae poles a place ‘der od any bes of sanctons wi re arty pon Beyer te lpalreguons I TRAINING & EDUCATION: fat [Dees ie Eni previce mandatary wana, Teen ae oping anes lgvermrt autoties vee fae [Seapine Tams cfmaner leunaeng, ‘eet nent ans eaetens \elars lever torino pes of proscts and fare mara palaes Ta conta noney Jsundetg, ee ranang and anctons New ses tons mark 0 eres ely salons or now eit | yoy fate [Conaie oa Cae ra [nb [t= above maaan vane ponaedTo [nba [Beard and Serio Common Narapoment [9b [Ure of oe (a9 [sate orOsenS (wa [as re oF Otome 1a pares wich specie FOC aes Tave [san ensoureed farT [Renamed wore |corraseconeatans) [a [Besse Ey pends AL CTF 8 Sante ring at tageted to apace oes, eprint eo pos bves oto veeneg om 708oseverg Grup Coreepandent Baking Du Dupes Ou tone (800042 fot Das ha iy prone amoiaea ang or la, CTF and Sencns st? oo Fe lewtecan Trani & ESUGATON fowresersve af a he Les tranches i Foz iy wich gman te arenas [resteta andthe acest his pel to. fa apace, pave yaaa Jorma conte tthe ner aN [fa QUALITY ASSURANCE [COMPLIANCE TESTING [a [A ha eutys vc processes an docurens fuset to qucty axatane testing? a Wa ~[Sees i En have = ogra we ak baw Jcomplanc Tetra proce (cpa the lncopenert At non? ver Hos | Conta a eepaneen poiean eave secton QUALITY ASSURANCE [COMPLIANCE TESTING arerepetettne cf | Vos [seth Lee banat. Hosa JPN, dat tie queso te aerate resto ante ranches hat ths apres [oS |Fsorcrte, provi any sana | vars cee oto anaver nis io, sion to mapecione by ho govaren Iiperaserroguasrs, dos te Ery have an feat avat non, test etn or lnerincepencen na pary eben tat_— | Vos lascesses FOG AN CTF and Sancone otis end pracos on aroguar bade? far aw aan aya ans A, CTF le Santen prepare by tetova | fara [maar Aust Dopatmene Yea far [eral Tia Pay Yeuy ommevetnencnipzi8 rts coona 12Wotpbrs oreup Capen Bling Du BgeeeQustonabe (C8000) V1.2 Fad — aa a me rn or ane [epandent nee pay omer he lowing [083 PM CTF Sins pean rome Hoa JRYCTCDD TED ana wna Imeosoogies ver Ho | reason Wena Yen [ona | nsscion Siena nana oaeions | To [ane Stearn ELnagSTET 7 ow [Fess [on [Savers Torr aie anagaa TT baby | Soe Ram FAP foe [iris We a esesoment HaT JOR ossi [09 [Ae atvasetadhas rom Plena éomal faust vate to complton end assess Tor | yyy [equa snd complstoness? [Fa [conten ta a reaponsos pone | fsoveSecsonAUDIT ee opcrenitve ofa | yoy [rete nance fr [city wich qvetane he aeraneae rato enc to rananos hat apes a {70 |tanmopta, prove yaa [taratn conte tote ravers he ere niiten aap 218 Pe ‘eeovavssWolfsberg Group Correspondent Banking Due Diligence Questionnaire (CBDDQ) V1.2 Declaration Statement Wolfsberg Group Correspondent Banking Due Diligence Questionnaire 2018 (CBDDQ V1.2) Declaration Statement (To be signed by Global Head of Correspondent Banking or equivalent position holder AND Group Money Laundering Prevention Officer, Global Head of Anti- Money Laundering, Chief Compliance Officer, Global Head of Financial Crimes Compliance OR equivalent) owt ___(Bank name) is fully committed to the fight against financial crime and makes every effort to remain in full compliance with all applicable financial crime laws, regulations and standards in all of the jurisdictions in which it does business and holds accounts. hong (Bank name) understands the critical importance of having effective and Sustainable controls to combat financial crime in order to protect its reputation and to meet its legal and regulatory obligations. etrnpantbarkstergniown (Bank name) recognises the importance of transparency regarding parties to transactions in international payments and has adoptediis committed to adopting these standards. stan eran eres (Bank name) further certifies it complies with/is working to comply with the Wolfsberg Correspondent Banking Principles and the Wolfsberg Trade Finance Principles, The information provided in this Wolfsberg CBDDQ will be kept current and will be updated no less frequently than on an annual basis. Pa cat (Bank name) commits to file accurate supplemental information on a timely basis. |, Renae (Global Head of Correspondent Banking or equivalent), certify that | have read and understood this declaration, that the answers provided in this, Wolfsberg CBDDQ are complete and correct to my honest belief, and that | am authorised to execute this declaration on behalf of ‘twnraatenAvirersset (Bank name) |, sar nero (MLRO or equivalent), certify that | have read and understood this declaration, that the answers provided in this Wolfsberg CBDDQ are complete and correct to my honest belief, and that | am authorised to execute this declaration on behalf of Kaan aber nero (Bank name) hf) none Ys (Signature & Date (DD/MMIYYYY)) nature & Date (DD/IMM/YYYY)) © The Wolfsberg Group 2018 Page 17 Boa v1.2