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Design and Modeling of The Photonic Crystal Wavegu
Design and Modeling of The Photonic Crystal Wavegu
Design and Modeling of The Photonic Crystal Wavegu
Research Article
Design and Modeling of the Photonic Crystal Waveguide
Structure for Heat-Assisted Magnetic Recording
Copyright © 2018 Orrathai Watcharakitchakorn and Rardchawadee Silapunt. This is an open access article distributed under the
Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided
the original work is properly cited.
The application of the photonic crystal (PC) waveguide (WG) as the light delivery system in the heat-assisted magnetic recording
(HAMR) system is demonstrated. The structure consists of a 90° bending PC waveguide and a ridge dielectric waveguide taper
coupler. Three-dimensional (3D) models of structures are built and simulated in order to determine light coupling and
transmission efficiencies. Geometric parameters including the taper length (LTP), coupler inlet width (WFW), and PC waveguide
width (WWG) are investigated. The initial simulation shows that the transmission efficiency of over 90% can be achieved with the
coupler integrated with the straight PC waveguide. However, the overall transmission efficiency is substantially reduced to 53.8%
when the coupler is attached to the 90° bending PC waveguide. Our analysis shows that the wave mode matching and light decay
rate in the waveguide cavity are significant contributing factors. The transmission efficiency increases to around 60.8% after some
modification of the bending region.
Zoomed-in picture
Photonic crystal
waveguide
x Suspension
z
Slider
Recording
media
y
x
z
Slider
90° bending photonic
crystal waveguide
Figure 1: The proposed design of the HAMR light delivery system and light path.
0.6 1
0.9
0.8
Normalized frequency (ωa/2πc)
0.5
Overlapping area 0.7
(complete band gap)
0.6
0.395
0.4 0.5
0.4
0.3
0.3
0.2 TE bands M K
0.1
TM bands Γ
0.2 0
0.25 0.3 0.35 0.4 0.43 0.45 0.5 Γ M K Γ
r/a Wave vector
TE
TM
(a) (b)
Figure 2: Gap map of the triangular lattice of air hole array in the p-Si substrate: (a) overall gap map and (b) photonic band structure related
to the case r/a 0.43.
of the slider. The light path can be guided directly to the Multiphysics [30]. The performances of the waveguide in-
waveguide via the coupler at the inlet, and the fixed curve cluding transmission and coupling efficiencies through
mirror is thus not required [24, 27, 28]. The light is then bending and coupling sections are investigated.
guided via a 90° bend and propagates in the straight guiding
section to the output. 2. Photonic Band Gap (PBG)
The 3-dimensional (3D) design of the 2D PC waveguide
is carried out using the basic Photonic Band Gap (PBG) The 2D photonic crystal structure is the dielectric constant
software [29]. The modeling is performed with the widely periodically modulated in two dimensions. In this paper, our
used finite element method (FEM) simulator COMSOL PC waveguide is operated at 1,550 nm [31], and our PC
Advances in Materials Science and Engineering 3
ut
Polysilicon
included in the design, the waveguide must possess a certain
O
Y
polarization as most NFTs are polarization specific. SiO2
The PBG diagram is created by calculating each PBG, the Z
X Silicon substrate
forbidden wavelength range for propagation, associated with
a specified ratio of air hole radius (r) and lattice constant (a). Figure 3: The 3D model of the PC waveguide as the HAMR light
delivery.
The consolidation of band gaps can be depicted by the gap
map shown in Figure 2(a). The selected ratio of radius and
lattice space constant (r/a) is 0.43, a relatively low value in Taper structure for light coupling
the overlapping area known as the complete band [6]. A (ridge dielectric taper coupler)
lower r/a ratio is desirable in order to prevent structure
collapse during fabrication. The calculated photonic band
diagram of the lattice with r/a 0.43 is shown in Figure 2(b).
In this figure, the normalized frequency is plotted versus the In
wave vector into the lattice (Γ, M, and K). The calculations
show that the band gap width is about 49.45% (from 0.276 to
0.458) for the TE mode and 5.12% (from 0.385 to 0.406) for Sharp bend PC
the TM mode, respectively. An overlapping area with the waveguide structure
center normalized frequency (ωa/2πc) is chosen at 0.395.
The radius of the air hole (r) and lattice space constant Straight PC
(a) are determined by the following relation: x
waveguide
ωa a z
Normalized frequency , (1)
2πc λ
where ω is the angular frequency (rad/s), c is the light ve- Out
locity (m/s), and λ is the wavelength (m).
Therefore, the air hole radius (r) and the lattice space Figure 4: Top view of the 3D model of the PC waveguide as the
constant (a) are 263 and 612 nm, respectively. HAMR light delivery.
100
70
Coupling efficiency (%)
60 (W/m2)
50
40 Min
3D view
30
20
10
0 y
0 5 10 15 20 25 30 35
Taper length (m) z x
(a)
100
Top view
90 WWG = 1.0a√3 Max
80
70
Coupling efficiency (%)
(W/m2)
60
50
Min
40
3D view
30
20
10
0
0 5 10 15 20 25 30 35
Taper length (m) y
z x
WFW = 5 m WFW = 20 m
WFW = 10 m WFW = 25 m
WFW = 25 m and LTP = 5 m
WFW = 15 m WFW = 30 m
(b)
Figure 6: Coupling efficiency for (a) WWG � 0.8a√3 and (b) WWG � 1.0a√3 for different inlet WG widths (WFW).
3.1. Ridge Dielectric Taper Coupler Integrated with the Straight The coupler inlet width (WFW) and the taper length (LTP)
PC Waveguide Structure. We perform an initial simulation are varied from 5 to 30 µm. Note that the initial coupler inlet
to observe light coupling into the straight PC waveguide width of 5 µm is selected based on the actual size of a typical
from a ridge dielectric taper coupler shown in Figure 5. The fiber optic outlet. A parametric study is performed to ob-
taper coupler is an inlet width converter that is employed to serve the dependence of the coupling efficiency on the
convert the large inlet to the smaller one. The ridge dielectric coupler inlet width (WFW) and taper length (LTP). Two sizes
waveguide taper structure, in particular, is simple and easy to of the PC waveguide inlet width (WWG) are considered
fabricate [36]. which are 0.8a√3 and 1.0a√3 (about 0.848 and 1.060 µm).
Advances in Materials Science and Engineering 5
100 100
90 90
80 80
70 70
Coupling efficiency (%)
50 50
40 40
30 30
20 20
10 10
0 0
0 5 10 15 20 25 30 35 0 5 10 15 20 25 30 35
Taper length (ଧm) Taper length (ଧm)
(a) (b)
100
90
80
Transmission efficiency (%)
70
60
50
40
30
20
10
0
0 5 10 15 20 25 30 35
Taper length (ଧm)
WFW = 5 ଧm WFW = 20 ଧm
WFW = 10 ଧm WFW = 25 ଧm
WFW = 15 ଧm WFW = 30 ଧm
(c)
Figure 8: Coupling efficiency of (a) the coupler section, (b) transmission efficiency of the bending section, and (c) transmission efficiency of
the entire structure.
applications of the taper waveguide as a wave mode con- Our results show that the number of wave mode profiles
verter [39–41]. We then calculate the wave mode profiles increases when WFW increases. The second-order wave
displayed in terms of electric field distributions of a single mode profile of the WFW 5 µm structure is observed. In
piece of the ridge dielectric taper waveguide with WFW and particular, we found that the wave mode at the output of the
LTP both varying from 5 to 30 µm, with a 5 µm increment, ridge taper waveguide with the WFW 5 µm and LTP 10 µm
followed by those of a single-piece PC waveguide. Note structure exhibits a strong match with that at the input of the
that the wave mode profiles are determined at the outlet PC waveguide, as shown in Figure 9. This result supports the
of the ridge taper waveguide and at the input of the PC highest value of coupling efficiency achieved for this par-
waveguide. ticular structure.
Advances in Materials Science and Engineering 7
(a)
(b)
Figure 9: The wave mode profiles (Ez and Ey) at (a) the output of the ridge taper waveguide and (b) the input of the PC waveguide of the
WFW 5 µm and LTP 10 µm structure.
(a)
×10 ρ8 V/m ×10ρ8 V/m
Max Max
20 20
10 10
0 0
ρ10 ρ10
ρ20 ρ20
ρ30 ρ30
ρ40 ρ40
ρ50 Ez Min ρ50 Ey Min
44 46 48 50 52 54 56 58 60 ×10ρ7 44 46 48 50 52 54 56 58 60 ×10ρ7
y
z x
(b)
Figure 10: The electric field profiles (Ez and Ey) at (a) the output of the ridge taper waveguide and (b) the input of the PC waveguide of the
WFW 10 µm and LTP 10 µm structure.
For comparison, an example of mismatched wave mode Although the matching wave modes between the ridge
profiles is illustrated in Figure 10. This structure has taper waveguide and PC waveguide can be obtained, power
WFW 10 µm and LTP 10 µm. The wave mode profile at loss in the waveguide is still realized. The well-known
the output of the ridge taper waveguide is in the third order, concept of temporal coupled-mode theory [33, 42] is then
while that at the input of the PC waveguide is in the second applied to analyze the optical phenomena inside the light
order. This could explain a nearly 0% efficiency obtained in delivery structure. We construct the equivalent diagram of
the coupling section. the light delivery structure as shown in Figure 11.
8 Advances in Materials Science and Engineering
ଯ3
z T2
WG3
I3 R3
T3
Figure 11: The equivalent diagram of the proposed light delivery structure.
(a) (b)
Figure 12: The air hole pattern removal at the (a) joint and (b) corner.
The light delivery structure can be separated into two into WG1 and WG2 with equal lifetimes τ 1 τ2, 100% trans-
regions. Region one is the ridge dielectric taper coupler mission can be achieved. Note that the resonant frequency and
waveguide (WG1) connected with PC waveguide (WG2). decay rate of the cavity-resonant mode strongly depend on
Region two is the horizontal PC waveguide (WG2) con- geometry [33, 43, 44]. Therefore, the geometry of the cavity
nected with vertical PC waveguide (WG3) to form a 90° should be modified to increase the coupling between WG1 and
bending. Region one is considered first. When the light I1 WG2. For region two, another cavity is formed between WG2
reaches WG2, some part will be reflected and some will be and WG3. Again, to achieve 100% transmission efficiency over
radiated away due to the difference between WG1 and WG2. this section, the abovementioned conditions must be applied.
The reflected and transmitted waves in WG1 are denoted as The improvement of cavity matching is then demon-
R1 and T1, respectively. strated here. Several modifying patterns of the WFW 5 µm
According to the temporal coupled-mode theory, the and LTP 10 µm structure are created by randomly removing
cavity that connects WG1 and WG2 is considered as the some air holes near the joint and corner. Figure 12(a) shows
resonator. Ideally, if the cavity resonates with a frequency the location of air hole removal, where hij is the coordinate of
(ω0) equal to the operating frequency (ω) and light decays removed hole position at the joint between the taper and PC
Advances in Materials Science and Engineering 9
MOD#1 MOD#2
MOD#2 MOD#3 MOD#1 MOD#2 MOD#3
Max
Strong
resonant
Min
Figure 13: Modifying pattern 5 (MOD#5) provides the highest transmission efficiency.
waveguide for i � j � {1, 2, 3, 4}. The location of removed air bending structures. The PC waveguide model is created by
holes around the corner is depicted in Figure 12(b). More removing a single row of photonic crystals in a triangular
than 30 cases are run, and the six best cases are selected and lattice array of air holes in the silicon substrate. The PC
shown in Figure 13. The coupling and bending transmission waveguide operates at 1,550 nm and can accommodate both
efficiencies are displayed in the figure. TM- and TE-polarized sources. The lattice space (a) and air
It can be seen that the coupling and bending trans- hole radius (r) are 612 and 263 nm, respectively. The di-
mission efficiencies of the PC waveguide structure can ac- electric coupler model is designed by varying the inlet
tually be improved when joints and corners are modified. In waveguide width (WFW) and the taper length (LTP) from 5 to
our 6 best cases, MOD#5 provides the highest efficiency. 30 μm. The PC waveguide widths of interest are 0.8a√3
Specifically, CT, CB, and CO increase from 88.6% to 97.2%, or 0.848 µm and 1.0a√3 or 1.060 μm. The dielectric taper
59.8% to 72.2%, and 53.8% to 60.8%, respectively. Note that coupler integrated with the straight PC waveguide structure
the obtained overall transmission efficiency from the MOD#5 shows the highest coupling efficiency of 95.3% with the
case is better than those reported previously [24–26]. To WFW � 10 µm, LTP � 5 µm, and WWG � 0.8a√3 µm structure.
further improve the transmission efficiency, a systematic For WWG � 1.0a√3 µm, there are 3 structures with LTP � 5 µm
approach should be implemented. In addition, deformation of that achieve over 90% coupling efficiency, that is, 94.6% for
some air holes might be necessary [13]. WFW � 15 µm, 97.4% for WFW � 25 µm, and 90.8% for
Finally, the hotspot size at the output facet of the WFW � 30 µm. The 1.0a√3 µm width is chosen for integration
WFW � 5 µm and LTP � 10 µm structure is determined. The with the 90° bending structure to form the proposed light
power distribution at the output facet of the structure is delivery structure since it provides larger guiding area at the
shown in Figure 14. By considering the full width half bending section.
maximum (FWHM) of the power distribution profile, we The coupling efficiencies of most structures drop slightly
obtain a spot size of about 103 nm × 413 nm. This spot size is after attaching the bending structures. The overall highest
still too large for high areal density recording. More alter- CT is achieved at LTP � 5 µm. The bell-shaped profiles are
ation of air holes near the output or NFT integration is observed in every case of WFW. These results indicate that the
recommended for further confinement of the spot size. effects of light reflection and scattering are altered in different
guiding geometries, and the optimization of waveguide ge-
4. Conclusions ometry is necessary. The transmission efficiency apparently
decreases along the waveguide. The maximum overall effi-
This paper investigates a PC waveguide-based light delivery ciency of around CO � 53.8% is achieved with the WFW � 5 µm
system for HAMR. We examined taper coupling and and LTP � 10 µm structure.
10 Advances in Materials Science and Engineering
×109
6
Max
5
Min 1
0
ρ0.5 ρ0.4 ρ0.3 ρ0.2 ρ0.1 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Distance (μm)
Horizontal
Vertical
Figure 14: Power distribution at the end facet of the entire model.
Different dimensions of the ridge dielectric coupler [2] C.-J. Wu and Z.-H. Wang, “Properties of defect modes in one-
taper waveguides produce varied output wave modes that dimensional photonic crystals,” Progress in Electromagnetics
affect the matching to the PC waveguide. Modification of Research, vol. 103, pp. 169–184, 2010.
air holes at the joint and corner of the PC waveguide of the [3] I. Andonegui and A. J. Garcia-Adeva, “The finite element
WFW 5 µm and LTP 10 µm structure appears to improve method applied to the study of two-dimensional photonic
the efficiencies at the taper coupler section and the overall crystals and resonant cavities,” Optics Express, vol. 21, no. 4,
structure. The optimal coupling and overall transmission ef- pp. 4072–4092, 2013.
ficiencies increase to 97.2% and 60.8%, respectively. These [4] X. Gan, Y. Gao, K. F. Mak et al., “Controlling the spontaneous
emission rate of monolayer MoS2 in a photonic crystal
efficiency levels are definitely sufficient, considering our simple
nanocavity,” Applied Physics Letters, vol. 103, no. 18, p. 181119,
design and fabrication [36]. In addition, the value of the overall
2013.
transmission efficiency is better than those reported previously.
[5] H. Li and X. Yang, “Larger absolute band gaps in two-
The PC waveguide is therefore a promising candidate for the dimensional photonic crystals fabricated by a three-order-
HAMR light delivery system. However, more alteration of air effect method,” Progress in Electromagnetics Research, vol. 108,
holes near the output or NFT integration is recommended to pp. 385–400, 2010.
further confine the spot size. [6] C. Jamois, R. B. Wehrspohn, L. C. Andreani, C. Herrmann,
O. Hess, and U. Gosele, “Silicon-based two-dimensional
Conflicts of Interest photonic crystal waveguides,” Photonics and Nanostructures-
Fundamentals and Applications, vol. 1, no. 1, pp. 1–13, 2003.
The authors declare that they have no conflicts of interest. [7] S. Meister, B. Franke, H. J. Eichler et al., “Photonic integrated
circuits for optical communication,” Optik & Photonik, vol. 7,
Acknowledgments no. 2, pp. 59–62, 2012.
[8] T. Niemi, L. H. Frandsen, K. K. Hede, A. Harpoth, P. I. Borel,
The authors would like to thank King Mongkut’s University and M. Kristensen, “Wavelength-division demultiplexing
of Technology Thonburi and Seagate Technology (Thailand) using photonic crystal waveguides,” IEEE Photonics Tech-
Co., Ltd., for supporting this work. In addition, the authors nology Letters, vol. 18, no. 1, pp. 226–228, 2006.
would like to acknowledge the financial support to this work [9] A. Blanco-Redondo, P. Sarriugarte., A. Garcia-Adeva,
received from the NSTDA University Industrial Research J. Zubia, and R. Hillenbrand, “Coupling mid-infrared light
Collaboration (NUI-RC) and National Science and Tech- from a photonic crystal waveguide to metallic transmission
nology Development Agency. lines,” Applied Physics Letters, vol. 104, no. 1, p. 011105,
2014.
[10] D. C. Tee, T. Kambayashi, S. R. Sandoghchi, N. Tamchek, and
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