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Effects of alternate wetting and drying (AWD) threshold level and plant seedling
age on crop performance, water input, and water productivity of transplanted
rice in Central Luzon,...
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R.M. Lampayana*, K.C. Samoy-Pascualb, E.B. Sibayanb, V.B. Ellac, O.P. Jayaga, R.J. Cabangona,
B.A.M. Boumana
a
International Rice Research Institute, DAPO Box 7777, Metro Manila, Philippines
b
Philippine Rice Research Institute, Science City of Muñoz, Nueva Ecija, Philippines
c
University of the Philippines Los Baños, Laguna, Philippines
*Corresponding author. Tel.: +63-2-891-1236; Fax: +63-2-580 5699
E-mail address: r.lampayan@irri.org (R.M. Lampayan).
Abstract
Water for agriculture is increasingly becoming scarce and the production of rice will be affected. This
necessitates the development of innovative techniques that reduce water input and increase water productivity of
rice. Alternate wetting and drying (AWD) irrigation and use of older seedlings may help reduce the input water
requirement of rice. We evaluated the effects of AWD at different threshold levels (irrigation when perched water
table drops to 15, 25, or 30 cm below soil surface) in comparison with continuous flooding (CF), and of rice plant
seedling ages on grain yield, water input, and water productivity of lowland rice during the 2010 and 2011 dry
seasons. In both years, there was no effect of water management and a significant effect of seedling age. Twenty-
one-day-old seedlings gave the highest yields. Water savings using AWD ranged from 42.8 to 53.7% of total water
input in comparison with CF, without yield loss, but there was little difference in water input among AWD
treatments. Due to shorter duration of growth in the main field, water input with 30-d-old seedlings was lower than
with younger seedlings, but with a corresponding yield loss. Total water productivities in AWD treatments were
higher than those with CF. Among seedling ages, 21-d-old seedlings gave the highest water productivity and 30-d-
old seedlings gave the lowest.
Keywords: alternate wetting and drying, seedling age, total water input, total water productivity, water savings,
irrigated lowland rice
Introduction
Lowland rice in Asia is traditionally transplanted into puddled soil and grown under flooded conditions
wherein abundant water is used. In fact, when irrigation is available, the field is ponded with water for at least 80%
of the crop’s duration (Bouman et al. 2007). At the farmer field level, rice uses much water two to three times more
1
than do other irrigated crops, but an unknown fraction of water losses from individual fields is reused by other fields
downstream. Assuming a water reuse fraction of 25%, it has been estimated that irrigated rice receives some 34–
43% of the total world’s irrigation water or 24–30% of the total world’s freshwater withdrawals (Bouman et al.
2007). About 56% of the world’s 271 million ha of irrigated area of all crops is in Asia, and rice accounts 40–46%
of the net irrigated area of all crops (Dawe 2005). In the Philippines, some 61% of the 3.4 million ha of rice land is
under irrigation, with the majority of the production coming from the rice bowl in Central Luzon (IRRI 1997).
Water is becoming more scarce due to rapid increase of population, increasing urban and industrial demand,
decreasing availability due to contamination of water resources by point and non-point pollutants (chemicals, salts,
silts), and water resource depletion (Rijsberman 2006). Climate change has also brought an alarming situation to
agricultural sector particularly of increasing scarcity of water globally, which threatens irrigated lowland rice
production. With declining availability of water for agriculture, saving water and increasing rice productivity have
become major challenges to many rice producers. In situations where water is scarce, non- beneficial losses (e.g.,
seepage, percolation, evaporation) of water in rice fields must be reduced.
Several water-saving technologies and practices have been developed to help farmers cope with water scarcity
in irrigated environments. These include saturated soil culture, aerobic rice, and alternate wetting and drying (AWD)
(Belder et al. 2005; Bouman et al. 2007). These water saving-technologies are mostly aimed at reducing
unproductive losses of water due to seepage, percolation, and evaporation, thereby increasing the productivity of
total water inputs from rainfall and irrigation.
AWD is a technology that has been widely tested and promoted in several countries in Asia, especially the
Philippines, China, Vietnam, and Bangladesh. In the Philippines, the technology has been tested and promoted since
2001 (Lampayan et al. 2003) and, in 2009, a policy document was released to support the wide-scale promotion of
AWD in the country (Sibayan 2011). In AWD, the rice field is intermittently flooded, followed by periods without
flooding. The number of days that the soil is left dry varies from 1 to more than 10 d depending on the soil type,
crop stage and weather. The recommended water management for “safe” (no yield loss) AWD involves applying
irrigation (to depth of around 5 cm) when the perched water table falls to 15 cm below the soil surface. This can be
monitored from a hole in the ground, but, to prevent the hole from collapsing, a field water tube is normally
installed. The field water tube is a perforated tube that can be fabricated with materials such as polyvinyl chloride
(PVC) pipe, bamboo, plastic water bottles, or even tin cans, with diameter ranging from 10 to 20 cm (Figure 1). The
threshold of 15 cm is called ‘safe AWD” as this will not cause any yield decline since the lower parts of the roots of
the rice plants - generally extending 15-20 deep - will still be able to take up water from the (mostly) saturated soil
and the perched water in the root zone (Bouman et al. 2007). Leaf area expansion is reduced as soon as the soil dries
below saturation (tensions higher than 1 kPa) in most cultivars, and growth and yield formation become affected
(Wopereis et al. 1996). The field water tube helps farmers see this “hidden” source of water". Safe AWD can be
started at 1 to 2 weeks after transplanting is done, and afterwards, the only time that field is necessarily kept flooded
is at flowering to avoid spikelet sterility and resulting yield loss (Bouman et al. 2007).
Several studies have shown that safe AWD reduces water input significantly without penalty in grain yield
(Cabangon et al. 2003; Lampayan et al. 2003; Samoy et al. 2008). Compared to famers practice of continuous
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flooding, safe AWD saves as much as 30% irrigation water without reducing rice yields, and increases farmers’
income by 30% (Lampayan 2013). Other potential benefits of AWD were reduction in lodging problem of rice
plants from grain filling to maturity stages because of better rooting system, better control of some diseases such as
golden snail (Bouman et al. 2007), and reduction of methane gas emissions (Sander et al. 2012). Flooded rice fields
are also anthropogenic source of greenhouse (GHG) methane (CH4). Multiple aerations of the paddy fields using
AWD reduce methane emission by 30-70% (Sander et al. 2012).
Increasing the threshold for irrigation to a watertable depth of 25 cm and even deeper may be possible for
AWD; however whether we can increase the depth without losing yield needs to be investigated. More irrigation
water can be saved and water productivity further increased by prolonging the periods of dry soil and imposing a
slight drought stress on the plants, but this may come at the expense of yield loss.
In the search for other ways to save water, several field experiments were also conducted at IRRI and in
Central Luzon, Philippines, to test the hypothesis that “older” but “stronger” and more vigorous seedlings can
reduce crop duration in the main field and hence water requirement without compromising rice yield (Faronilo et al.
2010). Age of seedlings at transplanting often depended on availability of inputs, including water. In lowland rice,
farmers often use 25-50 d-old seedlings for transplanting (De Datta 1981; Singh and Singh 1999). However, as
reviewed by Pasuquin et al. (2008), most studies indicated higher grain yields by using seedlings not older than 25
days. In the Philippines, Pasuquin et al. (2008) found higher yield with younger seedlings, with, in some cases, a
difference as large as 1 t ha-1 between 7- and 21-d transplanting. Other studies outside the Philippines showed that
transplanting younger seedlings (about 8–12 d old) with wide spacing and no continuous flooding gave higher yield
(Uphoff 2000). In contrast, a few others reported that the use of 30- and 60-d-old seedlings did not affect yield
(Chandra and Manna 1988). In the 2007 dry season (DS) at IRRI, Furukawa (2008) indicated that transplanting
vigorous 31-d-old seedlings grown in well-fertilized wetbed nurseries at lower sowing density shortened crop
growth duration in the main field and reduced water input without any yield decline. Follow-up experiments in 2009
DS and 2010 DS confirmed that transplanting of old seedlings (31 d) can achieve yield comparable with that of 10-
d-old seedlings or 20-d-old seedlings, provided that lower sowing density (25 gm -2) is used and fertilizer is applied
in the seedbed (Faronilo et al. 2010).
In this paper, we investigated the potential for further reducing water input and increasing input water
productivity by increasing the threshold level for AWD and increasing seedling age without compromising grain
yield.
3
B), about 500 m away from site A, to validate initial results under deeper water table conditions. Both sites have
clay soils (44% clay, 17% silt, 39% sand). The sites have been continuously cropped with puddled rice twice a year
and are surrounded by flooded rice fields during cropping seasons. Average annual rainfall in the area is 1,747 mm
with distinct dry (December-April) and wet (May-November) seasons. The area has an average temperature of
27.4 ºC, a relative humidity of 84.4%, and solar radiation of 20.6 MJ m -2 d-1.
4
Crop management protocols in the main field were all the same. Each season, a total of 120 kg ha -1 of
nitrogen (N) was applied as urea in three equal splits: 1) basal or before transplanting, 2) 21–23 DAT or at mid-
tillering, and 3) 43–50 DAT or at panicle initiation. Phosphorous (P) and potassium (K) were also applied as basal
fertilizer at 40 kg each ha-1. Complete fertilizer (14-14-14) was used as the source of NPK for the basal application.
It was incorporated in the soil during final harrowing. Pre-emergence herbicide (butachlor) was applied 7 DAT.
Occasional manual weeding was done to keep the plots free from weeds.
5
Weather data, taken from the weather station at PhilRice, included daily rainfall, evaporation, temperature,
and solar radiation. Seasonal means and sums were reported based on the growth duration specified in the
treatments. Growth duration was measured from transplanting until physiological maturity.
Data analysis
Data analysis was carried out using the balanced analysis of variance (ANOVA) and the linear mixed
model of CropStat (IRRI 2007) for a split-plot design with water regime as the main factor and seedling age as the
subfactor. Mean comparison among treatments was based on the least significant difference (LSD) test at the 5%
level of significance.
Results
Weather conditions
Table 1 presents the total of rainfall and pan evaporation and the average daily minimum and maximum
temperatures, solar radiation, and sunshine duration during the crop growth period (transplanting-harvesting) for
each treatment in the 2010 and 2011 DS. No rainfall occurred throughout the growth duration in 2010, while some
rainfall occurred in 2011, particularly in the S14 (50 mm) and S21 (38 mm) seedling age treatments. There was
rainfall during the first few weeks after transplanting (data not shown). Average daily maximum temperature was
higher in 2010 (site A) than that in 2011 (site B). Cumulative pan evaporation in 2010 was also higher than in 2011,
by about 35%. In both years, cumulative pan evaporation decreased from S14 to S30 due to shorter crop duration
(Table 2) in the main field as seedling age increased. Average daily solar radiation from transplanting to harvest was
higher in 2010 (20.5–21.0 MJ m-2) than in 2011 (19.5–20.7 MJ m-2). Average daily sunshine duration was also
higher in 2010 (9.5–9.9 h) than in 2011 (7.4–8.3 h).
Hydrological conditions
The average groundwater in the 2010 experimental main field was very shallow (Figure 2) and depth
fluctuated from about 22 to 45 cm below the ground surface, with a seasonal average depth of 29 cm (before
terminal drainage was imposed). In 2011, average groundwater depth (before terminal drainage was imposed) was
150 cm below ground surface in 2011, with fluctuations from 98 to 178 cm in the season.
Figure 3 shows the typical daily field water fluctuations (as measured by field water tubes) according to
water regime during the 2010 and 2011 seasons. The data used in Figure 3 were from the S14 plots (similar trends
were observed in other seedling age treatments). Within water treatment, irrigation time varied slightly across the
replicates as irrigation of each plot was based on the field water tube depth in that plot. In both years, imposition of
all AWD threshold levels was possible and, as expected, there were more AWD cycles (wetting and flooding cycles)
in AWD15; they were least in AWD30. In CF plots, field water depth usually ranged from 1 to 5 cm.
6
Soil water tension dynamics of the AWD treatments was well-correlated with field water level dynamics,
as shown in Figure 4. When groundwater level became deeper, soil water tension at 15 cm increased. In both years,
soil water tension increased from AWD15 to AWD30. The average soil water tensions in 2010 were higher than
those in 2011 (more drying events in 2010), but the differences were very small. The seasonal average soil water
tension at 15 cm in 2010 was 2.0 kPa in AWD15, 3.4 kPa in AWD25, and 3.0 kPa in AWD30. In 2011, average soil
water potential was 1.5 kPa in AWD15, 1.9 kPa in AWD25, and 4.7 kPa in AWD30.
7
different from S14 in 2011), and lowest (p<0.05) with S30 in both years. Percent filled spikelets were lower in S30
than S21 in both years, but not significantly different from S14 in 2010; S14 and S21 were similar in both years.
Harvest index of S30 was significantly lower than those of S14 and S21 in 2011 and lower than that of S21 in 2010.
No significant difference of harvest indices of S14 and S21 was found in both years.
Discussion
The better crop development, the more favorable yield components, and the higher grain yields and harvest
indices in 2010 compared with those in 2011 were largely due to climatic differences between the two years. Across
water and seedling age treatments, grain yields ranged from 7.5 to 8.0 t ha -1 in 2010 and from 5.0 to 6.0 t ha -1 in
2011. This gave about a 2.4-t ha-1 difference between the years. Higher LAI, dry biomass, panicle density, and
number of spikelets per panicle (by about 8%) were produced in 2010 than in 2011; percent filled spikelets and
1000-grain weight were similar in both years. Lower average maximum temperatures, lower solar radiation and
sunshine duration due to cloudy weather in 2011 may have accounted for these differences. According to Yoshida
(1981), growth and grain yield are determined largely by temperature and solar radiation with all other inputs non-
limiting. The slight variations in rainfall amount between the 2010 and 2011 experimental periods probably had no
effect on crop performance. Rainfall occurred in 2011 only during the first few weeks after transplanting
(particularly in S14) and, during this period, the plants were not yet exposed to the water treatments. The
differences in groundwater conditions in the two sites probably did not contribute to the difference in crop
performance as there were no W treatment effects, even CF had a 2.1 t ha -1 lower yield. The higher total water input
8
in 2010 was probably the result of higher evaporative demand in 2010 (Table 1) and despite the shallower
watertable.
9
kPa did not reduce yield for almost all of the varieties tested (Bueno et al. 2010). Groundwater levels at the IRRI
farm are generally shallow, with water table depths fluctuating from 0 to 70 cm below the ground surface during the
dry season in a number of experimental fields (Cabangon et al. 2011).
Conclusions
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Grain yield was not significantly affected by water treatments, but it was affected by seedling age. No
significant W x S interactions were observed in both years of the experiment. Younger seedlings (S14 and S21) gave
higher yields due to their higher percent filled spikelets, number of spikelets per panicle, and harvest index at
maturity. AWD with thresholds of 15–30 cm water depth below the ground surface reduced water input significantly
and increased water productivity compared with continuous flooding. Use of 30-d-old seedlings (S30) reduced water
input due to the shorter crop growth duration in the main field, but this was attained at the expense of yield. S14 had
higher growth duration in the main field by 9–14 d when compared with S30 and by 2–8 d when compared with S21
in both seasons.
Substantial input water savings ranging from 42.8 to 53.7% (compared with CF) were obtained in AWD water
regimes with no yield penalty. Across seedling age, S30 obtained up to 19% water savings, but it had a yield loss of
up to 1.0 t ha-1 when compared with younger seedlings. To respond to the challenge of the paper, it is concluded
that there is still a scope to increase further the amount of water savings and water productivity of irrigated lowland
rice fields in Central Luzon, Philippines (with shallower groundwater tables and clay soil) by lowering the threshold
level of safe AWD. Farmers can adopt a lower threshold level for irrigation to 30 cm, depending on their own
conditions (in terms of water scarcity, water cost, and acceptable level of any yield loss). Further increase of water
savings can also be achieved by transplanting older seedlings (30-d-old), however with some yield penalty. Some
yield penalty may be acceptable when the price of water is high or when water is scarce. To further support the
results of the field analysis and to extrapolate the findings to other seasonal and site conditions, a simulation of the
effects of water management and seedling age on grain yield, water balance components, and WP of rice under a
range of groundwater depth, soil, and weather conditions is warranted.
Acknowledgment
We wish to thank the Swiss Agency for Development and Cooperation (SDC) through the Water-saving
Workgroup of the Irrigated Rice Research Consortium (IRRC) for funding the experiments. We are also grateful to
PhilRice management for permission to use the facilities and for the assistance in the conduct of the experiments.
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Table 1: Cumulative rainfall (mm) and pan evaporation (mm), average daily maximum and minimum temperatures
(oC), average daily solar radiation (MJ m -2), and average daily sunshine duration (h) from sowing to harvest, Muñoz,
Nueva Ecija, Philippines, 2010 and 2011 dry seasons.
Table 2: Key phenological stages of PSB Rc80 at different seedling age treatments. Muñoz, Nueva Ecija,
Philippines, 2010 and 2011 dry seasons.
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2010 DS (site A)
Panicle initiation (PI) 59 (45) 66 (45) 73 (43)
Flowering (FL) 87 (73) 87 (66) 98 (68)
Physiological maturity (PM) 113 (99) 118 (97) 120 (90)
2011 DS (site B)
Panicle initiation (PI) 64 (50) 64 (43) 77 (47)
Flowering (FL) 88 (74) 88 (67) 98 (68)
Physiological maturity (PM) 116 (102) 115 (94) 118 (88)
*Computed based on days after sowing (DAS) and days after transplanting (DAT). PI = panicle initiation; FL =
flowering; PM = physiological maturity. Values in ( ) are duration in the main field = DAT.
Table 3: Effect of water regime and seedling age on grain yield and yield components of rice. Muñoz, Nueva Ecija,
Philippines, 2010 and 2011 dry seasons.
14
Means in a column for each season followed by the same letter are not significantly different (P > 0.05). In the
analysis of variance, ns means non-significant (P>0.05), * means P<0.05, ** means P<0.01. CV = coefficient of
variance. W and S treatments are explained in the text.
1000- Harvest
Spikelets Filled Grain
Season Tillers Panicles grain index
Treatment (no. spikelets yield
(no. m-2) (no. m-2) -1 weight -1 (HI)
panicle ) (%) (t ha )
(g)
Water (W)
2010 dry CF 357 a 343 a 143 a 73.9 a 22.0 a 8.00 a 0.48 a
season AWD15 353 a 329 a 136 a 73.9 a 22.0 a 7.92 a 0.47 a
(site A) AWD25 363 a 343 a 139 a 75.8 a 21.6 a 7.95 a 0.47 a
AWD30 368 a 345 a 135 a 74.2 a 21.8 a 7.46 a 0.46 a
2011 dry
CF 330 a 309 a 133 a 77.1 a 22.1 a 5.88 a 0.51 a
season
AWD15 349 a 326 a 129 a 74.0 a 21.9 a 5.32 a 0.49 a
(site B)
AWD25 327 a 306 a 130 a 78.4 a 22.1 a 5.62 a 0.50 a
AWD30 336 a 320 a 122 a 75.8 a 21.7 a 5.01 a 0.50 a
W ns ns ns ns ns ns ns
2011dry
S ns ns ** ** ns ** **
season
Wx S ns ns ns ns ns ns ns
CV (%) 13.0 13.3 12.0 5.6 3.1 12.6 6.4
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Table 4: Total water input and total water productivity in Muñoz, Nueva Ecija, Philippines, during 2010 and 2011
dry seasons.
Treatment Total water input (mm) Total water productivity (kg m-3)
2010 dry season 2011 dry season 2010 dry season 2011 dry season
(site A) (site B) (site A) (site B)
Water (W)
CF 1321 a 1199 a 0.63 c 0.50 b
AWD15 756 b 623 b 1.09 b 0.86 a
AWD25 621 b 576 b 1.34 a 0.99 a
AWD30 612 b 556 b 1.24 ab 0.93 a
Analysis of variance
(ANOVA)
W ** ** ** *
S * ns * **
Wx S ns ns ns ns
CV (%) 19.2 14.3 20.1 15.0
Means in a column for each season followed by the same letter are not significantly different (P > 0.05). In the
analysis of variance, ns means non-significant (P>0.05), * means P<0.05, ** means P<0.01. CV = coefficient of
variance. W and S treatments are explained in the text.
16
10-20 cm diameter PVC pipe
Use a ruler to
measure water depth
When water level
above the soil surface:
read this
10cm
Soil surface
15 cm (for AWD15)
Puddled 25 cm (for AWD25)
topsoil 30 cm (for AWD30)
When water level below
the soil surface:
read this
Figure 1: Schematic design of a field water tube to implement AWD treatments in the water
regime x seedling age experiment, Muñoz, Nueva Ecija, Philippines, 2010 and 2011 dry seasons
(modified from Bouman et al. 2007).
17
Figure 2. Daily groundwater levels in Muñoz, Nueva Ecija, Philippines, 2010 (a) and 2011 (b)
dry seasons.
18
Muñoz 2010 Muñoz 2011
Depth (cm) W1 Depth (cm) W1
5 5
4 4
3 3
2 2
1 1
0 0
Rep1 Rep2 Rep1 Rep2
-1 Rep3 Rep4 -1 Rep3 Rep4
-2 -2
20 26 32 38 44 50 56 62 68 74 80 DAT
86 20 26 32 38 44 50 56 62 68 74 80 DAT
86
0 0
-5 -5
-10 -10
-15 -15
20 26 32 38 44 50 56 62 68 74 80 DAT
86 20 26 32 38 44 50 56 62 68 74 80 DAT
86
Figure 3: Daily perched water levels of different water regimes using 14-d old seedlings (S14) at
Munoz, Nueva Ecija, Philippines, 2010 and 2011 dry seasons. DAT is days after transplanting.
19
Muñoz 2010 Muñoz 2011
40 Perched w ater level (cm) Soil w ater tension (kPa) Perched w ater level (cm) Soil w ater tension (kPa)
30 PI FL PI FL (a)
20
10
0
-10
-20
-30
40
30 PI FL
PI FL (b)
20
10
0
-10
-20
-30
40
30 (c)
PI FL PI FL
20
10
0
-10
-20
-30
20 27 34 41 48 55 62 69 76 DAT
83 20 27 34 41 48 55 62 69 76 DAT
83
Figure 4: Values of soil water tension at 15 cm depth and perched water level in different water
treatments in Muñoz, Nueva Ecija, Philippines, 2010 and 2011 dry seasons; (a) AWD15, (b)
AWD25, and (c) AWD30. Data are from a single replicate of S21 in 2010 and S14 in 2011.
20
LAI LAI
5 5
CF
4 S14
4
AWD15
S21
AWD25
3 3 S30
AWD30
2 2
1 1
0 0
TP MT PI FL PM TP MT PI FL PM
(a)
LAI LAI
5 5
S14
4 CF 4 S21
AWD15 S30
3 AWD25 3
AWD30
2 2
1 1
0 0
TP MT PI FL PM TP MT PI FL PM
(b)
Figure 5: Leaf area index (LAI) of rice crops exposed to different water and seedling age
treatments in Muñoz, Nueva Ecija, Philippines, 2010 (a) and 2011 (b) dry seasons. The
treatments (W and S) are explained in the text; error bars are + standard error (SE); TP =
transplanting; MT = mid tillering; PI = panicle initiation; FL = flowering; PM = physiological
maturity.
21
Biomass (t ha-1) Biomass (t ha-1)
18 18
CF
S14
15 15
AWD15
S21
AWD25
12 12 S30
AWD30
9 9
6 6
3 3
0 0
TP MT PI FL PM TP MT PI FL PM
(a)
CF S14
15 15
AWD15 S21
12 12 S30
AWD25
AWD30
9 9
6 6
3 3
0 0
TP MT PI FL PM TP MT PI FL PM
(b)
Figure 6: Dry biomass of rice crops exposed to different water regime and seedling age
treatments in Muñoz, Nueva Ecija Philippines, 2010 (a) and 2011 (b) dry seasons. Water regime
(W) and seedling age (S) treatments are explained in the text; error bars are + standard error
(SE); TP = transplanting; MT = mid-tillering; PI = panicle initiation; FL = flowering; PM =
physiological maturity.
22