Vibration Limits For Historic Buildings and Art Collections

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Vibration Limits for Arne P.

Johnson and
W. Robert Hannen
Historic Buildings
and Art Collections

Which vibration limit


is right for a particular
historic building during
a construction project,
and how can it be
implemented?

Fig. 1. The Saint Louis Art


Museum, Saint Louis, Missouri,
construction underway for
expansion, 2010.

Vibration limits to prevent threshold damage to typical


buildings are relatively well known. However, there is no com-
monly accepted standard for vibration limits to protect historic buildings, and
vibration limits to protect artwork and other fragile objects within historic build-
ings are generally not addressed in the literature. This lack of definitive informa-
tion is problematic for operators of historic buildings, such as museums, that are
undertaking rehabilitations or expansions that could expose the building and its
collection to vibrations (Fig. 1).
There is a plethora of guidelines for the protection of historic buildings from
construction vibrations, but the recommended limits vary widely and are often
presented without appropriate explanation or reference to scientific basis. Art-
conservation literature shows that the vibrations that art objects commonly ex-
perience during transit between museums are several times higher than vibration
limits often used to protect museum buildings and collections in situ, yet damage
to art during shipment rarely occurs. This disparity suggests that the commonly
used vibration limits for the protection of artwork during construction projects
are overly conservative. On the other hand, the authors’ experience monitoring
vibrations during museum construction projects has shown that there are special
risks for the artwork that need to be understood.
66
Vibration Limits

The objectives of this article are three-


Table 1. Common Values of Ambient Vibrations in Buildings
fold: to provide general background
information regarding vibrations in Activity Typical Vibration
Amplitudes (in/sec)
buildings, including human perception
Occupants walking, closing doors, other daily activities 0.02 - 0.05
and ambient and damage levels; to syn-
Occupants running or jumping 0.05 - 0.20
thesize the published information on
Daily commuter-train traffic next to historic museum 0.03 - 0.07
vibration limits for historic buildings Occupied floor above loading dock and trash compactor 0.03 - 0.16
and provide a rational methodology to Moving furniture into office in an office building 0.10 - 0.14
develop appropriate vibration limits for Moving tables and chairs after an event in historic museum 0.10 - 0.15
specific buildings and situations; and to
provide guidance for the protection of
depending on vibration frequency, and Before and after each blast, condition
artwork and other fragile building con-
become disturbing to the human body surveys were performed to check for
tents from construction vibrations.
at approximately 0.1 to 0.2 in/sec (at threshold damage. Vibration data were
typical frequencies above approximately systematically collected and statistically
Background Information 10 Hz). Thresholds of perception and analyzed to develop findings.
on Vibrations annoyance for transient vibrations are
somewhat higher.
In simplified terms, vibrations originate
at a source, transmit through a media, Ambient vibration levels in build-
normally soil, and then reach a receiver, ings. Ambient (background) levels of
such as a building or other structure. vibrations in buildings due to normal,
Different buildings will respond quite day-to-day activities usually range from
differently to vibration input because of about 0.02 to 0.10 in/sec. Common val-
their differing mass, stiffness, and mate- ues measured by the authors are shown
rial composition. Moreover, different in Table 1.
sources generate ground-borne vibra-
tions that transmit through the soil in Ambient levels due to common oc-
different ways. Transient vibrations re- cupant activities, such as walking, oc-
sult from ground impacts, such as from casional running, and closing doors,
dropping heavy debris, which generate are often 0.05 in/sec, with infrequent
a large initial response that quickly de- excursions up to 0.10 or even 0.20 in/
cays (attenuates) with distance from the sec. For example, vibrations in excess of
vibration source. Steady-state vibrations 0.10 in/sec were recorded near workers
result from continuous, high-energy taking down tables and chairs after an
activities, such as vibratory pile driv- event at the Art Institute of Chicago. Fig. 2. Human perceptibility of vibrations.

ing or vibratory roller compaction of Vibrations from heel drops, a simulated American Association of State Highway
activity similar to running or jumping, and Transportation Officials, R8-96,
soil. Pseudo-steady-state vibrations are 2004; and John F. Wiss, “Construction
a mixture of transient and steady-state were recorded to be in the range of 0.05
Vibrations,” (1981): 167-181.
responses. to 0.20 in/sec at the Saint Louis Art
Museum. A comparison of these values
For buildings, the magnitude of vibra- with the chart in Figure 2 clearly shows
tions is typically measured in terms that occupants can, at times, feel back- A total of 76 residential buildings were
of peak particle velocity (PPV) using ground vibrations in most buildings. included in the studies. Most buildings
units of inches per second (in/sec). The were relatively modern, timber-framed
number of vibration cycles in a specified Damage levels for buildings. Rigorous houses with drywall finishes; however,
period of time is called the vibration scientific study to determine damage several were of brick and concrete
frequency, typically measured in Hertz thresholds for buildings exposed to masonry construction, and some were
(Hz), or cycles per second. vibrations was carried out by the U.S. older buildings with plaster on wood-
Bureau of Mines (USBM) in the 1970s lath finishes. Pre-existing conditions in
Human perception of vibrations. The and 1980s and reported in landmark the buildings varied from good to rela-
human body can perceive very low lev- research reports.2 Actual residences tively poor and distressed. One building
els of vibrations (Fig. 2).1 Steady-state near blasting sites were carefully in- was more than 150 years old and had
vibrations become perceptible to human strumented and documented during the significant distress (cracking) in its plas-
occupants at approximately 0.03 in/sec, course of hundreds of blasting events. ter walls before vibration exposure.3
67
APT BULLETIN JOURNAL OF PRESERVATION TECHNOLOGY / 46:2-3 2015

Table 2. Damage Thresholds as Reported in USBM RI 8507 seasonal changes in temperature and
humidity have been found to be several
Conditions Observed Typical Peak Particle times those produced by blasting vibra-
Velocity (in/sec) tions of 0.1 to 0.5 in/sec. These findings
Threshold damage (hairline cracking in plaster, opening of old cracks, etc.) 2-3 explain why wall finishes in buildings
Never at < 0.5 often exhibit hairline cracking in the
Minor damage (hairline cracking in masonry, breaking of windows) 4-5 absence of vibration exposure.5
Never at < 1.0
Major structural damage (cracking or shifting of foundations or >5
bearing walls) Vibration Limits to
Protect Buildings
As summarized in Table 2 and illus- • “Major structural damage,” such as
trated in Figure 3, the U. S. Bureau of wide cracking or shifting of founda- Vibration limits to protect typical build-
Mines Report of Investigations 8507, tions or bearing walls, typically did ings (i.e., those without any perceived
“Structure Response and Damage Pro- not occur until levels well above 5 in/ unusual sensitivity) are relatively well
duced by Ground Vibration from Sur- sec.4 known and accepted. One of the most
face Mine Blasting” (USBM RI 8507), commonly cited limits in the U.S. is
The basis and limitations of the USBM still based on the USBM RI 8507 study.
reported the following findings:
RI 8507 findings should be noted. Vi- However, there is no commonly ac-
• “Threshold damage,” defined as open- brations were measured on the ground cepted standard for vibration limits
ing of old cracks, formation of new at the base of the buildings or in the specifically to protect historic buildings,
hairline cracks in drywall or plaster basement next to the foundation walls. although there is a plethora of guide-
wall finishes, and dislodging of loose Supplemental instrumentation was in- lines and recommendations. A 2012
objects, typically appeared at ap- stalled at various locations inside the National Cooperative Highway Re-
proximately 2 to 3 in/sec and was buildings to study dynamic amplifica- search Program (NCHRP) report, which
never observed at less than 0.5 in/sec. tion; amplified measurements on walls provides a comprehensive summary of
and ceilings were reported to be up the available literature, cites more than
• “Minor damage,” such as broken
to four to eight times that of the cor- 20 sources for vibration limits for his-
windows, loosened or fallen plaster,
responding measurements at the base toric buildings, with limits ranging from
and hairline cracking of masonry,
of the building. The study had included as low as 0.08 to as high as 2.0 in/sec.6
typically appeared at approximately
structures of various ages, from rela- Representative references cited in the
4 to 5 in/sec and was never observed
tively new to quite old, and various report, in addition to those referenced
below 1.0 in/sec.
conditions, from relatively good to elsewhere in this article, are included in
already distressed. However, all of the the bibliography.7
testing was performed on low-rise resi-
dential buildings of wood and masonry The authors have reviewed these
construction, and the vibration type sources, looking for commonalities and
was primarily transient (from nearby the scientific basis for the recommended
blasting). Limited testing was performed limits, such as statistical analysis of
on one building to study fatigue effects actual damage data. This review in-
under sustained, steady-state excitation. dicated that many, if not most, of the
With a large oscillator attached to the recommendations are based on general
building and operating continuously, experience and judgment; scientific
threshold cracking did not occur until basis and adequate explanation for the
52,000 cycles of continuous vibration limits are often lacking. In some cases,
input equivalent to 0.5 in/sec at the base a small number of damage incidents are
of the building. reported, but these cases are difficult to
interpret or make generalizations from
The USBM RI 8507 study, as well as due to the limited data and unique char-
several other studies, compared strains acteristics of the particular vibration
in walls produced by everyday activities source and structure.
(walking, running, closing doors, etc.)
with those needed to cause threshold This review indicated that almost all of
cracking. Results indicated that oc- the sources for limits at historic build-
cupants of buildings commonly pro- ings point back to four primary sources.
duce strains in walls similar to those Careful study and comparison of these
Fig. 3. Damage probability as reported produced by blasting vibrations of 0.1 four sources reveals commonalities that
in USBM RI 8507 and reproduced in C. to 0.5 in/sec. Perhaps even more sig- can be used to formulate a rationale for
Dowding, Construction Vibrations, 172. nificantly, strains in walls caused by developing appropriate vibration limits
68
Vibration Limits

for particular historic buildings and sit- very similar to the USBM RI 8507 limit,
uations. The following sections describe which is to be expected since both relate
the vibration limits recommended by to light-framed structures subjected to
each of these four primary sources. The transient vibrations. Sources cited by BS
way in which each vibration limit ad- 7385 include publications by the USBM
dresses the following three key factors researchers, as well as independent Brit-
should be noted: ish and Swiss studies.
Key factor 1: building type and condi- For continuous vibrations, the British
tion standard states:
• Responsiveness (sensitivity) of a The guide values . . . relate predominately to
particular structure type to vibra- transient vibration which does not give rise
to resonance response in structures, and to
tion input low-rise buildings. Where the dynamic load-
Fig. 4. “Safe limit” to prevent threshold
• Fragility of a particular structure, ing caused by continuous vibration is such as
cracking in plaster walls. From USBM to give rise to dynamic magnification due to
pre-existing weaknesses or distress RI 8507 and John F. Wiss, “Construction resonance . . . then the guide values may need
Vibrations,” (1981): 167-181. to be reduced by up to 50%. Note: There are
Key factor 2: vibration source type insufficient cases where continuous vibration
has caused damage to buildings to substantiate
• Transient (short term, impulse-
these guide values, but they are based on com-
type) vibrations: blasting, sudden mon practice.
ground impacts, and similar
Regarding the potential for fatigue un-
• Continuous (long term, steady- der continuous or long-term vibration
state) vibrations: vibratory pile exposure, the standard states:
driving, vibratory compaction,
and similar There is little probability of fatigue damage oc-
curring in residential building structures due to
Key factor 3: “importance factor” either blasting, normal construction activity, or
vibration generated by either road or rail traffic.
• Reduction in the vibration limit to The increase of the component stress levels due
provide additional conservatism to imposed vibration is relatively nominal and
the number of cycles applied at a repeated high
(less risk of damage), which may level of vibration is relatively low. . . . Thus,
be appropriate considering the unless calculation indicates that the magnitude
cultural or economic value of indi- and the number of load reversals is significant .
. . then the guide values should not be reduced
vidual buildings.8 from fatigue considerations.10

USBM RI 8507. Based on studies in the Regarding an importance factor, the


1970s and 1980s, as described above, Fig. 5. Vibration limits recommended by standard provides a general statement:
the USBM RI 8507 study recommended BS 7385-2 superimposed on the USBM RI “Important buildings which are difficult
a “safe limit” to prevent threshold 8507 limit. to repair may require special consider-
cracking of plaster in residential build- ation on a case-by-case basis. A build-
ings (Fig. 4).9 The limit has a base value ing of historical value should not be
of 0.5 in/sec below 10 Hz (neglecting assumed to be more sensitive unless it is
the portion below 2.5 Hz, which is not relatively new structures in good structurally unsound.” In other words,
applicable for most buildings). Above condition to more than century-old lower limits may need to be used based
10 Hz, the limit increases with increas- structures in poor, already distressed on professional judgment for individual
ing frequency up to a maximum of 2.0 condition. cases. Dowding provides similar com-
in/sec. The increase recognizes the fact 2. Vibration source type: primarily mentary: “Historic status does not
that higher-frequency vibrations cause transient from blasting; limited test- automatically imply higher-than-usual
less response in buildings of this type ing to study effects of sustained, sensitivity. . . . In a recent evaluation,
(with natural frequencies generally from steady-state vibrations. several buildings on the official registry
10 to 15 Hz). of historic structures were found to be
3. Importance factor: not addressed. less sensitive than typical structures.
The three key factors for this recom- These historic structures were found
mended limit can be summarized as British BS 7385. The second primary to be of unusually good construction,
follows: source is British Standard BS 7385-2 showed few signs of distress, and with-
1. Building type and condition: one- (Fig. 5). The building types are identi- stood blast induced vibrations greater
and two-story residential buildings of fied on the chart. The limits shown than those proposed. All structures
wood and masonry construction with apply for transient vibrations. As can should be evaluated on their own physi-
building conditions ranging from be seen, the BS 7385-2 Line 2 limit is cal condition.”11
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APT BULLETIN JOURNAL OF PRESERVATION TECHNOLOGY / 46:2-3 2015

Annex A of Part 1 of the British stan- If the velocity values occur below the guide
dard provides a useful matrix for clas- values, then the probability of minor dam-
age is extremely small. If the guide values are
sifying structures according to their type only rarely exceeded up to about 30%, then
and responsiveness to vibrations. Con- the probability that damage occurs is not in-
sideration is given to soil type, foun- creased significantly. If the values exceed twice
the guide values, then damage [i.e., cosmetic
dation type, superstructure type, and
cracking] is likely to occur. Cracks that pen-
“political importance factor,” which etrate through an entire wall or floor have to
includes “architectural, archeological, be expected if values exceed the guide values
and historical value.” However, no link by several times. If conditions are very special,
an expert would be allowed to define higher or
is currently provided between the clas- lower guide values.
sifications obtained in Annex A and the
limits provided in Part 2 of the stan-
German DIN 4150. The fourth primary
dard. Development of an appropriate
source is German Standard DIN 4150.14
correlation between the classifications of
As shown in Figure 7, building type,
Annex A and the limits of Part 2 would Fig. 6. Guide value vibration limits
and to some extent building fragility
be very helpful. recommended by SN 640 312a for Class
3 structures, superimposed on the USBM
and condition, are addressed by dif-
RI 8507 limit. ferent categories of buildings. Line 2
Swiss SN 640 312. The third source com- applies to dwellings and other light-
monly cited is Swiss Standard SN 640 framed buildings, and Line 3 applies to
312, which is reportedly based mainly structures with “particular sensitivity to
on Swiss research, most notably that vibration” and those “of great intrinsic
of J. Studer.12 The standard is available value (e.g., buildings that are under a
only in German and French, but the au- preservation order).” The limits shown
thors obtained a technical translation of in Figure 7 are for transient, “short
relevant sections from Swiss colleagues. term” vibrations. The standard provides
As for building type and condition, considerably lower limits for continu-
the standard divides structures into ous, “long term” vibrations, but those
four classes. Figure 6 shows the limits limits apply for measurement at the top
to prevent cosmetic damage (hairline floor of the building, not at the base of
cracking) in Class 3 buildings, which the building as in the other limits, and
includes most light-framed structures. so are not directly comparable.
For transient or “occasional” vibra- The superposition of the limits in Fig-
tions, which the standard defines as less ure 7 shows that the German standard
than 1,000 recurrences, the Swiss limit has markedly lower limits than the
is again similar to the USBM RI 8507 other three primary sources. There is
limit. For continuous or “frequent” no known scientific basis for the lower
vibrations, which the standard defines nature of the German limits. Dowding
Fig. 7. Vibration limits from German DIN
as between 1,000 and 100,000 recur- notes the lack of data for the foundation
4150 superimposed on the similar limits
rences, the standard reduces the limit by of the DIN 4150 standard and states
from USBM 8507, BS 7385-2, and SN 640
approximately 60%. Accordingly, the 312a. that “apparently, the DIN standard is
limit for continuous vibrations is 0.24 an annoyance standard and is not based
in/sec, whereas the limit for transient upon observed cracking.”15 This could
vibrations is 0.59 in/sec, both increasing subjected to transient vibrations is a very well be the case, as human annoy-
at higher frequencies. range between 0.30 and 0.59 in/sec, and ance to vibrations typically begins at 0.1
the limit for historic buildings subjected to 0.2 in/sec.
Considerations of fragility and im- to continuous vibrations is a range from
portance are built into Class 4, which 0.12 to 0.24 in/sec, depending on pro- As for an importance factor, it seems
includes historic buildings. For Class fessional judgment for the individual that an extra degree of conservatism
4 structures, the standard states that case. (Note that the standard applies is already built into the German stan-
the guide value is a “range between further reductions for “permanent” dard, although this is not transparent
the guide value for Class 3 and half vibrations with greater than 100,000 or explained as such in the standard.
thereof.”13 In other words, profes- recurrences, which would be rare for Furthermore, a flat reduction of 50%
sional judgment is needed to choose construction vibrations.) is applied for all historic buildings, not
the amount of reduction for Class 4 a possible range of reduction based on
buildings relative to Class 3 buildings, Section 12 of the Swiss standard, “Ap- professional judgment as in the Swiss
up to a maximum reduction of 50%. plication of Guide Values,” provides standard or a possible reduction based
As such, the limit for historic buildings helpful commentary:

70
Vibration Limits

on case-by-case consideration as in the vibration levels at the building, possi- the possible condition of art objects:
British standard. bly involving field testing or structural some are very sound, and others are ex-
analysis; and development of a more tremely fragile and distressed.
refined, case-specific vibration limit for
Establishing Vibration the building.
The authors have had extensive expe-
Limits for Historic rience with vibration control during
The case-specific limit should be selected museum construction projects and have
Buildings by assessing the three key factors identi- researched the effects of vibrations on
fied above as they relate to the specific artwork in the conservation literature.18
With an appreciation for the vibration
building and situation: building type The following discussion summarizes
fundamentals and four primary sources
and condition, vibration source type, the significant points of this work:
of vibration limits as described above,
and desired importance factor.16 The
one can begin to formulate a rational • For shipment between museums,
limit should also consider human distur-
strategy to establish vibration limits art objects are packaged in specially
bance in any occupied buildings, as hu-
for individual historic buildings and designed crates to limit shock and
mans will often complain at levels above
construction projects. Inasmuch as the vibration effects. However, sustained
0.1 in/sec and be physically disturbed at
selection of limits involves a balance vibrations measured on the objects
levels above 0.2 in/sec.
between construction costs and toler- during truck transit are commonly
ance for risk of damage, building own- In the authors’ estimation, the published from 1.5 to 3 in/sec. Much higher
ers, governing agencies, and the parties limit that is the most comprehensive magnitude impulse-type vibrations
providing financial resources should be and that most sensibly reflects available occur due to crate handling, abrupt
involved. research and fundamental engineering starts and stops, and other jarring
principles is Swiss Standard SN640 312. transport events. Despite these very
A sensible first step, as recommended by
This standard provides a limit for light- significant levels of vibration, adverse
the 2012 NCHRP report, is to carry out
framed buildings exposed to transient effects rarely occur.
an initial screening process for buildings
vibrations that closely matches scientific
surrounding a construction site. For • There is very little information on
research (i.e., the USBM studies), a
the screening process, a conservative levels of vibrations that have actu-
conservative reduction to account for
threshold for potential damage should ally caused damage to artwork, as
the possible effects of continuous vibra-
be assumed, and simple vibration-­ this is obviously to be avoided. One
tions, and a range of possible reduction
prediction methods used to estimate reported case was at the British
to account for cultural (i.e., historic) or
levels of vibration that could occur at Museum in 2000, when damage oc-
economic value of the structure (i.e., the
each building located within some as- curred to twelve art objects at vibra-
“importance factor”).17
sumed screening distance. The NCHRP tion levels in the range of 0.6 to 1.8
report recommends a conservative In the end, the limit for historic build- in/sec. All of this damage occurred
screening distance of 500 feet for all ings will likely be in the range of 0.12 in areas of preexisting weakness on
but blasting activity, and conservative to 0.5 in/sec depending on evaluation of relatively fragile objects.
thresholds for potential damage of 0.2 the key factors for the individual case.
in/sec for transient and 0.1 in/sec for • The authors believe that a vibra-
For cases of extreme fragility or where
continuous vibrations. The authors of tion limit of approximately 0.1 in/
a very high importance factor is desired,
this article agree that these are conser- sec (baseline) is a conservative limit
the lowest vibration limit that should
vative initial assumptions. to protect most art objects in rea-
be set is the maximum ambient level of
sonable condition. The following
vibration in the building. This level can
If estimates of vibration are below the caveats apply: walking of light ob-
be determined by monitoring vibrations
assumed conservative thresholds, then jects on smooth surfaces can occur
in the building for a period of time dur-
no further work is necessary. If not, at lower levels; resonance of objects
ing normal, day-to-day activities before
feasible measures for reducing vibration or building sub-assemblies with
construction begins.
should be evaluated. Such mitigation natural frequencies similar to con-
measures could include alternate designs tinuous construction vibrations can
or less vibratory construction methods. Protection of Artwork be problematic; and objects that are
If it is anticipated that the conserva- from Vibrations particularly fragile or those with seri-
tive thresholds at a particular building ous preexisting weaknesses might be
would be exceeded, the next step would The response and vulnerability of art susceptible at lower levels. Measures
be to perform a higher level of review objects to vibrations is extremely vari- should be taken to protect against
for that building. Such review should able. Each object responds differently these risks on a case-by-case basis.
include a detailed inspection and evalu- to vibration input due to its particular
ation of the building for its particular size, shape, material composition, and • An artwork protection limit of ap-
sensitivity and fragility to the vibration mass distribution. To further complicate proximately 0.1 in/sec (baseline)
input; more detailed prediction of the matters, there is a very wide range in has been used during several recent

71
APT BULLETIN JOURNAL OF PRESERVATION TECHNOLOGY / 46:2-3 2015

­ useum construction projects.19 The


m • Careful pre- and post-construction and economic value of the artwork
limit proved to be achievable by the condition surveys of all affected (i.e., key factor 3), a separate limit of
contractors without the use of ex- buildings as a means of establishing 0.1 in/sec (frequency-dependent) was
tremely specialized techniques; the whether any construction-related used for locations where artwork was
limit kept vibrations below levels damage occurred (surveys should be present. Careful pre-construction test-
disturbing to building occupants; repeated after any above-limit vibra- ing, construction-phase vibration trials,
and no damage to the artwork was tions). and an extensive system of vibration
observed. monitors with alarm and notification
• Vibration monitoring throughout
protocols were included in the vibration
• In the end, each museum will need to actual construction, as well as other
control plan. During more than three
establish a vibration limit that, in the monitoring that may be appropriate
years of monitoring using over 20 seis-
judgment of their conservation and such as elevation surveying for settle-
mographs, vibrations in active galleries
vibration experts, is appropriate for ment, crack-width measurements,
often reached 0.05 in/sec and on two
its particular collection and construc- and visual surveys of general building
occasions reached approximately 0.2 in/
tion project. conditions.
sec (transient). Careful post-event and
In certain cases, other, more sophisti- post-construction inspections revealed
Vibration Limits as Part cated tasks may be appropriate, such no damage.
of an Overall Plan for as pre-construction vibration testing
to establish site-specific attenuation, Sullivan Arch, Art Institute of Chicago.
Vibration Control construction-phase vibration trials us- This architectural element, taken from
ing actual construction equipment, and the Chicago Stock Exchange Building
Selection of appropriate vibration lim-
specialized alarms and notification pro- (c. 1893) and relocated to the Art Insti-
its is only part of a successful plan for
tocols. tute campus in 1977, presented a special
vibration control at historic buildings.
case because the contractor proposed
Details of other critical aspects of such
vibratory sheet pile driving (i.e., po-
a plan are provided in the following ar- Project Examples tentially continuous vibrations) within
ticles: “Part 3 - Recommended Method-
The examples provided below, which about 30 feet of the base of the arch
ology for Vibration Control,” by Arne
are from the authors’ project experi- (Fig. 8). In this case, a lower vibration
Johnson et. al., and “Part 4 - Protection
ence, illustrate selections of appropriate limit of 0.2 in/sec (frequency-dependent)
of Adjacent Structures During Construc-
vibration limits for different situations was used for any continuous vibrations
tion” by E. Hammarberg et. al.20 The
involving historic buildings. For each (defined as cyclic vibrations with dura-
methodology will vary depending on
example, note the three key factors tion greater than 2 seconds) that were
the individual circumstances of each
that are identified and refer to the four measured at the arch during the vibra-
project. However, the following tasks
primary sources for limits. Additional tory sheet pile installation (key factor
should typically be included:
case studies and references to actual 2). Continuous vibrations near the 0.2
• Pre-construction planning and de- levels of vibrations on construction sites in/sec limit were recorded for approxi-
sign, including prediction of vibra- and associated damage observations mately two days. Careful pre- and post-
tion levels in individual buildings, can be found in Dowding and the 2012 construction surveys of the object were
assessment of building-specific vul- NCHRP Report.21 conducted by museum conservation
nerabilities to vibration, selection staff, and no adverse effects were found.
of appropriate vibration limits, and Modern Wing, Art Institute of Chicago.
studies of practical strategies to re- The historic buildings on the Art In- Saint Louis Art Museum expansion. The
duce vibration exposure. stitute campus (dating from c. 1893) historic museum building (c. 1904) and
and the museum’s extensive collections extensive collections needed protection
• Development of a vibration-control
needed protection during the recent during a recent 200,000-square-foot
specification for the project. This
264,000-square-foot Modern Wing ad- expansion (see Fig. 1). As at the Art
specification should be incorporated
dition and related construction works. Institute of Chicago, vibrations were
into the bidding and construction
The existing buildings were heavy, pile- typically transient in nature, and the
documents and should include re-
supported, masonry buildings in very existing buildings were massive and in
quirements for pre-construction
good condition (key factor 1), and most good condition. The limits used were
condition surveys; definition of vibra-
of the vibratory work near the existing 0.5 in/sec for the buildings and 0.12 in/
tion limits and locations; details of
buildings was transient in nature (key sec (frequency-dependent) for the art-
the monitoring plan to be followed;
factor 2). With no special importance work. Extensive field trials and multiple
guidance and minimum requirements
factor (key factor 3) desired, a vibration years of monitoring were conducted. No
regarding the contractor’s means and
limit of 0.5 in/sec (frequency-dependent) vibration-related damage was observed.
methods; and stipulation of protocols
to be followed if recorded vibrations was used for protection of the buildings.
exceed the specified limits. In recognition of the extreme cultural

72
Vibration Limits

Fig. 8. Site-grading activities near Sullivan


Arch next to the Modern Wing addition at
the Art Institute of Chicago, 2005.

For each project, a case-specific vibra-


tion limit should be selected considering
the following key factors: building type
and condition, vibration-source type,
importance factor, and the potential for
human disturbance. In the authors’ esti-
mation, the currently published limit
that best reflects available research and
consideration of these key factors is
Swiss Standard SN640 312 (as explained
herein). In the end, the appropriate
­vibration limit for a historic building
will likely be in the range of 0.12 to 0.5
in/sec, depending on evaluation of the
key factors for the individual case.
Vibration limits are only part of a suc-
cessful plan for vibration control at
historic buildings. Other critical aspects
include pre-construction planning,
Taft Museum of Art. Underground tun- not be moved, the museum desired a development of a vibration control
nel construction work is underway very conservative vibration limit (key specification, careful pre- and post-­
across the street from this museum, factor 3), which was set to be roughly construction surveys, and monitoring
located in Cincinnati, Ohio. Its collec- equivalent to the maximum ambient during actual construction. In special
tions include art objects and murals (c. vibrations in the building, 0.06 in/sec. cases, more sophisticated vibration-con-
1850), which were painted directly on During construction, levels of vibrations trol measures such as on-site vibration
the original plaster walls. Vibrations are at the relief (primarily transient) oc- testing and trials may also be appropri-
expected to be primarily transient (key casionally reached 0.05 in/sec and once ate in order to safeguard the resource.
factor 2), but the building, including the reached 0.07 in/sec, with no damage
non-moveable murals, is judged more observed. Arne P. Johnson is a licensed structural
susceptible (key factor 1) due to the engineer and principal with 25 years
extreme fragility and pre-cracked condi- of experience at Wiss, Janney, Elstner
tion of the very old plaster walls with
Conclusion
­Associates. His areas of practice include
the murals. A high degree of protection Vibration limits for historic buildings, structural evaluation, testing, and reha-
was desired by the museum (key fac- art collections, and similar environ- bilitation of structures of all types. He
tor 3) given the irreplaceable nature of ments should be established on a case- has served as vibration-control expert
the murals. Therefore, a vibration limit by-case basis using a rational procedure for numerous historic buildings and
of 0.12 in/sec, just above maximum that has basis in scientific research and museums. He may be reached at
measured ambient levels, was selected principles. Those responsible for es- ajohnson@wje.com.
for both the building and artwork. Con- tablishing limits should have an under-
struction is just beginning. standing of human perception thresh- W. Robert Hannen is an associate
olds, ambient levels in buildings, and principal with more than 35 years of
Mesopotamian Relief, Oriental Institute damage levels documented in research experience at Wiss, Janney, Elstner
Museum, University of Chicago. Heavy studies. Also critical is an understand- ­Associates. Trained under Jack Wiss,
construction was performed across the ing of the basis and provisions of the WJE co-founder and a pioneer in the
street from this museum (c. 1931), commonly cited sources for vibration field of construction vibrations, Hannen
which houses eighth-century B.C. limits. Assignment of an arbitrarily low has focused his career on measuring and
­Assyrian reliefs carved from blocks of vibration limit due to lack of knowledge evaluating vibrations and developing
gypsum and broken in antiquity (i.e., or expediency risks unnecessary costs remote vibration and structural-health
pre-cracked). Due to the extreme fragil- in lighter construction methods and monitoring systems. He may be reached
ity and value of the reliefs, which could greater vibration-monitoring efforts. at rhannen@wje.com.

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APT BULLETIN JOURNAL OF PRESERVATION TECHNOLOGY / 46:2-3 2015

Notes 111 no. 3 (1985): 208-215. Walter Sedovic,


“Assessing the Effect of Vibration on Historic
limit for continuous vibrations. In the absence
of definitive scientific basis, the authors suggest
1. American Association of State Highway and Buildings,” Association for Preservation Tech- a reduction as a conservative measure.
Transportation Officials, “Standard Recom- nology Bulletin 16, no. 3-4 (1984): 52-61. 18. Arne Johnson, W. Robert Hannen, and F.
mended Practice for Evaluation of Transporta- 8. The concept of an importance factor is com- Zuccari, “Vibration Control during Museum
tion Related Earthborne Vibrations, R8-96,” mon in architectural/engineering practice; for Construction Projects,” Journal of the Ameri-
Standard Specifications for Transportation example, higher importance factors (and hence can Institute for Conservation 52 no. 1 (2013):
Materials and Methods of Sampling and Test- higher performance expectations) are used in 30-47.
ing, Part I, Specifications (Washington, D.C.: the design of essential facilities such as schools,
American Association of State Highway and 19. In the project examples cited, vibrations
prisons, hospitals, fire stations, and other typically originated outside the buildings, and
Transportation Officials, 2004). John F. Wiss, emergency-response facilities.
“Construction Vibrations: State-of-the-Art,” the vibration response (where the limits apply)
Journal of the Geotechnical Engineering Divi- 9. See Note 2. was measured at the base of the building or
sion 107, no. 2 (1981): 167-181. near a column or bearing wall within the build-
10. British Standards Institute, “BS 7385
ing, such that dynamic amplification effects
2. D. Siskind, M. Stagg, J. Kopp, and C. Evaluation and Measurement for Vibration
were not included. This is consistent with the
Dowding, “Structure Response and Damage in Buildings, Part 1: Guide for Measurement
four primary sources for vibration limits de-
Produced by Ground Vibration from Surface of Vibrations and Evaluation of Their Effects
scribed in this paper, all of which assume that
Mine Blasting,” Report of Investigations 8507, on Buildings,” 1990, and “Part 2: Guide to
vibrations originate outside the building and
U.S. Bureau of Mines (Washington, D.C.: U.S. Damage Levels from Groundborne Vibration,”
are measured at the base of the building.
Dept. of Interior, 1980). M. Stagg, D. Siskind, (London: Board of British Standards Institute,
M. Stevens, and C. Dowding, “Effects of Re- 1993). 20. Johnson, Hannen, and Zuccari, 30-47.
peated Blasting on a Wood-Frame House,” E. Hammarberg, K. Kesner, and D. Trelstad,
11. See Note 3.
Report of Investigations 8896, U.S. Bureau of “Protection of Historic Urban Structures Dur-
Mines (Washington, D.C.: U.S. Department of 12. Swiss Standards Association, “Effects of ing Adjacent Construction,” International
Interior, 1984). Vibration on Construction,” SN 604 312a Conference on Protection of Historical Build-
(2013). J. Studer and A. Suesstrunk, “Swiss ings (Rome, Italy, 2009). It is noteworthy that
3. Walter Konon and John Schuring, “Discus- Standard for Vibrational Damage to Build- Mr. Hammarberg, when consulted during
sion by C. Dowding of ‘Vibration criteria for ings,” Proceedings of 10th International development of the present paper, commented
historic buildings,’” Journal of Construction Conference of Soil Mechanics and Foundation that he has been involved in the monitor-
Engineering and Management 111, no. 3 Engineering (Stockholm, 1981). J.A. Studer. ing of several hundred old (many historic)
(1985): 208-215. Vibrations on Buildings; Trade Events: Vibra- ­unreinforced-masonry buildings in New York
4. See Note 2. tions and Structure-Borne Sound: A Civil Engi- City and that he has never observed damage
neering Challenge (Zurich: Studer Engineering, caused by construction vibrations at levels be-
5. C. Dowding, “Comparison of Environmen- 2003). low 0.5 in/sec, which is the stipulated limit for
tal and Vibration-Induced Crack Movement,”
13. “Guide value” is a technical term used in New York City landmark buildings (reference
in Construction Vibrations, Chapter 13 (Up-
Swiss engineering practice for approximate, NYC TPPN-1088).
per Saddle River, N.J.: Prentice Hall, 2000):
182-202. C. Dowding, D. Marron, R. Beillot, indicatory values, benchmarks, and guidelines. 21. C. Dowding, Construction Vibrations (Up-
“Response of Historic Structure to Long Term Such values are not intended to be strict or per Saddle River, N.J.: Prentice Hall, 2000).
Environmental and Construction Vibration mandatory but rather to call for appropriate
Effects,” documentation of construction vibra- professional judgment.
tions at Blair House, Proceedings of the 7th In- 14. Deutsches Institut für Normung, “Struc-
ternational Symposium on Field Measurements tural Vibration, Part 3: Effects of Vibration on
in Geomechanics (Washington, D.C.: American Structures,” DIN 4150-3 (Berlin: German Insti-
Society of Civil Engineers: 2004): 1-13. tute for Standardization, 1999): 1-11.
6. “Current Practices to Address Construction 15. C. Dowding “Frequency-based Control of
Vibrations and Potential Effects to Historic Construction Vibrations,” Construction Vibra-
Buildings Adjacent to Transportation Proj- tions (Upper Saddle River, N.J.: Prentice Hall,
ects,” National Cooperative Highway Research 2000): 138.
Program Report 25-25/Task 72 (Washington,
D.C.: National Academy of Sciences, 2012). 16. Guidance in assessing building type and
condition can be found in BS 7385-2, Annex
7. Jones & Stokes, “Transportation- and A, Part 1, although a correlation between the
Construction-Induced Vibration Guidance standard’s building classifications and vibra-
Manual,” prepared for Noise, Vibration and tion limits will need to be estimated, as a cor-
Hazardous Waste Office, California Depart- relation is not provided in the standard.
ment of Transportation, 2004. C. E. Hanson,
D. A. Towers, and L. D. Meister, “Transit 17. Reduction in the limit to account for con-
Noise and Vibration Impact Assessment,” pre- tinuous vibrations is debated and may not be
pared for Office of Planning and Environment, necessary. Research into damage caused by The APT Bulletin is published by the
U.S. Federal Transit Administration, 2006. P. continuous vibrations is limited. Dowding and Association of Preservation Technology, an
L. Kelley, S. J. DelloRusso, and C. J. Russo, Siskind argue that the USBM RI 8507 limit interdisciplinary organization dedicated to
“Building Response to Adjacent Excavation already accounts for dynamic amplification and
that fatigue effects are negligible on most con-
the practical application of the principles and
and Construction,” Proceedings of the Ameri- techniques necessary for the care and wise
can Society of Civil Engineers Annual Conven- struction projects. The British standard states
that some reduction to account for dynamic use of the built environment. A subscription
tion (Boston, Mass., 1998): 80-97. W. Konon
and J. R. Schuring, “Vibration Criteria for His- amplification may be appropriate in some cases to the Bulletin and free online access to
toric and Sensitive Older Buildings,” Journal but that reduction for fatigue considerations is past articles are member benefits. For more
of Construction Engineering and Management typically not necessary. Wiss applied a lower information please visit www.apti.org.

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