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Vibration Limits For Historic Buildings and Art Collections
Vibration Limits For Historic Buildings and Art Collections
Vibration Limits For Historic Buildings and Art Collections
Johnson and
W. Robert Hannen
Historic Buildings
and Art Collections
ing or vibratory roller compaction of Vibrations from heel drops, a simulated American Association of State Highway
activity similar to running or jumping, and Transportation Officials, R8-96,
soil. Pseudo-steady-state vibrations are 2004; and John F. Wiss, “Construction
a mixture of transient and steady-state were recorded to be in the range of 0.05
Vibrations,” (1981): 167-181.
responses. to 0.20 in/sec at the Saint Louis Art
Museum. A comparison of these values
For buildings, the magnitude of vibra- with the chart in Figure 2 clearly shows
tions is typically measured in terms that occupants can, at times, feel back- A total of 76 residential buildings were
of peak particle velocity (PPV) using ground vibrations in most buildings. included in the studies. Most buildings
units of inches per second (in/sec). The were relatively modern, timber-framed
number of vibration cycles in a specified Damage levels for buildings. Rigorous houses with drywall finishes; however,
period of time is called the vibration scientific study to determine damage several were of brick and concrete
frequency, typically measured in Hertz thresholds for buildings exposed to masonry construction, and some were
(Hz), or cycles per second. vibrations was carried out by the U.S. older buildings with plaster on wood-
Bureau of Mines (USBM) in the 1970s lath finishes. Pre-existing conditions in
Human perception of vibrations. The and 1980s and reported in landmark the buildings varied from good to rela-
human body can perceive very low lev- research reports.2 Actual residences tively poor and distressed. One building
els of vibrations (Fig. 2).1 Steady-state near blasting sites were carefully in- was more than 150 years old and had
vibrations become perceptible to human strumented and documented during the significant distress (cracking) in its plas-
occupants at approximately 0.03 in/sec, course of hundreds of blasting events. ter walls before vibration exposure.3
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Table 2. Damage Thresholds as Reported in USBM RI 8507 seasonal changes in temperature and
humidity have been found to be several
Conditions Observed Typical Peak Particle times those produced by blasting vibra-
Velocity (in/sec) tions of 0.1 to 0.5 in/sec. These findings
Threshold damage (hairline cracking in plaster, opening of old cracks, etc.) 2-3 explain why wall finishes in buildings
Never at < 0.5 often exhibit hairline cracking in the
Minor damage (hairline cracking in masonry, breaking of windows) 4-5 absence of vibration exposure.5
Never at < 1.0
Major structural damage (cracking or shifting of foundations or >5
bearing walls) Vibration Limits to
Protect Buildings
As summarized in Table 2 and illus- • “Major structural damage,” such as
trated in Figure 3, the U. S. Bureau of wide cracking or shifting of founda- Vibration limits to protect typical build-
Mines Report of Investigations 8507, tions or bearing walls, typically did ings (i.e., those without any perceived
“Structure Response and Damage Pro- not occur until levels well above 5 in/ unusual sensitivity) are relatively well
duced by Ground Vibration from Sur- sec.4 known and accepted. One of the most
face Mine Blasting” (USBM RI 8507), commonly cited limits in the U.S. is
The basis and limitations of the USBM still based on the USBM RI 8507 study.
reported the following findings:
RI 8507 findings should be noted. Vi- However, there is no commonly ac-
• “Threshold damage,” defined as open- brations were measured on the ground cepted standard for vibration limits
ing of old cracks, formation of new at the base of the buildings or in the specifically to protect historic buildings,
hairline cracks in drywall or plaster basement next to the foundation walls. although there is a plethora of guide-
wall finishes, and dislodging of loose Supplemental instrumentation was in- lines and recommendations. A 2012
objects, typically appeared at ap- stalled at various locations inside the National Cooperative Highway Re-
proximately 2 to 3 in/sec and was buildings to study dynamic amplifica- search Program (NCHRP) report, which
never observed at less than 0.5 in/sec. tion; amplified measurements on walls provides a comprehensive summary of
and ceilings were reported to be up the available literature, cites more than
• “Minor damage,” such as broken
to four to eight times that of the cor- 20 sources for vibration limits for his-
windows, loosened or fallen plaster,
responding measurements at the base toric buildings, with limits ranging from
and hairline cracking of masonry,
of the building. The study had included as low as 0.08 to as high as 2.0 in/sec.6
typically appeared at approximately
structures of various ages, from rela- Representative references cited in the
4 to 5 in/sec and was never observed
tively new to quite old, and various report, in addition to those referenced
below 1.0 in/sec.
conditions, from relatively good to elsewhere in this article, are included in
already distressed. However, all of the the bibliography.7
testing was performed on low-rise resi-
dential buildings of wood and masonry The authors have reviewed these
construction, and the vibration type sources, looking for commonalities and
was primarily transient (from nearby the scientific basis for the recommended
blasting). Limited testing was performed limits, such as statistical analysis of
on one building to study fatigue effects actual damage data. This review in-
under sustained, steady-state excitation. dicated that many, if not most, of the
With a large oscillator attached to the recommendations are based on general
building and operating continuously, experience and judgment; scientific
threshold cracking did not occur until basis and adequate explanation for the
52,000 cycles of continuous vibration limits are often lacking. In some cases,
input equivalent to 0.5 in/sec at the base a small number of damage incidents are
of the building. reported, but these cases are difficult to
interpret or make generalizations from
The USBM RI 8507 study, as well as due to the limited data and unique char-
several other studies, compared strains acteristics of the particular vibration
in walls produced by everyday activities source and structure.
(walking, running, closing doors, etc.)
with those needed to cause threshold This review indicated that almost all of
cracking. Results indicated that oc- the sources for limits at historic build-
cupants of buildings commonly pro- ings point back to four primary sources.
duce strains in walls similar to those Careful study and comparison of these
Fig. 3. Damage probability as reported produced by blasting vibrations of 0.1 four sources reveals commonalities that
in USBM RI 8507 and reproduced in C. to 0.5 in/sec. Perhaps even more sig- can be used to formulate a rationale for
Dowding, Construction Vibrations, 172. nificantly, strains in walls caused by developing appropriate vibration limits
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Vibration Limits
for particular historic buildings and sit- very similar to the USBM RI 8507 limit,
uations. The following sections describe which is to be expected since both relate
the vibration limits recommended by to light-framed structures subjected to
each of these four primary sources. The transient vibrations. Sources cited by BS
way in which each vibration limit ad- 7385 include publications by the USBM
dresses the following three key factors researchers, as well as independent Brit-
should be noted: ish and Swiss studies.
Key factor 1: building type and condi- For continuous vibrations, the British
tion standard states:
• Responsiveness (sensitivity) of a The guide values . . . relate predominately to
particular structure type to vibra- transient vibration which does not give rise
to resonance response in structures, and to
tion input low-rise buildings. Where the dynamic load-
Fig. 4. “Safe limit” to prevent threshold
• Fragility of a particular structure, ing caused by continuous vibration is such as
cracking in plaster walls. From USBM to give rise to dynamic magnification due to
pre-existing weaknesses or distress RI 8507 and John F. Wiss, “Construction resonance . . . then the guide values may need
Vibrations,” (1981): 167-181. to be reduced by up to 50%. Note: There are
Key factor 2: vibration source type insufficient cases where continuous vibration
has caused damage to buildings to substantiate
• Transient (short term, impulse-
these guide values, but they are based on com-
type) vibrations: blasting, sudden mon practice.
ground impacts, and similar
Regarding the potential for fatigue un-
• Continuous (long term, steady- der continuous or long-term vibration
state) vibrations: vibratory pile exposure, the standard states:
driving, vibratory compaction,
and similar There is little probability of fatigue damage oc-
curring in residential building structures due to
Key factor 3: “importance factor” either blasting, normal construction activity, or
vibration generated by either road or rail traffic.
• Reduction in the vibration limit to The increase of the component stress levels due
provide additional conservatism to imposed vibration is relatively nominal and
the number of cycles applied at a repeated high
(less risk of damage), which may level of vibration is relatively low. . . . Thus,
be appropriate considering the unless calculation indicates that the magnitude
cultural or economic value of indi- and the number of load reversals is significant .
. . then the guide values should not be reduced
vidual buildings.8 from fatigue considerations.10
Annex A of Part 1 of the British stan- If the velocity values occur below the guide
dard provides a useful matrix for clas- values, then the probability of minor dam-
age is extremely small. If the guide values are
sifying structures according to their type only rarely exceeded up to about 30%, then
and responsiveness to vibrations. Con- the probability that damage occurs is not in-
sideration is given to soil type, foun- creased significantly. If the values exceed twice
the guide values, then damage [i.e., cosmetic
dation type, superstructure type, and
cracking] is likely to occur. Cracks that pen-
“political importance factor,” which etrate through an entire wall or floor have to
includes “architectural, archeological, be expected if values exceed the guide values
and historical value.” However, no link by several times. If conditions are very special,
an expert would be allowed to define higher or
is currently provided between the clas- lower guide values.
sifications obtained in Annex A and the
limits provided in Part 2 of the stan-
German DIN 4150. The fourth primary
dard. Development of an appropriate
source is German Standard DIN 4150.14
correlation between the classifications of
As shown in Figure 7, building type,
Annex A and the limits of Part 2 would Fig. 6. Guide value vibration limits
and to some extent building fragility
be very helpful. recommended by SN 640 312a for Class
3 structures, superimposed on the USBM
and condition, are addressed by dif-
RI 8507 limit. ferent categories of buildings. Line 2
Swiss SN 640 312. The third source com- applies to dwellings and other light-
monly cited is Swiss Standard SN 640 framed buildings, and Line 3 applies to
312, which is reportedly based mainly structures with “particular sensitivity to
on Swiss research, most notably that vibration” and those “of great intrinsic
of J. Studer.12 The standard is available value (e.g., buildings that are under a
only in German and French, but the au- preservation order).” The limits shown
thors obtained a technical translation of in Figure 7 are for transient, “short
relevant sections from Swiss colleagues. term” vibrations. The standard provides
As for building type and condition, considerably lower limits for continu-
the standard divides structures into ous, “long term” vibrations, but those
four classes. Figure 6 shows the limits limits apply for measurement at the top
to prevent cosmetic damage (hairline floor of the building, not at the base of
cracking) in Class 3 buildings, which the building as in the other limits, and
includes most light-framed structures. so are not directly comparable.
For transient or “occasional” vibra- The superposition of the limits in Fig-
tions, which the standard defines as less ure 7 shows that the German standard
than 1,000 recurrences, the Swiss limit has markedly lower limits than the
is again similar to the USBM RI 8507 other three primary sources. There is
limit. For continuous or “frequent” no known scientific basis for the lower
vibrations, which the standard defines nature of the German limits. Dowding
Fig. 7. Vibration limits from German DIN
as between 1,000 and 100,000 recur- notes the lack of data for the foundation
4150 superimposed on the similar limits
rences, the standard reduces the limit by of the DIN 4150 standard and states
from USBM 8507, BS 7385-2, and SN 640
approximately 60%. Accordingly, the 312a. that “apparently, the DIN standard is
limit for continuous vibrations is 0.24 an annoyance standard and is not based
in/sec, whereas the limit for transient upon observed cracking.”15 This could
vibrations is 0.59 in/sec, both increasing subjected to transient vibrations is a very well be the case, as human annoy-
at higher frequencies. range between 0.30 and 0.59 in/sec, and ance to vibrations typically begins at 0.1
the limit for historic buildings subjected to 0.2 in/sec.
Considerations of fragility and im- to continuous vibrations is a range from
portance are built into Class 4, which 0.12 to 0.24 in/sec, depending on pro- As for an importance factor, it seems
includes historic buildings. For Class fessional judgment for the individual that an extra degree of conservatism
4 structures, the standard states that case. (Note that the standard applies is already built into the German stan-
the guide value is a “range between further reductions for “permanent” dard, although this is not transparent
the guide value for Class 3 and half vibrations with greater than 100,000 or explained as such in the standard.
thereof.”13 In other words, profes- recurrences, which would be rare for Furthermore, a flat reduction of 50%
sional judgment is needed to choose construction vibrations.) is applied for all historic buildings, not
the amount of reduction for Class 4 a possible range of reduction based on
buildings relative to Class 3 buildings, Section 12 of the Swiss standard, “Ap- professional judgment as in the Swiss
up to a maximum reduction of 50%. plication of Guide Values,” provides standard or a possible reduction based
As such, the limit for historic buildings helpful commentary:
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Vibration Limits
on case-by-case consideration as in the vibration levels at the building, possi- the possible condition of art objects:
British standard. bly involving field testing or structural some are very sound, and others are ex-
analysis; and development of a more tremely fragile and distressed.
refined, case-specific vibration limit for
Establishing Vibration the building.
The authors have had extensive expe-
Limits for Historic rience with vibration control during
The case-specific limit should be selected museum construction projects and have
Buildings by assessing the three key factors identi- researched the effects of vibrations on
fied above as they relate to the specific artwork in the conservation literature.18
With an appreciation for the vibration
building and situation: building type The following discussion summarizes
fundamentals and four primary sources
and condition, vibration source type, the significant points of this work:
of vibration limits as described above,
and desired importance factor.16 The
one can begin to formulate a rational • For shipment between museums,
limit should also consider human distur-
strategy to establish vibration limits art objects are packaged in specially
bance in any occupied buildings, as hu-
for individual historic buildings and designed crates to limit shock and
mans will often complain at levels above
construction projects. Inasmuch as the vibration effects. However, sustained
0.1 in/sec and be physically disturbed at
selection of limits involves a balance vibrations measured on the objects
levels above 0.2 in/sec.
between construction costs and toler- during truck transit are commonly
ance for risk of damage, building own- In the authors’ estimation, the published from 1.5 to 3 in/sec. Much higher
ers, governing agencies, and the parties limit that is the most comprehensive magnitude impulse-type vibrations
providing financial resources should be and that most sensibly reflects available occur due to crate handling, abrupt
involved. research and fundamental engineering starts and stops, and other jarring
principles is Swiss Standard SN640 312. transport events. Despite these very
A sensible first step, as recommended by
This standard provides a limit for light- significant levels of vibration, adverse
the 2012 NCHRP report, is to carry out
framed buildings exposed to transient effects rarely occur.
an initial screening process for buildings
vibrations that closely matches scientific
surrounding a construction site. For • There is very little information on
research (i.e., the USBM studies), a
the screening process, a conservative levels of vibrations that have actu-
conservative reduction to account for
threshold for potential damage should ally caused damage to artwork, as
the possible effects of continuous vibra-
be assumed, and simple vibration- this is obviously to be avoided. One
tions, and a range of possible reduction
prediction methods used to estimate reported case was at the British
to account for cultural (i.e., historic) or
levels of vibration that could occur at Museum in 2000, when damage oc-
economic value of the structure (i.e., the
each building located within some as- curred to twelve art objects at vibra-
“importance factor”).17
sumed screening distance. The NCHRP tion levels in the range of 0.6 to 1.8
report recommends a conservative In the end, the limit for historic build- in/sec. All of this damage occurred
screening distance of 500 feet for all ings will likely be in the range of 0.12 in areas of preexisting weakness on
but blasting activity, and conservative to 0.5 in/sec depending on evaluation of relatively fragile objects.
thresholds for potential damage of 0.2 the key factors for the individual case.
in/sec for transient and 0.1 in/sec for • The authors believe that a vibra-
For cases of extreme fragility or where
continuous vibrations. The authors of tion limit of approximately 0.1 in/
a very high importance factor is desired,
this article agree that these are conser- sec (baseline) is a conservative limit
the lowest vibration limit that should
vative initial assumptions. to protect most art objects in rea-
be set is the maximum ambient level of
sonable condition. The following
vibration in the building. This level can
If estimates of vibration are below the caveats apply: walking of light ob-
be determined by monitoring vibrations
assumed conservative thresholds, then jects on smooth surfaces can occur
in the building for a period of time dur-
no further work is necessary. If not, at lower levels; resonance of objects
ing normal, day-to-day activities before
feasible measures for reducing vibration or building sub-assemblies with
construction begins.
should be evaluated. Such mitigation natural frequencies similar to con-
measures could include alternate designs tinuous construction vibrations can
or less vibratory construction methods. Protection of Artwork be problematic; and objects that are
If it is anticipated that the conserva- from Vibrations particularly fragile or those with seri-
tive thresholds at a particular building ous preexisting weaknesses might be
would be exceeded, the next step would The response and vulnerability of art susceptible at lower levels. Measures
be to perform a higher level of review objects to vibrations is extremely vari- should be taken to protect against
for that building. Such review should able. Each object responds differently these risks on a case-by-case basis.
include a detailed inspection and evalu- to vibration input due to its particular
ation of the building for its particular size, shape, material composition, and • An artwork protection limit of ap-
sensitivity and fragility to the vibration mass distribution. To further complicate proximately 0.1 in/sec (baseline)
input; more detailed prediction of the matters, there is a very wide range in has been used during several recent
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Vibration Limits
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